Law of Treaties 2020 Notes
Law of Treaties 2020 Notes
Law of Treaties 2020 Notes
References
• Chapter 10, DJ Harris, Cases and
Materials on International Law
• Scott Davidson, The Law of Treaties
• Chapter 16, Malcolm N. Shaw, International
Law Fifth Edition
• Chapter 13, Robert M Maclean, Public
International law, 18th Edition
• Vienna Convention on the Law of
Treaties 1969
• http://www.gthr.net/default html
• http://untreaty.un.org/English/guide.pdf
Course structure
• Introduction
• Scope of VCLT 1969
• Definition of “treaty” and criteria
• The making of treaty
– Formalities
– Reservations
– Entry into force
• Validity and applications
• Interpretation of treaties
• Invalidity, suspension and termination of
treaties
Introduction
• Treaties are one of the means through which
States deal with each other
• A source of law that the ICJ is bound to apply
under Article 38 (1)(a) of ICJ Statute
• A precise method of regulating relations and
conduct of states
• Knowledge of the law of treaties is essential to
understand how international law works
• Treaties fulfil a broad range of functions and
they cover wide variety of subject matter
• Treaties range from:-
1. Bilateral treaty through which two states
secure reciprocal rights and obligations
2. Multilateral Treaties-comprehensive legal
regime of uncertain durations for particular
facet of international relations
The Vienna Convention on
the Law of Treaties
The Vienna Convention on the Law of
Treaties
• A coherent body of rules on the law of treaties begin
to evolve starting from the Peace of Westphalia 1648
• The rules include:-
a. The competence of various person to conclude
treaties
b. The nature of the acts which the state is bound
c. The obligation to perform treaties
d. Factors that might vitiate them
• In 1949 the International Law Commission (ILC)
included the law of treaties in its list for codification
• The law of treaties has been codified in the Vienna
Convention on the Law of Treaties (VCLT) in 1969
which came into force on 27 January 1980
• Agreements between other international persons
were not included in VCLT to avoid delay
(incorporated in the 1986 VCLT between states and
IO’s or between IO’s)
• VCLT regulates treaties concluded between states
(Art.1) and in written form(Art.2(1)(a) governed by
the International Law.
• VCLT is applicable unless a particular treaty
provides otherwise; or unless the parties
agree otherwise; or if a different intention
otherwise established (residual rule)
The formalities of a
treaty
Definition
Art.2 Vienna Convention on the Law of Treaties
1969
“treaty” means an international agreement
between states in written form and governed
by international law, whether embodied in a
single instrument or in two or more related
instrument and whatever its particular
designation
Written
instrument
It should be
or
intended to
instruments
create legal
between two
obligations
or more
parties
Criteria
Parties must
It must be be endowed
governed by with
international international
law personality
International Agreement Concluded
Between States in Written Form
• Qatar v Bahrain
‘ The Court must have regard above all to its
actual terms and to the particular
circumstances in which it was drawn up’
Vienna Convention on the law of
Treaties (Scope of the Convention)
• Art.1-4: Definition
• Art.-6-17: Conclusion and entry into force of
treaties
• Art.18: Obligation not to defeat the object and
purpose of a treaty prior to its entry into force
• Art 19-23: Reservations
• Art. 26: Pacta Sunt servanda
• Art 27: Prohibition against the use of domestic
legislation
• Art. 28: Application of treaties
• Art. 31-33: Treaties interpretation
• Art. 36: Treaties and third party
• Art. 61: Supervening impossibility of
performance
• Art. 46-53: Invalidity of treaties
• Art. 62: Fundamental Change of circumstances
• Art. 64: Emergence of Jus cogens
• Art. 71: Consequences of the invalidity of a
treaty which conflicts with peremptory norms
of international law
The making of treaties
Formalities
• Can be concluded in any manner by the
parties
• Depend upon the intention of the states
concerned
• The power to make treaties depends upon
each country’s municipal regulations:
• In UK, the treaty making power is within
the prerogative of the Crown
• In US, the President is vested with the
power to make treaties with the advice
and consent of Senate and concurrence
of 2/3 of the Senators
Who can conclude a treaty on behalf of a state?
• Persons who have full power
– Article 7 (1)(a) VCLT
– Article 2 (1)(c) VCLT
• Full power has been dispensed based on the practice of the
state
– Article 7 (1) (b)
• Persons who do not have to produce full powers
– Heads of state and government, foreign ministers
• Article 7 (2) (a)
– Heads of diplomatic missions
• Article 7(2) (b)
– Accredited representatives
• Article 7 (2) (c)
The act of unauthorized persons
• The act of an unauthorized person has no
legal effect unless it is confirmed by the state
– Article 8 of VCLT
• Example:
– In 1951 a convention concerning the naming of
cheeses, a delegate signed on behalf of Sweden
and Norway.
– Only Norway authorized him to sign.
– Both states later ratified the convention and
entered into effect.
The authorized person has limited
capacity
• An authorized representatives of a state
express consent to be bound although
restricted by the state (he cannot do so)
• It does not invalidate the consent
• Unless other states are notified about the
restriction beforehand
– Article 47 of the VCLT
Consent
• Art 11 VCLT
• consent by signature (art 12 VCLT)
• exchange of instruments constituting a
treaty (art 13 VCLT)
• ratification (art 14 VCLT)
• acceptance, approval or accession(art 15 &
16 VCLT)
• or by any other means
• Consent by signature (art 12 VCLT)
• where the convention is subject to
acceptance, approval or ratification,
signature only mean that representatives
agreed to the text of the treaty
• Article 14 (1)(c) VCLT
• Art. 18 VCLT stipulates that state must
refrain from acts that would defeat the
object and purpose of the treaty until its
intention with regard has been cleared.
President Trump ends ratification process of U.N Arms Trade
Treaty
• Consent by ratification (art 14)
– ratification by the competent authorities of the
state to ensure that the representative did not
exceed his power or instructions
• Consent by accession (art 15)
– a state becomes a party to a treaty it has not
signed either because:
• the treaty provides that signature is limited
to certain states, and it is not such state;
• or because a deadline for signature has
passed
Reservations to treaties
• Introduction
• The definition of reservation
• The situations that do not permit states to
formulate reservation
• The legal effects of reservations
UN rights treaty can be ratified
‘with reservations’, says Waythamoorthy
• Question 3
‘a) an objection to a reservation made by a
signatory state which has not yet ratified the
Convention, can have the legal effect only upon
ratification
b)an objection to a reservation by a state which
has not sign or accede is without legal effect.
Reservation is not permitted in these
circumstances
• Reservations may be made when
signing, ratifying, accepting, approving or
acceding to a treaty, but they cannot be made
where the reservation is prohibited by the
treaty and where only specified reservations
may be made, (Art 19 VCLT)
• If a treaty is silent regarding reservations, a state
is entitled to make reservation that is not
incompatible with the object and purpose of the
treaty (Article 19 VCLT)
Restrictions to the Death Penalty case
‘Art 27 of the convention allows states parties to
suspend in time of war, public danger, or other
emergency that threatens their independence or
security provided that they do not suspend or
derogate from certain basic rights such as the right
to life guaranteed under Article 4. Thus, a
reservation which was designed to enable a State to
suspend any of the non-derogable rights must be
deemed to be incompatible with the object and
purpose of the Convention and not permitted’
Denmark’s objection to Malaysia’s reservation to
the CRC
The reservation is covering multiple provisions,
including central provisions of the Convention.
Furthermore, it is a general principle of international
law that internal law may not be invoked as justification
for failure to perform treaty obligations. Consequently,
the Government of Denmark considers the said
reservation as being incompatible with the object and
purpose of the Convention and accordingly
inadmissible and without effect under international
law. The Convention remains in force in its entirety
between Malaysia and Denmark….The Government of
Denmark recommends the Government of Malaysia to
reconsider its reservation to the said Convention."
• It appears from the limited number of the
negotiating states and the object and purpose
of a treaty that the application of the treaty
in its entirety between all the parties is an
essential condition of the consent of each one
to be bound by the treaty (Article 20(2) VCLT)
• The treaty is a constituent instruments of
international organizations
The effect of reservations
• Acceptance to the reservation
– Reservation modifies the relationship
between the reserving state and other
parties
– It excludes or modifies the provisions of the
treaty
– Principle of reciprocity
• Libyan reservation to the 1961 Vienna
Convention on Diplomatic Relations
regarding diplomatic bag
• Norwegian Loan Case
Libyan reservation to the 1961
Vienna Convention on Diplomatic Relations
In the event that the authorities of the Socialist
People's Libyan Arab Jamahiriya entertain strong
doubts that the contents of a diplomatic pouch include
items which may not be sent by diplomatic pouch in
accordance with paragraph 4 of article 27 of said
Convention, the Socialist People's Libyan Arab
Jamahiriya reserves its right to request the opening of
such pouch in the presence of an official representative
of the diplomatic mission concerned. If such request is
denied by the authorities of the sending state, the
diplomatic pouch shall be returned to its place of
origin.
• Objection to the reservation
– Art 21 (3) VCLT
• where a state objects to a reservation,
but not to the entry into force of the
treaty between itself and the reserving
state, then ‘the provisions to which the
reservation relates do not apply as
between the two states to the extent of
the reservation’
Anglo-French Continental Shelf
Thus, the combined effect of the French reservations
and their rejection by the United Kingdom is neither
to render Article 6 inapplicable in toto, as the French
Republic contends, nor to render it applicable in toto,
as the United Kingdom primarily contends. It is to
render the Article inapplicable as between the two
countries to the extent, but only to the extent, of the
reservations; and this is precisely the effect
envisaged in such cases by Article 21, paragraph 3 of
the Vienna Convention on the Law of Treaties and
the effect indicated by the principle of mutuality of
consent.
• Acceptance by another state of a reservation
constitutes the reserving state a party to the
treaty in relation to that other state
• An objection by another contracting state to a
reservation does not preclude the entry into
force of the treaty as between the objecting
and reserving state unless there is a contrary
intention
– Denmark’s objection to Malaysia’s
reservation to CRC
Treaty A
Article 20
Motopia
Utopia
Freedonia
Ruritania
• An act expressing a state’s consent to be bound
by the treaty and containing a reservation is effective
as soon as at least one other contracting state
has accepted the reservation
• Reservations are deemed to have been accepted by
states that raised no objections at the end of 12
months period after notification of the reservation or
by the date on which the consent to be bound by the
treaty was expressed
• Reservations, acceptance of it and objections to,
must be in writing and communicated to the
contracting states
Reservation to human rights treaties
• The UN Human Rights Committee in its General Comment
24/52 of 2 November 1994 emphasized that the provisions in
the ICCPR represented customary international law could not
be the subject of reservations. Reservations to non-derogable
provisions not falling in this category, states had a heavy onus
to justify such reservations. The effect of an unacceptable
reservation would be that the provision operated in full with
regard to the party that made the reservation and not that
the Covenant would not be in force at all.
Objective or
textual
approach
Objective or textual approach
• Gives precedence to the text of the treaty
• emphasis on the actual words of the treaty
• What did the parties say?
The intentions of the parties
• Concerned with giving effect to the actual or
presumed intentions of the parties
• ‘real will’ of the states
Teleological school
• To ascertain the object and purpose of the
treaty and to give effect to this
• Inquire into the objects and purposes of the
treaty taken as a whole
• To ascertain the original aims of the parties in
concluding the treaty by referring to the entire
course of negotiations and the circumstances
of its conclusion.
• Art. 31 VCLT
‘ A treaty shall be interpreted in good faith in
accordance with the ordinary meaning to be
given to the terms of the treaty in their
context and in the light of its object and
purpose’
• Art 31 (2):- interpretation would include
looking at preamble and annexes, agreement
and instrument made in connexion with the
conclusion of the treaty
• Art 31 (3) VCLT:-Interpretation would take into
account any subsequent agreement relating to
the treaty, any subsequent practice in the
application of the treaty, applicable rules of
international law.
• Art 31 (4) VCLT: special meaning
• Art 32 VCLT: Supplementary means of
interpretation- preparatory work of the treaty,
circumstances of its conclusion.
• Art. 31 and 32 of VCLT give precedence to the
textual or literal approach to interpretation
but do not exclude other forms of
interpretation
• Possible recourse to teleological approach
• The usage of supplementary materials to
avoid a meaning that is ambiguous, manifestly
absurd or unreasonable.
Relative grounds
Absolute grounds
Supervening
Termination impossibility of
of Treaties performance
-Article 61 VCLT
Fundamental Change of
circumstances-Article 62
VCLT
Material breach
• May occur when (Art 60 (3) VCLT) :
o there is repudiation of a treaty that is not
sanctioned by the Convention
o there is violation of a provision essential to
the accomplishment of the object and
purpose of the treaty
• Namibia (Advisory Opinion) 1971
• Rainbow Warrior (Arbitration (New Zealand v
France) 1990
Rainbow Warrior
Gabčĺkovo-Nagymaros Case 1977
“only material breach of the treaty itself by
state party to it which entitles the other party
to rely on it for grounds of termination”
Supervening impossibility of
performance
• The permanent disappearance or the
destruction of an object indispensable for the
execution of a treaty rendering the
performance of a treaty impossible
• Example:
a) The submergence of an island
b) The drying up of a river
c) Destruction of a dam by an earthquake
• Gabčĺkovo-Nagymaros Case 1977
Fundamental Change of circumstances
• The change is of circumstances existing at the time of
the conclusion of the treaty;
• The change is “fundamental”;
• The change was not foreseen by the parties (when
they conclude the treaty)
• The existence of the circumstances constituted an
essential basis of the consent of the parties to be
bound by the treaties
• The effect of the change was to radically to transform
the extent of the obligations still to be performed
under the treaty
• Cannot be invoked if the treaty establishes boundary
and the result of a breach by a party (invoking it)
Fisheries Jurisdiction Case (Jurisdiction)
1974
“In order that a change of circumstances may
give rise to aground for invoking the
termination of a treaty it is also necessary that
it should have resulted in a radical
transformation of the extent of the obligations
still to be performed. The change must have
increased the burden of the obligations to be
executed rendering the performance
something essentially different from that
originally undertaken”
Gabčĺkovo-Nagymaros Case 1977
A fundamental change of circumstances:
a) must have been unforeseen;
b) must have constituted an essential basis of
the consent of the parties to be bound by the
treaties
c) Applied only in exceptional cases