Unit 1
Unit 1
Structure
1.0 Objectives
1.1 Introduction
1.2 Political Theory and Other Interrelated Terms
1.3 Developments in Political Theory
1.4 Towards A Definition of Political Theory
1.5 Importance of Key Theoretical Concepts
1.5.1 Is Political Theory Dead?
1.5.2 Revival of Political Theory
1.6 Approaches in Political Theory
1.6.1 Historical Approach
1.6.2 Normative Approach
1.6.3 Empirical Approach
1.6.4 Contemporary Approach
1.7 Let Us Sum Up
1.8 References
1.9 Answers to Check Your Progress Exercises
1.0 OBJECTIVES
This unit concerns itself with the need for political theory. After going through
this unit, you should be able to:
• Distinguish political theory from other similar terms;
• Examine whether political theory is dead; and
• Understand various approaches to study political theory.
1.1 INTRODUCTION
Political theory is one of the core areas in political science. It is only in recent
times that it has emerged as an academic discipline. Earlier, those who engaged
in this enterprise styled themselves as philosophers or scientists. Political theory
is the most appropriate term to employ in designating that intellectual tradition
which affirms the possibility of transcending the sphere of immediate practical
concerns and ‘viewing’ man’s societal existence from a critical perspective.
Political theory was political science in the full sense, and there could be no
science without theory. So, political theory may legitimately and accurately be
used as synonymous with political science.
* Dr. Rajendra Dayal & Dr. Satish Kumar Jha,University of Delhi, Delhi, adapted from
Units 3 & 4, EPS-11 9
Introducing Political Theory
1.2 POLITICAL THEORY AND OTHER
INTERRELATED TERMS
A distinction can be made between political theory and similar terms like political
science, political philosophy and political ideology, though many treat them
interchangeably. The differentiation between political theory and political science
arises because of the general shift in intellectual perceptions brought about by
modern science. Political Science has tried to provide plausible generalisations
and laws about politics and political behaviour. Political theory reflects upon
political phenomenon, processes and institutions and on actual political behaviour
by subjecting it to philosophical or ethical criterion. It considers the question of
the best political order, which is a part of a larger and a more fundamental
question; namely, the ideal form of life that a human being ought to lead within
a larger community. In the process of answering immediate and local questions,
it addresses perennial issues, which is why a study of the classical texts forms
an important component of the discipline. A classic in political theory has the
essential ingredients of a great literary work, which in spite of its local setting,
deals with the perennial problems of life and society. It contains the quintessence
of eternal knowledge and is an inheritance not of any one culture, place, people
or time, but of the entire humankind.
Political thought is the thought of the whole community that includes the writings
and speeches of the articulate sections such as professional politicians, political
commentators, society reformers and ordinary persons of a community. Thought
can be in the form of political treatises, scholarly articles, speeches, government
policies and decisions, and also poems and prose that capture the anguish of the
people. Thought is time bound; for instance, the history of the twentieth century.
In short, political thought includes theories that attempt to explain political
behaviour, and values to evaluate it and methods to control it.
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Political theory, unlike thought, refers to the speculation by a single individual, What is Political Theory: Two
Approaches – Normative and
usually articulated in treatises as models of explanation. It consists of theories Empirical
of institutions, including that of the state, law, representation and of election.
The mode of enquiry is comparative and explanatory. Political theory attempts
to explain the attitudes and actions arising from ordinary political life and to
generalise about them in a particular context: this political theory is concerned
about/with the relationships between concepts and circumstances. Political
philosophy attempts to resolve or to understand conflicts between political
theories, which might appear equally acceptable in given circumstances.
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Introducing Political Theory
1.3 DEVELOPMENTS IN POLITICAL THEORY
Developments in political theory always reflect the changes which occur in
society. Political theories are produced in response to the challenges which emerge
at different times. Hegel’s symbolic characterisation of political theory as ‘the
owl of Minerva takes flight when shadow of darkness falls’ is very apt. However,
we will do well to remember that political thought, which also emerges due to
societal challenges, is bound by time as well as space, and is therefore, different
from theory which breaks such barriers and proves its worth in understanding
and explaining political phenomena of different nature and origin. This happens,
because theories are purged and purified from ideologies and biases and arrive
at certain principles, which are not only timeless, but may even be called
knowledge. Political theorists, while indulging in theorisation, pursue ideas not
for the sake of fulfillment of their fads and fantasies, but in order to search those
principles whose understanding can make life better. And in this enterprise,
theorists, by and large, are motivated by the concrete political situation. The
history of political theory bears out how ills and maladies afflicting societies
have lubricated the tools of theorisation, through which various accepted
principles and practices and the assumptions behind them were questioned and
the blueprint for the future was drawn. It is, however, true that the stimulus for
theory always comes from some sort of failure and a related conviction that
things can be bettered through an improved understanding and may, ultimately
be resolved. Hence, political theory’s task is not limited to providing a fleeting
response and getting contented with a compromise. Rather, it has to reach at the
root of the problem and has to discover remedies in the form of an alternative
set of principles. Hence, any project on theory requires a ‘vision’ through which
a theorist could think not only about the problems at hand, but also beyond
them. It is here that political theory might be differentiated from art or poetry. In
terms of vision, reflections and ruminations, there is not much difference between
political theory and other creative activities like art and poetry. But what sets
apart the political theorist from the poet is that his urge and search are a conscious
act with a definite design, whereas a poetic act is one of spontaneity. Therefore,
it is not creativity, but consciousness that denies poetry the status of a theory.
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Check Your Progress 1 What is Political Theory: Two
Approaches – Normative and
Note: i) Use the space given below for your answer. Empirical
ii) See the end of the unit for tips for your answer.
1) What do you understand by political theory?
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2) Distinguish political theory from other inter-related terms.
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Strauss reaffirms the importance of classical political theory to remedy the crisis
of modern times. He does not agree with the proposition that all political theory
is ideological in nature mirroring a given socio-economic interest, for most
political thinkers are motivated by the possibility of discerning the principles of
the right order in social existence. A political philosopher has to be primarily
interested in truth. Past philosophies are studied with an eye on coherence and
consistency. The authors of the classics in political theory are superior because
they were geniuses and measured in their writings. Strauss scrutinises the methods
and purposes of the ‘new’ political science and concludes that it was defective
when compared with classical political theory, particularly that of Aristotle. For
Aristotle, a political philosopher or a political scientist has to be impartial, for
he possesses a more comprehensive and clearer understanding of human ends.
Political science and political philosophy are identical, because science consisting
of theoretical and practical aspects is identical with philosophy. Aristotle’s
political science also evaluates political things, defends autonomy of prudence
in practical matters and views political action as essentially ethical. These
premises Behaviouralism denies, for it separates political philosophy from
political science and substitutes the distinction between theoretical and practical
sciences. It perceives applied sciences to be derived from theoretical sciences,
but not in the same manner as the classical tradition visualises. Behaviouralism
like positivism is disastrous, for it denies knowledge regarding ultimate principles.
Their bankruptcy is evident, for they seem helpless, unable to distinguish the
right from the wrong, the just from the unjust in view of the rise of totalitarianism.
Strauss counters Easton’s charge of historicism by alleging that the new science
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is responsible for the decline in political theory, for it pointed to and abetted the What is Political Theory: Two
Approaches – Normative and
general political crisis of the West because of its overall neglect of normative Empirical
issues. Vogelin regards political science and political theory as inseparable and
that one is not possible without the other. Political theory is not ideology, utopia
or scientific methodology, but an experiential science of the right order at both
the level of the individual and society. It has to dissect critically and empirically
the problem of order. Theory is not just any opining about human existence in
society, it rather is an attempt at formulating the meaning of existence by
explicating the content of a definitive class of experiences. Its argument is not
arbitrary, but derives its validity from the aggregate of experiences to which it
must permanently refer for empirical control.
Check Your Progress 2
Note: i) Use the space given below for your answer.
ii) See the end of the unit for tips for your answer.
1) Examine the debate about relevance of political theory.
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Over and above this, the historical conception also contributes significantly to
our normative vision. The history of ideas may tell us that our social and political
universe is a product of things whose root lies in the past. And knowing them
better would tell us how we have certain values, norms and moral expectations
and from where they have come. With this sense in us, it is possible to interrogate
these values and critically assess their utility. But a blind adherence to this
conception is not without its folly. The novelty of the project called political
theory is that each specific situation is unique, riddled with new challenges.
Hence, worth of the past sometimes becomes redundant and could even be a
hindrance, if one is oblivious of this aspect. Therefore, the utility of this approach
in political theory beyond a certain level is doubtful as it is always wedded to
outmoded ideas from outmoded ages. The suggestive values of the ideas remain,
but the theoretical function recedes considerably.
This empirical project in political theory was premised on the empiricist theory
of knowledge which claims to have the full blown criteria to test what constitutes
truth and falsehood. The essence of this criterion is lodged in the experimentation
and the verification principle. When political theory was reeling under this
influence, a so called revolution started and became popular as the ‘Behavioural
Revolution’. This revolution reached a commanding position within political
theory in the 1950’s and engulfed the entire field of study and research by
advocating new features. They included :
a) Encouragement to quantitative technique in analysis
b) Demolition of the normative framework and promotion of empirical research
which can be susceptible to statistical tests
c) Non – acceptance and rejection of the history of ideas
d) Focus on micro–study as it was more amenable to empirical treatment 17
Introducing Political Theory e) Glorification of specialisation
f) Procurement of data from the behaviour of the individual and
g) Urge for value – free research.
In fact, the behavioural climate got surcharged by an anti – theory mood and
those who lambasted theory in a conventional sense had a field day. Theory was
caricatured and made synonymous with ideology, abstraction, metaphysics and
utopia. Some adventurists even advocated farewell to theory as an enterprise. In
the zeal of attaining objective knowledge, they even reduced thought to an aspect
of reality and blurred the distinction between thought and reality. Thus, they
soon attracted the ire and fire of some philosophers of science who offered a
vision for a post – positivist approach to science. Karl Popper set the new mood
by laying down the principle of ‘falsification’ as a criterion of scientific
knowledge and argued that all knowledge was conjectural, tentative and far
from the final truth. The real turn or breakthrough came in the philosophy of
science when Thomas Kuhn, Imre Lakatos and Mary Hesse blasted the so called
scientific theory. Kuhn’s book The Structure of Scientific Revolution was a pioneer
in bringing out the shortcomings and failures of the positivist theory and it
demonstrated how all cognitions were dependent on understanding and
interpretation as a means of inter-subjective communication. Kuhn cogently
argued that it was not only the irrational conventions which lurked behind the
construction of the semantic framework, but were also informed by rational
discourses framed by interpretation and criticism.
Check Your Progress 3
Note: i) Use the space given below for your answer.
ii) See the end of the unit for tips for your answer.
1) Distinguish between the empirical and normative conceptions of political
theory.
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a) Opposition to Universalism
Political theorisation in contemporary times has gone for subjecting the
universal claims of political theory of yesteryears, irrespective of the
tradition to which they belonged, to critical scrutiny. Liberal universalism
has appeared to them as devoid of a social and temporal context and in
their opinion, the hidden ‘particularism’ mostly based on the experience of
western society has masqueraded as universal values and norms. They argue
that the appeal to universal principles is tantamount to standardisation; hence,
violative of justice which may be inherent in a particular community or
form of life and which may embody its own values and normative principle.
The communitarian theory and the multicultural theory in recent times have
highlighted it quite forcefully and called this so called universalist theories
as ‘exclusivist’ at the core, which has always presented one vision of ‘good’
as the only vision of mankind.
c) Post-positivism
It is reminiscent of the earlier engagement with value neutrality in social
science once championed by the behaviouralists in political theory. The
contemporary theories call value-free enterprises as useless and believe
that political theory is an inherently normative and politically engaged
project, which is supposed to offer prescription and a vision for the future.
1.8 REFERENCES
Barry, B. (1989). The Strange Death of Political Philosophy’ in Democracy,
Power and Justice : Essays in Political Theory. Oxford: Clarendon Press.
Berlin, S. I. (1964). Does political theory still exist? in P. Laslett and W.G.
Runciman, Philosophy, Politics and Society. 2nd series (eds.) Oxford: Blackwell.
Wolin, Sheldon. (1960). Politics and Vision: Continuity and Innovation in Western
Political Thought. Boston: Little Brown.
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