Chap 13 (Second and Subsequent Grants)
Chap 13 (Second and Subsequent Grants)
Chap 13 (Second and Subsequent Grants)
When required
Chain of executorship
245
13.05 Grants ‘de bonis non’ – Cessate grants – Double probate
13.05 A grant de bonis non cannot issue while there is already a personal
representative of the deceased by chain of executorship.
13.06 As to the position where the chain is in abeyance, see para 4.87.
13.09 These principles are dealt with in greater detail in the subsequent pages
of this chapter.
13.10 It should be noted that if any life or minority interest subsists at the time
of the application for a grant de bonis non, the grant must normally be made
to not less than two individuals, or to a trust corporation with or without an
individual1.
1
Senior Courts Act 1981, s 114(2).
246
Administration (with will) ‘de bonis non’ 13.16
adopt the finding of the Chancery Court and act on it. When an original grant
of administration (with will) was made to a next-of-kin of a testator on the
basis that he had not disposed of his residuary estate, on the death of the
grantee administration (with will) de bonis non was granted to the person who
the Court of Chancery had in the meantime decided was a residuary legatee1.
1
Warren v Kelson (1859) 1 Sw & Tr 290.
13.13 Where the previous grant was one of probate, administration (with
will) may be granted to the person next in order of priority under NCPR SI
1987/2024 r 20, ie:
(a) any residuary legatee or devisee holding in trust1 for any other person;
or if cleared off;
(b) any other residuary legatee or devisee including one for life, or where
the residuary estate was not wholly disposed of by the will, any person
entitled to or sharing in the undisposed-of estate;
and on clearing off all members of the above classes, to the lower classes under
r 20, in order of priority.
1
An executor who has previously renounced only his right to probate does not thereby lose any
right to administration (with will) as residuary legatee and devisee in trust, or in any other
capacity, unless he also renounces such right (NCPR SI 1987/2024 r 37(1)).
247
13.17 Grants ‘de bonis non’ – Cessate grants – Double probate
13.17 On clearing off all persons taking an interest in the residuary estate,
including the personal representatives of those who have since died, a grant de
bonis non may be made to a specific legatee or devisee or a creditor of the
deceased. If there be no legatees or devisees or creditors, or if they or their
personal representatives have renounced, then a grant de bonis non will be
made, without preference, to contingent legatees or devisees. (See NCPR SI
1987/2024 r 20.)
13.18 If the original grant was made to a creditor or a legatee on the
renunciation of the residuary beneficiaries, any other creditor or legatee may
take administration (with will) de bonis non, without any further renunciation
on the part of the residuary legatees or devisees; but if they were cited to accept
or refuse a grant and did not appear, they would have to be cited again. Their
rights are not finally extinguished by the citation as in the case of an executor
who does not appear to a citation1.
1
See Administration of Estates Act 1925, s 5 (para A1.93).
248
Administration (with will) ‘de bonis non’ 13.28
13.23 Where the first grant of administration in the estate of A has been made
to the administrator of the estate of a deceased residuary legatee, and such
administrator dies, a further grant of representation in the estate of the
residuary legatee is necessary in order to enable the new representative
administrator to take a grant to the unadministered estate of the original
deceased A.
13.24 In ordinary cases the grant of administration (with the will annexed) de
bonis non includes only the testamentary papers of which probate was
originally granted. But if a codicil is discovered at the time of application for
the grant de bonis non, the grant will include the will already proved, and the
codicil subsequently found1. If the codicil appoints different executors, or if it
contains a variation of executors, the former grant must be revoked.
1
Re Adamson (1827) July.
13.28 Where there is a will an office copy is obtained, which must include a
memorandum of the order made under the Act, for marking by the applicant
249
13.28 Grants ‘de bonis non’ – Cessate grants – Double probate
and the commissioner for oaths. A copy of both the will and the memorandum
will be annexed to the new grant. A notation of the memorandum is made in
the margin of the second or subsequent grant in the same form as in the
original grant.
13.29 If the alternative procedure of marking the original will, or marking the
copy annexed to the original grant, is adopted, the copy memorandum must be
included in every case1.
1
Registrar’s Direction (1950) 19 June.
13.30 An office copy of the will and memorandum may be obtained from any
registry (see Chapter 21 post).
13.31 As to applications generally under the Inheritance (Provision for Family
and Dependants) Act 1975, see Chapter 41.
13.33 But if there are other persons beneficially entitled in the same degree
who are still alive, they are entitled to the grant in preference to the personal
representative of the deceased administrator, unless otherwise directed by a
district judge or registrar1.
1
NCPR SI 1987/2024 r 27(5).
13.34 Forms of oath for administration de bonis non, Nos 178 ff (A6.183 ff).
13.35 When deciding by whom application for a grant de bonis non should be
made, regard must be had to the beneficial entitlement to the estate, for, by
NCPR SI 1987/2024 r 22, priority of right to a grant is given to persons taking
a beneficial interest. In particular, where the intestate was survived by a spouse
or a civil partner who has subsequently died, it is necessary to determine
whether the grant should be taken by the personal representative of the spouse
or of the civil partner, or by the issue or other kin of the intestate.
13.36 Under NCPR SI 1987/2024 r 22(4), any living kin taking a beneficial
interest in the estate are to be preferred to the personal representative of a
spouse or a civil partner who has died without taking a beneficial interest in the
whole estate as ascertained at the time of the application for the grant1. Thus,
the personal representative of the spouse or of the civil partner is entitled to the
grant in priority to all other persons either:
250
Administration ‘de bonis non’ 13.40
(a) if the amount of the residuary estate (other than the personal chattels)
is such that the whole accrues to the spouse or the civil partner in or
towards satisfaction of his or her charge, under s 46(1) of the
Administration of Estates Act 1925 of £250,000 or £450,000 (plus
interest) according to the circumstances (see para 6.48); or
(b) if the intestate left no kin within the classes which may share with the
spouse or civil partner in the residuary estate (see tables in para 6.33).
1
Where the deceased died on or after 1 February 2009. See para 6.33 for relevant figures in
respect of earlier dates of death.
13.37 If the amount of the residuary estate (other than the personal chattels)
is more than sufficient to satisfy the statutory charge, any living person within
the classes taking a beneficial interest is preferred to the personal representative
of the spouse or civil partner on an application for a grant (see NCPR SI
1987/2024 r 22(4)).
Changes in valuation
13.38 Strictly, the question whether the spouse’s or civil partner’s statutory
charge absorbs the whole known distributable estate (other than personal
chattels) is determined by reference to the values prevailing not at the death of
the intestate but at the time of payment or appropriation. The earlier values are
normally accepted in the probate registries on the footing that any significant
change is unlikely, but a substantial change in the value of an asset may change
the answer to the question, with appropriate consequences on the application
for the grant.
13.39 In cases of doubt, the practitioner may be asked to submit a note
showing the basis on which it is claimed that the spouse or civil partner was
(or was not) entitled to the whole of the known estate1.
1
Secretary’s Circular, 9 January 1962.
251
13.41 Grants ‘de bonis non’ – Cessate grants – Double probate
13.43 Where, in an intestacy prior to 1926, land had vested in an heir at law
who died after 1925, an infant, it was held that by virtue of this subsection the
land vested in the next heir to the intestate. Letters of administration had been
granted to the widow, who died leaving real estate only unadministered. The
grant de bonis non was made to the next heir as ‘in the events that have
happened the heir at law of the intestate’1.
1
Re Hirst (1938) 27 June.
PARTICULAR CASES
Resealed grant
13.44 Where a Colonial grant has been resealed in England, on the death of
the person to whom the grant was issued, an English grant de bonis non may
be obtained. Such a grant is made in accordance with the normal rules and
principles applicable according to the place where the deceased died domiciled.
For practice in making grants where the deceased died domiciled out of
England and Wales, see Chapter 12.
13.45 The resealing of Scottish confirmations and Northern Irish grants in
England and Wales, and vice versa, was abolished by the Administration of
Estates Act 19711 and a grant or confirmation issued in that part of the United
Kingdom in which the deceased was domiciled and containing a statement of
such domicile, is effective to make title to the estate of the deceased situate in
any part of the United Kingdom. This applies to grants and confirmations
issued before as well as after the commencement of the Administration of
252
Particular cases 13.50
For the use and benefit of a person who lacks capacity within the meaning
of the Mental Capacity Act 2005 to manage his affairs
13.49 As to the practice where the sole grantee subsequently lacks capacity to
manage his affairs within the meaning of the Mental Capacity Act 2005, see
paras 17.64 ff.
253
13.51 Grants ‘de bonis non’ – Cessate grants – Double probate
13.52 Under the present practice, however, except by order under s 116 of the
Senior Courts Act 19811, the court will not grant limited administration
without the renunciation or citation of persons entitled to a general grant in
priority to the applicant (see NCPR SI 1987/2024 r 51(b)).
1
See para A1.335. For practice on application for such an order, see paras 25.96 ff.
13.54 If the donor of a power of attorney, for whose use and benefit
administration has been granted, should die in the lifetime of the attorney
administrator, the subsequent grant will be a grant of administration de bonis
non and not a cessate grant.
13.55 If, however, the attorney should die in the lifetime of the donor of the
power, a further grant made to another attorney is a cessate grant.
13.56 If a person who is incapable of managing his affairs, for whose use and
benefit a grant has been made, should die in the lifetime of the administrator,
a further grant will be a grant de bonis non; whereas, on the death of the
administrator, a further grant made during the lifetime of the incapable person
is a cessate grant.
13.57 As to cessate grants, see paras 13.81 ff.
Settled land
13.58 Where necessary, a grant de bonis non may be made limited to settled
land.
254
Practice in grants ‘de bonis non’ 13.66
Where granted
13.59 Grants de bonis non, and all other second or subsequent grants, may be
extracted from the registry from which the original grant issued or from any
other probate registry.
Oath
13.60 It must be sworn in the oath leading to every grant de bonis non
whether there is (still) any minority or life interest under the will or intestacy
and whether there was land vested in the deceased which was settled
previously to his death (and not by his will) and which remained settled land
notwithstanding his death1.
1
NCPR SI 1987/2024 r 8(4) and (3).
13.61 If a minority or a life interest still remains, the grant de bonis non must
normally be made to a trust corporation1, with or without an individual, or to
not less than two individuals (Senior Courts Act 1981, s 114(2)2).
1
As to grants to trust corporations, see Chapter 9.
2
See para A1.333.
Amount of estate
255
13.67 Grants ‘de bonis non’ – Cessate grants – Double probate
Letters of administration (with will) ‘de bonis non’: marking of will or copy
13.67 In all cases of administration (with the will annexed) de bonis non, the
applicant, when he swears the oath, must normally swear to and mark the
original will, the probate copy annexed to the previous grant or an office copy
of the will. An unsealed facsimile copy not issued by the registry is not
acceptable unless the district judge or registrar gives leave under NCPR SI
1987/2024 r 10(2). Where a copy of the will is marked, the oath should state
that the document so marked contains an official copy (or facsimile copy,
where the district judge’s or registrar’s leave has been obtained) of the last will
and testament of the testator.
13.68 It should be noted that if the probate copy of the will annexed to the
former grant is marked by the applicant, the registry will retain it and be part
of the court record. It is therefore usually more convenient to bespeak an office
copy of the will for marking.
13.69 In particular, where a de bonis non grant is necessary because of the
incapacity of the original grantee, the probate copy should not be marked, as
the grant may be required in the event of the recovery, or of the death, of the
incapable person.
13.70 If the administrator wishes to swear to the original will, he must attend
in the registry where the will is deposited, and swear the oath before one of the
officers authorised to administer oaths in that registry. In this case the original
will must be obtained and an inspection fee of £20 is payable for inspecting it.
In addition, a fee of £11 is charged for administering an oath to each deponent,
and £2 for marking each exhibit1.
1
NC Probate Fees Order 2004 (SI 2004/3120) (as amended), Fees 7 and 9.
Foreign will
13.71 Where the former administrator swore to a notarial copy of the will, the
applicant for a second grant may swear to and mark the copy already filed, a
fresh notarial copy, the copy annexed to the former grant, or an office copy of
the document proved in this court1, or, if the district judge or registrar gives
leave under NCPR SI 1987/2024 r 10(2), a facsimile copy.
1
Registrar’s Direction (1927) 8 December.
Engrossment of will
13.72 In the case of a will proved at a district registry before the introduction
of photography, where application for the de bonis non grant is made at that
registry, the probate copy for annexing to the de bonis non grant will wherever
possible be made by the photographic process (or other process which
produces a facsimile copy). If the original will is unsuitable for facsimile
reproduction (see paras 4.234–4.236) an engrossment will be made in the
registry, or may be supplied by the practitioner if he prefers1.
1
Registrar’s Direction (1952) 18 February.
256
Cessate grants 13.82
13.73 On an application at the Principal Registry, if the will has been proved
and registered at a district registry a photographic copy is made, in the
Registry, of the document sworn to by the applicant.
HMRC account
13.74 For the appropriate form of account, when required, for use on
application for a grant de bonis non, see para 8.74.
13.75 Copies of HMRC accounts filed at HMRC Trusts and Estates, Inheri-
tance Tax on obtaining primary grants are not supplied by that Office for the
purpose of completing any further account required on a second or subsequent
grant. It is necessary only to make reference to the estate remaining unadmin-
istered.
13.76 See Chapter 8 of this Supplement for updates in practice for the
submission of HMRC accounts.
Papers required
13.77 The practitioner lodges the oath and HMRC account summary (A5C)
or return of estate (Form IHT205) (if required: see Chapter 8) at the probate
registry or sub-registry. If the papers are lodged at the probate registry other
than that from which the previous grant was extracted, the previous grant, or
an office copy thereof, must also be lodged. Unless ‘marked’ by the applicant
(see paras 13.67–13.70), the former grant or office copy will be returned with
the new grant.
13.78 See para 2.09, as to lodging papers by post.
13.79 The fee for a de bonis non grant is £20 in all cases1.
1
NC Probate Fees Order 2004 (SI 2004/3120) (as amended), Fee 3.
13.80 This fee does not include the fee for a copy of the former grant, or of
the will for marking, where these are required.
CESSATE GRANTS
Nature
13.81 A further grant, commonly called a cessate grant, may be made upon
the expiry of the time or the accomplishment of the event or contingency
pending which a limited grant (see Chapter 11) has been made.
13.82 A cessate grant is also made upon the death of the surviving attorney or
guardian or other grantee1 where the grant was made for the use and benefit
of a person whom the grantee represented, and was limited in duration, eg
257
13.82 Grants ‘de bonis non’ – Cessate grants – Double probate
until that person should obtain a grant. Upon the death of the person for
whose use and benefit the grant was made, a subsequent grant is a grant de
bonis non (see para 13.54).
1
See NCPR SI 1987/2024 r 26 and paras 7.40–7.47, as to the possible appointment of a
substituted administrator upon the death of the first of two grantees, in cases where a minority
or a life interest arises under the will or intestacy, by means of which the necessity for a cessate
grant might be obviated.
13.87 On an application for a cessate grant, the oath should state that probate
of the will of the deceased, as contained in a copy thereof, was granted ‘at the
[named] registry on the day of , to A B, limited until
the original will or a more authentic copy be proved’, and should recite the
discovery of the original will or the more authentic copy (as the case may be).
If in the meantime the grantee has died, the will may be proved by the person
next entitled.
13.88 Where an executor appointed for his life takes probate, the grant ceases
finally on his death, being distinguishable from an ordinary grant of probate
which may continue to be effective, by chain of executorship, in spite of the
death of the grantee. An executor substituted in the will at the decease of the
executor for life may take a cessate grant of probate. For form of oath, see No
74 (A6.79).
258
Cessate grants 13.96
13.89 If an executor who was appointed for a limited period other than his life
takes probate, the grant ceases upon the expiration of such period, and the
substituted executor, if one was appointed by the will, may obtain cessate
probate.
13.90 Probate granted to an executrix ‘during widowhood’ ceases on her
remarriage, and a cessate grant of probate may be made to the executor
substituted. The oath should state that: ‘The probate etc, granted at etc, to A,
has ceased and expired by reason of her having intermarried with B on the
day of ’.
13.91 If no executor is substituted in the will, administration (with will) is
granted to the person next in order of priority under NCPR SI 1987/2024 r 20
(see Chapter 5).
Grant for use of executor who lacks capacity to manage his affairs
13.92 When administration (with the will annexed) has been granted for the
use and benefit of an executor who lacks capacity to manage his affairs within
the meaning of the Mental Capacity Act 2005 and it is limited ‘for his use and
benefit’ or as previously ‘during his incapacity’, it ceases on his recovery; he
may then take probate of the will.
13.93 If the administrator should die before the recovery of an executor who
lacks capacity to manage his affairs, further administration (with the will
annexed) may be granted to some other person for the use and benefit of the
executor, the latter’s lack of capacity to manage his affairs being established in
the same manner as on the occasion of the first grant. The oath should recite:
‘That on the day of 20 letters of adminis-
tration (with the said will annexed) of the estate of the said deceased were granted
at the [ ] registry, to A B the residuary legatee named in the said
will (or as the case may be) for the use and benefit of C D the sole executor therein
named who lacks capacity to manage his affairs within the meaning of the Mental
Capacity Act 2005 during his incapacity. That the said A B died on the
day of 20 whereby the said letters of
administration (with the said will annexed) have ceased and expired. That the said
C D continues to lack capacity to manage his affairs within the meaning of the Act’.
13.94 If the grant had issued, under previous Non-Contentious Probate Rules,
for the use and benefit of an executor who was physically incapable of
managing his affairs, on the death of the administrator before the recovery of
the physically incapable executor, the executor may now appoint an attorney
to apply for a further grant for his use and benefit (see paras 11.31 ff).
13.95 If the grant was for the use and benefit of the incapable person and was
limited ‘until further representation be granted’ it does not cease upon the
recovery of the incapable person but continues until such time as a further
grant issues to the recovered person (or to somebody else).
13.96 If the incapable executor should die without recovering his capacity,
administration (with the will annexed) de bonis non may be granted to the
person next entitled in order of priority under NCPR SI 1987/2024 r 20.
259
13.97 Grants ‘de bonis non’ – Cessate grants – Double probate
13.97 Administration (with the will annexed) which has been granted to
guardians or other persons for the use of an executor during his minority
ceases when the executor attains his majority, and probate may be granted to
the executor. For form of oath, see No 75 (A6.80).
13.98 Such a grant also ceases by reason of the grantee’s death during the
executor’s minority, and in that case cessate letters of administration (with
will) may be granted to new guardians or other persons entitled thereto. See
paras 11.142 and 11.143.
13.99 In such cases, the oath must give respectively (a) the date upon which
the executor came of age, or (b) the date of the grantee’s death.
13.101 A grant to an attorney for the use and benefit of the executor or other
person entitled ceases on the death of the attorney, and a cessate grant may be
made to another attorney, or to the person entitled himself1.
1
In Re Barton’s Goods [1898] P 11, on the death of an administrator who was the attorney of
one of the persons entitled to the estate, cessate administration was granted to the attorney of
another person entitled, on notice to the donor of the original power of attorney. (Although
described in the report as a grant de bonis non, the grant was in fact a cessate grant.)
13.102 The oath must include particulars of the former grant, and the death
of the attorney. Form of oath, No 141 (A6.146).
13.103 But if the executor, or other person, should die in the lifetime of the
attorney administrator and before the administration of the estate has been
completed, the grant determines, and a further grant is a grant de bonis non:
see para 13.54.
13.104 Where a grant has been made by order of the district judge or registrar
to the attorney of a person entrusted by the court of domicile, or of the person
beneficially entitled to the estate by the law of the domicile, limited until
further representation be granted, and the donor of the power later applies for
a direct grant, an affidavit must be filed showing:
(a) that the order entrusting is still in force; or
(b) that the person concerned is still beneficially entitled to the estate,
260
Cessate grants 13.111
13.109 If the sole minor, or all the minors (where there are several) die before
attaining his or their majority, the grant made for their use and benefit expires,
and the form of the subsequent grant is de bonis non. (See, however, paras
6.179 and 13.41, as to the divesting of their interests.)
261
13.111 Grants ‘de bonis non’ – Cessate grants – Double probate
capacity to manage his affairs limited while he lacks capacity to manage his
affairs, the grant ceases on the recovery of that person, or the death of the
administrator; and a cessate grant may be made in the one case to the person
who formerly lacked capacity himself, and in the other to a person authorised
by a further order of the Court of Protection (see paras 11.254 ff), or some
other person, for the use of the person who lacks capacity (as the case may
require).
13.112 In the case of the administrator’s death, where the original grant was
made to a person other than the person authorised by the Court of Protection
or an attorney acting under a registered enduring power of attorney or
registered lasting power of attorney, evidence must again be adduced as to the
lack of capacity of the person for whose use and benefit administration is to be
granted.
13.113 The recovery of the person who lacks capacity must be proved:
(a) where administration has been granted to a person authorised by an
order of the Court of Protection, by the production of the order of
that Court determining the proceedings; or
(b) where administration has been granted to some other person, by an
affidavit of the doctor.
Unless the consent of the person who obtained the limited grant is lodged,
evidence will be required that notice of the application for a cessate grant has
been given to him.
13.114 If the grant for the use and benefit of the person who lacks capacity
was limited until further representation be granted, it does not cease on the
recovery of the person who formerly lacked capacity. The recovered person
may apply for a grant himself, supported by evidence as to his recovery as in
the preceding paragraph, and the limited grant ceases on the issue of the new
grant.
13.115 A grant for the use and benefit of a person who lacks capacity is
indicated to be until further representation be granted. However, the position
is not free from doubt if that person should die before administration is
completed. Letters of administration de bonis non will be granted to the person
next entitled to the grant or, if the person who lacked capacity was solely
entitled to the estate, to his personal representative.
13.116 The practice in obtaining cessate grants is, except where otherwise
stated, similar to that in obtaining grants de bonis non, as to which, see paras
13.59 ff.
13.117 The oath must in all cases recite the particulars of the former grant and
the circumstances of its cessation. The applicant should swear that he will
administer all the estate, but the amount to be inserted in the oath is that
remaining unadministered.
262
Double probate 13.126
Fee on grant
DOUBLE PROBATE
13.119 Where a number of executors have been appointed in a will, and
probate has been granted to one or some, but not all, of them, power to apply
for a like grant is reserved to such other of the executors as at that time have
not renounced probate.
13.120 Probate may not be granted to more than four persons in respect of the
same part of the estate of a deceased person1.
1
Senior Courts Act 1981, s 114(1) (see para A1.333).
13.121 It follows that, where probate has been granted to four executors, any
remaining executors can take up their powers only as vacancies occur among
the acting executors.
13.122 Upon application for probate by an executor to whom power has been
reserved, the grant is called ‘double probate’ and it runs concurrently with the
first grant if any of the first grantees are still living. It confers the same rights
as an original grant. There may be several concurrent grants of double probate.
13.123 Where a grant of probate has been made to two executors, power
being reserved to another executor, and the acting executors have both died,
and a codicil has since been found, the executor to whom power was reserved
may take a grant of double probate of the will together with the codicil.
13.124 Where a will and codicil had been proved by two executors and one
had since died, a grant of probate of another codicil, since found, can be made
to the surviving executor. Where probate of a will was granted to two
executors, a codicil was subsequently found, but both executors had since
died, a grant of probate of the codicil was made to the executor of the survivor
of the deceased executors1.
1
Re Roberts (1934) unreported.
263
13.127 Grants ‘de bonis non’ – Cessate grants – Double probate
Practice
13.127 Double probate may be extracted from the Principal Registry or from
any district probate registry: application may be made by post1.
1
See paras 2.09 ff.
13.128 A double probate is general in its terms, but the amount of the estate
included in the oath to lead the grant is that only which remains unadminis-
tered.
Oath
13.129 The oath must give particulars of the former grant, and show that
power was reserved to the other executors and, where probate was originally
granted to four executors, that a vacancy or vacancies have occurred by death,
giving the name and date of death of the executor or executors who have died
since the date of the first grant. For forms of oath, see Nos 70 and 71 (A6.75
and A6.76).
13.130 The executor may swear to and mark either the original will, or the
copy annexed to the first grant of probate (provided, in the latter case for
practical reasons, that all the proving executors are dead); or, as is the usual
practice, he may swear to an office copy of the will or, with the district
judge’s or registrar’s leave, a facsimile copy of the will. See also paras
13.67–13.70.
264
Double probate 13.135
265