Ipr Unit 4
Ipr Unit 4
Ipr Unit 4
Prepared By:
Prof. Sumit Muddalkar
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Trademark
Trademark
1. A “Trade mark” [TM] is defined under Section 2(zb) of the Indian Trademarks Act, 1999 as “mark
capable of being represented graphically and which is capable of distinguishing the goods or services
of one person from those of others and may include a shape of goods, their packaging, and
combination of colors.”
2. Simply put, a trademark may include a device, brand, heading, label, ticket, name, signature, word,
letter, numeral, shape of goods, packaging or combination of colors or any such combinations.
(Section 2(m)).
3. A Trademark provides legal protection from infringement and prevents others from copying the same or
creating deceptively similar marks.
4. Trademarks can be owned by an individual, a business organization or any other legal entity.
Trademark
Trademark
1. Trademark is a branch of intellectual property rights.
2. A trademark includes a name, word, or sign that differentiates goods from the goods of other enterprises.
3. A trademark can be a logo, picture mark or a slogan.
4. Trademark identifies the owner of the product.
5. Examples of Trademarks:
1. Example of trademarks goods names are, iPod and a big mac.
2. Company logos like the Golden Arches at McDonald’s and McDonald’s “I’m lovin’ it.
3. Brand names like Apple, McDonald’s, and Dolce & Gabbana.
[well-known-trademaks-updated-newone]
6. Marketing of goods or services becomes easier with a trademark, increases financing of the business.
7. The recognition of product with the trademark is assured and easier.
8. The owner can prevent the use of his mark or sign by another competitor.
5. This previous Act got replaced with the Trademark Act, 1999 by the government of India by
complying it with TRIPS (Trade-related aspects of intellectual property rights) obligation
recommended by the World Trade Organization.
6. The aim of the Trademark Act is to grant protection to the users of trademark and direct the
conditions on the property and also provide legal remedies for the implementation of trademark
rights.
7. The Trademark Act, 1999 gives the right to the police to arrest in cases of infringement of the
trademark.
8. In Trademark Act, it provides punishments and penalties for the offenders.
9. It also increases the time duration of registration and also registration of a non-traditional trademark.
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Different Kinds of Marks
Types of Trademarks
1. Service Marks
2. Collective Marks
3. Certification Marks
4. Figure/Logo Marks
5. Word Marks
6. Device Marks
7. Well-known Mark
8. Unconventional Trademarks
Different Kinds of Marks
Service Mark
1. A service mark is any symbol name, sign, device or word which is intentionally used in trade to
recognize and differentiate the services of one provider from others.
2. Service marks do not cover material goods but only the allocation of services.
3. For example - FedEx is a registered courier delivery service provider.
5. A service mark is expected to play a critical role in promoting and selling a product or services.
6. A product is indicated by its service mark, and that product’s service mark is also known as a trademark.
Different Kinds of Marks
Collective mark
1. A collective mark is used by employees and a collective group, or by members of a
collaborative association, or the other group or organization to identify the source of
goods or services.
2. A collective mark indicates a mark which is used for goods and services and for the group
of organizations with similar characteristics.
3. The organization or group uses this mark for more than one person which are acting in a
group organization or legal entity for dividing the different goods or services.
Device marks
1. Where the trademark lies in the unique representation of a word, letter or numerical, it is called as a
device mark.
2. Eg: The way in which AMAZON is written or EBAY is written.
Well-known marks
1. When a mark is easily recognized among a large percentage of the population, it achieves the trademark
status of a well-known mark.
2. Well-known marks enjoy greater protection.
3. Persons will not be able to register or use marks, which are imitations of well-known trademarks.
4. These people include actual or potential customers, people involved in the distribution and business service
dealing with the goods/services.
Different Kinds of Marks
Unconventional Trademarks:
Unconventional trademarks are those trademarks that get recognition for their inherently distinctive feature:
1. Colour Trademark: If a particular color has become a distinctive feature indicating the goods of a
particular trader it can be registered as a trademark. For example, Red Wine.
2. Sound Marks: Signs which are perceived by hearing and which is distinguishable by their distinctive and
exclusive sound can be registered as sound marks. For example, Musical notes.
3. Shape Marks: When the shape of goods, packaging has some distinctive feature it can be registered. For
example: Ornamental Lamps.
4. Smell Marks: When the smell is distinctive and cannot be mistaken for an associated product it can be
registered as a smell mark. For example, Perfumes.
Different Kinds of Marks
Different Kinds of Marks
Trade dress
1. Trade dress is a term that refers to features of the visual appearance of a product or design of a
building or its packaging that denote the source of the product to customers.
2. It is a form of intellectual property.
3. Trade dress protection is implemented to protect consumers from packaging or appearance of products that
framed to imitate other products.
1. Marks that can be observed easily and are unique/distinct from another person’s goods or services
are registrable.
2. These marks. must have a distinguishable characteristic that makes it unique and different from a
similar line of good or service
3. According to the TRIPS(Trade-Related Aspects of Intellectual Property Rights) Agreement[ii], of which
India is a signatory, a Trademark can be registered if it contains any sign or signs that make the goods or
services of an undertaking distinguishable from that of another‟s undertaking.
4. The requirements under the Trademarks Act, 1999, the following essentials are required to be fulfilled:
1. The mark must be distinct and must not be descriptive with respect to the goods or services.
2. The mark must not be similar to another mark, which has already been registered or is pending
for registration.
3. The mark must not be prohibited by the Trade Marks Act.
Registrable and Non-Registrable Trademarks
Examples of Registrable Trademarks
1. Names which are unique and not similar to an already existing mark.
2. Newly coined or invented words that neither describe the character nor the quality of the goods or services.
3. Numerals or letters or a combination of both.
4. Devices.
5. Use of unique symbols and signatures can be registered as a mark.
6. A combination of colours, giving rise to a unique colour.
7. 3D marks.
8. Distinct shapes of goods that make them stand out.
9. Specific sound marks that can be shown in a system or can be represented graphically.
Registrable and Non-Registrable Trademarks
Non-Registrable Trademarks
1. A Non-Registrable Trademark is one which has failed to distinguish itself from other goods or
services or fails to meet any other requirements provided in the Act/Rules.
2. The mark does not qualify for registration as a Trademark as it is not different enough from other
existing marks.
3. Such marks are also those which may likely cause confusion or may deceive potential consumers.
1. Marks which have been prohibited by the Emblems and Names of Prevention of Improper Use Act, 1950.
For example, RED CROSS, ASHOK CHAKRA, etc. These are considered to be sacred emblems which are
attributed to national sentiments.
2. Marks of the goods whose shapes directly associated with the characteristic of the product. For example,
SHARP for televisions.
3. Marks which are similar in character with another mark. For example, PICNIC and PICNIK for chocolates.
Similar to the example used above, very often consumers might get confused between these two brands due
to very similar names of both the brands.
4. A geographical location cannot be registered as a mark. For example, SCOTCHLITE.
5. Marks that relate to smell cannot be registered.
Registered and Non-Registered Trademarks
Designation of trademark
1. A trademark search helps you to know if there are similar trademarks available.
2. It gives you a fair picture of where your trademark stands.
3. Sometimes, it also gives you a forewarning of the possibility of trademark litigation.
1. After you are sure that your chosen brand name or logo is not listed in the Trademark Registry India, you
can opt for registering the same.
2. The first step is to file a trademark application form at the Trademark Office, India.
3. The Indian trademark offices are located at Chennai, Delhi, Mumbai, Kolkatta and Ahmadabad.
4. Once the application is filed, an official receipt is immediately issued for future reference.
5. Further, you can see the trademark status of your application instantly online.
Registration of Trademarks
Step 3: TM Examination
1. After a trademark application is filed, it is examined by the examiner for any discrepancies.
2. The examination might take around 1-2 months.
3. The examiner might accept the trademark absolutely, conditionally, or object.
4. If accepted unconditionally, the trademark gets published in the Trademark Journal.
5. If not accepted unconditionally, the conditions to be fulfilled or the objections would be mentioned in the
examination report, and a month‟s time would be given to fulfill the requirements or response to the
objections.
6. Once such a response is accepted, the trademark is published in the Trademark Journal.
7. If the response is not accepted, one can request a hearing.
8. If in the hearing, the examiner feels that the trademark should be allowed registration, it proceeds for
publication in the Trademark Journal.
Step 4: TM Publication
1. The step of publication is incorporated in the trademark registration procedure so that anyone who objects
to the registering of the trademark has the opportunity to oppose the same.
2. If, after four months from publication, there is no opposition, the trademark proceeds for registration. In
case there is opposition, there is a fair hearing, and the Registrar gives a decision.
Registration of Trademarks
Step 5: Registration Certificate
1. Once the application proceeds for trademark registration, following publication in Trademark Journal, a
registration certificate under the seal of the Trademark Office is issued.
1. The trademark can be renewed perpetually after every ten years. Hence, your logo or brand name
registration can be protected perpetually..
Registration of Trademarks
Registration of Trademarks
Process of Registration
1. Filing of Application: As per the Rules and Act given under the Trade Marks Registry, an application for a
Trademark registration may be filed.
2. Application Number Allotment: Once the application is done, the Registry shall allot a unique number for
that application.
3. Data Entry: Once the Registry receives the application, all relevant data given by the applicant shall be
entered into the system for further scanning and examination.
4. Scanning (Vienna Codification): After the data has been entered, it shall be scanned by the system to
check for already existing Trademarks of the same or similar nature and if the mark contains unique and
distinct features to qualify for registration. This process was codified at the Vienna Agreement, 1973. The
Registry will apply the Vienna Classification.
5. Examination Report: The Registry shall despatch the examination report following the scanning of the
mark.
6. Application Accepted: If the Examination Report has accepted the Trademark,
7. Journal Publication: The mark shall be published in the Trademark Journal to inform the public of
registration of such mark.
Registration of Trademarks
Process of Registration
8. Awaiting Opposition: Once the trademark has been published in the Journal, the public is given an
opportunity to oppose such a mark, in case of any violation.
9. If there is no opposition within 90 days from the publication of the Journal, the Trademark shall qualify for
Registration. Subsequently, the Trademark Manuscript and the Trademark Registration Certificate shall be
prepared. After issuing the Certificate, the applicant becomes the rightful owner of that Trademark and is
granted exclusive use of that mark.
10. If any person in the public opposes such a mark, the Trademark Hearing Officer shall fix a hearing. The
applicant and the opposing party shall have the opportunity to appear for such hearing to justify the
registration or rejection of the mark with sufficient evidence. Following this, the Hearing Officer shall
deliver the judgment on merit.
11. If the opposition is rejected, the application shall proceed for registration. If the opposition is accepted and
the application is rejected, the mark may either go for a review or the aggrieved party may approach the
Intellectual Property Appellate Board.
12. Once a trademark has been registered, the “®” symbol can be used next to the mark
13. The registration of a Trademark has a duration of 10 years.
Registration of Trademarks
Documents Required for Trademark Registration
The information and documents requirement for Trademark Registration are as follows:
1. Registered Trademark gives you a legal protection against the one who tries to copy your trademark.
2. You can raise the issue legally and can sue them.
3. Helps a product or service to build trust, quality, reliability and goodwill amongst the customers.
4. Gives unique identity to your business products and company, thus creating a brand value.
5. Gives recognition to your products in the global market.
6. Helps in differentiating goods from the competitors.
7. Helps in increasing the volume of sales.
8. A Trademark once registered in India is allowed to be filed in other countries also.
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Rights of Trademark Holder
Rights of Trademark Holder
1. In case of both registered and unregistered trademarks, the rights are vested to the owners.
2. One such right is to prevent the third party from using an identical or deceptively similar trademark
under certain circumstances.
1. The proprietor of an unregistered trademark can prevent any third party from using an identical or
deceptively similar trademark, provided such an unauthorized use by the rival results into passing-off.
2. For this purpose, he can initiate the proceedings under common law and the right is known as a
common law right.
3. The claimant must establish three important factors in order to bring an action against the pass-off:
1. Claimant has acquired goodwill in his trademark;
2. The act of the defendant amounts to misrepresentation;
3. The claimant has suffered or is likely to suffer damage due to the act of the defendant
Rights of Trademark Holder
Rights of Registered Trademark Holder/Owner
4. Right to Assign
1. The registered proprietor of a trademark have the power to assign the trademark and to give effectual
receipts for any consideration for such assignment.
3. Once a trademark is assigned it is important to record the change in ownership with the Trademark
Registry.
4. Specific forms with fees have to filed to ensure that the records reflect the ownership details.
Assignment of Trademark
Aspects of Assignment of Trademark
1. The assignment deed must be in writing where the assignor’s name must be same as it is in the Register of
Trademarks, i.e. the owner of the trademark;
2. It is absolutely necessary that the territorial extent of the assignment is clearly laid down; for example, if the
assignee is based in India, then it is a must that the assignment deed contain a clause saying the assignment is
for that particular region;
3. The next obvious thing is, the mark/marks that the proprietor wants to assign must be mentioned clearly;
4. The consideration that the assignee needs to pay should be mentioned as well;
6. The most important part of an assignment deed is to mention if the assignment is along with the goodwill or
not.
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. Assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Licensing of Trademark
Licensing of Trademark
1. The licensing of a trademark allows the licensee to use the trademark.
2. The trademark itself is not assigned to the other entity
3. The ownership has not been transferred but the mere use of the trademark is permitted to be used by the
licensee.
4. Trademark licensing has become a common practice as it benefits both the licensor and the licensee.
5. The licensor earns money by way of royalty, while the licensee gets commercially exploit using the
mark.
Make a Licensing Agreement:
1. A licensing agreement is essential for laying down the terms and conditions of the use of a trademark.
2. Provision for quality control: The provision for quality control is essential for maintaining the goodwill
and reputation of the trademark. The agreement must provide for consequences of infringement of quality
measures so as to ensure that the quality of the product is maintained.
3. Duration of the license
4. Exclusive or Non-exclusive license
5. In case of sub-licensing, the terms on which it is permitted and the extent of its use.
6. Commercial terms such as the payment of royalties, escalations, etc.
7. Circumstances under which the license would be canceled.
8. Specific restrictions or terms on the use of trade-name and a dispute settlement mechanism.
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Infringement, Remedies & Penalties
Infringement of Trademark
1. A registered trademark is infringed by a person who not being a registered proprietor but using trademark.
2. Trademark infringement means the unapproved use of a trademark on regarding products and benefits in
a way that is going to cause confusion and difficulty to the trader.
3. After infringement, the owner of the trademark can go for civil legal proceedings against a party who
infringes the registered trademark.
4. Trademark infringement through websites.
5. For example, an individual who develops a website online that discusses her expertise with Microsoft
software could use Microsoft‟s trademarks to consult exact merchandise without the worry of infringement.
2. Vicarious Liability
1. If a company commits an offence under this Act, then the whole company will be liable.
2. Therefore not only the principal infringer but, every person responsible for the company will be
liable for indirect infringement, excluding for a person who acted in good faith and without
knowledge of the infringement.
Infringement, Remedies & Penalties
When can a person be considered as infringing a trademark
1. If the mark in dispute is identical with or deceptively similar to the registered trademark and is in
relation to the same or similar goods or services;
2. If the identical or similar mark can cause confusion in the minds of general public to have an association
with the registered trademark
3. If the registered trademark is used as a part of trade name or business concern for goods and services in
respect of which the trademark is registered
4. If the trademark is advertised and as a result it takes unfair advantage or is contrary to the honest
practices or is detrimental to the distinctive character and reputation of the registered trademark.
5. If the registered trademark is used in the material meant for packaging or labelling of other goods or as
a business paper without due authorization of the registered user.
Infringement, Remedies & Penalties
Remedies and Penalties
1. Whenever a trademark is said to be infringed, both civil and criminal action can be brought about.
2. The Trademark Act, 1999 recognizes infringement of trademarks as a cognizable offence i.e. a police
complaint can be lodged, and the infringers can be prosecuted directly.
3. Even the courts are empowered with the authority to conduct raids and seizure operations.
4. On the other hand, a civil action can also be brought about against such infringements.
5. A suit can be initiated depending on whether the trademark is registered, pending or unregistered.
6. Since trademark infringement is a continuing offence, there is no limit on the time period for filing a suit.
Infringement, Remedies & Penalties
Remedies and Penalties
1. Appropriate Damages;
2. Injunction/stay against the use of trade mark;
3. Cost of proceedings
4. Destruction of goods.
5. Handing over of accounts and profits;
6. The punishment for infringement of trademarks as a result of falsification shall not be less than six months
but which may extend to three years and with fine which shall not be less than fifty thousand rupees
but which may extend to two lakh rupees.
Infringement, Remedies & Penalties
What is Passing Off
1. Passing is recognized as a common law tort which is used to protect and enforce unregistered trademarks in
India.
2. Like protection of trademarks, Passing off also prevents a person from misrepresenting its goods and
services from that of the other.
3. The concept of passing off has emerged in the recent past.
4. It has extended its ambit from goods to businesses and services.
5. Today it is even applied to many forms of unfair trading and competition.
6. There are three elements of passing off popularly known as the classical trinity.
7. These include Reputation, Misrepresentation and damage to goodwill.
8. Common law courts have come up with a few basic characteristics of passing off which include the
following:
1. Misrepresentation
2. Made by a person in the course of trade
3. To prospective or ultimate consumers of goods and services
4. To injure the business or goodwill of the other person
5. It causes actual damage to the person by whom the action is brought about.
Contents
1. Concept of Trademarks
2. Different kinds of marks (brand names, logos, signatures, symbols,
well known marks, certification marks and service marks)
3. Non Registrable Trademarks –
4. Registration of Trademarks –
5. Rights of holder and
6. assignment and licensing of marks –
7. Infringement, Remedies & Penalties –
8. Trademarks registry and appellate board.
Trademarks Registry and Appellate Board
Intellectual Property Appellate Board (IPAB)
1. Intellectual Property Appellate Board, a statutory body under DIPP(Department of Industrial Policy and
Promotion) established under the provisions of the Trade Marks Act on 15th September, 2003 in Chennai.
2. This body is responsible to hear appeals against the decisions of the Registrar of Trade Marks and
Geographical Indications and Controller of Patents.
5. Other Members
6. A person cannot be appointed as a judicial member unless he has been a member of the Indian legal service
and held a post of Grade I for a period of three years or has held a post in the Civil judicial office for a
period of 10 years.
7. A person cannot be appointed as a technical member unless he has been an advocate in any of the
specialized trademark law for a period of ten years or has discharged the functions of the tribunal under this
act or Trade and Merchandised Act or both for a period of ten years along with holding a post not less than
a joint registrar for a period of five years.
8. The important point to note is that all the members i.e the chairman, vice-chairman, the judicial, and the
technical members are appointed by the president only after the consultation of the chief justice of India.
Trademarks Registry and Appellate Board
Functions of Appellate Board
1. When a person is aggrieved by the order of the registrar, he shall file an appeal within three months of the
passing of the order before the board.
2. The appeal must be filed in the prescribed form and manner along with a copy of the order against which
the appeal is filed.
3. An application can be filed for the rectification of the register under sec 57 of the Act and when the board
passes an order regarding this, the certified copy of the order is communicated to the registrar.
4. The registrar gives effect to the order by amending or rectifying the contents in the register.
5. The board can hear cases after the expiry of the said period if there is sufficient and reasonable cause for
not being able to file for an appeal before the specified time.
Trademarks Registry and Appellate Board
Powers of Appellate Board
1. The board is not bound by the rules of the civil procedure code.
2. It is bound by the principles of natural justice and has the power to regulate its own procedure like deciding
the time and place of the meeting
3. It shall have the same power like that of a court trying a suit under the civil procedure code like receiving
evidence, examining the witness, requisitioning any public record etc.
4. The proceeding before this board is deemed to be a judicial proceeding and the board is considered to a
civil court.
5. After the constitution of this board, no other court has the jurisdiction to try cases that come under the
purview of this board
Trademarks Registry and Appellate Board
Powers of Appellate Board
1. The registrar has the right to appear in a legal proceeding where the issue is regarding the amendment or
rectification of the register.
2. The registrar also has the right to appear in a proceeding in relation to the rejection or amendment of the
application of the registration of the trademark.
3. The registrar will appear also if he is directed by the Board.
4. The registrar can also provide a written statement with particulars in support of his contention which will be
regarded as evidence.
5. A trademark can be removed from the register on the application made to the registrar or the appellate
board.
Thank You