Republican Liberty As Liberty Within Rig
Republican Liberty As Liberty Within Rig
Republican Liberty As Liberty Within Rig
Daniel Layman
Abstract
What is the relationship between republican liberty and rights? The received view is that although
rights play an important role in republican theory, non-domination is conceptually distinct from
rights enjoyment; like liberty as non-interference, republican liberty is a stand-alone conception of
liberty that we can understand and perhaps even promote without invoking rights at all. I argue
that this is a confusion, one that has left our view of republican liberty, and indeed the entire liberty
debate, substantially out of focus. Republican liberty is not, like liberty as non-interference, an
account of liberty that is conceptually independent of rights and which may (or may not) stand in
relationships of varying importance to rights. To the contrary, republican liberty just is liberty
within rights; to enjoy all of one’s rights is to enjoy full non-domination, and to enjoy full non-
domination is to enjoy all of one’s rights. Rights enjoyment, we may say, is necessary and
sufficient for republican liberty. It is necessary for republican liberty because there is no way to
specify the range within which independence from others’ unconstrained wills matters without
specifying particular rights that people may claim against one another. And it is sufficient for
republican liberty because to enjoy a right is to possess securely a valid claim against one or more
other people, where security is a function of institutional sanctions sufficient to dissuade others
from violating that right. Thus, ‘R is a right and so requires entrenchment against others’ arbitrary
power’ adds nothing to ‘R is a right.’ Once it becomes clear that republican liberty is liberty within
rights, the liberty debate reappears as a contest that is fundamentally about whether there is
conceptual daylight between liberty and rights.
1) Introduction
Ever since Philip Pettit (1997) and Quentin Skinner (1997) launched the current
neoclassical republican research program more than two decades ago, something like the following
schema has dominated the liberty debates in political theory. In one corner stand the (misleadingly
named) liberals, who argue that liberty is the absence of interference.2 In the other corner are the
republicans, who argue that liberty is the absence of domination—that is, the absence of arbitrary
1
Thanks for helpful comments on earlier drafts are due to Ian Carter, Billy Christmas, John Lawless, Matthew
LeBar, Sean McKeever, Bas van der Vossen, Jocelyn Wilson, the Cottage Group, an anonymous referee, and
audiences in Oxford, Durham, and New Orleans.
2
It is misleading to call the defenders of liberty as non-interference ‘liberals’ as opposed to republicans because
some paradigmatic liberals, including Locke (cf. Layman 2020) and perhaps even Hayek (cf. Irving 2020), endorse a
version of the republican theory of liberty. Moreover, as Kalyvas and Katznelson (2008) have argued, several
strands of republicanism evolved into strands of liberalism during the early modern period.
1
power. Members of both camps are happy to appeal to the idea of rights and put it to work within
their theories, but on neither account of liberty are rights constitutive of liberty. That is, although
members of both camps may (and often do) say that rights are of the first importance for securing
liberty, there is no question of political liberty being identical to liberty within rights.
My aim here is to show that this view of the conceptual landscape is wrong, or at least
badly out of focus. This is because republican liberty is not really a stand-alone conception of
liberty capable of being framed in isolation from the idea of rights. Rather, republican liberty just
is liberty within rights, without conceptual remainder.3 Thus, what we really encounter in the
liberty debates is not a contest between two notions of liberty distinct from rights that stand in
various adventitious relationships to rights, but rather a contest between liberty as non-interference
and liberty as rights enjoyment. Every rights theory just is a theory of non-domination, and no
theory of non-domination can function without specifying a set of rights.5 So, rights are necessary
as an account of liberty.7 Although it is perhaps tempting to read my claim that rights are necessary
and sufficient for republican liberty as the claim that privileged spheres of non-interference are
necessary and sufficient for republican liberty, this is not my view. Some of the rights that concern
3
The view I defend here is in some ways similar to the one Bas van der Vossen has recently defended in the context
of interpreting Locke’s famous proviso, which requires appropriators to leave “enough, and as good” for others
(Locke 1988: 288 (§27)). According to Van der Vossen, part of what it is to enjoy a right is to enjoy it under
conditions of “non-subjection,” which Van der Vossen defines as follows: “P stands in a relation of non-subjection
to Q with respect to some natural right R to the extent that P’s ability to enjoy R does not depend on Q” (Van der
Vossen 2020: 11). I certainly agree. However, unlike Van der Vossen, who holds that republicanism is simply
wrong, I hold that rights are necessary and sufficient for republicanism.
5
I will not argue that every rights theory is necessarily a plausible theory of non-domination. Some rights theory
might, for instance, assign all of the rights to one person. Such a theory would be a theory of non-domination that
specifies a very narrow and implausible range of non-domination.
7
For arguments to this effect, see Kramer 2008 and Carter 2008.
2
me here do indeed have as their content privileged spheres of non-interference. But others do not,
and I certainly do not mean to claim that republicanism collapses into rights against interference
It is also worth emphasizing that, although I will make no attempt to hide my sympathy for
the republican project and will do some cursory work to motivate it in the course of spelling out
its central commitments, it is not my primary aim here to defend the republican conception of
liberty against its competitors. To the contrary, my aim is to show that republican liberty is liberty
within rights. I thus recognize that nothing I say here is likely to convince the committed non-
interference theorist that there is anything fundamental to liberty apart from the absence of
interference. Nevertheless, to the extent that my argument succeeds, the parties to the contest
disagreement between them. Whereas the non-interference theorist holds that the absence of
interference—which often is, and should be, protected within rights—is liberty proper, the
republican should identify liberty with rights enjoyment, where rights can and do vest rights-
I proceed as follows. In section 2, I set out the concept of non-domination and clarify it by
reviewing the principle argument in its favor. In section 3, I distinguish rights from mere liberties
by drawing out their characteristic protective function and the formal features of rights that support
this function. With these preliminaries in hand, I argue in section 4 that non-domination requires
rights in order to specify the range of choices within which people must enjoy non-domination in
order to be free. Consequently, rights are necessary for republican liberty. In section 5, I argue that
the rights we need in order to specify non-domination to particular ranges of choice already
8
Thanks to Ian Carter for pressing me to clarify this.
3
contain, without appeal to any further value, the very demand for security against others’ wills that
defines non-domination. Consequently, rights are sufficient for republican liberty. With the main
section 7.
2) Non-Domination
counts as arbitrary power? Neoclassical republicans disagree on this point. Some, following
Pettit’s original statement, embrace a thick conception of arbitrary power according to which
power is arbitrary to the extent that it is not forced to track the “avowable interests” of those subject
to it (Pettit 2006: 280). Others, following Lovett, affirm a thin conception of arbitrary power
according to which power is arbitrary to the extent that it is not externally constrained by law or
other social systems, regardless of whether those constraints relate positively to anyone’s interests
(Lovett 2010: 119). Still others, following Pettit’s later work, adopt a procedural conception on
which power is arbitrary to the extent that those subject to it lack control over it (Pettit 2012: 70).10
agree that liberty must be counterfactually robust in order adequately to capture what we value in
liberty as a basic social and political good. That is, the neoclassical republicans agree that whether
a person is free with respect to a choice turns on interference in certain nearby possible worlds no
less than on interference in the actual world.11 If interference in a choice occurs in possible worlds
that differ from the actual world only in that other people’s preferences are different in them, we
may say that the person facing the choice depends on others’ arbitrary power and is to that extent
10
For critical discussion, see Kolodny 2019.
11
I owe this framing of republicanism’s modality in terms of possible worlds to Christian List (2006).
4
unfree. In order to show how this framework works and why it is attractive, much more detail is
required. In order to provide that detail, I will work through what I take to be the best argument
for the republican conception of liberty. This argument, it is important to note, is not an attempt to
analyze the concept of liberty in general, much less an attempt to define the English word ‘liberty,’
which bears a very wide semantic range. Rather, it is an attempt to show that liberty as a
fundamental social and political value is counterfactually robust in more or less the way
The argument, which I draw, with some modification, from Pettit (2012: 64-65), proceeds
in two steps, each one showing why an increase in robustness is necessary in order to achieve a
satisfactory conception of liberty as a social and political value. First, let us suppose, with
interference—that all that is required for liberty is non-interference with the particular action that
an agent actually decides to perform at a particular time (Hobbes 1996: 146). Suppose, for
example, that I am deliberating about whether to eat lunch in the park or in the break room. I decide
on the park and then walk there, where I eat my lunch without interference. But had I decided to
eat lunch in the break room, a waiting villain would have accosted me and stolen my lunch.
According to the Hobbesian picture, I act freely in this case because no one impeded the action I
chose to perform. Although there is clearly a sense in which my lunchtime activity was free, that
sense is not one that answers to a plausible social and political ideal of freedom. For, on the
assumption that my freedom in this scenario did answer to that ideal, it would follow that I could
have freed myself by adapting my preferences to those of the waiting villain. Surely, though,
freedom as a moral ideal cannot count adaptation to oppressors’ whims as a source of liberation.
To make the same point with a more serious (and realistic) example, suppose that there is a
5
community that tends to vote for candidates of one party and so is permitted by bosses from that
party to vote without interference. However, those community members would quickly find their
access to the polls blocked if they formed a preference for the opposing political party. It is absurd
to think of this community as free with respect to suffrage in any morally significant sense. For it
is absurd to think that a community could secure its freedom by adapting its political preferences
The ideal of freedom, then, requires at least one level of counterfactual robustness: To
enjoy freedom within a choice, a person must not face interference with respect to any of the
options that compose the option set relevant to the choice. Or, to put the same point in terms of
degrees rather than a binary, the degree to which a person is free within a choice must be a function
of the degree to which all of her relevant options are unimpeded, not just the one she in fact prefers.
Nearly all opponents of republicanism would grant this much: The standard conception of freedom
option set, not just the option she in fact chooses (e.g. Kramer 2003, Berlin 1958). But the
republican pushes the reasoning of this first step one step further: Just as a person does not count
as free simply because it suits another person to refrain from interfering with a particular option in
her option set, a person does not count as free just because it suits another person not to interfere
with any of the options in her option set. To return to our lunch example from before, I do not
count as free with respect to my lunch if the lunch villain allows me unfettered choice to eat lunch
wherever I wish, but only because he feels like it. If he could, with impunity, close down my lunch
options just because he felt like it, I am not free within those options, at least not in the sense that
matters to liberty as a political ideal. For if this disposition of the villain’s preferences were
sufficient for my morally significant freedom, it would follow that I could increase my morally
6
significant freedom through servility—by kowtowing, sucking up, and so forth.12 To return to our
voting example, a community is not a community of free people if it has unimpeded access to
voting simply because an overlord with standing to interfere at will feels like granting them
unimpeded access.
3) Rights
With the conceptual core of republican liberty in hand, we are positioned to turn to the
relationship between republican liberty and rights. In order for my claim that republican liberty
collapses into liberty within rights to be plausible (or even make much sense), we need to get clear
on what rights are, at least insofar as the argument of this paper is concerned. Broadly speaking, I
take rights to be valid claims (Feinberg 1970: 249-257). That is, a person has a right to some object,
action, or state of affairs if, and only if, she has standing to claim that object, action, or state of
affairs from one or more other people. It is important to emphasize that rights so-understood are
not conceptually limited to valid claims against others’ interference, or what are sometimes called
‘negative rights.’ To the contrary, there may be valid claims to others’ positive action, or to their
realization of positive states of affairs. Which rights of either sort actually obtain must, of course,
be decided on the relevant moral merits. My present point is simply that ‘right’ does not mean
‘claim to a particular space of non-interference.’ Insofar as the mere idea of rights is concerned, a
right to, say, security against sexual harassment in one’s workplace is no more problematic than a
right against being shoved to the ground while innocently walking. For, in each case, a person—
12
Some proponents of liberty as non-interference might object that they, too, can capture the unfreedom of the
person who must suck up in order to avoid interference, since that person cannot perform the conjunctive action of
both behaving as she prefers to and not sucking up. Fair enough. What is important for my purposes is not that it is
impossible to translate the republican insight about independence from others’ wills into the language of non-
interference, but rather that, for reasons we will shortly consider, rights are necessary and sufficient to capture that
insight. Thanks to Ian Carter for pressing me on this point.
7
the rights-holder—has (assuming the right in question is genuine) a valid claim against another
Rights, then, are valid claims. But before we can proceed to the relationship between rights
and republican liberty, we need to spell out some more details regarding their character and
purpose. In an important essay published prior to the bulk of his material on republicanism, Pettit
provides as clear and plausible an analysis of claim rights as any that have appeared in the literature
(Pettit 1986: 68-71). According to Pettit, what distinguishes rights proper from mere liberties (and
other normative entities, e.g. moral goals) is the “protective role” that rights characteristically play,
together with the characteristics that suit them to play it (Pettit 1986: 68-73). When we invoke a
right held by a person, A, we mean “to ensure not just that A is taken into account, but that A is
actually treated in a certain way. Rights are invoked to protect people, not merely to give their
Rights have three features that permit them to play this protective role. First, rights are
“personalized” (Pettit 1986: 69). This means that rights are not tradable across persons, even when
violating one person’s right would lead to fewer violations of the same right elsewhere. To unpack
this a bit further, suppose that, barring extraordinary circumstances that we may safely ignore here,
every person has a right not to be seized by other people without their permission. Further suppose
that, as it turns out, you can minimize unrightful seizures by unrightfully seizing me. Since my
right against seizure is, like all rights, personalized, this fact does not license you to seize me. For
my right against seizure is, at moral bottom, my right that serves to protect me. It is not an instance
of some greater entity, “The Right Against Seizure,” that merits protection.
Second, rights are “privileged” (Pettit 1986: 70). Whereas the personalization of rights
forbids sacrificing one person’s right for the sake of better protecting the same right elsewhere, the
8
privileged character of rights means that rights may be traded off against other kinds of values
only under fairly exceptional circumstances. Although there is likely to be disagreement about
which circumstances are relevantly exceptional, our example of a right against seizure can help
flesh out the general idea. If I possess this right, the fact that the consequences of seizing me under
some set of circumstances would be unambiguously better than refraining from seizing me is
insufficient to justify another person in seizing me. If, for example, Angela’s good standing at
work depends on securing the final space in a subway car into which I am about to step (on my
way to an idle stroll in the park), she still may not seize me on account of the privileged character
of my right against seizure. Now suppose, though, that I am about to unwittingly bump a child
onto the subway tracks, and that this can be prevented by a bystander only if she tackles me. It
seems clear that she is permitted to tackle me, my right against seizure notwithstanding. There are,
of course, many cases in which the evil of the outcome to be avoided falls between the evils at
issue in these two cases, and there is a debate to be had (elsewhere!) about where to draw the line.
The point that matters here is simply that rights are privileged in a way that places them beyond
Third, rights are “precise” (Pettit 1986: 70). This means that a right narrowly specifies the
range of action or choice that it protects for the right holder. The precision condition is important
because rights cannot protect their bearers unless they are sufficiently precise for people to claim
them against others who might in turn be expected to recognize them. To stick with our running
example, the right against seizure is sufficiently determinate for both the right holder and other
people to know what it protects and, consequently, when it is proper to invoke it and necessary to
respect it. But now consider a purported right to bodily autonomy, full stop. This purported right
would fail to meet the precision condition, since it does not specify narrowly the claims that those
9
who hold it are entitled to make. Such a purported right may be a moral goal or value that helps
Rights, then, are personalized, privileged, precise claims.14 With this much in hand, we
need to distinguish (using language derived from Locke) between having a right and enjoying a
right. Locke draws out the distinction as part of his explanation of why people might ever accept
IF Man in the State of Nature be so free, as has been said; if he be absolute Lord of
his own Person and Possessions, equal to the greatest, and subject to no Body, why
will he part with his Freedom?... To which ‘tis obvious to Answer, that though in
the state of Nature he hath such a right, yet the Enjoyment of it is very uncertain,
and constantly exposed to the Invasion of others. (Locke 1988: 350 (§27))
To have a right is simply to be assigned a right by one or more of the normative frameworks within
which one is situated. For instance, if we suppose, with Locke, that there is a natural law, people
have all and only the natural rights that natural law assigns them. So, by Locke’s lights, I have a
right to the unowned resources with which I “mix” my labor (Locke 1988: 287-288 (§27)). More
mundanely, people possess all and only the positive legal rights assigned to them by relevant
positive law. I, for instance, have a positive legal right to confront witnesses against me because
13
The precision condition entails that many purported human rights are not really rights at all, but rather moral
goals. For related discussion, see O’Neill 2000: 97-112.
14
Many authors distinguish between will theories (sometimes called ‘choice theories’) of rights and interest theories
of rights. According to Leif Weinar, “ a will theorist asserts that the function of a right is to give its holder,” while
“interest theorists maintain that the function of a right is to further the rights-holder’s interests” (Weinar 2020:
2.2.2). Thus stated, the distinction between will theories and interest theories fails to distinguish between (a) the
telos, or point, and (b) how rights characteristically function. I take no stand here on the first matter, and I do not
mean for my treatment (in section 4 below) of possible ways to identify rights to suggest that I endorse any
particular answer to it. With respect to the operation of rights, however, I have staked out a definite position, albeit
one that I take to be entirely unoriginal; since rights are claims, they operate via acts of claiming and, consequently,
through the will.
10
American law assigns me that right. In neither case, however, may we infer from the fact that
someone has a right that she is unlikely to suffer violations of it. In order to not just have a right
but also enjoy it, one must be secure with respect to it. That is, a person enjoys her rights to the
extent that (a) she does not suffer violations of them and (b) she has them within a social
framework (often, but not necessarily, a legal framework) that insulates them from others’
preferences. So, for instance, people only enjoy their natural right to control the fruits of their labor
on unowned resources if social institutions of some kind secure their ability to do so, regardless of
what others might prefer. And I enjoy my positive legal right to confront witnesses against me
only if my legal culture actually secures this right; it does not suffice for the right merely to be on
the books. To enjoy a right, then is to (a) have it (b) securely. Moreover, the enjoyment of rights,
as opposed to the mere having of rights, is what constitutes the protection for rights holders that it
Rights enjoyment, I have just said, requires institutionally safeguarded security for rights
that insulates them from others’ preferences. But what, exactly, constitutes security in the relevant
sense? On the face of it, is tempting to think that the sort of security that matters here is simply a
matter of how difficult it is for people to violate rights successfully. If this is correct, my right
against seizure is secure to the extent that someone who resolved to seize me would be unable to
do so. This, however, can’t be right. For it entails that many (if not most) of our rights are
chronically insecure under anything like normal social conditions. If I live in an open society, any
of the thousands of people I encounter on a daily basis could successfully tackle me if she resolved
to do so. But certainly, such quotidian susceptibility to seizure does not suffice to render my right
insecure.
11
One possible response here is to say that what matters to rights security is not the likelihood
that someone resolved to violate a right will succeed, but instead the likelihood that anyone will
resolve to violate rights in the first place. There is, to be sure, something plausible about this;
whether a shared culture of respect for rights obtains within a community must have something to
do with whether rights are secure within it. Nevertheless, it can hardly be the case that the sheer
For if such an absence were sufficient, it would suffice for the security of my rights if, for any
number of good or bad reasons, each person in my community simply had a settled preference not
to violate my rights. We would have to say, for instance, that my right against seizure is secure if
encounter is squeamish in this way, no one I encounter will resolve to seize me. But surely the
Since the mere fact that others are disinclined to violate my rights is insufficient to render
them secure, perhaps sanctions for rights violations are the crux of the matter. On the simplest
version of a sanctions-based account of rights security, a right is secure to the extent that the right
holder’s community, whether through governmental or other means, credibly threatens to punish
those who violate it and carries out those threats whenever violations occur. In many cases, the
relevant means of punishment will be political, and the sanctions will be criminal. But there is no
reason to exclude at this point what Mill calls “social penalties,” which the members of a
community administer without the aid of political mechanisms or, typically, any formal
mechanisms at all (Mill 1981: 81). So, on the simplest sanctions-based account, I am secure within
my rights to the extent that others face a credible threat of sanctions—political, social, or both—
12
for violating my rights. The most obvious problem with this framing is that it is compatible with
people habitually choosing to violate rights despite a credible threat of sanctions for doing so.
Although it seems wrong to say that my rights are secure merely because no one is likely to violate
them, it also seems wrong to say that my rights can be secure even if many people are disposed to
violate them. A more plausible version of the sanctions-based account holds that rights are secure
to the extent that (a) prospective rights violators face a credible threat of sanctions, and (b) those
This framing seems much more promising. However, an adjustment is in order: Although
it does seem that a credible threat of sanctions for rights violations is a necessary condition of
security within rights, and although it does seem that those sanctions must be sufficient to dissuade
someone who would otherwise resolve to violate rights, it seems wrong to insist that sanctions be
necessary to dissuade people from attempting to violate rights. Imagine a community of strongly
rights respecting people among whom violating rights is morally unthinkable. In such a
community, a credible threat of sanction would rarely be necessary in order to prevent people from
resolving to violate others’ rights. However, such widespread moral respect for rights surely does
not render rights less secure than they would be in a less rights-respecting, but strongly sanction-
fearing, community. Nevertheless, rights security within even the most strongly rights-respecting
community still requires credible threats of sanctions that are sufficient to dissuade people from
violating rights, even if high levels of moral respect mean that those sanctions are not necessary
for this purpose. For, if there were no such sanctions, whether individuals suffer rights violation
would depend on others’ (stable, predictable) good will, and this is incompatible with the idea that
rights must protect their bearers from others, not just at their moral best but also at their moral
13
Three clarifications are in order before we move on to consider why rights are necessary
for republican liberty. First, we need to spell out explicitly the relationship between rights
insecurity and rights violation. Perhaps most fundamentally, it is important to note that every case
of rights violation is a case of rights insecurity. Indeed, any case in which a right is in a condition
of being violated is a case in which it is (totally) insecure. Just as we would not say that a house
possesses any degree of security while it is being burgled, we should not say that a right possesses
any degree of security while it is being violated. However, the absence of rights violations is not
sufficient for the presence of rights security: To the extent that my community fails credibly to
threaten, and subsequently to enforce, sufficient sanctions for rights violations, my rights are
insecure, even if no one violates them. For, under such circumstances, nothing apart from others’
personal values and preferences stands between my rights and their violation. And, to the extent
that this is the case, rights fail to play the protective role that defines them and makes them so
important. Thus, in order for a person to enjoy her rights, her community must secure them to her.
And, to the extent that it fails to do so, she fails to enjoy her rights, even if they remain unviolated.
Second, security in the sense just sketched is a scalar good that can and does exist in greater
and lesser degrees within different communities. With the exception of actual rights violations,
which render the violated right (as held by the victim) totally insecure as long as they endure, rights
security is not an on-or-off affair. So, it usually makes better sense to ask how secure rights are
within a particular community rather than whether they are secure. Moreover, although it is
possible (in the event of actual violation) for a right to be totally insecure, perfect rights security
is practically impossible under imaginable social conditions. Indeed, a condition of perfect rights
security would necessarily be completely free of rights violations, and it is a regrettable truth that
rights violations remain more abundant than we should like, even in the most well-ordered
14
societies. This is true regardless of what the correct account of the content of rights turns out to
be: There is no plausible account of rights on which perfect rights security exists anywhere in the
Third, it is important to emphasize that no feature of rights as I have discussed them here
entails anything about the ultimate moral foundation of rights. More particularly, it is entirely
value without endorsing anything like natural rights theory. Indeed, one may even embrace rights
as I have framed them as a part of an overall normative theory that is consequentialist, or even
utilitarian, in character. Such rights require of moral theories only that they leave space for the
this point more fully, consider the position of the rule utilitarian (or, as Smart would say, the
“restricted” utilitarian) vis-à-vis rights (Smart 1956). Such a person might hold that there is, at
bottom, nothing of moral value apart from happiness and that, consequently, our actions ought to
maximize happiness. Nevertheless, she might incorporate into her theory rights as I have
reconstructed them. For there is no reason why she could not allow that people ought to enjoy
personalized, privileged, precise claims against one another. To be sure, if people hold rights so
understood, it is improper to subject those rights to ordinary felicific calculus, as doing so would
amount to rejecting them altogether.15 But since the rule utilitarian stands apart from the act
utilitarian (Smart’s “extreme” utilitarian) precisely in that she doesn’t insist on always applying
that calculus directly to the choices before her, there is no reason to suppose that the rule utilitarian
would be unable to give rights their space, as it were. The act utilitarian, by contrast, cannot
embrace rights as I have construed them, because the direct appeal to felicific calculation that is,
15
The idea of a felicific calculus is, of course, Bentham’s (Bentham 1970: 38-41).
15
at least in principle, appropriate in the case of every choice is incompatible with the privileged
character of rights. If my right is subject to ordinary utility trade-offs, it isn’t really a right at all.
In this section and the next, I argue that rights are, respectively, necessary and sufficient
for republican liberty. My strategy will rely on two features that are essential to the idea of
adequate framing of republicanism must capture the idea that a free person is able to act without
interference not just in the actual world, but also in nearby possible worlds in which other people’s
preferences are different. The other is what I will call specification: An adequate framing of
republican liberty must specify the range of action within which counterfactual robustness is
morally important. We will first observe, in this section, that neoclassical republicanism requires
the addition of a rights theory for an adequate account of specification. Then, in the next section,
counterfactual robustness by definition. On the thick conception, a person is free to the extent that
no one holds the power—used or unused—to interfere in her action in ways that are not forced to
track her avowable interests. On the thin conception, a person is free to the extent that no one has
the power—used or unused—to interfere in her action in ways that are not constrained by stable
social institutions such as law. And on the procedural conception, a person is free to the extent that
no one has the power—used or unused—to interfere in her action in ways that are not subject to
her own control. But regardless of which conception of arbitrariness the republican employs, she
needs to specify a plausible range of action within which counterfactual robustness matters. This
16
is because human life is brimming with dependence on others. Indeed, the more prosperous, stable,
and satisfying human life becomes, the more people depend on one another to define, pursue, and
An example from the recent republicanism literature drives this point home with some
force. Paul Sagar argues that the republican standard of liberty condemns not just some subset of
especially exploitative or otherwise objectionable systems of property and markets, but all systems
of property and markets insofar as all such systems turn on people’s discretion with respect to
owning, buying, and selling (Sagar 2019: 424).16 If you own something that I want, whether I get
it, and on what terms, is up to you. And, with only a few exceptions, these matters are entirely up
to you; if I want to own something that you currently own, you may offer it or not, at whatever
price you see fit, for any reason or no reason. It therefore seems that all such scenarios subject me
course, Pettit, Lovett, and other neoclassical republicans do not mean to claim that we are unfree
to the extent that we depend on others’ transactional choices.17 But they do need to provide a non-
ad hoc account of how to distinguish the cases of dependence that matter from a republican point
of view from those that do not. Moreover, the basic structure of Sagar’s point about markets
expands well beyond the scope of economic interdependence in particular to include any domain
of human life in which we depend on others’ unconstrained personal judgment in order to receive
16
Although Sagar is especially concerned about very large and powerful market actors such as OPEC and Google,
the worry he raises for republicanism turns on the absence of “robust checking mechanisms” characteristic of
systems of property and markets per se (Sagar 2019: 424). Consequently, the force of his challenge to republicanism
extends beyond relationships involving economic behemoths.
17
However, as Alex Gourevitch (2014) has shown, there arose during the American nineteenth century a strain of
republican thought, which he calls “labor republicanism,” that did raise the question of whether any form of market
society is compatible with republican liberty. I think, though, that the labor republicans were more concerned about
employers’ power over workers than with the mere power to dictate market terms for anything at all. For contemporary
concerns along labor republican lines, see Anderson 2017.
17
what we want or need. Addressing the specification problem is therefore a task of the first
The simplest solution to the specification problem is simply to bite the bullet. According
to this solution, every single case in which a person may interfere with another person without
social constraint is a case of objectionably arbitrary power and, consequently, a case of domination.
Not all cases of domination are equally bad, perhaps, and sometimes a little domination—in the
market, say—might be well worth it. Nevertheless, biting the bullet on this point entails that,
barring apotheosis or complete isolation from others, we are always dominated to some degree.
There is not, strictly speaking, any conceptual or logical difficulty with the indiscriminate
solution. But it is deeply implausible. The moral point of republicanism is the equal independence
of all persons, and it would very odd indeed to claim that someone’s equal independence is at
risk—to any degree—on account of the fact that she must often pay for things that others own.
Moreover, since the indiscriminate solution entails that social life is inherently and necessarily
dominating, it not only takes the moral bite out of the concept of domination, but threatens to
collapse it into something like “power” on the Foucauldian model (Foucault 1991). The republican
project, though, is not about theorizing domination as an essential building block of social and
political existence, but rather about working—with reasonable hope of at least some success—to
remove domination from social and political structures. A republicanism that posited domination
as part and parcel of society per se would thus be an unrecognizable and, I submit, extremely
unattractive doctrine.
A prima facie more promising solution is that the norm of non-domination applies to all
and only those actions and choices necessary in order for us to regard ourselves as equals and to
18
relate to others accordingly. In particular, we must be free from unconstrained dependence within
all and only those actions and choices necessary in order for us to pass the “eyeball test” with
respect to anyone we might encounter (Pettit 2012: 84).18 Can you look everyone in your culture,
including those in positions of power and authority, squarely in the eye, without cringing, bowing,
or hanging your head? On the solution to the specification problem under consideration, the range
of action and choice within which unconstrained power constitutes domination is the range
wherein unconstrained power renders people unable to pass the eyeball test. If you cannot look
some people squarely in the eye and assert yourself to them as an equal, those people (or the people
in charge of them) must hold objectionably arbitrary power over you. Call this the eyeball test
The eyeball test solution to the specification problem is circular, or else it collapses non-
domination into a different position. If I cannot look you in the eye, this only matters to non-
domination to the extent that your dominating me explains my diffidence. As Pettit rightly notes,
insignificant insofar as non-domination is concerned (Pettit 2012: 85). If this is right, surely the
range of action which I must be free from unconstrained power cannot simply be the range
compatible with my passing the eyeball test. In order for the eyeball test to matter, there must be
establishing whether I fail (or pass—I could be irrationally bold) the test for the right reasons.
Now, someone might reply that what really matters is that every member of the community be
able to experience themselves as an equal to everyone else, and that the eyeball test does establish
18
Pettit’s (2012: 84-87) use of the eyeball test, it is important to note, is somewhat different from the use I am
considering here. He uses the eyeball to determine when protected choices, specified via the basic liberties that I will
consider below, have been protected to an adequate degree across the entire community.
19
whether people experience themselves in this way. But regardless of whether this is a plausible
position, it is quite distinct from the view that people ought to relate to one another without
objectionably arbitrary power. It does not follow from the fact that someone feels as though she is
(or is not) subject to arbitrary power that she is (or is not) subject to arbitrary power.
successful, each one gets something importantly right about non-domination. The eyeball test
solution correctly identifies the need to restrict the conceptual scope of domination to some subset
of the many relationships that feature discretionary power. But it errs in offering a criterion for
that purpose that cannot avoid either circularity or collapse into an altogether different view.
Conversely, the indiscriminate solution correctly identifies the importance of keeping non-
domination independent from instrumental relationships to other values, thereby avoiding the sort
of collapse and circularity problems that plague the eyeball test solution. But it errs in failing to
restrict the conceptual scope of domination at all. What we need is a solution to the specification
problem that restricts the scope of domination while also allowing non-domination to function, to
In light of these lessons, one promising strategy is to appeal to a list of basic human
capacities (e.g. Nussbaum 2011; Sen 2011) or aspects of human wellbeing (e.g. Griffin 1986).
Since the point of republican theory is to identify and protect the conditions necessary for free
human lives, perhaps we must first identify what living a successful human life requires and then
pursue the absence of arbitrary power within that domain. This is, I think a fairly plausible
approach. Nevertheless, no list of capabilities or factors of wellbeing can solve the specification
problem, at least not without help. For any such list necessarily introduces its own specification
problem. Take, for instance, the capability to form attachments to things outside of ourselves
20
(Nussbaum 2011: 33). Although most would agree that a life in which this capability is seriously
threatened is not an excellent one, it is not plausible that no one may hold unconstrained power
over any action or choice through which another person exercises this capacity. It is not plausible,
for instance, that my college objectionably dominates applicants because it may, subject only to
antidiscrimination law, offer or deny high school seniors the chance to form the life-long
republicanism is on the right track, we need to know which actions and choices call for security
against others’ wills on account of the basic capabilities or aspects of wellbeing. And in order to
identify those actions and choices, it isn’t enough to simply list the basic capabilities or aspects of
wellbeing.
What, we need then, is some kind of normative bridge between a general domain within
which arbitrary power matters—the capacity to form attachments, say—and particular actions and
choices within that must be free from arbitrary power. Without such a principle, non-domination
remains implausibly broad, so much so that it threatens to label perfectly normal and beneficial
powers and interactions as dominating. What, though, does such a normative bridge need to be
like? In order for it to avoid simply reproducing the same problem it aims to solve, it must say
something not just about what is important in human lives, but about the particular claims that
people may issue to one another in virtue of what is thus important. That is, in order to bridge the
gap between (1) a capacity or aspect of wellbeing and (2) a particular situation in which it is
objectionable for a person to be subject to another’s will, we need to know (3) the range of claims
that call for protection against the choices of others. This, though, is just to say that we need to
know what rights a person has within a given domain. However important a sphere of life might
be, there is conceptual space between its importance and the rights we have within it, and we need
21
to identify those rights in order to put facts about what is important in human life to the task of
encounter even in the best-regulated markets needn’t compromise republican liberty. To the extent
that we lack a right to, say, a particular piece of bread or a particular act of house cleaning, our
dependence on others to receive either does not amount to morally objectionable domination. But,
to the extent that we do have a right to something currently subject to personal discretion within
markets (living somewhere other than the streets, for instance), this is a problem for republican
liberty. Similar remarks apply to personal dependence in general, whether distinctly economic or
not: In order to see whether and how the demands of republican liberty apply to a situation, we
Although he nowhere endorses quite the reasoning I’ve offered in this section, Pettit has,
in his more recent work, proceeded along lines that answer fairly well to its demands. He argues
that the domain of action within which uncontrolled power matters to republicanism is the domain
necessary for people to live as equals, and that in order to live as equals, people must equally enjoy
basic rights (Pettit 2012: ch. 2). Unlike Rawls, who identifies the basic rights as all and only those
necessary for the pursuit and development of the “moral powers” (i.e. a sense of justice and a
conception of the good), Pettit argues that the basic rights include all and only those that everyone
can both exercise and enjoy at the same time (Rawls 1995: lecture eight; Pettit 2012: 93). For
reasons I have been exploring in this section, I believe that Pettit is very much on the right track
to turn to rights in order to specify the domain of non-domination. But what I want to argue now
is that, in addition to being necessary for specifying the domain of non-domination, rights contain
all that is important to the idea of non-domination. Non-domination just is liberty within rights.
22
5) Rights Contain Republican Liberty
In the last section, we saw that since morally significant non-domination is limited to non-
domination within the space of rights, we do not have to condemn as dominating such relationships
as ordinary market relationships, within which the content of individuals’ unconstrained discretion
does not overlap with the content of any rights. With this much in hand, though, we need to turn
to another kind of case that threatens the plausibility of non-domination as a moral ideal. In this
kind of case, we are reluctant to say that domination is in play despite the fact that, on the face of
it, someone enjoys unconstrained discretion within the scope of another’s rights. Since the power
at hand in such cases does range over rights, our earlier conclusion that morally significant non-
Two examples from the recent literature will serve to flesh out the kind of case I have in
mind. First, Gerald Gaus has pointed out that if we take the republican criterion of liberty at face
value and without further specification, it follows that our liberty cannot survive a meeting around
a table laden with heavy water jugs, as any of us could choose to smash anyone else over the head
with one (Gaus 2003: 70). Since nothing would prevent someone who resolved to undertake such
head-smashing from doing so successfully, it would appear that each of us is subject to every
potential head-smasher’s arbitrary power in this respect and, consequently, that each of us suffers
a loss of morally significant freedom simply in virtue of this vulnerability. But surely it is absurd
to say that such an everyday vulnerability renders anyone less free in any morally significant sense.
In light of our reasoning in the last section, we may add to Gaus’s point that every person surely
has a right against wanton head smashing if she has a right to anything at all. Thus, the vulnerability
in the example falls within the domain of rights, but we nonetheless balk (or even laugh!) at the
23
The second case comes from Marilyn Friedman. According to Friedman, the republican
the republican conception of freedom seems to class nearly all care relationships as ones in which
the caregiver dominates the person for whom she cares. After all, the reason why one person
requires care, and why another person is in a position to offer it, is that the former is vulnerable or
in need in a way that the latter is not. This power asymmetry makes care relationships possible,
but it also seems to place such relationships beyond the scope of what the republican conception
of liberty can condone. If republicanism can only countenance relationships between fully
autonomous adults, it looks much better suited to the patriarchal, exclusionary context of the
Roman forum in which it was born than to the egalitarian, inclusive context in which we mean to
use it today. And, once again, we cannot overcome this difficulty for republicanism by appealing
to its limited, rights-bound scope, because care relationships characteristically do empower (but,
of course, do not permit) caregivers to violate rights. Just like the potential head smasher,
caregivers have a largely unconstrained capacity to violate rights if they decide to do so. If they
didn’t have this power to a considerable degree, they would lack the space of action and decision
The thesis of this section offers a solution to the puzzle posed by these two cases—that is,
the puzzle of how we can avoid false positives vis-à-vis domination even where the relevant
unconstrained power ranges over rights: Rights are, in addition to being necessary for non-
domination, sufficient for non-domination. More particularly, the sense in which people must be
free from arbitrary power within their rights in order to enjoy republican freedom is that of security
within rights as discussed in section three above. If a person is, in that sense, secure within her
24
rights against prospective head-smashers, unscrupulous caregivers, or other people with
comparable power to violate rights, she is free—in the full republican sense—within her rights.
To the extent that one enjoys one’s rights, one experiences republican liberty, fully and without
remainder.
Consider once more the account of rights and rights enjoyment we developed, with Pettit’s
help, in section three above. We there distinguished between having a right and enjoying a right.
In order for a person to have a right, it need only be the case that some relevant norm assign it to
her. But in order to enjoy a right, more is required. Most obviously, people fail to enjoy the rights
that they have to the extent that they suffer interference within their scope. But additionally—and
very importantly—they also fail to enjoy their rights to the extent that their rights are insecure,
where insecurity obtains to the extent that communities of rights holders fail credibly to threaten
and to implement sufficient sanctions for rights violations. Rights require security in order to play
their characteristic role of protecting their bearers’ interests rather than merely identifying those
The security component of rights enjoyment builds into the complete idea of rights
counterfactual robustness of a particular social and institutional character. When we say that
someone enjoys her unviolated rights to the extent that they are secure against violation, we do not
mean that she enjoys such rights to the extent that they are immune to violation. Rather, rights are
secure to the extent that they are both unviolated and situated within a system of social (perhaps
legal) institutions that subject people to sanctions sufficient, though perhaps not necessary, to
dissuade them from violating rights. So, for example, I enjoy my right against seizure to the extent
that, in addition to being free from actual seizure, other people in my community face sanctions
for seizing me that are sufficient (even if unnecessary) to dissuade them from seizing me. If a
25
person has a right to something, then, this means that she is entitled to security within the scope of
that right, not as an ancillary good distinct from the right itself, but as a feature of the right. To be
a rights holder just is to be entitled to security within its scope. For if this were not the case, rights
could not play the protective role that distinguishes them from other features of the moral
In light of these conclusions, we must now ask: What is there to republican freedom within
a right’s scope that is not included in the idea of that right itself? To put the same question
somewhat more formally, how, if at all, do the following two assertions differ?
2) R is a right.
The answer to which we have been led is that 1) is just a prolix form of 2). There is nothing
in 1) that is not already present in 2), because the demand for counterfactual robustness via
entrenchment is already contained within the idea of a right. If R is a right, this just means that R
calls, as part of what constitutes its enjoyment, for security within its scope no less than for actual
non-interference. And security, we have seen, is counterfactually robust: To the extent that my
rights are secure, it is the case both that (a) my rights will remain unviolated even in many possible
worlds in which people’s desires and preferences are different than in the actual world, and that
(b) possible worlds that do include rights violations also include sanctions for the violators.
Rights, then, are sufficient for non-domination as well as necessary for it. This in turn
means that there is no need for a stand-alone account of non-domination as distinct from an account
of liberty within rights. Such stand-alone non-domination, however, is the central commitment of
the face of rights theory. This isn’t to say that we should dismiss republican liberty, which is quite
26
right to insist on counterfactual robustness vis-à-vis others’ wills as necessary for liberty. Rather,
enjoyment—as sufficient for republican liberty allows the republican to accommodate the
troubling cases we considered at the outset of this section. Gaus, recall, challenges the republican
to explain why we are not objectionably dominated by another person’s physical capacity to smash
us over the head with a heavy object present during a meeting—thereby, we may add, seriously
violating an important right. The answer, we now see, is that a person is free from domination
within the scope of the physical rights in play in this scenario to the extent that those rights are
secure, where security turns on a conjunction of a low risk of violation together with a credible
threat of sanctions sufficient to dissuade violation. If this security is in place, and if the right against
head smashing remains unviolated, the physically vulnerable person enjoys robust freedom within
the scope of that right. A similar analysis applies to the care relationships that Friedman poses as
a challenge for republicanism. If I am the primary caregiver for a seriously ill family member, I
am able at almost any time to inflict terrible harm on that other person, in serious violation of her
rights. But that does not mean that my family member is insecure within the relevant rights. To
the extent that I face a commonly known and credible threat of sanctions sufficient to dissuade me
from violating her rights, my family member enjoys her rights and, consequently, is free—in the
27
6) Objections and Replies
With the principle argument now complete, we need to consider some objections it might
face. In this penultimate section, I will frame and then answer what I take to be the four most
First, some might object that rights enjoyment cannot answer to the demands of republican
liberty because, even under the most robust institutions of sanction and accountability human
beings are able to construct, it remains the case that people can violate one another’s rights.
Moreover, it is always possible that someone’s desire to violate a right will be even stronger than
her desire to avoid sanctions. So, security within a right never entails that that right will remain
unviolated. But isn’t the republican idea supposed to be that a person is free only when people
cannot interfere with her on an arbitrary basis? If this were the correct way to interpret the
republican idea of freedom, then republican liberty as liberty within rights would certainly fail to
meet its demands. However, this is not a remotely plausible interpretation of republican freedom,
as it entails that republican freedom is, in principle, incompatible with anything recognizable as a
human society. Republican freedom is meant, as Pettit puts it, to be “freedom of the polis” rather
than “freedom of the heath,” which is to say that republican liberty is meant to be freedom that
people achieve within and through their social and institutional relationships with others rather
than in isolation from others (Pettit 1997: 63). But if republican freedom is a binary good that
exists only when people are literally unable to interfere on an arbitrary basis, only those alone on
the heath, as it were, can ever hope to achieve it. By making republican liberty a scalar good that
obtains to the extent that rights security obtains, republican liberty as liberty within rights, far from
departing from the demands of the republican schema, does what any interpretation of that schema
28
The second objection turns on a version of Matthew Kramer’s “gentle giant” case (2008:
41-50; cf. also Kirby 2016). Kramer asks us to imagine a person—the titular giant—who is
extraordinarily powerful, so much so that no one could possible prevent her from behaving in any
way she might choose. However, she respects others deeply and would never dream of interfering
arbitrarily with anyone’s actions or choices. Does the republican have to say that her mere peaceful
conception of republicanism is that it provides a way for the republican to deny that the gentle
giant’s sheer physical capacity to interfere on an arbitrary basis compromises anyone’s liberty. For
what makes a difference to rights security is not anyone’s capacity to violate rights but rather the
sufficiency of sanctions to dissuade people from violating rights. This move, though, might seem
merely to reintroduce the same problem at the level of sanctions: Wouldn’t a giant (gentle or not)
be no less impervious to sanctions than she would be to preemptive attempts to prevent her from
violating rights? If so, sanctions would be insufficient to dissuade the gentle giant from violating
rights if, contrary to her temperament, she resolved to do so, which in turn means that her mere
There are two things to say in response. First of all, in order for this kind of case to have
any bite at all against republican liberty as liberty within rights, it is necessary to specify that our
giant is impervious not only to physical sanctions, but to all sanctions, including economic
penalties, social condemnation, and so forth. After all, what matters to rights security is simply
that (a) people face sanctions (b) imposed by the community (c) that are sufficient to dissuade
rights violations. There is nothing in the view that calls for susceptibility to physical sanctions in
particular. But suppose that the gentle giant is so superhuman as to be utterly unmotivated by any
concerns that might serve as the basis of effective sanctions. If this is the case, then we do want to
29
say that the gentle giant dominates others no less than the Olympian gods dominate the human
characters in Greek mythology. The Greeks (and other cultures with similar mythologies) were
surely right to portray human freedom as necessarily and fundamentally incomplete insofar as
human life as they understood it shared a world stage with such beings.
Third, although insecurity within rights is likely to be asymmetrical in nearly all actual
cases, it is possible in principle for people to be symmetrically insecure within their rights.
Imagine, for instance, a kind of Hobbesian state of nature which, unlike Hobbes’s own construal
of that condition, includes claim rights in the sense we have been discussing here. Such a state of
affairs might offer no rights security for anyone, but everyone in it might be more or less equally
able to violate everyone else’s rights. By the standards we have been articulating, such a (very
unlikely) situation would count as including objectionably arbitrary power within rights and,
consequently, unfreedom. This might seem to call into question my conclusion that rights
enjoyment accommodates republican liberty without remainder. After all, republicanism is, at least
in large part, about the evil of mastery, and the scenario under consideration lacks particular
masters just as surely as it lacks rights security. The correct answer, I think, is that although the
importance of non-domination does turn on our equal moral status, and although rights insecurity
in tension with that status is nearly always asymmetrical, a situation in which we are all
completely—and so equally—insecure within our rights is indeed one in which we are unfree in
the way that republicans should deplore. For although there is a kind of equality in such a
condition, it is not an equality that reflects our shared moral status any more than conventionally
asymmetrical mastery relations reflect that status. To lack a master in this uniquely perverse way
is more akin to having “many masters” than it is to living as one morally equal person among
30
others.19 The capacity of republican liberty as liberty within rights to capture the unfreedom that
Fourth, and finally, we should consider an objection from Pettit. In his 1999 postscript to
Pettit’s point here point is clearly true. Nonetheless, it provides no reason to doubt that
non-domination collapses into rights. For one of the characteristic features of rights is that they
empower their holders to push back—or as Pettit once put it, exercise “antipower”—against those
who might otherwise have the power to ignore their interests (Pettit 1996). For instance, political
rights to vote, stand for office, protest, raise complaints, and introduce referendums are important
precisely because they empower citizens to exert power against the people in authority over them.
Similarly, the right to strike—if we hold, with Alex Gourevitch (2018), that there is such a right—
empowers workers to insist efficaciously on their interests, even when those interests clash with
those of wealthier citizens who occupy the commanding heights of the labor market. Or consider
the right, ever more strongly backed by social norms no less than by law, to bring effective
complaints against bosses and teachers who engage in sexual harassment. This right empowers the
occupants of positions that were, until the effective implementation of such rights, relatively
powerless. Powers for rights-holders are necessarily part of an adequate rights regime, not
19
Gourevitch draws out the idea of having many masters in a discussion of the unfree position of Roman slaves,
who faced down a whole social class of masters rather than merely one master in particular (Gourevitch 2013: 602).
31
7) Conclusion
I have argued that republican liberty is liberty within rights, without remainder. What,
though, about liberty as non-interference, republican liberty’s traditional foe? I have considered
some reasons, which I take to be quite powerful, to believe that the republican is right to insist on
non-domination, even if she errs in failing to see non-domination within the structure of rights
simply as such. Nevertheless, I have hardly refuted the position that liberty is the absence of
interference. So, what lesson should the defenders of non-interference take from this essay? A very
important one: The contest between their view and liberty as non-domination is fundamentally a
fight about the relationship between rights and liberty. If liberty is nothing more than non-
interference, rights are no part of liberty per se, however much they might protect it. To the staunch
proponent of liberty as non-interference, then, I offer at least this much: Your most fundamental
quarrel is with the claim that morally significant liberty is nothing more or less than rights
enjoyment. The relationship between rights and liberty is the real heart of the matter.
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