THE ASSOCIATION OF FUTURES BROKERS & DEALERS LTD

(AFBD) 1
1 AFBD - Election and appointment of Council Members - Letter 30 Jul 1987
2 AFBD - Annual General Meeting on 24th July and Reconstruction of the Association - Letter 10 Jul 1987
3 and Reconstruction of the Association - Letter 29 Jun 1987
4 AFBD - Extension of AFBD membership to 30 September 1987 - Letter 22 Jun 1987
5 AFBD - Membership Lists - Letter 12 Jun 1987
6 AFBD - Draft Rule Book - Letter May 1987
7 AFBD - Chasing up of Questionnaires - Letter 8 Apr 1987
8 AFBD - To all Members - Letter 17 Mar 1987
9 AFBD - Members Lists - Letter Feb 1987
10 AFBD - Extension of AFBD membership to 30 June 1987 - Letter 30 Dec 1986
11 AFBD - Council elections - Letter Dec 1986
12 AFBD - Form of proxy for election of Council representatives by ordinary members at class meeting to be held
13 AFBD - Meeting of Ordinary Members, 28th November 1986 - Letter 14 Nov 1986
14 AFBD - Council Elections - Letter 30 Oct 1986
15 AFBD - Annual General Meeting and Extraordinary General Meeting 5th October 1989 - Letter 23 Aug 1989
16 AFBD - CFTC Part 30 Exemption Order - Letter 23 Aug 1989
17 AFBD - CFTC Part 30 Exemption Order - Letter 29 Aug 1989
18 AFBD - RE: Globex - Letter 6 Aug 1989
19 AFBD - Proposed Rule Changes - Letter 6 Aug 1989
20 SIB Consultative Paper No. 28 Letter 7 Sep 1989
21 AFBD - Annual General Meetinq and Extraordinary General Meetinq - Letter 11 Sep 1989
22 AFBD - Rules Chanses: Expulsion and Suspension - Letter 25 Sep 1989
23 AFBD - RE: SIB Compensation Scheme Letter 27 Sep 1989
24 AFBD - Outcome of discussions on the CFTC Part 30.10 Exemption Order - Letter 13 Oct 1989
25 AFBD - Outcome of discussions on the CFTC Part 30.10 Exemption Order - Letter 13 Oct 1989
26 AFBD - RE: SIB Compensation Scheme - Letter 20 Oct 1989
27 AFBD - Rule Book: Reprinted Pages - Letter 23 Oct 1989
28 AFBD - Directory of Members - Letter 1 Oct 1989
29 AFBD - Membership List - Letter 25 Oct 1989
30 AFBD - CFTC Part 30 Exemption Order Letter 26 Oct 1989
31 AFBD - CFTC Part 30 Exemption - Letter 14 Nov 1989
32 AFBD - RE: SIB Compensation Scheme - Letter 14 Nov 1989
33 AFBD - Subscription Fees for 1990 - Letter 30 Nov 1989
34 Subscription Fees - Letter 4 Dec 1989
35 AFBD - Investors Compensation Scheme - Letter 22 Dec 1989
36 AFBD - CFTC Part 30.10 Exemption - Guarantee Arrangement - Letter 22 Dec 1989
37 AFBD - Consultative Document on Revised Financial Rules - Letter 29 Dec 1989
38 AFBD - Consultative Document on Revised Financial Rules - Letter 15 Feb 1990
39 AFBD - Proposed Revisions to the Financial Rules - Letter 17 Sep 1990
40 AFBD - Proposed Revisions to the Financial Rules - Letter 17 Sep 1990
41 AFBD - Proposed Merger With TSA - Letter 10 Sep 1990
42 AFBD - Emergency Laws (Re-Enactments and Repeals Act) 1964 Kuwait and Iraq - Letter 21 Aug 1990
43 AFBD - Financial Core Rules - Letter 31 Aug 1990
44 AFBD - Kuwaiti and Iraqi Clients - Letter 7 Aug 1990
45 AFBD - Collaboration with The Securities Association - Letter 28 Jun 1990
46 AFBD - Reduction in the Reportinq Deadline - Letter 28 Jun 1990
47 AFBD - Solicitation of New Business in the United States - Letter 18 Jun 1990
48 AFBD - Revised financial rules - Letter 9 May 1990
49 AFBD - Revised Financial Rules - Letter 9 May 1990
50 AFBD - Revised Financial Rules - Letter 17 May 1990
51 Letter 9 May 1990
52 AFBD - Appendix 2 - Letter 9 May 1990
 53 AFBD - Appendix 2 - Letter 9 May 1990
54 AFBD - Consultative Document on Revised Financial Rules - Letter Dec 1989
55 AFBD - Compact Edition of the Rules and Handbook - Letter 10 May 1990
56 AFBD - US Jurisdiction in Respect of the Brent Oil Market - Letter 1 May 1990
57 AFBD - US Jurisdiction in Respect of the Brent Oil Market - Letter 24 Apr 1990
58 AFBD - Bankers Trustee Scheme - Letter 4 Apr 1990
59 AFBD - The Coming into Effect of the Principles - Letter 30 Mar 1990
60 AFBD - CFTC Part 30 Exemption Order Update - Letter 14 Mar 1990
61 AFBD - CFTC Part 30 Exemption Order 9 March Deadline - Letter 8 Mar 1990
62 AFBD - CFTC Part 30 Exemption - Guarantee Arrangement Deadline - Letter 28 Feb 1990
63 AFBD - Availability of the Expert Rulebook - Letter 26 Feb 1990
64 AFBD - Letter to All Members - Letter 15 Feb 1990
65 AFBD - The Proposed Principles for Investment Businesses - Letter 2 Feb 1990
66 AFBD - SIB Investors Compensation Scheme - Letter 26 Feb 1990
67 AFBD - SIB's Forward Look - Letter 17 Jan 1990
68 - Letter 17 Jan 1990
69 Letter 9 Jan 1990
70 AFBD - Initial Margin Deduction - Letter 1 Mar 1991
71 AFBD - Joint Consultation on the Enforcement Rules of SFA - Letter 27 Mar 1991
72 AFBD - SFA's Rules in the Immediate Post-Merger Period - Letter 11 Mar 1991
73 Staff and the Membership Rules of SFA - Letter 11 Mar 1991
74 and the Membership Rules of SFA - Letter Feb 1991
75 AFBD - Staff Recruitment, Supervisory and Traininq Procedures - Letter 10 Jan 1991
76 AFBD - Revised Financial Rules - Letter 21 Dec 1990
77 AFBD - Revised Financial Rules and Other Matters - Letter 7 Dec 1990
78 AFBD - Revised Financial Rules - Letter 12 Nov 1990
79 AFBD - Revised Financial Rules and Other Matters - Letter 7 Dec 1990
80 AFBD - Guidance for the Establishment of Adequate Credit Management - Letter 7 Dec 1990
81 AFBD - Definition of "Oil Market Participant" - Letter 21 Sep 1990
82 AFBD - Financial Core Rules - Letter 31 Aug 1990
83 AFBD - Reduction in the Reportinq Deadline - Letter 28 Jun 1990
84 AFBD - The Proposed Principles for Investment Businesses - Letter 2 Feb 1990
85 AFBD - The Proposed Principles for Investment Businesses - Letter Jan 1990
86 AFBD - Rules Chanqes: Expulsion and Suspension - Letter 25 Sep 1989
87 AFBD - Proposed Rule Changes - Letter 6 Sep 1989
88 AFBD - Rules and Handbook - Letter 7 Aug 1989
89 AFBD - Rules Changes - Extension of Transitional Provisions - Letter 19 Jun 1989
90 AFBD - Rules Changes - Letter 30 Mar 1989
91 AFBD - Proposed Amendments to the Rules - Letter 23 Feb 1989
92 AFBD - Transitional Provisions Expiring on 31 January 1989 - 24 Jan 1989
93 AFBD - Interim Rules - Letter 12 Jan 1989
94 AFBD - Rules Changes - Letter 16 Dec 1988
95 AFBD - Report by Deloitte Haskins & Sells on AFBD Financial Resources Rules - Letter 21 Nov 1988
96 AFBD - To All Members, Applicants and Rule Book Holders: 1 November 1988 - Letter 25 Oct 1988
97 AFBD - Rules Changes - Letter 13 Oct 1988
98 AFBD - "Market Counterparty" and "Execution-Only Customer" - Letter 23 Aug 1988
99 AFBD - Rule Changes - Letter 22 Aug 1988
100 AFBD - Rules and Handbook - Letter 2 Aug 1988
101 AFBD - The Association of Futures Brokers and Dealers Limited - Letter Apr-Jul 1988
102 AFBD - To All Members/Applicants - Letter 18 Jul 1988
103 AFBD - Rules Changes - Letter 30 Jun 1988
104 AFBD - Rules Changes - Letter 1 Jul 1988
105 AFBD - Dear Member/Applicant/Rule Book Holder - Letter 10 Jun 1988
106 AFBD - To All Members, Applicants and Holders of the Rule Book - Letter 27 Apr 1988
107 AFBD - Short form Customer Agreement - Letter 27 Apr 1988
108 AFBD - To All Members and Applicants - Letter 21 Apr 1988
109 AFBD - Not Applicable to Locals and Oil Traders/Brokers - Letter 15 Apr 1988
110 AFBD - Transitional Arrangements - Letter 31 Mar 1988
111 AFBD - Financial Resources Rules - Letter 25 Mar 1988
112 AFBD - Customer Agreements - Letter 23 Mar 1988
113 AFBD - Short Form Advertisement - Letter 24 Feb 1988
114 AFBD - Business Letters, etc; Compliance with Rule 3.14 - Letter 24 Feb 1988
115 AFBD To All Members - Letter 22 Feb 1988
116 AFBD - To All Members - Letter 1 Feb 1988
117 AFBD - Customer Agreement - Letter 26 Jan 1988
118 AFBD - AFBD Rule Book - Letter 25 Jan 1988
119 AFBD - Rule Book - Letter 31 Dec 1987
120 AFBD - December 1997 Rule Book: Insertions to Handbook - Letter 14 Dec 1987
121 AFBD - Membership Continuation Pack - Letter 30 Nov 1987
122 AFBD - To All Members: November Rule Book - Letter 11 Nov 1987
123 AFBD - Financial Resources Rules - Letter 10 Aug 1987
124 AFBD - Draft of New AFBD Rules to Comply with Requirements for Recognition - Letter 6 Aug 1987
125 AFBD - Report and Accounts for the Year Ended 30 September 1987 - Report & Accounts 30 Sept 1987
126 AFBD - The Association of Futures Brokers and Dealers Limited - Report & Accounts 31 Mar 1989
127 AFBD - Report and Accounts for the Year Ended 31 March 1990 - Report & Accounts 31 Mar 1990
128 AFBD - Proposals for the Merger of The Securities Association Limited and the Association of Futures Brokers
129 AFBD - The Merger - News Release - 27 Mar 1991
130 AFBD - Chairman and Deputy Chairman Designated for the Securities & Futures Authority Ltd (SFA) - Press R
131 AFBD - TSA and AFBD Agree to Merger - Press Release 20 Dec 1990
132 AFBD - AFBD and TSA Recommend Merger to Their Members - Press Release 27 Nov 1990
133 AFBD - AFBD Chairman Calls for 'Distinct Regime' for Futures and Options in TSA Marger - Press Release 21
134 AFBD - AFBD and TSA Agree to Move Towards Merger - Press Release 28 Jun 1990
135 AFBD - TSA and AFBD Consider Closer Collaboration - Press Release 15 Feb 1990
136 ABFD - The New AFBD Expert Rule Book System - News Release
137 AFBD - Consultative Document on Revised Financial Rules - News Release 5 Jan 1990
138 AFBD - AFBD Wins Segregation Concession from CFTC for UK Firms - News Release 16 Oct 1989
139 AFBD - CFTC Grant a Further Extension of the Interim Relief Period in Respect of the CFTC Part 30 Rules - N
140 AFBD - "Regulation of the Conduct of Investment Business: A Proposal" - News Release 8 Aug 1989
141 AFBD - AFBD and CFTC Exemption Order - News Release 16 May 1989
142 AFBD - AFBD Notes Progress in CFTC Negotiations - Press Release Notes 22 March 1989
143 AFBD - AFBD Notes Dramatic Fall in Customer Complaints - Press Release Notes 21 Feb 1989
144 AFBD - Senior Management Changes at AFBD - Press Release 13 Feb 1989
145 AFBD - Mordens Limited - News Release 22 Mar 1991
146 AFBD - AFBD Expels Three Members - News Release 13 Mar 1991
147 AFBD - AFBD Disciplines Two Members - News Release 25 Feb 1991
148 AFBD - Woodhouse Drake & Carey (Commodities) Ltd - News Release 14 Feb 1991
149 AFBD - AFBD Disciplines Three Members - News Release 24 Jan 1991
150 AFBD - Anglo American Futures Ltd - News Release 22 Nov 1990
151 AFBD - AFBD Disciplines Three Members - News Release 30 Aug 1990
152 AFBD - Drexel Burnham Lambert Ltd - News Release 15 Feb 1990
153 AFBD - C Sturge & Co Ltd Withdraws from Judicial Review Proceedings - News Release 19 Oct 1989
154 AFBD - AFBD Refuses Membership to Van Lessen Richardson & Co. Ltd - News Release 26 Sep 1989
155 AFBD - Commissioner Rejects Appeal of Acheson-Corfield & Co Ltd - News Release 2 Aug1989
156 AFBD - Capcom Financial Services Limited - News Release 17 Jul 1989
157 AFBD - AFBD Exercise Powers of Intervention in the Business of Strategic Metals Corporation Plc - News Rele
158 AFBD - Elbon & Co (Futures and Options) Ltd: Harald Osthoff & Associates Company Ltd - News Release 13 M
159 AFBD - C Sturge & Co Ltd - News Release 2 Mar 1989
160 AFBD - News Release 19 Jan 1989
161 AFBD - News Release 12 Jan 1989
162 AFBD - Regulators Take Disciplinary Action - News Release 12 Dec 1988
163 AFBD - Acheson-Corfield & Co Ltd - News Release 3 Nov 1988
164 AFBD - AFBD Election Results and Chairman's Address - Press Release 16 Nov 1988
165 AFBD - Acheson-Corfield & Co Ltd - Press Release 3 Nov 1988
166 AFBD - Press Release 5 Oct 1988
167 AFBD - Association of Futures Borkers and Dealers - TRI Media 21 Oct 1988
168 AFBD - AFBD Refuses Membership to a Further 12 Applicants - News Release 11 Aug 1988
169 AFBD - AFBD Refuses Membership to Empire Futures Limited - News Release 1 Jul 1988
170 AFBD - AFBD Recognised as a Self-Regulating Organisation - News Release 13 Jan 1988
171 AFBD - AFBD At Money 87 Show: (Olympia - 5-8 November) - News Release 29 Oct 1988
172 AFBD - AFBD Directors - News Release 30 Jul 1987
173 AFBD - AFBD Appoints First Lay Member to its Council - Immediate Release 15 Jan 1987
174 AFBD - New AFBD Council Appointments - Immediate Release 2 Dec 1986
175 AFBD - New Council for the Association of Futures Brokers and Dealers - Immediate Release 2 Dec 1986
176 AFBD - AFBD Admits Members - Immediate Release 4 Aug 1986
177 AFBD - Press Release 20 Dec 1985
178 AFBD - AFBD Incorporated - Immediate Release 5 Nov 1984
179 AFBD - A Dozen Questions you wished you had asked
180 AFBD - AFBD and TSA Agree to Move Towards Merger - Briefing May-Jun 1990
181 AFBD - Letter RE:Rule Book 27 Apr 1988
182 AFBD - Proposed Merger with TSA - Briefing Sep 1990
183 AFBD - AFBD and TSA Agree to Move Towards Merger - Briefing May-Jun 1990
184 AFBD - AFBD and TSA Consider Closer Collaboration - Briefing Mar 1990
185 AFBD - SIB's Forward Look Document and AFBD's Response - Briefing Jan 1990
186 AFBD - CFTC Agrees to Modify Terms of Part 30 Exemption Order - Briefing Nov 1989
187 AFBD - Regulatory Costs and Funding of the AFBD - Briefing Sep 1989
188 AFBD - A New Rule Book for the AFBD? - Briefing Jul 1989
189 AFBD - AFBD Welcomes Phillip Thorpe - Briefing Apr 1989
190 AFBD - AFBD Names Chief Executive in Succession to Mr Alistair Annand - Briefing Feb 1989
191 AFBD - Review of Operations & Developments 1988 - Briefing Dec 1988
192 AFBD - The Role and Scope of AFBD - Information for Investors
193 AFBD - The Rose and Scope of AFBD - Information for Investors
194 AFBD - Notice of Annual General Meeting - Briefing Oct 1988
195 AFBD - The Investors' Compensation Scheme - Briefing Aug 1988
196 AFBD - Customer Agreements for Introducing Brokers - Briefing Jun 1988
197 AFBD - 'A' Day - 29 April 1988: Financial Resource Rules - Transitional Provisions - Briefing 29 Apr 1988
198 AFBD AFBD Gets Recognition - Briefing Feb 1988
199 AFBD - Message From the Chairman - Briefing Nov 1987
ciation - Letter 10 Jul 1987

bers at class meeting to be held on 28th November 1986 - Letter 28 Nov 1986

ber 1989 - Letter 23 Aug 1989

etter 13 Oct 1989

etter 13 Oct 1989

Iraq - Letter 21 Aug 1990

28 Feb 1990

ter 7 Dec 1990

es - Letter 21 Nov 1988

8 - Letter 25 Oct 1988
on - Letter 6 Aug 1987
& Accounts 30 Sept 1987
ccounts 31 Mar 1989
ccounts 31 Mar 1990
e Association of Futures Brokers and Dealers Limited to Form Securities and Futures Authority Limited - Proposals for Merger TSA Ltd

es Authority Ltd (SFA) - Press Release 30 Jan 1991

se 27 Nov 1990
TSA Marger - Press Release 21 Sep 1990

Release 16 Oct 1989

ct of the CFTC Part 30 Rules - News Release 29 Aug 1989
ws Release 8 Aug 1989

2 March 1989
Notes 21 Feb 1989

ws Release 19 Oct 1989

ws Release 26 Sep 1989
elease 2 Aug1989

etals Corporation Plc - News Release 16 Jun 1989

ompany Ltd - News Release 13 Mar 1989
 e 11 Aug 1988
e 1 Jul 1988
13 Jan 1988
29 Oct 1988

15 Jan 1987

mediate Release 2 Dec 1986

riefing Feb 1989

ions - Briefing 29 Apr 1988

- Proposals for Merger TSA Ltd