The Hellenistic World: New Perspectives
The Hellenistic World: New Perspectives
Hellenistic
World
New Perspectives
edited by
Daniel Ogden
THE HELLENISTIC WORLD: NEW PERSPECTIVES
THE
HELLENISTIC
WORLD
New Perspectives
Editor
Daniel Ogden
Contributors
Sylvie le Bohec-Bouhet, David Braund,
Elizabeth Carney, John Davies, Andrew Erskine,
Shelley Hales, Waldemar Heckel,Lloyd Llewellyn-Jones,
Alan B. Lloyd, Christian Mileta, Graham Shipley,
Dorothy Thompson, Ruth Westgate,
Klaus Zimmermann
All rights reserved. No part of this publication may be reproduced, stored in a retrieval
system, or transmitted, in any form or by any means, electronic, mechanical,
photocopying, recording or otherwise, without the prior permission of the publisher.
A catalogue record for this book is available from the British Library
v
Contents
Index 311
vi
Preface
vii
Introduction
Daniel Ogden
The hellenistic world, the Greek-dominated world between 323 and 30 bc,
is less often regarded as a field of ancient history than as an absence within
it. Publishers fear the very word ‘hellenistic’ for its supposed obscurity and
go to extraordinary lengths to banish it from the main titles of their books.
The conventional expedient is the ‘framing’ or ‘book-ends’ approach, that
is, to define the period by its edges, or even in terms of individuals or
events that are actually exterior to it in time or culture. The ancient-history
publisher’s best boy, the ever-bankable Alexander, is repeatedly pressed
into service to constitute the first book-end, for all that he falls outside the
period by definition, since it is his death that marks its commencement.
A host of conveniently A-alliterative terms contend to join him as the
second book-end: Alexander to Actium; Athens from Alexander to Antony;
From Alexander to Augustus.1 Sometimes the best girl too can come to the
rescue: From Alexander to Cleopatra.2
But the term ‘hellenistic’, which retains full popularity between covers,
is itself problematic as a description of the period and civilization under
discussion. It is a modern derivative of the ancient verb hellenizo, ‘Greek-ize’,
which is used in Maccabees to denote the acquisition of Greek language and
lifestyle by Jews.3 Building, appropriately, on this, Jacques Bénigne Bossuet
coined the term ‘hellénistique’, in his 1681 Discours sur l’histoire universelle,
to describe the language of the Septuagint, the ‘Greek-ized’ version of the
Old Testament.4 The term was first expanded, to describe Greek civilization
as a whole between 323 and 30 bc, by Johann-Gustav Droysen in his 1836
Geschichte der Diadochen (‘History of the Successors’), on the basis that
the adoption of Greek language and cultural forms by non-Greeks was the
crucial and defining characteristic of the age. More particularly, Greek and
Jewish culture and religion had come together in a Hegelian synthesis that
had flowered in the birth of Christianity. It was in 1877, when Droysen’s
book was republished in omnibus format with his works on Alexander and
the so-called Epigoni as Geschichte des Hellenismus (‘History of hellenism’)
that the term finally became the conventional one for the age.5 The term
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Daniel Ogden
x
Introduction
fellows, was created by the death of Alexander in 323 bc and the last ruler,
Cleopatra the Great, was driven to her death in 30 bc. For all their dynastic
and individual differences, the kings (and proto-kings) and queens bestow
upon the period a coherence and a distinctiveness of superstructure that can
be claimed for no other period in Greek history. What similar coherence
can be claimed for any of the fragmented and chaotic Greek worlds of the
archaic, classical, or imperial periods, from which the hellenistic world
stands proud in this respect? It will, now, be objected that such an appeal
to the dynasties depends upon an old-fashioned and elitist approach to
ancient history. On the illusory nature of fashion in classical scholarship
enough has been said. As to the question of elitism, we need only observe
that scholars remain happy enough with the canonical periodization of
Roman history in terms of the activities of its ‘elites’ and the shapes into
which they formed themselves (Monarchy, Republic and Empire). I note,
incidentally, that works on the hellenistic world that focus strongly on its
dynasties feel much less need to be apologetic about the period with which
they work.11
Did the later ancients themselves perceive the hellenistic period as a co-
herent entity?12 We can answer the question with a qualified affirmative.
There was, on the one hand, even within the hellenistic period itself, a clear
sense that the career of Alexander had transformed the Greek world and
created a new epoch. Demetrius of Phaleron (whose words were recalled
by Polybius) spoke of Fortune lending the blessings of the wealth of Persia
to the Macedonians upon their overthrow of the empire. These blessings
would one day pass on to others, and Polybius recognized that the process
was already happening in his own day, as the blessings of the Macedonians
passed to the Romans.13 At the end of the first century ad Plutarch was
to see the world as having been transformed from a different point of
view, namely by Alexander’s mission to bring Greek culture, agriculture,
marriage, law and general civilization to the barbarians.14 Significantly,
a series of histories – anticipating more recent works – was compiled on the
Diadochic period under such titles as ‘the things after Alexander’. Works on
this theme were written by Hieronymus of Cardia, Nymphis of Heraclea,
Arrian of Nicomedia and Dexippus of Athens.15
30 bc was probably perceived as an even stronger and more decisive
watershed. We can not be reminded too often of the last words Plutarch
gave to Cleopatra’s handmaiden Charmion, after she had helped the queen
kill herself, words which were so memorably reworked in the closing lines
of Antony and Cleopatra:
Someone said in anger, ‘This is no fine thing, is it, Charmion?’ She
replied, ‘Nay rather, it is the finest, and befits the scion of so many kings.’
Plutarch, Antony 85
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Daniel Ogden
xii
Introduction
Alexandria’s On kings may well have been a Will’s Histoire politique for its
time.18 The testimonia and fragments tell that Timagenes was taken captive
and brought to Rome by Gabinius in 55 bc, where, after being freed, he
taught rhetoric and associated, for as long as it was safe to do so, with the
Antonian camp. His work almost certainly went down to the death of
Cleopatra; one fragment mentions her father Auletes, and a testimony tells
us that he eventually found it prudent to burn the latest part of his work,
which dealt with Augustus.19 Of course any Ptolemaic history compiled
after the dynasty’s end would have come close to fulfilling our temporal
remit, and may also have come close to fulfilling the geographical one in
indirect fashion, given that the Ptolemies were always closely involved with
the other dynasties and major Greek states, in war or peace. Unfortunately
the dynastic histories of the Ptolemies have almost completely disappeared
from the record, as have those of the other hellenistic dynasties.20 Pausanias
tells that the personal historians of the hellenistic rulers had already come
to be disregarded by his own (second-century ad) day, and he therefore
feels the need to remind his readers of what they did. But in doing this, he
does at any rate appear to have a notion of an age defined by the dynastic.21
Jacoby and Préaux attribute the loss of such histories to the fact that they
were sycophantic and eulogistic, and lacked popular appeal.22
One history does survive from antiquity that is close to being a ‘history
of the (Macedonian and) hellenistic period’, namely Justin’s epitome of the
Latin history of the Gallo-Roman Pompeius Trogus, which may actually
have used Timagenes’ history as its principal source.23 The original was
composed under Augustus; the epitome was made at some point before
Augustine, some centuries later. Books 1 to 6 cover the histories of Greece
and Persia down to the eve of the rise of Philip II. Book 7 takes a retro-
spective look at Macedonian history from the supposed founder Caranus,
with Books 8 and 9 returning to the career of Philip II. After a resumé of
intervening Persian history in Book 10, Books 11–13 cover the campaign
of Alexander. Thence Books 14–40 are devoted to the Greek world in the
hellenistic period with a heavy emphasis on its dynastic aspects. Books
41–2 continue the story of the Near East after the Seleucid decline with the
history of the Parthians. Finally, Books 43 and 44 offer summary coverage
of the states at the western end of the Mediterranean. The so-called
‘prologues’ of Trogus in particular show that the original text incorporated
a great many digressions to explain the background of the individuals, states
and peoples brought onto the stage. The focus of this supposedly universal
history is very clearly what we would call the Macedonian and hellenistic
worlds. The books prior to 7 can be seen to cover the background to them
in the clashes between the Greeks and the Persians, whilst the first two
xiii
Daniel Ogden
The first pair of papers address what might be called the structure of the
hellenistic world from two very different perspectives, the social and the
geographical. First John Davies assesses the extent to which the areas
controlled by the hellenistic dynasties may be understood to have behaved
as a system, that is, ‘as a set of interacting networks which shared structures,
mechanisms, boundaries and vectors’. The hellenistic world, he contends,
can be seen in terms of a series of ‘horizontal’ and ‘vertical’ relationships.
At the top end ‘horizontal’ relationships obtained between the kings across
the different dynasties, and, within the dynasties, between the king and
his family, friends and army. At the bottom end also a network of hori-
zontal links extended between the various Greek communities. These links
were enhanced in the course of the period by the developing processes
of synoecism, citizenship-fluidity in its various forms, the recognition
of religious privileges and of claims to kinship between cities, and, not
least, the formation of leagues. Ways were also found to incorporate some
non-Greek states, such as Rome, within this network. Between these hori-
zontal strata extended vertical relationships both of a ‘top-down’ and of
a ‘bottom-up’ variety. Several of the former can be identified. The king
xiv
Introduction
xv
Daniel Ogden
xvi
Introduction
a range of special terms, drew in various ways upon the full resources of
myth, local tradition and history to construct ties. A remarkable 208 bc
inscription from Xanthus lays out the minute and detailed arguments for
kinship made to that city by the ambassadors of Cytinium, who sought
aid in rebuilding their own city. Two years later an epigraphic archive from
Magnesia on Meander documents that city’s simultaneous claims to kinship
with wide swathes of peoples across the Near East, to establish recognition
for their new festival. Ambassadors, it seems, may often have travelled
with bundles of histories, poems and oracles – and sometimes even with
performing bards – to support their arguments. Artificial though they were,
claims to kinship could serve to establish a framework for a continuing rela-
tionship between states where none had previously obtained, and a context
against which pleas for help might properly be made.
Alan Lloyd examines Egyptian-language sources for the engagement
of the old Egyptian aristocratic families with the Ptolemaic monarchy, to
argue that they curried favour with it and drew prestige from it. In this new
context the Egyptian elite continued to cherish its old hierarchical relation-
ships, relationships of dependence upon the king combined with those of
paternalistic benevolence towards their underlings. Egyptians took up high
office at the court, as is exemplified from an important reinterpretation of
the Arsinoe inscription from Coptos. This brings Senenshepsu into the
heart of the Ptolemaic government. Contrary to the common supposition,
Egyptian soldiers participated in significant numbers in the Ptolemaic army
from the first, while the Egyptian army continued to exist in its own right,
even if initially under-utilized. In short, the Egyptian elite saw themselves
as operating in the same universe in which they always had done, and
the established view that it confined itself to priestly activities under the
Ptolemies until Ptolemy IV must be abandoned. It is to be concluded that
Egyptians are seriously under-represented in our Greek sources for the
Ptolemaic court.
Dorothy Thompson continues the Egyptian focus. She investigates
the statistics of family structure in the Egypt of the early Ptolemies. Her
study draws upon a database of 427 households compiled in conjunc-
tion with her major new edition and analysis (with W. Clarysse) of extant
Greek and demotic census and salt-tax documents from the Ptolemaic
age. A distinction is drawn between ‘families’ and ‘households’, the former
denoting the core kindred group within a house, the latter including the
resident servants. It emerges that the average sizes of both ‘families’ and
‘households’ in the earlier Ptolemaic period were somewhat larger among
the ethnically Greek than the ethnically Egyptian. This is indicative of the
predominant position of the colonial group. Indeed, the larger among the
xvii
Daniel Ogden
xviii
Introduction
seem to compensate fully for the fall in numbers. There may also have been
a general migration from the country into the towns. Rural depopulation,
combined with rising farmstead size, may well have been a function of
land-accumulation by the elite, at the expense of the independent, free,
citizen small-holder. Laconia, subject of a special case study, bucks the
general trend, and actually witnesses a sharp rise in farmsteads during the
period. But this region can be seen as a special case, for it had already
suffered a most dramatic collapse in occupation during the classical period
(a collapse again easy to correlate with the literary sources).
David Braund sheds light upon life in an extensive part of the hellen-
istic world, the Black Sea region, which in the period itself was rather
neglected by all but the great trading power of Rhodes, and today too is
rather neglected as an object of study outside Russian-language scholar-
ship. He distinguishes between the Greeks’ experiences on land, notably
on the southern Ukrainian steppe, and their experiences by sea. On land
the Greeks had a complex range of relationships with their non-Greek and
their semi-hellenized neighbours (the common characterization of these
many different peoples as ‘Scythians’ all alike is unhelpful). Often the
individual Greek cities were compelled to preserve themselves and their
crops by paying tribute to local kings, and would have to call upon the
euergetism of their richer citizens to help them in this, as Olbia’s remarkable
Protogenes inscription illustrates. The Bosporan kingdom, however, under
its Greek or at any rate hellenized Spartocid dynasty, found it somewhat
easier to deal with such neighbours by virtue of its organization, manpower
and wealth. By sea, the Greeks could generally be more confident. They
were able to exploit well the opportunities it offered for communication,
trade and taxation, even despite the ever-present dangers of piracy and the
Black Sea’s notorious storms. Polybius illuminatingly explains Byzantium’s
dependence upon the taxes it imposed on shipping to alleviate the demands
made of it by its Thracian neighbours.
In the fourth and final section we turn to the art that the hellenistic world
produced and the responses of more modern ages to it. Ruth Westgate
investigates the hellenistic world’s most important and distinctive contri-
bution to the arts, the invention of the tessellated mosaic technique that
was to grace so many of the better private houses of the age. The earliest
hellenistic mosaics, those of the great houses of Pella, exploit a refined
version of the natural-pebble technique that had been developed in the
classical period, but already admit some artificial materials. By the mid-
second century bc the tessellated technique had come to predominate. It
must have been invented by at least the early second century, but we can
not be more precise. The courts of Alexandria or Pergamum may have been
xix
Daniel Ogden
its place of origin; fine early examples of it, imitative of paintings, have
been found there. The tessellated technique afforded a wider and subtler
palette than the pebble mosaics, but, in simplified form, it could also be
cheaper, and this may have been the determining factor in its popular
take-up. The insertion of prefabricated panels offered further economies.
Initially confined to dining rooms, by the end of the period mosaics had
spread more widely through their houses. Accordingly, they permit us to
chart the opening up of private houses to public display through the course
of the hellenistic age.
Shelley Hales compares the reception of female-nude sculptures in
the hellenistic world and in nineteenth-century Europe. When Aphrodite
first went nude on the eve of the hellenistic age, in the form of Praxiteles’
Aphrodite of Cnidus, she began her journey from controlling cult-statue
and goddess to controlled domestic collectable object and fleshly woman.
It was with the perspective of the ancient Greek and Roman collectors that
the Victorians most strongly identified. Their Academic painters portray
nude Venus-statues gracing not temples but private houses and even art
markets, and they further assimilated these statues to flesh in mimicking
their poses with their decorative female figures. The Victorians accepted the
verdict of antiquity itself that true art ended with the classical period, yet,
paradoxically, the art of antiquity to which they paid the greatest homage in
their own work was hellenistic. The nudity of the Cnidian Aphrodite could
be excused by appeal to her date: this was classical – just about – even if
her style was not. But the mid-hellenistic Venus de Milo had to be forcibly
reclassified as late classical to justify the similar exploitation of her image.
In the final essay Lloyd Llewellyn-Jones takes up the theme of the
reception of hellenism in the modern west. He investigates Hollywood’s
developing responses to Cleopatra’s Graeco-Macedonian ethnicity in the
face of the presumed audience expectation that she was purely and simply
Egyptian. In general, film-makers have been more ready to concede
Greekness to the queen in the script than in design. The 1917 Edwards
script seems to have recognized the non-Egyptian origin of the Ptolemaic
dynasty by introducing a fictitious Pharaonic rival claimant to the throne.
The 1963 Mankiewicz script aligns itself closely with ancient sources,
doggedly lays out the queen’s Ptolemaic background and Greekness, and
even makes play with them. But Hollywood has been reluctant to challenge
its audience’s visual expectations. Cleopatra’s dress is always symbolic of
Egypt alone. There is nothing Greek to be seen in the palace-set of the 1934
DeMille film. The Mankiewicz palace blends the Greek with the Egyptian
on the outside but is almost purely Egyptian on the inside. And while
the marketing for the films touted the supposed historical fidelity of their
xx
Introduction
design, the sets and costumes have in fact been rather more faithful to the
fantasies of the Victorian Academic painters and the tastes of contemporary
architects and fashion houses.
In this last respect, we may perhaps consider Hollywood to be paradoxi-
cally truer to the hellenistic spirit even than it aspires to be. As the waters
of Alexandria’s harbour have recently revealed to us, Cleopatra’s historical
palace was a Greek-style edifice into which elements of indigenous Egyptian
design were incorporated and recontextualized. The modern west, cultural
heir to the Greeks, likewise builds its Cleopatra film-sets to suit its own
architectural taste whilst similarly incorporating and recontextualizing into
them elements of indigenous Egyptian design. And if, as Lloyd Llewellyn-
Jones contends, indigenous Egyptian costume was ‘fancy dress’ for the
original Cleopatra, we may be tempted to think that the first actress to play
the ‘Egyptian’ Cleopatra the modern audiences love was none other than
the queen herself, in her very own prototype of a Hollywood set.
Notes
1
Green 1990; University of Illinois 1983; Habicht 1997. One might plead,
in mitigation, that this technique is an ancient one: cf. the titles listed in n. 15.
Havelock 1971 brings ‘hellenistic’ to the fore, but mitigates its impact not only
by saluting ‘Alexander’ and ‘Actium’ in the subtitle but also by assimilating it to
the term ‘classical’: Hellenistic art: the art of the classical world from the death of
Alexander to the battle of Actium. London.
2
Grant 1982 and cf. Pomeroy 1984.
3
2 Maccabees 4.13. At Acts of the Apostles 6.1 the term hellenistes is applied to
a Jew who has adopted the language and education of the Greeks.
4
Bossuet 1691, i.8.
5
Cf. Préaux 1978, i.5–8; Walbank 1981, 14; Davies 1984, 263; Will 1985,
274–5 (developing the idea that the hellenistic world was a ‘colonial’ one); Green
1993, 6; Schmitt and Vogt 1993, 1–9; Cartledge 1997, 2; and Shipley 2000, 1.
Tarn and Griffith 1952, 1, grumble that ‘hellenism’ is improperly used as the
substantive of ‘hellenistic’; ‘hellenisticism’ (‘impossible in any language’) would
have been the proper term.
6
Cartledge at Cartledge et al. 1997, 2.
7
Thus Green 1993, 5 (‘Why, during the past decade or two, has the hellenistic
world come to enjoy such extraordinary vogue as an area of study?’); Cartledge
at Cartledge et al. 1997, 1 (‘Hellenistic studies are burgeoning today as never
before’); Shipley 2000, xiii (‘Since … the early 1990s … there has been an upsurge
in accessible writings … ’). Austin 1981, vii, gives three reasons for the perceived
neglect: (1) the hellenistic world was diverse and unstable and lacks a single point
of reference; (2) it is regarded as a ‘failure’ for not having been able to withstand
Rome; (3) it has no extant literary source of transcendent brilliance to champion it,
no Thucydides or Tacitus. Cf. also Shelley Hales’ paper in this volume, ad init.
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Daniel Ogden
8
Tarn and Griffith1952, v.
9
e.g. Davies 1984, 263 (on the difficulty of defining the physical edges of the
hellenistic world, external and internal); Smith 1988, 2; Green 1993, 8; Cartledge
at Cartledge et al. 1997, 3 (‘It can, indeed, be questioned whether it is correct
to speak of a self-contained hellenistic age, epoch or period.’); Shipley 2000, xiii
(‘the element of continuity from classical times may be at least as significant as the
element of change’) and 2 (‘There is particular difficulty in assigning a terminal
date, and no attempt to do so can be completely convincing’); cf. also Shipley’s
contribution in this volume.
10
This fact is occasionally recognized, e.g. by Bilde et al. 1996, 9 (‘Kingship was
perhaps the single most important institution in the hellenistic period’).
11
Most notably Will 1979–82; so too, e.g., Allen 1983, Grainger 1997 and
Hölbl 2001. Other forms of coherence could also be argued for, as by Cook et al.
1928, vi: ‘the final achievement of the hellenistic movement was the conception of
the world, that is the world of ancient civilization, as in a sense a single community
– the oecumene, with the Greek koine as almost a universal language’.
12
Green 1990, xv, doubts that any ancient writer did.
13
Demetrius of Phaleron F81 Wehrli at Polybius 29.21; cf. Walbank 1957–79
ad loc.
14
Plutarch De Alexandri Magni Fortuna aut virtute 328–9; cf. Préaux 1978, i.6;
Shipley 2000, 1.
15
Hieronymus of Cardia FGH 154, ta; ejpi; ∆Alexavndrw/ pracqevnta; Nymphis
of Heraclea FGH 432, peri; ∆Alexavndrou kai; tw'n diadovcwn kai; ejpigovnwn; Arrian
of Nicomedia FGH 156, ta; meta; ∆Alexandron; Dexippus of Athens FGH 100,
ta; meta; ∆Alexandron.
16
Pausanias 1.6.2.
17
For which see Bowie 1970. It is commonly held that the group of second-
century ad Greek writers preserved for us in copious quantities and now classed
as participating in the ‘Second Sophistic’, Plutarch and Lucian among them,
idealized the Greek world before Alexander and took little interest in events after
his death.
18
Timagenes of Alexandria FGH 88, peri; basilevwn; Will 1979–82.
19
T3 (Seneca De Ira 3.23.4–8) – the burning of the Augustan part of the work;
F1 – the prehistory of the Milyae, the erstwhile Solymi; F2 – the background of
the Greeks; F3 – Ptolemy under Alexander; F4 – Antiochus IV Epiphanes; F5
– Aristoboulos son of Hyrcanos; F6 – Alexander son of Hyrcanos; F9 – Ptolemy
XII Auletes.
20
The only Ptolemaic histories known are the ‘Bulletin from the Third Syrian
War’, FGH 160, and Ptolemy of Megalopolis FGH 161, peri; to;n Filopavtora
iJstorivai (late third century bc). Seleucid histories: Demetrius of Phaleron FGH
162 (early third century bc); Simonides of Magnesia FGH 163; Phylarchus of
Athens FGH 81, ta; kata; ∆Antivocon kai; to;n Pergamhno;n Eujmevnh; Mnesiptolemus
of Cyme FGH 164 (an associate of Antiochus III); Timochares FGH 165, peri;
∆Antiovcou (mid-second century bc); Athenaeus of Naucratis FGH 166, peri; tw'n ejn
Suriva/ basileusavntwn; Hegesianax of Alexandria FGH 45, iJstorivai. Macedonian
xxii
Introduction
histories: Heraclitus of Lesbos FGH 167, iJstoriva Makedonikhv (later third century
bc); Straton FGH 168, Filivppou kai; Persevw" pravxei" (mid-third century bc);
Posidonius FGH 169, peri; Persevw" (early second century bc), Attalid histories:
Lysimachus FGH 171, peri; th'" ∆Attavlou paideiva" (third century bc?); Neanthes
of Cyzicus FGH 171, peri; ∆Attavlou iJstorivai (late third century bc); Musaeus
of Ephesus FGH 455, eij" Eujmevnh kai; “Attalon; Arrian FGH 156, eij" “Attalon
to;n Pergamhnovn (second century ad); Leschides FGH 172 (second century bc,
associate of Eumenes).
21
Pausanias 1.6.1.
22
Jacoby 1923–58, IIb Kommentar pp. 543–4; Préaux 1978, i.83, 85–6, 88.
23
Cf. Gutschmid 1882; Préaux 1978, i.78 and Yardley and Heckel 1997,
30–4.
24
On Theopompus FGH 115 see Shrimpton 1991. Anaximenes’ history is to
be found at FGH 72 F4–14 (AiJ peri; Fivlippon iJstorivai). Cf. Bramble 1982, 491;
Shrimpton 1991, 121.
25
It seems unlikely that the work was so named because of a similar ‘caustic
moralizing’ attitude towards the Macedonian dynasts as that shown by
Theopompus towards Philip (thus Develin 1985 and especially at Yardley and
Develin 1994, 6; Yardley and Heckel 1997, 24–5; cf. Walbank at Walbank et al.
1984, 7). The curious suggestion has been made that the name derives from the
fact that mention was made of a great many Philips in the course of the history
(thus Urban 1982a and 1982b; eleven individuals named Philip survived into
Justin’s epitome, according to the index entries at Yardley and Develin 1994,
323–4). The suggestions have also been made that it owes its title to the Philippic
speeches of Cicero (Seel 1972, 268–9), and that the title salutes the battle of
Philippi as the effective starting point of the Roman empire (Yardley and Heckel
1997, 25).
26
I thank Byron Harries for this point. The amount of extraneous material
Theopompus had managed to integrate into his history of Philip II may be judged
from Photius’ discussion of his work (Photius no. 176). Philip V had ordered the
preparation of an edited version of the history which included only those bits
focusing specifically on Philip II. The result was a reduction from 53 books to 16!
Cf. also Alonso-Núñez 1987, 58.
27
Cf. Will 1966–7, ii.493: ‘Comme le titre de l’ouvrage l’indique, c’était l’essor
de la Macédoine sous Philippe II et tout ce qui s’en était suivi qui apparaissait
essential à ce Gaulois.’ (The review of sources from which this statement is drawn
was printed only in Will’s first edition.) Cf. also Alonso-Núñez 1987, 58–9.
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xxiii
Daniel Ogden
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Droysen, J.G.
1836 Geschichte der Diadochen, Gotha.
1877 Geschichte des Hellenismus, Gotha.
Grainger, J.D.
1997 A Seleukid Prosopography and Gazetteer, Leiden.
Grant, M.
1982 From Alexander to Cleopatra. The hellenistic world, London.
Green, P.
1990 Alexander to Actium. The hellenistic age, London.
Green, P. (ed.)
1993 Hellenistic History and Culture, Berkeley.
Grote, G.
1846–56 History of Greece, 12 vols., London.
Gutschmid, A. von
1882 ‘Trogus und Timagenes’, RhM 37, 548–55.
Habicht, C.
1997 Athens from Alexander to Antony, Cambridge, Mass.
xxiv
Introduction
Havelock, C.M.
1971 Hellenistic Art: The art of the classical world from the death of Alexander to
the battle of Actium, London.
Hölbl, G.
2001 A History of the Ptolemaic Empire, London.
Jacoby, F.
1923– Die Fragmente der griechischen Historiker, Leiden.
Pomeroy, S.B.
1984 Women in Hellenistic Egypt. From Alexander to Cleopatra, New York.
Préaux, C.
1978 Le monde hellénistique, 2 vols., Paris.
Schmitt, H.H., and Vogt, E. (eds.)
1993 Kleines Lexikon des Hellenismus, 2nd edn, Wiesbaden.
Seel, O.
1972 Eine römische Weltgeschichte, Nürnberg.
Shipley, G.
2000 The Greek World after Alexander, 323–30 BC, London.
Shrimpton, G.S.
1991 Theopompus the Historian, Montreal.
Smith, R.R.R.
1988 Hellenistic Royal Portraits, Oxford.
Tarn, W.W. and Griffith, G.T.
1952 Hellenistic Civilisation, 3rd edn, London.
University of Illinois at Urbana-Champaign
1983 From Alexander to Augustus. A guide to the Hellenistic and Roman galleries,
Urbana.
Urban, R.
1982a ‘ “Gallisches Bewusstsein” und “Romkritik” bei Pompeius Trogus’, in
ANRW ii.30.2, 1424–43.
1982b ‘ “Historiae Philippicae” bei Pompeius Trogus: Versuch einer Deutung’,
Historia 31, 82–96.
Walbank, F.W.
1957–79 A Commentary on Polybius, 3 vols., Oxford.
1981 The Hellenistic World, Glasgow.
1984 ‘Sources for the period’, in Walbank et al. CAH vii2 .1, 1–22.
Walbank, F.W., Astin, A.E., Frederiksen, M.W. and Ogilvie, R.M. (eds.)
1984 The Cambridge Ancient History vii2.1, The Hellenistic World, Cambridge.
Will, E.
1966–7 Histoire politique du monde hellénistique, 1st edn, 2 vols., Nancy.
1979–82 Histoire politique du monde hellénistique, 2nd edn, 2 vols., Nancy.
1985 ‘Pour une “anthropologie coloniale” du monde hellénistique’, in C.G.
Starr, hon., J.W. Eadie and J. Ober (eds.) The Craft of the Ancient
Historian, Lanham, 273–301.
Yardley, J.C. and Develin, R.
1994 Justin. Epitome of the Philippic History of Pompeius Trogus, Atlanta.
Yardley, J.C. and Heckel, W.
1997 Justin. Epitome of the Philippic History of Pompeius Trogus I, Oxford.
xxv
1
THE INTERPENETRATION OF
HELLENISTIC SOVEREIGNTIES
J.K. Davies
1
J.K. Davies
‘alliance’, ‘without kings’, ‘agreement’ 3 – but run the risk of presenting the
discourse and preoccupations of one particular, militarily marginal but
exceptionally articulate and well-documented region, as representative of
the broader issues which were being posed for the whole post-Alexander
world by the new systems of monarchic suzerainty.
It is easy to deem these two tasks as being enough of a scholarly agenda
in themselves. Yet they overshadow a third, no less important for being
couched not in documentary-humanistic but in systems-analytic terms,
viz. that of attempting to assess how, and how far, the areas controlled
directly or indirectly by the post-Alexander monarchies came to behave
(or: continued to behave) as a system, viz. as a set of interacting networks
which shared structures, mechanisms, boundaries, and vectors. This is
a task barely begun (Shipley 1993 being an honourable exception), but
essential if the first two tasks (especially the second, which I sense has
reached stalemate) are to move forward in other than purely documentary
and antiquarian terms. As an experiment, therefore, and at the risk of
horrendous over-simplification, this paper will attempt to provide such
an overview. Its one claim to scholarly attention is that it is intended to
liberate the debate by deploying a different vocabulary.
I start at what is very far from being the beginning, namely the incalculably
far-reaching decision which Alexander’s marshals took in June 323, that the
whole portfolio of Alexander’s conquests was going to be retained, by force if
need be, whatever the infantry army said about the matter. (Let us leave on
one side the questions of whether that decision was the product of explicit
debate or of an unspoken common understanding, and of how rapidly it
emerged.) That decision was taken within a diplomatic context which had
three main components. The first was the urgent need, both for immediate
purposes and for the indefinite future, for systems which regulated relation-
ships between monarch and community on a mutually acceptable basis. The
second was the total absence of any known guidance on this matter from
the political philosophers, who were more than willing to pontificate about
the distribution of power within a polity or about how a monarch should
control his realm and himself, but said nothing whatever about how the
interfaces between polities should be managed. The third was the existence
of precedents and models of varying value and acceptability.
It is especially in respect of this third component that it may be helpful
to broaden the picture. As noted above, much of the discourse has focused
on the position of the seaboard Greek cities of Western Asia Minor, partly
for the good reason that the constitutional New Deal of 334 4 provides
a baseline from which change can be assessed, partly for the happenstance
2
The interpenetration of hellenistic sovereignties
reason that the documentation from that region is vastly better than that
from other regions. However, that region could well be regarded as a special
case, for various reasons, while we need to keep in mind the range of models
which politicians of the post-Alexander generation will have had available
to them. We therefore need to scan the diplomatic landscape, especially that
of the recent past (the 330s and the 320s), in order to consider current or
recent interfaces such as those between the Persian king and the Phoeni-
cian and Greek city-states, between the Egyptian Pharaoh and Naukratis,
between the Persian satraps of Asia Minor and the communities within
their bailiwicks (Greek and non-Greek), between the Makedonian king
and the Greek cities of the Makedonian and Thracian coasts, between
the Makedonian king and Thessaly, or between the ruler of Syracuse and
the Greek and non-Greek polities of Sicily, south Italy, and the Adriatic,
not to mention the complex and shifting patterns of relationships which
the various Greek alliances, leagues, hegemonies, and amphiktyonies had
developed over the centuries. Yet even this list is inadequate, for if we are
to engage in the dangerous but essential business of attempting to recon-
struct the Successors’ levels and directions of diplomatic awareness, then
the further down into the post-Alexander decades we go, the wider the
gamut of models can and must be stretched.
Specifically, it has to be enlarged sufficiently to include less accessible
models, developed in areas hitherto wholly non-Greek. Three such models
need brief citation. One was the interface between a king and a priesthood
which controlled a temple state. Judah vis-à-vis Achaimenid Persia is the
obvious example, with or without the intermediary role of a local non-
priestly governor such as Nehemiah.5 A second was the notion of a nested
hierarchy of kingships, explicit for the Achaimenids in formulations such
as that of Xerxes, claiming inter alia ‘to rule the multitudes (as) only
king, <to> give alone orders to the other (kings)’.6 A third, of inescapable
relevance in the light of Alexander’s own behaviour and claims,7 was that of
linking king with state by charting his role as either that of a god, or as the
son of a god, or as the anointed of a god, or as under the special protection
of a god, or as the champion of a god. This is a deliberately elastic formula-
tion, designed to accommodate alike the traditional theological location of
the Egyptian Pharaoh as the son of Amun-Ra,8 the formulation of Cyrus
the Great as nominated for kingship by Marduk, ‘whose rule Bel and Nebo
love, whom they want as king to please their hearts’,9 the formulation of
Antiochos II Soter as inter alia ‘the caretaker of the temples Esagila and
Ezida’,10 or Xerxes’ own claim to be king by the gift of Ahuramazda, to rule
under the shadow of Ahuramazda, and to owe his success to the fact that
‘Ahuramazda gave me his support until I had accomplished everything’.11
3
J.K. Davies
To list the above formulations is not for one moment to claim that
any of the Successors ever assembled such a list or consciously consid-
ered in the abstract which model he might most profitably follow. It
is merely to demonstrate the complex composition of the diplomatic
and theological backdrop against which they each separately faced
an immediate and practical challenge of politics and statecraft. The
need was for a system which could provide the necessary minimum
linkages. A detailed specification is not hard to construct. The system
(a) would need to be different enough from the Achaimenid system to
accommodate the political sensitivities of the Greeks of the mainland;
(b) would need to be more systematic and bureaucratized than Alexan-
der’s charismatic and deranged improvisations;
(c) would need to accommodate the possible (or actual) fragmentation
of the monarchic role;
(d) could not be a rigid system imposed top-down, but would have to be
a fluid and organic construct, using as many of the inherited components
as could profitably be used in a competitive, ruthless, and fast-changing
environment; but
(e) could exploit the fact that the occupants of the monarchic role(s)
were now, or could be seen as, Greek.
What follows will attempt to depict that system as a whole, treating it
as a set of competing vectors interacting on a single surface. I adopt this
approach, partly because in other contexts I have found the expedient
of plotting interactions in a topological space to be a useful analytical
device,12 but mainly because the spatial analogy is especially appropriate.
We are after all looking at a post-Alexander world where a huge gulf had
opened up between, on the one hand, the dominant political realities
of a gigantic military monarchy and its successors, and on the other
a kaleidoscopic set of entities which ranged from quasi-independent (or
would-be independent) principalities such as Armenia or Atropatene or
Baktria, through temple-states such as Judah or Elymais (or even, in effect,
Memphis: Thompson 1988, 106–54), to the small, mostly non-monarchic
Greek-language entities whose entrenched community values and aspira-
tions are far more prominent in the surviving documentation than they
can possibly have been in royal perceptions and agendas. What needs to
be traced is the continuous, though fragmented, blind process wherein the
two ‘sides’ groped to find a modus vivendi. I grant that to attempt to do
so runs a real risk of offering a pretentious General Theory of Everything:
but it was A.D. Nock who comfortingly noted that ‘without exaggeration
and oversimplification little progress is made in most fields of humanistic
investigation’.13
4
The interpenetration of hellenistic sovereignties
I begin inevitably with the king(s), placing them (as they would no
doubt expect) at the top of the tabula rasa. Three sets of horizontal rela-
tionships need to be inserted. Two of them are ‘fuzzy’, in the sense of being
unsystematic and spasmodic. The first consists of the interrelationships
of what can proleptically be called the ‘royal’ families, in that monarchs
came to recognize each other as ‘king’ (basileus), i.e. as an independent
sovereign, to address each other as ‘brother’, and to marry into each other’s
families.14 The second comprises the ways in which the roles and activities
of the kings came to be legitimized via the development and elaboration
of theories of kingship. This too is a very well-explored field,15 and though
we need not assume that political theory affected political practice any
more than it did in other epochs, it will have helped to create a climate of
acceptance, at least in limited but important circles. Indeed, those circles
can probably be equated with the men who built the third set of horizontal
relationships, where we are dealing with something extremely system-
atic and of fundamental importance. I refer to the tripartite nature of
a hellenistic royal regime, comprising the king and his immediate family,
his friends (‘philoi’ ), and his army. This too is a very well-explored field,
both in terms of the individuals concerned16 and via the assessments
made by Habicht and others of the importance of the friends,17 but those
assessments bear repetition. Every royal regime rested upon this tripod
of power, whose components had a very strong interest in staying in line
with each other, since they were the principal beneficiaries of the economic
and political privileges which such neocolonialist regimes exacted and
protected. Habicht has noted that when the men of Priene despatched to
Lysimachos a decree ‘to congratulate the king because he himself and his
army are sound … ’, Lysimachos’ reply pointedly lists ‘ourselves and the
friends and the armed forces and the regime’:18 the friends could absolutely
not be left out.
However, there was much more to the picture than these horizontal
relationships at the highest levels of the post-Alexander polities: vertical
relationships have to be mapped too, and this is where the arguments
start. At one end of the spectrum stands Orth’s portrait of uncompro-
mising royal power and municipal subservience, at the other Heuss’s bland
and legalistic minimalism.19 The difficulty is not so much that the truth
lies somewhere in between, as that a true portrait has to incorporate the
whole spectrum. It arises not so much because individual kings ranged
temperamentally from the near-tyranny of Lysimachos to the widespread
(though not universal) acceptability of Eumenes II,20 as because situations
required a wide variety of techniques. Indeed, at least four sets of top-
down techniques can be identified.
5
J.K. Davies
The first is what may be called ‘hard top-down’, i.e. that mode of royals’
behaviour which claimed possession of their territories as ‘spear-won land’
hereditable in perpetuity once won, assimilated that possession to the status
of a proprietor owning his land or oikos under private beneficial ownership,21
commanded huge revenues from that beneficial ownership, assigned part of
those revenues to others in a controlled way within a framework of calcu-
lated benefaction (the so-called ‘philanthropa’) in the interest of the regime,22
used the remainder for prestige, aggrandisement, and aggression, and in
general managed regimes which (let us not mince words) were predatory,
exploitative, monopolist, racist, and colonialist.23 A second group of tech-
niques was equally hard-edged but much more specific in its targetting, viz.
those which were devised so as to provide an indirect control of individual
polities. Since they are well documented and well catalogued,24 no more
than headline citation is needed here. They range from the installation of
garrisons, the appointment of commissars with various titles such as epistates
or epimeletes or even of tyrants, as Antigonos Gonatas notoriously did in
Peloponnese,25 the appointment of external judges in order to arbitrate
inter-city disputes or to cut through a seized-up civic legal system, the
imposition of royal legislation or injunctions, or selective self-infiltration
into civic magistracies, as Ptolemaios I did by appointing himself as one of
the six strategoi of Kyrene, with lifetime tenure.26
In contrast, two further top-down techniques had much softer edges.
Some but not all of the hellenistic regimes came to encourage forms of
dynastic ruler-cult, based on myths of divine origins which they clearly
found it useful to formulate or to acknowledge.27 If the Antigonids looked
to Zeus, the Seleukids to Apollo, and the Ptolemies to Serapis, the Attalids
as late-comers made the game even more transparent by turning to Athene
after an initial use of Apollo.28 By their nature such claims were cloudy, and
were best left to appear to be made by others; how effective they were, and
with which groups of people, are as yet unresolved questions.29 Fourth and
last, nebulous but fundamental, is that aspect of the relationship between
the regimes and the communities subordinated to them which contrasts
sharply with the picture of disguised peremptoriness which other royal
documentation can all too easily convey. Far more than they needed the
support of the ethne, of the temple-states, of the dynasts, or of the non-
urbanised communities of the mountains and the deserts, the kings were
dependent on the cities and cantons, whether full Greek or hellenised or
not, and found it necessary to keep their goodwill by appealing to them
collectively as partners and allies. For this there were five good pragmatic
reasons. It was the cities which could provide recruits as front-rank soldiers
for the army or as settlers, whether formally as klerouchoi or katoikoi or
6
The interpenetration of hellenistic sovereignties
7
J.K. Davies
the political and diplomatic landscape. Though the focus has been on
royal initiatives and forms of royal behaviour, it has been impossible to
avoid notice of some aspects of responsive behaviour on the part of those
situated on the other side of the gap. I turn now to sketch their activity in
more detail, and, as with the monarchic regimes, do so by first considering
‘horizontal’ links and relationships before moving on to consider ‘bottom-
up’ behaviour.
The world of the late fourth century which was defined, and in some
sense united, by those horizontal links is in part familiar. This comprised
a network, more or less stable by the 320s, of Greek or hellenised commu-
nities, whether monarchies or republican poleis or ethne, which was reason-
ably clearly defined by access to the Panhellenic Festivals.34 Yet, though
stable, this world was not closed, for it was to be continuously enlarged in
the post-Alexander period by accepting as members the new civic founda-
tions, royal or other, which by 200 bc had already changed the map of the
Eastern Mediterranean and the Near East.35 Nor was its relative stability (in
settlement and population terms, at least until the later hellenistic period)
to be seen as stagnation. Certain significant processes, at work throughout
this world and throughout this period, were slowly transforming it and
were going at least some way towards replacing the classic, ‘Aristotelian’
(but already over-simplified) picture of innumerable separate polities,36
each with its own prickly if impracticable independence, by one which
shows overlap and convergence and interpenetration.
Detailed description is of course impossible here: I confine myself to
stating some headlines, with a few words of description and exemplification
for each. First, at the community level, come amalgamations (synoikismoi)
of various kinds. Some were enforced from above, such as the well-known
case of Teos and Lebedos, or achieved by violence, such as the dismem-
berment of Lyttos on Krete in the 220s.37 Others were the product of
complex negotiation, such as the rapprochement between the temple-state
of Labraunda under its priest Korris and the neighbouring town of Bargylia,
as mediated by the local dynast Olympichos,38 while others again achieved
only the weaker forms of amalgamation (isopoliteia or sympoliteia) or simply
the formulation of symbola agreements.39
Secondly, at the personal level, there developed a far greater fluidity
of status, together with an increased permeability of civic boundaries.
Again, this took many forms, ranging from dual citizenship, the purchase
of citizenship, and the extended conferment of status as honorary citizen
(proxenos), to the breakdown of exclusivist systems of inheriting citizenship.
The increased prominence which was given from the turn of the second
century bc onwards to recording grants of manumission in permanent
8
The interpenetration of hellenistic sovereignties
9
J.K. Davies
10
The interpenetration of hellenistic sovereignties
with particular regions, in ways which might offer both stability and useful
indirect influence. Thus, for example, the League of the Islanders not only
provided a way for the Cycladic microstates to keep Athens out of their
hair by bringing in alternative protectors (preferably the Ptolemies, who
were safely remote in spite of their scattered garrisons and their naval base
at Samos), but also helped the Ptolemies to minimize Antigonid power
in the Aegean and influence at Delos. Thus too the Cretan koinon had
been worth resuscitating from its hibernation, for the islanders themselves
both as a way of damping down quarrels within the island and as a way
of keeping Rhodian power at arm’s length, and for Philip V in 215 as
a heaven-sent opportunity to become its prostates (‘patron’ or ‘protector’)
and thereby to put a knight in among the Ptolemaic pawns at Itanos and
in the southern Aegean.
Secondly, individuals might bridge the gap. I think here not of the kings
themselves, but of the men who negotiated on their behalf, as Aratos is
implied by Polybios (7.14.4) to have done with the Cretans, and especially
of the men who oscillated between being royal officers – whether as friends,
as military commanders, as satraps, as ambassadors, or as cultural gurus
– and being citizens of their own states, acting as such on their city’s behalf.
Now that much devoted recent study of these groups of men has made
their origins and careers far more accessible,50 examples can be multiplied.
Athens shows a notable sequence of them, from Demetrios of Phaleron,
Philippides of Kephale, and the brothers Kallias and Phaidros of Sphettos,
to Herakleitos and Apollodoros, the garrison-commanders at Rhamnous
and Eleusis after the Chremonidean war, who are simultaneously Makedo-
nian officers, Athenian commanders, and Athenian citizens. On the other
side of the Aegean, Milesians such as Demodamas or Hippostratos had
comparable careers; the list lengthens yearly.
These men are absolutely fundamental: they were the human hinges
of hellenism, not just channels of communication but basic load-bearing
components of the system. That their status was ambiguous was the whole
point. It allowed the sources of power to have very fuzzy and indeterminate
edges; it allowed powers to overlap and to merge on the ground while
remaining formally distinct; it gentled the dominance and ruthlessness
of the monarchic regimes while not subverting their authority. Granted,
such men were playing a very dangerous game. To go too far to further the
interests of one’s polis could make one a traitor to one’s king; to go too far
towards being a puppet, like Aristomachos of Argos and his ilk,51 could
get one knifed as a tyrant. Yet it was these men above all who made the
new system work, with its flexible structures, its interpenetrating sover-
eignties, and its creative exploitation of the new possibilities of direct and
11
J.K. Davies
indirect control which had been opened up for the whole zone from the
Adriatic to Baktria by the fact that the occupiers of the main monarchic
roles were now Greek.
Two final points remain to add. The first concerns the repeated use in this
paper of the terms ‘sovereign’ and ‘sovereignty’. Such terminology comes
readily to mind, but is dangerous insofar as it may be thought to reflect
a theory of the total independence of the individual single polity which
was not developed or formalized until the sixteenth century. Indeed I am
strangled with my own rope, for a few years ago I argued in print that for
that and other reasons the use of the word to characterize the polities of the
classical period was ambiguous and anachronistic.52 However, in analysing
the political structures of the hellenistic period one may perhaps be less
pernickety, for any individual recognized as basileus in that period was
a sovereign by definition. That polities subordinated to them continued to
enjoy and to develop complex nested systems of their own in various kinds
of dynamic equilibrium was unquestionably a major component of the
‘horizontal’ relationships described above, but formed only one component
of what became a much more complex network of vertical relationships,
both ‘top-down’ and bottom-up’. It is not chance that analysis of similar
relationships with and within the Roman Empire has recently yielded a very
similar picture of ‘two-level sovereignty’ (Millar 1996).
Secondly, the emergence of this system in the post-Alexander decades
had one further gigantic consequence. It has two aspects, one eastabout,
the other westabout. Eastabout, it was no accident that the system could
be made to work in urbanized or urbanizing areas, or in areas where Greek-
style colonial foundations were thick on the ground, but fared less well
in areas such as the Iranian plateau or the Arabian peninsula which were
not well adapted culturally to producing friends or diplomats. Westabout,
however, it proved astonishingly receptive and elastic, able to embrace not
merely the Greek colonial foundations such as Syracuse or Massilia but also
Carthage and Rome. Not just at the high diplomatic level of embassies, but
also more broadly via a widespread willingness to master and adapt Greek
language, culture, and institutions, the Western Mediterranean increasingly
joined in the network, recognizably so even before the political step-change
of 200–188. It is not too much to claim that it was this elasticity on the part
of the system, and the two-way receptivity of its practitioners, which during
the third century bc created what we take for granted, namely the Medi-
terranean-based ‘classical world’, supplementing (perhaps even replacing)
the interconnected Iranian-Mesopotamian-eastern Mediterranean-Aegean
world which had dominated for millennia. Systemically, as culturally, the
post-Alexander world is the central period of antiquity.
12
The interpenetration of hellenistic sovereignties
Acknowledgements
For useful comments I offer warm thanks to the participants in the Hay confer-
ence, especially to Stephen Mitchell. For the opportunity of a second prelimi-
nary airing at the British School in Athens I thank Lesley Beaumont (Assistant
Director) and Katerina Panagopoulou, with thanks also to Miltiadis Hatzopoulos,
Alexandros Karafotias, and especially Stephen Lambert for helpful comments. As
repeatedly in the years 1995–2000, so here too I record my grateful thanks to the
Leverhulme Trust for this final use of time generously granted.
Some abbreviations
ANET 2 Pritchard 1955
FD iii Bourguet et al. 1929–39
OGIS Dittenberger 1903–5
RC Welles 1934
SEG Supplementum Epigraphicum Graecum
Notes
1
Cf. studies such as those of Bengtson 1937–52; Bikerman 1938; Bar-Kochva
1976; Bagnall 1976; Mooren 1977; and Préaux 1978.
2
Droysen 1877–8, III.559 f. Sachregister s.v. Freiheit. Among the main contri-
butions to the debate are Kolbe 1928; Zancan 1934; Heuss 1937; A.H.M. Jones
1940; Habicht 1970; Will 1975; Orth 1977; and Ma 1999.
3
These words (eleutheria, autonomia, summachia, abasileutos, sumbasis) are
cited from a typical document, the treaty between Seleukos II and Arados (Strabo
16.2.14 = Bengtson and Schmitt 1962–9, iii.491).
4
Arrian, Anabasis 1.18.2, with Bosworth ad loc. and Bosworth 1994, 868–71.
It is notable that Arrian’s language does not in the least echo that of the fifth- and
fourth-century slogan of the ‘freedom of the Greeks of Asia’ whose previous history
is traced by Seager and Tuplin 1980.
5
Tadmor, 1994, 261 ff., esp. 270, citing Babylonia as a similar example.
6
Persepolis foundation tablet, XPh = ANET 2 316 no. 4, § 1, with Briant
1996, 990–2.
7
Basic references in Bosworth, 1994, 871 ff.
8
Kemp 1989, 197–200; but there are hints by the fourth century bc (cf. Lloyd,
1994, 350) of a theology which interposed a greater distance between king and
god.
9
Cyrus cylinder ap. ANET 2 315 and 316 no. 3, with more recent references
in Briant 1996, 911–13.
10
ANET 2 317 no. 5 = Austin 1981, no. 189, with Kuhrt and Sherwin-White
1991.
11
Persepolis foundation tablet, XPh = ANET 2 316 no. 4, §5.
12
Davies 1998, 242–51.
13
J.K. Davies
13
Quoted by Winkler 1980, 155, from Nock 1952, 213; reprinted in Nock
1972, 820.
14
Cf. Welles 1934, 291 and index s.v. adelphos.
15
Cf. work on the Letter of Aristeas (e.g. Fraser 1972, 696–704 and Eissfeldt
1974, 603–6), and more generally Goodenough 1928, Kloft 1937, Delatte 1942,
Heuss 1954, Andreotti 1956, Braunert 1968, Schmitthenner 1968, Aalders 1975,
and Lévy 1978/9.
16
Cf. Herman 1980/1; Herrmann 1987; Heckel 1992; Savalli-Lestrade 1996
and 1998.
17
Habicht 1958; Mooren 1979; Shipley 2000, 76–7, with further references
at 431 n. 35.
18
RC 6, lines 6 ff., with RC p. 42 and Habicht 1958, 4 n. 11.
19
Orth 1977 and Heuss 1937 (though he did somewhat modify his picture in
the re-issue of 1963). The middle position set out by Zancan in her 1934 book
deserves more attention than it has had. Recent discussion is valuably reviewed
by Ma 1999, 1–19.
20
However, the language of the envoys of the Ionian koinon, saluting him
(rather than the Romans, the prime beneficiaries of the phrase) in winter 167/6
as the ‘common benefactor of the Greeks’ (RC 52, 7–8), is to be seen primarily as
a reflexion of post-Pydna realignments.
21
Cf. the language of [Aristotle] Oikonomika II, with Aperghis 2000, 112–31.
22
Cf. the act of Antiochos III in making available wood from the Taranza forests
for Sardis in March 213 (SEG 39.1283, with further references in Ma 1999, 61–3
and 284 no. 1).
23
I am not persuaded by the view that such terms import an inappropriately
judgemental tone. Though certainly pejorative, they are not abusive, for each also
has a substantial descriptive content the applicability of which can be documented
without difficulty. Nor are they incompatible with attitudes of all due respect for
persons and sympathetic understanding of situations. Since in any case no student
of antiquity can approach any aspect of it in a ‘value-free’ manner, all that can be
done is to acknowledge as explicitly as possible the criteria being used, and thereby
to flag to the reader the extent to which modern expectations of behaviour separate
the present from the past.
24
Heuss 1937, 17–68; Préaux 1978, II.414–28. For external judges cf. Heuss
1937, 69–90; C.P. Jones 1999, 55 f. with 163 n. 17.
25
Gabbert 1997, 23 and 42.
26
SEG 9.1 = Austin 1981, no. 264, lines 25 f.
27
Préaux 1978, I.238–71, with abundant illustration of the various modes.
28
Hansen 1971, 448 ff. and 453 ff.
29
Brief but judicious assessment by Shipley 2000, 156–63.
30
RC 12, lines 21–4. Other examples in Ma 1999, 165.
31
Orth 1977, 60 n. 54, citing P. Herrmann.
32
Welles 1934, xxxvii–l. Will 1988, 329–30, emphasizes the need to differentiate
between the various categories of ‘city’, but non-Greek cities such as Arad and
Marathus were not necessarily slighted (Schmitt 1964, 35 n. 6; Ma 1999, 145–6).
14
The interpenetration of hellenistic sovereignties
For Gerrha, clearly a case needing exceptionally careful handling, cf. Polybius
13.9.4–5, with Schmitt 1964, 34 n. 3, and Potts 1990, 85–97.
33
Sources and discussion of the relationships alluded to in this paragraph in
Schmitt 1964, 32–107.
34
The thearodokoi lists of the fourth and third centuries, now at last after nearly
a century the subject of renewed serious study in Perlman 2000, show how such
access was controlled and activated.
35
A.H.M. Jones 1940; Grainger 1990; Cohen 1995; Fraser 1996. For the wider
and more nebulous category of fortifications, cf. Winter 1971; Lawrence 1979;
McNicoll 1997.
36
That the boundary continued to be known and marked is reflected in the
careful description of the Alabandans as ‘kin of the Greeks’ (C.P. Jones 1999, 60–1
and 165 n. 33, citing FD III.4, 163 = OGIS 234 = Rigsby 1996, 332 no. 163,
lines 12–13).
37
RC 3–4 (Austin 1981, no. 40). It is most regrettable that the post-338 sequel
to Moggi 1976 has yet to appear. For the War of Lyttos, Polybius 4.53–5, with
Karafotias 1997, 122–31.
38
Crampa 1969, passim.
39
Basics for isopoliteia in Gawantka 1975, for symbola in Gauthier 1972.
40
Davies 1984, 262–3.
41
Préaux 1978, II.433–5: Rigsby 1996, 1–29.
42
Préaux 1978, II.425. The classic dossier comes from Magnesia on Maiandrios
(Rigsby 1996, 179–279; C.P. Jones 1999, 59–60, with 164 nn. 27–30).
43
Musti 1963; Prinz 1979; Curty 1995, with Will 1995; C.P. Jones 1999. See
also Erskine in this volume.
44
Jones and Habicht 1989.
45
Brief conspectus of the ‘Leagues’ in Préaux 1978, II.461–73. For Parthia cf.
Schmitt 1964, 62–84 and the discussion in Sherwin-White and Kuhrt 1993,
84–90.
46
Austin 1981, no. 121.
47
Zonaras 8.19.7, with Walbank, 1957–79, I.167 and C.P. Jones 1999, 88
and 170 n. 24.
48
SEG 41.115, col. I lines 4, 6, 28, 29, 31, 32, 33; col. II lines 23, 25, 27,29,
31, 33; col. III line 20, with the commentary on the ed. pr. by Tracy and Habicht
1991. The victor from Liguria, Kleainete (daughter?) of Karon, is notable not so
much for being female, for there are several other women victors, as for hailing
from a part of the Mediterranean which stood well outside any area of even
mythical Greek colonization.
49
Respectively col. I lines 37–8 (‘Eumenes son of King Attalos’) and 48 (‘Attalos
son of King Attalos’) in 170, Queen Kleopatra, King Eumenes, and King Ptole-
maios in 162 (col. III lines 22, 24, and 32).
50
Cf. Bengtson 1937–52, Habicht 1958, Olshausen 1974, Mooren 1979, and
Olshausen 1979, besides the works cited in n. 16 above.
51
Préaux 1978, II.449–50.
52
Davies 1994.
15
J.K. Davies
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20
The interpenetration of hellenistic sovereignties
21
2
Klaus Zimmermann
Just about every treatment of Greek geography mentions the two attempts
of hellenistic science to give the reader an idea of the landmass surrounding
the Mediterranean by comparing it with an article of daily use: Erato-
sthenes’ oijkoumevnh clamudoeidhv" taken up by Strabo1 and Posidonius’
oijkoumevnh sfendonoeidhv". While for an understanding of the latter
comparison we only have to look at the one sling known from antiquity,2
there is no definite archaeological evidence to help us interpret the meaning
of the adjective ‘chlamys-shaped’. Given the way in which the garment was
draped, figural representations allow only partial conclusions on its shape
when spread out. Further, the cut of the chlamys may have varied across
time as well as across different regions. Thus, modern scholars focusing
on ancient geography usually content themselves with citing the known
metaphor and its references.
In order to reconstruct the idea Eratosthenes had in mind, there are
two questions we have to consider separately: 1. What shape did the
chlamys have? 2. How (if at all) can Eratosthenes’ geographical knowledge
be harmonized with this picture? On that basis, the third and last part of
my paper will be devoted to the question: What did Eratosthenes actually
want to express with this comparison?
I
As Tarbell at the beginning of the twentieth century noted, ‘we are in the
habit of applying the name “chlamys” with a great deal of confidence to
all small brooch-fastened outer garments represented in Greek art.’ 3 This
practice is based on literary evidence: Ovid (Metamorphoses 14.393–4),
Suetonius (Tiberius 6.3) and Isidore (Origines 19.24.2) mention the brooch
as a characteristic feature of the chlamys. In addition, Ovid (Metamorphoses
2.733), Lucian (Timon 30) and Pausanias (5.27.8) describe the chlamys
as a typical garment of the god Hermes. Thus, the link to archaeological
material is established. Representations of Hermes, Oedipus, the Niobids
23
Klaus Zimmermann
and others from the classical period show that the garment in question
was put around the left shoulder and closed on the right, that it was four-
cornered and that it had a rectangular shape (figs. 1–2).4
Fig. 1. Heuzey 1922, 122 fig. 61. Fig. 2. Heuzey 1922, 123 fig. 62.
24
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
25
Klaus Zimmermann
26
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
II
The reconstruction of the ‘map’ of Eratosthenes as it has appeared in the
manuals of early geography since the nineteenth century (Fig. 5)21 offers
a somewhat deceptive certainty, with its detailed course of the coast and
its latitudinal and longitudinal lines.22 There is no doubt that Eratosthenes
adopted Dicaearchus’ division of the oikoumene by a parallel through the
Straits of Gibraltar and the Taurus range,23 that he added a meridian
through the Nile and the Borysthenes, which intersected the main parallel
at Rhodes,24 and that he calculated the east–west25 and north–south26
dimensions of the oikoumene from the distance between prominent
landmarks. We also know that he drew Libya as a right-angled triangle to
the west of the Nile,27 that he localized the southern end of India nearly
on the same latitude as the extreme south of Libya,28 and that he assumed
an almost north–south direction for the Indian east coast, thus giving the
subcontinent the shape of a rhombus.29
27
Klaus Zimmermann
28
Fig. 5. Bunbury 1879 I, pl. X facing p. 650.
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
29
Klaus Zimmermann
III
An image that is at best valid for half of the evidence one wishes to explain
is confusing rather than illuminating. Descriptions by means of simple
geometrical figures – rectangle, triangle, rhomboid etc. – are sufficiently
general to function even despite major divergences. The reader under-
stands by abstraction what an author wants to express comparing, e.g.,
Italy to a triangle.36 However, the more specific and distinctive the shape
of the object of comparison, the more confusing and unhelpful it is in the
points at which it varies from the object described. Thus, Eratosthenes’
30
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
31
Klaus Zimmermann
32
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
sure that it was the first map in which definite cognizance was taken of
the sphericity of the earth. Just how did his epoch-making work affect
the picture of the earth as it had been depicted by his predecessors?’ 43
Yet, the comparison to a chlamys seems to indicate that Eratosthenes
realized the defectiveness of a flat projection using a straight line, like
Dicaearchus’ diaphragma, intersected by straight meridians parallel to each
other. It cannot be excluded that the geographer drew the conclusions
of his doctrine designing his map ‘in the shape of a chlamys’, i.e., based
on a curved main parallel, with its vertical ‘seals’ (sfragi'de") gradually
converging to the north. The total lack of references in later sources is the
essential shortcoming of such an hypothesis. It might be more probable
that the famous map still followed the same straight parallel(s) as earlier
specimens and that it was by the comparison to a chlamys Eratosthenes
tried to call his readers’ attention to the problematic nature of flat projec-
tion not yet overcome at his time.44
Once more we regret not having additional and more precise informa-
tion from Strabo, whose own commentary on the oijkoumevnh clamudoeidhv"
may at best be regarded as an example of his helplessness in the face of the
Cyrenaean’s theories:45
levgetai de; kai; clamudoeidev" pw" to; sch'ma: pollh; ga;r sunagwgh; tou'
plavtou" pro;" toi'" a[kroi" euJrivsketai, kai; mavlista toi'" eJsperivoi".
(Strabo 2.5.9 C 116)
Its shape (sc. that of the oikoumene) is described as roughly similar to that
of a chlamys; for we discover a considerable contraction in its width at its
extremities, and particularly at its western extremities.
In other words: for the completely different east this reasoning does not
work. This fact must have been as unavoidable to Strabo as it has been to
us in the above examination. Still on another occasion Strabo explains the
comparison with reference to the tapering of the extremities.46 It is signifi-
cant, however, that the same detail is used by Agathemerus as argument
for the Posidonian oijkoumevnh sfendonoeidhv".47 Apparently, already in
antiquity there was some confusion in understanding the geographers’
metaphors. If actually the tapering of the extremities depends on an
Eratosthenic statement, it may have served either to illustrate the shape of
the spread-out chlamys (cf. dextra laevaque anguloso procursu) or to explain
the fact that the island itself was ‘smaller in size than half of the quadri-
lateral’. Strabo himself, seeking for the meaning of clamudoeidhv", seems
to have introduced the narrowing of the eastern and western portions of
the oikoumene as a reason for its chlamys-shape, though without meeting
Eratosthenes’ concern.
33
Klaus Zimmermann
34
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
35
Klaus Zimmermann
The relation between oikoumene and globe is identical with the one between
the chlamys and the body of its wearer: if the interpretation proposed above
is correct, the image of the chlamys should be seen as an attempt by Erato-
sthenes to establish a link between both objects of his geographical efforts
– geography of the globe and cartography of the oikoumene. Behind that
metaphor, we perceive the author’s awareness of the difficulty of reproducing
a spherical body in a two-dimensional projection, of rendering imaginable
the special quality of a curved surface to the reader of a book as well as to
the viewer of a map. Strabo himself focuses on this problem a little later on,
presenting as an ideal of cartographical reproduction the globe according to
Crates, and as a suitable expedient the flat map with parallel latitudes and
longitudes.53 As everybody knows, only Ptolemy was to resolve the problem
some 200 years later with his cone and spherical projection. It is all the
more noteworthy how close Eratosthenes, with his metaphor, had already
come to this form of representation which is still used today.
Acknowledgements
For comments and suggestions I am indebted to W. Ameling (Jena) and K. Geus
(Bamberg) as well as to W. Huß (Bamberg) who gave me the opportunity to
present a first version of this paper at the colloquium ‘Zur Geschichte und Kultur
des Hellenismus’ in memoriam H. Bengtson (Bamberg, 22–24 June 2000).
M. Hilgert (Jena) kindly assisted me in preparing the English text.
Notes
1
Fr. II B 27 Berger = Strabo 2.5.6 C 113; cf. the adoption of the comparison
at Strabo 2.5.9 C 116, 2.5.14 C 118, 2.5.18 C 122, 11.11.7 C 519; further,
Macrobius, Commentarii in somnium Scipionis 2.9.8: denique veteres omnem
habitabilem nostram extentae chlamydi similem esse dixerunt.
2
A specimen dating about 800 bc and coming from Lahun in Egypt (Flinders
Petrie 1917, 36 with pl. LI no. V 14) shows a lozenge-shaped middle section
for holding the projectile which corresponds exactly to the description of the
literary sources: Poseidwvnio" de; oJ Stwiko;" sfendonoeidh' kai; mesovplaton ajpo;
novtou eij" borra'n, stenh;n pro;" e{w kai; duvs in (Posidonius fr. 200 a Edelstein,
Kidd = Agathemerus 2, Geographi Graeci Minores [ed. C. Müller, Paris 1855–61,
hereafter GGM] II, 471) – the addition ta; pro;" eu\ron d’ o{mw" platuvtera <ta;>
pro;" th;n ∆Indikhvn notes the obvious divergence from the object of comparison, the
Indian subcontinent in the south-east reaching the latitude of East Africa; even
more distinct is Dionysius’ comparison with two opposite cones mentioned by
Eustathius immediately after the sling-shape in Posidonius (Eustathius, Commen-
tarii in Dionysium periegeten 1, GGM II, 217 = Posidonius fr. 201 Edelstein, Kidd);
see Zimmermann 1999, 123–4 with fig. 22 (= Fig. 8 below).
3
Tarbell 1906, 283.
36
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
4
For details see Heuzey 1922, 115–38; Bieber 1928, 69–72; 1967, 29–30, 32;
Pekridou-Gorecki 1989, 88–9 with fig. 63; Losfeld 1991, 176–81.
5
Tarbell 1906, 285.
6
Heuzey 1922, 140; Bieber 1928, 69 with pl. XXXV fig. 1 (Ephebe from
Tralles); 1967, pl. 32; Préaux 1968, 182.
7
Further Diodorus 17.52.3; Eustathius, Commentarii in Dionysium periegeten
157, GGM II, 245; Scholia in Aratum vetera 236 p. 192 Martin. Besides Tarbell
1906, 285–6, cf. also Berger 1903, 405; Bernand 1966, 51–2; Préaux 1968,
176–84; Fraser 1972 II, 26–7 n. 64; Pekridou-Gorecki 1989, 135; Losfeld 1991,
182.
8
See Tarbell 1906, 286.
9
Heuzey 1922, 140: ‘ … le mot lacinia étant un terme spécial, réservé à la toge,
pour désigner les deux pointes formées par la rencontre du bord rectiligne avec
la courbe extérieure’.
10
See Glare 1982, 994 s.v.
11
In this sense, however, Préaux 1968, 177, 181–2.
12
See the first reconstruction of Tarbell 1906, 284 fig. 1; similarly Aujac, Harley,
Woodward 1987, 156 fig. 9.5 (after the commentary of Jones 1917–32 I, 435
n. 3 [ad 2.5.6]).
13
Tarbell 1906, 285 n. 1.
14
Préaux 1968, 181, supposing here, as in Pliny, a circle-segment directly
meeting the coast (see n. 11 above), considers the eujqei'ai bavsei" as sections of the
coastline converging from the extremities (the angles with the ejnto;" perifevreia)
to a point in the middle of the eastern harbour. One wonders, however, why an
almost straight coastline should be artificially divided in two. If, in fact, the outline
of Alexandria had been just some kind of semicircle, neither Pliny nor Plutarch
would have had to describe it in such an intricate way.
15
In this sense, Bernand 1966, 51 (‘une pièce d’étoffe rectangulaire ayant trois
côtés droits et le quatrième arrondi aux angles’) who rightly emphasizes that it is
a spread-out chlamys Plutarch is talking about (52 and again 1995, 59).
16
See Heuzey 1922, 139; Bieber 1928, 69–70; 1967, 35.
17
See Tarbell 1906, 284 fig. 2.
18
Cf., e.g., Hoepfner, Schwandner 1994, fig. 225 (facing p. 238).
19
See Berger 1880, 219 (referring to von Humboldt 1836–52 I, 124, 145–6);
Thomson 1948, 163; Losfeld 1991, 181; hypercritically, Thalamas 1921b, 176–8
deletes this fragment as well as the rest of Berger’s section II B.
20
The fact that Strabo himself is not the originator of the comparison already
follows from the phrase levgetai de; kai; clamudoeidev" pw" to; sch'ma a little later
on (2.5.9 C 116). Nevertheless, the comparison has been attributed either to
Strabo himself or to Strabo’s age by Bunbury 1879 II, 229; Tarbell 1906, 286;
Aujac 1966, 201 with n. 1; Préaux 1968, 182; Dilke 1985, 64; Aujac, Harley,
Woodward 1987, 156; there is no mention of the chlamys-shape in Heidel’s chapter
on Eratosthenes (1937, 122–8).
21
This is Bunbury’s (1879 I, pl. X facing p. 650) version, repeatedly copied up
to the present day (e.g., Olshausen 1991, map 4).
22
See, e.g., Thalamas 1921a, 212–14; 1921b, 163–7; Aujac, Harley, Woodward
37
Klaus Zimmermann
1987, 157.
23
Dicaearchus fr. 110 Wehrli = Agathemerus 5, GGM II, 472; Eratosthenes fr.
III A 2 Berger = Strabo 2.1.1 C 67–8.
24
Eratosthenes fr. II C 2 Berger = Strabo 1.4.2 C 62–3.
25
Eratosthenes fr. II C 18 Berger = Strabo 1.4.5 C 64.
26
Along the meridian through Rhodes (see n. 24 above).
27
Strabo 17.3.1 C 825; for Eratosthenes’ authorship see Zimmermann 1999,
120–1.
28
Eratosthenes fr. III A 2 Berger = Strabo 2.1.2 C 68.
29
Eratosthenes fr. III B 5 = Strabo 2.1.22 C 78; Eratosthenes fr. III B 7 = Strabo
2.1.31 C 84; Eratosthenes fr. III B 11 = Strabo 2.1.34 C 87.
30
For an equation of the hypothetical northern coast with the collar of the
chlamys, cf. Berger 1880, 219–20 (referring to Mannert 1829, 89, 116).
31
As a consequence of Alexander’s campaign Eratosthenes abandoned the old
idea of the symmetry of the oikoumene already put forward by Anaximander; see
Olshausen 1991, 94.
32
Eratosthenes fr. III A 2 Berger = Strabo 2.1.1 C 67: ejn de; tw'/ trivtw/ tw'n
Gewgrafikw'n kaqistavmeno" to;n th'" oijkoumevnh" pivnaka grammh'/ tini diairei' divca
ajpo; duvsew" ejp’ ajnatolh;n parallhvlw/ th'/ ijshmerinh'/ grammh'/.
33
See Podosinov 1992, 66; 1993, 34.
34
Berger 1880, 220; 1903, 406.
35
See Liddell-Scott-Jones 1996, 951–2 s.v. kinavra; Suppl. 177 s.v. kinara'"; cf.
Edictum Diocletiani 6.2 Lauffer: sfovnduloi kinarw'n.
36
Polybius 2.14.4–12.
37
See, e.g., Aujac, Harley, Woodward 1987, 154–5; more recently Geus 2000,
77–82; 2002, 225–38.
38
Yet Berger (1903, 406) noticed the resemblance of Plutarch’s description to
Ptolemy’s first, conic projection (therefore see, e.g., Dilke 1985, 77–8).
39
Clarke (1999, 212) emphasizes the difference between the quadrilateral and
the inhabited world, lying within that quadrilateral.
40
Cf. his creation of sfairoeidhv" to describe the shape of the whole earth
(Thalamas 1921a, 105–6; 1921b, 161). Adjectives in -eidhv" may indeed have
a rather figurative (‘in the way of … ’) sense, as the use of swmatoeidhv" (Polybius
1.3.3–4) for the history being a coherent whole since 218 bc (see Clarke 1999,
119) shows.
41
E.U. readers are invited to examine the obverse of the one- to five-eurocent-
pieces, which shows a rather similar pattern.
42
Strabo 2.1.2 C 68: diorqw'sai to;n ajrcai'on gewgrafiko;n pivnaka; see, e.g.,
Bunbury 1879 I, 619 n. 2; Heidel 1937, 122; Olshausen 1991, 93–4.
43
Heidel 1937, 125.
44
Cf., however, Thalamas 1921a, 4: ‘Il (sc. Eratosthène) s’en est tenu à une
géométrie générale de la sphère, sans aborder même le problème des projections.’
45
For immediate use of Eratosthenes by Strabo, see Thalamas 1921a, 189;
1921b, 126–7.
46
2.5.14 C 119.
47
Posidonius fr. 200 a Edelstein, Kidd = Agathemerus 2, GGM II, 471; see
38
Eratosthenes’ chlamys-shaped world: a misunderstood metaphor
Bibliography
Aujac, G.
1966 Strabon et la science de son temps, Paris.
Aujac, G., Harley, J.B., Woodward, D.
1987 ‘The growth of an empirical cartography in hellenistic Greece’, in J.B.
Harley, D. Woodward (eds.) The History of Cartography I, Chicago,
London, 148–60.
Berger, H.
1880 Die geographischen Fragmente des Eratosthenes, Leipzig.
1903 Geschichte der wissenschaftlichen Erdkunde der Griechen 2, Leipzig.
Bernand, A.
1966 Alexandrie la Grande, Paris.
1995 Alexandrie des Ptolémées, Paris.
Bieber, M.
1928 Griechische Kleidung, Berlin, Leipzig.
1967 Entwicklungsgeschichte der griechischen Tracht 2, Berlin.
Bunbury, E.H.
1879 A History of Ancient Geography among the Greeks and Romans from the
Earliest Ages till the Fall of the Roman Empire, 2 vols., London.
Clarke, K.
1999 Between Geography and History. Hellenistic Constructions of the Roman
World, Oxford.
Dilke, O.A.W.
1985 Greek and Roman Maps, London.
Flinders Petrie, W.M.
1917 Tools and Weapons, London.
Fraser, P.M.
1972 Ptolemaic Alexandria, 2 vols., Oxford.
Geus, K.
2000 ‘Eratosthenes’, in W. Hübner (ed.) Geographie und verwandte Wissen-
schaften, Stuttgart, 75–92.
39
Klaus Zimmermann
2002 Eratosthenes von Kyrene. Studien zur hellenistischen Kultur- und Wissen-
schaftsgeschichte, Munich.
Glare, P.G.W.
1982 Oxford Latin Dictionary, Oxford.
Heidel, W.A.
1937 The Frame of the Ancient Greek Maps, New York.
Heuzey, L.
1922 Histoire du costume antique, Paris.
Hoepfner, W., Schwandner, E.-L.
1994 Haus und Stadt im klassischen Griechenland 2, Munich, Berlin.
von Humboldt, A.
1836–52 Kritische Untersuchungen über die historische Entwickelung der geogra-
phischen Kenntnisse von der Neuen Welt und die Fortschritte der nautischen
Astronomie in dem 15ten und 16ten Jahrhundert, 3 vols., Berlin.
Jones, H.L.
1917–32 The Geography of Strabo, 8 vols., The Loeb Classical Library,
London.
Liddell, H.G., Scott, R., Jones, H.S.
1996 A Greek-English Lexicon, with a revised supplement, Oxford.
Losfeld, G.
1991 Essai sur le costume grec, Paris.
Mannert, K.
1829 Einleitung in die Geographie der Alten und Darstellung ihrer vorzüglichen
Systeme, Leipzig.
Olshausen, E.
1991 Einführung in die historische Geographie der Alten Welt, Darmstadt.
Pekridou-Gorecki, A.
1989 Mode im antiken Griechenland, Munich.
Podosinov, A.V.
1992 ‘Orientaciq drevnix kart (s drevnejwix vremen do rannego
srednevekov;q)’, VDI 203, 64–74.
1993 ‘Die Orientierung der alten Karten von den ältesten Zeiten bis zum
frühen Mittelalter’, Cartographica Helvetica 7, 33–43.
Préaux, C.
1968 ‘Alexandrie et la chlamyde’, CE 43, 176–87.
Tarbell, F.B.
1906 ‘The form of the chlamys’, CPh 1, 283–9.
Thalamas, A.
1921a La géographie d’Eratosthène, Versailles.
1921b Etude bibliographique de la géographie d’Eratosthène, Versailles.
Thomson, J.O.
1948 History of Ancient Geography, Cambridge.
Zimmermann, K.
1999 Libyen. Das Land südlich des Mittelmeers im Weltbild der Griechen,
Munich.
40
3
Sylvie le Bohec-Bouhet
The cult of Zeus, father of gods and men, was widespread in Macedon,1 as
throughout the Greek world.2 In Macedon he was worshipped under a wide
range of epithets, including Hypsistos (Highest), Keraunos (Thunderbolt)
and Olympios (Olympian).3 Zeus was the father of Makedon, eponymous
hero of the land. Myth told that he was one of the two sons resulting
from the god’s union with Thyia, daughter of Deucalion (the other was
Magnes).4 Alongside the other gods, Zeus had his seat at the summit of
Olympus, the 2917 metre-high mountain that separated Macedon from
Thessaly. At the foot of the mountain stood a great sanctuary dedicated
to him, sanctissimum Iovis templum, veterrimae Macedonum religionis (‘the
holiest temple of Zeus, a most ancient place of worship for the Macedo-
nians’), as Justin says.5 The site was identified in the nineteenth century by
Leake and Heuzey,6 and then after 1928 dug first by Sotiriadis and then
Bakalakis.7 Since 1973 Pandermalis has subjected the site to systematic
excavation.8 A cult dedicated to Olympian Zeus on the mountain summit
is attested by a number of finds at Haghios Antonios, such as stelae and
small altars.9 On the Chalcidice’s Pallene peninsula another sanctuary of
Zeus was investigated thirty years ago by Leventopoulou-Giouri. This one
was constructed in the fourth century bc and dedicated to Zeus Ammon.10
The first month of the Macedonian year, Dios, bore the name of the father
of the gods; it corresponded to the Attic month of Pyanopsion and to our
October.11 These well-known examples, a few from among many possible
ones, serve to demonstrate the importance of the cult of Zeus in Macedon.
This study will concentrate upon one particular aspect of this cult: the
association of the kings who presided over Macedon with the ruler of the
gods. Did the kings enjoy a privileged relationship with Zeus? What did
they actually do as chief priests of the cult of the Macedonians’ ancestral
god? In the hellenistic period it was the Antigonid dynasty that reigned over
Macedon. However, as its kings claimed to be descendants of the Argeads,
41
Sylvie le Bohec-Bouhet
we will also have to take the reigns of these their predecessors into account,
not least those of Philip II and Alexander the Great. The state of our sources
will not permit definitive conclusions, but it will nonetheless be useful to
collate and analyse all the known data on the subject.
The kings of Macedon considered themselves to be descended from
Zeus.12 The origin of the royal family remains obscure, for all that many
accounts circulated in antiquity. The first kings were the Argeads and they
derived their descent from Argeas, the son of Makedon, who was in turn the
son of Zeus, as we have seen. In the mid-seventh century bc, according to
a tradition reported first by Herodotus and then by Thucydides,13 Perdiccas
was taken in by the Argeads and succeeded them. He was a scion of the
royal family of Peloponnesian Argos, the Temenids, who drew their descent
from Temenos and through him from Heracles, the son of Zeus. It seems
therefore that Perdiccas and his descendants considered themselves Argeads
too, and the sources accordingly call the dynasty variously ‘Argead’ and
‘Temenid’. Not all scholars take this view, however, and it is unlikely that
agreement can be reached.14 But these uncertainties need not concern us
because the illustrious ancestor of the dynasty remains the same, namely
Zeus. Furthermore, after his visit to the oracle of Ammon in the Siwah oasis
Alexander came to believe that he was the son of Libyan Zeus.15 Cassander,
the son of Antipater, connected himself to the Argead family by marrying
Thessalonike, the daughter of Philip, around 316 bc.16 Alexander always
remained a paradigm for hellenistic rulers and the Antigonid kings sought
to present themselves as related to Philip II and Alexander and, accordingly,
to attach themselves to their prestigious dynasty. To publicize this relation-
ship, Antigonos Gonatas erected a monument to his so-called Progonoi or
‘ancestors’ in the sanctuary of Apollo on Delos. The plinth survives, and
carries the following inscription:
ªBasileu;" ∆Antivgonoº" Basilevw" Dhmhtrivou Maªkedw;n ⁄ tou;" eJºautou'
progovnou" ∆Apovllwni.
King Antigonos, son of King Demetrius, Macedonian, (sc. has dedicated the
statues of ) his ancestors to Apollo.17
The indications are that this blue marble plinth, ranged opposite the Stoa
of Antigonos, supported some twenty bronze statues supposed to represent
members of both the Antigonid and the Argead families. The names of the
individuals were inscribed, but the lettering is no longer legible: we can
perhaps just read Peªrdºivka" (i.e. Perdiccas, with a single kappa). The first
statue seems to have been on a larger scale than the others, and Courby
has suggested that this was Heracles, the ancestor of the dynasty.18 The
presence of Heracles recalls that of Zeus. Polybius tells us that Philip V was
42
The kings of Macedon and the cult of Zeus in the hellenistic period
43
Sylvie le Bohec-Bouhet
the left; his head is in profile; his body is in three-quarter pose. He holds
an eagle in his right hand and a sceptre in his left.33 Alexander also struck
decadrachms on which he was portrayed with a thunderbolt after the
fashion of Zeus and receiving a crown from the hands of Nike.34 Most of
his successors to the rule of Macedon chose to put Zeus or his eagle on
their coins. The reverses of some tetradrachms minted by Philip V display
Heracles’ club surrounded by an oak-wreath symbolizing Zeus;35 the god’s
head appeared on the bronze coins.36 Perseus’ tetradrachms feature an eagle
on a thunderbolt, turning towards the right and with wings unfurled, on
the reverse.37 It is also to be found on some of his bronze coins.38
Among the duties undertaken by the Antigonids in Macedon, as by the
Argeads before them, were the roles of chief priest and president of the
kingdom’s great religious festivals. Clearly there would have been many
festivals in honour of Zeus, but three are attested by our sources. From
the classical period the king of Macedon had celebrated the Hetairideia,39
a festival in honour of Zeus Hetaireios, in which the king’s Companions
or hetairoi participated: the king and his Companions were linked by
religious ties.40 It is a pity that we have no details for this celebration. The
king also presided over the Olympia, the festival celebrated at Dion in the
great sanctuary of Zeus, and the Basileia, the festival celebrated in honour
of Zeus Basileus at Aegae, the kingdom’s former capital.41 These two
festivals are perhaps mentioned together beside the Nemea in an agonistic
inscription of hellenistic date from Cassandreia, if the Basileia in question
is indeed the Aegae festival (for the reference could otherwise be to the
Basileia at Lebadaea).42 The Macedonian Basileia is found in two further
inscriptions, but they afford us no more information about it: one has
ªBasivºleia th'" Makedoniva", the other Basivleia ejn Makedonivai.43 Arrian
tells us that it consisted of games over which Alexander presided upon his
return from Thebes.44 Athletes who must have been involved in games are
referred to in an unpublished diagramma of Philip V. It could refer to the
games of the Olympia and the Basileia.45 These two great festivals were
perhaps celebrated during Dios, the month sacred to Zeus, but, if so, it
goes without saying that the days of the two celebrations did not coincide
with each other.46 The marriage of Cleopatra, daughter of Philip II, to
Alexander, brother of Olympias, took place at Aegae. Some historians
think it would have been celebrated at the Basileia because numerous royal
marriages seem to have taken place during the autumn festival.47 However,
Diodorus’ account gives no indication of this.48 Rather, he gives us an
impression of a certain hurriedness. Delphi had given Philip a favourable
response on the subject of his Asian expedition, or at any rate he thought
it had, and so he decided to organize a great festival and to celebrate his
44
The kings of Macedon and the cult of Zeus in the hellenistic period
45
Sylvie le Bohec-Bouhet
and the Chalcidian league should be inscribed on three stelae, one of which
was to be displayed in the sanctuary of Olympian Zeus at Dion (ejn Divoi ej"
ªtºo; ijero;n tou' Dio;" toªu'º ∆Olumpivou).60 But the rich epigraphic discoveries
of recent decades now confirm the picture. Hitherto three treaties have
been found: in addition to the one just mentioned between Philip V and
the city of Lysimacheia, we now have the treaty between Perseus and the
Boeotians and a treaty made in accordance with an oracle, both of which
are still unpublished.61 The treaty between Philip and the Chalcidian league,
just mentioned and known through an Olynthian inscription, has yet to be
found. As is well known, in the Greek world treaties contained the oaths
of the two contracting parties; the gods, and Zeus in particular, acted as
their guarantors.62 The displaying of a copy of the treaty in the sanctuary
of Zeus would have constituted a supplementary guarantee of it. Polybius
tells that it was actually at Dion that Perseus took his oath of alliance with
Genthios, the Illyrian king, in 169/8 bc ‘before his entire cavalry.’ The
historian continues, ‘He particularly wanted everyone in Macedon to know
that Genthios had made common cause with him.’ 63 A prestigious place
of performance enhances still further the solemnity of the oath. Four royal
letters have recently been found in the sanctuary: a letter or diagramma of
king Cassander;64 a letter from Antigonos Gonatas to one Agasikles, no
doubt the governor of the city of Dion;65 a letter of Philip V dated to 206 or
205 bc to the people of Pheres and probably too the people of Demetrias on
the subject of boundaries and borders;66 and another letter from this same
king to Eurylochos, the governor of Diestai, and also to its council and other
citizens.67 The letter of Philip to the people of Pheres specifies that it is to be
inscribed on a stele and displayed in the sanctuary of Olympian Zeus.68 It is
possible that other inscriptions discovered in the last excavation campaign
are similarly documents from the royal chancellery.69 Their publication is
eagerly awaited. Furthermore, continuing excavation would certainly bring
to our attention other official texts displayed in the sanctuary.
In the ancient Greek world, kings regularly displayed their piety (eusebeia)
by making offerings to the gods at sanctuaries, and the Macedonian kings
took a particular interest in that of Dion. It was here in the sanctuary of Zeus
that Alexander dedicated the bronze statues of the twenty-five of his hetairoi
(Cavalry-Companions) who fell in the battle of the Granicus in 331 bc. The
great sculptor Lysippos had been charged with their execution.70 Alexander
also had a plan to build a splendid temple for Zeus at Dion, but did not
have the opportunity to realize it.71 Successive rulers of Macedon continued
to show an interest in this sanctuary and erected numerous statues there,
human and divine alike, as occasional references in literary and epigraphic
sources attest. Polybius reports that, on the occasion of the sacking of the
46
The kings of Macedon and the cult of Zeus in the hellenistic period
hieron by Aetolian troops in 219 bc, Scopas ‘overturned all the statues of
the kings’.72 Livy tells that in 169 Perseus, anxious about the impending
arrival of the Romans, had all the golden statues removed from Dion so
as to prevent them falling into enemy hands.73 A fragment has been found
from the plinth of a statue of King Perseus; it carries the inscription ‘(King
Perseus, son) of King Philip’.74 Of all the statues of Zeus dedicated by
the kings, only one is currently attested, that dedicated by Cassander to
Olympian Zeus, the plinth of which has been found. It carries the following
inscription: ‘Cassander, King of the Macedonians, son of Antipater, to
Olympian Zeus’.75 Royal piety could incite the king to revenge. Accord-
ingly, in laying waste to the sanctuary of Thermos, Philip V considered
himself the avenger of Zeus, two of whose sanctuaries, those at Dion and
Dodona, had been sacked by the Aetolians.76
Dion aside, the Macedonian kings also worshipped Zeus with various
dedications at various sanctuaries elsewhere in Macedon, but sources here
are desperately inadequate. At this point only Philip V’s dedication to Zeus
Meilichios at Pella has been found.77
Outside Macedon itself the kings also displayed their piety towards
Zeus in various ways at various sanctuaries. A number of them showed
an interest in the sanctuary of Olympia in the north west Pelopon-
nese. After his victory at Chaeronea in 338 Philip II erected a circular
building or tholos in the Altis. It was called the Philippeion and housed
chryselephantine statues of members of the Argead dynasty. The sculptor
Leochares was charged with their execution.78 The actual reason for the
construction of this monument remains obscure,79 but the choice of this
hieron demonstrates the significance that the king attached to the cult of
Olympian Zeus; as we shall see, other evidence points the same way. Several
decades later another statue group was dedicated in the same sanctuary. It
is known from Pausanias’ description. It consisted of three figures: Greece
crowning Antigonos Doson with one hand and Philip V with the other.80
Unfortunately we do not know who erected the group. The rulers’ piety
towards Olympian Zeus is shown also by the interest they took in the
(Elean) Olympic Games.81 Following in the footsteps of Alexander I,82
Archelaos and Philip II liked to participate in the Games’ competitions,83
and Philip II was proud of his repeated wins. Thus, in 356 bc, he learned
three pieces of good news: the victory of his general Parmenion over the
Illyrians, the birth of his son Alexander and the victory of his horse in
a race at Olympia.84 On the reverse of his silver tetradrachms a horseman
carrying a victor’s palm commemorates one of his wins, perhaps that of
356.85 Plutarch tells that Philip had the victories of his chariots at Olympia
inscribed on his coins.86 The reverses of his gold staters feature a galloping
47
Sylvie le Bohec-Bouhet
48
The kings of Macedon and the cult of Zeus in the hellenistic period
49
Sylvie le Bohec-Bouhet
Although many details continue to elude us, there is no doubt that Zeus
was a significant deity for the kings of Macedon. He was the ancestral god
of the Macedonians in general and their dynasty in particular. The kings
were keen to celebrate this in a variety of ways, not the least of which was
by associating him with the official aspects of their monarchy: his image
was on their coins; royal texts were published under his protection in his
sanctuary at Dion, home to great festivals. The construction of the Philip-
peion at Olympia and the consultation of the oracle of Ammon at Siwah
show, in a more striking fashion still, the care the kings took to show the
whole Greek world their veneration for the god.
Notes
1
Baege 1913, 1–19; Düll 1977 (a study confined to the FYROM and Bulgarian
parts of Macedon); Daskalopoulos 1993, 309–64; Chrysostomou 1989–91.
2
Cook 1914–40; Lévêque and Séchan 1966, 77–98.
3
Chrysostomou 1989–91; see also Tac“eva-Hitova 1978.
4
Hesiod F7 MW.
5
Justin 24.2.8; but Hammond 1989, 297 n. 19, thinks that Justin refers to
a sanctuary of Zeus-Ammon at Aphytis (on which see n. 10 below).
6
Leake 1841, 408–13; Heuzey 1860, 113–28.
7
Sotiriadis 1928, 1929, 1930, 1931; Bakalakis 1977.
8
See, most recently, Pandermalis 2000, with prior bibliography.
9
Kyriazopoulos and Livadas 1967; Robert 1968, 323.
10
Leventopoulou-Giouri 1971. The sanctuary was identified from a dedication
on a marble vase. An inscribed boundary stone from the site is scheduled for
publication: Sismanides 1998, 79. For Aphytis, located close to the modern village
of Aphytos, see Papazoglou 1988, 248 and notes 79–81. For the cult of Ammon
in Greece before 331 bc see Classen 1959 (who wrote before the investigation
of Aphytis).
11
Trümpi 1997, 262–5.
12
We are reminded that Zeus was often the protector of kings in the Greek
world: Homer Il. 2.106; cf. Burkert 1985, 130.
13
Herodotus 5.22.1; Thucydides 2.99.3 and 5.80.2.
14
See, e.g., Hammond 1989, 16–19; Borza 1990, 80–3.
15
Goukowsky 1978, 24–5.
16
Diodorus 19.52.1.
17
IG xi.4 1096.
18
Courby 1912, 74–83. For Heracles and the Macedonian dynasty, see Edson
1934; Iliadou 1998, 15–36.
19
Polybius 5.10.10: ÔO de; i{na me;n kai; suggenh;" ∆Alexavndrou kai; Filivppou
faivnhtai, megavlhn ejpoiei'to par’ o{lon to;n bivon spoudhvn … See Walbank 1940,
258–9.
50
The kings of Macedon and the cult of Zeus in the hellenistic period
20
Plutarch Aemilius Paullus 12.9: th'" ∆Alexavndrou kai; Filivppou kata; suggev-
neian ajreth'" metapoiouvmeno".
21
Diodorus 16.92.5.
22
Tod GHI 191, 5–6; Lott 1996, 31 thinks these altars may have been set before
statues of Zeus and Philip.
23
Plutarch Alexander 4.3. The painting was commissioned for the temple of
Artemis at Ephesus: Pliny Natural History 35.92.
24
Bonias 1992; the editor holds that the letter-forms indicate Philip V; Hatzo-
poulos 1998b, 279 thinks that the identity of the king is insecure and that it could
well have been Philip II receiving a cult at Amphipolis.
25
The inscription is published by Veligianni 1991, who dates it to the reign of
Philip V on the basis of letter forms; but Hatzopoulos 1991, 377 holds that the
lettering requires an earlier date and believes that the King Philip in question is
rather Philip II.
26
Koukouli-Chrysanthaki 1998: Dio;" kai; Basilevw" ⁄ ∆Antigovnou Swth'ro".
27
Anthologia Palatina 9.518: ‘Raise your walls higher, Olympian Zeus, for
everything is accessible to Philip: close the brazen gates of the blessed. Yes, the
earth and the sea are subject to Philip’s sceptre and only the road to Olympus
awaits him.’ I thank my friend and colleague Kostas Buraselis for kindly drawing
this text to my attention.
28
Gaebler 1935, plates xxix.16, xxx.1, 7 and 17.
29
See, most recently, le Rider 1996, 22.
30
Le Rider 1977, 364.
31
See below.
32
Le Rider 1996, 91–4 and plate 9, nos. 10, 11 and 12.
33
Mørkholm 1991, 42 and plate i nos. 9–10.
34
Mørkholm 1991, 52–5 and plate iii no. 44.
35
Mørkholm 1991 plate xxix nos. 439 and 582–3.
36
Mørkholm 1991 plate xxix no. 443.
37
Mørkholm 1991 plate xxix nos. 588–9.
38
Mørkholm 1991 plate xxix no. 591.
39
Athenaeus 572d = Hegesander of Delphi FHG iv p. 418 no. 25; see Kalleris
1954, 171–2; Savalli-Lestrade 1998, 291. The Magnesians celebrated the same
festival.
40
Hammond 1989, 54.
41
On these festivals and the problems posed by the sources see, most recently,
Mari 1998.
42
Robinson 1938, 64–5 n. 16 and plate xii; see Flacelière et al. 1939, 169;
Moretti 1953, 54.
43
IGR iv 1519 lines 14–15 and IG ii2 3779; see Hatzopoulos 1993, 146 n. 3.
44
Arrian Anabasis 1.11.1. However, this passage is problematic. Hatzopoulos
1993, 146 n. 3 holds that Arrian has confused the Dion Olympia with the Aegae
Basileia. See, most recently, Mari 1998, 139–43.
45
Hatzopoulos 1996, ii no. 16 and 1997, 409.
46
Hatzopoulos 1982, 41.
51
Sylvie le Bohec-Bouhet
47
Hatzopoulos 1993, 146 n. 3.
48
Diodorus 16.91–4.
49
Diodorus 16.91.4; Mari 1998, 141 rightly observes that we cannot assume
that this festival was in honour of Olympian Zeus.
50
Diodorus 16.16.3.
51
Hesiod Theogony 53–4.
52
Demosthenes 19.192 (On the False Embassy).
53
Diodorus 16.16.3–4; see also Arrian Anabasis 1.11.1; for the interpretation
of these sources see, most recently, Mari 1998, 137–53.
54
Dio Chrysostom Orations 2.2.
55
Badian 1982, 35; Hammond 1989, 23 n. 35; see also Mari 1998, 153–65.
56
See note 42.
57
The inscription was presented by Pandermalis at a symposium on Macedonian
epigraphy held at Thessaloniki in 1993; Hatzopoulos 1996, i 129 n. 2.
58
Kremydi-Sisilianou 1996, 89–90.
59
Hatzopoulos 1996, ii no. 3.
60
Hatzopoulos 1996, ii no. 2 lines 9–10.
61
Unedited inscriptions cited by Hatzopoulos 1998a, 1194–5.
62
See Rudhardt 1992, 208–10 for the oath and the gods.
63
Polybius 29.4.5; cf. Livy 44.23.7.
64
Hatzopoulos 1998a, 1194.
65
Hatzopoulos 1998a, 1193 and n. 19.
66
Hatzopoulos 1996, ii no. 11; Magnetto 1997, no. 57; Hatzopoulos 2000, 523
now believes that the author is not Philip but Demetrius Poliorcetes, for reasons
of letter forms, and that the document dates from September 291, shortly after
the foundation of Demetrias.
67
Hatzopoulos 1998a, 1195.
68
Hatzopoulos 1996, ii no. 11.
69
Hatzopoulos 1998a, 1194.
70
Plutarch Alexander 16.16; Arrian Anabasis 1.16.4. Q. Caecilius Metellus, the
vanquisher of Andriscus, took the group to Rome; Pliny Natural History 34.64.
71
Diodorus 18.4.5; cf. also 30.11.
72
Polybius 4.62.2: ajnevtreye de; kai; ta;" eijkovna" tw'n basilevwn aJpavsa".
73
Livy 44.6.3; cf. also 44.7.3.
74
Hatzopoulos 1996, ii no. 35.
75
Hatzopoulos 1996, ii no. 23.
76
Polybius 5.9.2–6; Walbank 1940, 55 and n. 2; Hammond 1988, 379; cf. also
n. 92 below.
77
Hatzopoulos 1996, ii no. 28.
78
Miller 1973.
79
See, most recently, Huwendiek 1996.
80
Pausanias 6.16.3; Kruse 1992.
81
Romano 1990.
82
Herodotus 5.22; Justin 7.2.14; Borza 1990, 114 rejects his participation in
the Games, which he holds to be a fabrication.
52
The kings of Macedon and the cult of Zeus in the hellenistic period
83
Archelaus: Moretti 1957, 110–11 no. 349; Philip II (?): Moretti 1957, 124
no. 439. It is noteworthy that the king is not present in person.
84
Plutarch Alexander 3.
85
Le Rider 1996, 37.
86
Plutarch Alexander 4.
87
Le Rider 1996, 37.
88
Arrian Anabasis 2.15.4.
89
Diodorus 18.8.2–6.
90
See above.
91
Diodorus 18.4.5.
92
Mamroth 1935, 225 n. 4; Walbank 1940, 42 n. 2; Hammond 1988, 379
n. 2.
93
Bruneau 1970, 235.
94
Hammond and Walbank 1988, 307 and 592–4.
95
Plutarch Aratus 50.
96
Livy 27.30–1.
97
Arrian Anabasis 1.4.5.
98
Arrian Anabasis 3.5.2.
99
Arrian Indica 36.3.9.
100
Plutarch Aratus 50.4; cf. Polybius 7.12.1; Walbank 1967, 60.
101
Livy 36.35.8–14.
102
Livy 40.22.7.
103
Arrian Anabasis 3.5.2.
104
Arrian Indica 36.3.9.
105
Arrian Anabasis 1.18.9.
106
Arrian Anabasis 1.11.7.
107
Arrian Anabasis 1.17.5.
108
Holleaux 1904, 345–6 no. 1 line 15.
109
For the cult of Ammon in Greece see the bibliography at Goukowsky 1978,
252 n. 82.
110
Arrian Indica 35.8.
111
Plutarch Alexander 3.1.
112
See n. 10.
113
Diodorus 17.49–51; Arrian Anabasis 3.3–4; Plutarch Alexander 27; Bosworth
1977; for the oracle see Fakhry 1944, especially 21–33; Parke 1967, 202–21.
114
Arrian Anabasis 6.19.4.
115
Arrian Anabasis 6.3.2.
116
Arrian Anabasis 7.14.7 and 7.23.6; Diodorus 17.115.6; Hammond 1989,
234.
117
Martin 1998, xliv.
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1993 La loi gymnasiarchique de Beroia. Meletemata 16, Athens.
Goukowsky, P.
1978 Essai sur les origines du mythe d’Alexandre I, Nancy.
Hammond, N.G.L.
1989 The Macedonian State, Oxford.
Hammond, N.G.L., and Walbank, F.W.
1988 A History of Macedon, III, Oxford.
Hatzopoulos, M.B.
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and E.N. Borza (eds.) Philip, Alexander the Great and the Macedonian
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CRAI [no serial number], 1189–1207.
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Heuzey, L.
1860 Le mont Olympe et l’Acarnanie, Paris.
Holleaux, M.
1904 ‘Remarques sur les décrets trouvés dans la sanctuaire de Zeus Panamaros’,
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1952.204–10.
Huwendiek, J.
1996 ‘Zur Interpretation des Philippeion in Olympia’, Boreas 19, 155–9.
Iliadou, P.
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Koukouli-Chrysanthaki, C.
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1996 ÔH nomismatokopiva th'" Ôrwmai>kh'" ajpoikiva" tou' Divou, Athens.
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Pausanias 6.16.3’, MDAI(A) 107, 273–93.
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1977 Le monnayage d’argent et d’or de Philippe II frappé en Macédoine de 359 à
194, Paris.
1996 Monnayage et finances de Philippe II. Un état de question. Meletemata 23,
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Lévêque, P. and Séchan, L.
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57
4
Elizabeth Carney
Fascination with the pursuit of game was an enduring feature of the life of
the Macedonian elite. Though the practice and the ideology of hunting in
Macedonia did change, success in hunting constituted the most persistent
mark of excellence for the elite Macedonian male. Athletics did not become
an important Macedonian pastime until the hellenistic period1 and, by
the time of Aristotle, killing a man in battle no longer defined masculine
adulthood.2 In contrast, at least as late as the second century bc (Ath.18a),
it remained Macedonian custom that a man could not recline at dinner
until he had killed a boar without using a net. This rite of passage was
particularly significant because it purchased entry to the symposium, an
institution of vital importance in the life of the court.3
This paper will address the entire history of Macedonian hunting but it
will focus on the late classical and early hellenistic periods. Since attention
has already been paid to the representation of Macedonian hunts and to
the role of the king as royal hunter 4 (and to the possible influence of other
monarchic traditions on that role),5 this paper will concentrate upon
hunting practice and the interaction between the king and the rest of the
elite in the context of hunting.
Highlighting this aspect of hunting helps us to understand an important
subject, the nature of Macedonian monarchy. Some continue to assert that
Macedonian monarchy was constitutionally limited, but the majority of
scholars view Macedonian monarchy as absolute, limited only situationally.
Though neither an assembly nor a royal council restricted the power of
the king, chronic problems with invasion and regicide did. Although this
dispute has been attributed to lack of evidence,6 the main reason that we
find the institution difficult to comprehend is its fundamentally paradoxical
nature.
The style of Macedonian monarchy was hardly absolute: a king dressed,
drank, fought, hunted and was buried in a manner only slightly different
59
Elizabeth Carney
from the rest of the elite. This style, however, was not the substance of
kingship in Macedonia. Style or custom could not save a man if the king
opposed him, but situation might. These three conflicting aspects of Mace-
donian monarchy, style, substance and situation, are the source of much of
our puzzlement. The elite had much to do with the first and third of these
aspects of royal power. The character of the Macedonian elite shaped royal
style because the king’s regular interaction with the elite at court provided
the context for the display of royal style; hunting was one aspect of that
interaction and display.
The cultural context for Macedonian hunting practice and ideology is
complex. One hallmark of Macedonian elite culture was its ability to adopt
the style of another culture to purposes peculiarly Macedonian.7 Greek
elites since the days of Homer 8 valued hunting as a heroic activity (Xen.
Cyn. 1.1–17).9 Alexander I advanced the claims of his dynasty to heroic
descent via Heracles, the great warrior and hunter (Herod. 5.22; 8.137–9)
and Macedonians, still Homeric in many of their values even in the classical
period, are likely to have taken that tradition quite seriously.10
Alexander I initiated the royal Macedonian coinage,11 producing a type
that would recur 12 throughout Macedonian history.13 A number of his
larger coins have the figures of a man and a horse on them.14 This Rider
or Horseman type associated the monarchy with hunting.15 The mounted
rider on Alexander I’s coins, although Greek in style,16 clearly imitated
earlier Balkan coins17 and is obviously connected to the so-called Thracian
Rider. The Thracian Rider appears in many contexts in Balkan cultures and
may well refer to a heroic figure who triumphs over death.18 Macedonians
had many kinds of cultural contacts with Thracian culture. The meaning of
the rider figure on the coins of Alexander I and many subsequent rulers is
controversial because so many variations existed. Few would now connect
the Rider figure to specific deities or heroes19 or insist that the figure
represented the current king.20
Disagreement persists, however, about whether the Rider represents
a hunter, a warrior or is a purposely ambiguous figure who could be either
or both.21 On Macedonian royal coins the figure is armed only with spears
and sometimes a pike, but no sword. He wears no armor and is dressed
(when he is dressed) in a manner more appropriate to the hunter than the
warrior.22 Moreover, the presence of a dog between the legs of the Rider’s
horse on an octadrachm of Alexander I23 virtually guarantees that we
cannot understand the Rider as a warrior.24 It is not, however, undeniable
proof that the Rider is a hunter25 since the dog appears to be a Melitean,26
a breed Greek evidence associates only with the role of a pet, never with
hunting.27 This evidence, however, tells us nothing about the dog’s role in
60
Hunting and the Macedonian elite
Macedonia.28 Many modern breeds now considered lap dogs were once
used as hunting dogs: dachshunds hunted not only small prey, but deer
and wild boar.29 Melitaeans may have had a similar history. In any event,
since the Macedonian Rider is not a warrior and yet carries spears, he
cannot plausibly be identified as anything other than a hunter, whether
one understands the occasional appearance of a dog as assistance for the
hunt or simply as company.30
Users would always have connected the images on Macedonian coins
with the government that issued them. Granted its long use, people could
have associated the Horseman with monarchy, with general social and
religious order, even with specific rulers. The power of this image may have
been cumulative.31
Two other coin images make likely an understanding of the Rider as
a hunter somehow associated with monarchy. The head of Heracles with
a lion headdress appeared on many Macedonian coins.32 These coins have
not been understood to associate monarchy and hunting, even though the
Argeads and Antigonids claimed descent from Heracles. Heracles appears
on these coins wearing a hunting trophy, the head of the Nemean lion, and
a royal cult to Heracles the hunter existed by hellenistic times. Whether
these images of Heracles purposefully resemble the current ruler, they
certainly associate the monarchy with Heracles and lion hunting.
That association is more explicit in a coin type first issued by Amyntas
III.33 On the obverse of the Amyntas coin a Rider appears and on the
reverse is a lion crunching a spear in its jaws. Since this lion is demonstrably
being hunted, the coin unambiguously associates the monarchy and lion
hunting and may identify the Rider as a hunter.34 Herodotus (7.126) and
Pausanias (6.5.4) report that lions existed in areas of Macedonia in the
classical period.35 Some have seen the coin of Amyntas III as proof that
Macedonian kings hunted them.36
Other early evidence puts hunting into the context of court life but,
unlike the coins, is not exclusively connected to the king. In Greek culture,
the pursuit of game had an erotic aspect (game was a typical courting gift
and young men tried to impress their lovers by success in this area).37 In
the Macedonian court, always a locus for competition, often of a sexual
nature,38 the erotic aspect of the world of the hunt led to violence or
attempted violence. Diodorus (14.37.6) reports that Archelaus was acci-
dentally killed while hunting by his eromenos Craterus. Aristotle (Pol.
1311b), however, claimed that the death was quite intentional. He specifies
no context, hunting or otherwise, for Archelaus’ death but says that three
young men killed him, two of them former lovers. Later conspiracies,
particularly that of the ‘pages’ (hereafter termed royal youths), which was
61
Elizabeth Carney
also related to royal hunting, make it likely that Archelaus was indeed
assassinated while hunting, perhaps under the guise of a hunting accident.39
Tradition about the death of Euripides, however dubious,40 offers further
proof that hunting was an important court activity.
Arrian (4.13.1) claimed that the sons of the Macedonian elite, going
back to the time of Philip, served the king as personal attendants, guards,
presenters of horses and assistants in mounting, and that they shared the
rivalry of the chase with him.41 By the time of Philip, the king hunted with
a group of courtiers. Arrian’s language, his use of philotimia, is significant:
the royal hunt was a venue for competition between the king and those
who hunted with him.
Conquest of beasts can relate to conquest of men.42 Plutarch (Alex.
40.3–41.1) describes Alexander as courting risk and difficulty in fighting
and hunting, for exercise and in order to stimulate the arete of those around
him. Certainly hunting had additionally a practical use for the king and
his court since it was considered (Xen. Cyn. 1.18; Eq. 8.10) a good way to
train for battle and to keep in fighting trim during periods of peace.43
As we have seen, a Macedonian could not recline at banquets until he
had killed a wild boar (possibly the most dangerous of game)44 without the
aid of nets (Ath. 18a).45 Macedonians did employ nets: three of Alexander’s
courtiers used unusually long ones (Ath. 539d; Plut. Alex. 40.1) and the
hunting fresco on Vergina Tomb II depicts a man with a net.46 The most
prized success in hunting, however, came when a man defeated his prey
without the help of nets, traps, or even other men, using only a few javelins,
or even his bare hands.47 This Macedonian preference is striking since, more
than southern Greeks, Macedonians were big-game hunters.48
Macedonians hunted both on foot and on horseback and used hounds.
Mounted hunting, apparently unheard of in southern Greece in the
classical period, was probably more common in Macedonia where horses
were more available and the elite fought on horseback.49 Literary and
archaeological evidence demonstrates that Macedonians used Molossian,
Laconian and even Indian hounds.50 Alexander was so fond of his famous
horse Bucephalus and his Indian hound Peritas that he named a city after
each of them (Plut. Alex. 61.2–3; Mor. 328f; Strab. 15.1.29; Diod.
17.95.5; Curt. 8.14.34; Gell. N.A. 5.2.4.). Theopompus (FGrH 115 F
340) claims that Peritas, for whom Alexander paid a hundred minas, killed
a lion himself! Pollux (Onom. 5.46) mentions another dog of Alexander,
Triakas, given to him by a satrap.51 Alexander’s affection for the animals
which presumably aided him in hunting may have been typical of the
Macedonian elite. In fourth-century Greece and Macedonia, as the
commemorated dead were increasingly seen as heroic, a dead warrior’s
62
Hunting and the Macedonian elite
tomb might contain images of his horse or hound or both.52 The close
connection to horse and dogs, as exemplified by Alexander, may also
have had broader religious connotations, harking back to the enigmatic
Thracian Rider.53
Anecdotes about hunting at the court of Alexander are far more common
than battle anecdotes. Alexander and his Companions repeatedly, perhaps
compulsively, risked their lives in hopes of success in the hunt: Peucestas
was seriously bitten while in pursuit of a bear (Plut. Alex. 41.2); Craterus
took a wound to the thigh while hunting an ichneumon (Plut. Alex. 41.3)
and saved Alexander from the charge of a hostile lion (Plut. Alex. 40.4);
Lysimachus’ encounter with a large lion during Alexander’s campaign
left him with scars to shoulder and thigh he still proudly displayed years
later when he was a king himself (Plut. Demetr. 27.3). Alexander himself
sponsored hunting competitions (Plut. Alex. 4.6) and spent his own leisure
time pursuing a variety of game (Plut. Alex. 23.2–3). On one occasion,
the entire army joined him in a massive hunting party through one of the
Persian game parks (Curt. 8.1.14).54
So vital was success at the hunt to the Macedonian elite that competition
with fellow hunters could result in injury or accidental or even intentional
death. The wound Craterus sustained while hunting came not from the
animal he pursued but from the lance of Perdiccas (Plut. Alex. 41.3). The
intense rivalry for success in this arena not only pitted various members of
the elite against each other but also led to confrontations between kings
and members of court, as they shared that philotimia of the hunt. Alexander
was so intent on his quarry that those who threatened to get there before
him (Curt. 8.6. 7) or even those who thought the king needed help (Curt.
8.1.14–16) could incur the king’s wrath and punishment.
Hermolaus and his fellow royal youths plotted to kill Alexander after he
had him flogged because the young man had set his sights on a boar the
king wanted for himself (Curt. 8.6.7–8).55 Alexander was punishing the
youth for trying to accomplish the very thing that, by Macedonian custom,
would make him an adult.56 Since he threatened to deprive them of their
manhood, Hermolaus and his friends tried to deal with him as the tyrant
they deemed him.
Why did Alexander administer so severe a punishment to Hermolaus?
Persian court practice supposedly required that no one attack a quarry
before the king,57 but there is no reason to think that this was Macedonian
practice. Neither Curtius nor Arrian, our main sources for the event, says
that it was, and Arrian’s (4.13.2) diction strongly suggests that the king
acted as he did out of personal anger. Moreover, the reaction of Hermolaus
and his friends implies that they had no expectation of the imposition of
63
Elizabeth Carney
64
Hunting and the Macedonian elite
65
Elizabeth Carney
a lion hunt, pictured heroic pairs of young men and were displayed on
the floors of the andrones in two elite houses at Pella and may relate to the
struggles of the Successors.71 A boar hunting group from Vergina seems
to belong to this period; there may have been another at Pella.72 A bronze
hunting group was dedicated at Thespiae (Plin. NH. 34.66), probably by
Cassander but possibly by Polyperchon.73 Perhaps the last of this series
of works meant to connect hunting skill to worthiness for rule is a late
fourth- or early third-century relief from Messene depicting a lion hunt.
It was probably dedicated by one of the Successors.74
At Vergina, Tomb II had not only a fresco of a hunting scene involving
seven men on foot and three mounted figures pursuing a variety of animals75
but also a chryselephantine couch (in the main chamber), decorated with
an elaborate royal hunt scene.76 The controversy about whether Tomb II at
Vergina was the burial place of Philip II or his son Philip III Arrhidaeus, has
led to a debate about whether the hunting fresco on the façade of the tomb
constitutes proof of a post-Alexander date for the tomb because it depicts
(among other things77 ) a lion hunt.78 Images of lion hunting were absent
from Greek art after the seventh century until the hellenistic period.79 No
explicit Macedonian representation of a lion hunt has been found that
clearly predates Alexander’s conquests.80 At issue is not just the date of the
tomb but also to what degree the importance of hunting, particularly lion
hunting, in Macedonian monarchy is a Persian borrowing.
The question of outside influence on the role of the Macedonian king
as hunter is not an easy one to resolve. The royal lion hunt theme could
have reached Macedonia indirectly, prior to the conquests of Alexander.81
However, although some association between hunting and funerary
monuments does appear in Greek and Macedonian art prior to Alex-
ander’s conquests,82 no Macedonian collective funerary hunting scene is
known that predates the Vergina fresco,83 whereas hunting scenes, often
collective ones, are common in funerary art in Asia Minor in the fifth
and fourth centuries.84 It is unclear whether the Vergina fresco reflects
an understanding of the hunt’s relevance to the commemorated dead
that is more Greek than Asian.85 Nonetheless, it is likely that the lion
hunt theme and the image of the collective hunt in the Vergina fresco
are recent, post-Alexander Asian borrowings. Whether the hunt fresco
should be understood to be Asian or Macedonian in setting,86 historical
or ideal, the style, the theme and representation of the hunt fresco are
demonstrably affected by Asian art, particularly satrapal art. The work
of art historians, Bartsiokas’ work on the male bones from Tomb II, the
conclusions of Touratsoglou and Themelis about the date of the Derveni
burials, Rotroff ’s findings, as well as the work of Borza and others87 argue
66
Hunting and the Macedonian elite
that Tomb II was constructed after the conquests of Alexander, in the late
fourth century.
If we are primarily interested in Macedonian hunting rather than
art, this conclusion leaves a number of issues unresolved. Although the
representation of lion hunting reappeared because of Asian influence,
real Macedonian lion hunts probably happened in this same period and
certainly Heraclid Argead rulers long favored an image for their coins
that commemorated their supposed ancestor in his role as lion killer.
Should we, then, conclude that the spate of monuments and other objects
connecting the Successors to lion hunting and to the hunts of Alexander
signifies that the Successors were trying to connect to Macedonian
or Persian monarchic tradition or both? Moreover, although hunting
continued to be a part of the royal image and court of hellenistic rulers
and certainly of the Antigonid rulers of Macedonia, what are we to make
of the fact that the lion-hunt theme seems to die away with the generation
of the Successors?88
The primary term of reference for the hunting monuments and allusions
of the Successors is neither Persian nor Macedonian monarchical tradition,
but the career of Alexander and the competitive hunts of his reign. The
Successors based their initial assumption of royal title on individual arete,89
largely leaving to their descendants claims to rule based on descent. The
hunts of the Successors connected them to their glory days as young men
under Alexander’s command and commemorated and in a sense continued
the rivalry with Alexander and the others that had characterized the real
hunts. Lion hunting was a focus not so much because of its associations
with Asian monarchy but because of its association with Alexander’s
success, of which his conquest of Asian monarchy was part.90 Craterus,
a Macedonian traditionalist hostile to Alexander’s Persianizing (Plut. Eum.
6.2), would hardly have commissioned a monument that placed him in
the context of Asian monarchy, but he was interested in commemorating
an event in which he personally had saved the great Alexander from his
most formidable wild enemy. The incident showed his worthiness to play
the role that Alexander had played.91
Once the new dynasties had been placed on a firm footing, hunting
took on a more traditionally Macedonian role in the hellenistic monar-
chies, although it continued also to support claims to personal excellence
and right to rule. Pyrrhus, for instance, gained royal favor at Ptolemy I’s
court by his excellence at both hunting and gymnastics (Plut. Pyrrh. 4.4).
In Egypt, the Ptolemies combined Macedonian tradition with images of
the king as hunter going back to New Kingdom times. Ptolemy II’s great
procession commemorated royal hunting skill by including gilded hunting
67
Elizabeth Carney
spears and twenty-four hundred hunting dogs (Ath. 201b). Ptolemaic rulers
continued to be admired for their skill in hunting (Polyb. 23.3.9).
In Macedonia itself, paralleling general changes in Macedonian
monarchy, continuity with Argead hunting tradition was maintained, but
hunting practice and ideology seems to have become more institutional-
ized.92 The royal cult of Heracles Cynagidas (Heracles the hunter) was
practised throughout the country during the hellenistic period; Philip V
made a dedication to Heracles the Hunter at Pella.93 Tomb IV at Vergina,
possibly an early Antigonid tomb, contained figures probably related to
a group hunt.94 In the Antigonid period the kings maintained royal game
preserves with royal hunters (Polyb. 31.29.3–5), probably on a Persian
model.95 Poets (Anth. Pal. 6.114–16) praised Philip V’s success at hunting
a wild bull, part of which the king dedicated to Heracles, whose hunting
prowess he was said to emulate.96 Antigonid evidence for hunting is focused
on the ruler himself; we hear nothing about his competition or interaction
with the rest of the elite. The Antigonids, compared to the Argeads or
Ptolemies, preferred a narrower public presentation of the monarchy once
they were well established in rule of Macedonia,97 a presentation more
focused on the person of the reigning king.98 Similarly, the Antigonids
demonstrated less interest than earlier rulers in putting the king’s excellence
at the hunt in the context of the elite.
Success in hunting was critical to the Macedonian elite, particularly to
the king. Kings had to demonstrate their hunting arete and, when dynasties
failed, new rulers used hunting skill to assert claims to legitimate rule. The
Argeads and the Successors presented an image of the royal hunter in the
context of sometimes deadly competition with the rest of the elite, just
as the king’s interaction with the elite generally defined the expression of
monarchy and established its limits. The Antigonids, whose power was
more absolute than that of their predecessors yet more defined, generated
an image of the king as hunter that was equally heroic and Heraclid but
more solitary, an image defined not by competition with the Companions
but by emulation of Heracles (e.g. Anth. Pal. 6.114–16) and by the king’s
control of Heracles’ cult as a hunter god.
Postscript
Judith Barringer’s The Hunt in Ancient Greece (Barringer 2002) appeared too late
for citation in this piece. This book does contain some references to the represen-
tation of Macedonian hunts and argues for a close association between hunting
and warfare.
68
Hunting and the Macedonian elite
Abbreviations
ANS American Numismatics Society
FD Fouilles de Delphes
SNG Sylloge nummorum graecorum
Notes
1
Although Alexander I and Archelaus (Herod. 5.22; Solinus 9.16: see Borza
1990, 111–12, 174, n. 32) may have participated in the Olympics and Philip II
certainly did (Plut. Alex. 3.8), Macedonians in general probably did not do so.
Their exclusion from international competition would have muted their interest.
Alexander was contemptuous of such competition, though some of his courtiers
did demonstrate some interest in athletics (Brown 1977, 76–88).
2
Aristotle’s (Pol. 1324b) description of the custom that tied killing an enemy
to adulthood implies that the custom was no longer practised in his day.
3
Borza 1983, 45–55; Booth 1991, 105–20; Hatzopoulos 1994.
4
Briant 1991, 227–36; Lane Fox 1996; Tripodi 1998.
5
Robertson 1982; Stamatiou 1988; Prestianni-Giallombardo 1991; Tripodi
1991; Reilly 1993; Palagia 1998; 2000; Paspalas 2000.
6
See discussion, references and conclusions in Borza 1990, 231–48.
7
Borza 1990, 172.
8
Il. 9.537–46; Od. 19.225–35, 428–58. Anderson 1985, 3–15.
9
Vidal-Naquet 1986, 117.
10
See Cohen 1995, 491–98.
11
The date is uncertain: Price 1974, 18; Tac“eva 1992, 59.
12
For variations in the Rider figure, see Price 1974, 22.
13
Price 1974, 35; Picard 1986, 67–76; Greenwalt 1993, 509–15; Tripodi 1998,
17–18.
14
On the coins of later kings the male figure is always mounted: Tripodi 1998,
18.
15
Tripodi 1998; Borza 1990, 127, especially n. 68, contra Martin 1985, 5–6,
whose argument that these coins functioned primarily as a medium of exchange
is reductive. Tripodi 1998, 1–4 more plausibly sees the king catering to various
agendas and audiences.
16
Price 1974, 10 contrasts workmanship of tribal coins with ‘elegant’ Greek
work of Alexander I; see also Kraay 1976, 143; Tripodi 1998, 16.
17
Raymond 1953, 42; Tac“eva 1992, 58; Greenwalt 1993, 509–10; Tripodi
1998, 17.
18
Goc“eva 1986, 237–43; Picard 1986, 67–76; Schneider 1989; Tac“eva 1992;
Greenwalt 1993, 516–17 and 1997, 121–33.
19
So Raymond 1953, 44–6; Price 1974, 9; Le Rider 1977, 365.
20
So Raymond 1953, 36; Kraay 1976, 148; Hammond 1979, 110, contra
Picard 1986, 74–6.
21
Raymond 1953, 46, followed by Tripodi 1998, 20, 31, 34, argues that the
69
Elizabeth Carney
70
Hunting and the Macedonian elite
33
Examples by Perdiccas III and Cassander: Westermark 1989, 308, 314;
Tripodi 1998, 59.
34
If we read the obverse and reverse together: Kraay 1976, 144–5; Greenwalt
1993, 515–16; 1994, 120–2 contra Hafner 1980; Paspalas 2000, 215, 217 n. 41;
Briant 1991, 238–9 is not certain. Even if the two sides are not read together, the
lion by itself is a reference to lion hunting.
35
See also Xen. Cyn. 11.1.Though no bones have been discovered (Hull 1964,
102), lions were occasionally encountered and probably hunted; so Anderson1985,
80; Lane Fox 1996, 137, contra Stamatiou 1988, 210 n. 2, who does not review
all available evidence.
36
Anderson 1985, 80.
37
Dover 1978, 87–8; Schnapp 1989, 71–88; Ogden 1996, 117 n. 84.
38
See Carney 1983, 260–72.
39
Hammond 1979, 167–8; Carney 1983, 262–3; Tripodi 1998, 44. Greenwalt
1993, 518 connects this assassination attempt (and that of Hermolaus) and the
royal hunt. Hatzopoulos 1994, 96 argues that the motivation resembles that of
Hermolaus and his friends: the king had refused to permit them to accede to
adult life, retaining them in a lower status when they believed they had reached
adulthood.
40
See Tripodi 1998, 40–2; Lefkowitz 1981, 96; Fairweather 1974, 231–75.
41
Arrian’s language (as well as Aelian VH 14.48) may mean that Philip merely
regularized an older custom, contra Hammond 1990, 261–90.
42
Durand and Schnapp 1989, 60–1 connect conquest to battle against
animals.
43
A similar view was taken by other ancient elites: see Stadter 1980, 51.
44
Hull 1964, 103.
45
Athenaeus’ source claimed that Cassander was required to sit long into
adulthood because he had not taken down his boar. Briant 1991, 225 rightly
attributes this anecdote to the propaganda battles of the Successors and observes
that the story also demonstrates the importance of hunting exploits in royal
ideology. Tripodi 1998, 103–4 suggests that the mounted figure in the Vergina
fresco, who seems to be turning from the conclusion of a successful boar hunt to
the aid of another figure hunting a lion, is a prince who has just made this transi-
tion. Throughout the Greek world, hunting was a common, often an initiatory,
activity of young men (Vidal-Naquet 1986, 106–7).
46
Andronicos 1984, 101–16. See Drogou et al. 1996, 4 for a recent reconstruc-
tion in color.
47
e.g. Plato (Leg. 7.823e-4a) prohibits use of nets and night hunting. Vidal-
Naquet 1986, 118 suggests that the distinction really lies between the ‘black hunt’
of youth (with nets, at night) and adult daylight hunting with a spear, whereas
Durand and Schnapp 1989, 61–2 call the running hunt, the ‘hunt of ephebes’.
Both recognize that the standard of no nets and running is more ideal than reality.
Briant 1991, 228–30 concludes that Plato may have been thinking of Greek
hunting custom versus that of both Persians and Macedonians, and of ordinary
hunting compared to that shaped by royal ideology.
71
Elizabeth Carney
48
So Anderson 1985, 80.
49
Evidence (apart from the disputed Rider coins) for mounted Macedonian
hunts does not pre-date Alexander III, but the importance of horses to the elite
has led to the conclusion that the Macedonian court began to hunt on horseback
in early times (so Hammond 1990, 262; Lane Fox 1996, 141), particularly since
Macedonians pursued big game, and horses were necessary for such a pursuit
(Tripodi 1998, 48). Curt. 8.1.18 demonstrates that royal hunts had not always
been mounted.
50
Tripodi 1998, 48–9. The Vergina fresco shows both slender Laconian hounds
(Reilly 1993, 161) and the more mastiff-like Molossian hound (Reilly 1993,
161–2 recognizes a different type, used as a holding rather than tracking dog, but
is apparently unfamiliar with Molossians); on both types see Hull 1964, 29–30;
Toynbee 1973, 103–7.
51
Hull 1964, 105. Whereas dogs were used only for hunting, horses would have
been valued for their use both in hunting and in battle. Bucephalus was never
specifically associated with hunting. On the eponymous animals, see Hamilton
1969, 169–70; Anderson 1930; Fraser 1953.
52
Anderson 1985, 71. Rhomiopoulou 1980, 127 notes that the subject of the
seated young hunter with dog is known from a large group of Ionic reliefs from
Thespiae, Thessaly, and many places in Macedonia, but not Attica. See also Felten
1993, 414–15 pls. 9, 11,12.
53
Greenwalt 1997, 131 warns against trivializing Alexander’s relationship
to Bucephalus and his dogs, connecting the relationship to the role of king as
Rider.
54
Holt 1994, 57 suggests that this massive hunt was not merely recreational,
but for food.
55
See Greenwalt 1993, 518; Carney 1980–1, 223–31.
56
Briant 1994, 306 makes this astute point, citing Ath. 18a.
57
The king could suspend it: e.g. Plut. Mor. 173d; see Briant 1991, 218 and
1994, 302–7. Briant points out that just as Alexander was angered by Hermolaus
and Lysimachus for getting between him and his prey but honored Craterus for
saving him by attacking a threatening lion, so, despite the ‘law’, Megabazes was
beheaded for getting prey the king had marked out (Ctesias FGrH 688 F 40) but
Tiribazus was honored for saving the king when he was attacked by two lions
(Diod. 15.10.3). See further below.
58
Contra Hammond 1979, 156 who simply assumes that the Hermolaus
incident relates to long-established practice.
59
Briant 1991, 218 and 1994, 302–7.
60
Contra Lund 1992, 6–8, I am less certain that the Lysimachus lion tale is
entirely a constructed fiction. See Heckel 1992, 268–71 on the variants of the tale;
he prefers that of Curtius. Although Lysimachus did not fare as well as Craterus,
he did better than Hermolaus; Palagia 2000, 184 suggests that Lysimachus’ greater
status may explain the distinction.
61
Berve 1926, 206 suggested that his portrait may have commemorated this
incident.
72
Hunting and the Macedonian elite
62
Palagia 2000, 168–9. The pyre also had scenes of war. Tripodi 1998, 67 notes
that the royal Tomb II at Vergina had allusions to both military and hunting glory,
but that aristocratic tombs focused exclusively on warfare. Hephaestion’s pyre thus
resembled royal funerary art.
63
Briant 1991, 219–20; Anderson 1985, 63–70. Palagia 2000, 181 sees Asian
royal lion-hunting as a kind of ritual act, one of the duties of the king.
64
Aymard 1951, 43–6.
65
Aymard 1951, 47–9; Briant 1991, 221–7.
66
So Briant 1991, 241–2; see Palagia 2000, 167–206 for extensive discussion.
67
Lund 1992, 160–1, especially nn. 26–7. Lund thinks he made the lion
a ‘personal seal device’ as well as a ‘dynastic symbol’. He named his flag-ship
‘Leontophoros’.
68
Palagia 2000, 184.
69
Stewart 1993, 294; Cohen 1997, 130.
70
Plutarch’s description of the lost monument mentions images of the lion, dogs,
the king fighting the lion and Craterus coming to assist the king. The epigram that
accompanied the monument survives (FD III4 137; Homolle 1897, 598–600;
Paspalas 2000, 211–19). It states, in a passage many have seen as an addition to
the original composition, that Craterus’ same-named son erected the monument,
but that it was originally dedicated by the elder Craterus himself. When the elder
Craterus died, his son was an infant. Paspalas argues (2000, 184–5) that Phila,
Craterus’ widow, supervised the completion of the monument soon after her
husband’s death, making this monument the one that set the trend.
71
Anderson 1985, 79 and Cohen 1995, 491–7 doubt that either mosaic
commemorates a real hunt. Tripodi 1998, 69 and Palagia 2000, 185–6 argue
that the mosaics represent the mores of the elite rather than the monarchy. Palagia
suggests that the house containing the lion-hunting mosaic may have belonged
to the family of Craterus.
72
See Palagia 2000, 200.
73
Palagia 2000, 202.
74
Stewart 1993, 276–7, 427; Palagia 2000, 202–6.
75
Identification of the figures varies: see Andronicos 1984, 114–18; Tripodi
1998, 57–8; Palagia 2000, 192–9.
76
Drogou et al. 1996, 101.
77
It also has scenes showing hunters pursuing a wild boar, a bear, and deer.
Tripodi 1998, 65–8 notes that the fresco contains both comparatively realistic
elements and less realistic ones (e.g. the simultaneous capture of animals of diverse
species).
78
Andronicos 1984, 101–19 understood the hunt fresco as happening in
Macedonia, before Alexander’s conquest whereas Robertson 1982, 246 and Borza
1987, 109–10 see the presence of a lion hunt as a sign that the tomb post-dates
Alexander’s conquest. Tripodi 1998, 92 suggests the fresco was influenced by
Achaemenid models.
79
Robertson 1982, 246 n. 47; Perdrizet 1899, 276.
80
Palagia 2000, 167.
73
Elizabeth Carney
81
Briant 1991, 231–4 thinks that Macedonians could have known of game
parks through Thracian contact and so concludes that the fresco is not decisive
for dating Tomb II.
82
Anderson 1985, 70–1.
83
Tripodi 1991, 159, 178; 1998, 65–8.
84
Tripodi 1991, 163–72; Stamatiou 1988, 209–17; Palagia 2000 177–8.
85
Anderson 1985, 71, 80 observes that the funerary hunting scenes from
western Asia Minor refer to the dead man’s magnificence and continuing triumph
in the world to come, not to the transient nature of human success and thus to
the glory of the heroized dead, as do the Greek examples, and concludes that
the Vergina fresco signifies a heroic, presumably Greek, understanding of the
commemorated dead.
86
See Palagia 2000, 199–200 for arguments on the setting of the fresco.
87
Rotroff 1984; Borza 1987; Themelis and Touratsoglou 1997; Palagia 1998;
2000; Bartisokas 2000.
88
As Palagia 2000, 167 notes.
89
See Gruen 1985.
90
Palagia 2000, 184. Paspalas 2000, 213–16 argues that Alexander’s lion hunts
functioned as a way of expressing Alexander’s domination over Asia and that
Craterus’ monument could have been intended to emphasize his role in Alexan-
der’s conquest as he himself returned to Asia.
91
Palagia 2000, 185.
92
See Carney 2000, 199–201.
93
Edson 1934, 226–9; 1940, 125–36; Hammond 1979, 155–6, especially n. 4;
Tataki 1988, 116, 119, 430; Allamani-Souri 1993, 77–107.
94
Drogou et al. 1996, 45–6; Palagia 2000, 174 n. 9.
95
Roussel 1930, 361–71. Palagia 2000, 177 notes that there is no evidence for
their existence in Macedonia prior to the death of Alexander.
96
Tripodi 1998, 130–40 points out that Samos (author of 6.116) was the king’s
syntrophos.
97
Antigonus Gonatas dedicated a dynastic monument on Delos (see Edson
1934, 217–20), but there is no comparable subsequent example.
98
Carney 2000, 197–202.
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1989 ‘Remarks on the regal Macedonian coinage ca. 413–359 bc’, in G. Le
Rider et al. (eds.) Kraay-Mørkholm Essays, Louvain-la Neuve, 301–15.
Wilcox, B. and Wakowicz, T.
1989 Atlas of Dog Breeds, Neptune, N.J.
Vokotopoulou, J.
1996 Guide to the Archaeological Museum of Thessalonike, Athens.
Yalouris, N.
1982 ‘Painting in the age of Alexander the Great and the Successors’, in
B. Barr-Sharrar and E.N. Borza (eds.) Macedonia and Greece in Late
Classical and Early Hellenistic Times, Studies in the History of Art 10,
Washington, D.C., 263–8.
Yalouris, N. et al.
1980 The Search for Alexander: An exhibition. Boston.
80
5
Waldemar Heckel
There was no love lost amongst the Successors of Alexander the Great. Our
sources depict them as hungry for power, distrustful and undeserving of
trust. Arrian, in his Events after Alexander (1.5), says of Perdikkas that he
was ‘held in suspicion by all and at the same time he himself was suspicious’
(Perdivkka" u{popto" ej" pavnta" h\n kai; aujto;" uJpwvpteuen). And Plutarch
(Eumenes 3.5) comments that Antigonos, when he was called to account,
‘paid no attention to the written instructions of Perdikkas, since he already
had lofty ambitions and was scornful of everyone’ (∆Antivgono" me;n ou\n ouj
prosevsce toi'" grafei's in uJpo; Perdivkkou, metevwro" w]n h[dh kai; perifronw'n
aJpavntwn). These are just two examples from biographical and historical
accounts, which are rife with what we might call ‘the language of distrust’.
Some of this is clearly bias, written after the chaos of the late fourth century
had coalesced into the hellenistic Kingdoms; some of it comes from the
propaganda wars that were fought as vigorously with the pen as those of
Kretopolis and Gabiene were fought with the sarissa and sword. But it
seems clear that distrust, with its concomitant conspiracies and checks
and balances, was an important – if not the most important – feature of the
politics of the Diadochoi. This essay provides an introduction – it does
not claim to be exhaustive – to the origins and the manifestations of this
distrust and its role in the Successors’ failure.
Justin in Book 13 of his epitome of Trogus’ Philippic History gives two
seemingly contradictory pictures of the marshals in Babylon in June 323
and their struggle for power. First, he writes:
But Alexander’s friends were justified in having their eyes set on the throne
since their qualities and the respect they enjoyed were such that one might
have taken each one of them for a king, all of them possessing handsome
features, a fine physique and great powers of body and mind alike – so much
so that a stranger would have supposed that they had been selected not
from one people only but from all the world. For never before that time did
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Waldemar Heckel
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The politics of distrust: Alexander and his Successors
powerful to accept central authority, he made them (as a whole) too weak
– despite their great ambition and talents – to allow any of them to assume
control of affairs in the absence of such central authority. So ingrained
had the politics of distrust become that the Successors themselves created
political structures that employed checks and balances, which because they
were intended to limit the aspirations of the individual served only to
weaken and destabilize the empire.
I
In the autumn of 330 Alexander the Great conducted a cabinet-shuffle,
Macedonian style, by removing from office (and from the land of the living)
his senior general Parmenion, together with that general’s son, Philotas,
and Alexander the Lynkestian, whose career had been suspended for over
three years.4 When it came to replacing Philotas with a new commander
of the Companion Cavalry, arguably the most important of his military
posts, Alexander chose to split the command in two, giving half to the man
who had saved his life at the Granicus, Kleitos the Black, and the other half
to his dearest personal friend, Hephaistion. The appointments balanced
merit and nepotism, just as they placed an outspoken critic of Alexander’s
orientalism and autocratic tendencies in opposition to the king’s most
accomplished ‘yes man’ – some would say his lover. The last point has no
part in this paper – except perhaps to show the range of qualifications for
political and military office in the Macedonian state and army – but the
episode itself is instructive, as Arrian intended it to be. Alexander divided
the command in two:
because he would not have wished one man, not even his dearest friend, to
command so many cavalrymen …
o{ t i ouj d e; fivltaton a] n hj b ouv l eto e{ n a tosouv t wn iJppev w n … ej x hgei' s qai
(3. 27. 4)
It was not the first time that the king had replaced a single powerful indi-
vidual with two lesser men: after the flight of Harpalos to the Megarid in
333, Alexander divided the treasurer’s responsibilities between Koiranos
and Philoxenos.5 The Aegean fleet, when it was reconstituted in 333/2,
balanced Hegelochos, an adherent of the Attalos–Parmenion group, with
Amphoteros, the brother of Krateros, and presumably a loyal supporter of
the king.6 But, to return to the Companion Cavalry, it is worth noting that
after Kleitos’ death in 328, the unit was further divided into several hippar-
chies, of which Hephaistion’s was but one – this one retained some honorific
status although, perhaps significantly, it was separate from the agema or ile
basilike, which was deployed in the king’s immediate vicinity.
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Waldemar Heckel
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The politics of distrust: Alexander and his Successors
85
Waldemar Heckel
were especially favoured by the king, though one was a personal friend
(filalevxandro") and the other a steadfast supporter of the kingly office
(filobasileuv");18 loyalty to the person of the king did not, however, entail
unquestioning support for his policies, most notably Alexander’s orien-
talism. This issue would continue to divide the marshals in the final years of
the conquest and in the early Diadochic period, but the matter of personal
likes and dislikes cannot be put aside. There is no point in itemizing who
disliked whom. It is sufficient to note that there were many who had ‘long
hated Philotas’ (tou;" pavlai misou'nta" aujtovn, Plut. Alex. 49.8; cf. Curt.
6.8.22: vicit bonitatem tuam, rex, inimicorum meorum acerbitas), even more
who quarreled with the odious Hephaistion,19 and after the latter’s death
his place was taken by Perdikkas. One of the few who co-operated well
with Hephaistion, he was predictably unloved by the army in general and
many of the marshals in particular. Justin comments in connection with
the Egyptian campaign (13.8.2):
but what harmed Perdikkas more than the strength of his enemy was the
loathing he incurred by his arrogance; this won the hatred even of his allies,
who deserted in droves to Antipater.
Sed Perdiccae plus odium adrogantiae quam vires hostium nocebat, quam
exosi etiam socii ad Antipatrum gregatim profugiebant.
Leonnatos, Peithon, Seleukos and Aristonous, who supported Perdikkas
in the early stages, may have been more favourably disposed to him, but
it is more likely that they (as opposed to others, like Krateros, Meleagros,
Antigonos, Antipatros) were somewhat more sympathetic to the ‘oriental-
ising’ policy, which they would now have to decide whether to continue or
abandon. In short, for the purposes of this discussion it suffices to say that
much of the enmity amongst the Successors was deep rooted. Their actions
thus reflected how they regarded one another, and to what extent they
supported a more progressive or a conservative approach to the empire.
II
All this set the stage for the disastrous events of 323, where equality in
both competence and authority led to the disintegration of the newly-won
empire. Ironically, the very talent, the military potential and the large pool
of candidates for supreme office made the survival of the empire virtually
impossible; for the Successors deviated from Alexander’s policies in only
one important respect – the appointment of satraps from the very top of
the officer class. But because Alexander had been careful to keep his officers
on a reasonably even footing, the succession struggle was the result of the
collapse of the existing hierarchy, the lack of a clear chain of command.
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The politics of distrust: Alexander and his Successors
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Waldemar Heckel
88
The politics of distrust: Alexander and his Successors
again, all in 18–20.24 What is important is that words that we might expect
to find in this connection are frequent in other authors who describe the
period. In Arrian’s Events after Alexander, we find, in addition to hypopsia
and hypopteuein, epiboule/epiboulein and hyponoia, and there are variations
on this language in Plutarch’s Lives, especially in his Eumenes.
We might add other examples, where the phrasing makes clear that
there were apprehensions concerning the ambitions of others. Again, I list
only a few:
1. Justin 13.5.15 says that Antipater was joyful at the death of Leonnatos,
because he had at one and the same time rid himself of a rival and augmented
his forces. (Antipater…morte Leonnati laetatus est; quippe et aemulum sublatum
et vires eius accessisse sibi gratulabatur.) This finds an interesting parallel in
Arr. Succ. 1.9, where Leonnatos dies fighting while ‘pretending’ to give aid to
Antipatros (ajlla; pivptei kai; Leovnnato" ejpibohqei'n dokw'n ∆Antipavtrw/).
2. Perdikkas suspects Peithon’s designs in the upper satrapies and orders the
men to execute the Greek mercenaries, in order that Peithon might not spare
them and use them against him.
3. Ptolemy forms an alliance with Antipatros because he knows that Perdikkas
will attack him and attempt to wrest Egypt from him. Nevertheless, he also
eliminates the hyparchos, Kleomenes of Naukratis, a known Perdikkas
supporter.
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Waldemar Heckel
This was the very problem Alexander had attempted to address when he
summoned the regent to Babylon and sent Krateros to Macedonia as his
replacement. It is significant that in 321 (or 320: I do not wish to go into
the vexed question of chronology), when Antipatros wedded his daughter
Phila to Krateros, he ‘prepared for his [sc. Krateros’] return to Asia’ (Diod.
18.18.7). Clearly, Krateros’ place was with the king, and the king’s place
was in Asia.27 And it is almost certainly the same thinking that induced
Antipatros to leave both kings (Philip III and Alexander IV) in Asia with
Antigonos, when he himself prepared to return to Europe after the settle-
ment at Triparadeisos. That he was later apprised, by Kassandros, of the
folly of such a move is beside the point. As long as Antipatros felt that the
eastern empire could be administered through officials in Asia, there was
no room in Europe for the kings, or for their guardian, whether that man
was Krateros, Perdikkas or some other of Alexander’s former marshals.
Now all this is well known and I do not wish to restate the terms of the
settlement of 323. What is less obvious, however, is how the terms of Tripa-
radeisos heightened the distrust amongst the marshals and thus paralysed
the empire. Richard Billows, in his influential study of Antigonos,28 presents
a rather positive view of Monophthalmos’ status and of his relations with
Antipatros. Antigonos is seen as Antipatros’ putative successor – his
possession of the ‘Kings’ is regarded as a sign that he would become the
epitropos or guardian in the event of Antipatros’ death. And the strategia
– which he exercised in Asia (i.e., Asia Minor) for the purpose of waging
war on Eumenes – is regarded not as a temporary post but as a permanent
one.29 And, as a final way of confirming the shared rule of the empire by
these two grizzled veterans, the marriage of Phila (Krateros’ widow) to
Antigonos’ son Demetrios appears as a confirmation of Monophthalmos’
power and importance.
In fact, nothing is farther from the truth. Antipatros was indeed reluctant
to bring the kings back to Macedon, where he had ruled unobstructed
for almost fifteen years, but he was careful to limit Antigonos’ power by
establishing in crucial satrapies individuals whom he felt he could trust.
Arrhidaios, a former (temporary) guardian of the kings, was installed in
Hellespontine Phrygia; White Kleitos, who had defected to Antipatros and
Krateros, received Lydia, from which Antigonos’ supporter Menandros
had been ousted;30 and Philoxenos, who appears to have won Antipatros’
favour by making no effort to block his path towards Syria, was reinstated,31
thus driving the former satrap, Philotas, into Antigonos’ arms.32 Together
these three satraps boxed in Monophthalmos in Asia Minor. The kings
themselves received Somatophylakes, four for Philip Arrhidaios and three
for Alexander IV, but only one can be considered a possible adherent of
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The politics of distrust: Alexander and his Successors
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Waldemar Heckel
game. But the foundations had been laid early and the marshals, as they
aspired to greater power, attracted to themselves supporters in the form
of personal hetairoi or philoi, while at the same time seeking to limit the
influence of others. There developed the beginnings of hellenistic personal
kingship, certainly in the years that followed Antipatros’ death in 319. But
in the first years it was a case of no unanimous candidate emerging and
the consequent attempt to maintain a balance through limitations on the
power of individuals. The end product of the politics of distrust was the
disintegration of the empire.
Notes
1
The translation of the Latin, here and elsewhere, is by my friend and collabo-
rator in numerous ventures, John Yardley, who read both the paper presented at
Hay-on-Wye and this revised version. (The Greek translations and paraphrases,
unless otherwise indicated, are my own.) I should like, at this point, to thank the
conference organizers, Daniel Ogden and Anton Powell, for their hospitality and
for agreeing to add my paper to the programme virtually at the last minute.
2
Cf. Plut. Alex. 39.7, where Olympias, in a letter to Alexander, is reported to
have said ‘you make them all the equals of kings (ijsobasileva") and provide them
with a multitude of friends (polufiliva")’.
3
Justin 13.2.12. In Curt. 10.6.15, Ptolemy proposes that the generals should
rule the empire ‘by committee’.
4
For these individuals and events see Heckel 1992, 27–33, 357–8, with
complete references to ancient sources and modern literature.
5
The theory (Badian 1960, 246) that Harpalos fled because Alexander planned
this division of power is a case of the historical fallacy ‘post hoc, propter hoc’.
6
Amphoteros and Hegelochos with the fleet: Curt. 3.1.19; cf. Hauben 1972,
57. Alexander relied upon Amphoteros to arrest Alexander the Lynkestian (Arr.
1.25.9–10); for Hegelochos’ relationship to Attalos see Heckel 1982, and Heckel
1992, 6–12.
7
See Arr. 3.5.2; Curt. 4.8.5; Julien 1914, 22–3; cf. Bosworth 1980, 275–7.
8
Diod. 17.62.4–6; Justin 12.2.16–17 conflates the activities of Memnon and
Zopyrion (on the latter see Curt. 10.1.44–5).
9
Curt. 9.3.21. Badian 2000, 254–5 n. 24 persists in identifying Memnon as
an adherent of the family of the Rhodian Memnon (cf. Badian 1967, 179–80)
and remarks that ‘there is, to my knowledge, no attestation of the name in earlier
or contemporary Macedonian prosopography’. But this is true only if we reject
Memnon the strategos as Macedonian, which we need not do. Hence Tataki 1998,
365, no. 29, plausibly catalogues him as ‘Makedon’.
10
Berve 1926, 254 n. 1 attributes to W. Otto the observation that Alexander may
not have been displeased by Memnon’s actions against Antipatros. Although Berve
is willing to allow the possibility (‘Die Möglichkeit ist zuzugeben’), it is probably
the most logical explanation. Cf. the apparent indifference of Artaxerxes II to the
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The politics of distrust: Alexander and his Successors
quarrels between Tissaphernes and Kyros: w{ste oujde;n h[[cqeto aujtw'n polemouvntwn
(Xen. Anab. 1.1.8).
11
Thus Badian 1960, 329.
12
Discussion in Baumbach 1911; Julien 1914. Kalas (Hellespontine Phrygia):
Arr. 1.17.1; Curt. 3.1.24; Arr. Succ. 1.6; Nearchos (Lykia): Arr. 3.6.6, cf. 1.24.3–6;
also Justin 13.4.15; Antigonos (Phrygia): Arr. 1.29.3; cf. Curtius 4.1.35 (wrongly
‘Lydia’); Balakros (Kilikia): Arr. 2.12.2; cf. Diod. 18.22.1.
13
See my ‘King and “Companions”: Observations on the nature of power in the
reign of Alexander the Great’, in J. Roisman (ed.) Brill’s Companion to Alexander
the Great, forthcoming 2003.
14
Arr. 1.17.7: Asandros was appointed satrap, with Pausanias as phrourarchos,
and Nikias in charge of assessing and collecting taxes.
15
Surrender of citadel by Tiridates: Curt. 5.5.2; Diod. 17.69.1; retains his
command: Curt. 5.6.11.
16
Thus Badian 1961, 25.
17
When this did occur – for example, in the case of Kleitos’ appointment
as satrap of Baktria and Sogdiana – it was vigorously resisted by the appointee
himself. Peithon son of Agenor and Philippos son of Machatas were officers who
received satrapies in India, but they were relatively low on the military ladder.
18
See esp. Plut. Alex. 47.11; cf. Diod. 17.114.1–2.
19
Krateros, Eumenes (Plut. Eum. 2.1–3; Arr. Anab. 7.13.1, 14.9) and
Kallisthenes (Plut. Alex. 55.1) all seem to have had problems with Hephaistion;
and the torturers of Philotas are described as ‘Hephaistion’s party’ (Plut. Alex.
49.12: [oiJ] peri; to;n ÔHfaistivwna).
20
Curt. 3.6.17 says: ‘the Macedonians have a natural tendency to venerate their
royalty … and the extent of their admiration, or their burning affection for this
particular king [sc. Alexander], is difficult to describe.’
21
See Diod. 19.1.1, 69.1, 70.3*, 79.4; 20.68.3* and Arr. Succ. 1.5 and 1.27 for
uJpopteuvw. Passages marked with an asterisk (here and in n. 24 below) deal with
the history of Agathokles of Sicily.
22
Diod. 18.52.8.
23
Diod. 18.7.4, 9.2, 39.7, 42.2, 50.1, 62.7, 64.6. The frequent occurrence
of idiopragein was noted already by Hornblower 1981, 169, who attributes the
general use of what I am calling ‘the language of distrust’ to Hieronymos. It
remains to be determined if the occurrences of other words, like hypopteuein,
hypopsia, hyponoia, in Arrian and Plutarch’s Eumenes, are also attributable directly
to the same primary source.
24
Diod. 18.9.5, 14.2, 23.2, 25.4, 29.4, 49.2, 53.5; 19.17.2; 20.27.3, 106.2
(koinopragia); Diod. 18.41.6, 57.3; 19.4.1*, 6.5*, 58.5, 58.6; 20.28.3, 107.4
(koinopragein).
25
Errington 1970, 49–77.
26
Thus, Perdikkas quickly eliminated Meleagros and appointed Seleukos as
chiliarchos (Diod. 18.3.4; cf. Justin 13.4.17) when he usurped at least a portion of
the prostasia upon the birth of Alexander IV. The second position of the chiliarch
is clear also from Arr. Succ. 1.38; Diod. 18.39.7; 18.48.4 (Kavsandron cilivarcon
93
Waldemar Heckel
kai; deutereuvonta kata; th;n ejxousivan). For a discussion of the chiliarchy see
Heckel 1992, 366–70.
27
Krateros’ prostasia pertained only to Philip Arrhidaios, a technicality that was
exploited by Perdikkas upon the birth of Alexander IV.
28
Billows 1990, 68–74.
29
His strategia in Asia was similar to Peithon’s strategia in the Upper Satrapies:
both men tried to use these temporary offices as spring-boards to greater powers.
For the limitations on Antigonos’ power see Wehrli 1968, 34; Engel 1976, 28.
Diod. 19.14.1 says that Peithon put to death Philotas (Philippos?) of Parthia ‘when
he became strategos of the Upper Satrapies’ (strathgo;" de; tw'n a[nw satrapeiw'n
aJpasw'n genovmeno"), but in fact this is a revival of the strategia that he had been
assigned by Perdikkas in 323. And, it is clear from Diodoros’ account that the other
satraps (in the period after Triparadeisos) did not regard his claims as legitimate.
See also Bengtson 1937, 96–111 (Antigonos); 176–80 (Peithon).
30
For the satrapies of Arrhidaios and White Kleitos see Arr. Succ. 1.37; Diod.
18.39.6; Kleitos was entrusted with the fleet by Perdikkas (Justin 13.6.16) but
defected to Antipatros and Krateros (Arr. Succ. 1.26); Menandros resurfaces in
the army of Antigonos (Plut. Eum. 9.8–11; Diod. 18.59.1–2).
31
Perdikkas instated Philoxenos as Philotas’ replacement (Justin 13.6.16); he
is the only one of Perdikkas’ independent appointees to receive confirmation at
Triparadeisos (Arr. Succ. 1.34; Diod. 18.39.6).
32
Justin 13.6.16; Arr. Succ. 24.2; Diod. 18.62.4–63.5. For his career see Heckel
1992, 328–30; Billows 1990, 423–4.
33
Thus Billows 1990, 427. The Somatophylakes of Philip III were the brothers
of Lysimachos and Peukestas, Autodikos and Amyntas respectively, Alexandros
son of Polyperchon, and Ptolemaios son of Ptolemaios (Arr. Succ. 1.38).
34
Arr. Succ. 1.42.
35
Diod. 18.47.5; cf. Justin 13.5.15: Antipater…morte Leonnati laetatus est.
36
Note that Antigonos’ philoi are little different from the hetairoi of the
Macedonian kings. One of the elements of the personal kingship instituted by
the Diadochoi was thus present long before the fateful proclamation that followed
the Antigonid victory at Salamis in 306.
37
Diod. 18.50.5. The translation is by R. Geer (Loeb); the emphasis is my
own.
Bibliography
Badian, E.
1960a ‘The death of Parmenio’, TAPhA 91, 324–38.
1960b ‘The first flight of Harpalus’, Historia 9, 245–6.
1961 ‘Harpalus’, JHS 91, 16–43.
1967 ‘Agis III’, Hermes 95, 170–92.
2000 ‘Darius III’, HSCPh 100, 241–68.
Baumbach, A.
1911 Kleinasien unter Alexander dem Grossen, Weida.
94
The politics of distrust: Alexander and his Successors
Bengtson, H.
1937 Die Strategie in hellenistischer Zeit, vol. 1, Munich.
Berve, H.
1926 Das Alexanderreich auf prosopographischer Grundlage, vol. 2, Munich.
Billows, R.A.
1990 Antigonos the One-Eyed and the Creation of the Hellenistic State, Berkeley
and Los Angeles.
Bosworth, A.B.
1980 A Historical Commentary on Arrian’s History of Alexander, Books I–III.
Oxford.
Engel, R.
1976 Untersuchungen zum Machtaufstieg des Antigonos I. Monophthalmos,
Kallmünz.
Errington, R.M.
1970 ‘From Babylon to Triparadeisos: 323–320 bc’, JHS 90, 49–77.
Hauben, H.
1972 ‘The Command-Structure in Alexander’s Mediterranean Fleets’, Anc. Soc.
3, 55–65.
Heckel, W.
1982 ‘Who was Hegelochos?’ RhM 125, 78–87.
1992 The Marshals of Alexander’s Empire, London.
Hornblower, J.
1981 Hieronymus of Cardia, Oxford.
Julien, P.
1914 Zur Verwaltung der Satrapien unter Alexander dem Grossen, Weida.
Tataki, Argyro B.
1998 Macedonians Abroad. A contribution to the prosopography of Ancient
Macedonia, Athens.
Wehrli, C.
1968 Antigone et Démétrios, Geneva.
95
6
Andrew Erskine
The late third century was a low point in the history of Aigina. Caught
up in the First Macedonian War, the island was captured by the Romans.
Some of the inhabitants escaped, others were left waiting for the slave
markets. The Aiginetan prisoners approached the Roman commander and
asked that they might be allowed to send ambassadors to kindred cities
(suggenei'" povlei") to raise ransom money. This provoked something of
a culture clash, or at least that is how Polybios represents it. The Roman
commander, P. Sulpicius Galba, seems to have been quite unable to under-
stand either the concept of a ransom or the idea that there were kindred
cities that might be prepared to come up with the money. As far as he was
concerned, the Aiginetans should have approached someone stronger when
they had the chance, and not go sending embassies to relatives now that
they were effectively slaves. Such behaviour was, he felt, simple-minded.1
But in making this proposal, the Aiginetans were following a common
Greek practice. In the many diplomatic exchanges that took place
throughout the hellenistic world an appeal for assistance would often
be reinforced by citing the kinship that existed between the two states.
At the very broadest level Greeks could point to shared Greekness, or to
their membership of one of the main Greek sub-groups, the Dorians, the
Ionians or the Aiolians. There were, however, more kinship-ties on offer
than these. As a consequence of the colonial past there were extensive links
between cities. A city may have been related to another city as colony
to founding-city, that is to say mother-city or metropolis, for instance
Syracuse to Corinth, or Pharos to Paros; or two cities may have shared the
same mother-city, as Lampsakos and Massalia were both foundations of
Phokaia.2 But these links between cities included not only those which we
would consider to be historical; they also included the mythical, based for
example on common heroic ancestors.
97
Andrew Erskine
This mythical kinship has led to scepticism among some scholars: its
use in diplomacy is often considered to be artificial, at best a diplomatic
courtesy. Others, however, take it more seriously, and they give it a role
in the process of persuasion. Certainly myth merged with history in ways
that may make the more pragmatic of modern scholars rather uncomfort-
able. To distinguish mythical from historical kinship may reflect modern
rather than ancient categories. Both forms of kinship could be invoked
in diplomatic initiatives and the language for each appears to have been
identical. Even something apparently straightforward and historical like
a city foundation may not be so simple four or five hundred years later.
Kinship had long played a role in diplomacy; it was not a purely hellen-
istic phenomenon. Classical authors such as Herodotos and Thucydides
make mention of it,3 but it is the epigraphic boom of the hellenistic period
that gives us much of our evidence. It is hard, therefore, to tell whether this
reflects a change in the phenomenon or merely a change in the evidence.
In this chapter I look first at how kinship was used in the diplomatic
process, then consider why it was used, what difference kinship may have
made to the negotiations, and finally I explore the relationship between
such kinship claims and the traditions of the states involved.4
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O Brother, where art thou? Tales of kinship and diplomacy
99
Andrew Erskine
100
O Brother, where art thou? Tales of kinship and diplomacy
101
Andrew Erskine
102
O Brother, where art thou? Tales of kinship and diplomacy
Purpose
So why did embassies do this? Why did they place such stress on kinship,
especially if it depended on a relationship that had to be traced all the way
back to the heroic past? Whether or not the age of heroes was accepted as
historical, it had been a long time ago.
We might imagine that the purpose of claiming kinship was simply
to persuade. Certainly, it is noticeable that in interstate relations kinship
claims and kinship language occur especially when one state is requesting
something of another.30 They would appear to put moral pressure on the
other state to assist by drawing attention to family ties and the obligations
that go with them.31 Nevertheless, it is hard to understand why a complex
genealogical argument should convince. The relationships that are high-
lighted are often rather distant and tenuous. Doubtless there would have
been many occasions when the visiting embassy had even less success than
the Kytinians at Xanthos. Our evidence is primarily epigraphic and may
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Andrew Erskine
give a false impression of the efficacy of such kinship diplomacy; cities did
not celebrate their failures on stone. Literary sources, on the other hand,
suggest that such an appeal was as likely to fail as to succeed.32
It may, however, be a mistake to concentrate solely on the persuasive
capacity of kinship. This might be to view the question too narrowly.
I want to suggest an alternative way of considering it, one which places less
emphasis on the kinship claim as a means of directly gaining an objective
and looks instead at the way in which kinship changes the nature of the
relationship. If a state claimed kinship, it incorporated the other state as
part of the family and thus legitimated the request that was being made.
It may have been more acceptable to seek favours from relatives than from
strangers. To approach strangers for help could be considered as too close
to begging.33 Yet how else could Kytinion in mainland Greece justify an
approach to Lycian Xanthos on the other side of the Aegean? Thus kinship,
real or mythical, sets up a framework in which an appeal is possible.
Here literature can offer some analogies. Chariton’s novel, Chaireas and
Kallirhoë, which is probably of an early imperial date, offers an interesting
use of syngeneia. The wealthy Dionysios has fallen in love with his new slave
girl, Kallirhoë, and wants to know about her past, but Kallirhoë is silent
and only cries when he persists. Finally he says ‘this is the first favour I ask
of you. Tell me your story, Kallirhoë; you will not be talking to a stranger
(allotrios). For there exists a kinship (syngeneia) of character too.’ Dionysios
is here appealing to the legitimating nature of kinship to advance his cause.
His point is not that she has a moral obligation as a relative, or even as
a quasi-relative, to tell him, but rather that his relative status removes an
obstacle to her telling him: he is not a stranger.34 Comparison might also be
made with the world of Homer’s epics. When a stranger comes to a house,
it is not proper to ask him outright his business, one must first offer him
hospitality, and in the process his status is changed from stranger to guest-
friend.35 This is not kinship but it is similar in that it suggests that demands
on others should only be made if they are made within the context of an
appropriate relationship.
Kinship is such a relationship. It is not temporary, lasting only for
the duration of the appeal, but rather it is permanent and reciprocal.
If we return to my much-cited Magnesian inscriptions, we can see that
the acceptance of the kinship claim was as important as the claim itself.
The replies do not merely promise recognition of the festival of Artemis
Leukophryene, they also affirm the existence of the kinship between the
two states. Acceptance of the kinship claim creates a bond between the
two communities that goes beyond the simple acceptance of the appeal.
It provides a basis for future trust and a way of relating to one another for
both communities.
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O Brother, where art thou? Tales of kinship and diplomacy
105
Andrew Erskine
the diplomatic exchange is grounded in the idea that this is part of a long-
term, indeed permanent, relationship.
Each relationship was individual and important, but together they
formed a complex web joining numerous cities scattered throughout the
Mediterranean. Such kinship ties became an expression not only of bonds
between particular cities but an expression of Greek identity as well, yet
one which was flexible and could allow the incorporation of hellenized
communities such as Xanthos.
Kinship diplomacy could be supplemented by other strategies which
would further mitigate and disguise the raw request. When the Teans
approached various Cretan cities about asylia some time in the second
century, they drew attention to the kinship which existed betweeen them-
selves and the Cretans, but they did more than this. One of the ambassadors
they sent was Menekles, son of Dionysios, an accomplished cithara-player,
probably one of the Artists of Dionysos based in Teos. This man allowed the
two parties to share in a relationship in which the appeal was only an element.
In the cities he visited, Menekles performed works by Timotheos of Miletos
and Polyidos of Selymbria, both well-known in the early hellenistic period,
but significantly he also gave renditions of various Cretan poets. Through
his appreciation and knowledge of their literature he showed his respect for
his Cretan hosts, but by performing this material alongside Timotheos and
Polyidos he was going a stage further. His performance became in this way
a celebration of Cretan literature as part of Greek culture. His composition
of some kind of work on gods and heroes born in Crete served to reinforce
this interest in Cretan tradition and may also have drawn attention to the
kinship between the Cretans and the Teans. Menekles’ activities thus helped
to develop a bond between host cities and the Tean representatives, one
which was independent of the purpose of the embassy. The Cretans in turn
acknowledged Menekles’ efforts with honorary decrees and praised him for
performing in a manner that befitted an educated man (wJ" prosh'ken ajndri;
pepaideumevnwi); the stress here is on Greek paideia. The Tean visit to Crete
becomes transformed. It is more than an embassy: on one level Menekles’
performance makes it a social occasion, on another level it is for both
parties a celebration of Greekness, highlighting Crete’s place in the wider
Greek world, a suitable context for international goodwill. Diplomacy,
kinship, and Greek cultural identity merge.43
Tradition
These kinship claims are a sign of the importance and vitality of local
tradition in the hellenistic world. Each city was distinctive and exploited
its own mythical past to form bonds with other communities. Ambassadors
106
O Brother, where art thou? Tales of kinship and diplomacy
drew attention to the manner in which myths were shared and intersected.
They may have elaborated these traditions to suit their audience, but they
appear to have worked within the mythical and genealogical framework of
their community rather than engaged in random invention.44 The Magne-
sians did not pretend to have been founded by Kephalos when approaching
the city of Same in Kephallenia. Instead they looked for a way of linking
Kephalos with their own eponym Magnes.45 The Xanthian inscription is
a compelling witness to the interplay of distinctive local traditions: on the
Lycian side there is the birth of Apollo and Artemis, on the Dorian side
a little of the career of Heraklid Aletes.46 Divergent traditions met in very
real ways in Ithaka. When the Magnesian ambassadors turned up there,
they spoke in the Odysseion, its very name an emphatic statement about
the island’s past: such a setting would have given added resonance to any
allusion to kinship with the famous hero.47 Sometimes, too, cities could
share the same mythical figure. The isopoliteia agreement between Tegea
and Pergamon which was mentioned above would appear to trace the rela-
tionship of the two cities back to the heroic age. For Auge was the common
property of both cities. She was at the same time daughter of the Tegean
king, Aleos, and mother of the Pergamene hero, Telephos. When Pausanias
reports a story that she was buried in Pergamon, he is surely reflecting
a local Pergamene tradition.48 All these claims had force and value because
they were rooted in the accepted mythical past of the cities in question.
There were of course hundreds of Greek cities, and even more competing
local traditions. In this final section I take just one example in order to
suggest something of the way in which cities could use and adapt their
past to suit the needs of the present. I will be considering the use of the
Trojan myth by the people of Zakynthos, an island just off the north-west
coast of the Peloponnese. An important point to note is that, although
kinship is clearly an issue here, this example would not show up if the focus
were purely on instances using obvious kinship terms such as syngeneia or
even oikeiotes. Consequently it helps to highlight how extensive, indeed
pervasive, kinship ties were in interstate relations.
Sometime in the late fourth or early third century a Zakynthian citizen
called Agathon made a dedication at the oracle of Zeus at Dodona in
Epeiros. It was an innocent enough gesture, but not one without political
overtones. Dodona was controlled by the Molossians and the proxenos
of the Molossians and their allies in Zakynthos was Agathon. His family
had performed this role for generations. Consequently, by making
a dedication there Agathon was affirming his relationship with the Molos-
sians. The dedication is a short text, inscribed on bronze. In it Agathon
makes a remarkable claim: he and his family are descended from ‘Trojan
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Andrew Erskine
Kassandra’. Since the Greek is not without ambiguity, Agathon may even
be interpreted as saying that the descendants of Kassandra include not only
his family but also all Zakynthians.49
The dedication not only illuminates the traditions of each community
but also the interaction of such traditions in the diplomacy of the Greek
world. It is Kassandra who represents the common ground between the
parties involved. Through her a web of kinship is created which bonds
Agathon and Zakynthos with the Molossians and Dodona. This Zakynthian
Kassandra connects with the long-standing Trojan traditions of Epeiros.
There are many stories of Trojan survivors turning up in Epeiros.
Andromache, Helenos, and Aeneas all make appearances: Andromache stays
to procreate, Helenos contributes at least one child, founds Bouthroton,
and dies in Epeiros, Aeneas makes some dedications at Dodona and hurries
on. The Molossian kings, professing descent from Andromache and Neop-
tolemos, decorate their family-tree with names that highlight their Trojan
past. It would not be odd to find Andromache, Helenos, or Troas among
the Molossian royalty.50
Agathon and the Zakynthians could have found other ways to justify
and affirm their close relationship with the Molossians, but kinship with
Kassandra offered something special which must have been hard to resist.
Her prophetic powers made her peculiarly appropriate for a dedication at
the oracle of Zeus. More than this, the importance of Helenos among the
Molossians made his sister Kassandra an ideal ancestor to publicize there.
The Zakynthian–Molossian friendship could be understood as a reunion of
twins. This is not to suggest that the Zakynthians or Agathon and his family
invented their relationship with Kassandra for the occasion. It is more
probable that they highlighted and developed one aspect of a multitude
of now lost local traditions.
Nothing is known of the origins of the story of Kassandra and Zakynthos;
this dedication is, as far as I am aware, the only evidence for it. Mythologi-
cally it is not implausible. Kassandra did survive the fall of Troy and she was
brought back to the Peloponnese by Agamemnon. It is true that she was
supposed to have been murdered there, but the array of cults and tombs
associated with her in the Peloponnese suggests that there may have been
a number of less well-known stories about her circulating in the area. The
most celebrated cult and tomb was at Amyklai in Lakonia, not far from an
important sanctuary of Apollo.51 Zakynthos too prided itself on its temple
of Apollo and in the fifth and fourth centuries bc regularly used the head
of the god as an emblem on its coinage.52 As it was Apollo who had given
Kassandra her prophetic powers, the two may have played some, no longer
recoverable, part in the mythology of early Zakynthos.
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O Brother, where art thou? Tales of kinship and diplomacy
This may be all we know about Kassandra and Zakynthos, but there was
more to Zakynthos’ Trojan past than Kassandra. Another story about quite
a different Trojan was recorded some three centuries later by Dionysios of
Halikarnassos. Aeneas, that famous wanderer, stopped at Zakynthos on his
westward journey, where, Dionysios tell us, he was well treated because of
his kinship with the Zakynthians. Dardanos was the key to this relation-
ship. The eponymous founder of Zakynthos was the son of Dardanos
from whom Aeneas and the Trojan royal family were also descended.53
Partly because of this kinship Aeneas and the Trojans built a temple of
Aphrodite on Zakynthos, where they offered sacrifices which were still
being performed in Dionysios’ day.54
Zakynthos is on the coastal route to Italy, so a story about Aeneas might
be considered fairly predictable, but the existence of the earlier Kassandra
story suggests that there is more to it than a convenient stopping-point
for those plotting Aeneas’ route to Italy. Together the stories suggest that
the Zakynthians had a sense of a Trojan past which they could draw on in
different ways at different times. It was a past, moreover, that was already
well-established before the Romans became important in the area.55
The constant factor may have been a belief that Zakynthos was a son of
Dardanos. In their relations with the Molossians and Dodona, Kassandra
could embody that past; in relations with the Romans it was perhaps Aeneas
who fulfilled this role.
The Zakynthians certainly had every reason to send an embassy to the
Romans, and if they did so they may well have said a little about their Trojan
past. Strategically situated between Italy and Greece, the island’s history
in the late third and early second centuries reads like that of Greece in
miniature. After years of independence its capture by Philip V of Macedon
in 217 signalled the growing importance of the West in Greek affairs; it was
seized by the Romans in 211, then recaptured by Philip and handed over
to Amynandros of the Athamanians sometime around 207; then follows
a lull in our evidence until it is plundered by the Romans during the war
with Antiochos, bought by the Achaians, reclaimed by the Romans and in
191 relinquished by the Achaians.56 There must be room for an embassy
to the Romans somewhere here; everyone else was doing it.
This Zakynthian evidence allows us an opportunity to explore the inter-
action between kinship, international relations, and local tradition. And
it is only because the traditions are there and are treated as important that
a claim of kinship can have any significance at all.
In several of the examples that have been discussed above, the targets of
kinship claims are peoples whose Greekness might be open to question,
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Andrew Erskine
Epigraphical abbreviations
Inscr. Magn. Kern, O. Die Inschriften von Magnesia am Maeander, Berlin,
1900.
IC Guarducci, M. Inscriptiones Creticae, 4 vols., Rome, 1935–50.
I.Lamp. Frisch, P. Die Inschriften von Lampsakos, Bonn, 1978.
I.Perg. Fraenkel, M. and Habicht, C., Die Inschriften von Pergamon, 3 vols.,
Berlin, 1890–1969.
Milet Fredrich, C. and Rehm, A., Milet, Berlin, 5 parts published,
1908–28.
SEG Supplementum Epigraphicum Graecum, Leiden and Amsterdam,
1923–
Notes
1
Polyb. 9.42.5–8, though the appeals do not seem to have met with much
success, 11.5.8, 22.8.9–10. For Polybios’ interest in such Greek/Roman culture
clashes, cf. also 20.9–10.
2
Syracuse: Thuc. 6.3.2. Pharos: Diod. 15.13.4; Strabo 7.5.5; Steph. Byz.
s.v. Favro" (Ephoros FGrH 70 F 89); Ps. Scymn. 426–7 (in GGM I, p. 212);
Robert 1935, 494–5. Lampsakos: Charon FGrH 262 F 7; Ephoros FGrH 70 F
46; Pomponius Mela 1.97; Steph. Byz. s.v. Lavmyako"; Magie 1950, 903 n. 118.
Massalia: Thuc. 1.13.6; Isoc. 6.84; Paus. 10.8.6.
3
Hdt. 5.97; Thuc. 1.95.1, 3.86.2–3; Curty 1994; Hornblower 1996, 64–70;
Mitchell 1997, 23–8; Jones 1999, 27–35.
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O Brother, where art thou? Tales of kinship and diplomacy
4
This chapter develops and at times echoes arguments put forward in Erskine
2001.
5
Inscr. Magn. 16–87; Rigsby 1996, 176–279 gives the text of all the responses,
together with commentary. The stones are now to be found in Berlin, not
Turkey.
6
Curty 1995, 108–24 collects and discusses the syngeneia examples. Homo-
geneia appears in only one response (Inscr. Magn. 26). Elwyn 1993, 263 lists 31
responses that include kinship terms.
7
Inscr. Magn. 52.16–19.
8
Inscr. Magn. 35.12–14.
9
Apollod. 1.7.3.4, 1.9.4; the story that it was Kephalos, son of Deïon, who was
the eponym of Kephallenia is also to be found in Etym. Magn. 144.24–6, where
Aristotle’s Politeia of the Ithakans is given as the authority.
10
Inscr. Magn. 61.9–20.
11
Inscr. Magn. 46.8–12 (Epidamnos); for allusion to these services, 35.8, 36.8,
44.13–14, 45.22–3, 46.27–8.
12
Curty 1995, 224–41; Will 1995; Hornblower 1996, 64–7; Giovannini
1997; Jones 1999, 13–14, 31. Lücke 2000, 12–27 plays down syngeneia as ‘blood
kinship’ and instead prefers to emphasize its metaphorical uses. For similarities
between kinship and guest-friendship (or ritualized friendship), Herman 1987,
16–29. On homogeneia, its meaning, and its rarity, Rigsby 1996, 202.
13
So Hornblower 1996, 64–7 in contrast to Will 1995.
14
Inscr. Magn. 35.12–14.
15
Inscr. Magn. 36.1–6; Rigsby 1996, 213–14 notes the relationship between
Deïon and Odysseus but seems to doubt that the ambassadors mentioned it.
16
Inscr. Magn. 33.
17
Cf. Bousquet 1988, 30 n. 25 on interchangeability of oikeiotes and syngeneia.
Contrast Jones 1999, 44, who can see oikeiotes as indicative of a reluctance to
acknowledge kinship.
18
Musti 1963; for the Kos texts, see now Rigsby 1996, 106–53.
19
Many such scholars are quoted by Musti 1963, 238.
20
Curty 1995, and the discussions that it provoked, notably Will 1995, Horn-
blower 1996, 61–80, Giovannini 1997, Jones 1999, Lücke 2000.
21
First mentioned in Robert 1935, 498 n. 1; for subsequent mentions of this
work, later given the title ‘Les origines légendaires de Synnada et les parentés de
peuples’, see Curty 1995, 261 n. 12.
22
Bousquet 1988. Substantial discussions of this text appear in Curty 1995,
183–91, Jones 1999, 61–2, 139–43, Lücke 2000, 30–52.
23
Lines 73–6.
24
Bousquet 1988, lines 14–42; translation is my own but follows Jones 1999,
139–40 on line 25.
25
Bousquet 1988, 30–2, Keen 1998, 194–201.
26
Summary: lines 30–1; donation: lines 49–65; on the meagreness of 500 dr.,
Lücke 2000, 46–7, who notes that a few years later the Xanthians gave an Ilian
orator 400 dr. in gratitude for a good lecture; J. and L. Robert 1983, no. 15B
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Andrew Erskine
112
O Brother, where art thou? Tales of kinship and diplomacy
48
I.Perg. I.156; Auge is not explicitly cited as the link but her mention in l. 24
makes it very likely, Curty no. 41; on the tomb, Paus. 8.4.9; on Telephos and
Pergamon, Hansen 1971, 5–6, 338–48; Scheer 1993, 71–152.
49
Qeov". Tuvca. Zeu' Dwdwvnh" medevwn, tovde soi dw'ron pevmpw paræ ejmou' ∆Agavqwn
∆Ecefuvlou kai; genea; provxenoi Molovsswn kai; summavcwn ejn triavkonta geneai'"
ejk Trwi?a" Kassavndra" genea; Zakuvnqioi; the last two lines are interrupted by the
image of a phallus. Text as printed by Egger in Carapanos 1878, 196–9 (= BCH 1
(1877) 254–8); see also Davreux 1942, 85. For illustration, Dakaris 1964, pl. 4;
date: Franke 1955, 38; Hammond 1967, 534 (soon after 334 bc); Davreux 1942,
85 (first half of 3rd century bc). It is also possible, though less likely, that this is
merely some local dating system and not a claim of descent, cf. Coppola, 1994,
179, but even so the use of Kassandra in such a way would be odd in itself.
50
Full discussion of Epeiros’ Trojan past can be found in Erskine 2001, 122–3,
160–1.
51
Amyklai: Paus. 3.19.6, cf. 2.16.6–7; Apollo: Polyb. 5.19.2. Kassandra in
Lakonia, Erskine 2001, 113–16
52
Head 1911, 429–31.
53
For the relationship of Aeneas and Hector to Dardanos, Hom. Il. 20.215–41;
Paus. 8.24.3 too knows of Zakynthos as the son of Dardanos.
54
DH AR 1.50.3–4; they were also believed to have set up a festival that
included a foot-race to the temple known as the race of Aeneas and Aphrodite.
55
Cf. Vanotti 1995, 156.
56
Polyb. 5.102.10; Livy 26.24.15, 36.31.10–32, 36.42.4–5; Briscoe 1981,
268–9.
57
Jones, 1999, 16, goes too far when he writes ‘One of the major functions of
kinship diplomacy was to mediate between hellenes and barbarians.’ For ways in
which Greeks could use mythology to approach non-Greek peoples, Bickerman
1952.
58
For instance, Perret 1942, 283; Errington 1972, 281 n. 28; Gruen 1992, 49.
Bibliography
Baslez, M.F.
1984 L’étranger dans la Grèce antique, Paris.
Bickerman, E. J.
1952 ‘Origines Gentium’, Classical Philology 47, 65–81.
Bousquet, J.
1988 ‘La stèle des Kyténiens au Létôon de Xanthos’, Rev. Ét. Grec. 101, 12–
53.
Briscoe, J.
1981 A Commentary on Livy Books xxxiv–xxxvii, Oxford.
Carapanos, C.
1878 Dodone et ses ruines, Paris.
Chaniotis, A.
1988a Historie und Historiker in den griechischen Inschriften, Stuttgart.
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1988b ‘Als die Diplomaten noch tanzten und sangen. Zu zwei Dekreten
kretischer Städte in Mylasa’, ZPE 71, 154–6.
Coppola, A.
1994 ‘Memorie troiane e ambascerie romane’, Hesperìa: studi sulla grecità di
occidente 4, 177–86.
Curty, O.
1994 ‘La notion de la parenté entre cités chez Thucydide’, Museum Helveticum
51, 193–7.
1995 Les parentés légendaires entre cités grecques, Geneva.
Dakaris, S.I.
1964 OiJ genealogikoi; mu'qoi tw'n Molossw'n, Athens.
Davreux, J.
1942 La légende de la prophétesse Cassandre d’après les textes et les monuments,
Paris.
Dover, K.J.
1974 Greek Popular Morality in the time of Plato and Aristotle, Oxford.
Elwyn, S.
1993 ‘Interstate kinship and Roman foreign policy’, TAPA 123, 261–86.
Errington, R.M.
1972 The Dawn of Empire: Rome’s rise to world power, Ithaca.
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2001 Troy between Greece and Rome: Local tradition and imperial power,
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1955 Alt-Epirus und das Königtum der Molosser, Kallmünz.
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1995 The Eye of the Beholder: Deformity and disability in the Graeco-Roman
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Giovannini, A.
1997 ‘Les relations de parenté entre cités grecques’, Museum Helveticum 54,
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Gruen, E.S.
1992 Culture and National Identity in Republican Rome, Ithaca.
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1967 Epirus: The geography, the ancient remains, the history and the topography
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1968 Charities and Social Aid in Greece and Rome, London.
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1971 The Attalids of Pergamon, 2nd edn, Ithaca.
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1911 Historia Numorum, 2nd edn, Oxford.
Herman, G.
1987 Ritualised Friendship and the Greek City, Cambridge.
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Hordern, J.
2002 Timotheus of Miletus, The Fragments, Oxford.
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1996 A Commentary on Thucydides, Vol. 2, Books IV–V.24, Oxford.
Jones, C.P.
1999 Kinship Diplomacy in the Ancient World, Cambridge, Mass.
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1998 Dynastic Lycia: A political history of the Lycians and their relations with
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2000 Syngeneia. Epigraphisch-historische Studien zu einem Phänomen der antiken
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1963 ‘Sull’idea di suggeneia in inscrizioni greche’, ASNP 32, 225–39.
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115
7
Alan B. Lloyd
For many years the administration of early Ptolemaic Egypt has been
characterized as a highly centralized organization in which power was
resolutely and systematically confined to the Graeco-Macedonian elite
whilst the indigenous ruling classes were firmly subordinated to their
foreign masters. This concept was undoubtedly to some degree influenced
by nineteenth- and twentieth-century European models and experience of
colonialism but was powerfully reinforced by an undue concentration on
Greek papyri from a very atypical area, i.e. the Fayûm, taking little account
of the demotic evidence and even less of the hieroglyphic material. This has
meant that conditions in Upper Egypt and the Delta have generally been
regarded as replicating the situation in the Fayûm. Manning1 has recently
demonstrated very clearly how a careful reading of demotic material from
Upper Egypt leads to a very different picture. He writes:
The tension between ‘state’ and local authority is a theme which runs through
Egyptian history, and it became an increasingly thorny issue in the hellenistic
period with the political centre even further removed from the Nile Valley in
the new city of Alexandria.2
He summarizes his conclusions on Ptolemaic attempts to resolve, or, at
least, make tractable this tension in the following terms:
… the system of control under the Ptolemies was informal rather than
centralized and regionally variable rather than uniform throughout Egypt.
The Ptolemies adapted in a practical manner to the realities of Egypt.3
In the present paper I propose to look at some examples of the neglected
hieroglyphic material for the early Ptolemaic period all of which, in the
nature of things, refers to members of the Egyptian elite, and some of
which derives from the Delta on which the papyri are largely silent. First,
however, let me define what I mean by ‘the Egyptian elite’.
117
Alan B. Lloyd
118
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
119
Alan B. Lloyd
120
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
Gaza in 312, i.e. after the murder of Arrhidaeus, and states that it included
‘a large number of Egyptians, some carrying ammunition and the other
forms of equipment and others armed and useful for battle’ (19.80.4).
Turner18 took this to mean that they were ‘for the hoplite phalanx’, but, if
a phalanx had been at issue, it would certainly not have been of the hoplite
variety but a Macedonian phalanx which was equipped and functioned in
a very different way. In any case, he makes a very large assumption in this
comment since it is not even clear whether the Egyptian combat troops
were infantry, cavalry, or both. Intriguingly, Diodorus does not mention
their involvement in his elaborate description of the battle itself, despite the
fact that these troops were not simply ‘fetching and carrying’ but equipped
for and capable of combat duties. Whatever their function, we must surely
be confronted with members of the class so often mentioned in our classical
sources, and the Nakhtsopdu fragment powerfully supports the intrinsic
probability that they were commanded, at least at brigade level, by Egyptian
generals, quite possibly ancestors in some cases of the laavrcoi who appear
in later texts.19
If the foregoing reasoning is correct, it suggests that we should refor-
mulate the standard view of Ptolemaic military history which is well
illustrated by a comment of Koenen: ‘Although in the third century the
number of Egyptians in the Ptolemaic army was apparently low, they
became a dominant factor in the second century.’20 The situation must
rather have been that the Egyptian Machimoi were part of the country’s
military establishment, retaining their old status, training regime, organiza-
tion, and command structure, but that they were not employed as part of
the main field army until Raphia in 217 because they were neither trained
nor equipped to fight in Macedonian tactical formations, above all the
phalanx. As long as the Ptolemies were able to get access to good-quality
Graeco-Macedonian infantry there was no incentive for them to train up
the locals whose soldierly qualities were far from negligible, as emerges
from Diodorus’ description of their excellent performance in skirmishing
operations during the fourth century.21 Their non-appearance in the field
action at Gaza will certainly reflect their inability to fight in phalanx, but
the isolated reference of Diodorus does let slip that, even so, they had
their uses, and we must allow for the possibility that the Gaza campaign
was not an isolated case of the recognition of the fact. This analysis, in
turn, places a large question-mark over Goudriaan’s recent attempt to
deny a connection between the Machimoi of the Late Period and those of
the Ptolemies.22 To argue that thesis would involve postulating that this
large group, which must have survived into the post-conquest period, then
ceased to exist, bereft not only of its status but also, and far more seriously,
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Alan B. Lloyd
122
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
The next figure whom I should like to discuss features in two documents
of quite extraordinary interest which, apart from isolated references, have
been largely ignored. The most important of these documents was first
published by Petrie and Griffith at the end of the nineteenth century.23 It
was found in the Ptolemaic rebuild of the temple of Min and Isis at Coptos
in Upper Egypt and consists of a well-cut but damaged hieroglyphic text
inscribed on a basalt slab which formed part of a statue honouring the
person to whom the text refers (see Fig. 1). The contents date it firmly
to the reign of Ptolemy II (285–246) who was responsible for initiating
the reconstruction of this important shrine. The owner’s name has been
problematic. Since the reading is not relevant to the argument I wish to
develop, I shall not discuss the matter in detail, but I am now confident
that the correct rendering is Senenshepsu.24 The text, which, like many
Ptolemaic hieroglyphic inscriptions, is not without its linguistic and
orthographical problems, describes in considerable detail the work which
Senenshepsu conducted on and in the temple and includes much self-
laudatory material which is explicitly designed to gain the good will of the
living and the divine. The passages which are important for our purposes
run as follows:
I did that which her (i.e. Isis’) heart loved in every efficient work in the
sandstone district. I erected statues of the King of Upper and Lower Egypt,
Lord of the Two Lands, Userkaremeryamun, son of Re, Lord of Diadems,
Ptolemy, may he live for ever, together with statues of the king’s wife. The
like of this was not done save for my master in this land, the reward from my
lady Isis being many heb-sed festivals for the Lord of the Two Lands Userkare-
meryamun, son of Re, Lord of Diadems, Ptolemy, may he live for ever.
(Petrie, Koptos, pl. XX, right, col. 1)25
Elsewhere Senenshepsu describes himself as:
Overseer of the royal harîm of the Great King’s Wife of the King of Upper
and Lower Egypt, Lord of the Two Lands, Userkaremeryamun, son of Re,
Lord of Diadems, Ptolemy, may he live for ever, (whose name is) Arsinoe.
(loc. cit., col. 3)
And:
… the hereditary lord and count, chancellor of the King of Lower Egypt, sole
companion, Senenshepsu. (loc. cit., col. 4)
And:
… the official at the head of the Egyptians, the one great in his office, mighty
in his dignity, pre-eminent of place in the palace, the king having elevated him
because of his eloquence … the official who stands on the right hand … one in
123
Alan B. Lloyd
accordance with whom plans were made in the palace … overseer of the great
royal harîm, the head one of His Majesty in accompanying the hereditary
lady, great of favours, mistress of Upper and Lower Egypt, joyful in kindliness,
sweet of love, beautiful of appearances … who fills the palace with her beauty,
the Great King’s Wife, she who satisfies the heart of the King of Upper and
Lower Egypt, Lord of the Two Lands, Userkaremeryamun, son of Re, Lord
of Diadems, Ptolemy, may he live (for ever), (who is called) Arsinoe.
(Petrie, pl. XX, left, ll. 4–11, as completed by Sethe, 63, 6)
The status of this official is of crucial importance. Sethe describes him
as a nomarch,26 i.e. provincial governor, obviously on the basis of the title
sequence iry-pat HAty-a, but it is clear that, although provincial governors
frequently bear this sequence of titles, its presence does not in itself prove
that the person held such an office.27 At this period, and indeed much
earlier, it is a ranking sequence indicating that the individual in question
is of the highest status and prestige in a given area, but it does not in itself
prove that he was its governor. However, he also describes himself as ‘the
protector of the Coptite Nome, the wall around the administrative districts’
(Petrie, op. cit., pl. XX, left 7), and those comments certainly make him
look like a traditional provincial governor. Indeed, that an Egyptian should
hold such a position at this date should cause no surprise since there is
evidence of tenants of this office bearing Egyptian names from the late
260s onwards.28
A further issue is the question of the precise historical context of the
text. Petrie and Griffith argued that Senenshepsu was working within the
context of the exile of Arsinoe I to Coptos29 which is described in a scholion
to the XVIIth Idyll of Theocritus:30
Ptolemy Philadelphus was first married to Arsinoe, daughter of Lysimachus,
by whom he also sired his children Ptolemy, Lysimachus, and Berenice.
Having found this woman conspiring against him, and with her Amyntas
and Chrysippus, the Rhodian doctor, he executed the latter, and her he sent
off to Coptos in the Thebaid, and married his own sister Arsinoe, and he got
her to adopt the children who had been born to him by the earlier Arsinoe.
For Philadelphus herself died without issue.
Griffiths, therefore, regarded Senenshepsu as nothing more than the overseer
of the harîm of an exiled queen in a provincial backwater.31 I believe this
interpretation to be completely unsustainable. The text speaks unequivo-
cally of the setting up of statues of Ptolemy Philadelphus and Arsinoe which
surely could not be statues of the king and an exiled queen at a time when
Arsinoe II was very firmly in the driving seat. It should further be borne
in mind that, although we now have about sixty monuments of various
kinds unequivocally dedicated to Arsinoe II, there is not one which can be
124
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
125
Alan B. Lloyd
126
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
127
Alan B. Lloyd
128
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
129
Alan B. Lloyd
The date of the sculpture has excited fierce debate. Ranke thought that it
should be placed towards the end of the second century on the grounds
that the title ‘great commander of an army’ was equivalent to the Greek
title strathgov", which is only known to have been conferred on Egyptians
in late Ptolemaic times, and the appearance in the text of the title zn nzw
which is claimed to have been identical with the Greek title suggenhv",
which again is only known to have been conferred on Egyptians from
about 120 bc.47 However, both equivalences are highly questionable,48 so
that nothing should be built on them. Bothmer and De Meulenaere, on the
other hand, were convinced on epigraphic grounds that the piece should be
dated to the reign of Ptolemy II.49 Yoyotte subsequently argued for a return
to the later date50 and has been recently supported by Berman.51 It seems to
me that the weight of the arguments is equally balanced, and that, in the
present state of our knowledge of Ptolemaic sculpture, we must concede
that we cannot be sure whether the piece dates to the reign of Philadelphus
or not. The most we can say is that, if it does, we have yet another example
of an Egyptian of very elevated rank holding very high military titles during
the early Ptolemaic period.
Let us conclude by looking at an inscribed statue from the reign of
Ptolemy IV Philopator, i.e the reign which is generally and rightly regarded
as a watershed in the history of relations between Greek and Egyptian in
the kingdom. The piece was found at Tell el-Balamun (Diospolis Inferior)
in the XVIIth Lower Egyptian nome and is now in the collection at Turin
(3062).52 The name of the owner is lost, but a hieroglyphic inscription
appears on the back pillar which contains a series of titles of a figure of some
considerable importance. These include the military titles ‘commander-in-
chief ’ (imy-r mSa wr) and ‘commandant’ (HAwty) supplemented by a string
of civil titles most of which are ranking titles identical with those already
encountered: ‘hereditary lord and count, sole companion, the great one
in the presence of the Egyptians’, though the title ‘scribe who does the
business of the temple of Amun of Balamun’ presumably refers to functions
actually discharged. In addition he held the priestly offices of ‘god’s servant
of Amun-re, Lord of the Sea, god’s servant of Mut, Khonsu (i.e. the Theban
triad), Osiris, and Harsiese, god’s servant of Amun in … ’
The format and conceptual world which these texts present has not
changed one iota from that of the late Pharaonic period. Whatever
the political realities of the situation may have been, the Egyptian elite
continue to locate themselves in the old Egyptian universe and see them-
selves as performing the same functions, working towards the same goals,
and responding to the same imperatives. We have found good reason to
question the standard view that, before Philopator, the Egyptian elite had
130
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
Acknowledgement
I am most grateful to Dr Penny Wilson for reading an earlier draft of this paper
and making a number of valuable suggestions. Any errors, however, are entirely
my responsibility.
Notes
1
Manning 1999.
2
Manning 1999, 84.
3
Manning 1999, 101.
4
Lloyd 2000, 385.
5
Posener 1936, 1 ff.
6
Clère 1951. Sadly we can date this piece no more accurately than the time of
131
Alan B. Lloyd
132
The Egyptian elite in the early Ptolemaic period: some hieroglyphic evidence
133
Alan B. Lloyd
44
For discussion of the art-historical issue see Bothmer et al. 1960, 128–30,
149.
45
Daressy, 1893, 151 ff, 156.
46
Ranking titles are honorific and designed simply to indicate status. As such,
they differ from official titles which bring with them a job description.
47
Ranke 1953, 193–8.
48
The title imr-r mSa wr is an old one and need not have any reference to the
Greek office of strathgov", though I should not want to deny that the Egyptian
could have been used as an equivalent. Indeed, the Egyptians can render the Greek
phonetically into Egyptian (De Meulenaere 1959, 2). The title zn nzw already
occurs in the XXXth Dynasty (De Meulenaere 1959, 22 n. 2). It is possible that
the term was recycled in the Ptolemaic period as the equivalent of suggenhv", but
no Egyptian text provides proof of this, and Mooren (1975 33 ff.) flatly denies
any connection.
49
Von Bothmer 1960, 124.
50
Yoyotte 1989.
51
Berman 1999, 460 ff.
52
Chevereau 1985, 187, Doc. 287.
53
‘The land of Egypt was administered in the manner traditional to the
Pharaohs: the old-style royal offices of nomarch, royal scribe, village scribe or
village officer (komogrammateus or komarch) continued in being; except for the
first on the list, they were predominantly exercised by Egyptians’ (Turner 1984,
145, speaking of the administration under Ptolemy II and III).
Bibliography
Berman, L.M.
1999 Catalogue of Egyptian Art. The Cleveland Museum of Art, New York.
Bothmer, B. v., et al.,
1960 Egyptian Sculpture of the Late Period 700 BC to AD 100, New York.
Bowman, A.K., and Rogan, E. (eds.)
1999 Agriculture in Egypt from Pharaonic to Modern Times, Oxford.
Chevereau, P.-M.
1985 Prosopographie des cadres militaires égyptiens de la Basse Epoque. Carrières
militaires et carrières sacerdotales en Egypte du XI e au II e siècle avant J.C.,
Antony.
Clère, J.J.
1951 ‘Une statuette du fils aîné du roi Nectanabô’, Revue d’égyptologie 6,
135–56.
Cuno, K.M.
1999 ‘Rural Egypt in the 1840s’, in Bowman and Rogan 1999, 301–29.
Daressy, G.
1893 ‘Statues de basse époque du musée de Gizèh’, Recueil des travaux 15,
150–62.
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Montet, P.
1961 Géographie de l’Egypte ancienne II, Paris.
Mooren, L.
1975 The Aulic Titulature in Ptolemaic Egypt: Introduction and prosopography,
Verhandelingen van de Koninklijke Academie voor Wetenschappen,
Letteren en schone Kunsten van België. Klasse der Letteren. Jaargang
XXXVII, 1975, no. 78, Brussels.
1977 La hiérarchie de cour ptolémaïque. Contribution à l’étude des institutions
et des classes dirigeantes à l’époque hellénistique, Studia Hellenistica 23,
Louvain.
Ogden, D.
1999 Polygamy, Prostitutes and Death. The hellenistic dynasties, London.
Peremans, W. and Van’t Dack, E. (eds.)
1953 Prosopographia Ptolemaica, Studia Hellenistica 9, Louvain.
Petrie, W.M. Flinders,
1896 Koptos, London.
Posener, G.
1936 La première domination perse en Egypte. Recueil d’inscriptions hiéroglyph-
iques, Bibliothèque d’étude 11, Cairo.
Quaegebeur, J.
1971 ‘Ptolémée II en adoration devant Arsinoé II divinisée’, Bulletin de l’institut
français d’archéologie orientale 69, 191–217.
1978 ‘Reines ptolémaïques et traditions égyptiennes’ in H. Maehler, and V.M.
Strocka (eds.) Das ptolemäische Ägypten. Akten des internationalen sympo-
sions 27–29 September 1976 in Berlin, Mainz am Rhein, 245–62.
Ranke, H.
1953 ‘The statue of a Ptolemaic STRATHGOS of the Mendesian Nome in the
Cleveland Museum of Art’, Journal of the American Oriental Society 73,
193–8.
Sethe, K.
1904 Hieroglyphische Urkunden der griechisch-römischen Zeit. I. Historisch-
biographische Urkunden aus den Zeiten der makedonischen Könige und der
beiden ersten Ptolemäer, Urkunden II, 1, Leipzig.
Turner, E.
1984 ‘Ptolemaic Egypt’, in F.W. Walbank, A.E. Astin, M.W. Frederiksen,
and R.M. Ogilvie (eds.) CAH vii2.1, The Hellenistic World, Cambridge,
118–74.
Wendel, C.
1914 Scholia in Theocritum vetera, Leipzig.
Yoyotte, J.
1989 ‘Le nom égyptien du “ministre de l’économie” – de Saïs à Méroé –’,
Comptes rendus de l’Académie des inscriptions et belles-lettres (January–
February 1989), 73–88.
Zecchi, M.
1996 A Study of the Egyptian God Osiris Hemag, Archeologia e storia della civiltà
egiziana e dela vicino oriente antico. Materiali e studi – 1, Imola (Bo).
136
8
Dorothy J. Thompson
When Alexander of Macedon took Egypt from the Persians in 332 bc his
conquest marked the start of a strong and long-lasting Greek presence in
Egypt. But Egypt was not alone. Elsewhere in the former Persian Empire
those Macedonians and Greeks who accompanied or followed Alexander
settled and made their new homes. In considering Egypt, I am really
involved in a case study, since Egypt is one of the few areas where we can
begin to trace Greek impact on and reaction to the existing culture and
society of this new hellenistic world. The context, then, for this study
of the family is a broad one. The study itself is one in detail, involving
a demographic investigation of tax material from the third century bc.
In her study of Families in Classical and Hellenistic Greece, Sarah Pomeroy
based her careful picture of the hellenistic family in Egypt primarily on the
texts of one particular tax-man’s dossier and, in doing this, she acknowl-
edged the possibility that the publication of further evidence might change
the picture.1 In what follows, some of what I argue runs counter to her
conclusions on the nature of Greek family structure among the settler
families of Ptolemaic Egypt in the third century bc. Nevertheless, the
pioneering importance of her work in this area should be acknowledged.2 In
bringing some new material into the discussion, I am also here concerned
as much with the Egyptians as with the early Greek settlers in Egypt. In
the main, however, it is documents which have already been published
– in the two main languages of Ptolemaic Egypt, in Greek and in demotic
– that I exploit to investigate family size and structure, and possible ethnic
difference between the two main groups of the population – the Egyptians
and Greeks – in the first hundred years of Ptolemaic rule that followed
Alexander’s death in 323 bc.
First, the material which lies at the base of this study. The documents
used here will shortly be published (or republished) as part of larger project,
as the first part (P.Count) of W. Clarysse and D.J. Thompson, Counting the
People. P.Count consists of a group of texts produced in connection with
the Ptolemaic census and the collection of the salt-tax, the main personal
137
Dorothy J. Thompson
tax which was levied on the basis of this census.3 These texts have all
been preserved as mummy casing, as papyri, that is, mixed with lime and
recycled as a form of papier mâché used to provide covering for a mummy,
as head-pieces, pectorals, and even shoes.
There are two main forms of register. First, there are household listings in
which individual households form the organizing principle and, secondly,
there are occupational registers in which household information has been
subordinated to occupational categories.4 In this form, our registers are
those of adult taxpayers, with names, relationships and family totals
recorded; in just one exceptional case the ages of some of the taxpayers
are also provided.5 That information was standard in the Roman period
but earlier, as the system was developing, age indications are rarely found.
What, then, Clarysse and I can do with our material is far less than Bagnall
and Frier did with the Roman census material in their important demo-
graphic study on Roman Egypt.6 It is only through use of the comparative
material from the Roman period that we can posit hypotheses on the age
structure of the population, on the age gap in married couples, and on the
fertility and life expectancy of different groups in the population. Neverthe-
less, by turning the names of our taxpayers into numbers and by classifying
those registers where household totals survive, we can begin to build up
a picture of family and household structure from what at first sight might
seem quite unpromising material.
And whereas Bagnall and Frier had somewhat under 300 census declara-
tions from a period of 250 years that formed the basis of their study, our
database of Ptolemaic tax-households numbers 427, all from a few decades
within one period – from the third century bc. Besides being limited in time,
this material is further limited in its geographical scope. Given the damper
climate of the coast, no papyri have survived from Alexandria or from the
Delta, except in carbonized form. All our texts come from mummy-casing
from Middle Egypt, from just two administrative areas – from the Fayum,
known as the Arsinoite nome, and from the Oxyrhynchite nome; we lack
comparable registers from the south. Our texts, as already mentioned, are in
both Greek and demotic, and the collocation of these two bodies of material
is an essential part of the enterprise. Within the database, when details are
known, we tag our families as Greek or Egyptian.
Here we meet our first problem – the problem of the identification of
‘Greeks’ and ‘Egyptians’. This has nothing to do with the language of the
text but is essentially the question of how far the nationality of names
can be seen as an indication of the nationality of those that carried them.
Earlier, it was generally accepted that in the first century of Ptolemaic
rule, such an identification was possible.7 Recent work, however, has
138
Families in early Ptolemaic Egypt
139
Dorothy J. Thompson
compiled for fiscal ends can ever be secure – to an average family size
including children is far less certain. Without sure knowledge of the age-
range of the tax-paying population covered in our registers, any multiplier
adopted for this calculation involves an element of guess-work. If we adopt
the multiplier of 2.909 derived from the Roman material and apply it to the
figure of tax-paying males, we get the following results: 4.2 for an average
family size, 4.0 for Egyptians and 4.4 for Greeks (see Table 1).10
Although only approximate, these figures are probably within the right
range. From the Roman census material, where children are recorded,
Bagnall and Frier reckoned an average of 4.3 for ‘principal resident families’.
The most striking feature of these figures is the somewhat larger size of
Greek families. This is a feature that we shall find recurs elsewhere in our
material.
Greeks then – or those families where the name of the household
head was Greek – lived in larger than average families as can be clearly
seen in Table 2 together with Fig. 1, where family totals in the database
as a whole (black) are followed by those for Greek (white) and Egyptian
(grey) families, divided according to the ethnic affinity of the name of the
household head. Adults only are recorded here.
140
Families in early Ptolemaic Egypt
50
45 All Greeks Egyptians
40 Percentages are given on
the vertical axis for
35 families of different sizes
30 (see Table 2 above)
25
20
15
10
5
0
1-adult families
2-adult families
3-adult families
4-adult families
5-adult families
6-adult families
7-adult families
8-adult families
9-adult families
12-adult families
Fig. 1. Family size in the third century bc (adults only).
Fig. 1 clearly shows two things: first that 2 adult-households were by far the
most common form of family unit, and secondly that, whilst at the upper
end of the scale no Egyptian family home contained more than 8 adults,
Greek families listed in our tax-data might number up to 12 adults.
When non-kin family members are added to our data, then the contrast
between Greeks and Egyptians becomes even stronger. Table 3 records the
average size of a household, including children (reckoned once again on
the basis of adult males x 2.909):
For families, there was an average of 2.75 adults to a unit; for households,
the average stood at 2.97, with 2.7 for Egyptian households and 3.3 for
Greek. When calculated to include children, the average size is 4.5, for
Egyptians the number remains the same as for families (4.0) but the size
for an average Greek household stands at 5.0.
141
Dorothy J. Thompson
The difference between these two sets of figures – for families and
households – is accounted for by the non-kin dependents that are listed
in many of the larger Greek households: the wet-nurses, household or
workshop slaves, and a variety of other pastoral and agricultural depend-
ents, who have the effect of making the larger families into even larger
households, as illustrated in Table 4 with Fig. 2 below:
From the evidence of all 427 households, it is clear that two adults still
formed the most common unit, representing also the unit of habitation for
the largest group in the population. At the upper end of the scale, however,
the size of household units is noticeably larger than found for families
only. And when these household figures are broken down according to the
ethnic affinity of the household head, a more varied picture emerges. The
larger households of the Greeks are striking. They illustrate well the settler
position within third-century society, a position of predominance that was
reinforced by the number of household slaves and other dependent staff
who are documented for these households. With one household of 22 (it
is unknown how many of these were actual family members), one each of
13, 14 and 15 adults, and two of 11 and 9, the larger Greek households
stand out in contrast to those of Egyptians, where the largest households are
those of 8 adults. Slaveholding is found to be primarily a Greek phenom-
enon, as too is the occurrence of other resident household staff: cowherds,
shepherds, goatherds and agricultural workers.
142
Families in early Ptolemaic Egypt
50
All Greeks Egyptians
45
Percentages are given on
40 the vertical axis for
households of different sizes
35 (see Table 4 above)
30
25
20
15
10
0
1-adult households
2-adult households
3-adult households
4-adult households
5-adult households
6-adult households
7-adult households
8-adult households
9-adult households
11-adult households
13-adult households
14-adult households
15-adult households
22-adult households
143
Dorothy J. Thompson
appear coterminous with origin and ethnicity. These cavalry cleruchs were
probably immigrant Greeks and, in the case of the Oxyrhynchite settlers of
two of our texts, more specifically Greeks from Cyrene.11 Their domination
in terms of both land and household size is a feature of Ptolemaic Egypt in
this period, at least in this part of Egypt.
In the meantime, the Egyptian inhabitants of the country lived in far
smaller households. Simple households of two adult taxpayers formed the
most common unit, and many of these were of conjugal pairs. And in the
smaller units of those with Egyptian names the reality of everyday life for
the native population in the new society of Ptolemaic Egypt can be found
reflected. How far life had changed from under the Persian overlords
cannot be known. Nevertheless, it is clear that the smaller households of
the Egyptian villagers form a notable measure of their lesser economic status
in rural society. Their smaller plots of land belonged to the crown and, in
contrast to the cleruchic land of the settlers, there were rents to pay on them.
Their households were smaller; they lacked the family backup and the slaves
that form a more regular feature of the larger homes of the settlers.
So far we have been considering simply the size of the different units
within the population but our data allow us to go somewhat further. And
if Ptolemaic Egypt is to be added to the demographic discussion of family
history, then some analysis must be made of the types of families found.
Was it primarily the nuclear family that is documented or perhaps the
more extended and multiple families that have been seen as typical of pre-
modern Mediterranean forms of domestic organization? The categorization
of family types, the so-called ‘Cambridge typology’ developed by Peter
Laslett and his colleagues for work on the family history in Europe, is the
framework adopted by Bagnall and Frier in their study of census returns
from Roman Egypt. Since this is by far the closest material for comparison
with our data, it seems right to employ the same categorization here.
The central categories of this typology, in the simplified form used by
Bagnall and Frier, are as follows:12
1. Solitary persons; those who live alone, whatever their marital status.
2. Multiple persons with no conjugal family present (mainly co-resident siblings).
3. Simple family households; conjugal families in their various phases (from a married couple
without children, through to a formerly married parent with unmarried children).
4. Conjugal families extended through the presence of co-resident kin; groups of co-resident
siblings with only one brother married.
5. Multiple families, usually linked by kinship. This includes both households in which
children remain after they marry and frérèches consisting of co-resident siblings, more than
one of whom is married.
6. Incompletely classifiable households.
144
Families in early Ptolemaic Egypt
70
All Greeks Egyptians
60 Percentages are given on the vertical axis for
different family types (see Table 6 above)
50
40
30
20
10
0
Type 1
Type 2
Type 3
Type 4
Type 5
Type 6
Types 1+3
145
Dorothy J. Thompson
50
45 All Percentages are given on the vertical
40 Greeks axis for adults in various types of family
35 Egyptians (see Table 7 above)
30
25
20
15
10
5
0
Type 1
Type 2
Type 3
Type 4
Type 5
Type 6
Types 1+3
146
Families in early Ptolemaic Egypt
40
Fam. male The vertical axis
35 records percent-
Fam. females
30 ages for the gender
Hhold males
breakdown of
25 Hhold females males and females
20 in Greek families
and households
15 according to
10 the Cambridge
typology (see
5
Tables 8 and 5).
0
Type 1
Type 2
Type 3
Type 4
Type 5
Type 6
147
Dorothy J. Thompson
45 The vertical
40 Fam. male
axis records
Fam. females
35 percentages
Hhold males
30 for the gender
Hhold females breakdown
25
of males and
20
females in
15 Egyptian
10 families and
5 households
0 according to
the Cambridge
Type 1
Type 2
Type 3
Type 4
Type 5
Type 6
typology (see
Tables 9 and 5).
148
Families in early Ptolemaic Egypt
Egyptian conjugal families. This is not, however, the case. In this particular
family type among the Egyptians, as just noted, females outnumbered the
males. Besides the daughters still living at home, five two-female menages
are in part responsible for this feature; at least four of these were of a mother
and adult daughter. Further, two cases of bigamy added to the number
of women in Egyptian conjugal families of type 3; both wives were listed
within the same household.
For Greeks, overall, two features stand out. First, as just noted for conjugal
families, there is the overall feature of the lower number of females (see
Table 8). Whereas in family types 1, 2, and 6 women slightly outnumber
men, in types 3, 4 and 5 the family sex ratio is noticeably elevated, with
men outnumbering the women. Sex ratios are always expressed in relation
to 100 women. A sex ratio of 105 means that there are 105 men to 100
women, a low ratio of 88 involves far fewer men, with just 88 or them to
every 100 women. In conjugal families, then, in extended and multiple
families (types 3, 4 and 5) among the Greeks, the sex ratio stood at 132.8,
137.1 and 141.5, with an average for these three groups of 136.4. Fuller
details for this phenomenon is provided in Table 10 below:
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Dorothy J. Thompson
one daughter, becomes clear only when placed in the context of the wider
set of data just presented. For it is only when we can quantify our data that
we can begin to think in terms of the typical ‘Greek’ or ‘Egyptian’ family.
How representative is the material of our database? A glance at what we
know of contemporary sex ratios can perhaps be used to support the wider
applicability of our material, at least for the mid-third century bc. Sex
ratios are one of the most important, yet elusive, demographic factors that
affect the changing structure of a population and its different household
patterns. These ratios, in turn, are themselves the product of demographic
factors – the sex ratio at birth, age at marriage, fertility levels, or differential
mortality rates. All of these, of course, are influenced both by local and
more general factors, but this is particularly the case for rates of mortality.
In more recent Egypt, for instance, bilharzia has been a major underlying
cause of disease and death with a greater risk to males, who work in the
fields, than to females, whose contact with Nile water is less frequent; this
seems likely to have been an ancient problem too.16 Males too bear the
brunt of warfare, though in Egypt of the third century bc this particular
hazard was one more likely to affect the minority Greek population than
Egyptians. For women, in contrast, the dangers of childbirth and of disease
that attacks the undernourished have always been serious problems. Above
all, however, a differential sex ratio results from different cultural and social
attitudes within a given society. If the most extreme example is that of
contemporary China, where a one-child policy combined with a preference
for sons has seriously affected the natural ratio, imbalances in the sex ratio
are to be found in a wide range of societies in all historical periods. This is
equally the case in our material.
Table 11 presents the sex ratios surviving in our material. In this table,
figures in italics are (reasonably safely) supplied and the final column to the
right gives what is a rough guide to the major component of the population
concerned: E(gyptian), G(reek) or M(ixed).
150
Families in early Ptolemaic Egypt
District B for Year 19: P.Count 2.471; 3.6–9 860 829 103.7 M
District C for Year 18: P.Count 3.139–143 740 838 88.3 M
District C for Year 19: P.Count 2.472; 3.144–147 727 852 85.3 M
District D for Year 19: P.Count 2.473 1,266 1,399 90.5 M
District E for Year 19: P.Count 2.474 1,218 1,351 90.2 M
‘Hellenes’ within this tax-area: P.Count 2.484 862 894 96.4 G
Village families: P.Count 2.1–145 37 34 108.8 E
Cavalry + veteran families: P.Count 2.278–434 53 30 176.7 G
Cavalry + veteran households: P.Count 2.278–434 69 48 143.8 G
Themistos meris: P.Count 11.28–31 (243–210 bc) 8,795 8,253 106.5 M
District A: P.Count 11.28–31 789 793 99.5 M
District B: P.Count 11.28–31 782 713 109.7 M
District C: P.Count 11.28–31 1,288 1,183 108.9 M
District D: P.Count 11.28–31 1,514 1,644 92.1 M
District E: P.Count 11.28–31 926 840 110.2 M
District F: P.Count 11.28–31 917 752 121.9 M
District G: P.Count 11.28–31 628 573 109.6 M
District H: P.Count 11.28–31 574 513 111.9 M
District I: P.Count 11.28–31 1,377 1,242 110.9 M
Herakleides meris: P.Count 12.135–138 (243–210 bc) 5,352 5,067 105.6 M
Polemon meris: P.Count 8.1–3 (243–210), tax-district 806 954 84.5 M
Herakleopolite tax-area: P.Count 45.3–5 (243–210 bc) 5,645 5,480 103.0 M
Database adults: family figures without dependents 618 551 112.2 M
Database adults: household figures with dependents 651 594 109.6 M
Egyptian families 354 340 104.1 E
Egyptian households 355 345 102.9 E
Greek families 248 196 126.5 G
Greek households 280 234 119.7 G
Greek epigonoi, Oxyrhynchite: P.Count 47 (230 bc) 151 223 67.7 G
Lykopolite villagers: P.Count 53 (second century) 181 178 101.7 E
The ratios of our database can be found towards the foot of the column.
For families overall the ratio is 112 (110 for households). These are then
broken down, where names are known, into Egyptians and Greeks. It is
the figure of 126.5 males to 100 females for Greek family adults which is
where we started this investigation.
Two features of these different ratios may be noted. First, not surprisingly,
it is clear that the smaller the sample, the more variation there is likely to be
in the sex ratio. A larger population, such as that for the Arsinoite nome, at
the very head of the list, is in practice made up of many different families
and mixed communities that individually exhibit a wide range of different
ratios. This can be seen most clearly in the make-up of the civilian tax-areas
recorded in P.Count 2–3 and P.Count 11, where apparently wild fluctuations
between the different constituent districts may be charted. How are these
differences to be explained? Either the quality of our records is responsible
or real differences in the gender distribution are to be found in different
sections of the population. Figures, however, for tax-areas and districts are
151
Dorothy J. Thompson
still relatively large, and it is at a lower level that the greatest anomalies
appear. So, among the community of the Greek epigonoi in P.Count 47,
the high number of females, which has kept skewing our ‘solitaries’ figures,
results in an exceptional adult ratio of just 68 males to 100 females; the total
number here, however, is small (374) and the list is not complete. Fluctua-
tions like this are interesting, but hardly of broader relevance.
Among Greek army families, the picture is different and distinctive.
Indeed, the second feature of this material is the higher ratio found in all
our data (with the familiar exception of P.Count 47) for the Greek sector
of the community – for those households, that is, where the name of the
household head is Greek. This appears most clearly in the army figures
for the Arsinoite nome given at the head of the table (the fourth item
down), where an overall army ratio of 116 is made up of a comparatively
higher ratio of 132 for the serving cavalry, the misthophoroi hippeis, and of
a somewhat lower ratio of 110 for the larger group, most probably that of
the cleruchs. A similar ratio, as already noted, is found for the Greeks in
our database (126.5), including both Arsinoite and Oxyrhynchite army
families. The contrast with Egyptians in the database is striking; among
Egyptian family members the sex ratio is 104.
What are we to make of this? An explanation for the marked difference
in ratio between the two main groups of Egyptians and Greeks might be
made in terms of differential social practices, in terms of either conceal-
ment of females by their families in registration or neglect of females by
the recorders. The latter is less likely at this period than later under the
Romans, when women were no longer liable to tax. Under the Ptolemies,
when women were liable for the salt-tax in the same way as men, it was in
the interests of both the wider administration and the tax-collectors that
women too were recorded. The concealment of females in registration is,
further, inherently unlikely, since girls were more likely to be at home than
were their brothers when officials came round.
A further explanation for the difference between Greeks and Egyptians
may lie in their different attitudes to the birth of daughters. Despite
Pomeroy’s claims that it is first in Roman Egypt that good evidence is
found for the exposure of children, what we find in this early Ptolemaic
material points the other way.17 Classical writers were struck by the fact
that the natural wealth of Egypt supported its population. ‘And [sc. among
the Egyptians] of necessity they raise all the children born to them in order
to increase the population … ’ is how Diodorus Siculus reported on the
practices of Egypt, where a large population was considered the key to
wealth and prosperity for both cities and countryside.18 And Strabo, who
visited Egypt under the early empire, commented that ‘one of the customs
152
Families in early Ptolemaic Egypt
most zealously observed among the Egyptians is this, that they rear every
child that is born … ’.19 In Strabo’s observation, we should perhaps read an
implicit contrast with practices elsewhere.
The higher sex ratios for Greeks that are clear in our tax-material, when
compared with those for Egyptians, might seem to provide supporting
evidence for the practice of selective infanticide (for femicide, that is) or
– more probably – for exposure within this sector of the community. That
this was standard practice is suggested by a first-century bc temple ruling,
from the Greek city of Ptolemais in southern Egypt, which specifies a purifi-
cation period of fourteen days for the partner of a woman exposing a child.20
Pomeroy attempts to discount this particular piece of evidence,21 but in
my view it forms part of what is now a wider picture of the possible fate of
daughters among the settler population of Ptolemaic Egypt. Of course, not
all girls were exposed – Leptines did have one daughter Baia and this was
not an uncommon case. Indeed, first daughters, especially if also first child,
were more likely to have been reared, insofar as rearing was possible in such
a society with high perinatal mortality for both mother and child.
If the imbalance between the two sexes that we have found within the
Greek sector of the population is to be explained in terms of selective
infanticide or exposure, we are left with the problem of the excess of
males, not all of whom can have found Greek wives. Where would they
find their future wives? Here again the evidence of our database can come
into play. Here we find that, as always in such an immigrant situation,
some intermarriage with native women by settlers was practised from the
start. And, insofar as names can be used to signal ethnic background, the
evidence is very telling. Out of the 85 household heads with Greek names
in our database who are both male and married, 75 have wives whose
names survive; of these, 68 wives (91%) were also Greek while just seven
(9%) had names that were Egyptian. Some intermarriage of Greeks with
the native population is clear. On the Egyptian side, however, much was
unchanged. Not a single household head in our database whose name is
Egyptian appears with a Greek-named wife. It is clear that poaching across
the ethnic divide was a one-way matter. Within the traditional occupa-
tional groups of Egypt, to judge from the names, endogamy continued
to be practised. And the recurrence of family names suggests that among
Egyptians close-kin marriage was also quite common. And although there
is no evidence in our tax-registers for brother-sister marriage, there is, as
already mentioned, some for Egyptian polygamy.
To sum up. What I hope that I have shown in this chapter is that from
Egypt the survival of papyrus tax-registers enables us, to some degree, to
examine demographic questions which cannot be answered elsewhere in
153
Dorothy J. Thompson
the ancient world. In the case of the first century of Ptolemaic rule, when
the new Greek settlers, together with their new Macedonian pharaoh, made
their home in this ‘antique land’, they brought with them family practices
and ways transposed into an older traditional society. How far the differ-
ences that we have been looking at here – different sizes of household,
different patterns of family living and different treatment of females – are
a feature just of the different social and, more particularly, the different
economic standing of the settlers and how far they are due to different
cultural practices, or whether, indeed, these different strands can ever be
divided, are questions that remain.
Notes
1
Pomeroy 1997, 229 n. 134.
2
See further, Pomeroy 1993, 1994, 1996.
3
Clarysse and Thompson 1995, on the salt-tax.
4
For examples, see Thompson 1997, 249–51.
5
P.Count 9 (after 251/0 bc).
6
Bagnall and Frier 1994; cf. Bagnall, Frier and Rutherford 1997.
7
e.g. Peremans 1980/81.
8
Clarysse 1992, 55.
9
See Thompson 1997, 247–8; 2001a, 310–11, for tax-Hellenes.
10
Given the fragmentary nature of some of the texts, the total for families is
lower than that for households, and in one case (not included) the gender divide
is unknown.
11
P.Count 46 and 47 (230 bc).
12
See Bagnall and Frier 1994, 59.
13
P.Count 47 (230 bc).
14
Discrepancies in these tables between the total figures and those for males and
females are the result of illegible or incomplete data.
15
P.Lille I.27 = W.Chrest. 199 = Scholl, Corpus 87 (254–231 bc). Arsinoite; on
this text, see further Thompson 2001b.
16
Omran 1973, 18, on contemporary Egypt; Contis and David 1996, 253–5,
on the ancient evidence.
17
Pomeroy 1997, 226, discounting SEG 42.1131 (n. 20 below); but cf. 225,
noting the lack of unmarried daughters in Greek tax-registers.
18
Diodorus Siculus 1.80.3; cf. Polybius 36.17.7–8, control of family-size as
a symptom of decline.
19
Strabo 17.2.5 (C824).
20
SEG 42.1131 with Bingen 1993, 226–7, from Ptolemais (first century bc);
Rowlandson 1998, 65, no. 40, for translation.
21
Pomeroy 1997, 226; but cf. eadem 1993, on the Delphinion inscriptions from
near-contemporary Miletos which, she argues, show a similar picture of infanticide
to that presented here among an immigrant group of new citizens.
154
Families in early Ptolemaic Egypt
Bibliography
Bagnall, R.S., and Frier, B.W.
1994 The Demography of Roman Egypt, Cambridge.
Bagnall, R.S., Frier, B.W. and Rutherford, I.C.
1997 The census register P. Oxy. 984: the reverse of Pindar’s Paeans, Papyrologica
Bruxellensia 29, Bruxelles.
Bingen, J.
1993 ‘La lex sacra SB I 3451 = LSCG. Suppl. 119 (Ptolémaïs, Haute-Égypte)’,
Chronique d’ Égypte 68, 219–28.
Clarysse, W.
1992 ‘Some Greeks in Egypt’, in J.H. Johnson (ed.) Life in a Multi-cultural
Society: Egypt from Cambyses to Constantine and beyond. Studies in
Ancient Oriental Civilization 51, 51–6, Chicago.
Clarysse, W. and Thompson, D.J.
1995 ‘The salt-tax rate once again’, Chronique d’ Égypte 70, 223–9.
Contis, G. and David, A.R.
1996 ‘The epidemiology of bilharzia in ancient Egypt: 5000 years of schisto-
somiasis’, Parasitology Today 12.7, 253–5.
Omran, A.R.
1973 ‘The population of Egypt, past and present’, in A.R. Omran (ed.) Egypt:
Population problems and prospects, 3–38, Chapel Hill, N.C.
Peremans, W.
1980/81 ‘Égyptiens et étrangers en Égypte sous le règne de Ptolémée I’, Ancient
Society 11/12, 213–26.
Pomeroy, S.B.
1993 ‘Infanticide in hellenistic Greece’, in A. Cameron and A. Kuhrt (eds.)
Images of Women in Antiquity, 2nd edn, 207–22, London.
1994 ‘Family history in Ptolemaic Egypt’, in Proceedings of the 20th Interna-
tional Congress of Papyrologists, 593–7, Copenhagen.
1996 ‘Families in Ptolemaic Egypt: continuity, change, and coercion’, in R.W.
Wallace and E.M. Harris (eds.) Transitions to Empire. Essays in Greco-
Roman history, 360–146 BC, in honor of E. Badian, Oklahoma series in
classical culture 21, 241–53, Norman, Okla.
1997 Families in Classical and Hellenistic Greece: Representations and realities,
Oxford.
Rowlandson, J.
1998 Women and Society in Greek and Roman Egypt: A sourcebook,
Cambridge.
Scholl, R.
1990 Corpus der ptolemäischen Sklaventexte, Forschungen zur antiken Sklaverei
Beiheft 1, 3 vols., Stuttgart.
Thompson, D.J.
1997 ‘The infrastructure of splendour: census and taxes in Ptolemaic Egypt’, in
P. Cartledge, P. Garnsey and E. Gruen (eds.) Hellenistic Constructs. Essays
in culture, history, and historiography, Hellenistic Culture and Society 26,
254–7, Berkeley, Los Angeles and London.
155
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156
9
Christian Mileta
157
Christian Mileta
158
The king and his land
I
The organization of the area of Asia Minor in question was firmly based
upon the regulations Alexander passed immediately after conquering it. We
must not forget that the conquest of foreign lands does not just bring greater
glory, power and wealth; it also entails the absolute necessity to establish and
secure one’s own rule over those territories. So Alexander needed to replace
the Achaemenid satraps, to appoint military commanders and other officials
and to make decisions on the status of the poleis and the peoples of Asia
Minor.6 He did indeed address these matters, as did his Successors.7 A king
who proved unable to organize and carry out his rule in the right manner
lost his kingdom sooner or later. Thus one of the reasons why the Successor
Demetrios Poliorketes lost Macedonia after being King there for six years was
that the Macedonians were angry with him because he had not exercised his
rule in the right way – he was far more interested in warfare and the life of
luxury than in giving audiences, reading petitions or giving judgements.8
After securing his rule over the conquered parts of Asia Minor, Alexander
needed to find a means of financing the further war against Persia. Towards
this end he had received, it is true, some payments from the members of
the Corinthian League. But his personal means were meagre,9 as he had
given away ‘almost all of the royal property’ (basilika)10 in Macedonia, i.e.
land, villages and the revenues from communities or harbours.11 In effect
the prosecution of the war largely depended upon the resources of Asia
Minor, which made it essential to settle affairs there.
In arranging these affairs Alexander could only in part follow the
common practice of simply confirming the local power structures. This was
because the war had been ideologically projected as a campaign of panhel-
lenic revenge against the Persians. As the campaign’s leader Alexander
could present himself as conqueror only before the indigenous peoples.
In the case of the Greek cities he needed to present himself rather as their
redeemer from the Persian yoke. This entailed giving them a status that at
least outwardly resembled the independence that was the ideal of the polis.
Alexander accomplished this by recognizing the freedom and autonomy
of the poleis and freeing them from the burden of the taxes they had been
paying to the Achaemenids.12 Simultaneously, though, he deprived some
of the poleis of land.
Among the first that had to experience this was Priene. It is true that
Alexander recognized Priene as free and autonomous and released it from
the tribute (syntaxis)13, but he also seized a portion of Priene’s chora. He
decreed that this chora was ‘his’ and that those dwelling in its villages were
to pay phoroi 14, i.e. taxes paid in kind.15 The confiscated chora consisted
of the land and the villages of indigenous Carians, the Myrseloi and the
159
Christian Mileta
160
The king and his land
to royal authority.23 The dichotomy’s two elements were the mostly autono-
mous Greek cities (poleis) on the coast on the one hand, and the subjugated
hinterland (chora) on the other. While the poleis were the ruler’s subordinates
in the political sense, they were mostly autonomous where administration
was concerned. The chora on the other hand was not only politically subject
to the king, but its administration too was subjugated to royal governance.
It was itself divided into three categories, as will be shown below, 24 and
among these was the royal area claimed by the king.
II
Alexander’s claim to a royal area was adopted by all subsequent rulers
of hellenistic Asia Minor. Thus, for instance, in 305/4 bc the Successor
Antigonos Monophthalmos mentioned a part of it near Teos and Lebedos.25
Furthermore, we have positive evidence for the existence of parts of the
royal area in every single region of Asia Minor.26 However, the correct term
for and the precise size of the area in question are problematic. Let us first
establish that apparently no common terminology was used to denote this
area or the parts of it. In our sources the term chora (i.e. Latin agri) is most
commonly employed. Only in a very few but enlightening instances is this
term qualified by adjectives meaning ‘royal’ (basilikh;, basivleia or, Latin,
regius respectively).27 Modern scholarship usually employs the term ‘royal
land’ (French terre royale, German Königsland, Russian zarskaya zeml’a) to
describe this area.28 In contrast to this I would like to suggest using the term
‘royal area’ that I introduced above. To start with, ‘area’ is here the most
correct translation of the Greek term chora. Its primary meaning is ‘space’
or ‘room’ and it signifies ‘area’ rather than ‘land’, which is only a derivation
and thus a secondary meaning of the term. In addition, the royal area
comprised not only land but also – as will be shown below – income from
communities, economic institutions and other sources.
The extent of the royal area has been understood in different ways in
previous research. It was a priori thought either to consist of the whole of
the interior of Asia Minor 29 or to be a special royal domain, the parts of
which were scattered across the interior.30 The conflict between these two
positions has only recently been resolved by the publication of the customs
law of Asia in 1988. This law is from the 80s bc but contains regulations
stemming from the establishment of Asia as a Roman province, i.e. from
the years shortly after 133 bc. Paragraph 10 of the law, regulating importa-
tion by land, refers directly to the royal area.
Whoever imports by land has to announce and declare (the goods) at those
places where there is a customs office in front (or: on the borders) of the
former chora basileia or free poleis or ethne or demoi.31
161
Christian Mileta
162
The king and his land
III
As to the relationship of the hellenistic kings to the royal area and the way
they ruled, exploited and developed it, it should be stressed once more that
the rulers had to consider the traditional rights and privileges of the poleis
and, in the hinterland, those of the ethne and the demoi. So the sole part
of their kingdom they could rule and exploit without any restriction was
the royal area. Consequently, this was the area that the kings exploited but
also developed more than any other.
It is true that all rulers were aware of the economic and political signifi-
cance of the royal area, but Alexander seems to have viewed it mainly
as a strategic area and as a source of income. This attitude towards the
hinterland changed during the era of the Successors as a consequence of
the growing independence of the territories held by each individual ruler
and the initial progress towards the state-formation of each kingdom.
The Successors started to act like independent rulers. In the context
of Asia Minor those of the greatest interest are Eumenes, Antigonos
163
Christian Mileta
164
The king and his land
165
Christian Mileta
of the Attalids’ domestic policy. The extensive gifts made by the Attalids,
mentioned above, give us an idea of the vast agricultural produce of their
royal area. We have every reason to assume that this economic capacity
resulted from the purposeful development of this area by the rulers. It is
symptomatic that it was the Attalids above all who concerned themselves
with improving the economic conditions of communities in the royal area.
Note also their special interest in stockbreeding 48 and agriculture; Attalos II
and Attalos III even wrote handbooks on this topic.49
The example of the Pergamene kingdom shows that the development
of agriculture and villages was an important aspect of the rulers’ dealings
with the royal area. The same is true of its colonization. In Seleucid and
Attalid times especially a considerable number of military colonies was
founded.50 It is clear that this colonization was planned as far as it went
because it would have been impossible without the rulers’ consent and the
active assistance of the royal administration. So one can suppose that most
if not all colonies were founded in places belonging to the royal area,51
because here, unlike in the areas of the ethne and demoi, the traditional
rights and privileges of the local population did not need to be heeded.
That the colonization must have been a planned process is also made highly
probable by the fact that most of the colonies were founded in Western
Lydia, Caria and along the main routes through Asia Minor, i.e. in regions
which already in pre-hellenistic times had reached a high level of civiliza-
tion. By contrast, we hardly ever see any colonization in underdeveloped
regions such as Phrygia and North Mysia.52
It has usually been held that the aim behind the colonization was princi-
pally the military protection of special areas. But the colonization’s impor-
tance for the hellenization and economic development of the Anatolian
hinterland should also be stressed. Each of the newly-founded colonies
which, incidentally, often later became poleis of a new type subject to the
king, was a building-block of the hellenistic kingdom as well as a beacon
of Greek urban culture in almost entirely indigenous surroundings. In
this respect the rulers seem to have regarded the colonization, for all that
it took place mainly in the royal area, as a tool for the hellenization of the
hinterland.
The colonies had often been founded on, or adjacent to, the site of
a pre-existing indigenous village or city.53 The fact that the mostly Graeco-
Macedonian colonists incorporated the Anatolian gods into their pantheon
and shared in the local sanctuaries shows that from the first they were in
close contact with the indigenous population. Such contacts were also
necessary if the colonists were to be introduced to local plant varieties and
cultivation methods and if they were to procure intermarriage with indig-
166
The king and his land
enous women. Since we have no evidence for serious conflicts between the
new arrivals and the locals, we should conclude that the rapprochement
between the two sides proceeded without major difficulties. This was surely
a result of the fact that the colonization was under the control of the rulers
and the royal administration. The hellenistic state took care of the interests
of the local indigenous people in such a way that they were not offended
by the foundation of the colonies, or at any rate were offended only to
a minor extent. On the other hand the evidence shows that the indigenous
population was quite open-minded towards the culture and institutions of
the Graeco-Macedonians.54
In sum I would contend that the royal area of Asia Minor was estab-
lished by Alexander through the merging of territories expropriated from
the Greek poleis and a part of the Anatolian hinterland. So, despite their
central position within the hellenistic state, the rulers had full political and
economic control over only a part of the land, estates, communities and
economic institutions within their kingdoms. The relationship of the rulers
with the royal area was at first completely personal. But, from the beginning
of the era of the Successors and from the simultaneous inception of the
process of the formation of the individual hellenistic states of Asia Minor,
this relationship began to change and to display a more official, constitu-
tional character. At the same time the kings and hellenistic kingdoms made
the royal area a cornerstone of the development of the Anatolian hinterland
and of its ensuing hellenization, through the improvement of agriculture
and through colonization.
Abbreviations
BE Bulletin épigraphique
DNP Cancik and Schneider 1996–
FGH Jacoby 1923–
I.Didyma Rehm 1958
I.Ephesos Wankel et al. 1979–81
I.Iasos Blümel 1985
I.Ilion Frisch 1975
I.Laodikeia a. Lykos Corsten 1997
I.Priene Hiller von Gaertringen 1906
OGIS Dittenberger 1903–5
RC Welles 1934
Zollgesetz Engelmann and Knibbe 1989
Notes
1
I present here some results of a work in progress entitled Der König und sein
167
Christian Mileta
168
The king and his land
169
Christian Mileta
families settled in Hellespontine Phrygia). Cf. Balcer 1984, 195–226, for Persian
nobles and other landed gentry in Asia Minor and the Achaemenid Empire as
a whole.
21
See Funck 1978.
22
Thucydides 1.96.2; 8.18, 8.37, 8.58; Xenophon Memorabilia 3.5.26, Hellenica
3.1.13 f., 4.8.17, Anabasis 3.2.23, 5.5, Cyropaedia 6.1.30. Cf. Schuler 1998, 138:
‘Wenn die griechischen Historiker von achämenidischem Reichsgebiet sprechen,
gebrauchen sie in der Regel die Wendung cwvra basilevw".’
23
Cf. Schuler 1998, 138–45.
24
I here leave aside the dynasteiai that were almost independent princedoms and
only indirectly part of the kingdoms in question, cf. Bengtson 1964, 5–6.
25
RC no. 3 (Letter of Antigonos Monophthalmos to Teos regulating the synoik-
ismos with Lebedos, 306–302 bc), ll. 83–5: in referring to the request of the
Lebedians for the setting-aside of money from the public revenues for the impor-
tation of grain, Antigonos mentions that ‘the crown land is near (plhsivon ou[sh"
th'" forologoumevªnh" cwvra"º ) [and thus if a need] of grain arose, we think there
could easily be brought from [there as much as] one wished’ (trans. Welles). For
the understanding of the phorologoumene chora as royal area see Rostovtzeff 1910,
246–7. See also Préaux 1954, 313; Briant 1982, 275; and Kreissig 1978, 38–9.
26
Examples: Ionia – Bringmann et al. 1995 no. 275, ll. 122–6 with Meyer 1925,
74: land given back to Miletos by Ptolemaios II. Ionia/Smyrna – OGIS no. 228,
with Rigsby 1996, no. 7, ll. 6–9: Seleucus II promised to restore to Smyrna its
old territory. Aiolis –Herrmann 1959, 4–6 no. 2: boundary stone between city
territory and royal area. Mysia – OGIS no. 338 mentions estates (ousia) confiscated
by the kings and that Attalos III by will gave land to Pergamum. Hellespontine
Phrygia – Bringmann et al. 1995 no. 253: the kings Attalos [I] and Prusias [I] gave
land to the sanctuary and the city of Aizanoi. Lydia – Buckler et al. 1932 no. 1:
the estate of Mnesismachos is part of the royal area. Lycia – Maier 1959–81 no.
76: Eumenes II grants privileges to the village Kardakome belonging to the royal
area near Telmessos. See further the examples given in the next note.
27
I.Ilion no. 33 (RC no. 10–13), ll. 41 and 68–9 (Troad, Seleucid era,
281–260 bc): hJ basilikh; cwvra. Zollgesetz ll. 26–8 (§ 10): the basileiva cwvra
of the former Pergamene kingdom. Cicero, De lege agraria 2.19.50–1: agri regii
Bithyniae and regii agri Mithridatis in Paphlagonia, Pontus and Cappadocia. Livy
37.56.2 (of Mysia in 189/8 bc): regiae silvae Mysiae (ed. Briscoe). Not just the
royal area but the whole kingdom outside a particular polis is signified by the
(cwvra) tou' basilevw" mentioned in an inscription from Herakleia on the Latmos
– Bringmann et al. 1995 no. 296 (Ionia, Seleucid era, 196–193 bc), frag. III. l.
8: hJ (cwvra) tou' basilevw"; cf. frag. IV. l. 3: [ … .. … .. ..] tou' basilevw" h{ te cwvra
kªai; º.
28
The terminology goes back to Rostovtzeff 1910, 246–7, who used the Greek
term ‘basilikh; cwvra’ that appears in an inscription (now I.Ilion no. 33 ll. 41 and.
68–9) which explicitly applies this term to territories of the north-western Troad.
Most scholars prefer modern equivalents of this term.
29
See, for instance, Rostovtzeff 1910, 247 (he is more cautious at 1941, 503),
170
The king and his land
171
Christian Mileta
near Labraunda (Karia) – Bringmann et al. 1995 no. 301; her estate near Cyzicus
and Zeleia – see next note; her estates and also those of her sons near Babylon – van
der Spek 1986, 241–8 no. 11. Cf. also the estates of Laodike III, wife of Antiochos
III, from which wheat was to be delivered to Iasos – I.Iasos no. 4 (Bringmann et
al. 1995 no. 297). The estate of Achaios in Karia – I.Laodikeia a. Lykos no. 1.
39
I.Didyma 492 = RC 18–20.
40
The estate sold to Laodike consisted of a village called Petra, a fortfied manor-
house (ba'ri") and all the village’s territory bordering on the territories of Cyzicus
and Zeleia. Thus the estate was situated not far from Daskyleion, which had been
the capital of Hellespontine Phrygia already under the Achaemenids.
41
Welles, RC no. 3. The term ‘hJ forologoumevnh cwvra’ used by Antigonos is
a hapax legomenon but clearly means the royal area (cf. n. 25). It obviously was
formed ad hoc in order to stress the function of that area as a source for taxes in
kind (fovroi) that mainly consisted of wheat.
42
See Holleaux 1938–68, vol. 2, 106: ‘Le Domaine royal, appelé chez les Lagides
hJ basilikh; gh', est dit, chez les Séleucides, hJ basilikh; cwvra … , et l’on ne peut
douter que, chez les Attalides, il ne fût désigné de même façon’, with reference
to Rostovtzeff 1910, 246–7 and 288–9, and Haussoullier 1902, 97–8. See also
Préaux 1978, 370.
43
As proved by the extensive grain gifts of the Attalids, see further below.
44
Plutarch Demetrius 7 (trans. Perrin, with some alterations). Cf. Diodorus
17.27.6: some of Alexander’s forces were sent into the Carian hinterland
(mesogeios). The commanders support their soldiers from the area of the enemies
(ejk th'" polemiva" <cwvra">).
45
As shown by the evidence compiled in Bringmann et al. 1995 vol. 1.
46
Cf. Bengtson 1964, 3–4 and 11, and Mileta 1990, 428–30.
47
Cf. Corsaro 1985, 74 (on the policy of the Achaemenid and hellenistic rulers
towards Asia Minor as a whole): ‘The monarchy did not limit its activity to raising
taxes, but engaged in a ‘social’ policy, such as the development of agriculture and,
in the hellenistic period, the founding of new cities and the construction of public
utilities.’ (English summary by Corsaro.)
48
Eumenes II used to buy a particular breed of very big white pigs at Assus
(Athenaeus 9.17 [375D] = FGH 234 F 10).
49
Attalos II: Pliny Natural History 1.8, 1.14–15, 1.17–18. Attalos III: Varro,
De re rustica 1.1.8, Columella 1.1.8. Pliny Natural History 1.8, 1.11, 1.14–15,
1.17–18, 1.22. Cf. Hansen 1971, 144–5.
50
For the hellenistic colonization see Billows 1995 and Cohen 1978.
51
Cohen 1978, 66.
52
Cf. Mitchell 1995, 7 and 85–6.
53
For the example of Thyateira see Cohen 1995, 238–42, and Mileta 1999.
54
See, for instance, the honorary decree of two villages for Achaios the elder
[I.Laodikeia a. Lykos no. 1], and the dossier of inscriptions from Tyriaion
(L. Jonnes et al. 1998, with Brixhe BE 1999 no. 509). In the latter dossier the
Attalid king Eumenes II surely acts in favour of the indigenous when acting (ll.
26–8): suncwrw' kai; uJmi'n kai; toi'" meq j uJmw'n sunoik≥ou's in≥ ejn≥cwrivoi" eij" e}n poliv-
172
The king and his land
teuma suntacªqºh'nai kai; novmoi" t≥e crh'sqai ijdivoi" – ‘I grant it to both you and
the natives living together with you to organize yourselves into one citizen body
and to use your own laws.’
Bibliography
Austin, M.M.
1986 `Hellenistic kings, war and the economy’, CQ 36, 450–66.
Balcer, J.M.
1984 Sparda by the Bitter Sea: Imperial interaction in Western Anatolia, Chico.
Bendix, R.
1978 King or People. Power and the mandate to rule, Berkeley.
Bengtson, H.
1977 Griechische Geschichte, 5th edn, Munich.
1964 Die Strategie in der hellenistischen Zeit, Vol. 2, 2nd edn, Munich.
Bikerman, E.
1938 Institutions des Séleucides, Paris.
Billows, R.A.
1995 Kings and Colonists. Aspects of Macedonian imperialism, Leiden.
Blümel, W. (ed.)
1985 Die Inschriften von Iasos, Bonn.
Botermann, H.
1994 ‘Wer baute das neue Priene? Zur Interpretation der Inschriften Priene
Nr. 1 und 156’, Hermes 122, 162–87.
Briant, P.
1982 Rois, tributs et paysans. Études sur les formations tributaires du Moyen-
Orient ancien, Paris.
Bringmann, K. and von Steuben, H.
1995 Schenkungen hellenistischer Herrscher an griechische Städte und Heiligtümer,
Teil 1. Zeugnisse und Kommentare. Bearbeitet von W. Ameling,
K. Bringmann und B. Schmidt-Dounas, Berlin.
Buckler, W.H. and Robinson, D.M. (eds.)
1932 Sardis VII 1, Greek and Latin Inscriptions, Leiden.
Cancik, H. and Schneider, H. (eds.)
1996 Der Neue Pauly. Enzyklopädie der Antike, Stuttgart.
Cohen, G.M.
1978 The Seleucid Colonies. Studies in founding, administration and organiza-
tion, Wiesbaden.
1995 The Hellenistic Settlements in Europe, the Islands, and Asia Minor,
Berkeley.
Corsaro, M.
1980 ‘Oikonomia del re e oikonomia del Satrapo. Sull’amministrazione della
chora basilike d’Asia Minore dagli Achemenidi agli Attalidi’, ASN Pisa
10, 1163–1219.
1985 ‘Tassazione regia e tassazione cittadina dagli Achemenidi ai re ellenistici:
alcune osservazioni’, REA 87, 73–93.
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Corsten, T. (ed.)
1997– Inschriften von Laodikeia am Lykos, Teil 1, Die Inschriften, Bonn.
Dittenberger, W. (ed.)
1903–5 Orientis Graeci Inscriptiones Selectae, 2 vols., Leipzig.
Eder, W.
2001 ‘Staat’ in DNP, vol. 11, 873–7.
Engelmann, H. and Knibbe, D. (eds.)
1989 ‘Das Zollgesetz der Provinz Asia. Eine neue Inschrift aus Ephesos’,
Epigraphica Anatolica 14. [Article occupies entire volume.]
Funck, B.
1978 ‘Zu den Landschenkungen hellenistischer Könige’, Klio 60, 45–55.
Gauthier, P.
1989 Nouvelles inscriptions de Sardes II, Geneva.
Gehrke, H.–J.
1990 Geschichte des Hellenismus, Munich.
Hahn, I.
1978 ‘Königsland und königliche Besteuerung im hellenistischen Osten’, Klio
60, 11–34.
Hansen, E.V.
1971 The Attalids of Pergamum, 2nd edn, Ithaca.
Haussoullier, B.
1902 Études sur l’histoire de Milet et du Didymeion, Paris.
Heisserer, A.J.
1980 Alexander the Great and the Greeks. The epigraphic evidence, Norman.
Herrmann, P.
1959 ‘Neue Inschriften zur historischen Landeskunde von Lydien und
angrenzender Gebiete’, Österreichische Akademie der Wissenschaften.
Philosophisch-historische Klasse. Denkschriften 77/1.
Hiller von Gaertringen, F. (ed.)
1906 Inschriften von Priene, Berlin.
Holleaux, M.
1938–68 Études d’épigraphie et d’histoire grecques, 6 vols., Paris.
Jacoby, F.
1923– Die Fragmente der griechischen Historiker, multiple volumes and parts,
Leiden.
Jonnes, L. and Ricl, M.
1998 ‘A new royal inscription from Phrygia Paroreios: Eumenes II grants
Tyriaion the status of a polis’, Epigraphica Anatolica 29, 1–30.
Kreissig, H.
1978 Wirtschaft und Gesellschaft im Seleukidenreich, Berlin.
1982 Geschichte des Hellenismus, Berlin.
Kuhrt, A. and Sherwin-White, S.
1993 From Samarkhand to Sardis. A new approach to the Seleucid Empire,
London.
Ma, J.
1999 Antiochos III and the cities of Western Asia Minor, Oxford.
174
The king and his land
175
10
Graham Shipley
177
Graham Shipley
Even before archaeological surveys were carried out, written sources and
inscriptions pointed to key changes in society and in the economy that may
have had an impact upon the countryside in the hellenistic period. On
the one hand, democratic forms of government, in which decisions were
made by council and popular assembly, were now widely diffused among
Greek poleis. Despite the over-arching power of Alexander’s Successors,
such constitutions were not necessarily a sham, as Peter Rhodes and David
Lewis have shown with respect to civic decrees.3 Christian Habicht has also
commented on the reality and effectiveness of democracy in hellenistic
Athens.4 On the other hand, for many smaller poleis in southern Greece
we have little detailed information about their constitutions before this
time. Often the regime replaced by democratic institutions will have been
a constitutional oligarchy of some kind, and in such a situation the ruling
elite may not have been forced to give up its dominant influence. Even in
places with stronger democratic traditions, such as Samos, inscribed civic
decrees suggest that in the third century the propertied elite was strongly
over-represented among those who were politically active.5 In many cities
the elite increased their political and social power in the late fourth and
third centuries.
All of this may have implications for what was going on outside the city
walls. A few citizens of Greek poleis in this period became exceedingly rich,
after the manner of Boulagoras of Samos,6 others moderately prosperous.
Although long-distance trade and commercial investment were flourishing,
many such men probably drew a large part of their incomes, directly or
indirectly (an important qualification), from surpluses in primary produce,
such as olive oil and wine, extracted from their own land. In general, it
seems that high status remained closely tied to the ownership of land, and to
the ability to dispose of large surpluses and of the labour of others. Polybios
asserts that there was general depopulation, that childless Boiotians left their
legacies to be squandered on feasts, and that wealthy Eleians preferred rural
prosperity to civic participation. His claims have sometimes been dismissed
as anecdotal or applicable only to the elite circles in which he moved.7 Yet
the picture he paints is consistent, and it will be interesting to see whether
the survey data point to real changes in rural settlement resulting from
increasing disparities in land ownership. Important questions to pose of
the data are to what extent they support the survival of citizen smallholder
farmers, and whether they show the increasing separation of a landed elite
through the growth of larger estates.
Since relations of economic dependency between rich and poor land-
owners were surely common in classical times, these, too, might be expected
to be visible in survey data. The spectrum of dependency relations in classical
178
Hidden landscapes: Greek field survey data and hellenistic history
179
Graham Shipley
180
Hidden landscapes: Greek field survey data and hellenistic history
181
Graham Shipley
80
Boiotia
Nemea
Berbati
S. Argolid
Methana
Laconia
N. Keos
40
0
LCl. LCl.–Hl. Hl. EHl. LHl. Hl.–MR. ER. R. LR.
182
Hidden landscapes: Greek field survey data and hellenistic history
3
Boiotia
Nemea
Berbati
S. Argolid
Methana
2
Laconia
N. Keos
0
LCl. LCl.–Hl. Hl. EHl. LHl. Hl.–MR. ER. R. LR.
200
Boiotia
Nemea
Berbati
S. Argolid
Methana
Laconia
N. Keos
100
0
LCl. LCl.–Hl. Hl. EHl. LHl. Hl.–MR. ER. R. LR.
Fig. 3. Density of sites from seven surveys, by period; indexed so that classical = 100.
in a survey area (Fig. 2). As before, there is a pronounced fall in site density
after the early hellenistic period. Now, however, differences between regions
become clear. Site density is consistently highest in Boiotia, lower in places
like Methana, Berbati, and the southern Argolid. Finally, to bring out
changes through time, we can choose a starting-point at which to index
each survey as 100 (Fig. 3). Methana, Laconia, and Berbati see an increase
in overall site density in the hellenistic period, while it falls in other regions.
The same three places maintain this increased density in the Roman period,
while others remain below their classical levels.
183
Graham Shipley
184
Hidden landscapes: Greek field survey data and hellenistic history
1.5 av.
Southern Argolid
Q3
M
Q1
1.0
Site size (ha)
0.5
0.0
Cl. LCl.–Hl. Hl. ER. LR.
Fig. 4. Median site size (ha) and interquartile range of sizes: Southern Argolid.
sizes. (The median is the middle site in terms of size, the one with equal
numbers larger and smaller than itself. The quartiles of a series are the
points dividing it into four, rather than two, equal parts, the second quartile
being identical to the median. The interquartile range represents the middle
50 per cent of sites, ignoring both the largest and the smallest 25 per cent; it
is a statistical measure often used to indicate typicality.) While site numbers
(and the total area occupied by all sites) fall sharply in the hellenistic period
before rising in the late Roman, typical size increases steadily from about 0.2
ha in classical times to 0.4 ha in late Roman. When we consider the top-
ranking sites, which are not taken into account in calculating the median
and quartiles, it is evident that there is a relative increase in the numbers
of medium–large sites in the hellenistic period. Average size also rises,
partly because of an increase in the sizes of sites at the top of the scale, and
provides supporting evidence of an overall increase in site size.
The same calculations for Methana (Fig. 5) paint a different picture.
Typical site size is smaller than in the Argolid. There is almost no change
through time, only a very slight dip in the hellenistic and Roman periods.
In Laconia (Fig. 6) sites are smaller at the start of the hellenistic period
and there is even less change during the period, only a slight decline in
average size.
These results suggest that in Methana and in the Laconia Survey area the
way in which the rural landscape was being exploited (though not neces-
sarily the intensity with which it was exploited) changed little. They suggest
that there was no widespread rise of large elite estates. For the southern
Argolid, however, they are clearly consistent with such a development.
185
Graham Shipley
1.5
Methana
av.
Q3
M
1.0
Q1
Site size (ha)
0.5
0.0
Cl. Hl. R. LR.
Fig. 5. Median site size and interquartile range of sizes: Methana Survey.
1.5
Laconia
av.
1.0 Q3
Site size (ha)
M
Q1
0.5
0.0
Cl. Hl. R.
Fig. 6. Median site size and interquartile range of sizes: Laconia Survey.
186
Hidden landscapes: Greek field survey data and hellenistic history
Fig. 7. Schematic map of Laconia Survey area (A. Sackett and D. Miles-Williams).
187
Graham Shipley
North 10 6 26 26
West 20 15 24 13
South-east 54 23 25 12
Total 84 44 75 51
early hellenistic period before dropping back again.36 Elsewhere the classical
or late classical period is usually the high point of site numbers.
The strength of classical rural settlement is usually linked to the political
primacy of citizen smallholders. As Anthony Snodgrass has commented,
the chora was endowed with
a political significance which it could scarcely possess under any other
system … the period of maximum rural dispersal is also the period of maximum
population, power and prosperity, for the community as a whole.37
This is not true of Sparta, since the collapse in rural farmsteads in the
second half of the fifth century coincides with Sparta’s maximum power.
The losses of Messenian territory after the battle of Leuktra, and again after
Chaironeia,38 were still generations away.
Late classical and early hellenistic Sparta notoriously suffered from
a shortage of manpower, which Aristotle called oliganthropia. Stephen
Hodkinson has argued that this was due chiefly to the demotion of poor
men from citizenship as they lost the ability to pay the requisite subscrip-
tions.39 This, in turn, was a consequence of losing their land. At the same
time, better-off families were getting richer. Economic polarization was the
product of a combination of factors, including increasing social competi-
tion among the elite and Sparta’s peculiar rules about female inheritance.
No doubt the frequency of casualties in battle in the late fifth and fourth
centuries also increased the instability of land ownership, and presented
some of the elite with opportunities.
We may assume that, because of these changes, some small farms within
Sparta’s territory were being taken over, in some manner, by wealthier
landowners and combined into large (though not necessarily contiguous)
holdings. One might expect such a trend to be reflected in the survey
data – small farmsteads, for example, being replaced by fewer, larger estate
buildings – but this is not the case. Much of the survey territory is simply
abandoned in the late classical period, especially in the parts further from
Sparta. This suggests that the rise of large estates was not happening there.
188
Hidden landscapes: Greek field survey data and hellenistic history
The elite may have had little interest in the survey area, which mostly
comprises hill-land east and north-east of Sparta where the quality of the
land is generally not high. As Richard Catling’s study of the archaic and
classical data has suggested, they may have concentrated their efforts in the
better farmland of the Eurotas valley, where estate enlargement was presum-
ably taking place.40 Polybios bears witness to the success of arboriculture in
the Spartan plain at a later date.41 The abandonment of farms in the survey
area in the late classical period may have been due to their economic failure.
Situated on marginal land at a distance from the central market, many
of them may have found it impossible to compete with larger estates in
Sparta’s core territory, whose owners may already have made moves towards
extensification and cash-cropping.
Who, then, were the settlers on the new farms in the early hellenistic
period? Hardly successful citizen farmers; most of the sites are poor in finds
in comparison with other surveys. In any case, we know from Plutarch
that there was a crisis in Spartan citizen numbers by the mid-third century,
when barely seven hundred citizens remained of whom about a hundred
owned a significant amount of land. Presumably all seven hundred owned,
or had the use of, enough land to qualify them as full Spartiates.42 A second
possibility is that the new farmers were helots, sent to abandoned farms
close to Sparta as a way of making up for the loss of agricultural surpluses
from Messenia. Such a measure, however, would make better sense earlier,
in the aftermath of 369. Third, it seems unlikely that excluded members
of the citizen body or other marginal groups could unilaterally set up as
squatters so close to Sparta in order to gain citizen status. This area had been
settled, and presumably owned, by Spartan families as recently as the mid-
fifth century. Titles to the land were surely preserved, orally or in writing.
Moreover, since land was evidently still a precondition of citizenship, why
the crisis in citizen numbers in the 240s?
A fourth possibility, that a class of dependent labour was involved, may
now be considered. This need not have been an unfree or serf-like group.
Two scenarios seem possible. (1) The early third-century settlers may have
been demoted Spartans whom wealthier patrons, with the consent or
encouragement of the state, were helping to reopen the land. Even if this
help was given in return for a percentage of the crops, the settlers may still
have qualified as citizens and formed part of Plutarch’s six hundred poorer
landowners. On this scenario, Agis IV and Kleomenes III, in the 240s and
230s, may not have been the first Spartans to attempt a kind of land reform
in order to strengthen the citizen body.43 Equally, since site numbers in the
Laconia Survey area remained stable or drifted downwards after the early
hellenistic period, those kings’ reforms had no measurable effect upon this
189
Graham Shipley
part of Laconia. (2) Alternatively, title in the land passed to the patron,
and the early-third-century settlers (of whatever social origin) stood outside
the citizen body. The poverty of the new sites, and the critical shortage of
Spartan manpower by the 240s, both tend to favour the second scenario.
The key point, however, is that, whether the new farms were occupied by
poor citizens or by non-citizens, relations of dependency were involved.
Furthermore, the resettlement of part of the survey area was a special
phenomenon arising from local circumstances. In this part of Laconia at
least, a rise in small farms did not represent the continuation or revival of
a ‘classical’ agricultural society dominated by citizen smallholders. Viewed
in this light, the uniquely sharp rise in rural settlement in third-century
Laconia looks less like a success story. Both the (almost unique) late classical
collapse and the hellenistic revival can be explained as the direct or indirect
result of elite land accumulation. Particularly favourable conditions for
such a practice may have existed in Sparta. The probable rise of elite farms
in other parts of its territory may explain the abandonment of some sites in
the Laconia Survey area during the fifth century. It may also account for the
unusually successful re-establishment of rural farms in the early hellenistic
period. The longevity of the resulting settlement pattern may also reflect
the relatively late and slow urban development of Sparta.44
Conclusions
Archaeological field survey has revealed a collapse of rural settlement in
many regions of southern Greece in the early or middle hellenistic period.
The trend is clear; it is now the role of interpretation to ascertain what
social changes lie behind this development. We must not only take account
of local factors, but seek more general explanations.
Alcock has pointed to a combination of factors: population decline,
urbanization, and the formation of elite estates.45 Overall population levels
are hard to establish, since migration into towns might account for a fall in
rural population, with no overall decline. The data reviewed earlier seem
to be consistent with a rise in larger farmsteads in some regions but not
in others. Yet the fall in rural site numbers is widespread outside Laconia,
and is not always accompanied by an increase in site size. The decline is
unlikely to be due to Roman intervention, which can hardly have had
a deep influence upon the landscape before the second century. We should
look for a home-grown explanation.
In the third century, as noted earlier, the political and economic power
of the upper classes was increasing. This was the case both in independent
poleis and in organizations such as the Achaean league, which expanded to
include many of Sparta’s Peloponnesian rivals. The alarm that reportedly
190
Hidden landscapes: Greek field survey data and hellenistic history
spread through the Peloponnese in the 230s and 220s at the resurgence of
Sparta under Kleomenes III may reflect the class interests of the civic elites
of the Achaean league.46 Since a sharp fall in rural population is consistent
with migration into towns, was this the way in which intensified depend-
ency relations were working through into the settlement pattern in most
regions? Were the late third and early second centuries a time when elite
land accumulation started to bite? In some places, this may have resulted
in the rise of dependent small farmers, in others a rise in larger elite farms,
elsewhere the abandonment of cultivated areas as small farmers were driven
out of existence and into the towns. While the changes were not absolute
or complete in any region, each scenario may mark, in one way or another,
the decline of independent, free, normally citizen smallholders.
Paradoxical as it may seem, this development had its roots in classical
times, the period when the citizen farmer was supposedly the archetypal
free Greek. Yet, as we have seen, the citizen farmer was never the only kind
of farmer, at least outside Attica.47 To the extent that the ‘peasant-citizen’
culture of the polis was ever predominant, its decline was the culmination of
a longer trend that received a boost whenever curbs on elite ambition were
removed. Despite the dissemination of democratic forms of government, the
propertied classes may have seized the successive opportunities presented by
Macedonian domination and Roman rule to enhance their position at the
expense of their fellow-citizens. At Sparta, the evidence of survey implies
that dependency relations among members of the free population emerged
in an acute form even earlier than elsewhere. For this, an explanation may
be found in the peculiar history of Sparta’s social development.
Survey data must be handled sensitively. We must not expect to know
too much about individual sites, and the data are most emphatic when
grouped together. They raise questions of fundamental importance about
the identity and status of those living in the countryside, about who owns
the land, how much of it is exploited and in what ways, its economic
relation to a central place, and so on. Written texts can only begin to
suggest answers to these questions; it is for archaeology to put flesh on the
bones. Sixty years ago, Mikhail Rostovtzeff could write of conditions in
the Greek homeland that
The large majority of the working class … lived on what they earned by their
manual labour as peasant landowners mostly overburdened with debts, as
tenants of parcels of land owned by the cities, the temples, various corpora-
tions, and private persons, or as hired hands in agriculture and industry.48
Survey data play their part in revealing regional differences and local
variations that previously we could only infer in the most general terms.
191
Graham Shipley
They tend to confirm the evidence of the sources and inscriptions that
the elite were extending their power, and may even give some support to
those who would rescue Polybios from opprobrium. The data also point to
regional variation, illuminating the ways in which this common tendency
was revealed differently in different landscapes. John Davies has recently
called for new analyses of how economies worked at the levels of region and
polis in the hellenistic world.49 I suspect that as more survey data become
available we shall be able to see further into regional changes, but will also
detect more and more local variation in rural settlement patterns.
Acknowledgements
This investigation forms part of a project on change in hellenistic landscapes in
the Peloponnese, which was supported in 1999 by a grant from the Research
Leave Scheme of the UK Arts and Humanities Research Board (see also Shipley
2000a; Shipley 2002a; Shipley forthcoming). I have drawn upon the results of
the Laconia Survey, for which I am grateful to Bill Cavanagh and Joost Crouwel.
A version of the paper was read at the Triennial Meeting of the Hellenic and
Roman Societies in Wadham College, Oxford, in July 2001; I thank Robert Parker
for the invitation to take part, and members of the audience, particularly Peter
Derow and Lene Rubinstein, for helpful comments. For comments on earlier
versions of the text, I thank Anne Sackett and Sarah Scott. I am grateful to Daniel
Ogden and Anton Powell for their invitation to contribute to this volume, as well
as for acute comments on this paper.
Notes
1
On the effects of the Roman conquest, see the excellent treatment in Alcock
1993.
2
See the classic debates in Keller and Rupp 1983.
3
See Rhodes 1997.
4
Habicht 1997.
5
Shipley 1987, esp. 210–11, 214.
6
Austin 1981, no. 113 (SEG 1.366).
7
Polybios, 4.73.5–74.2 on Elis (Austin 1981, no. 85), 20.6.1–6 on Boiotia
(Austin 1981, no. 84), and 36.17.5–10 on Greece generally (Austin 1981, no.
81).
8
de Ste Croix 1981, 149, followed by Cartledge 1988, 37–9. See also de Ste
Croix 1988, 23–4.
9
Gymnesioi of Argos: Stephanos of Byzantion, entry under Chioi (Cartledge
2002, 301 B. 9). Called Gymnetes: Pollux, 3.83. See further Jameson 1992, 138.
10
Korynephoroi: Stephanos of Byzantion, entry under Chioi (Cartledge
2002, 301 B. 9). Katonakophoroi: Theopompos (FGH 115), fragment 176. Cf.
Whitehead 1981; Jameson 1992, 138–9.
192
Hidden landscapes: Greek field survey data and hellenistic history
11
Konipodes: Plutarch, Greek Questions, 291 d–e. Hesychios, entry under
konipodes, defines koniortopodes as agroikoi, ergatai (‘rustics, workmen’).
12
Penestai: Theopompos (FGH 115), fragment 122; Aristotle, Politics,
1264a32–6, 1269a37–b5; Aristotle, fragment 586; also Kallistratos (FGH 348),
fragment 4; Pollux, 3.83. All are translated at Cartledge 2002, 301 B. 5b, 302 C.
7a, 306 E. 2, 301 B. 7b, 303 C. 9, and 303 C. 13 respectively.
13
Prospelatai: Theopompos (FGH 115), fragment 40. Kallikyrioi: Aristotle,
fragment 586. See Cartledge 2002, 302 C. 6–7.
14
Perioikoi of Crete: Aristotle, Politics, 1269b3, 1271b30–1272b18; cf. Shipley
1997, 217; part translated at Cartledge 2002, 306 F. 1. Klarotai: Aristotle,
fragment 586 (Cartledge 2002, 302 C. 7b); Kallistratos (FGH 348), fragment 4.
Dmoïtai: Stephanos of Byzantion, entry under Chioi (n. 9 above).
15
Dorophoroi: Kallistratos (FGH 348), fragment 4 (Cartledge 2002, 303 C. 9).
16
Phylarchos (FGH 81), fragment 8 (Cartledge 2002, 303 C. 10).
17
Pedieis: Hiller von Gaertringen 1906, nos. 60, 63, 139.
18
De Ste Croix 1981, 139–40 (intermediate statuses the exception to the
free–slave dichotomy), 148–50, 160, 162 (Athens possibly unique in abolishing
debt bondage), 171 (unfree labour may be widespread), 173 (serfdom in local
forms, each apparently unique; but slavery the norm).
19
Jameson 1992, e.g. 135 (abstract), 145–6.
20
For a general account of archaeological survey in Greece, see Snodgrass 1987,
esp. ch. 4.
21
Alcock 1994, esp. 187–9.
22
Forsén, Forsén, and Lavento 1996, 91.
23
Davis, Alcock, Bennet, Lolos, and Shelmerdine 1997, 455–7.
24
Jameson, Runnels, and van Andel 1994, 383–4, 391, 393–4.
25
Penttinen 1996, 229, 271–2, 279–81.
26
Wright, Cherry, Davis, Mantzourani, Sutton, and Sutton 1990, 616–17.
27
Roy, Lloyd, and Owens 1989, 149; Lloyd 1991, 189–90.
28
Bintliff and Snodgrass 1985, 139, 145, 157.
29
Cherry, Davis, and Mantzourani 1991, 331, 334, 343–4 (with figs. 17.6–7),
346. In Attica, where there appears to be a late classical peak of settlement, the
rural demes may have declined in importance after 300 (Lohmann 1992).
30
Wagstaff and Cherry 1982, 252–3 (though the reliability of the data has been
questioned, see Catling 1984).
31
Lakakis and Rizakis 1992, 68–9; Petropoulos and Rizakis 1994, 190–2 (tables
1–2), 198.
32
See e.g. van Andel and Runnels 1987, ch. 6.
33
Foxhall 1997, 123–7, identifies the late sixth century and/or classical period
as the typical period of maximum settlement dispersal in southern Greece.
34
See Catling 2002.
35
Shipley 2002b.
36
Gill, Foxhall, and Bowden 1997.
37
Snodgrass 1987–9, 53 and 63; italics original.
38
For the two-stage loss of Messenia, see Shipley 2000a; Roebuck 1948.
193
Graham Shipley
39
Earlier discussions in Hodkinson 1986 and Hodkinson 1989; see now
Hodkinson 2000.
40
Catling 2002.
41
Polybios, 5.19.1: Amyklai is the finest place in Lakonike for trees and crops
(kallidendrotatos kai kallikarpotatos). See Jameson 1992, 137 and n. 13.
42
Cartledge and Spawforth (2002, 42–3) suggest that the majority of these seven
hundred may have had land that was mortgaged to the rich. Although the agoge
had apparently fallen into disuse by the mid-third century, it appears likely that
land, if not mess contributions, remained a precondition for full citizenship.
43
For these land reforms, see Plutarch, Agis 8.1–3, 13.2; Kleomenes 10(31).11–
11(32).3.
44
See Kourinou 2000.
45
Alcock 1994, 188.
46
Plutarch, Aratos 39. 8; Kleomenes 16–17. If, that is, Plutarch can be relied
on in this respect; for, as Austin observes, ‘Aratus’ fear of the “contagion of
revolution” … is not made clear in Polybius’ account’ (Austin 1981, 113). One
would not expect Polybios to have missed an opportunity to highlight the threat
to good order, as he saw it, posed by Kleomenes. On hellenistic elites, see also
Shipley 2000b, 131–3, 191, etc.; also Shipley 1987, 202–28; on the Achaean
league and Sparta, Shipley 2000b, 136–8, 145.
47
On the difficulty of generalizing about changes in archaic and early classical
Greek agriculture, see Morris 1998, esp. 74–9.
48
Rostovtzeff 1941, iii. 1149.
49
Davies 2001, esp. 34–6.
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1994 ‘Breaking up the hellenistic world: survey and society’, in I. Morris (ed.)
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Bintliff, J.L. and Snodgrass, A.M.
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of Unfree Labour, History Workshop Series, London and New York,
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1997 The Decrees of the Greek States (with D.M. Lewis), Oxford.
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1948 ‘The settlements of Philip II with the Greek States in 388 bc’, Classical
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Roy, J., Lloyd, J.A. and Owens, E.J.
1989 ‘Megalopolis under the Roman empire’, in S. Walker and A. Cameron
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1987 A History of Samos 800–188 BC, Oxford.
1997 ‘ “The other Lakedaimonians”: the dependent perioikic poleis of Laconia
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2000b The Greek World after Alexander: 323–30 BC, Routledge History of the
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2002a ‘Rural landscape change in hellenistic Greece’, in K. Ascani, V. Gabri-
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2002b ‘The survey area in the hellenistic and Roman periods’, in W. Cavanagh,
J. Crouwel, R.W.V. Catling and G. Shipley, Continuity and Change in
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Forthcoming ‘ Koinwnike;" metabole;" sth; Spavrth kai; sth; Lakwniva kata; th;n
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Trivpoli", 2000, Athens.
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1987–9 ‘The rural landscape and its political significance’, Opus 6–8, 53–70.
1987 An Archaeology of Greece: The present state and future scope of a discipline,
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Van Andel, T.H. and Runnels, C.
1987 Beyond the Acropolis: A rural Greek past, Stanford, Calif.
Wagstaff, M. and Cherry, J.F.
1982 ‘Settlement and resources’, in C. Renfrew and M. Wagstaff (eds.)
An Island Polity: The archaeology of exploitation in Melos, Cambridge,
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Whitehead, D.
1981 ‘The serfs of Sicyon’, Liverpool Classical Monthly 6, 37–41.
Wright, J.C., Cherry, J.F., Davis, J.L., Mantzourani, E., Sutton, S.B. and Sutton,
R.F., jun.
1990 ‘The Nemea Valley Archaeological Project: a preliminary report’, Hesperia
59, 579–659.
198
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199
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The steppe
Well before the hellenistic period the idea of the steppe had already gripped
Greek writers and thinkers. The notion of a vast expanse of flat grassland,
without landmarks, roads or settlements, had an evident power for the
crowded denizens of mainland Greece and the Aegean world, with their
premium on flat space and good grazing. The relatively cold, wet climate
and especially the many great rivers of the world of the steppe further
empowered the image, an uneasy mix of imagination and reality. For
Greeks, the strange environment entailed also searching questions about
the lifestyles of those who lived in this very different world. Both the main
extant accounts of the region, for all their differences, coincide in presenting
a harmony between the environment and the lifestyle which went with it.10
200
Steppe and sea: the hellenistic north in the Black Sea region…
201
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202
Steppe and sea: the hellenistic north in the Black Sea region…
conciliated in good time and not a few presents were provided for the king
(Saitaphernes?) advantageously’.
4. When the city was financially unable to provide the king (Saitaphernes?)
with equipment for his palace, he, ‘seeing that the city was risking great
danger, came forward himself to the assembly’ and offered the requisite
sum (900 gold pieces).
5. ‘When King Saitaphernes came along to the other side of the river to
receive favours and the magistrates called an assembly and reported on
the presence of the king and on the fact that the revenues were exhausted,
Protogenes came forward and gave 900 gold pieces, and when the ambas-
sadors, Protogenes and Aristocrates, took the money and met the king,
and the king took the presents but flew into a rage and broke up his
quarters … ’
6. He greatly improved and augmented the city’s fortification-system at
huge financial cost to himself. The decree explains the context in graphic
terms:
Deserters were reporting that the Gauls and the Sciri had formed an alliance
and that a large force had been collected and would be coming during the
winter, and in addition that the Thisamatae, Scythians and Saudaratae were
anxious to seize the fort, as they themselves were equally terrified of the cruelty
of the Gauls. Because of this many were in despair and prepared to abandon
the city. In addition many other losses had been suffered in the countryside,
in that all the servile population and the half-Greeks who live in the plain
along the river bank had been lost to us, no less than 1,500 in number, who
had fought on our side in the city in the previous war, and also many of the
foreigners and not a few of the citizens had left. Because of this the people
met in an assembly in deep despair, as they saw before them the danger that
lay ahead and the terrors in store, and called on all who were able-bodied
to help and not allow their native-city, after it had been preserved for many
years, to be subjected by the enemy.
Protogenes stepped forward and saved the day by financing defences.
7. He managed the civic finances expertly when ‘the affairs of the city were
in a bad state because of the wars and the dearth of crops’.
The plurality of neighbours is striking. The dominant individual is King
Saitaphernes, who seems to have appeared seasonally to the east of the
city, beyond the River Bug (ancient Hypanis) or perhaps the Dnieper (the
ancient Borysthenes, with which the city shared its name). He expected
payments and, it seems, specific items for his palace from the city: evidently
Olbia had been able to maintain such an arrangement over a period before
Protogenes’ intervention, whether by use of civic revenues or through
203
David Braund
204
Steppe and sea: the hellenistic north in the Black Sea region…
individual honorand. The very fact that the broadly democratic structure
persisted there tends to indicate that there were others too, who, we may
assume, provided funds on other occasions when, for example, Saitaphernes
came calling. The plausibly-named Aristocrates may well have been one
such. And the rich epigraphy of Olbia throws up other names too: the
martial Niceratus, for example, and the problematic Anthesterius.21 Even
foreigners might play a crucial role: a Rhodian, Hellanicus, is honoured
in an Olbian decree of the third century bc for providing presents for
the kings of the territory.22 In that sense the public finances of Olbia had
much the same structure as many another hellenistic city, depending upon
indirect taxes and, in place of direct taxation, a culture of private benefi-
cence which offered the wealthy an enhanced social status in return for
their contributions. Davies sums up the broad picture of hellenistic civic
finances very well: ‘empty treasuries are not far to seek, with consequential
crises whenever extraordinary demands impinged, most notably for major
public buildings, fortifications, the purchase of corn or the mounting of
a military expedition’.23
The cities of the hellenistic north depended upon the socially-enforced
beneficence of wealthy individuals to cope with the costly demands of
their neighbours in addition to the numerous burdens which could fall
on any city. Olbia was by no means alone. Such individuals are known at
much this time also at Histria on the west coast of the Black Sea.24 Also
through the later third century bc archaeology amply attests destruction
of rural settlements outside Tyras, located between Olbia and Histria, and
in the civic territory of the city of Chersonesus which extended far along
the west coast of the Crimea from its core on the south-western corner
of the peninsula.25 Evidently all the cities of the north-west Black Sea
experienced great difficulties through much of the hellenistic period, from
c. 250 onwards. The common cause seems to have been their inability to
maintain satisfactory relations with the other, non-Greek, inhabitants of
the region, though other factors, such as food-shortage through adverse
weather, cannot be ruled out.
Further east, in the Bosporan kingdom, there was a similarly complex
local matrix of relationships, with Greek cities, numerous peoples and the
superstructure of the kingdom itself. The very ethnicity of the Bosporan
kings of the hellenistic period (the Spartocids) remains a matter of some
dispute, as it was in antiquity, though there is every indication that they
regarded themselves as Greek, at least when it suited them, even if that did
not stop other Greeks from denying their Greekness from time to time.26
As to the kings’ subjects, while much scholarly effort has been devoted to
making fine ethnic distinctions within the population of the Bosporan
205
David Braund
206
Steppe and sea: the hellenistic north in the Black Sea region…
The sea
The great strength of the Greek cities, and the Bosporan kingdom, was
the sea. The Bosporan kingdom was built around the central waterway
between the Sea of Azov and the Black Sea itself, in an economic as well
as a political sense. Panticapaeum, for example, stood in its own bay, with
anchorage, and a high acropolis behind, dominating much of the strait
and looking across the water to Myrmecium on the Crimean side or to the
Taman peninsula visible opposite, with other Bosporan cities all around,
notably Nymphaeum with its good harbour immediately south of Panti-
capaeum on the Crimean side.33 The significance of the sea is strikingly
illustrated in a hellenistic wall-painting (c. 275–50) recently excavated in
the sanctuary of Aphrodite at Nymphaeum, depicting shipping, most
notably a vessel named Isis, which is taken actually to have been sent by
Ptolemy II Philadelphus to the court of Paerisades II.34
Similarly, the modern visitor to Olbia, for example, is immediately struck
by the whole orientation of the community towards the vast lagoon of the
lower Bug: many of its buildings, not least through the hellenistic period,
cling to a steep terraced slope, which leads down to (and now into and
under) the water, while the political and religious centre of the community
stands only a matter of yards inland on a triangular plateau defended along
most of its other two sides by natural ravines equipped with man-made
fortifications, such as Protogenes financed. However difficult its relations
with the hinterland, the water offered communications, opportunities for
trade and taxation and even an escape route in times of real trouble.35 Again
we should note an element of general truth in the idealizing notions of
much ancient writing about the area, which makes the Scythians steppe-
bound landlubbers, resistant to the corruption that came by sea. For it was
indeed the case that while non-Greeks dominated much of the land, the
Greeks had the sea, albeit not entirely to themselves.
It is in very much these terms that Polybius offers a thoughtful sketch of
the location of Byzantium and its difficulties through the middle and later
third century bc in particular; much in his account has a strong relevance
to the situation further north. Polybius makes his own viewpoint very clear.
For he is outspoken on the duty which he thinks the Greek world had to
support the Byzantines against pressures from their hinterland, especially
to ensure their own interest by allowing Byzantium to continue to protect
and manage trade to and from the Black Sea. He stresses that it was Greek
failure to help Byzantium which forced the city to impose taxes on that
trade in order to deal with (indeed, pay off ) the peoples of the hinterland.
Rhodes then compounded its injustice, on Polybius’ view, by going to war
against Byzantium over these taxes, when it should instead have helped
207
David Braund
earlier and assuaged the Byzantines’ need to impose them in the first place.
In setting out this view Polybius offers an enormous amount of invaluable
information, including a disquisition on the geography of some of the
Black Sea region. The prominence of Rhodes in its concern with Black
Sea trade is especially interesting in the light of archaeological evidence for
Rhodian amphorae in the region.36
Two aspects of Polybius’ analysis are most important for the present
discussion. First, he offers a telling summary of the nature of the goods
exchanged between the Black Sea world and the Mediterranean:
Whereas the Black Sea region has many of the good things used in life by
mankind in general, the Byzantines are the masters of all those things. For,
as to the necessities of life – livestock37 and the mass of persons put to slavery
– the places around the Black Sea provide the most plentiful and the most
useful, by common consent. As to non-necessities, they supply us with honey,
wax and salt-fish in abundance. And they receive goods which are in surplus
among us – olive oil and every kind of wine. As to grain, there is exchange
each way: sometimes they supply it, as opportunity arises, and sometimes
they take it. Polybius 4.38.3–5
Polybius is concerned to stress the magnitude of the service provided by
the Byzantines in overseeing this trade, so a measure of exaggeration may
be suspected. However, even if we allow for that, there is no reason at all
to doubt his broad picture of the goods involved, their relative importance,
as it seems, and their movement in and out of the Black Sea. In particular,
his remarks on grain have startled those who have been impressed by
Demosthenes’ rhetoric in support of his friends the Spartocids and their
provisioning of Athens at times in the fourth century. Claims have often
been advanced for a significant fifth-century grain-trade, even a ‘grain-
route’, from the Black Sea to Athens. Polybius’ remarks are usually ignored,
though they are all the more telling in that he is clearly maximizing the
importance of the Black Sea region as a source of goods for the Greek
world. Alternatively, and much more persuasively, Polybius’ evidence is
taken to show the impact of the troubles of the Greek cities, so that his
evidence illustrates a decline in the once-burgeoning supply of grain from
the region. While this is not the place for extensive discussion of the matter,
some observations should suffice to indicate that the hellenistic period was
not one of sharply-reduced grain-supply from the Black Sea.
First, it must be allowed that the difficulties at Olbia, indicated by the
decree for Protogenes and by concordant archaeology on its reduced civic
territory, seem to have been shared by other cities of the north-west, and
indeed by Byzantium. At the same time, however, it is far less clear why these
difficulties should have had an impact upon grain and not upon livestock
208
Steppe and sea: the hellenistic north in the Black Sea region…
or hides, wax, honey and the rest. Second, the Spartocid supplies to Athens
came from the Bosporan kingdom, not from Olbia. The Bosporan kingdom
dealt with its problems rather well through the hellenistic period, at least
until the late second century. Third, Polybius does not say that grain was
not exported from the region, as would suit the notion of hellenistic decline
in the trade under the pressure of ‘Scythians’. His point rather is that grain
is exported on some occasions: that hardly suits a model wherein the agri-
cultural base in the region had been undermined. In fact the whole issue
is much clearer if Polybius is given the priority he deserves. His account
of a Black Sea world sometimes supplying and sometimes importing grain
would fit all our other evidence: we should expect occasional supplies of
grain from the region, such as attested in the fourth century in particular,
even annual supplies over particular periods. However, that is far from the
notion of a ‘grain-route’, bustling over centuries. Meanwhile, though it is
reasonable enough to suppose that the pool of grain available in the Black
Sea was reduced by the attested upheavals in the north-west of the region,
it is unclear to what extent that affected trade in grain out of the region,
especially as Polybius attests recurrent export and says not a word about
a decline in grain-supply, though that would have suited his case very well.
Be that as it may, many a Third World situation shows us that the export
of vital resources is not at all incompatible with shortage at home. Indeed,
while the decree for Protogenes indicates shortages at Olbia, it also shows
that some of its citizens – including Protogenes – had a vast amount of
grain at their disposal, whether for disbursement within the city or for sale
elsewhere.
Having described Byzantium’s seaward advantages, Polybius proceeds
in rather dramatic terms to describe its landward difficulties, which again
recall Protogenes, for relations with non-Greek neighbours are key to his
analysis. He draws a sharp distinction between Byzantium’s experience
before the arrival of the Gauls and after it. Throughout, the central problem
for the city is not so much damage to its crops as difficulty in meeting the
increasing threats of its neighbours to commit such damage:
The Byzantines … are engaged in permanent and grievous warfare against
the Thracians. For they are unable to conclude hostilities once and for all
by a well-prepared victory because of the number of tribes and chieftains.
For if they get the better of one chieftain, three more awkward ones invade
their territory; and if they give way and agree payments and a treaty, they
do no better. For if they yield at all to one, that attracts five times the
number of enemies. Accordingly, they are engrossed in permanent and
grievous warfare. For what is more hazardous than war with neighbours
and barbarians ? What is more terrible ? Indeed, striving with these evils
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by land, and quite apart from the other evils attendant upon war, they also
suffer Homer’s version of the punishment of Tantalus. For, having the finest
territory, when they have worked the land and the crops are at their best and
most plentiful, the barbarians arrive, destroy some and harvest and carry
off the rest. Then, quite apart from the labour and expense, the sight of the
loss of their fine crops angers them and makes them bear the matter hard.
Nevertheless they withstood warfare with the Thracians, to which they were
accustomed, keeping faith with the Greeks as they had from the first. But
when the Gauls of Comontorius arrived, they were brought to the brink … 38
These Gauls defeated the Thracians and placed the Byzantines in extreme
danger. At first, when Comontorius, their first king, invaded, the Byzantines
continued to give presents in the order of 3,000 and 5,000 and then 10,000
gold pieces in return for the Gauls not ravaging their territory. Finally they
were forced to agree to pay 80 talents each year, until the time of Cavarus,
when the kingdom was destroyed and the whole tribe wiped out by Thracians
who had conquered them in turn. It was in this context, under the burden
of the payments, that the Byzantines first sent envoys to the Greeks, asking
for their help and for contributions towards the alleviation of their pressing
difficulties. When most gave little heed, the Byzantines were compelled to
exact dues from those sailing into the Black Sea. Polybius 4.45.1–46.6
Even Polybius, arguing for the Byzantines, accepts that they had always had
to cope with the depredations and demands of their non-Greek neighbours.
However, they were used to the Thracians, and no doubt the Thracians were
used to them: an accommodation of sorts was achieved and maintained (on
this partial view, at least), which suited both Thracians and Byzantines well
enough, even if, as Polybius dramatically observes, the Byzantines suffered
the punishment of Tantalus when the arrangement broke down. The Gauls
are blamed for upsetting this equilibrium: we may recall the panic at Olbia
at the time of Protogenes when Gauls were thought to have formed an
alliance with the Sciri against the city. Of course the equilibrium was always
fragile; it was a difficult process of negotiation conducted in the shadow of
outright war with ample room for mutual mistrust and misunderstanding
and also, as Polybius observes, with many others hovering, ready to take
advantage of perceived weakness. Such was the abiding problem, up to and
through the hellenistic period, for Byzantium, Olbia and other cities of the
region, each with their local stories.
However, the sea could be dangerous for Greeks too. The problems
of weather, especially the sudden onset of storms, are a recurrent feature
of ancient accounts of the Black Sea; they still occur.39 The most striking
example in the hellenistic period is probably the storm which sank Pleis-
tarchus in 302. Cassander had sent him with a substantial force to join
Lysimachus in Asia. Since passage of the Hellespont was denied him and
210
Steppe and sea: the hellenistic north in the Black Sea region…
211
David Braund
imperialist expansion:
On behalf of those sailing the Black Sea he waged war upon the barbarians
who were accustomed to commit piracy – the Heniochi, the Tauri and the
Achaei besides – and made the sea clear of pirates, so that not only in his
kingdom but also in almost all the inhabited world, when traders had spread
word of his magnanimity, he received the finest fruit of beneficence, praise.
And he took over much of the barbarian land bordering his own and rendered
his kingdom far more famous. He sought completely to dominate all the
peoples around the Black Sea and would soon have achieved his ambition if
his life had not been cut short. Diodorus Siculus 20.25.2
The claim to the suppression of piracy, however hollow,46 accorded well
with Eumelus’ beneficent diplomacy towards the Greek cities of the region:
Diodorus picks out Byzantium and Sinope in particular, perhaps because
of their general prominence in the region. He further mentions Eumelus’
specific act of generosity towards the people of Callatis, when they were
hard pressed under siege by Lysimachus: he took in 1,000 of them and
gave them land within his realm on which to have a new city, perhaps in
the area of the Taman peninsula. The new city would be a useful source of
order and probable loyalty.47
Diodorus’ whole account of Eumelus, a rare narrative about the
Bosporus in this period, encapsulates much of the hellenistic experience
in the northern Black Sea region. Eumelus may have posed as the champion
of Greeks during his reign, but his difficult accession shows a much more
complex picture. On his father’s death he had to win a civil war, fought
out between himself and his two brothers, Satyrus and Prytanis, each
seeking the throne for himself. Eumelus’ strategy was to make an alliance
with non-Greek neighbours: most important was Aripharnes, king of the
Siraces, a people located on the upper eastern frontier of the Bosporan
kingdom, to the east of the Maeotis.48 Satyrus’ army consisted of Greek
and Thracian mercenaries49 and unspecified Scythians. Eventually, Satyrus
was killed and Prytanis, who seems hitherto to have been quiet, took his
place in Panticapaeum; he rejected Eumelus’ suggestion that the kingdom
be divided, presumably with Eumelus on the eastern side and Prytanis
on the western side of the Bosporus. However, Eumelus forced Prytanis’
surrender and shortly had him killed. Satyrus’ young son sought refuge with
a Scythian king named Agarus. It was at this point that Eumelus turned
to beneficence. The rich narrative offers much of cardinal importance, but
the key point for the present discussion is the interaction of the Bosporan
rulers and neighbouring ‘barbarians’. Each side in the struggle for power
relies heavily upon non-Greek neighbours, while the Scythians can even
appear as a safe haven for the ousted.
212
Steppe and sea: the hellenistic north in the Black Sea region…
213
David Braund
for the region: its closing years were graced by the dynamic Mithridates,
with his principal city at Sinope and his strength substantially drawn from
the Black Sea world.52 The Black Sea backwater was now the reservoir of
resources for an ambitious Pontic empire until the north coast – specifically
Panticapaeum – became the last refuge for its defeated king and the place
of his death.
Epigraphical abbreviations
CIRB Struve, V.V. et al. (eds.) 1965, Corpus Inscriptionum regni Bosporani,
Moscow and Leningrad.
IOSPE Latyšev, B. (ed.) 1885–1901, Inscriptiones antiquae orae septentrionalis
Ponti Euxini Graecae et Latinae, 3 vols., St Petersburg. Vol. I, 2nd edn,
1916.
SEG Supplementum Epigraphicum Graecum.
Syll.3 Dittenberger, W., 1915–24, Sylloge inscriptionum graecarum, 3rd edn,
4 vols., Leipzig.
Notes
1
For mention of a, perhaps the, Zopyrion in a contemporary ostrakon
from Kozyrka II in the Olbian chora, see Vinogradov and Golovacheva 1990:
‘[Ni]cophanes, son of Adrastus, has given a horse to Zopyrion. Let him send to me
in the city (sc. Olbia) and let him give the letter to him (sc. his envoy ?).’ On the
Achaemenid empire, the Black Sea and Armenia, see Briant 1996, esp. 761–4.
2
Garlan 1999a.
3
Saprykin 1997.
4
Schmitt 1969, no. 408 with thoughtful commentary.
5
Until Pericles: Braund 2001, 31.
6
Knauss 2001; on Colchis etc., Braund 1994.
7
It is appropriately shallow and surrounded, especially in the east, by wetlands.
Note also the very saline Sapra Limne at its west.
8
I have discussed elsewhere the hellenistic Caucasus to the east of the Black Sea
as far as the Caspian, with its complex of valleys and plains: Braund 1994.
9
See further Braund, forthcoming
10
That is, Herodotus’ Histories, esp. Book 4, and the Hippocratic Airs, Waters,
Places. See further, Braund 2001.
11
See Lévy 1981.
12
Martin 1996, esp. 155 on the possible significance of Diogenes’ origin.
13
Clarke 1999, 216 on Strabo as philosopher.
14
Strabo, 7.3.8, where Chrysippus’ remarks are said to have concerned the
Bosporan Spartocids in particular; Dio Chrysostom, Or. 36 with Schofield 1991,
57 (though mistakenly placing Olbia in the Crimea).
15
Marcaccini 2000 offers a sophisticated overview; Strabo’s account (7.3.7–10)
214
Steppe and sea: the hellenistic north in the Black Sea region…
shows the potential relevance of Scythians for Platonists, Pythagoreans and others
besides.
16
IOSPE i2 32 = Syll.3 495 = Austin 1981, no. 97, whose translation has been
adapted here.
17
Belozerskoye at the eastern limits of Olbian territory on the Dnieper was
abandoned by c. 250: Bylkova 2000. See in general Vinogradov 1989, 178–229.
18
For the use of gold, see Karyshkovskiy 1988, 86.
19
Cf. Pippidi 1983, 152–3, critical of assumptions on the matter, though not
enough; also Vinogradov 1989, 181–3.
20
From the Crimea even, where a palace of sorts developed at Scythian Neapolis
beside modern Simferopol’ from c. 300 bc: Zaitsev 2001.
21
IOSPE i2 34 (Niceratus); on Anthesterius, Vinogradov 1984 with SEG
34.758; cf. Vinogradov 1989, 180 n. 12; cf. also Vinogradov 1994, 72, indicating
co-operation between Tyras and Histria in the third century bc.
22
IOSPE i2 30, partially restored.
23
Davies 1984, 311; cf. Préaux 1978, 489–524; Shipley 2000, 96–103.
24
Préaux 1978, 520–4 offers a convenient summary of the evidence: e.g. Austin
1981, no. 98; cf. Pippidi 1983 and the literature he cites.
25
Zubar’ 1993, 106–7 and the literature he cites.
26
Gaidukevich 1971, esp. 65–7, making the most of flimsy indications of
a Thracian origin, while suggesting that the Spartocids, like later Bosporan rulers,
traced their ancestry to Heracles and Eumolpus, son of Poseidon (CIRB 53, with
cautious discussion). On assaults upon the Greekness of Black Sea Greeks, see
Braund 1997.
27
The whole issue requires much work still; Maslennikov 1990 marks a major
step forward, albeit with a focus on the Roman period; see now also Maslennikov
1998, embracing earlier evidence in addition.
28
On these earthworks and Bosporan territory in the Crimea, see Maslennikov
1998.
29
Vinogradov 1987, summarized in English in Vinogradov 1994, 67–8. Her
name cannot be read with any confidence: Senamotis is suggested, but many of
the letters are suspect.
30
Zaitsev 2001.
31
CIRB 75. I am most grateful to the excavator, Yu. Zaitsev, for showing me an
unpublished and fragmented inscription which he recently discovered at Neapolis;
also, for discussion of the discovery, to Yu. Vinogradov, whose untimely death has
been an incalculable loss to the epigraphy of the area and much besides.
32
For Mithridates’ ambitions in the region, see e.g. McGing 1986; Vinogradov
1987 seeks to trace the course of events. On Strabo’s perspective, Braund,
forthcoming. Rhodian amphorae predominate among imported coarseware at
Neapolis: Vysotskaya 1999.
33
I am grateful to S. Saprykin and especially A. Maslennikov for showing me
these sites.
34
Vinogradov 1994, 68, with bibliography. See now also Nymphaeum 1999 for
important further discussion. We know at least that Paerisades sent an embassy to
215
David Braund
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1989 ‘The export of slaves from Colchis’, Classical Quarterly 39, 114–25.
Briant, P.
1996 Histoire de l’empire perse de Cyrus à Alexandre, Paris.
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2000 ‘O kul’turnykh traditsiyakh naseleniya nizhnevo podneprov’ya skifskovo
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Clarke, K.
1999 Between Geography and History: Hellenistic constructions of the Roman
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Davies, J.K.
1984 ‘Cultural, social and economic features of the hellenistic world’, in F.W.
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De Souza, P.
1999 Piracy in the Graeco-Roman World, Cambridge.
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1977 ‘Arifarn, tsar’ Sirakov (Aripharnes, king of the Siracians)’, in M.M.
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1990 ‘O vremeni sosyshchestvovaniya Yelizavetovskovo gorodishcha i Tanaisa
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1971 Das Bosporanische Reich, revd. German transl., Berlin.
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1999 Ol’viya. Antichnoye gosudarstvo v severnom Prichernomor’ye [Olbia. An
ancient state on the north coast of the Black sea], Kiev.
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1981 ‘Les origines du mirage scythe’, Ktema 6, 57–68.
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1986 The Foreign Policy of Mithridates VI Eupator, King of Pontus, Leiden.
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1999 ‘Torgovyye svyazi pozdnikh skifov s grecheskimi gorodami [The trade-
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239–71.
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Antiquity], Kiev.
219
12
HELLENISTIC MOSAICS
Ruth Westgate
221
Ruth Westgate
their status, but also their aspirations; in short, they try to present them-
selves as they would like to be seen. The stylistic and technical development
of mosaic can be understood as a response to these very personal and yet
very public needs. Mosaics were not of course the only means by which
this was achieved: wall paintings, sculptures and textiles would also have
contributed to the total effect. But textiles decay, sculptures are carried
off by looters and lime-burners, and painted plaster crumbles when walls
collapse; floors are often all that is left. By looking at mosaics, therefore – at
their designs and the ways in which they were used, and, where possible,
at the architecture and other forms of decoration that accompanied them
– we can attempt to see their owners as their contemporaries might have
seen them, and thus gain some insight into the tastes and aspirations of
people living in the hellenistic period.
At the beginning of the period, mosaics of natural pebbles were the most
common form of decorative paving. Pebble mosaics too are mainly found
in houses, most frequently in the dining room, or andron, and its adjacent
anteroom, which were the principal areas for entertaining guests. Their
standard composition, consisting of concentric bands of black and white
decoration framing a central motif, seems designed to present a satisfying
view to the diners reclining on couches around the walls of the andron
(Westgate 1997–8, 94–7, 102). The introduction of mosaics in the late
fifth century was one element in a general trend towards the elaboration
of private houses; the formal dining room itself was also part of this trend,
along with painted wall plaster, purpose-built bathrooms, and occasion-
ally peristyles (Walter-Karydi 1994). Many of these elaborations were
clearly intended to impress outsiders visiting the house, particularly for
the symposium, and this growing willingness to invest in private display
seems symptomatic of a shift in priorities, away from the community and
towards the interests of the individual, which is the beginning of one of
the most characteristic aspects of the hellenistic period (as identified by
Pollitt, 1986, 7–10).
In order to understand the invention of tessellated mosaic, it is first
necessary to consider developments in pebble mosaic in the early hellen-
istic period, which seem to set the tone for what follows. Like so many
strands in hellenistic history and art, the development of hellenistic mosaics
starts in Macedonia, with the encounter between Greek and Macedonian
cultures. Two large peristyle houses at Pella, dated to the last quarter of
the fourth century, have yielded a series of spectacular pebble mosaics
(Salzmann 1982, nos. 94–104, pls. 29–37; Makaronas and Giouri 1989).
In the House of Dionysos (insula I.1) two anterooms (A and D) with black
and white geometric mosaics led to andrones with central figured scenes,
222
Hellenistic mosaics
Fig. 1. Pella, House of the Rape of Helen: Stag Hunt mosaic in room D. Photo courtesy
of Archaeological Receipts Fund.
223
Ruth Westgate
But it was not simply the massive influx of wealth into Macedonia that
generated these mosaics: they were also a product of the very different
culture and values of the Macedonians. Their monarchic and aristocratic
society encouraged individual self-promotion, and they were much less
inhibited than the Greeks about private luxury and ostentation. Long
before this, for example, literary sources report that King Archelaos
employed the painter Zeuxis to decorate his palace (Aelian, Varia Histo-
ria XIV.17), presumably with figured paintings – a form of decoration
which, to the Greeks, belonged in public and religious buildings; likewise,
the fact that the only surviving examples of Greek figured painting from
this period are in Macedonia is a consequence of their use in a private
context, in elaborate subterranean chamber tombs, rather than in public
structures above ground.
The Macedonians adopted the forms of the Greek symposium, the char-
acteristic architectural setting of the andron, decorated with painted plaster
and mosaics, and the equipment, the couches and the drinking-vessels,
often in luxurious precious metal (and again more frequently preserved
in Macedonia as a result of their use as grave-goods); but they used the
symposium for a rather different purpose. The intention seems to be not
to foster a sense of intimacy between the participants, but to impress the
guests with the host’s wealth and power.
Both the cultural fusion that produced these mosaics and the ostenta-
tious entertainments that they adorned are typically hellenistic.3 Looking
more closely at the mosaics themselves, it can be seen that they foreshadow
later technical and stylistic developments too.
The most obvious difference from earlier mosaics is the strikingly three-
dimensional appearance of the scenes depicted, which is achieved through
perspective and shading. A few earlier pavements use small touches of
colour for details, but this colouristic modelling is a novelty. It is usually
attributed to a desire to imitate painting (e.g. by Bruneau, 1987, 51–4)
– perhaps, arguably, to copy specific works – but it is also a function of the
scale of the pavements: the floors are very large and the pebbles are relatively
small, which enabled the mosaicists to achieve a much more realistic effect
than was possible within the area of a conventional seven-couch andron.
The cost of obtaining the pebbles must have been enormous, as they are
carefully graded by both size and colour: although grading by size could
in theory have been done mechanically, perhaps by sifting, grading by
colour could only be done by eye, one pebble at a time. It is clear that these
pavements must have cost far more than any of the earlier mosaics known
to us,4 and it seems that the particular economic and social conditions in
Macedonia at this time must have created the environment in which this
224
Hellenistic mosaics
225
Ruth Westgate
Fig. 3. Morgantina, House of Ganymede, room 14: Ganymede and the eagle. Photo
courtesy of Department of Art and Archaeology, Princeton University.
226
Hellenistic mosaics
227
Ruth Westgate
Fig. 4. Aphrodisias: mosaic of irregular stone chips from under the Temple of
Aphrodite.
to have been made in the late fourth or third century (Salzmann 1982, no.
151, pl. 78.1–2); a fragmentary mosaic from Aphrodisias (Fig. 4), part of
which probably depicts a dolphin, has a terminus post quem of c. 261–246
from coins of Antiochos III found underneath it (Salzmann 1982, nos
144–5); and a black and white pavement at Euesperides must pre-date the
desertion of the city in the mid-third century (Lloyd et al. 1998, 150–7,
figs. 5–9). In another pavement at Euesperides (Salzmann 1982, no. 156,
pl. 91.1–3) the pieces are more regular, and could be described as rough
tesserae rather than stone chips; a more elaborate pavement of this type at
Assos, now lost, had a terminus post quem in the fourth century from a coin
sealed beneath it (Salzmann 1982, no. 150, pl. 84.3–4); and there is even
a tantalizing reference in a footnote (Robinson 1933, 1, n. 4) to a fragment
of irregular tessellated mosaic found at Olynthos, which must date from the
period before the city was sacked in 348; but unfortunately the fragment is
lost and was never photographed, so its technique cannot be verified.
Katherine Dunbabin (1979) suggested very plausibly that these
chip mosaics may have played a part in the development of tessellated
mosaic, and Salzmann, in his study of pebble mosaics (1982), also argues
that chip mosaics represent an intermediate stage between pebbles and
tesserae. Another category of pavements, in which pebbles are combined
with various grades of irregular and regular tesserae, may also belong to
this transitional phase. However, as the dating evidence for most of these
‘intermediate’ pavements is inconclusive or non-existent, it is still not clear
how this evolution might have taken place.
On the other hand, Dunbabin (1994) has also pointed out that in Sicily
and southern Italy squared tesserae were in use long before the appearance
228
Hellenistic mosaics
Fig. 5. Megara Hyblaia, baths, room g: opus signinum pavement with tessellated
threshold.
229
Ruth Westgate
made in the late hellenistic period, long after the transitional phase, appar-
ently as cheap substitutes for tessellated mosaic.9 It is possible, then, that
the new technique developed initially as a cheaper alternative to pebble
mosaic: although pebbles appear to be a free material, produced by natural
forces, in fact making a pebble mosaic may have entailed more than simply
collecting stones from the nearest beach or river-bed. In order to achieve
the sharp contrast between black and white that is characteristic of all
but the most incompetent pebble mosaics, it may have been necessary
to obtain materials from areas where the geological conditions generated
pebbles of a consistent colour, while selecting a large quantity of suitably
coloured and evenly sized pebbles must have been a laborious task. Stone
chips, on the other hand, might have been waste from a stonemason’s or
sculptor’s yard; even obtaining a block of stone and breaking it up into
tesserae might have been cheaper than using pebbles – and of course the
resulting tesserae would be of a uniform colour and size. In other words,
the invention of tessellated mosaic may have been driven by demand from
people who wanted the distinction of a mosaic but could not afford one.
Such an explanation would account for the poor quality of most of the
‘intermediate’ pavements.
Other advantages of the new technique would have quickly become
apparent. Using cut stone pieces probably made it easier to obtain a wider
range of colours, and artificial materials broadened the range still more:
terracotta was a cheap and easily available source of reds and yellows; and
bright blues and greens, which are difficult or impossible to obtain in
natural stone, could be supplied by glass and faience (Guimier-Sorbets
and Nenna 1992).
In the present state of our knowledge, this is only speculation. All we
can say with any certainty is that various embryonic tessellated techniques
existed in both east and west in the third century, and possibly earlier;
Baldassare has rightly stressed the importance of considering each of
these early manifestations in its regional context, rather than attempting
to force them into a single sequence of development (1994; see also the
discussion of Arpi below). No regular tessellated mosaics with figures or
complex designs can be securely dated earlier than the second century, and
it is not at all clear how the simple tessellated floors of the third century
developed into the accomplished products of the late hellenistic period.
However, an obvious place to look for the refinement of the technique is
one or other of the hellenistic royal courts. By a lucky chance we happen
to have two groups of mosaics which are likely to have been royal commis-
sions, and which give us an indication of the quality of the best products
of the period.
230
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Fig. 6. Alexandria, Royal Quarter: dog mosaic. Photo courtesy of Centre d’Études
Alexandrines/A. Pelle.
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232
Hellenistic mosaics
Fig. 7. Lead strips in tessellated mosaic (Palermo, Museo Nazionale, inv. no. 2288).
Fig. 8. Alexandria, Erotes mosaic from Shatby. Photo courtesy of DAI Cairo.
233
Ruth Westgate
setting of tesserae in diagonal rows, which is very rare in mosaics from the
hellenistic east, although it is common at western Greek sites (Westgate
2000a, 258–9, n. 14).
A more securely dated group of relatively early tessellated pavements has
been found at Pergamon, which also happens to have been the location of
the only mosaic that was famous enough to be recorded in ancient literary
sources. Pliny the Elder (HN 36.184) describes a mosaic made by Sosus
of Pergamon, called the ‘Unswept Room’, which showed the detritus of
a meal, apparently dropped on the floor; on the same pavement or nearby
was a scene of doves drinking from a basin. This mosaic survives only in
copies,12 but we do have some very fine pavements from Palaces IV and V.
Only fragments were found in Palace IV, but the ground floor of Palace V
yielded two fairly complete pavements.13 The larger one, in the North-West
Room (Fig. 9), had concentric bands of decoration, including crenellated
towers, guilloche, waves, meanders and a floral scroll peopled with tiny
Erotes, birds and insects, framing a large central field which was divided
into four panels, all now missing. The smaller, in the Altar Room (Fig. 10),
had borders of coloured squares and bead-and-reel enclosing two friezes
decorated with garlands and three central panels, of which the sole survivor
depicts a big green parrot; two further panels flanking the altar showed
dramatic masks.
Both mosaics are entirely covered with decoration, with no plain bands
between the patterned borders; the technique is very regular and careful,
all the patterns are outlined with lead strips, and expensive materials
– glass, faience and perhaps even crystal or mother-of-pearl – were used in
addition to stone. The figured and floral elements were made in the finest
opus vermiculatum, with tesserae as small as half a millimetre; the work is
exquisite, with delicate shading and illusionistic effects (Fig. 10). Their high
value is indicated by the fact that most of the panels and one entire border
had been prised out of the floor. The mosaic in the North-West Room was
signed by the artist, Hephaistion, on a trompe l’oeil card stuck down with
blobs of red wax – a motif in the spirit of Sosus’ ‘Unswept Room’, and
perhaps, as Robertson wryly suggested (1965, 88), carefully left behind by
the looters because they wanted to pass off the mosaic as Sosus’ work.
The mosaics were laid in the first half of the second century, probably
towards the end of the reign of Eumenes II (197–159) or during that of
Attalos II (159–138); rejected blocks from the Great Altar built into Palaces
IV and V give a terminus post quem, and recent soundings underneath
the mosaics produced no material later than the middle of the century
(Salzmann 1995, 109–10). Another mosaic in a very similar style was found
in the Temple of Hera Basileia, which was dedicated by Attalos II (Dörpfeld
234
Hellenistic mosaics
Fig. 10. Pergamon, Palace V: detail of mosaic from the Altar Room.
1912, 262, 326–8, pls. 17, 18, 22a, 27); it was probably made by the same
craftsmen, who were presumably working for the court.
These are the earliest tessellated mosaics that can be dated by external
evidence rather than stylistic guesswork, and, like the Alexandrian ones,
they represent the best work from the period. It is tempting to suggest that
the rough tessellated technique of the third century was first refined into
this elegant form by the court craftsmen of Alexandria or Pergamon as
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Ruth Westgate
a suitably luxurious decoration for a royal residence, displaying not only the
skill and labour entailed in creating such meticulously detailed work, but
also the wealth of materials needed to produce the required range of colours.
In addition, the subject-matter and painterly style of the figured elements
may have had prestigious cultural and artistic resonances: the effect of the
Pergamene mosaics in Salzmann’s new reconstructions is strikingly reminis-
cent of a gallery of paintings (1995, 106–9, pl. 21, foldout plan 2).
This model cannot be proved on the evidence currently available, but
it does not seem unreasonable to imagine that the kings were leaders of
fashion, representing a standard of living to which the inhabitants of the
hellenistic world aspired. From about 150 bc onwards there appears to
be a substantial increase in mosaic production, part of an upward spiral
of private luxury and ostentation which dates back to the introduction
of pebble mosaic in the late fifth century, but which accelerated dramati-
cally in the late hellenistic period, fuelled by economic prosperity on an
unprecedented scale (Westgate 1997–8, 111–15). This increase in luxury
can be seen most vividly on the island of Delos, where there are many
well-preserved houses dating to the late second and early first century
(Chamonard 1922; Trümper 1998). Along with mosaics came wall-plaster
in the Masonry Style, moulded and painted to look like stonework; stone
statues (Kreeb 1988); comforts like built-in lavatories and heated baths
(Trümper 1998, 63–8); and features borrowed from monumental architec-
ture, notably the peristyle, which was apparently so desirable that it often
seems to be squeezed into the houses at the cost of practicality.
However, most late hellenistic mosaics are less elaborate than those
from the royal capitals, with fewer borders, and more white space between
the decorated areas (Figs. 12 and 13). Their decoration consists mostly
of geometric patterns, especially waves, three-dimensional meanders and
perspective cubes, various types of guilloche, and architectural mouldings
such as dentils or egg-and-dart. Relatively few – no more than 16 per cent
– depict humans or animals, compared to about 40 per cent of pebble
mosaics, which is very surprising in view of the common assumption that
tessellation was invented to make it easier to produce realistic figured
scenes. The plainer designs may reflect an aesthetic preference, but they
were presumably also cheaper to produce, making mosaics affordable for
a wider section of society. Moreover, the technical refinements seen at Alex-
andria and Pergamon are not widespread in later mosaics: figured scenes
are often represented in standard-sized tesserae rather than intricate opus
vermiculatum, the range of colours is rarely so rich, and delicate, expensive
materials like glass and faience are relatively unusual. Lead strips are used
in only about a third of the surviving mosaics, generally the better-quality
236
Hellenistic mosaics
ones; they disappear almost entirely by the mid-first century bc. These
observations might support the hypothesis that tessellated mosaic was
developed into a luxury art in elite circles, and then adapted and simpli-
fied to meet demand from the aspiring classes who wanted to emulate the
lifestyle of the elite – a process that continued in the Roman period, when
opus sectile seems to have been favoured as the most prestigious type of
pavement, and mosaic was relegated to second-best.14
In some cases it is possible to observe these compromises between
complexity of decoration and quality of execution. For example, in the
House of the Masks on Delos, the owner commissioned a very large area of
mosaic, covering four rooms and including a number of ambitious figural
motifs, but apparently he could only afford to have most of the decoration
done in coarse, rather irregular tessellation, which makes the scenes rather
indistinct (Fig. 11). The only exception is the fine centrepiece of one of the
floors, showing Dionysos riding a panther, which is an emblema, a panel
made separately and inserted into the pavement – but the mosaicists
Fig. 11. Delos, House of the Masks, room H: dancing Silenos (Delos 216).
237
Ruth Westgate
Fig. 12. Late hellenistic mosaic at Pythagoreio, Samos. Photo courtesy of V. Giannouli.
238
Hellenistic mosaics
Fig. 13. Delos, Quartier du Théâtre III N: mosaic in room I (Delos 261).
239
Ruth Westgate
It seems that the concentric scheme had to some extent become conven-
tional, and that rooms with mosaics were now intended for a wider variety
of activities: no doubt many were still used for symposia, but they may have
housed other social occasions, perhaps at different times of day. Lavishly
decorated peristyles and carefully planned vistas give the impression that
the house as a whole was on display to visitors.
On the other hand, it is possible that the decoration was not simply
marking out the more ‘public’ areas of the house, where guests were
received, but also served to reflect distinctions within the household,
between different categories of inhabitants, most obviously between the
free occupants and their slaves, although age or gender divisions may also
have been involved. Unfortunately the lack of reliable evidence for the
activities that took place in individual rooms makes it difficult for us to
understand exactly what the decoration meant, but it seems likely that
there had been a change both in the boundaries between inhabitants and
outsiders and in relations between members of the household. No less
significant is the shift in attitudes implied by the spread of decoration:
presumably the increased social mobility and insecurity of the hellenistic
world made it more important to advertise one’s wealth, status and aspira-
tions, which must have been a driving force behind the spiralling luxury
that can be observed in the homes of the period.
Delos has yielded the largest group of late hellenistic mosaics, consti-
tuting almost half the total number known, which gives some idea of the
phenomenal prosperity of the island in the decades after the Roman inter-
vention of 166. Other major mosaic producers included the rival trading
state of Rhodes and the royal capitals (although none have survived from
Antioch); but hellenistic mosaics have been found all over the Greek world,
from Spain in the west to Afghanistan in the east, as far north as the Crimea,
along the African coast and far up the Nile, in contrast to classical pebble
mosaics, which are concentrated on the Greek mainland and the coast of
Asia Minor. Their distribution reflects the spread of Greek culture, and
perhaps we can get an impression of what they meant to people by looking
at their uses in some areas on the margins of the hellenistic world.
The site of Ai Khanoum, in modern Afghanistan, was a fortified town
on the eastern frontier of the Indo-Greek kingdom of Bactria, and thus
on the eastern frontier of the hellenistic world itself. The Greek rulers of
the area built themselves a monumental Greek city, with all the trappings
of Greek culture – gymnasium, temenos, theatre, and even a copy on stone
of the Delphic maxims (Rapin 1990, 333–41). But there were also native
elements, including two temples of Mesopotamian type, presumably
dedicated to local deities. The huge palace, built in the second century, is
240
Hellenistic mosaics
also in a hybrid style, basically Achaemenid in plan, but with some Greek
elements, including pebble mosaics. These are still decorated in the classical
concentric style, with motifs that are familiar from the classical repertoire:
one (Salzmann 1982, no. 2, pl. 70) has a border of wave pattern and a frieze
of sea creatures, framing a central ‘star of Vergina’; another (Salzmann
1982, no. 3, pl. 71.1–4) is decorated with rosette and palmette motifs.
But they are used in a different context from classical pebble mosaics, in
bath suites rather than dining rooms.19
Nearer to the Mediterranean, the region of Kommagene in south-
western Turkey broke away from Syria in the second century, under the
leadership of a half-Greek, half-Persian dynasty. In the first century bc,
King Antiochos I (c. 69–c. 36) constructed a cult centre at Arsameia on
the Nymphaios in honour of his father Mithradates I Kallinikos, which
included a building paved with several mosaics (Fig. 14; Salzmann 1982,
nos. 146–9, pl. 86.3–5; Bingöl 1997, 106–7, figs. 71–4). The technique
is rough and the colour scheme is restricted to black, white and red, but
241
Ruth Westgate
242
Hellenistic mosaics
the region, led by the local elite, who had begun to build houses with
Greek-style architectural decoration as early as the fifth century, presum-
ably to set themselves apart from their less wealthy neighbours, who were
still living in huts. By the early hellenistic period, more solidly-built
houses had become the norm at all levels of society, but most were still
relatively small and simple in plan, and the large peristyle houses found at
Arpi and elsewhere in the region represent a significant improvement in
living standards on the part of the wealthiest members of the community.
Connections have been drawn with fourth-century houses on the Greek
mainland, and especially in Macedonia, in view of the parallel adoption
of Macedonian-style chamber-tombs in the region (Russo Tagliente
1992, 146–51). But the process of hellenization in Daunia goes beyond
the imitation of Greek architectural forms and decoration to include
the adoption of at least some elements of a Greek lifestyle. Several of
the mosaics at Arpi are in Greek-style andrones, with raised borders for
couches, and this, along with the presence of imported Greek drinking-
wares in both habitation sites and burials, suggests that the custom of the
symposium was adopted along with the architectural forms.
243
Ruth Westgate
Fig. 16. Pompeii: emblema with marine creatures, from the House of the Faun (Naples,
Museo Nazionale no. 9997).
244
Hellenistic mosaics
Acknowledgements
I would like to thank Manchester University, the British Schools at Athens and
Rome and the British Institute of Archaeology at Ankara for funding the research
summarized here, and Roger Ling for reading a draft of the paper; any errors
that remain are entirely my own. This paper was written during the tenure of
a fellowship from the Arts and Humanities Research Board.
Notes
1
All the pebble mosaics discovered up to c. 1980 are catalogued and studied
by Salzmann (1982); hellenistic tessellated mosaics are treated in regional surveys
by Bruneau (1972), Baldassare (1976), von Boeselager (1983), Daszewski (1985)
and Bingöl (1997), while Anne-Marie Guimier-Sorbets has published numerous
articles on individual aspects of motif, iconography, design and technique.
Katherine Dunbabin’s recent synthesis of ancient mosaics provides an excellent
overview (1999, especially chapters 1–3). This article is based on my doctoral
thesis (Westgate 1995), a comprehensive study of mosaics from their classical
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Ruth Westgate
origins to the late hellenistic period, which is currently being revised for publica-
tion in the series Oxford Monographs on Classical Archaeology.
2
The House of the Rape of Helen covers 2350 m2, and the House of Dionysos
3160 m2; by comparison, the unusually luxurious House of the Mosaics at Eretria
has an area of only 650 m2.
3
Compare Susan Rotroff ’s explanation of the decline in the number of pottery
kraters found in hellenistic contexts in the Athenian Agora: she argues that now
lavish metal vessels would have served as the centrepieces of grandiose banquets
(1996, 22–7).
4
These total about 70, nearly all from sites on the Greek mainland, notably
Athens, Corinth, Sikyon, Eretria and Olynthos.
5
The green beads are used in Dionysos’ crown and thyrsos, and blue glass in
the harness of Theseus’ chariot-horses. There are no artificial elements at all in
the Stag Hunt and Amazonomachy.
6
Olynthos, House A5, andron a (Robinson 1930, 56–9, figs 153–161, pl.
i); Vergina, palace, threshold of room E (leading to a pebble mosaic, Salzmann
1982, no. 130).
7
House of Many Colours, andron d, pavement of white chips with a border
of black pebbles (Robinson 1946, 193, pls. 159, 160.2, 165); Sector 7, House
B, pavement of polychrome chips bordered by a meander in pebbles (Robinson
1930, 102, figs. 237, 239; Salzmann 1982, no. 92, pl. 16.5).
8
A fourth-century house excavated between rues Didon and Arnobe at
Carthage had a pavement of large terracotta cubes (opus figlinum) decorated with
a chequered stripe of black, white and red tesserae: Dunbabin 1994, fig. 15. A tiny
fragment of red and white chequerboard from Kerkouane (Morel 1969, 499–500,
fig. 28) must date before the site was abandoned in the mid-third century, although
the fifth-century date claimed by the excavator seems doubtful.
9
On Delos, for instance, there are several pavements of stone chips with simple
decoration in broken terracotta pieces (Bruneau 1972, nos. 41, 135, 221, 254,
260); Salzmann excludes these from his catalogue of ‘intermediate-type’ mosaics,
although they are similar in technique to the examples from Athens and Aphro-
disias cited above.
10
e.g. by Daszewski (1985, 98), although he stops short of attributing the
invention exclusively to Alexandria. Recent excavations in the garden of the old
British Consulate have uncovered fragments of a pebble mosaic (Guimier-Sorbets
1998a, 189), and two mosaics of mixed technique (Guimier-Sorbets 1998a,
188–9; 1998c, 227, fig. 5), at least one of which probably dates to the first half
of the third century; two other mixed mosaics were already known (Daszewski
1985, nos. 1 and 2), as well as a number of tessellated mosaics (Daszewski 1985,
nos. 5–7, 13–19).
11
It is clear from a mosaic on Samos, whose surface is partly destroyed, that the
strips were slotted into guidelines incised in the layer of mortar below the surface,
to serve as outlines for the mosaicist to fill in: Giannouli and Guimier-Sorbets
1988, 558, fig. 7. Lead strips are normally only used in figural motifs where
a precise curve or straight line was required, such as the mast and yard-arm held
246
Hellenistic mosaics
247
Ruth Westgate
Bibliography
Baldassare, I.
1976 ‘Mosaici ellenistici a Cirene e a Delo: rapporti e differenze’, Quaderni di
Archeologia della Libia 8, 193–221.
1994 ‘La decorazione pavimentale: le tipologie più antiche e la introduzione
del tessellato’, in R. Farioli Campanati (ed.) Atti del 1o Colloquio
dell’Associazione Italiana per lo Studio e la Conservazione del Mosaico,
Ravenna, 29 aprile–3 maggio 1993, Ravenna, 435–50.
Bingöl, O.
1997 Malerei und Mosaik der Antike in der Türkei. Kulturgeschichte der antiken
Welt 67, Mainz.
Blake, M.
1930 ‘The pavements of the Roman buildings of the Republic and early
Empire’, Memoirs of the American Academy in Rome 8, 7–159.
Boeselager, D. von
1983 Antike Mosaiken in Sizilien. Hellenismus und römische Kaiserzeit, 3. Jahr-
hundert v. Chr. – 3. Jahrhundert n. Chr., Rome.
Bruneau, Ph.
1972 Exploration archéologique de Délos XXIX: Les mosaïques, Paris.
1987 La mosaïque antique. Lectures en Sorbonne 1, Paris.
Chamonard, J.
1922 Exploration archéologique de Délos VIII: Le Quartier du Théâtre, Paris.
Cohen, A.
1997 The Alexander Mosaic: Stories of victory and defeat, Cambridge.
Daszewski, W.A.
1985 Corpus of Mosaics from Egypt I. Aegyptiaca Treverensia 3, Mainz.
Davidson, J.
1997 Courtesans and Fishcakes: The consuming passions of Classical Athens,
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De Vos, M.
1991 ‘Paving techniques at Pompeii’, Archaeological News 16, 36–60.
Donderer, M.
1991 ‘Das kapitolinische Taubenmosaik – Original des Sosos?’, Mitteilungen
des deutschen archäologischen Instituts, Römische Abteilung 98, 189–97.
Dörpfeld, W.
1912 ‘Die Arbeiten zu Pergamon 1910–1911’, Mitteilungen des deutschen
archäologischen Instituts, Athenische Abteilung 37, 233–408.
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1979 ‘Technique and materials of hellenistic mosaics’, American Journal of
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1994 ‘Early pavement types in the west and the invention of tessellation’, in
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Arbor, 26–40.
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Rapin, C.
1990 ‘Greeks in Afghanistan: Aï Khanum’, in J.-P. Descoeudres (ed.) Greek
Colonists and Native Populations. Proceedings of the First Australian
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Robinson, D.M.
1930 Excavations at Olynthus, Part II: Architecture and sculpture: Houses and
other buildings, Baltimore.
1933 Excavations at Olynthus, Part V: Mosaics, vases and lamps of Olynthus found
in 1928 and 1931, Baltimore.
1946 Excavations at Olynthus, Part XII: Domestic and public architecture,
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1996 The Missing Krater and the Hellenistic Symposium: Drinking in the age of
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tipologia abitativa indigena tra VIII e III secolo a.C., Galatina.
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Beginn der Tesseratechnik. Archäologische Forschungen 10, Berlin.
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Romano-Campanian tessellated mosaics to the Early Augustan Age. Acta
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Tsakirgis, B.
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13
Shelley Hales
Introduction
The traditional neglect of the hellenistic world has particularly affected the
study of its art. Pliny’s dismissal, cessavit deinde ars (‘then the art ceased’)
hangs heavily, if misguidedly, over our aesthetic vision of ancient sculpture.1
On the other hand, the hellenistic attitude to art has always been with us as
we have searched for the classical world. Many of the works we have most
praised from the Renaissance on, from the Laocoon to the Belvedere Torso,
are hellenistic. The ancient writings we have used to justify our apprecia-
tion find their basis in the hellenistic era and the context in which we have
learnt to appreciate art is similarly late hellenistic. I want to explore further
the relationship between the art appreciation of the hellenistic era and the
Neoclassic revival in British painting of the nineteenth century, focusing on
one particular iconographic type, the naked Venus. Of course, the naked
Venus has been popular throughout the history of western art. However, the
Victorian era saw an apparent drive among artists to recapture the original
moment of her invention. In looking at the major differences between the
ancient nude Aphrodite and the figure these nineteenth-century artists
dreamed up, we will be able to appreciate, in some small way, just how
distorting is the hellenistic mirror through which we view antiquity. We will
see, through Venus, how our relationship with the antique has been fixed
by the hellenistic experience and how this relationship has gradually altered
the way we understand Venus’ iconography. And how we, in ‘reliving’ the
hellenistic experience, have created for ourselves a vision of the hellenistic
world we can deal with.
To get some idea of the gulf which might exist between our own desire
for Venus and that of the ancient audience, we should perhaps start with
the Venus de Milo, one of the most famous images in popular imagina-
tion (Fig. 1).2 This statue of Aphrodite arrived in the Louvre in 1820, just
months after the Elgin marbles reached the British Museum, and became
a pawn in rivalry between the British and French. Integral to the French
boasts of the superiority of the image was the fraudulent claim that she
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Shelley Hales
was a late classical masterpiece. Today, the Venus de Milo represents not
only the ‘glory of ancient Greece’ but also the ideal woman, at once a relic
of a lost past and an icon of the modern world. Undoubtedly, much of
her success lies in her damaged state which continually reminds us of her
status as ruin, an artefact from an irretrievable past.3 Despite, or perhaps
more accurately because of, the many proposed restorations of her lost
limbs, this Aphrodite was never restored. Along with the Elgin marbles
she was to become a symbol of a new way of relating to the ancient world,
of respecting the ruin. Her name seems to promise the same. Unlike other
Aphrodites, known by their Roman geographical location (e.g. the Esquiline
Venus) or by the names of their collectors (e.g. the Medici Venus), this one
proclaims her genuine hellenic provenance, the island of Melos.
However, in ‘respecting’ the
past, it becomes more difficult
for the viewer to access that past.
We can hardly recall a time when
the Venus de Milo did have arms.
Popular imagination dwells on the
moment when she lost her limbs
– a moment caught several times
on celluloid. Carry on Cleo (1965)
provides just one example as
Aphrodite falls prey to the clumsy
swordsmanship of the unlikely
praetorian prefect, Hengist Pod.
The joke works because it is
only after her arms fall off that
we recognize who she is. Her
iconography changes from Greek
goddess to modern icon in one
swoop of the sword. The complex
cultural mentality which produces
this joke is hinted at by the context
in which the Aphrodite meets her
fate; she never was in Rome, never
was Venus, but that is where our
collective imagination places her.
Even as we say de Milo we dismiss
that part of her name which means
Fig. 1. Venus de Milo. Musée National so little to us in favour of our own
du Louvre. Photo Alinari. fantasies of the ancient world.
254
How the Venus de Milo lost her arms
The history of the Venus de Milo, then, is very much a story of display
and appreciation rather than cultic meaning. She is immediately associated
with the modern collection of which she is part, rather than her original
context in a past which her current setting does its best to forget and
distort. She fulfils all the conditions for a collectable piece, valued out of
a desire for retrospection towards a lost past but also open to the abuse of
adaptation and objectification.4 This Venus is nothing but a prize exhibit.
The ruling elites of both the ancient Mediterranean and the empires of
modern Western Europe have all adopted Aphrodite as a collectable object
in their eagerness to appropriate the heights of achievements of Greek art,
heights which they themselves have constructed, fitting the past into their
own needs. To the modern
gaze, the Venus de Milo might
well be the ideal woman, but
for the ancient audience the
perfect Venus was Praxiteles’
Knidian Aphrodite (Fig. 2). So
how has the Louvre ‘Venus’
become the sort of Venus the
modern audience expects? This
paper, in exploring the distance
between the ancient and the
nineteenth-century world, is
about this change, how the
Knidian Aphrodite lost out
to this other Venus and how,
along the way, goddess was
reconfigured as woman.
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Shelley Hales
eyes) because we only know her through the medium of copies from those
same eras.
The story of the creation of the naked Aphrodite, at least as it was
constructed by hellenistic and Roman writers, is well known.5 Praxiteles, the
late classical sculptor, made a naked Aphrodite for the island of Kos, using
as model his lover and high-class whore, Phryne.6 Phryne first attracted
his attention by causing a stir at the Eleusinian Mysteries, disrobing to
walk into the sea only to re-emerge from the waves as Aphrodite, born
from the spume. As a result of her living imitation of the goddess, she was
to become the model for both Praxiteles’ creation and Apelles’ painting of
Aphrodite Anadyomene.7 The people of Kos rejected the undressed goddess
and she was offloaded onto the Knidians. In Knidos, her novelty (even
Aphrodite herself was imagined to have expressed surprise)8 made her
a huge attraction, not simply as a cult image but as the focus of erotic
interest.9 The story, retold by both Pliny the Elder and Pseudo-Lucian, of
the man who, overcome by her beauty, left a stain on her buttocks, has
ever since delighted art historians looking to prove the power of art.10 The
story is crucial to our understanding of hellenistic attitudes to art and marks
a strong contrast to the treatises on art composed in the classical period by
the sculptors themselves. This story is primarily about ownership and shows
the work of art as an object, whose worth is determined by the audience
not by the sculptor. Even Aphrodite herself is a spectator viewing the object
from a distance. This is very different from the usual understanding of the
cult image as manifestation of the deity. This image will not walk, talk or
otherwise perform for her worshippers. Made of marble, she cannot even
act as useful commodity: no bronze to be melted or gold leaf to be lifted
in times of need. Her power is solely activated by being looked at. Unlike
other famous cult statues, the Athena Parthenos or the Juno from Veii,
Aphrodite doesn’t (have to) do, she just is.11
However, it is important to note that the goddess is no straightforward
rape victim. The emphasis on the erotic response to the nude goddess has
tended to overlook the crucial truth behind Aphrodite’s display; apparently
naked, she has no visible genitalia.12 The idea that the maturity of her
body is made obvious enough by her full figure is unhelpful, particularly
since the muscular development of male figures, such as the Doryphoros
(Spearbearer), is not used as compensation for missing genitalia.13 Nor is
it possible to explain away the phenomenon in terms of depilation.14 Even
if we could explain away lack of pubic hair, we certainly could not talk
away a lack of vulva.
The lack of female genitals, so regularly displayed in other media,
specifically vase painting in the early classical period, firmly removes
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Aphrodite from comparison with the mortal women who exposed them-
selves on pottery. Far from reflecting the liberation of women in the
hellenistic period, it is interesting that the Aphrodite who loses her clothes
reaches her highest popularity at a time when Lloyd Llewellyn-Jones has
suggested that real women are wearing more and more.15 It would seem that
only the goddess of sex has this power; no other goddesses appear naked
and severe punishments befell those who saw them in this state.16 It is this
ambivalence, of course, which powers the image. What if she sees you?
Is she already looking at you? Are you safe? Osborne stresses this fact of
Aphrodite’s ability to look back, to frame male sexuality in her own gaze.17
Even if she doesn’t notice you, if she is assaulted from behind, the mortal
male will still lose because she is not as mortal women.
Aphrodite is a goddess, she has to be powerful.18 The lack of female
genitalia allows her to enjoy the authoritative status of power denied to
women.19 As Stewart reminds us, Aphrodite’s power rests on her impen-
etrability; she is certainly no ‘leaky vessel’.20 The man overcome by her
beauty assails her buttocks, not only because he may be enacting a Greek,
homo-erotic fetish (as Pseudo-Lucian’s Athenian companion would have it)
but because there is nowhere else to go.21 As much as her buttocks continue
to be a focus of interest for the Greek audience, Aphrodite retains control
over their exposure. The Aphrodite Kallipygos (Beautiful Bottom), hitching
up her dress, colludes in her desirability but retains her authority, both
inspiring and controlling desire.22 Aphrodite is a female deity but she is
not a woman and must transcend mortal male domination. Unlike Greek
women, the power lies with Aphrodite to reveal herself.23 In the end, this
victim who seems so passively to endure the assault, is actually the party in
control. It is she who inspires desire in her victim and presumably she who
sends the attacker, literally mad with desire, to his untimely death.
It would seem, then, that Aphrodite draws her strength from her very
objectification. These two aspects of the image are not incompatible, rather
they indicate the complex matrix of issues surrounding her, which take
account of the apparent dichotomies between her supernatural status and
female physique, her birth from the sea and creation by the artist and the
delicate balance between control and desire. All of these experiences are
present within her and these are the elements that would become steadily
reconfigured through the process of her later reception.
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Shelley Hales
lofty position. In defining this Aphrodite as the prototype, they also justified
the range of other naked and semi-naked Aphrodites which appear to have
proliferated throughout the hellenistic era.
The authors of the surviving stories acknowledge the distance between
the Knidian Aphrodite and their own audience. Pseudo-Lucian (writing in
the Roman Empire but apparently, like Pliny, using a hellenistic source)
and his companions visit Aphrodite but they do not feel uncontrolled desire
themselves.24 Instead they, like the reader, can only experience it through
the story of someone else’s passion. These accounts do not encourage the
reader to visit Aphrodite so as to be similarly overwhelmed and rejected,
but to witness the stain first-hand, primed for informed discussion. That is
not to say that the witnesses do not believe in the stories or in Aphrodite,
just that their immediate concerns might be somewhat different.
In objectifying Aphrodite, seeing her from a distance, the reaction of
hellenistic viewers would appear to be much the same as viewers looking
at the Venus de Milo in the Louvre.25 It is easy to suggest that hellenistic
viewers appreciated art in ways not so different from our own. The period
which we have invented as the hellenistic era witnessed the birth of the
private collection and of copy culture. In creating a competitive, elite
society eager to demonstrate its Greek cultural heritage, the hellenistic
socio-political climate positively encouraged new artistic endeavours, the
competitive acquisition of objets d’art and the practice of stylistic retro-
spection as a way of appealing to great precedents of the past.26 From this
angle, the story of the Knidia seems to appeal to connoisseurs who may
be contemplating the purchase of one statue – slightly soiled. Aphrodite
becomes a must-have rather than a must-see.
The houses of Delos yield important evidence of the domestic sculptural
assemblages of the period. Of the many sculptures found there, Aphrodite
clearly predominates. Statuettes of the goddess draw from a variety of
types recognisable from full-scale sculpture and, with only a couple of
exceptions, are nude or semi-draped. At least a proportion of them were
probably displayed in wall niches and, like their models, would have been
foci of worship as well as admiration, serving cultic as well as decorative
purposes.27 Of course, owners may well have purchased these items with
little regard for their type and pedigree and the images themselves may have
been executed as familiar renderings of Aphrodite rather than as copies of
a particular piece (though to us that prototype may seem evident). However,
the presence of several larger-scale pieces, clearly based on famous proto-
types, for example a copy of the Diadoumenos (Fillet Binder) of Polykleitos
or another of the Apollo Lykaios by Praxiteles, boosts the notion that, as
for us, artistic pedigree played an important role in purchase and display.28
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The House of Hermes can be used as evidence for the popularity of both
Aphrodite and Praxiteles. The sculptural assemblage of the principal room,
the oikos, included two bases, one inscribed ‘Aphrodite’, another with what
is claimed to be the original signature of Praxiteles (though, tellingly, not
the whole name survives).29 These examples might well imply the deliberate
and competitive use of certain fashionable and collectable pieces.30
The examples from Delos demonstrate other aspects of copy culture well
attested in Roman collections, which themselves were born at this time.
Whether or not always done knowingly, familiar sculptures were minia-
turised, put into different media and put to new uses in new arrangements
as the owner demanded.31 These arrangements give us some insight into
how the experience of viewing a private copy is different from looking at
the original in its public setting. As much as the kudos of the copy might
depend on emphasizing the status of the original and her artist, control
passed squarely to the owner as he specified his exact requirements. In
confining Aphrodite to his own home, the hellenistic homeowner began to
monopolize the gaze. He could control both who looked at her and whom
she looked upon, circumscribing her ability to incite desire. Those issues
of control and desire played out in the stories of Pseudo-Lucian and Pliny
are here enacted in a new way. Is the homeowner enslaved by his desire for
Aphrodite or does he enslave her, confining her to quarters?
It is easy to see how these circumstances might have generated such
stories about the Knidian Aphrodite, reinforcing the notion of her as
desirable market object. The enormous geographical and social changes of
the time severely affected the production and reception of art. By the late
hellenistic era, elites all across the Mediterranean were effectively collecting
art in a domestic context as a means of asserting cultural participation
and superiority. These new trends do not reduce the complexities of the
Aphrodite image. Issues of control and desire, power and passivity, divinity
and image are all still tackled here as they were in Knidos, but they have
been reconfigured by the new context. We would have to take account of
these subtle changes if we were ever to look back beyond the era to the
real, classical Aphrodite.
We would also have to contend with a second level of distortion. Such
interpretations of hellenistic sculpture depend very heavily on our own
conception of an art market. As much as conditions in the hellenistic era
might have generated these stories of the Knidia, it is also the case that our
own understanding of the same stories has generated our view of the art
of the hellenistic period. Our whole conception of a hellenistic period of
art is, of course, bogus, relying on political events to circumscribe it. Our
own, artificial divisions firmly separate the original Knidian Aphrodite from
259
Shelley Hales
the domestic copies and other public varieties of nude and semi-draped
Aphrodites. This barrier simply would not have existed to a contemporary
audience. In all respects, apart from his inconvenient death seven years
before that of Alexander, Praxiteles would seem the perfect ‘hellenistic’
artist. Not only his Knidia but other pieces such as the Sauroktonos (Lizard
Slayer) or Resting Satyr dovetail nicely with hellenistic iconography and
attitudes. It is also becoming clearer that practices we usually associate with
hellenistic art, such as stylistic retrospection, were already in use during
the classical era.32 Despite this, we use Pseudo-Lucian and Pliny to help us
distance the Knidian Aphrodite, keeping her safely classical and superior.
The invention of the hellenistic era as a distinct art period in which to
locate all these innovations of collecting and copying, helps to distinguish
us, as collectors, copiers and tourists ourselves, from them, the great classical
masters. The ability to rediscover the real Aphrodite would depend on being
able to breach both ancient and modern hellenistic experiences.
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How the Venus de Milo lost her arms
between the flesh and the artist. Naked women were to be located,
whether chronologically or geographically, far from nineteenth-century
northern Europe (like other ‘Orientalists’, Gérôme did a lucrative business
in women lounging in Turkish Baths). Venus’ pedigree acted as deliberate
counterpoint to the nudes of the burgeoning realist and aesthetic schools
which depicted real women in new poses and in new relationships to the
gaze of the viewer.36
The most obvious way in which artist and audience might imagine Venus
was as a sculpture in an appropriate setting. For artists like Alma-Tadema,
the desire to place his subjects within an authentic ancient context was
a major objective but this context was one that helped viewers understand
their own appreciation of the image. Venuses do not appear in temples
or as divine manifestations but as decoration or desirable market objects
in domestic settings or sculptors’ galleries. A statuette of the semi-draped
Venus of Arles appears in the background of A Chat (1865).37 She reappears
in A Roman Lover of Art (1868), this time to be inspected by a prospective
buyer.38 In these paintings, the ancient desire for art was equated with the
modern and, indeed, we might recognize many aspects as symptomatic
of our description of hellenistic display. The urge to manipulate scale
and medium, for example, were features of both ancient and modern
collecting.39 However, these pictures mostly invent the ancient from the
modern example. The Venuses on display were those most highly prized
in contemporary collections or, often, those that had only recently been
rediscovered. As a further conflation of ancient and modern, several of
Alma-Tadema’s paintings on this theme feature members of his friends
and family and sometimes even himself amongst the would-be buyers.40 In
effect, these pictures imagined a familiar, hellenistic world in which Venus
might be properly admired.
For many painters, however, Venus’s body offered a more complex
dilemma. They wanted to look beyond the setting of the statue, to explore
the goddess herself. What exactly was she? We know so much about Venus,
are so familiar with her presence, that this query hardly seems worth consid-
eration. But it is a crucial question and one that other artists, critical of
the Neo-classical standpoint, aggressively posed. Albert Moore’s A Venus
(1869) exposes some of the dilemmas in imagining Aphrodite. His image
deliberately confuses the categories of painting and sculpture. The pose
of the figure’s torso is the Venus de Milo. But this is clearly not a painting
of Aphrodite herself in the Melian pose; the pale surface and smooth,
bulbous pubis would imply that this is not living flesh.41 Moore’s painting
defies historicism, the attempt to relocate an accurate past. Instead it is
deliberately ambiguous about the form of the image, an ambiguity reflected
261
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262
How the Venus de Milo lost her arms
263
Shelley Hales
masters reinventing the nude from scratch, not mere slavish hacks like those
hellenistic artists who bashed out copies of classical masterworks. Alma-
Tadema’s A Sculptor’s Model (1877) borrowed the figure of the Esquiline
Venus, depicting a Greek artist in the process of creation, looking up at his
model as she poses naked (Fig. 3).51 Whilst the artist studies her buttocks,
she is viewed from the front by the modern audience, visible on all sides.
Two thousand years of viewing are condensed into one image, dispensing
with the medium of the sculpture. The model is trapped by the male gaze
on both sides simultaneously, but her averted eye is never allowed the
privilege of challenging the viewer.52 She may take Aphrodite’s form but
she has none of her power.
In re-enacting the original creation of Aphrodite, both audience and
artists could appeal for precedent to the stories about Praxiteles’ relationship
with his own model.53 Artists
posing as Praxiteles needed
inspiration in a Phryne and
she was pictured several times.
Leighton painted her in the
Phryne at Eleusis (c. 1880–2),
re-imagining her about to enact
the birth of Aphrodite.54 He
depicted her not as a Venus but
as a woman, so much so that
her bronzed skin caused some
concern in so brashly empha-
sizing the human nature of the
flesh.55 It should be noticed,
however, that Leighton, appar-
ently aware of the distinction
between mythic and human
flesh, has covered Phryne’s
modesty with the thinnest strip
of material. Gérôme’s earlier
painting of Phryne also tackled
her nudity. His Phryne before
the Areopagus (1861) showed
the moment during her trial
for upsetting the Eleusinian
Mysteries when her advocate,
Fig. 3. Alma-Tadema, ‘A sculptor’s model’. inevitably a past lover, whipped
Photo Christie’s Images Ltd. off her clothes in an attempt to
264
How the Venus de Milo lost her arms
provoke sympathy for her beauty (Fig. 4).56 The painting plots the reaction
of the male gaze to her exposed body, as the members of the Areopagus
stare open-mouthed, variously shocked and delighted.57 The real Phryne
stands in the typical contrapposto pose of the sculptures, her anatomy (or
lack of it) just the same as those images that took her body as their inspira-
tion. But of course, there is a crucial difference. The artist takes advantage
of the armlessness of ruined Venus types to reinvent her limbs as hiding her
head. Like Leighton, Gérôme understands that a woman cannot share the
same authority as a goddess in the face of exposure but his solution is very
different. The effect of Phryne’s reaction, her effort to conceal her identity
and shield herself from the gaze of the crowd, is to lay her body completely
open to their eyes. Like Alma-Tadema’s sculptor’s model, Phryne’s body is
completely defenceless and her own eyes are unable to challenge the gaze
directed on her. The contrast between sculpture made flesh and sculpture
itself is contrasted by the juxtaposition of Phryne and Athena, the fallen
woman and virgin goddess, the one cowering, exposed and beaten, the
other striding forward, armed and fully clothed. These paintings begin to
demonstrate the complete inversion which had taken place in reinventing
Aphrodite. Where once Phryne’s body had been a cypher through which
to imagine Aphrodite, Aphrodite’s form was now on the road to becoming
Phryne. In this world there was no room for the goddess herself, only model,
material and, in command of both, the artist.
Fig. 4. J.-L. Gérôme, ‘Phryne before the Areopagus’. Hamburg, Kunsthalle. Photo
Hamburger Kunsthalle.
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How the Venus de Milo lost her arms
267
Shelley Hales
were full of verbal admiration for Phidias, they rarely worked with his
templates. Instead, they were more than happy to view classical art through
hellenistic eyes, which they might have imagined saw a vision of an art
world familiar to them. The hellenistic era was so convenient for them
to exploit, precisely because it could be made to fit their own template of
artistic production and acquisitive response, affirming their own role in
the process of art creation.
The result of this invented familiarity, of course, has grave consequences
for our ‘objective’ conception of the era. It is the hellenistic world from
which we gain our aesthetic and on which we place the blame. It is precisely
because we have built such a level of familiarity that we have to denigrate it
so much. Hellenistic tastes and modes of display are projected forward to
us and we, in return, project back all our iniquitous feelings about ancient
art, and in this case Venus, precisely to that period. In doing so we have
completely inverted the meaning of Aphrodite’s iconography, eroticizing
and enervating her, turning her into the female nude.
Postscript
It is perhaps worth ending with an indication of how far our conception
of Venus may still change by viewing a twentieth-century rebirth. In Mary
Duffy’s performance Cutting the Ties that Bind (1987), the artist mimics the
pose of the Venus de Milo, the drapery lowered so as to expose her genitals.65
As a living body, the Venus comes alive exactly as she is.66 The photograph
is provocative, asking how an image which has been championed as ideal
beauty by a male gaze delighting in the possibilities of a ruin, might be
understood as deformed or imperfect when realized in flesh. This Venus
revisits all those issues explored during the preceding century, but with
quite different results. She is sculpture/artist/model simultaneously, who
created herself and restored to herself the power of the gaze. Whereas the
sculpted and painted Venuses were trapped in their image for 2000 years,
in this performance, the Venus appears fleetingly, revealing herself before
removing herself. She is back in control, asserting herself over the male
gaze, but in order to do so she has had to surrender once and for all the
defining aspect of her ancient identity – her divinity.
Notes
1
Pliny NH 34.52.
2
Haskell and Penny 1981, 328–30 give a history of the Venus de Milo. Clarke
1956, 83 investigates the success of the image. Havelock 1995, 93–8 discusses the
possible original meanings behind her iconography.
268
How the Venus de Milo lost her arms
3
The appeal of the ‘ruin’ of the ancient world is discussed by Lowenthal 1985,
149–82. See also Liversidge 1996.
4
For an introduction to the theory of collecting see Stewart 1993, 132–69
and Elsner and Cardinal 1994. Lowenthal 1985 discusses our perceived relation
to the past.
5
Havelock 1995, 9–37; Stewart 1997, 97–106; Spivey 1996, 173–86; and
Salomon 1997, 197–219.
6
Havelock 1995, 39–54 explores the career of Praxiteles and his relationship
with Phryne.
7
Athen. 13.590 records the gossip surrounding Phryne’s life.
8
Anth. Graec. 16.160.
9
Pliny NH 36.20.
10
Pseudo-Lucian Erotes 13–16. Beard and Henderson 2001, 123–32 provide an
excellent discussion of this passage as part of an overview of the image of Venus
and the role of desire in art appreciation.
11
Gordon 1979 best investigates the power of cult images. For the Juno of Veii
see Livy 5.22.3–8.
12
Stewart 1997, 99 following Smith 1993, 83.
13
Havelock 1995, 19.
14
Kilmer 1993, 135–41.
15
Llewellyn-Jones, forthcoming. Smith 1993, 82 suggests that the relative
liberation of women in the hellenistic age may have encouraged the popularity of
the nude Aphrodite. Salomon 1997 takes the opposite view, that the female nude
humiliated and objectified women.
16
For example, of course, the fate of Actaeon. See Ovid Met. 3.138 ff.
17
Osborne 1994, 81–7. The discussion of the gaze, inspired by Lacanian theory,
is very prevalent in recent art history. See Stewart 1997, 13–19.
18
Grigson 1978, 19–110.
19
For the associations of non-gender-specific bodies see Maskell 1998, 139–61,
esp. 142.
20
Stewart 1997, 104 notes the impregnability of the image. Warner 1985,
241–66 discusses the idea of the ordinary woman as ‘leaky vessel’ and the need
of allegories to overcome this negative image with impenetrability. However, she
does not project this idea back to the image of Aphrodite which she discusses at
261–2 and 313–14 as if it were completely naturalistic.
21
Pseudo-Lucian Erotes 17.
22
The Kallipygos type is discussed by Havelock 1995, 98–101. For her subse-
quent history see Haskell and Penny 1981, 316–18. Beard and Henderson 2001,
123 deliver a timely caveat. Aristophanes Plout. 149–59 reminds us of the allure
of the female buttock!
23
Again, Salomon 1997, 204 favours an opposite explanation, asserting that
‘Woman, thus fashioned, is reduced in a humiliated way, to her sexuality’.
24
Again, Havelock 1995, 9–37 preserves the range of textual evidence and the
sources that might have inspired later writers.
25
Baudrillard 1994, 8.
269
Shelley Hales
26
Elsner and Cardinal 1994, 1–6 define the idea of the collection. Kreeb 1988,
63–86 weighs up the evidence for the motives behind acquisition and display on
late hellenistic Delos. Also see Pollitt 1986, 150–84.
27
Havelock 1995, 55–7.
28
Kreeb 1988, 155–60 and 242–3.
29
Kreeb 1988, 200–15.
30
Vermeule 1977, 1–26 discusses the trade of copy-making.
31
Vermeule 1977, 27–44 looks at how copies were arranged in their new
contexts. See also Bartmann 1991.
32
See, very briefly, Fullerton 2000, 128–40.
33
Clarke 1956, 64–161 traces the history of Venus. Irwin 1997 gives several
examples of eighteenth-century Venuses; for Paolina Borghese see 327–9, for
William Weddell’s notorious ‘ringer’ Medici Venus see 63.
34
Gérôme was the most fanatical opponent of modernity. His most extreme
outburst was recorded in an interview by Bataille 1895, 530–1. See Ackerman
1986, 142–5.
35
Lowenthal 1985, 96–105.
36
Degas provides an obvious example. See Armstrong 1986, 223–42. This
discourse is important to remember as a motive for the iconography. Bryson
1984, 1–31 reminds us of the artist’s need to be creative and warns the viewer
against simply ‘source spotting’.
37
Swanson 1990, 135–6.
38
Swanson 1990, 148–9.
39
Stewart 1984, 37–103 discusses the desires behind the miniature and the
gigantic. Vermeule 1977, 46–7 recognizes the similarity between the Roman
and modern domestic display of antiquities. Prettejohn 1996, 54–69 reiterates
that the middle-class audience had no classical education but were familiar with
archaeology.
40
Swanson 1977, 19 and 21.
41
Smith 1996, 132–3 and Asleson 2000, 104–8.
42
Liversidge and Edwards 1996, 152–4.
43
Jenkyns 1991, 231–3.
44
Haskell and Penny 1981, 39 illustrate an early eighteenth-century effort to
deal with the Kallipygos’ sexuality.
45
See Smith 1996 passim, esp. 25–33. Also Smith 1999, 19–48.
46
For example, Strand ran an Artists at Home feature in summer 1892. For
further discussion see Stephenson 1999. See also Gillett 1990, 18–68.
47
See, for example, Gaunt 1952, 37–8 and 126.
48
Ackerman 1986, cats. no. 419 and S17. For discussion see 135–6.
49
Barringer and Prettejohn 1999, xxi–iii.
50
See, for example, Smith in Barringer and Prettejohn 1999, 24.
51
Swanson 1990, 196; Smith 1996, 202–9; and Jenkyns 1991, 127.
52
Gérôme plays a similar trick with his two paintings A Roman Slave Market
(1884) and A Slave Sale at Rome (1884). One features a Phryne-type nude from
behind, the other shows her from the front as the buyers see her. Ackerman 1986,
270
How the Venus de Milo lost her arms
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Salomon, N.
1997 ‘Making a world of difference: gender, asymmetry, and the Greek nude’,
in A. Olga Koloski-Ostrow and C.L. Lyons (eds.) Naked Truths, London,
197–219.
Smith, A.
1996 The Victorian Nude, Manchester.
1999 ‘Nature transformed: Leighton, the nude and the model’, in Barringer
and Prettejohn (eds.) Leighton, 19–48.
Spivey, N.
1996 Understanding Greek Sculpture, London.
Stephenson, A.
1999 ‘Leighton and the shifting repertoires of masculine artistic identity in
the late Victorian period’, in Barringer and Prettejohn (eds.) Leighton,
221–46.
Stewart, A.
1997 Art, Desire and the Body in Ancient Greece, Cambridge.
Stewart, S.
1984 On Longing, Baltimore.
Swanson, V.G.
1977 Sir L. Alma-Tadema. The painter of the Victorian vision of the ancient
world, London.
1990 The Biography and Catalogue Raisonné of the Paintings of Sir Lawrence
Alma-Tadema, London.
Vermeule, C.C.
1977 Greek Sculpture and Roman Taste, Ann Arbor.
Warner, M.
1985 Monuments and Maidens. The allegory of the female form, London.
273
14
CELLULOID CLEOPATRAS
or
DID THE GREEKS EVER GET TO EGYPT?
Lloyd Llewellyn-Jones1
Poor lady, resting in her queenly tomb. All these ages and ages she had little
idea her system of vamping men of her time would pass down the centuries
and be preserved in moving pictures.
Louella Parsons, Chicago Herald, September 1917
275
Lloyd Llewellyn-Jones
Fig. 1. Still from Cleopatra 1963. From the author’s private collection.
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
mother goddess Isis and her offspring and heir, Caesarion, as the divine
son Horus.3
But when Elizabeth Taylor’s Cleopatra is told, ‘you are Egypt’, no
one thinks to correct the line to ‘you are Greek-Egypt’ or, better, ‘you
are a Macedonian who through historical right of conquest now reigns
in Egypt’. Cleopatra is Egypt; but Cleopatra is not necessarily hellenistic
Egypt. The hellenistic world means very little to the average cinemagoer,
simply because the hellenistic period has never captured the imagination
of film-makers. In fact the hellenistic world has been all but ignored by
Hollywood movie directors who have tended to cut off Greek history with
the death of Alexander the Great (as portrayed by Richard Burton in 1956)
and pick it up again (but this time in a decidedly Roman context) with the
accession of Cleopatra VII.
Hollywood clearly has difficulty in defining what ‘hellenistic’ means.
Since the period is characterized by a succession of inter-related Macedo-
nian dynasties battling it out for space in a decidedly un-Greek world
– Syria, Egypt, Asia Minor – Hollywood finds it difficult to classify the
period both in terms of visualization and narrative. Hollywood does not
know what to make of a hybrid culture. That is why when it does turn its
attention to the late hellenistic period and attempts to retell the Cleopatra
story, the queen is rooted, visually at least, not in the hellenistic world
at all, but in the Pharaonic past, and in the Egyptian New Kingdom
(c. 1550–1154 bc) to be more precise.
Cleopatra has been a very popular icon with moviemakers since the
birth of film-making in the late nineteenth century. In fact, one of the
earliest forays into epic film-making – the Italian Marc’ Antonio e Cleopatra
(1913) – took the Cleopatra story as its theme and created out of it an
Italian nationalistic spectacle of Roman moral probity versus Oriental
decadence.4 In this chapter, however, I want to touch on several rendi-
tions of the Cleopatra story produced by the American Hollywood studios,5
namely: the Fox Film Corporation’s 1917 Theda Bara silent feature directed
by J. Gordon Edwards, which unfortunately only survives today in movie
stills;6 the 1934 Cecil B. DeMille motion picture staring Claudette Colbert
produced by Paramount Pictures; and the 1963 Twentieth Century Fox
epic staring Elizabeth Taylor and directed by Joseph Mankiewicz.
There are two aspects of the representations of Cleopatra that need
to be addressed: first the question of the portrayal of the queen in film
narrative and second her visualization in film design. These elements are
interrelated and interdependent; both are fundamentally important aspects
of the epic genre.
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Lloyd Llewellyn-Jones
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
to rid Egypt of the licentious siren and to take over the reins of government.
But gradually Pharon falls in love with Cleopatra, who treats him cruelly
and spurns his love until he offers her one final service as a display of his
passionate devotion – for it is Pharon who hands Cleopatra the fatal asp.
The 1917 Cleopatra is the only film to suggest that political unrest and
a growing nationalistic movement were features of late Ptolemaic history,
although (admittedly) the plot seems to have utilized this political feature
merely to play up Pharon’s (unrequited) love story.12 The loss of the
negatives makes any further discussion difficult.
279
Lloyd Llewellyn-Jones
consummate their relationship there and then and so the next morning
Cleopatra finds herself unopposed queen of Egypt.
The movie then cuts to Rome for the first time, approximately a fort-
night after the events in Alexandria. Caesar enters Rome, together with
Cleopatra, in triumph as the Roman plebs marvel at the queen’s beauty.
The next morning, the Ides of March, Caesar and Cleopatra meet to discuss
their plans for empire and marriage before Caesar leaves to declare his
intentions to the Senate. However, ‘history’ intervenes and within hours
Caesar lies dead in the Forum and Cleopatra, still in her wedding gown, is
heading back to the Nile. A few days later, she is sailing up the Cydnus to
meet Antony (Henry Wilcoxon) and her destiny.
The swift plotting of the screenplay means that DeMille’s treatment
of the story has no room for the appearance of the child Caesarion, who,
the historical Cleopatra claimed, was sired by Caesar; there is precious
little time in the movie for his conception, let alone his birth. Needless
to say, there is no mention of Cleopatra’s three children by Antony
either. Accordingly, in DeMille’s vision, Egyptian history begins and
ends with Cleopatra; she
has no past, since she has
no ancestry, and, because
of her lack of children, she
is denied a posterity. But
Cleopatra is Egypt, and, in
a Shakespearean-type motif,
she is addressed as such
throughout the film.
The screenplay’s silence
about Cleopatra’s lineage is
actually reflected in the lines
themselves (the script draws
heavily on the Hollywood
screwball comedies of the
1930s for its witty socialite
dialogue, wisecracks and
self-parody).15 A scene set
at Calpurnia’s elegant Fifth-
Avenue-style soirée in Rome,
for example, has a group of
nobles gossiping about the
Fig. 3. Claudette Colbert as Cleopatra, 1934. scandalous goings-on in
From the author’s private collection. Egypt (as they probably did
280
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
in real life); the subject of Cleopatra soon arises and one young woman inno-
cently asks, ‘Is she black?’ Her question is answered by peals of laughter.
There is an innate confusion about the queen’s appearance: coming
as she does from Africa, the natural Roman (American) assumption is
that she is a black queen ruling over a black people (the thought is still
prevalent among feminist Afro-American scholars today).16 But in fact
Cleopatra’s arrival within the city quells all rumours – for this Cleopatra’s
white skin shines like alabaster and even surpasses the dazzling blond
curls worn by her Egyptian handmaidens. DeMille, of course, does not
think it necessary to provide his audience with an explanation of why,
historically, Cleopatra cannot be black. Instead he follows the principle
that if legend tells us that Cleopatra was the most beautiful woman in the
ancient world, then it was obvious that she should be played by the most
beautiful woman in the modern world; in 1934, that was popularly held
to be Claudette Colbert (Fig. 3).17
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Lloyd Llewellyn-Jones
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
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Lloyd Llewellyn-Jones
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
Leighton, Poynter and others – who cleaned up history and overlaid it with
a Victorian love of fussy detail.25 The ancient world as conceived by these
nineteenth-century artists is incredibly lavish – far grander, probably, than
the original ever was. D.W. Griffith and Cecil B. DeMille were certainly
familiar with the work of these painters, and it is clear that the Academic
paintings of ancient life heralded the way for the filmic recreations of the
twentieth century. Effectively, Victorian artists created the stereotypes of
what the Greek, Roman, or Egyptian past should look like.26
Even though the Hollywood studio art departments had at their disposal
the lavish resources of the research departments, the photographs provided
by the travelling research teams, and the illustrated texts available in the vast
libraries of MGM, Warner Brothers, Paramount, and Fox, the pursuit of
archaeological accuracy was not necessarily guaranteed; Hollywood’s view
of the antique past is based on historical reality but tends, nevertheless,
to be heavily glamorized. The immaculate palaces, temples, forecourts,
arenas, barges, and marketplaces of the epic milieu, the burnished gold,
the marble, the silks and the draperies, look inescapably like opulent movie
fantasies rather than faithful depictions of ancient reality. Amazed at the
visual magnificence of The Ten Commandments (1956), the movie mogul
James Thurbur allegedly exclaimed, ‘Jeez, it makes you realize what God
could have done if He’d had the money.’27
The dazzling beauty of the epic sets, with their rigorous denial of dirt,
suggests a conspiratorial revision of historical truth: the typical mise en scène
of the Hollywood epic was too elaborate and systematic to pass off as an
artistic vision of the past, and so the directors’ claims of authenticity were
often beside the point. John Cary goes some way towards explaining the
dichotomy: ‘If authenticity is brought into our conscious too laboriously’,
he notes, ‘the drama suffers. DeMille, perhaps unconsciously, understood
this and, unlike Marie Antoinette, if bread was what people wanted, bread
– and lots of it – was what he gave them.’28
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Lloyd Llewellyn-Jones
Fig. 5. Still from Cleopatra 1934. From the author’s private collection.
286
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
287
Lloyd Llewellyn-Jones
a palace. The tomb-like decoration of the palace is made even more obvious
in other sets, such as a corridor leading into the queen’s apartments which
is decorated with raised golden bas-reliefs, winged pediments, and gilded
guardian statues. It is interesting to note how frequently well-known
images of earlier Egyptian artworks are utilized within the set design to
create this image of timeless Egypt: one of Cleopatra’s private chambers,
for example, is furnished with chairs and tables modelled on those found
in the tomb of queen Hetepheres of the Egyptian Old Kingdom,33 while
her barge is hung with expensive ‘Grecian’ drapes but also includes copies
of the famous black-skinned guardian (or Ka) statues discovered in the
tomb of Tutankhamun.34 The queen’s palace bedchamber, however, is more
reminiscent of a Napoleonic boudoir than anything that a Greek, Roman,
or Egyptian noblewoman would have recognized. The double bed itself is
pure Dorchester Hotel, 1963.35
The idea that the ancient past also contains traces of the fashionable
present is a very important element of the Cleopatra films: Theda Bara’s
1917 Cleopatra lives in a world of plush oriental rugs and potted palms,
a reflection of the late Edwardian taste for busy and fussy interior design.
The wall paintings of her palace are cod-Egyptian and the hieroglyphs
are gobbledygook, but they do reflect the popular taste in Orientalism
Fig. 6. Still from Cleopatra 1963. From the author’s private collection.
288
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
289
Lloyd Llewellyn-Jones
290
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
and how to conciliate the ‘look’ of the past with the ‘look’ of the present
day without committing serious anachronisms.
The art director of an epic film is particularly aware of the process of
creating historical authenticity which at one and the same time appeals
to contemporary taste. As C.S. Tashiro suggests, more than anything else,
make-up, hairstyles, and costumes in the typical epic are often adjusted
to the period when the film was made to become the primary focus of
Designer History.46 This is never more noticeable than in the Cleopatra
movies; it is no surprise to see Cleopatra in high heels. These particular
movies were, after all, major vehicles for important and influential female
stars, and the Hollywood star-system allowed major actresses like Bara,
Taylor, and Colbert a say in how their film wardrobes would look.47 Conse-
quently, there is an undeniable contemporary emphasis for the Egyptian-
style costumes of Hollywood’s Queen of the Nile.
There is no known designer for the 1917 Cleopatra, and it is possible
that much of the costume design, hairstyling, and make-up may have been
done by the performers themselves. Theda Bara’s Cleopatra looks rather
ample by modern standards, but in 1917 her Cleopatra-look was a wow
with the fans. Europe and America were in the grip of a wave of exotic and
erotic orientalist fantasies such as the Ballet Russe’s Scheherazade, Richard
Strauss’ opera Salome, and the erotic dance-performances of Mata Hari
and Little Egypt, and thus, with her hair set in contemporary ringlets,
and her eyelids shaded in heavy make-up, Bara’s Cleopatra was crafted in
the classic vamp-mode, and perfectly in accord with the times. Today one
might think her costumes (and there were over 55 of them) rather amusing,
but Hollywood publicity claimed that they were immaculately researched
copies of Cleopatra’s originals; in fact, it was claimed that Bara herself
‘worked for months with a curator of Egyptology at the Metropolitan
Museum in New York’48 where she studied ancient items of clothing and
jewellery and, more generally, the lifestyle of the ancient Egyptians.49 Her
months of ‘research’ were later endorsed by the actress’s poses and tableaux.
In fact, so imbued was Bara with a feeling for the period, that she was
quoted as having declared that she ‘felt the blood of the Ptolemies coursing
through [her] veins.’50
The publicity material mixed elements of historical authenticity
together with notions of eroticism, and in a Motion Picture News review
of November 1917, the reader was encouraged to reflect on the reactions
of a man leaving a cinema where he has just witnessed Bara’s Cleopatra in
full vamp:
His mind will drift back to the first half of the picture where Miss Bara wore
a different costume in every episode. Different pieces of costume rather;
291
Lloyd Llewellyn-Jones
or better still different varieties of beads. His temperature will ascend with
a jump when he recalls the easy way in which the siren captivated Caesar and
Pharon and Antony … He might suddenly realize that his mother back in
Hohokus would shut her eyes once or twice for fear that the beads might break
or slip, but then – mother never did understand Egyptian history after all.51
In fact, the suggestive peek-a-boo nature of Bara’s costumes (Fig. 2) became
a major feature of film reviews. The film critic of the New York Dramatic
Mirror, for example, noted, ‘Those who like to see Theda Bara should not
fail to take advantage of the opportunity afforded in Cleopatra, for certainly
you will never see more of her.’52
So while Bara’s pearl-encrusted costumes were thrilling to see on the
screen, and while they certainly did not entirely look like everyday wear
of the period, they could not be labelled as serious attempts to recreate
Cleopatra’s wardrobe.
DeMille’s 1934 film is filled with the lush exoticism that was his
trademark: feathers, gold, glittering jewels, and scantily clad young
women fill the screen of his Cleopatra. Colbert’s Cleopatra make-up was
the pure 1930s glamour formula, with thin, plucked brows, heavy lashes,
dark shadow on the eyelids, and full, rounded lips. Couture dresses in the
1930s were often cut on the bias, and this smooth, clinging style seemed
particularly well suited for this particular re-telling of the story. The bias-cut
gowns created for Colbert by the designer Travis Banton were immaculately
tailored constructions that skilfully emphasized every curve of her slim
body; in effect, the ravishingly simple costumes were carefully designed
and made to act as a ‘second skin’ for Colbert, who insisted that Banton
bare as much of her bosom as possible, believing that drawing attention
to her breasts would divert attention from her short neck.53 The result
was a series of daring but elegant designs, perfectly in accord with art-deco
fashion, which were both up-to-the-minute and pleasing as recreations
of a fantastic Egyptian past. Colbert’s Cleopatra-look both exploited the
contemporary mode of Egyptianization in dress, and accelerated its popu-
larity overnight (Fig. 3).54 The silhouette of Colbert’s costumes is not the
straight, vertical line of ancient Egypt, but a 1930s figure-hugging cut that
skims the hips and flares out elegantly below the knees to form a ‘fish tail’
trailing onto the floor. This contemporary treatment of the skirt, together
with the halter necklines (one of Banton’s hallmarks), was at the cutting
edge of fashion in 1934.
When Mankiewicz’ Cleopatra first went into production at Pinewood
studios in England in 1959, the theatre designer Oliver Messel was hired to
design Elizabeth Taylor’s costumes. He came up with a series of designs that
reflected both ancient Egypt and late 1950s couture, and, interestingly, also
292
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
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Lloyd Llewellyn-Jones
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
Fig. 9. Elizabeth Taylor as Cleopatra and Richard Burton as Antony, 1963. From the
author’s private collection.
295
Lloyd Llewellyn-Jones
as modern as tomorrow. I think I’ll set a new trend. Not only with the dresses
but the hairdos and such – the Cleopatra look.67
No sooner said than done, the catwalks of all the major fashion houses for
1963 were crammed with black-wigged models wearing variations on the
Cleopatra theme as a new wave of Egyptomania swept over another genera-
tion of fashion lovers. In the summer of 1963, Cleopatra was chic.
Conclusion
What then is the purpose of using Pharaonic costumes and predominantly
Pharaonic sets to tell the motion picture story of a Greek ruler living in
a Greek city? It would appear that the design teams of all the Cleopatra
movies were concerned to separate the two main players in the story:
the Egyptians and the Romans, and so each of the two peoples are given
design characteristics which stereotype their ancient nationalities. In the
Cleopatra films, the Ptolemies inhabit a vast gold palace resembling the
Karnak temple and wear clothing dating back to the New Kingdom. The
Romans live in splendid white marble villas and they habitually wear togas
or full armour. The Greek Ptolemies cannot be dressed like Greeks because
in popular imagination Greek and Roman clothing are one and the same,
a variety of white drapes disported around the body in various ways or,
alternatively, anatomical military cuirasses. Egyptian dress, however, is very
different: the use of wigs, headdresses and make-up distances the Egyptians
from the Romans, sets them apart, and highlights their national identity,
however misguided that notion is in historical reality. The design elements
used for the Cleopatra films are used as visual clues that help the audience
locate a scene and recognize the nationality of a character.
Sometimes film-makers were aware of Cleopatra’s Macedonian lineage
and played on this in the film narrative, but the desire to make her into an
Egyptian monarch was too potent a force, and so she was always visual-
ized (in costume terms) as a Pharaonic ruler. But the designed image of
Cleopatra is in itself a product of history in which the nineteenth-century
rediscovery of Ancient Egypt played a key role. Moreover, the parameters
laid down by epic film design (based as it is on Victorian Academic painting
and theatre design), demands that Cleopatra inhabits a fantastic, larger-
than-life world that is at one and the same time distant and contempo-
rary, alien and desirable. As Cleopatra, Theda Bara, Claudette Colbert
and Elizabeth Taylor each in their own way evoked the ancient past while
incorporating the stylistic influences of the day. Despite the digressions
from history, movie audiences found their portrayals convincing; not many
seem to have questioned whether the Greeks ever got to Egypt. What really
296
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
mattered for the average moviegoer was the chance to experience the inter-
mingling of the glamour of Hollywood with the legend of Cleopatra.68
Notes
1
Versions of this paper have been delivered at Edinburgh University, The Open
University, Lampeter University and Leicester University, as well as at the Hay-on-
Wye conference on The Hellenistic World. I am grateful to all those individuals
who commented upon this chapter. In particular, though, special thanks go to
Steven Griffiths, Dr Lorna Hardwick, Dr Paula James, Prof. Graham Shipley,
Kim Shahabudin, Dr Karen Stears and Dr Maria Wyke. I am especially grateful
to Jeffery Spencer for obtaining original movie stills for me from Los Angeles and
for allowing me to share in his Cleomania. I am thankful for the kind support and
professional advice offered by Dr Daniel Ogden and Dr Anton Powell.
2
The final shooting script for Cleopatra is dated September 18th 1961, although
in reality a definitive shooting script did not exist even after filming had ceased
and the picture was being edited. Joseph Mankiewicz was occupied with major
re-writes daily throughout the filming of the movie. The process is chronicled in
Wanger and Hyams 1963, and Brodsky and Weiss 1963.
3
For Cleopatra VII’s building constructions at Dendera see Arnold 1999,
211–24. For a good image of the Dendera relief, showing scale, see Hughes-Hallett
1990, pl. 1. More generally for Cleopatra VII’s use of Pharaonic imagery and
her identification with Egypt see Chauveau 2000, 102–6, Hölbl 2001, 271–93.
Recently, several Egyptian-style statues of Ptolemaic royal women have been re-
identified as Cleopatra VII, although the arguments appear highly suspect. See
Ashton 2001a and 2001b.
4
See Wyke 1997. 84–6.
5
Therefore, I reluctantly eliminate the sublime British-made Caesar and
Cleopatra (1946), starring Vivien Leigh, from this study. However, for a discussion
see Hamer 1997.
6
The American Film Institute lists Bara’s Cleopatra among its top ten most
important missing films. For a discussion see Thompson 1996, 68–78.
7
‘Inauthentic Authenticity’ was coined by Solomon 2001, 31.
8
An attempt at reconstructing the plot is made by Thompson 1996, 68–70.
9
Motion Picture News. January 5th 1918, 102.
10
Motion Picture News. January 5th 1918, 102.
11
For Bara’s femme fatale Cleopatra see Hughes-Hallett 1990, 267–72 and
Genini 1996, 39–41.
12
For anti-Ptolemaic uprisings see, for example, Hölbl 2001, 307–9.
13
DeMille 1960. 309.
14
Plut. Caesar 49.
15
A clear example of self-parody of epic film dialogue occurs during a passionate
moment between Antony and Cleopatra:
Antony: Together we could take over the world!
Cleopatra: Nice of you to include me.
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Lloyd Llewellyn-Jones
16
See Foss 1997, 82. He notes, ‘[Cleopatra’s] mother is not known for certain.
Given all the uncertainties of her ancestry … her blood is estimated as 32 parts
Greek, 27 parts Macedonian and 5 parts Persian … If she was black, no one
mentioned it.’
17
On Colbert and her screen style see Tapert 1998, 166–85.
18
Time (exact date not stated) noted, for example, ‘as drama and as cinema,
Cleopatra is riddled with flaws. It lacks style both in image and action. Never for
an instant does it whirl along on wings of epic élan; generally it just jumps from
scene to ponderous scene on the square wheels of exposition’ (cited in Vermilye
and Ricci 1993, 156). For an overview of the filming process and its aftermath see
Medved and Medved 1984, 97–105. See also Brodsky and Weiss 1963.
19
Wanger 1963, 77.
20
Wanger 1963, 63.
21
Plut. Caesar 48, 49; Antony 26; Propertius Elegies 3. A collection of ancient and
modern sources on Cleopatra is provided by Flamarion 1997 and Lovric 2001.
22
On Ptolemaic inbreeding see Ogden 1999, 97. On the financial dealings
of Ptolemy XII with the Romans see Hölbl 2001, 222–4, and Sullivan 1990,
229–34.
23
One of the best accounts of the web of incest and murder spun by the
Ptolemies is provided by the American poet Barbara Chase-Riboud (b. 1949) in
her 1987 poem Portrait of a Nude Woman as Cleopatra, in Lovric 2001, 20–1.
24
The 1954 film The Silver Chalice, set in late-first-century ad Syria and Judaea,
radically altered the standard epic design formula. The film’s set and costume
designs are a blend of the semi-abstract and the impressionistic. Because of its
experimental design (coupled with a poor script) the movie was a box office flop.
See Hirsch 1978, 34–6, and Elly 1984, 117–18.
25
For the Academic Painters and their recreations of antiquity see Liversidge
and Edwards 1996; Ash 1989, 1995 and 1999; Wood 1983. The Hollywood
debt to the nineteenth-century artists is still felt today. See Landau 2000, 64–5.
For the influence of Victorian theatre design on cinema art direction see Finkel
1996 and Mayer 1994.
26
See Dunant 1994, Robinson 1955 and Christie 1991.
27
MacDonald Fraser 1988, 5.
28
Cary 1974, 91.
29
See discussions in Grimal et al. 1998, 86–104; Green et al. 1996, 127–41,
191–203.
30
See Russmann 2001, 130–1.
31
Cleopatra Souvenir Brochure 1963, 16.
32
For the architecture of the royal quarter see Foreman 1999.
33
IV Dynasty, reign of Khufu, c. 2585 bc. For details see Reisner and Smith
1955, 33–4, pls. 27–9; Lehner 1985.
34
XVIII Dynasty, reign of Tutankhamun, c. 1347–1337 bc. See Saleh and
Sourouzain 1987, no. 180.
35
A section of the 1963 souvenir brochure entitled ‘The Designer’s Contri-
bution’ includes 15 full colour illustrations of various sets used throughout the
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Celluloid Cleopatras or Did the Greeks ever get to Egypt?
film. A section of Life International magazine May 20th 1963 is devoted to the
filming of Cleopatra. One particular segment (pp. 72–3) is entitled ‘Heroic
Settings Designed for Larger-Than-Life Heroes’ and includes good images of the
Alexandrian set.
36
See in particular Ziegler et al. 1994, 506–51.
37
See Curl 1994, 212–20 and Montserrat 2000, 89.
38
See Forbes 1996.
39
For the famous description of the Greek-style clothing of Ptolemy VIII see
Athenaeus XII 549e. See further, Gambato 2001.
40
See illustrations in Walker and Higgs 2001, 144, fig. 4.3 and (arguably) fig.
4.2, etc.
41
Hughes-Hallett 1990. The process began early, in the reign of the Roman
emperor Augustus; see Wyke 1992.
42
See Ziegler et al. 1994, 568–72 and Walker and Higgs 2001, 346–7, fig.
368.
43
Ziegler et al. 1994, 562. For the Description see Curl 1994, 114–16.
44
Ziegler et al. 1994, 398–9.
45
The French School in particular (especially the likes of Gérôme, Rixens,
Cananel and Moreau) played up the eroticism of the ancient Egyptian Cleopatra
in oil paintings dated from 1860 to 1900. See Ziegler et al. 1994, 574–80; see
also Foreman 1999, 94, 100–1, 152.
46
Tashiro 1998, 95–118.
47
On the role of fashion and the star system see Davis 1993, 205–32 and Gaines
and Herzog 1990.
48
Genini 1996, 39.
49
The idea that Bara, like other stars of early cinema, designed her own
costumes is endorsed by her own memoirs of the filming of her 1918 movie,
Salome: ‘I wanted to be a different Salome, so I ordered the wig-maker to send
me a wig of tawny, blond hair. It was almost to be like a lion’s mane, wild, unruly
and weird. But the man had no imagination. He sent me one with Pickford curls.
So I’m a brunette Salome after all.’ Quoted in Golden 1996, 167.
50
Wagenknecht 1962, 179. Bara claimed, ‘It is not a mere theory in my
mind. I have a positive knowledge that I am a reincarnation of Cleopatra. I live
Cleopatra, I breathe Cleopatra, I am Cleopatra.’ See Golden 1996, 130. The 1917
souvenir brochure accompanying Cleopatra contained an article asking, ‘Is Theda
Bara a Reincarnation of Cleopatra?’ Several arguments in favour of the proposi-
tion were advanced: ‘(1) The character of Cleopatra and the character of Theda
Bara are similar in many respects. (2) In appearance, so far as can be definitely
ascertained, Miss Bara and the Siren of the Nile were similar. (3) Miss Bara’s last
name is similar to an Egyptian word meaning “Soul of the Sun”. (4) The prophecy
of Rhadmes fits Cleopatra as easily as Miss Bara.’
51
Motion Picture News 3rd November 1917. See further Wyke 1997, 89–90.
52
October 27th 1917.
53
One of Banton’s original costume designs, together with a surviving lamé
gown worn by Colbert, is illustrated in McConathy and Vreeland 1976, 146–7.
299
Lloyd Llewellyn-Jones
See further Bailey 1983, 280–1; Tapert, 1998, 166–85; Annas, La Valley and
Maeder 1987, 48–9; LaVine 1981, 141.
54
On Egyptomania in the dress of the 1920s and 1930s see Ziegler et al. 1994,
526–8, and Montserrat 2000, 85–7. For the influence of the 1934 Cleopatra on
female fashion see Montserrat and Wyke forthcoming.
55
In this respect, Messel’s designs were in keeping with those he created for
Vivien Leigh’s Cleopatra in the 1945 Caesar and Cleopatra. Interestingly, British
publicity rhetoric shared much in common with that of Hollywood. In a Picture
Post report dated December 15th 1945, it was noted that, ‘envoys [were] sent to all
the museums to check up the right way of putting a band of silk on one of Caesar’s
togas … Miss Leigh’s black wigs had to be plaited into 80 strands each night so that
they were properly crinkled the next day … 2,000 costumes were made … they used
a hundredweight of dyes … more than 500 pieces of jewellery were used’.
56
The relationship between Messel and the American producers was obviously
strained from the beginning of the project. See Wanger and Hyams 1963, 48.
Wanger writes, ‘Oliver Messel, the costume designer, is complaining about his
position and authority.’
57
Wanger and Hyams 1963, 73. Wanger recalls, ‘April 29 1961: Irene Sharaff
agreed to design Elizabeth’s costumes … I first approached Miss Sharaff, who is one
of the top Broadway designers, to do the costumes for Cleopatra in 1958. Irene,
who is tall, sharp-eyed and candid [although Tom Mankiewicz, the director’s son,
later labelled her as ‘not very pleasant’], brushed it off with, “It wouldn’t be possible
to do Cleopatra without making it look like Aida.” ’ The relationship between
star-designer and Hollywood star appears to have been good. Wanger 1963, 83
writes, ‘June 12 1961: Brought Liz together with Irene Sharaff for the first time.
An important meeting because I want them to like each other. Thank heavens, it
came off well.’ A report in Life International October 23rd 1961 has Sharaff calling
Taylor a ‘dreamboat’. Sharaff later went on to design Taylor’s wedding outfit for
her (first) marriage to Richard Burton.
58
An original design for a priestess by Renie Conley is illustrated in Annas, La
Valley, Maeder and Jenssen 1987, 18.
59
Wanger and Hyams 1963, 93; Sharaff 1976, 112–13.
60
Sharaff 1976, 106.
61
Wanger and Hyams 1963, 85.
62
On the depiction of the clothed female body in Egyptian art see Robins
1993, 180–5.
63
Sharaff 1976, 106, 108.
64
Wanger and Hyams 1963, 139–40.
65
On the use of make-up in period films see Annas 1987. She notes (p. 63),
for example, that ‘Spartacus (1960) was quite simply a film about brown
eyeshadow.’
66
Sharaff 1976, 106.
67
Photoplay April 1962, 30.
68
At the time of writing, Hollywood is allegedly going into production on
a new version of the Queen’s life. Called Kleopatra, it is a reworking of the best-
300
Celluloid Cleopatras or Did the Greeks ever get to Egypt?
selling two-part novel by Karen Essex, who chose to explore her subject’s absolute
dedication to the political intrigues of her time, and her strong connection to
Greek culture (hence the supposedly more ‘Greek’ spelling of her name). It will
be interesting to see if Essex’s hellenistic heroine keeps her Greek identity on the
big screen too.
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304
MAPS
The following outline maps offer quick guides to the locations of some of the
places discussed in this volume. Lesser-known place names are typically given in
the orthography adopted by the authors who refer to them.
305
Maps
MACEDONIA
Pella
Aegae
Dion
Gonnus
Larissa
Corcyra Dodona
THESSALY
Leucas Kytinion
A
LI EU
BO
TO EA
Ithaca AE Delphi
BOEOTIA
Cephallenia
ACHAEA Athens
ELIS Sicyon
Corinth
ARCADIA Nemea
Zacynthos Mycenae Aegina
Olympia A R Epidaurus
Argos GO Methana Keos
LID
Ithome
MESSENIA Sparta
LACONIA
Cythera
Cydonia
CRETE
Greece and Macedon
307
Maps
Byzantium
Samothrace Parium
Sestus Lampsacus Cyzicus Apollonia
Imbros Abydus
Ilium
MYSIA
Mytilene Pergamum
Lesbos
PHRYGIA
Phocaea
LYDIA
Chios Smyrna
Clazomenae
Teus
Colophon
Lebedus Clarus
Samos Magnesia
Priene
Miletus
Labraunda
Didyma
CARIA
Naxos Halicarnassus
Cnidus
LYCIA
Xanthus
Rhodes
Carpathos
CRETE
Western Asia Minor
308
Olbia
Tyras Panticapaeum
BOSPORAN
KINGDOM Nymphaeum
Massilia Chersonesus
BLACK SEA
ITALY Odessus
CORSICA
Rome Sinope
Apollonia
ADRIATIC THRACE Amastris
Arpi SEA
SARDINIA MACEDONIA Byzantium Heraclea
Pompeii PROPONTIS
TYRRHENIAN Thessalonica
SEA
Alexandria Troas
AEGEAN
SEA Pergamum Arsameia
IONIAN Delphi ASIA
Smyrna
SEA Athens
309
SICILY
Carthage Corinth Ephesus
Morgantina Syracuse Miletus
Antioch
Rhodes
SYRIA
Jerusalem
Cyrene
The Mediterranean
and the Black Sea Alexandria
ARABIA
EGYPT
Memphis
Maps
Maps
Bubastis
Memphis
ARSINOITE
NOME
Krokodilopolis
Tebtunis
Oxyrhynchus
OXYRHYNCHITE
NOME
Lykopolis
Ptolemais
Abydus
Dendera
Coptus
Diospolis
(Thebes)
Egypt
310
INDEX
Note. The contributors to this volume have used disparate transliteration conven-
tions for Greek words and names. These conventions have been partially systema-
tized for the purposes of the index, but terms confined to the contribution of a single
author have normally been retained in the orthography employed by that author.
311
Index
312
Index
313
Index
314
Index
315
Index
316
Index
Pliny the Elder 25, 34, 234, 253, 256, Roscoe, Alan 278
258–60 Rufio 282–3
Plutarch ix, 88, 189, 282
Pod, Hengist 254 Saii 202, 204
Polybius xi, xix, 11, 42, 120, 178, Saitaphernes 202–4
182, 189, 192, 200, 207–11 Salmydessians 211
polygamy 153 Salome 291, 299
Polyidos of Selymbria 106 salt-tax 137–54
Polykleitos 258 Samos 238, 246
Polyperchon 66 Samosata 242
Pomeroy, S. 137, 153 Saqqara 125
Pompeii 244–5 Satarchae 211
Pompeius Trogus xiii–xiv Satibarzanes 85
Posidonius 23, 33–5 Satyrus 212
Pothinus 279 Sauroktonos 260
Poynter, E.J. 260, 262 Scilurus 206
Praxiteles 255–60, 263–6 Sciri 203
Préaux, C. xiii Scopas 47
Pre-Raphaelites 260 Scythians xix, 199–214
Priene 5, 159–60, 163, 169 Seleucids xiii, 6, 165
Proexes 85 Seleucus 86, 93, 164, 170
Protogenes xviii, 202–4, 207, 209–10 Senenshepsu xvii, 123–9, 131–2
Prytanis 212 Serapis 6
Psyche 262–3 Shakespeare, W. 280
Ptolemies xiii, xvii, 6, 10–11, 117–31, Sharaff, Irene 293, 295, 300
137–54, 163–4, 231, 275–301; see Sicyon 179
also Egyptians Sinope 212
Ptolemy I xii, 6, 67, 82, 88–9, 120 Siraces 212
Ptolemy II 67, 123–7, 130–1, 207 Siwah 42, 49–50
Ptolemy III 127, 227 Sokonopis 139
Ptolemy IV xvii, 120, 130–2 Sophagasenos 7
Ptolemy XII xiii, 283 Sophistic, Second xii
Ptolemy XIII 279 Sosigenes 275–6, 279
Ptolemy XIV 279 Sosus of Pergamum 234
Ptolemy of Alorus xii Sovereignty 1–13
Ptolemy (geographer) 36 Sparta: see Laconia
Pyrrhus 67 Spartacus 300
Spartocids xix, 206, 208
Raphia 10, 120–1, 131 spear-won territory 158
Resting Satyr 260 stags 225, 232
Rhodes xix, 11, 205–6, 208, 240 state-formation 158, 168
Rhoxane 89 steppe 199–214
riders 59–68 Strabo 23–4, 27, 31, 33, 152, 200–1,
Romans, Rome 10, 12, 48, 97, 103, 206, 211, 213
105, 109–110, 138–9, 190, 221, Strauss, Richard 291
226, 237, 240, 245, 256, 259, 270, Successors xvi, 3–4, 43, 65–8, 71,
275, 277–8, 280–4, 289, 294–6 81–92, 159, 163, 178, 213
317
Index
318
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