Constitutional Law 1 - Bernas
Constitutional Law 1 - Bernas
Constitutional Law 1 - Bernas
CONSTITUTION
OF THE
REPUBLIC OF THE PHILIPPINES
PREAMBL E
The very first Committee Report to come out for deliberation by the 1986
Constitutional Commission was a draft of a preamble. The draft was a
1
1
2 THE 1987 CONSTITUTION OF THE REPUBLIC OF THE
PHILIPPINES
The Commission deliberations took up most of the plenary ses sion time on June
10 and ll . The Committee's
3
"guidance" gave way to "aid" as the more
all-embracing term. The word "enhance" yielded to the 1935's and 1973's
"conserve and develop." The addition of the more dynamic word "aspirations" to
the passive sounding "ideals" was accepted. But the modifier
"participatory," which the Committee said was meant to introduce the element of direct
democracy and "people power," was deleted as being tautological.
2
ld. at 93-97, 124-126.
'Journal No. 7 and 8, June 10 and 11, 1986; I RECORD 87-109, 116-140.
PREAMBLE
3
violence to human dignity, as for instance when the greater majority might want the
extermination of those who are considered as belong ing to an inferior race. It was
thought that the phrase "common good" would guarantee that mob rule would not
prevail and that the majority would not persecute the minority. 4
Another change made by the body was the insertion of the phrase "a just and humane
society". The phrase added the notion that a con stitution not merely sets up a
government but is also an instrument for building the larger society of which
government is merely a part.
The Committee's desire to substitute "rule" for "regime" was rejected. Instead, the
phrase "rule of law" was inserted and the con cluding litany was made to read "truth,
justice, freedom, love, equality and peace". The introduction of the word "love"
probably makes the Philippines the only nation to enshrine the word in its Constitution.
It serves as a monument to the love that prevented bloodshed in the Feb ruary
Revolution of 1986. Moreover, the insertion of "truth" is a protest against the
deception that characterized the Marcos regime. Finally, the enumeration
captures a stream in Catholic thought which sees peace as the fruit of the convergence
of truth, justice, freedom, and love.
The draft was approved on second reading on the eve of Indepen dence Day,
June 1 1, 1986.
The Preamble, moreover, bears witness to the fact that the Consti
tution is the manifestation of the sovereign will of the Filipino people. This idea comes
out more clearly in the present text, as also in the 1973 text, which uses the first person
approach. The 1935 Preamble had used the third person approach: "The Filipino people,
imploring the aid, etc." The effect of the 1935 text was to suggest that some third
person, the United States, was making the announcement that the Filipino
people were finally being allowed to promulgate a constitution.
The identification of the Filipino people as the author of the con stitution also calls
attention to an important principle: that the document is not just the work of
representatives of the people but of the people themselves who put their mark of
approval by ratifying it in a plebiscite.
The 1935 text had also stated that one of the objects of the promul gation of
the constitution was "to secure to themselves and their poster ity the blessings of
independence." The text thus suggested that inde pendence was still
merely an aspiration (as indeed it was then) and not
yet a possession of the Filipino people. To remove this anachronistic suggestion, the
Preamble now, as also the 1973 Preamble, speaks of the "blessings of democracy" and
calls the Filipino people "sovereign."
ARTICLE I
THE NATIONAL TERRITORY
The definition of national territory found in the Constitution went through three phases.
The first phase was during the 1934-1935 Con stitutional Convention. This
was followed by the deliberations of the
1972 Constitutional Convention and finally by the deliberations of the 1986
Constitutional Commission. Between 1972 and 1986, however, the
Philippines became party to the 1982 Convention on the Law of the Sea. In the
exposition of the law on national territory all these phases will be taken into
consideration.
THE PHILIPPINES
6 THE 1987 CONSTITUTION Sec. 1
OF THE REPUBLIC OF
of international law. Hence, the silence of a constitution regarding the territorial limits
of a sovereignty does not deprive such sovereignty of any portion of territory it is
entitled to under international law. Neither, however, does a constitutional definition
of territory have the effect of legitimizing a territorial claim not founded on some legal
right pro
tected by international law.
nition in Article I of the 1935 Constitution was not a denial of this prin ciple.
Rather, Article I reflected a historical purpose. The determinative factor which
persuaded the 1935 Convention to include an article on national territory was the intent of
the Convention to use the Constitu tion as an international document binding on the United
States. The possibility of transforming the Constitution, a municipal law, into an
international document arose from a provision of the Tydings-McDuffie Law which
prescribed that the effectivity of the Philippine constitu tion would depend partly on the
acceptance of its provisions by the United States Government. Delegate
2
Singson Encarnacion put the mat ter bluntly: "Es cosa necessaria para
nosotros. No debemos redactor nuestra Constitution,
como se ha repetido aqui muchas veces, imitando
simplemente la Constitution de otros paises; debemos
poner aqui lo que es necessario, a fin de que despues no se conviertan algunas
de nuestras islas en 'yoyo', o sea, que Estados Unidos
retire lo que hoy de buena gana nos concede." Answering the
3
question of Delegate Palma, Singson Encarnacion was even more blunt: "Como
sabe su senoria muy bien, en este mundo no rige el verdadero derecho
international basado en lajusticia estricta, sino la fundada en
fuerza de los canones, y claw esta, es mejor que fortalezcamos
desde ahora." 4
The article, thus gave four points of reference for the determina tion of Philippine
territory: (1) The Treaty of Paris on December 10, 1898; (2) The Treaty of
Washington on November 7, 1900; (3) The treaty between Great Britain and the United
States on January 2,1930; (4) "all territory over which the present Government
of the Philippine Islands exercises jurisdiction."
By Article III of the Treaty of Paris, Spain ceded to the United States "the archipelago
known as the Philippine Islands, and compre hending the islands lying within" the line
drawn by the technical de scription of the same article. The technical description
embodied in the Treaty of Paris, however, left some doubt about the inclusion
within the ceded territory of the Batanes Islands to the north and of the Islands of
Sibutu and Cagayan de Sulu to the south as well as of the Turtle and Mangsee
Islands. The Treaty of Washington of November 7, 1900 cor rected the
error with respect to the Islands of Sibutu and Cagayan de Sulu, and jurisdiction over
the Turtle and Mangsee Islands was clari fied by the convention concluded between
Great Britain and the United States of January 2, 1930.' The doubt with respect
to the Batanes Is lands, however, was left unclarified in spite of the fact that, from time
immemorial, these islands had undisputedly formed part of the Philip pine Islands.
Hence, to remove the doubt, the 1935 Constitution added
'Id. 319-320.
THE PHILIPPINES
8 THE 1987 CONSTITUTION Sec. 1
OF THE REPUBLIC OF
the clause "all territory over which the present (1935) government of the
Philippine Islands exercises jurisdiction." 6
The principal proponent of the motion to delete the entire article on National
Territory was the late Delegate Voltaire Garcia (Rizal). Garcia argued that
7
territorial definition was a subject of international law, not of municipal law, and that
Philippine territory was already de
fined by existing treaties. As for the Batanes Islands, Garcia pointed out that no state
ever questioned the continued exercise of Philippine sovereignty over these islands.
While the definition of Philippine ter ritory in the 1935 Constitution might
have been useful in 1935, Gar cia observed that its continued presence in the Constitution
had in fact embarrassed the Philippines in negotiations for territories not covered by the
constitutional definition. Hence, Garcia concluded that a consti tutional
definition of territory would not only be unnecessary but could even be prejudicial to the
interests of the Philippines. Answering the ac cusation that his
8
reasoning was tacit advocacy of expansionism, Garcia said that international law
recognized peaceful modes of acquiring new territory. Moreover, he retorted that the real
advocates of expansionism were those who positively wished to mandate the state to
pursue claims over areas not clearly within the Philippine territory. Garcia specifically
singled out the movement to claim the Marianas Islands, a trust territory which
the United Nations was then preparing for independence.
Delegates Amanio Sorongon (Iloilo 3rd district) and Magtanggol
G. Gunigundo (Bulacan 1st district) supplied the
"nationalistic" argu
Hd. 327; Committee Report No. 01, Committee on National Territory, 1971 Constitutional
Convention, Jan. 15, 1972; Committee Report No. 7, Committee on Territorial Delimitation 1935
Constitutional Convention, August 31, 1934; I AJIUEGO, THE FRAMING OF THE
PHILIPPINE CoNsrmi TION 117-119 (1936), hereinafter cited as AROUECO .
On the Batanes question, see also Speech of Delegate Villalva, Session of February 11,1972.
ments for deletion of the article on national territory. Sorongon found the
mention of the Treaty of Paris a repulsive reminder of the indig nity of our colonial
past.' Gunigundo, in utter disregard of the historic evolution of the Filipino
nation, claimed that the Philippines existed before Magellan ever came . More
plausibly, but only after a leap over four centuries of history, he recalled that Felipe
Agoncillo had protested Spain's cession of the Philippines to the United States,
first, because the Philippines had not been consulted, and second, because Spain had al
ready lost effective control over the Philippines. Hence, he argued
that to accept the territorial boundaries defined in the Treaty of Paris would be to lend
legitimacy to the illegal act of Spain and the United States. Finally, after some
irrelevant statements about the Catholic Church, Gunigundo concluded that the ancestral
home of the Filipino people might be larger than the Treaty of Paris would
allow. 10
The arguments for the inclusion of an article defining the national territory ran along two
levels. On one level was an attempt to dem onstrate the need for a clear definition of
Philippine territory. Thus, Delegate Raul Roco (Camarines Sur) argued that a territorial
definition was necessary for the preservation of our national wealth, for national
security, and as a manifestation of our solidarity as a people." Similarly,
The arguments of Roco and Nolledo, however, did not prove that the
definition must be expressed in the Constitution. Along another level of argumentation
therefore, was an attempt to show that the defi nition of Philippine territory
must be expressed in the Constitution it self. In support of this proposition, Delegate
Eduardo Quintero (Leyte),
Chairman of the Committee on National Territory, made three points. First, he
said that the territorial assertions found in Republic Act 3046 were couched merely in
"Whereas " clauses. These clauses should be expressed in more authoritative fashion.
Second, he said that to delete the article entirely would again leave the status of the
Batanes Islands in doubt. Third, he expressed the need for curing the failure of the 1935
Constitution to express the possibility of future territorial acquisitions by the
Philippines. He said that this failure had caused the Philippine government some
embarrassment in two conferences over Sabah, first in London in 1963 and then in
Bangkok in 1968. 1
Delegate Nolledo added that the ratification of the
3
jandro Lichauco (Rizal) argued that such an important matter as ter ritorial
delimitation should not be left to subordinate agencies of the government such as the
legislature or the executive. 15
Admittedly, these arguments were valid for strengthening the force of our
territorial definition as municipal law. However, they did not prove that a constitutional
definition would strengthen Philippine legal position in international law. The
transposition of the provisions of R.A. No. 3046 to the Constitution would transform
such provisions into constitutional provisions, but the provisions would
remain munici
pal law, not international law. The deletion of the article on national territory would not
mean abandonment of the Batanes Islands or any portion of Philippine territory as long
as Philippine jurisdiction contin ued to be actually exercised over such
territories, as in fact it had always been exercised even before the curative clause of the
1935 Constitution.
Nor could the argument of estoppel, used by the British government both in London in
1963 and in Bangkok in 1968, be answered by a 1973 unilateral assertion of jurisdiction
over Sabah.
Section 1 of the first draft submitted by the Committee on Na tional Territory almost
literally reproduced Article I of the 1935 Con stitution which, as shown above,
embodied four points of references. Unlike the 1935
version, however, the draft designated the Philippines not simply as the Philippines but
as "the Philippine archipelago." In response to the criticism that the
16
definition was colonial in tone in that it gave no indication that the Filipinos had a
native land even prior to the arrival of the Spaniards, the second draft further
designated the Phil ippine archipelago, as "the historic home of the Filipino people from
its beginning." This drew the comment from Delegate Voltaire Garcia
17
that the home of our ancestors once formed part of the Madjapahit Em
pire and that it would be ridiculous to suppose that we were claiming the vast expanse
of the former Madjapahit Empire as the ancestral home of the Filipino
people.
After debates on February 14 and 15, 1972, the Committee re paired back to
the drawing board and fumigated the draft of all co lonial vermin by dropping all
reference to prior treaties. On February 17, 1972, the Committee reported out a
final draft, more aseptically patriotic than clear, which became the initially approved
version: "The national territory consists of the Philippine archipelago, which is the
ancestral home of the Filipino people, and which is composed of all the islands
and waters embraced therein . .. "
What was the intent behind the designation of the Philippines as an "archipelago"?
An archipelago may be defined, depending on one's utilitarian preference,
either as a cluster of islands forming a territorial unity, or as a unit of water studded with
islands. In the first definition, the waters are considered adjuncts to the land area and
their extent is determined by reference to the land area. In the second definition, the land
area is everything that comes within the water area. The Committee preference was for
the second definition. Asked by Delegate Roseller Lim (Zamboanga)
1 8
Treaty of Paris was responsible for the omission of the express mention of the Treaty of
Paris."
Report No. 01 of the Committee on National Territory had in fact been explicit in
its delineation of the expanse of this archipelago. It said:
When the United States Government enacted the Jones Law, the
Hare-Hawes-Cutting Law and the Tydings-
McDuffie Law, it in reality announced to the whole
world that it was turning over to the Government of
the Philippine Islands an archipelago (that is, a big body of water
studded with islands) the boundaries of which archipelago are set forth in
Article III of the Treaty of Paris. It also announced to the whole
world that the waters inside the giant rectangle belong to the Philippines —
that they are not part of the high seas.
"To which Lim replied that the text should be clear even at the risk of sounding colonial.
Session of February 17,1972.
"Supra, note 5.
OF THE REPUBLIC OF THE PHILIPPINES
14 THE 1987 CONSTITUTION
Sec. 1
evident intent of the Convention was to secure the inclusion of the Batanes group, the
definition of the archipelago did not include the Batanes group. Even the map
distributed by the Cornmittee on National Territory placed the Batanes
Islands outside the boundaries of the Philippine archipelago as set forth in the Treaty of
Paris. In literal terms, therefore, the Batanes islands would come not
under the Philippine archipelago but under the phrase "all other territories belonging to
the Philippines." It is submitted, however, since both geographically and historically
these islands form a unity with the Philippine archipelago of the Treaty of Paris,
they should be considered part of the Philippine archipelago for purposes of the 1973
Constitution. 21
The conclusion that emerges from this discussion is that the "Phil ippine archipelago" of
the 1973 Constitution corresponds with the ter ritory defined in Article I of the 1935
Constitution. Thus must the 1973 definition be understood if it is to be a useful
definition at all and not
just a piece of patriotic assertion of national history dating back to an cestral Madjapahit
rulers. In other words, try as we might to forget our colonial past by erasing colonial
traces from our Constitution, remem bering history also serves our national
purpose.
Under the 1973 Constitution, aside from the Philippine archipel ago,
Philippine territory also includes "all other territories belonging to the Philippines by
historic right or legal title." What are these other territories?
The history of this provision goes back to the last clause of Article I of the
1935 Constitution which included "all territory over which the present Government of
the Philippine Islands exercises jurisdiction." Section I of the first draft
of the 1973 version updated the 1935 version to read: "All the territory over which
the Government of the Philippines was exercising jurisdiction on July 4, 1946 as well as
territory which
2l
The importance of including the Batanes islands within the Philippine archipelago will
become apparent when the "internal waters of the Philippines," as described in the second para graph of
the article, are discussed. Quintero said: "The correct definition of archipelago is, it is a sea studded with
islands. In other words, an archipelago means sea plus islands. The sea seems to be more important than
the islands."
ART. I - THE NATIONAL TERRITORY
Sec. 1 15
said government has acquired or over which it has a right." The second draft simplified
22
the modification thus: "All other territories over which the government of the
Philippines has been exercising jurisdiction or over which it has a right." The final 2 3
It will be recalled that the last clause of Article I of the 1935 Con stitution was
intended to ensure the inclusion of the Batanes Islands within Philippine territory. In his
sponsorship speech delivered on Feb ruary 1 1,1972, Delegate Custodio
Villalva of Batanes said that the first portion of Section 1 of the second draft saying "all
other territories over which the government of the Philippines has been exercising
jurisdic tion" was a carry-over from the 1935 Constitution "expressed in the imperfect or
durative tense and intended to place the ten small islands of the province of Batanes
under the sovereignty of the Philippines." Committee Report No . 01
24
also said that the phrase found in the first draft which referred to "territory which said
government has acquired or over which it has a right" was "intended to cover the claim
to Sabah which has been filed by the Republic of the Philippines, and the pos sible claim
to Freedom Land and the Marianas Islands." This comment of Committee
Report No . 01 is also applicable to the clause in the sec ond draft which referred to all
territory "over which (the Philippines) has a right." Thus, both the first and the second
draft contained a clause intended to cover the Batanes Islands, which certainly formed
part of Philippine territory, and all other territories over which the Philippines might
have a claim both then and in the future. The clause was inserted in answer to the clamor
to protect and ensure Philippine claim to terri tories not covered by prior
treaties. The intent was to avoid forfeiture of these claims by their omission from the
constitutional definition.
The same intent was carried over into the final draft which said "all the other territories
belonging to the Philippines by historic right or legal title." Committee Chairman
Quintero said that the word "belong ing" was used both in the present and future sense:
"now or later may belong." By "historic right," Quintero said, Batanes belonged to the
Philippines because in all its history Batanes had always been a part of the
Philippines. By "historic right." he said, the Marianas Islands might also belong to the
Philippines depending on historical evidence. As for Sabah, Quintero said that
Philippine jurisdiction was based on "legal title" perfected in 1962." "Legal
title" was used to mean all accepted legal modes of acquiring territory. 26
Briefly, then, the phrase "all other territories" was a catch-all used to cover areas
linked to the Philippines with varying degrees of certainty and firmness. It
covered Batanes, which undisputedly belonged to the Philippines. It covered
Sabah, over which the Philippines had filed a formal claim. It covered the Marianas
Islands and Freedom Land, claim over which was under investigation.
It covered any other territory which the Philippines might acquire in the future through
accepted international modes of acquisition. The clause therefore was nothing more
than an insurance clause which could be meaningful only if supported by title
extraneous to the Constitution.
The territorial sea of a state, as distinct from its inland and internal waters,
consists of a marginal belt of maritime waters adjacent to the base lines extending twelve
nautical miles outward. Outside the territo rial sea are the high seas. A state
exercises sovereignty over its territo rial sea subject to the right of innocent passage by
other states. Innocent passage is understood as passage not prejudicial to the interests of
the coastal state nor contrary to recognized principles of international law. The
traditional length of the territorial waters measured seawards, ac cording to
the cannon-shot rule formulated in 1702, was three miles, the effective range of
18th century defensive shore batteries. Modern law, however, now recognizes
twelve nautical miles.
"Session of February 17, 1972. Delegates Quintero and JaJ Anni (Sulu) give the
history of the Sabah claim in Session of February 12, 1972. Delegate Amado S. Tolentino, Jr.
(Oriental Mindoro) expounds on the findings on the Marianas Islands and Delegate Geronimo
M. Cabal (Batanes) on the findings on Freedom Land in Session of February 14, 1972.
Committee Report No. 01 contains substantially the same material.
Immediate adverse reaction to the Convention claim over the Marianas Islands was sup
plied by a visiting Guamanian senator. Sen. George M.
Bamba, The Philippines Herald, February 21,1972,p.l.
"Under the 1935 Constitution, the Philippines may lawfully acquire territory not
covered by Article 1.1 ARUEGO 124-126.
Sec. 1
ART. I - THE NATIONAL TERRITORY 17
Two methods are used for fixing the starting point or baseline from which the
territorial belt is measured seawards: "1) the normal base line method, under which
the breadth of the territorial sea is measured from the low water-line, following the
indentations of the coast; 2) the straight baseline method, under which instead of the
baseline follow
ing the sinuosities of the coast, it is drawn as straight lines connecting appropriate points
on the coast, without departing to any appreciable extent from the general direction of
the coast." 27
Both the first and second draft of the 1973 article on national ter ritory contained
the following provision: "All the waters beyond the outermost islands of the archipelago
within the boundaries set forth in the treaties and convention mentioned in Section 1
hereof comprise the territorial sea of the Philippines." The treaties and convention
referred to were those found in Article I of the 1935 Constitution.
This proposed provision represented the official position espoused by the Philippines in
international conventions and it is found in Republic Act No. 3046 (1961) and Republic
Act No. 5446 (1968).
What, then, was the extent of the territorial waters claimed by the 1973
Constitution which antedated the 1982 Law of the Sea? The final draft, unlike the first
two drafts, simply claimed jurisdiction over "the territorial waters," without
making explicit the extent of the area claimed. It must also be pointed out that the
Convention was aware that this claim, which extended Philippine territorial waters
beyond the old three mile rule, was something which had yet to be accepted in inter
national circles. In his sponsorship speech delivered on February 11, 1972,
Delegate Quintero reminded the delegates that no accord had yet been reached on the
breadth of the territorial sea and that the Philip pine government was preparing for an
international conference on the law of the sea in 1973 where "every effort will be
exerted to get accord on the breadth of the territorial sea." The hope, however,
28
was also
"SALONC A AN D YAP , PUBLIC INTERNATIONAL LAW 158- 9 (1966), R.A. No. 304 6
and R.A. No.544 6 draw straight baselines around the Philippines.
"Quintero added that the average breadth of territorial sea claimed by Republic Act
304 6 is only 115 miles. "The Republic of the Philippines believes that this is reasonable
considering that South American countries have declared their territorial seas to be 20 0 miles. ... And
the United States which wants the adoption of the territorial seas only six miles wide has
established in the Pacific Ocean the so-called safety identification zone. They have sectored 1,400 miles
and they can stop any traffic." They can control these aircrafts to identify itself and be
subject to penalty if it does not [sic]." Speech, Session of February 11,1972 .
THE 1987
18 CONSTITUTION Sec. 1 OF THE REPUBLIC OF THE PHILIPPINES
partly strengthened by the decision of the World Court in the Anglo Norwegian
Fisheries Case" which upheld the straight baseline method of fixing the
territorial sea as unilaterally adopted by Norway. So indeed the LOS would do in
1982.
This assertion over internal waters was a statement of an aspect of the archipelagic
principle which the Philippines, along with Indonesia, had been espousing in
international conferences. As early as 1955, the Philippines
projected this concept in a note verbale to the Secretary General of the United Nations in
the following language:
This concept, on June 17, 1961, was embodied in Republic Act No. 3046
whence it found its way into the 1973 Constitution in the
The significance of this assertion on the extent of internal wa ters is that large
bodies of water connecting the islands of the archi pelago — the Sibuyan Sea, the
Mindanao Sea, the Sulu Sea — would be considered by the Philippines in the same light
as rivers and lakes found within the islands themselves. It should be
noted, however, that this assertion was envisioned to apply only to the waters connecting
the islands of the archipelago proper. It was not meant to apply to the waters between the
archipelago and "other territories belonging to the Philippines." 30
". . . the air space, the sub-soil, the sea-bed, the insular shelves and the
other submarine areas."
The first draft of the 1973 article contained the following provi sions:
Article 1. Sovereignty
The contracting States recognize that every State has com plete and
exclusive sovereignty over the airspace above its terri tory.
Article 2. Territory
For the purposes of this Convention the territory of a State shall be
deemed to be the land areas and territorial waters adjacent thereto under
the sovereignty, suzerainty, protection or mandate of such State.
The assertion under air space law was that sovereignty extended to an unlimited
extent, usque ad coelum. The development of the law on outer space modified
this assertion. Sovereignty over air space extends only until where outer
space begins. But where is that?
There is as yet no definite answer to that question. The answer will eventually
come from technological capabilities of conventional aircraft to reach greater
heights. Different numbers ranging from fifty to one hundred miles from the earth have
been mentioned.
The provisions on the sea-bed and sub-soil were based on Article 2, Section 1 of
the Convention on the Territorial Sea and Contiguous Zone adopted in Geneva in 1958.
state to exercise some control over the contiguous zone, which is a part of
the high seas. The Convention on the Continental Shelf adopted by
the Geneva Conference in 1958 allows a coastal state to exercise over the
continental shelf sovereign rights for certain purposes. The
control which the Philippines should exercise in the contiguous
zone and in the superjacent waters of the continental shelf is
the subject of study by the technical bureaus of the Phil ippine
Government. Under the circumstances, the
Committee on National Territory believes that the matter of the extent of
the con
trol the Philippine Government should have in the
contiguous zone and in the continental shelf may be left to the National
Assembly for future decision.
It will be noted therefore that, while sovereignty is claimed over the air space,
sub-soil, sea-bed, the insular or continental shelves and other submarine areas,
the physical extent of these areas and the degree of control claimed over these areas were
left undefined. This indeter
minate stance was preserved in the final 1973 version which simply claimed "the air
space, the sub-soil, the sea-bed, the insular shelves other submarine areas" as part of
Philippine territory. Determination, in other words, was left to other
modes than by constitutional precept. 31
The 1987 Constitution was formulated while the Philippines was already a party
to the 1982 Convention on the Law of the Sea. The dis cussion of the 1982
Convention was not very thorough. However, since the Convention has substantial
provisions which help in the understand ing of the constitutional text, it is best to treat
these before going on to the 1987 version. Some important concepts found in
the Convention are archipelago, archipelagic state, archipelagic
wears, baseline,
It may be noted that under the above definition of an archipelago Batanes should
be considered part of the archipelago and not just of other territories outside the
archipelago. This conclusion has implica tions for the application of the archipelagic
principle with reference to the waters between Batanes and other islands of the territory
which will be discussed below.
Where, however, the application of the twelve-mile rule to neigh boring littoral
states would result in overlapping, the rule now estab lished is that the dividing line is a
median line equidistant from the op posite baselines. But the equidistance
rule does not apply where historic
title or other special circumstances require a different measurement.
Baselines
To understand the extent of the territorial sea one must begin with an
understanding of baselines. The baseline is "the low-water line along the coast as marked
on large scale charts officially recognized by the coastal Sate." The width of
3 4
There are two ways of drawing the baseline. The "normal" base line is one
drawn following "the low-water line along the coast as marked on large-scale charts
officially recognized by the coastal State." This line follows the sinuosities of
35
the coast and therefore would normally not consist of straight lines. There is no
fixed norm for determining the "low water mark" but the Anglo-Norwegian Fisheries
Case suggested that "for the purpose of measuring the breadth of the territorial
36
in drawing the baseline from which the breadth of the territorial sea is
measured. 38
The provision on baselines found in Article 47 of the 1982 Con vention are the
following:
2. The length of such baseline shall not exceed 100 nauti cal
miles, except that up to 3 per cent of the total number of base
lines enclosing any archipelago may exceed that length, up to a maximum
length of 125 nautical miles.
3. The drawing of such baselines shall not depart to any
appreciable extent from the general configuration of the archipela go.
4. Such baselines shall not be drawn to and from low tide elevations,
unless lighthouses or similar installations which are
permanently above sea level have been built on them or where a low-tide
elevation is situated wholly or partially at a distance not exceeding the
breadth of the territorial sea of another State.
chain of limestone islands and drying reefs lying on the perimeter of the
plateau.
8. The baselines drawn in accordance with this article shall be shown on
charts of a scale or scales adequate for ascertain ing their position.
Alternatively, lists of geographical co-ordinates of
points, specifying the geodetic datum, may be substituted.
9. The archipelagic State shall give due publicity to such charts or
lists of geographical co-ordinates and shall deposit a copy of each such
chart or list with the Secretary-General of the United Nations.
At the time of the publication of this edition of the Commentary, Congress was in the
process of re-drafting the baselines in order to con form to the requirement of the
Convention on the Law of the Sea and to deal with the territorial disputes over areas
claimed by the Philippines.
A state exercises sovereignty over its territorial sea subject to the right of
innocent passage by other States. Innocent passage is under stood as passage not
prejudicial to the interests of the coastal state nor contrary to recognized principles of
international law. Article 19(2) enumerates acts that are not considered innocent
passage thus:
Coastal states have the unilateral right to verify the innocent char acter of
passage, and it may take the necessary steps to prevent passage that it
determines to be not innocent.
Archipelagic waters
Article I of the 1973 Constitution said: "The waters around, between and
connecting the islands of the archipelago, irrespective of their breadth and dimensions,
form part of the internal waters of the Philippines." This assertion,
together with the "straight base line method," form the "Archipelagic
Principle." This now also found in the 1987 Constitution.
wards from the baseline as well as inland rivers and lakes. All of them are subject to the
sovereignty of the state to the same extent that the land domain is. Unlike territorial
waters, they are not subject to the right of innocent passage by other states.
Article 8(2) the 1982 Convention, however, says: "Where the es tablishment of a
straight baseline in accordance with the method set forth in Article 7 has the effect of
enclosing as internal waters areas which had not previously been considered as such, a
right of innocent passage as provided in this Convention shall exist in those
waters." Ar ticle 53 of the Convention refers to this type of internal water as "ar
chipelagic waters" and says that "[a]n archipelagic State may designate sea lanes
and air routes thereabove, suitable for the continuous and ex peditious passage of foreign
ships and aircraft through or over its archi pelagic waters and the adjacent territorial sea."
In effect, therefore, the Law of the Sea provision establishes a right of innocent passage
over waters which the Philippine Constitution considers as internal.
Aware of this possible conflict, the Philippine government, in sign ing the Law of
the Sea Convention, made the following reservation: 40
"U.N Office for Oceans Affairs and the Law of the Sea, Law of the Sea Bulletin. Special
Issue 1, March 1987, Annex II, p. 6, quoted in SWEENEY, OLIVER, LEECH, THE INTERNATIONAL
SrsrEU 193 (3rd Ed. 1988).
28 THE 1987 CONSTITUTION sea lanes and do not deprive it of authority to
OF THE REPUBLIC OF THE PHILIPPINES enact legislation to protect its sover eignty,
independence, and security;
XXX XXX xxx
7. The concept of archipelagic waters is
6. The provisions of the Convention on similar to the concept of internal
archipelagic pas sage through sea lanes do waters under the Constitution of the Philip
not nullify or impair the sovereignty of the pines, and removes straits connecting
Philippines as an archipelagic State over the these waters with the eco
Sec. 1
nomic zone or high sea from the rights of foreign vessels to transit
passage for international navigation;
Insular shelf
The continental shelf, archipelagic or insular shelf for archipela gos, refers to
(a) the seabed and subsoil of the submarine areas adjacent to the coastal state but outside
the territorial sea, to a depth of two hun dred meters or, beyond that limit, to where the
depth allows exploitation, and (b) the seabed and subsoil of areas adjacent to islands.
The coastal state has the right to explore and exploit its natural resources,
to erect installations needed, and to erect a safety zone over its installations
with a radius of 500 meters. The right does not affect the right of navigation of
others. Moreover, the right does not extend to non-resource material in the shelf
area such as wrecked ship and their cargoes.
On June 26, 1986, The Committee on Preamble, National Ter ritory and
Declaration of Principles presented the following draft on National Territory:
The national territory comprises the Philippine archipelago, with all the
islands and waters embraced therein, and all other ter ritories belonging to
the Philippines by historic right or legal tide, including the territorial
sea, the air space, the subsoil, the sea-bed,
ART. I - THE NATIONAL TERRITORY
Sec. 1 29
the insular shelves, and the other submarine areas over which the
Philippines has sovereignty or jurisdiction. The waters
around, be tween and connecting the islands of the archipelago, irrespective
of their breadth and dimensions, form part of the internal waters of the
Philippines.
Sovereignty or jurisdiction of the Philippines shall also ex tend to
straits connecting these waters with the economic zone pro vided for in the
Convention on the Law of the Sea.
It will be noted that the first paragraph was an exact reproduction of the
1973 text. The second paragraph was new and made reference to the 1982
Convention of the Law of the Sea.
The concept and territorial space embodied in the phrase "Phil ippine
Archipelago" has been left untouched by the 1987 text. The deliberations of the 1986
Constitutional Commission focused on: (1) whether to have a provision on national
territory; (2) what posture to take relative to Sabah as covered by the clause "all other
territories be long to the Philippines by historic right or legal title"; and (3) how the
definition of territory would relate to the 1982 Convention on the Law of the Sea.
The first issue, which came almost as a side issue, was resolved easily enough.
Much of the 1972 debate on whether to have an article on national territory at all was
repeated in the 1986 Constitutional Com mission. In the end there was
recognition of the fact that such an article would have an educational value and there
was apprehension that it would be difficult to explain why after the 1935 and
1973 provisions on national territory the new Constitution should fail to provide
for one. 41
The second issue was debated per longum et latum with a certain
degree of warmth even if it was not always clear what individual dele gates,
including the sponsor, wanted. The second was not so thoroughly discussed, and
nothing conclusive was put down in writing. Both of these, however, need some
discussion.
who proposed to retain the 1973 phraseol ogy basically wanted to avoid the
impression of constitutional abandon
ment of the Philippine claim to Sabah. Those who espoused the new phraseology,
however, contended that as worded the new phraseology, while prescinding from any
international claim, did not mean abandon ment of any claim which might be
justifiable under generally accepted principles of international law to which the nation
subscribes.
The original phraseology proposed as substitute for the 1974 ver sion read
thus: ".. . and all other territories over which the government exercises sovereign
jurisdiction." After much debate and explaining that the phrase was not an abandonment
of any unsettled Philippine claim, the proposal was approved on second reading by a
nominal vote margin of 24-9. When the matter came up for third reading,
however, on the night of July 9, 1986, the resulting vote was 22-11, short of the
required majority of all the members of the Commission.
a durative sense, that is, it included any territory over which the Philip pines
then had sovereignty or jurisdiction, even if such territory should temporarily be
controlled by an invading force, and any other territory over which the
Philippines might establish sovereignty or jurisdiction in the future. It clearly therefore
did not abandon any claim to Sabah or to any other territory but left all such matters to
determination through international processes. The intent was to more effectively allay
the fears of those who saw the abandonment of the 1973 language as an abandonment of
the Sabah claim since the Philippines did not actually exercise jurisdiction over Sabah.
The 1973 phraseology had acquired a historic meaning as embodying a claim to
Sabah which, while harming diplomatic relations with Malaysia, did not add any more
force to the Philippine claim. The new phraseology had the advantage of avoiding a
phraseology which was offensive to Malaysia while not foreclosing any claim to Sabah.
Moreover, it was meant to take care of a situation where an invading force might take
away from the Philippines tempo rary control over all or a portion of its territory.
Even with such explanations, however, there were some firm hold-
outs. When the change was put to a vote, the result was 38 in favor and 2
against. 43
c. ".. . its terrestrial, fluvial, and aerial domains, including the territorial
sea, the seabed, the subsoil, the insular shelves, and other submarine areas thereof."
The terrestrial domain includes all surfaces of land above the sea
that belong to the Philippines. These are the ones included
within the base lines of the archipelago.
"On subsequent second reading, the vote was 39-3, and on third reading 39-4.1
RECORD 428429.
"See Journal of July 2,1986; I RECORD 305.
3 2 THE1987 CONSTITUTION our land territory and our water territory
OF THE REPUBLIC OF THE PHILIPPINES belongs to us, all the way up to outer space
where there is no more air. . .. The aerial
The fluvial domain includes the inland domain extends up to where outer space
waters: bays and riv ers, streams, as well as begins, directly over our land and
internal waters or the waters of the sea, water territories.
landwards from the baselines.
Then we specify that our national territory
The aerial domain of the Philippines includes
includes the ter ritorial sea, the seabed, the
the air directly above its terrestrial and
subsoil — again we rearranged the se
fluvial domains. All the air that lies above Sec. 1
quence here, the territorial sea comes first — this is the margin or belt of
maritime waters adjacent to our base lines up to the extent of 12 nautical
miles. It is a belt surrounding our base lines sea ward. Whether we
like it or not, international law imposes a ter ritorial sea in
every country that has waters. Under the territorial sea is the
seabed, which also belongs to us. And then the insular shelves or the
continental shelf, meaning the submarine area that is directly under
the water beyond the territorial sea, up to the edge of the continental
margin, regardless of the depth of the superja cent waters. Under
international law, the continental shelf; namely, the seabed and subsoil of
the submarine area, belongs to us. This includes not only the continental
shelf of individual islands but [also] the archipelagic shelves and the other
submarine areas over which the Philippines has sovereignty or jurisdiction
— this is true in the old provision. This was intended to cover any other
areas that also belong to us, such as the continental slope or the conti
nental margin, over which we have jurisdiction or
sovereignty....
2. This sovereignty extends to the air space over the ter ritorial sea
as well as to its bed and subsoil.
3. The sovereignty over the territorial sea is exercised subject to this
Convention and to other rules of international law.
ART. I - THE NATIONAL TERRITORY
Sec. 1 33
Like the 1934-1935 Convention, the 1971 Convention did not claim that a
constitutional provision standing by itself is binding in ternational law. During the 1973
debates on the provision on national territory, the local newspapers played up the intent
of the Convention to secure the claim to Sabah and the possible claim to the Marianas
Islands and Freedom Land. The impression was easily given that, by a unilateral act, the
Convention was attempting to add new territory to what was defined in the 1935
Constitution. It is clear from a study of Convention records, however, that
there was no such attempt. But the 1973 language tended to admit such an interpretation.
The 1987 lan guage attempts to remedy the
misimpression.
The only clear claim made by the 1971 Convention of the power unilaterally
to delimit territorial boundaries was with respect to inland and territorial waters. But
even in this, the Convention was merely pur suing the Republic's existing official policy
of pushing for international acceptance of the archipelagic principle. It was a
claim therefore which the Convention realized must be submitted to determination by
interna tional convention.
Is the Philippine territory bigger because of the new article on national territory?
Not really. The Treaty of Paris is the 1935 Consti tution's principal point of reference for
the delineation of Philippine territory. Although the 1973 and 1987 Constitutions make
no mention of the Treaty of Paris or any other treaty, the Philippine archipelago of the
new Constitution is, according to the sponsors of the provision, also the
archipelago of the Treaty of Paris. If the present provision ac
complishes anything at all, its omission of any mention of the Treaty of Paris in the
new Constitution only succeeds in putting the Philippines in an ambiguous if not
embarrassing position. On the one hand, it wishes to be washed clean of the
colonial taint of the treaty; on the other hand, it claims the longitude and latitude lines
of the treaty as the rightful boundaries of the archipelago and of its territorial
waters.
The 1973 Constitution affirmed Philippine title to the Batanes Is lands by "historic
right." But this too was adequately covered by the last clause of Article I of the 1935
Constitution. Under the 1987 Consti tution, it
certainly is covered by the clause "other territories over which the Philippines has
sovereignty or jurisdiction." Moreover, under the
THE PHILIPPINES
34 THE 1987 CONSTITUTION Sec. 1
OF THE REPUBLIC OF
The extent and degree of control over territorial waters, internal waters, air-
space, sea-bed, sub-soil, insular shelves and other submarine areas cannot, in our
modern world, be determined with finality by a uni lateral fiat. Of this the 1971
Convention was well aware when it enacted the new provision. So was the 1986
Constitutional Commission. How ever, to the extent that the provisions of Article 47 of
the 1982 Conven tion on the Law of the Sea might conflict with Philippine
constitutional law and rights based on treaties, such provisions are repudiated.
What then did the 1973 provision gain for the Philippines? A se curity blanket, a
rhetorical assertion of historic identity, "decolonializa tion" on paper,
and an embarrassing muddling of Philippine position towards the Treaty of Paris.
PRINCIPLES
The counterpart of this article in the 1935 Constitution was sim ply entitled
"Declaration of Principles." Its place in the constitutional scheme was described by
Vicente Sinco thus:'
35
COF TH E PHILIPPINES
3 6 T H E 1987 CONSTITUTIO N O F TH E REPUBLI
Sec. 1
This is not to say, however, that the provisions did not have their usefulness in
litigation. They also obligated the judiciary to be guided by the provisions in
the exercise of the power of judicial review. Thus, for instance, the principle of "social
justice" enunciated in Section 5 of the 1935 Declaration of Principles
revolutionized judicial attitude to the right of property and to the powers of government
in relation to the regulation of property. And the same principle has had and
2
2
The earlier cases on this subject are discussed in BERNAS , A HISTORICAL AND JURIDICAL
STUDY OF THE PHILIPPINE BILL OF RIGHTS 46-8,103-5 (1971).
The directives are therefore a source of rights in the same way the
present declaration of principles are [sic]. But such rights will
depend on the circumstances and questions involved in each case.
The Declaration of Principles and State Policies of the 1987 Con stitution
ballooned from the five sections of 1935 and the ten sections of 1973 to
twenty-eight sections. The 1987 provisions were written in the same spirit as their
counterparts in the 1935 and 1973 Constitutions; but there was an attempt to
distinguish "principles" from "policies." The "principles" are binding rules which must
be observed in the conduct of government whereas "policies" are guidelines for the
orientation of the state. In fact, however, the distinction is of little significance be
4
cause not all of the six "principles" are self-executory and some of the "policies" already
anchor justiciable rights. Kilosbayan v. Morato,
5
for instance, read
6
General Agreement on Tariff and Trade with the natonalistic provisions of Article II, the
Supreme Court made this statement:
4
See IV RECORD OF THE CONSTITUTIONAL COMMISSION 768 and
580. 5
See e.g., the right to ecological balance in Section 15, infra.
"G.R. No. 118910, November 16, 1935, on reconsideration.
7
G.R.No. 118295, May 2,1997.
REPUBLIC OF THE PHILIPPINES
38 THE 1987 CONSTITUTION OF THE
Sec. 1
The statement, however, is less than exact when applied to the 1987 version. Whether
or not a provision in it is self-executing depends on the way it is formulated.
For instance, as already seen, the right to a healthful
environment asserted in Section 16 was deemed by the Court to be an enforceable
right without need for further legislation. But Time and again, the Court
8
has ruled that the social justice provisions of the Constitution are not
self-executing principles ready for enforce ment through the courts. They are
merely statements of principles and policies. To give them effect, legislative
enactment is required. They do not embody judicially enforceable
constitutional rights but guidelines
for legislation. 9
2. Definition and elements of "state."
The Philippines is a state and all that being a state means in the international
scene: 10
States come in various shapes and sizes and vary immensely in their cultures,
forms of government, natural resources, language and a host of
other attributes. But custom has come to recognize the essen tial attributes
which make an entity a state, whatever its shape or size or the color of its inhabitants
might be . These were summed up in the Montevideo Convention of 1933 which said
in Article I: "The state as a person of international law should possess the following
qualifications: a) a permanent population; b) a defined territory; c) government; and d)
capacity to enter into relations with other states." Or, as the Restatement
(Third) on the Foreign Relations Law of the United States enumerates them: "(a)
sovereignty over its territory and general authority over its nationals; (b) status as a legal
person, with capacity to own, acquire and transfer property, to make contracts and enter
into international agree
ments, to become a member of international organizations, and
to pur sue, and be subject to, legal remedies; (c) capacity to join with other states to
make international law, as customary law or by international
agreement." 11
Hence, the definition of the concept "state" which has found cur rency
among Philippine writers is this: it is a community of persons more or less numerous,
permanently occupying a definite portion of territory, independent of external control,
and possessing an organized government to which the great body of inhabitants
render habitual obe dience. Commentators, following the Montevideo Convention of
1933, break down the concept into four elements: people, territory,
sovereign ty, government.
Commentators are also in the habit of distinguishing "state" from "nation" and it
is pointed out that the state is a legal concept while a nation is a racial or ethnic concept.
While the distinction may be useful for purposes of political sociology, it is of little
consequence for pur
poses of constitutional law. The 1935 and 1973 Preambles themselves spoke of the
"patrimony of our nation" and it is not to be supposed that "nation" in this context
should be limited to one racial or ethnic group. Likewise, the President under the 1935
Constitution had the duty of giving Congress information on the "state of the Nation."
Indeed, it would have been awkward for the Constitution to have said "state of the
State"; but if it had so stated, the sense would have been the same. Similarly, the word
"national" appears in the 1987 Constitution, as it did in the 1973, in a
context that does not limit the word to an ethnic concept. The legislature,
under the original 1973 Constitution, was the National Assembly.
Article XII is entitled "National Economy and Pat
rimony." For purposes of the Constitution, therefore, the word state is interchangeable
with nation. In fact, a decision of the Supreme Court, discussing what makes a foreign
country a state in the legal sense, used nation and state interchangeably. The Supreme
Court said:'2
"Restatement §206.
'^Collector of Internal Revenue v. Campos Rueda, 42 SCRA 23,28-9
(1971).
40 THE 1987 CONSTITUTION within its territory, acting through a
OF THE REPUBLIC OF THE PHILIPPINES government func tioning under a regime of
law. It is thus a sovereign person with the
It does not admit of doubt that if a foreign people composing it viewed as an organized
country is to be identified with a state, it is corporate society under a government with
required in line with Pound's formula tion the legal competence to exact obedience to
that it be a politically organized sovereign its commands. It has been
community inde pendent of outside control referred to as a body-politic organized
bound by ties of nationhood, legally supreme Sec. 1
by common consent for mutual defense and mutual safety and to promote
the general welfare. Correctly, it has been described by Esmein
as "the juridical personification of the nation." This is to view it in
the light of its historical development. The stress is on its
being a nation, its people occupying a definite territory, politically
organized, exercising by means of its government its
sovereign will over the individuals within it and maintaining its separate in
ternational personality. Laski could speak of it then as a
territo rial society divided into government and subject, claiming over its
allotted area a supremacy over all other institutions. Mclver
similarly would point to the power entrusted to its government to maintain
within its territory the conditions of a legal order and to enter into
international relations. With the latter requisite satisfied, international law
does not exact independence as a condition of statehood. So Hyde did
opine.
3. Id.; "People."
As an element of a state, "people" simply means a community of persons
sufficient in number and capable of maintaining the continued existence of the
community and held together by a common bond of law. It is of no legal consequence if
they possess diverse racial, cultural, or economic interests.
The second sentence of Section 1 says that sovereignty "resides in the people
and all government authority emanates from them." The word "people" in this context
has reference to the segment of the political society wherein legal sovereignty lies.
Hence , as will be shown
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES 41 Principles
later, it has reference to the electorate or to that segment of the political community
which can establish or alter the fundamental law.
4. Id.; "Territory."
A definite territory, consisting of land and waters and the air space above them
and the submarine areas below them, is another essential element of the modem state.
And as the Restatement (Third) on the Foreign Relations Law of the United States
explains: "An entity may satisfy the territorial requirement for statehood even if its
boundaries have not been finally settled, if one or more of its boundaries are dis
puted, or if some of its territory is claimed by another state. An entity does
not necessarily cease to be a state even if all its territory has been occupied by a foreign
power or if it has otherwise lost control of its ter ritory temporarily." 13
The extent of Philippine territory is defined in Article I of the Con stitution. The
character of the power which the Philippines has over its territory was the subject of
Reagan v. Commissioner of Internal Rev enue. Petitioner in this case disputed the
payment of the income tax assessed on him by the respondent on a sale of an automobile
transacted at the Clark Field Air Base at Pampanga. His contention was that the United
States Military Base was outside Philippine territory. The Court, rejecting his
claim, said: 14
subject to its jurisdiction includes the land areas under its dominion and
control the ports, harbors, bays, and other enclosed
arms of the sea along its coast, and a marginal belt of the sea extending
from the coast line outward a marine league, or 3 geographic
miles." He could cite moreover, in addition to many American decisions,
such eminent treatise writers as Kent, Moore, Hyde, Wilson,
Westlake, Wheaton and Oppenheim.
Code (1917) defined the "Government of the Republic of the Philippines" thus: 1
,5
U.S. v. Dorr, 2 Phil. 332, cited in Bacani v. NACOCO, 100 Phil. 468,471
(1956). "Bacani v. NACOCO, 100 Phil, at 471.
On the national scale, therefore, the term "government of the Phil ippines" refers
to the three great departments — legislative, executive, and judicial — mandated by the
Constitution, and on the local level, it means the regional,
provincial, city, municipal and barrio governments. It does
not include government entities which are given a corporate per sonality separate and
distinct from the government and which are gov erned by the corporation law.
17
Moreover, for purposes of international law, it is the national government that
has legal personality and it is the national government that is internationally responsible
for the actions of other agencies and instrumentalities of the state.
(1) The keeping of order and providing for the protection of persons
and property from violence and robbery.
"Id. at 474.
"Id.
"Id. at 472.
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES
Principles
(2) The fixing of the legal relations between man and wife and
between parents and children.
(8) Dealings of the state with foreign powers: the preser vation of the
state from external danger or encroachment and the advancement of its
international interest.
For the purpose of the decision in Bacani, the disquisition on the functions of
government was really of little moment. The issue in the case was whether NACOCO
was part of "government" or not. And since NACOCO was a corporation with
personality distinct from the government, it was clearly not part of the government and
could not therefore claim the privileges which flow from sovereignty. When, however,
government chooses to operate not through a government
owned corporation but through an unincorporated agency, the distinc tion between
constituent and ministrant functions can be useful. The concepts, however, seem to
belong more to the field of political science than to law. Law prefers to use
the term governmental and proprietary.
"Id. The whole discussion on functions of government in Bacani was lifted from MAL
COLM, THE GOVERNMENT OF THE PHILIPPINE ISLANDS 19-20.
charged with the implementation of the land reform program. The function, the Court
said, may not strictly be "constituent" in the sense of Bacani, but the compelling
urgency with which the Constitu
tion speaks of social justice does not leave any doubt that land reform is not an optional
but a compulsory function of sovereignty. In the language of Justice
2 2
Makalintal: 23
supply water for a price, as does the govern ment corporation National Irrigation
Authority, is considered a trade and not a governmental activity. 25
2I
30 SCRA 649 (1969).
2
Uat661 .
2
principle coupled with the fact that the Philip pines had just emerged from military
occupation by the Imperial Forces of Japan made the concept of a government merely de
facto of great importance in Philippine Law of the late forties. Since then,
however, the concept has merely been of academic importance. But the
concept and some of its various ramifications have been thoroughly discussed in
Philippine jurisprudence and they are there ready for exhumation should it become
necessary once more to use them. For the purpose of this commentary, however, suffice
it to recite the classification of gov ernments merely de facto in Co Kim Chan v. Valdez
Tan Keh? 1
The first question that must be asked in studying a fundamental law is: By what
authority is the Constitution promulgated? Both the
1935 Constitution and the 1973 Constitution stated the source of their authority
in their Preamble. The Provisional Constitution of 1986 did not
contain a Preamble. What it had were the introductory "Whereases" and the
concluding paragraphs of Proclamation No. 4. The following preceded the text of the
Provisional Constitution:
PROCLAMATION NO. 3
DECLARING A NATIONAL POLICY TO IMPLEMENT THE
REFORMS MANDATED BY THE PEOPLE, PROTECT ING THEIR
BASIC RIGHTS, ADOPTING A PROVISIONAL CONSTITUTION,
AND PROVIDING FOR AN ORDERLY TRANSITION TO A
GOVERNMENT UNDER A NEW CON STITUTION.
WHEREAS, the new government under President
Corazon C. Aquino was installed through a direct exercise of the power
of the Filipino people assisted by units of the New Armed Forces of the
Philippines;
WHEREAS, the heroic action of the people was done
in de fiance of the provisions of the 1973 Constitution, as amended;
WHEREAS, the direct mandate of the people as
manifested by their extraordinary action demands the complete
reorganization of the government, restoration of democracy,
protection of basic rights, rebuilding of confidence in the entire
governmental system, eradication of graft and corruption,
restoration of peace and order and the supremacy of civilian authority over
the military, the tran sition to a government under a New
Constitution in the shortest time possible;
DONE in the City of Manila, this 24th day of March in the year of
Our Lord nineteen hundred and eighty-six.
CORAZON C. AQUINO
President of the Philippines
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES
Principles
Both Corazon Aquino and Ferdinand Marcos had run for the pres idency under the
provisions of the 1973 Constitution. On February 15, 1986, the Batasan
Pambansa, in the exercise of powers given by the 1973 Constitution, proclaimed
Ferdinand Marcos president amid wide spread protest. Subsequently, starting on the
afternoon of February 22, 1986, Minister of National Defense Juan Ponce
Enrile and Vice Chief of Staff General Fidel Ramos initiated a revolt against
Ferdinand Mar
cos. Ramos and Enrile placed their support instead behind Corazon C. Aquino.
Meanwhile, at almost the same time and in virtue of the Batasan proclamation of
February 15,1986, Mr. Marcos was sworn in by Chief Justice Ramon
Aquino at Malacaiiang. The night of the same day, Mr. Marcos,
accompanied by a large entourage of family and supporters, went into exile.
President Aquino could have made herself subject to the provi sions of the 1973
Constitution by allowing herself to be proclaimed by the Batasan. She, however,
chose not to allow the Batasan members
5 0 THE 1987 CONSTITUTION Sec. 1 OF THE REPUBLIC OF THE PHILIPPINES
to undo their perfidy. She hoped thereby to be able to more effectively respond to the
extraordinary challenge thrown at her by a heroic nation which had stood against a
long reigning dictator. She turned her back on the 1973 Constitution whose
officials had denied her the presidency. Barred by the processes of the 1973
Constitution, she chose instead to govern under a Provisional Constitution designed to
enable her to meet the people's challenge.
Was the government she set up, therefore, revolutionary?
It was revolutionary in the sense that it came into existence in defiance of the existing
legal processes. She did not win her victory through a protest lodged
29
either before the Batasan or before a Presiden tial Electoral Tribunal. She
won it through the extra-legal action taken
by the people.
Was it revolutionary in the sense that it was despotic? Since the Provisional
Constitution contained a Bill of Rights which also bound the President and all officials
of government, and since the actions of the President were subject to judicial review,
theoretically at least it was not despotic. But since the Provisional
Constitution also conferred ex traordinary powers on the President, it can be said that the
government had the potential for being despotic. In the end, therefore, the answer to the
question would depend on how President Aquino comported her
self, on how courageously the Supreme Court exercised its powers to check abuse, and
on the vigilance and activism of the people who chose to install her President.
Was it revolutionary in the sense that it was militaristic? The prin ciple of civilian
supremacy was enshrined in the Provisional Consti tution. The military leaders who
initiated the February upheaval pur ported to act in support of a civilian Commander-in-
Chief. The military
establishment recognized a civilian Commander-in-Chief,
and a wom an at that! However, in the end, the military or non-military character of a
regime is shown not so much in words but in actual behaviour: in the behaviour of
military as well as of civilian leaders.
Was it revolutionary in the sense of being temporary? That cer tainly is what the
text of the Provisional Constitution said. Admittedly,
"This position was adapted by Justice Padilla in In re Letter of Associate Justice Puno,
210 SCRA 589,598 (1992). There were dissenting opinions in the case but not on this point.
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND
STATE POLICIES 51 Principles
In answering the question whether a government is merely de facto or de jure, one must
state whether the question is being raised in a local law context or in an international law
context. In local law, until a government is ousted, it is not too important to ask the
question. For as long as the government is in possession, it is the law and it is
legal
within the context of its structures. Once a government is ousted, how ever,
for the purpose of determining the validity of the actions taken by the ousted
government, it becomes necessary to ask whether it was merely de facto or de jure.
Thus, for instance, the question could not be asked relative to the nature of the
Japanese occupation government for as long as Japan held sway in the Philippines. It
was only after the defeat of Japan that the question could usefully be asked. Similarly, it
was premature to ask soon after the February Revolution whether President Aquino's
government, which to all indications was in firm possession, was de jure
or merely de facto. If Mr. Marcos, however, had successfully reestablished the
government under the 1973 Constitution, the question could have
been asked relative to the nature of the Aquino government.
In the light of what has been said it is not surprising that, when the government
under the Freedom Constitution was challenged, the Supreme Court, in an en banc
minute resolution did not consider the challenge a justiciable matter and dismissed the
challenge saying that the people had accepted the Aquino government and the
community of nations had recognized its legitimacy. 30
"Lawyers' League for a Better Philippines, et al. v. President Aquino, GJt. No. 73748,
People's Crusade for the Supremacy of the Constitution v. Aquino, G.R. No. 73972; Ganay
v. Aquino, GJt. No. 73990, May 22,1986.
Sec. 1
3l
See the excellent discussion in LO E WE N STEIN, POLITICAL POWERS AND THE GOVERNMENTAL
PROCESS 72-120 (1957).
Sec. 1 ART. D - DECLARATION OF PRINCIPLES AND STATE POLICIES Principles
a pyramidal structure at the apex of which is the Prime Minister or his equivalent. (4)
The government or cabinet remains in power only for as long as it enjoys the support of
the majority of the legislature. (5) Both government and legislature are
possessed of control devices with which each can demand of the other immediate
political responsibility. In the hands of the legislature is the vote of non-confidence
(censure) whereby government may be ousted. In the hands of government is the power
to dissolve the legislature and call for new elections.
in pursuance thereof, and the decrees and orders of the President. To the
Prime Minister can thus be delegated the performance of administrative
functions of the President, who can then devote more time and energy in
the fulfillment of his exacting role as the national leader. As the only
one whose constituency is national it is the President who, by virtue of his
election by the entire elector ate, has an indisputable claim to speak for the
country as a whole.
Moreover, it is he who is explicitly granted the greater power of control of
such ministries . . .
With hardly any debate, the 1986 Constitutional Commission de cided to stay with
the familiar. Thus, the 1987 Constitution has brought back the country to
the presidential system of 1935 and has removed the parliamentary features of the 1973
Constitution but has imposed new limits on the powers of the
President.
10. "Sovereignty."
33
* Restatement §201(e).
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES Principles
tion, however, the Philippines became signatory to the United Nations Charter in
1945 even before it became independent.
Section 1, Article II, says: "Sovereignty resides in the people and all government
authority emanates from them." Sovereignty in this sen tence
therefore can be understood as the source of ultimate legal author ity. Since the ultimate
law in the Philippine system is the constitution, sovereignty, understood as legal
sovereignty, means the power to adapt or alter a constitution. This power
resides in the "people" understood as those who have a direct hand in the formulation,
adoption, and amend ment or alteration of the Constitution.
Political writers distinguish between legal sovereignty and politi cal sovereignty.
The former is described as the supreme power to make laws and the latter as the sum
total of all the influences in a state, legal and non-legal, which determine
the course of law. 35
Sovereignty of the people also includes the concept that govern ment
officials have only the authority given them by law and defined by law, and such
authority continues only with the consent of the people. 36
M
In terms of political reality, moreover, for as long as the United States maintained mili tary
bases in the Philippines, Philippine foreign relations affecting national security were dictated mostly by
American decisions.
3 5
TANAD A AN D CARREON , PouriCAL LAW OF THE PHILIPPINES at 18
(1961); SINCO, PHILIPPINE POLITICAL LAW at 17-26 (1962 Ed.) prefers not to
make the distinction and places legal sovereignty in the state itself considered as a juridical
person.
"IV RECOR D 660-661,663-664,732-734,767.
5 6 THE 1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES
Sec. 1
This is the meaning of the rule of law: a government of laws and not of men.
The Constitutional Commission, however, did not consider it necessary to make
explicit the right of the people to oust an abusive and authoritarian government
through non-violent means.' 7
Article IV, Section 4, of the United States Constitution imposes on the Federal
Government the duty to guarantee to every state "a Re publican Form of Government."
And a republican form of government is understood as "one
constructed on this principle, that the supreme power resides in the body of the
people." Its purpose therefore is to guarantee against two extremes: on the
38
one hand, against monarchy and oligarchy, and on the other, against pure democracy.
It is not clear, however, from the text of the Federal Constitution to which
department of the government belongs the duty of implement ing the guarantee. Ever
since the leading case of Luther v. Borden the constant holding of the
39
U.S. Supreme Court has been that the enforce ment of Article IV, Section 4, belongs
solely to the political departments and not to the courts.
31
Id. al 959-969.
3
"Chisholm v. Georgia, 2 Dall. 419,457 (U.S. 1793).
''How. 1 (U.S. 1849).
Sec. 1 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES 57 Principles
Filipino people to draft a constitution in 1934, was that the "constitution
formulated and drafted shall be republican in form." 40
"Section 2(a).
"'I ARUEGO, THE FRAMING OF THE PHILIPPINE
CONSTITUTION 132 (1936). "15 SCR A 7 (1965).
THE PHILIPPINES
58 THE 1987 CONSTITUTION Sec. 1
OF THE REPUBLIC OF
ticiable question. At issue in the case was the validity of Republic Act No.
4421 which required a candidate to post a surety bond equivalent to
one year's salary of the position for which he is a candidate.
Th e Court declared the amount of the bond constitutionally objectionable for
be
ing equivalent to a property qualification "inconsistent with the nature
and essence of the Republican system ordained in our Constitution . .. [which] ...
implies necessarily that the right to vote and to be voted for
shall not be dependent upon the wealth of the individual." Justice J.R
43
hibit voters in a city from voting for elective provincial officials would subvert the
principle of republicanism as it would deprive a citizen of his right to participate in the
affairs of government. This contention was raised by residents of Mandaue
City, which under the law was clas sified as a highly urbanized city over which provincial
governments exercised no governmental supervision. Hence , it was
pointed out that residents of such city had no right to claim participation in provincial
government.
Martial law and the expanded powers of the President given by the Transitory Provisions
and Amendment 6 under the 1973 Constitu tion, which begot the form of
government called "constitutional author itarianism" also gave rise to the question
whether such concentration of governmental powers in the President was compatible
with a "Re - publican State." But the question is easily answered on the theoretical plain
if one remembers that a republican state is nothing more than a state where sovereignty
resides in the people and where all government authority emanates from them. Provided
therefore that the President is elected by the people and bases his assumption of
extraordinary powers
43
W. at 9.
"Id. at 10.
"The subject of "political questions" is treated under Article VIII.
"95 SCRA 763,774 (January 28,1980).
Sec. 2 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES 59 Principles
1. Renunciation of war.
There are three parts to Section 2: (1) renunciation of war; (2) adoption of
the principles of international law; (3) adherence to a policy of peace, freedom, and
amity with all nations. The first two parts were copied by the 1973 Constitution
from Article II, Section 3, of the 1935 Constitution. The third part is an addition
made by the 1973 Constitu
tion. The present Section 2 is an exact copy of the 1973 provision.
"Supra, note 3.
"Sessions of November 24 and 27,1972.
*TV RECORD 683-684,735-737,752-
753,769.
6 0 THE 1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES
Sec. 2
power to declare a state of war. As one writer, however, has put it, the
5 1
Implicit in this provision is the acceptance of the dualist view of legal systems, namely
that domestic law is distinct from international law. Since dualism holds that
international law and municipal law be long to different spheres, international
law becomes part of municipal law only if it is incorporated into municipal law. What the
second part of Section 2 does is to make international law part of the law of the land.
In other jurisdictions, international law can become part of municipal
law only if it is transformed into domestic law through the appropri ate constitutional
machinery such as an act of Parliament. This follows what is called the doctrine of
transformation. Another theory is the doc trine of incorporation.
Blackstone expressed this in his Commentary when he said that:
"Similar provisions are found in the Austrian Constitution, Article 9: "The generally
rec ognized rules of international law shall be considered as component parts of the Federal Law," and
in Article 25 of the Constitution of the Federal Republic of Germany: "The general rules of public
international law are an integral part of federal law."
"See ALOYSIUS LLAMZON , "The Generally Accepted Principles of
International Law as Philippine Law: Towards a Structurally Consistent Use of
Customary International Law in Philip pine Courts," a JD. Thesis presented to the College of Law,
Ateneo de Manila University, 2002. "90 Phil. 70 (1951).
6 2 THE 1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES
Sec. 2
was ordered released on bail when after two years the deportation or der could not be
carried out because no ship or country would take the alien. The Court said in
part: 56
the pro vision "is not confined to the recognition of rules and principles of in ternational
law as contained in treaties to which our government may have been or shall be a
signatory." Thus, although the Philippines is not a signatory to the Hague Convention
and became a signatory to the Ge - neva Convention only in 1947, the Court held
that a Philippine Military Commission had jurisdiction over war crimes committed in
violation of the two conventions prior to 1947.
The doctrine of immunity from suit of a foreign state is likewise a principle of
international law whose acceptance in this jurisdiction has been established in a long line
of cases starting with Raquiza v. Bradford,'" and was summarized and
reaffirmed in Baer v. Tizon."
*Id. at 73-4.
"83 Phil. 171,178(1949).
58
75 Phil. 50 (1945).
w
5 7 SCRA 1,6-8 (1974). A long line of cases to the same effect have followed.
Principles
Instruction prescribing the use of early warning dev ) ), the Court said
that the constitutional provision "possesses :e." The Court pointed out that the
1968 Vienna Convention Signs and Signals had been ratified by the
Philippine governn
Presidential Decree No. 207. "It is not for this country to repi
commitment to which it had pledged its word. The concept pi
servanda stands in the way of such an attitude, which is, m< at
war with the principle of international morality." Likew 61
The third part of Section 2 states that the Philippines "adhere slicy of
peace, equality, justice, freedom, cooperation, and an ill
nations." This is an abbreviated statement of Section 1 and 5
of an article on Foreign Relations approved by the 1971 Con\ m
second reading on June 2,1972 .
Section 1 of the article read:
w
8 8 SCRA 195.213 (February 2,1979).
"'Id.
"G.R. No. 65366, October 25,1983.
6 4 THE 1987 CONSTrrunON
PHILIPPINES
OF THE REPUBLIC OF THE Sec. 3
While the words "cooperation and amity with all nations" found in Section 2 do
not expressly manifest the intent to establish diplomatic and other relations with all
nations irrespective of ideology, the intent is nonetheless there. However,
constitutionally, the provision is without real significance; the decision whether to
establish or not to establish such relations remains, as in the 1935 Constitution, a
policy question addressed to the discretion of the political departments.
Finally, while the 1987 text preserves the 1973 counterpart, the 1986
Commission read into the word "amity" the concept "love" found in the
Preamble. 63
1. Civilian supremacy .
Under the 1935 Constitution civilian supremacy was implied from its
Article VII, Section 10(2) which made the President, a civilian and as civilian,
Commander-in-Chief. The 1973 Constitution made the prin ciple explicit. The first
sentence of the present Section 3, except for the two commas, is a copy of the
1973 provision. The comma s were added for emphasis on "at all
times." 64
Civilian supremacy came as a legacy of the American conquer ors. The process of
locally instilling the principle was so successful under American rule that, up until
the World War II and even beyond, there was no serious problem which arose
from military submission to civilian authority. As the nation developed, however, faith in
civilian supremacy began to wane. The waning of that faith began when civilian
officials started using military elements for furthering their ambitions and when military
officers began allowing themselves to be so used. The author of The Power Elite, put it
thus: "As politics gets into the army, the army gets into politics." Hence, when the
Filipinos drafted the 1973 Constitution it was thought necessary, just to emphasize the
point, to make the principle supremacy of civilian authority.
Sec. 3 ART. II - DECLARATION OF PRINCIPLES AND STATE
POLICIES Principles
2. Role of the armed forces.
The period of martial rule up until EDSA I was another phase in the constitutional
development. Military abuses were rampant then. Hence, the 1986 Constitutional
Commission thought it necessary to put down the positive role of the military in explicit
terms. "The Armed Forces of the Philippines is the protector of the people and the State.
Its goal is to secure the sovereignty of the State and the integrity of the national
territory." This is counterpoint.
The second and third sentences of Section 3 , originally discussed by the 1986
Constitutional Commission under the General Provisions, are meant
to express the philosophy that underlies the existence of armed forces. The original
formulation made by Commissioner Ople read: "The purpose of a military
establishment is to secure the sov
ereignty of the people and the integrity of the national territory and to serve the general
welfare." The provision was bom of a desire to express in positive terms
65
the Commission's disapproval of abuses com mitted by the military against civilians
during the period of authori tarian rule. The transposition of the two sentences
66
from the General Provisions to the Declaration of Principles and specifically as a continu
ation of the principle of civilian supremacy was meant to add emphasis on the
philosophy they express. 67
The phrase "protector of the people" was not meant to be an as sertion of the political
role of the military. But the temptation to read it that way against the background of the
EDSA I event is understandable. The intent of the phrase "protector
of the people" was rather to make it act as corrective to military abuses experienced
during martial rule.
Does this mean, however, that the military has no political role? It does not mean
that because the political role is found in the follow ing sentence. "Its goal is to secure
the sovereignty of the State and the integrity of the national territory." Thus,
there are two thoughts in the constitutional provision: disapproval of military abuses
and guardian ship of state sovereignty, which of course means sovereignty of the
people. The military exercise of political power can be justified as a last resort — when
civilian authority has lost its legitimacy.
guaranteed supremacy of civilian officers who are in power but of supremacy of the
sovereign people. The Armed Forces, in this sense, "is the protector
of the people and the State."
1. Compulsory military and civil service; protection of peo ple and State.
The 1973 counterpart of this provision was Article II, Section 2 which read: "The
defense of the State is a prime duty of the government and the people, and in the
fulfillment of this duty all citizens may be re quired by law to render personal military or
civil service." It was almost a literal reproduction of Article II, Section 2 of the 1935
Constitution.
In the light of the recent experience with the Marcos regime which placed
inordinate emphasis on national security, it was understandable that the Commission
should opt for a provision more people-centered than national
security-centered. Thus the old provision was recast to read: "The prime duty of the
6 9
The 1935 provision had been inspired by Section 37 of the Con stitution of the
Spanish Republic. The 1935 provision was thought necessary because of
70
While the inspiration of the 1935 provision came from the Span ish
Constitution, compulsory military service is not without precedent in
the American constitutional system to which the 1935 Constitution was heir. The right
of the state to exact compulsory military service of its citizens, as against the contention
that such an exaction would violate the prohibition of involuntary servitude found in the
Thirteenth Amendment, was definitively established in 1918. In the Selective Draft
Law Cases, the Supreme Court declared that the argument based on the Thirteenth
Amendment refuted itself: "We are unable to conceive upon what theory the
7 2
exaction by the government from the citizen of the performance of his supreme and
noble duty of contributing to the defense of the rights and honor of the nation,
as the result of a war de
clared by the great representative body of the people, can be said to be the
imposition of involuntary servitude." Moreover, the U.S. Supreme Court has
upheld laws passed in the exercise of this same state power
"W. at 136.
"245 U.S. 366,390 (1918).
REPUBLIC OF THE PHILIPPINES
68 THE 1987 CONSTITUTION OF THE
Sec. 4
requiring compulsory civilian labor of those who are excused from mil itary
service. 75
After the Second World War, the Supreme Court once mc had occasion to
appeal to Section 2 [1935 Constitution]. In People Manayao,
the Supreme Court said:
76
76
78 Phil. 721, 727 (1947).
OF THE REPUBLIC OF THE PHILIPPINES
70 THE 1987 CONSTITUTION
Sec. 5
The 1973 provision altered the 1935 version and declared national
defense to be a prime duty not just of the government but also of the people. The
addition of the words "and the people" was objected to on the ground that
national defense was the duty only of citizens and not of all the people,
citizens and aliens alike. Sponsors of the provision immediately explained that people
in this section meant citizens. Refer ence was made to Article V, Section 1
(1973), which said: "It shall be the duty of the citizens . .. to defend the state
. .." Moreover, reflecting
77
the preoccupation of the martial law period which overtook the Con vention, it was
pointed out that the citizen's duty was to defend the state against both external and
internal aggression. 78
STAT E POLICIE S
Section 7 states a principle which no one will dispute but fide! lich will
always be a matter of dispute. 82
The original formulation of this provision read thus: "The Philip pines is a nuclear-free
country. No portion of its territory shall be used for the purpose of storing or
stockpiling nuclear weapons, devices or parts thereof." Speaking for the
provision, Commissioner Azcuna said: 83
The provision, as it stands now, raises two questions. First, what are
banned by the provision? Second, how absolute is the ban?
Clearly, the ban is only on nuclear arms — that is, the use and stockpiling of
nuclear weapons, devices, and parts thereof. And this
Moreover, the ban suggests that, in our relations with other states, there must be a
mechanism for the verification of the existence or non-existence of nuclear arms.
This will therefore affect the terms of any renewal the country might agree to of
8 5
existing military bases agreements with the United States. The provision must be read as
a mandate to the Philippine government to insist that the pursuit of a policy on nuclear
weapons is a controlling guideline if there should be any new negotiation with the United
States on the subject of military bases. 86
M
W.at818.
"Id. at 815.
"Id. at 816.
"Id. at 663,666,667-668
"Id. at 819. See also 828.
m
ld. at 818. See also Id. at 819-821.
mulation now is that it can be justified only on the basis or on the crucible
of the national interest. If it is consistent with the national interest, then
really there is the possibility of deviating from that policy but the policy is
there. The basic direction is there. There can be deviations now and then
because we said that this is not a 100 percent rule; this is not absolute. But
deviations must be justi fied on the basis and the crucible or test of national
interest.
The exception first surfaced in the reformulation which was word ed thus: "The
Philippines shall, consistent with considerations solely of national interest, pursue a
policy of freedom from nuclear weapons in its territory." Explaining this reformulation,
Commissioner Monsod said that whether or not to allow nuclear
weapons would be decided on the basis of what is best for the "national interest" as this
might be defined by the executive and legislative departments. Later 90
the word "solely" was dropped in order not to suggest that the nation's commit ment to a
policy against nuclear arms was dictated solely by national interest; the opposition could
also be based, for example, on the desire for peace in the region. 91
But that was not to be the end of the discussion. Concerned about media reports
which tended to read the provision as a total and absolute ban on nuclear arms,
Commissioner Monsod wanted to be doubly sure of what the meaning was of the phrase
"consistent with the national interest" and so he wanted it rephrased to read "subject to
the national interest." Thus, he elicited from Commissioner Azcuna the explana
tion that "consistent with" means "subject to, " that is, "that both the
"Id. at
814.
"Id. at 816.
Sec. 9 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES 75
State Policies
adoption and the pursuit of the policy, as well as any exception there from, must be
subject to the national interest." Still uneasy about the possibility of
92
Resolved that since it is the intent and sense of the Consti tutional
Commission that the phrase "consistent with the national interest" in
Section 7 [now Section 8] of the Article on Declaration of Principles
involving the policy on nuclear weapons in Philip pine territory also means
"subject to the national interest" as borne by the records of the
proceedings and the unanimous manifestation of the Members of the
Commission, the motion to reconsider and amend such provision filed by
28 Commissioners is deemed un necessary and withdrawn from further
consideration but is hereby incorporated in the records of the Commission.
No one objected to the resolution and the problem was deemed settled.
1. Social order.
Perhaps the best commentary on this provision is the draft whence it came.
The original proposal said: "The prime concern of the State is the
promotion and establishment of a socio-political and economic sys tem that will ensure
the independence of the nation and aims to secure for the people the benefits of full
employment, a high standard of living, equality in economic opportunities,
security in old age, and other ba sic human rights." It reflects a
preoccupation with poverty as resulting from structures that mire the people in a life of
dependence. Hence the provision is closely linked with the provision on social justice
which follows.
n
ld. at
826.
,
3
W.at648.
7 6 THE 1987 CONSTITUTION OF THE REPUBLIC OF THE PHILIPPINES
Sec.10
Constitutional law arrived in the Philippines long after "due pro cess" had
become recognized not just as a procedural restraint but also as a substantive restraint
upon governmental action. Although frequent ly invoked, however, as a protest
against arbitrariness in legislation, substantive due process was rarely invoked with
success. From the very beginning, the Supreme Court gave generous latitude to
legislation de signed to promote public health, public safety or public welfare-even
when legislation collided with the rights to life, liberty, or property. Of the
pre-1935 cases, however, one case stands out as deficient in social conscience: People
v. Pomar. * 9
At issue in Pomar was freedom of contract. The case dealt with a statute
prescribing a thirty- day vacation with pay both before and after confinement arising
from pregnancy. The Court said: "The rule in this jurisdiction is, that the contracting
parties may establish any agree
ments, terms, and conditions they may deem advisable,
provided they are not contrary to law, morals or public policy." Relying 9 5
chiefly on early American cases that still embodied the doctrine of laissez
9 6
faire, the Philippine Supreme Court struck down the statute as an invasion of
freedom of contract. The Court said that "the right to contract about one's
affairs is a part of the liberty of the individual guaranteed by this [due process] clause .
..'"" The Court also approved of the "equality of right" principle: "In all such
particulars the employer and the employee have equality of right, and any legislation that
disturbs that equality is an arbitrary interference with the liberty of contract, which no
govern
ment can legally justify in a free land . .." 9 8
Police power, the Court conceded,
is an expanding power; but it "cannot grow faster than the fundamental law
of the state. . .. If the people desire to have the police
M
4 6 Phil. 440 (1924).
n
Id. at 456, relying on Article 1255 of the (old) Civil code.
"Adkins v. Children's Hospital 261 U.S. 525 (1923); Adair v. U.S. 208 U.S. 161, 174
(1908); Coppage v. Kansas, 236 U.S. 1,14 (1915); Mugler v. Kansas, 123 U.S. 623 (1887).
"46 Phil, at 449.
"W. at 452.
Sec. 10 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES State
Policies
power extended and applied to conditions and things prohibited by the organic law, they
must first amend that law." 99
When the Pomar decision came up for criticism in the Constitu tional
Convention of 1935, Delegate Laurel contended that the Pomar decision could no
longer stand because of the "social provisions" of the new (1935) constitution.
Chief among these provisions was Section 5 of Article II which said:
100
"The promotion of social justice to insure the well-being and economic security of all the
people should be the concern of the State."
In other words, what the declaration of principles advocated was nothing less
than the idea echoed in the slogans used by many a can didate for delegate to the 1971
Constitutional Convention: Those who have less in life should have more in law.
The idea of social justice also came up during the debates on the contract clause.
Delegate Locsin again, strongly influenced by Roosevelt's New Deal Program and
expressing profound concern for the working-man bound to service by inequitable
contracts, advocated elimination of the contract clause. He considered existing
jurisprudence on police power an inadequate counterbalance to the unequivocal tenor
of the contract clause: "que peso tendria un enunciado abstracto sujeto a
pronunciamientos contradictorios para contravenir un dictum tan inequivocante
constitutional?" Locsin's proposal, however, was
m
m
ld. at 455-6 .
,00
3 JOURNA L OF TH E (1935 ) CONSTITUTIONA L CONVENTIO N 1073 (FRANCISCO ed.).
1
1 J.
01
ARUEGO, THE FRAMING OF THE PHILIPPINE CONSTITUTION 147 (1936).
"»3 JOURNA L 1179.
REPUBLIC OF THE PHILIPPINES
78 THE 1987 CONSTITUTION OF THE
Sec. 10
rejected on the understanding that the interest of the working man was sufficiently
protected by police power as superior to the contract clause.' 03
l03
/<z.at 1184-90.
l04
Antamok Goldfields Mining Co. v. Court of Industrial Relations, 70 Phil.
340, 359-60 (1940), quoting an unpublished portion of Laurel's opinion in
Ang Tibay v. Court of Agrarian Relations, 69 Phil. 635
(1940).
Sec. 10 ART. II - DECLARATION OF PRINCIPLES AND STATE POLICIES State
Policies
The foundation for this change had been laid by the Constitution: 101
Laurel's tentative probe eventually became a clear and definitive doctrine which
revolutionized jurisprudence on property. Government
,05
70 Phil. 356-7.
THE PHILIPPINES
80 THE 1987 CONSTrTUTION Sec.10
OF THE REPUBLIC OF
Section 6, Article II, of the 1973 Constitution said: "The State shall promote
social justice to ensure the dignity, welfare, and security of all the
people. Towards this end, the State shall regulate the acquisi tion, ownership, use,
enjoyment, and disposition of private property, and equitably diffuse property ownership
and profits."
The constitutional command was addressed to the legislative arm which creates policy, to
the executive arm which implements policy, and to the judicial arm which interprets
policy. Under the 1973 Con stitution, where the President was both executive and
legislator, the re sponse to the social justice command came principally from the Presi
dent. Presidential Decree No. 27 of October 21,1972 , which sought to
emancipate the tenants from the bondage of the soil, while antedating implementation of
the constitutional command by a few months, was the most dramatic attempt at an
executive-legislative response. It or dained that all tenant farmers "of private agricultural
lands devoted to
Article III, Sections 1,9 and 10, Article II, Section 21, and Article XIII, Sections 4
and 8. Section 6, Report No. 1, Committee on Declaration of Principles and Ideologies
(1971).