Feldbrugge - Good and Bad Samaritans
Feldbrugge - Good and Bad Samaritans
Feldbrugge - Good and Bad Samaritans
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A certain man went down from Jerusalem to Jericho, and fell among
robbers, who also stripped him, and having wounded him went away
leaving him half dead. And it chanced that a certain priest went
down the same way; and seeing him, passed by. But a certain
Samaritan being on his journey, came near him; and seeing him was
moved with compassion.
(Luke 10:30-31,33)
of which only a few can be mentioned here. Can it be said that the behavior of the
Bad Samaritan reflects a more general breakdown of communication between individual
members of modern society? Are we becoming locked up in our own compartments?
Do we rely passively on anonymous agencies (police, welfare) to do what we think
is outside our province? Is there any point in the interference of criminal law in
situations where somebody is called upon to save a total stranger? (See also the final
paragraphs of this survey). Cf., also, Goldstein, Citizen Co-operation: The Perspective
of the Police [GSS].
THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 14
These views are most clearly reflected in German law and doctrine."9
In Poland the Supreme Court has ruled that the failure-to-rescue pro-
vision is not applicable to persons who themselves have caused the
dangerous situation."0 The same view is taken in Italian criminal law
on the basis of considerations similar to those offered in the preceding
paragraph. A further reason to reject the causator's liability in this case
is found in the wording of the Italian provision, which uses the words
"finding . . . a person" (trovando); the person who caused the danger
arguably did not find the victim in a dangerous situation."1 In both the
Polish and the Italian rule, however, one has to read "caused" as "in-
tentionally caused", since it is unlikely that a person who unintention-
ally caused a serious danger to somebody else, e.g., in the case of a
traffic accident, is not required to come to the aid of his victim."2
There is absolutely no doubt in French law on the latter point."3
Otherwise, however, French doctrine recognizes that there are serious
objections to separate punishment for failure to rescue in cases where
the danger was caused intentionally."4
What bearing has the conduct of the victim on the duty of other
persons to help him? In this regard we may usefully distinguish be-
tween conduct anterior and posterior to the occurrence of the danger.
Where the victim himself is to be blamed, entirely or in part, for
having placed himself in a dangerous situation, there is no fundamental
change in the duty of potential rescuers. The provision which prohibits
failure to rescue is directed towards the preservation of human life, and
this includes the lives of people who are stubborn, hysterical, or just
plain foolish."9 However, it is debatable whether the duty should not
be considered less stringent, in other words, whether the danger threat-
ening the victim should not be proportionally greater with regard to
29 Sch6nke-Schr~der 1387, 1389; Dalcke-Fuhrmann-Schifer, Strafrecht und -Strafver-
fahren (1961) 399; Oberlandesgericht. Frankfurt, cf. N.J.W. (1957) 1847.
30 A decision of 1957 of the Supreme Court, quoted by Siewierski.
31 Borghese, II Codice Penale Italiano (1953) 734-6. Of course, the modern construc-
tion of "finding" (trovando) does not only cover those who find the person in danger,
but also those who are present or in the vicinity at the time when there is a person in
danger (cf. the decision quoted in note 18). Still, this is not considered to imply
persons who themselves caused the danger.
32 However, in a recent resolution the Supreme Court of the USSR ruled that a
driver who has culpably caused a traffic accident should be convicted only of causing
a traffic accident; his failure to render aid must be considered in determining the
penalty; Biulleten' Verkhovnogo Suda SSSR No. 3, (1965), 12, resolution of April 9,
1965.
as A doctor involved in a hit-and-run accident was found guilty on three counts:
involuntary wounding, failure to render aid, and leaving the scene of the accident, and
sentenced to 18 months imprisonment and a fine of 50,000 (old) francs; Re.nnes 20
d&embre 1948, D. 1949, 230.
14 Emile Garqon, in his annotated edition of the Code Pdnal, asks the question
whether a murderer ought to be punished for failure to aid his victim; Garq0n, Code
Penal Annote (1952), sub art. 63(2).
81E.g., France: ibid; Czechoslovakia: Trestn Zaikon Komentai (1964) 541.
THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 14
the danger threatening the rescuer, than would be the case in a normal
failure-to-rescue situation. Is it reasonable to disregard an express and
well-founded warning given to a person who swam in dangerous waters
or climbed a treacherous cliff, when deciding on the duty of the person
who gave the warning to come to the rescue of the victim? Can it not
be said that one who warned another of specific dangers has already
taken steps to save a potential victim from harm?
Where the victim refuses aid after the occurrence of the danger, the
decisive factor is whether the danger threatens something a person may
freely dispose of. According to the prevailing standards of most civilized
countries, life does not enter into the latter category."8 The question is
relevant in German law, where there is a duty to intervene in case of a
"common danger," and also in other legal systems which already en-
visage a duty to rescue where the victim is threatened only by danger of
physical injuries. In other cases it must be assumed that the victim's
refusal to be saved has no bearing upon another person's duty to rescue
him.
It needs no arguing that the victim's conduct is of crucial importance
in deciding his quasi-contractual or tort liability vis-a-vis his rescuer.
At a first glance, and from a logical point of view, it would seem that
one is not required to render aid in cases where that aid cannot achieve
its purpose to save the victim's life. Nevertheless, I have found this view
expressed only in Dutch law." Several other legal systems do not dis-
charge the potential rescuer in cases where the victim is dying or other-
wise beyond assistance. French courts have convicted persons who did
not render aid to people who were dying3"; there is even a case of a
conviction of a surgeon who refused to perform a caesarean operation
on the dead body of a woman who was eight months pregnant." The
Supreme Court of Germany also ruled that the inevitability of death
does not affect the duty to render aid;"0 only when the victim is already
8 France: Vouin, Pr&is de Droit Pnal Sp6cial (1953) 168; Germany: Dalcke-
Fuhrmann-Sch~ifer 400, and 6 BGHSt 147 and 13 BGHSt 162; Sch6nke-Schr6der 1384,
1387, are of a different opinion; see also 2 BGHSt 150.
87 Van Bemmelen-van Hattum, 2 Hand- en Leerboek van het Nederlandse Strafrecht
[hereinafter: van Bemmelen-van Hattum] (1954) 186.
Is Aix, 23 d&embre 1952, J.C.P. II 7429 (1953), D. 1953, 128: during the night a
farmer had heard shooting on his land, where some people were camping. He did
not bother to look and the next morning he found a girl covered with blood, who
was still alive. He did not call a doctor or pay any attention to the girl, but later asked
a passing motorcyclist to warn the police. When the police arrived the girl was dead.
The defendant's argument that the girl was beyond assistance anyway was not accepted
by the court as sufficient justification for doing nothing.
" Montargis, 26 novembre 1952; Gazette du Palais 16 janvier 1953, Revue de Science
Criminelle (1953) 154; the commentators agree that this decision goes too far.
40 Sch6nke-Schr6der 1385; Juristische Rundschau (1956) 347. A comment on art.
207 of the Czechoslovak Criminal Code (Trestnt Zikon, Komenti 541 (1964), sub
art. 207 point 4) states that liability for failure to rescue cannot be avoided by proving
that the giving of aid would not have improved the position of the victim.
1966] FELDBRUGGE: COMPARATIVE SURVEY OF CRIMINAL LAW PROVISIONS 641
dead does this duty cease to exist. 1 The Polish Supreme Court put it
succinctly: as long as the victim is alive, he is in danger."2
I believe that these decisions are in the main correct, though I have
reservations about the French decision concerning the caesarean opera-
tion. Frequently the potential rescuer is not in a position to establish
whether the victim is really beyond effective assistance; even where this
clearly is the case, it seems to be a humane duty to do what is possible
to comfort the victim and alleviate his suffering. If one accepts the
basic concept of an offense of "failure to rescue," it is hard to see why
the duty to give reasonable aid to a dying person should not be en-
forced by criminal law.
Opponents of a failure-to-rescue provision have often pointed to the
difficulties that would arise where several persons are eligible as poten-
tial rescuers.
It appears that there is no serious theoretical problem in these cases.
The duty to rescue presupposes several requirements: a person in serious
danger, the possibility to help, the absence of danger to the rescuer, etc.
Any person who satisfies these requirements is thereby designated as
one who is duty-bound to aid the victim; it is immaterial whether only
one person is so designated, or several.
The real problems arise rather on the practical level, because of the
differences in personal qualities and social functions of potential res-
cuers. During an emergency it makes a difference, in respect of the
duty to rescue, whether the potential rescuer is a young man, or an old
lady; even in the case of one and the same person, it makes a difference
whether, e.g., he is there as a policeman on duty, or on his afternoon off.
The courts in several countries have been aware of these problems.
They insist on the basic rule that all "designated" rescuers are liable for
failure to rescue."3 On the other hand, where somebody is helping the
victim already, the danger to the latter recedes and there is no duty for
others to help, unless they would be able to provide faster or better
help."
There is a fairly general consensus that failure to rescue is an offense
which can only be committed intentionally. This means that criminal
liability arises only where the offender acted intentionally with regard
to the elements of the offense: knowing that somebody was in specific
danger, that he was able to help, and that this help would not entail
4' 71 RGSt 203, 1 BGHSt 269; same decision in France, cf. the decision quoted in
note 38.
42 Decision of January 31, 1949, Zbi6r OrzeczeAi Sqdu Najwyzszego-Orzeczenia Izby
As always, this rule must be applied with some caution and common
sense. It serves obviously very little purpose to punish a man who at
first refused to help a person in danger and then changed his mind and
rescued him. This situation is reminiscent of the concept of desisting
voluntarily from perpetration of a crime, which in many codes brings
about the extinction of liability for criminal attempt. It is, however, im-
possible to attempt to commit the offense of failure to rescue, since any
behavior less than taking measures to rescue the person in danger con-
stitutes the full offense.
In several statutes there is no criminal liability for failure to rescue
unless the victim has died or been injured. In the light of the preceding
paragraph it becomes clear that such a provision is more than merely
a carry-over from an era where criminal liability was defined more in
terms of physical harm and material damage than in terms of antisocial
attitudes.
By making criminal liability subject to the occurrence of the death
or injury of the victim, the entire awkward question of the exact time
of the potential rescuer's possible action is avoided.
The following codes limit the liability for failure to rescue to cases
when specific consequences arise: Albania (death or injuries of the
victim), Latvia (Article 115, Criminal Code: serious consequences to
the victim), The Netherlands (death of the victim), Russia (Code of
1845: death of the victim), Russia (Codes of 1903 and 1922: death or
serious injuries of the victim), the Ukraine (Article 112, Criminal Code:
death of the victim or serious injuries). All codes stipulate that criminal
liability arises only when the death or injuries of the victim are the re-
sult of the failure of the potential rescuer; an exception is provided by
the Dutch Criminal Code, where the drafters apparently preferred to
avoid the then-thorny problem of causation by negative acts.
The advantages of this system are, in my opinion, outweighed by the
fact that a relatively large number of persons, whose conduct is clearly
very reprehensible, remains outside the scope of criminal law. It is
hard to see why they should escape punishment merely because the
person they refused to save was fortunate enough to be saved by other
people or circumstances.
In some legislation the occurrence of serious consequences (death or
injury of the victim) is made a special aggravating circumstance of the
offense of failure to rescue (Hungary, Italy).
While comparing the maximum penalties provided in various legis-
lation two considerations arise: (a) in some legislation there is a tra-
dition normally to impose a penalty well below the maximum, while
under other legislation the tradition might be more severe; and (b)
there are traditional differences in setting maximum and minimum
penalties. In some countries the entire penal system is more lenient than
in others.
1966] FELDBRUGGE: COMPARATIVE SURVEY OF CRIMINAL LAW PROVISIONS 647
since the law does not enforce altruism " but merely leaves people
with a choice. Moreover, lawmakers, long before Solon and ever since,
have been legislating morality. The statute by virtue of which failure
to rescue is punished has always been considered as a moral precept
transmuted into a legal rule. In the first relevant provision, Article
998 of the Russian Criminal Code of 1845, the connection betweena the
moral and the legal order is made quite explicit (". . . if he is a
Christian and his heartlessness and lack of care result in the death
of the person left without help, he will be subject to ecclesiastical
punishment as ordained by his spiritual authorities"). In more modern
legal systems the provision dealing with failure to rescue is still con-
sidered as founded upon a moral duty,"' a humanitarian duty," human
solidarity," or socialist humanism.
The thrust of the objection to enforcing altruism and legislating
morality seems to be rather that the law in such cases would be
trespassing, in that it would invade an area which ought to be left to
other forms of social control, or to personal moral judgment, without
any outside interference.
There is no need to deny the existence of such an area. It is based,
in the author's opinion, on the potential danger and utter inefficacy
of law as a regulator of the more intimate and subtle relationtships
between human beings. However, the typical failure-to-rescue situation
does not imply such a relationship. It may very well be the object of
legal regulation. This is in fact demonstrated by the great number of
countries which have a working failure-to-rescue provision."0 Signifi-
cantly, the opponents of such a provision by and large have retreated
from their former position by not contesting any longer the moral
validity of this provision; they now concentrate their efforts on showing
its practical ineffectiveness.
7"C/. Honor6, "Law, Morals and Rescue," in GSS.
78 Shargorodskii at 242.
77Cf. the decision quoted in note 38. The duty to rescue, as contained in the ri-levant
provision of the Code Pinal is a "devoir d'humanit," according to one of the com-
mentators; the provision is directed against "Igoisme excessij et sans excuse."
78 Mentioned in the preamble of article 489 bis (introduced 17 July 1951) of the
Spanish Criminal Code.
79 Cf. the official comment of the Minister of Justice to art. 207 of the Criminal Code,
Trestnf Zikon, Komenti? (1964) 540.
80 The desirability of a failure-to-rescue provision in criminal law was one of the
themes at a meeting of prominent lawyers from France, Belgium, and Luxemburg in
November 1951, cf. Journ~es Franco-Belgo-Luxembourgeoises de Science PNnale (1952).
At that time the Belgian Criminal Code did not contain such a provision. Its intro-
duction was vehemently opposed by some of the Belgian spokesmen, on both practical
and theoretical grounds. Donnedieu de Vabres, however, and other authoritative
French scholars preferred to retain the existing French provision, with some amend-
ments (p. 70). It appears that the French provision was enacted in a hurry (p. 76);
nevertheless the system has worked reasonably well since 1941; cf. the report submitted
to the conference by Levasseur (p. 28 ct seq.).
THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 14
81 Cf. Gregory, in GSS; HonorS, ibid.; Hall, op. cit. 211; and also Note, "The Failure
to Rescue: A Comparative Study," 52 Colum.L.Rev. (1952) 631.
82 An excellent survey of French practice in applying the failure-to-rescue provision
is offered by Levasseur in Journ&s Franco-Belgo-Luxembourgeoises de Science P~nale
(1952) 28 et seq.
1966] FELDBRUGGE: COMPARATIVE SURVEY OF CRIMINAL LAW PROVISIONS
APPENDIX
*Albania, Crim. Code 1952, Art. 157: *Denmark, Crim. Code 1930, Art.
Not giving help to a person whose life 253: Any person who, though he could
was in danger when it was possible to do so without particular danger or
help him, if the failure to help him re- sacrifice to himself or others, fails (1)
sults in his death or injury, is punish- to the best of his power to help any
able by social censure or corrective person who is in evident danger of his
work. life, or (2) to take such action as is
Belgium, Crim. Code 1867, Art. required by the circumstances to rescue
422bis (1961): Whoever fails to render any person who seems to be lifeless, or
or procure aid to a person in great dan- as is ordered for the care of persons
ger, [regardless of ] whether he has who have been victims of any ship-
observed this person's position himself, wreck or any other similar accident;
or whether this position has been de- shall be liable to a fine or simple de-
scribed to him by those who invoked tention for any term not exceeding
his aid, shall be punished by imprison- three months.
ment of from eight days to six months *Ethiopia, Crim. Code 1957, Art.
and a fine of from fifty to five hundred 547: Failure to lend aid to another. (1)
francs or by one of these penalties Whoever intentionally leaves without
alone. For the commission of this crime help a person in imminent and grave
it is required that the offender could peril of his life, person or health, when
have helped without exposing himself he could have lent him assistance, di-
or others to serious danger. When he rect or indirect, without risk to himself
has not observed personally the danger or to third parties, is punishable with
in which the victim finds himself, he simple imprisonment not exceeding six
cannot be punished if on the basis of months, or fine.
the circumstances in which he was Finland, Crim. Code 1889, Chapter
asked to help, he could believe that the 44, §2: Whoever knows that another
request was not serious or that there person finds himself in actual danger of
was no danger [to the victim]. his life and nevertheless fails to render
Bulgaria, Crim. Code 1951, Art. 148 or procure him such aid as would be
(1): Whoever leaves a person, deprived possible without danger to himself or
of the possibility to take measures to third parties, is punished with a fine not
save himself because of his youth, old exceeding three hundred marks.
age, illness, or generally as a result of *France, Code Pnal 1810, Art. 63
his helplessness, in such a situation that (2) (1954): Any person who wilfully
the life of that person may be en- fails to render or to obtain assistance to
dangered, and being aware of this does an endangered person when such was
not render him help, is punished by possible without danger to himself or
deprivation of liberty for a period of others, shall be [punished with im-
up to three years. prisonment of three months to five years
Czechoslovakia, Crim. Code 1961, and a fine of 360 to 15,000 francs].
Art. 207: Whoever does not render the *Germany, Crim. Code, Art. 330c
necessary aid to a person whose life is (1953): Anybody who does not render
in danger or who shows the signs of a aid in an accident or common danger
serious disturbance of health, although or in an emergency situation, although
he may do so without danger to himself aid is needed and under the circum-
or to others, will be punished by depri- stances can be expected of him, espe-
vation of liberty not exceeding six cially if he would not subject himself
months or by corrective measures. thereby to any considerable danger, or
* The translations marked with an asterisk have been taken from existing translations
of the respective criminal codes.
THE AMERICAN JOURNAL OF COMPARATIVE LAW [Vol. 14
if he would not thereby violate other having to fear danger to himself or
important duties, shall be punished by third parties, is punished, if the death
imprisonment not to exceed one year of the person in need of aid occurs,
or a fine. with detention not exceeding three
Greece, Crim. Code 1950, Art. 307: months or a fine not exceeding three
Failure to rescue. Whoever intention- hundred guilders.
ally fails to rescue another person who Norway, Crim. Code 1902, Art. 387:
is in danger of his life, although he Punishment by fines or imprisonment
could have done so without danger to up to three months shall be imposed
his own life or his health, is punished upon anybody who omits, although it
with imprisonment not exceeding one was possible for him without any spe-
year. cial danger or sacrifice to himself or
Hungary, Crim. Code 1961, Art. 259 others, (1) to help according to his
(1), (2): (1) Whoever does not lend ability a person whose life is in obvious
such assistance as could be expected and imminent danger, or (2) to pre-
from him to an injured person, to the vent, by timely report to the proper
victim of an accident, or a person in a authorities or otherwise according to
situation which directly endangers life his ability, fire, flood, explosion or simi-
or corporal integrity, shall be punished lar accident, which may endanger hu-
with loss of liberty not exceeding one man lives. If anybody dies due to the
year. (2) Punishment shall be loss of misdemeanor, imprisonment of up to
liberty not exceeding three years, if the six months may be imposed.
injured person died and his life could Poland, Crim. Code 1933, Art. 247:
have been saved through assistance. Failure to render aid in a danger.Who-
Iceland, Crim. Code 1940, Art. 221 ever fails to render aid to a person who
(1): Whoever fails to render aid to a is in a situation which directly imperils
person in danger of his life, although his life, although he could have done so
he could have done so without endan- without exposing himself or persons
gering his own life or health is punished close to him to personal danger, is pun-
with simple detention, or imprison- ished with imprisonment not exceeding
ment not exceeding two years, or in three years or detention not exceeding
case of extenuating circumstances with three years.
a fine. Poland, Draft Crim. Code, Art. 211
Italy, Crim. Code 1930, Art. 593 (1): Whoever fails to render aid to a
(2), (3): [A penalty of up to three person who is threatened by a direct
months imprisonment or a fine of up to danger of death, grave bodily harm or
120,000 lire] may be imposed on a a serious disturbance to his health, al-
person who finds a human body which though he could do so without exposing
is or seems inanimate, or a person who himself or another person to personal
is injured or otherwise in danger, and danger, is punished with deprivation of
fails to render the necessary aid or to liberty not exceeding three years.
inform the authorities without delay. Rumania, Crim. Code 1936, Art. 489
Where the above mentioned conduct (3): [The same p]enalty is applicable
of the guilty person results in bodily to [one] who seeing a person seriously
harm, the penalty will be increased; if injured or in danger of his life, does
it results in death, the penalty will be not render him aid, if he could have
doubled. done so without danger to his own life
Netherlands, Crim. Code 1881, Art. or to the lives of other persons, or does
450: Whoever, being witness to the not promptly inform the authorities ac-
immediate danger of life in which cordingly.
another person finds himself, fails to Russia, Crim. Code 1960, Art. 127
render or procure such aid as he could (1): Failureto rescue. Failure to render
render or procure without reasonably aid which is necessary and clearly not
19661 FELDBRUGGE: COMPARATIVE SURVEY OF CRIMINAL LAW PROVISIONS 657