A New Cold War? M. Doyle.
A New Cold War? M. Doyle.
A New Cold War? M. Doyle.
2
2018
PUBLISHED BY THE SWEDISH INSTITUTE
OF INTERNATIONAL AFFAIRS. WWW.UI.SE
Michael W. Doyle
About the author
Michael Doyle is a University Professor of International Affairs, Law and Political Science at
Columbia University - School of International and Public Affairs. He is the director of
Columbia Global Policy Initiative.
We are entering a new geopolitical world with grave implications for promoting human rights
and protecting national security. We need a more concerted effort to manage global security
tensions and a more careful but determined human rights strategy, both adapted to these times
and designed to ensure that the Cold War turns into, at least, a Cold Peace. Such an effort must
include both foreign policy and domestic advocacy steps aimed at reinforcing the liberal order.
Supporting human rights calls for reasserting international rule of law principles, reaffirming
existing alliances, addressing domestic inequalities in some liberal democracies, and improving
trade regimes - all in the hope of fostering conditions for better times in international relations.
Let me try to paint a picture of the new geopolitical world we are entering and make a few
hesitant stabs at what that might mean for promoting human rights and national security.
It is now increasingly clear that the Post Cold War is over. This makes me remember with
nostalgia that wonderful day when the Post Cold War began in 1988 at the UN General
Assembly when Gorbachev declared human rights are not just Western (as they were seen to
be in the Cold War), but they are human and global. The Wall fell, the Warsaw Pact collapsed
and then the USSR collapsed and itself democratized.
I share some of the sad irony expressed by the Cold War novelist, John le Carré, when he said
that the right power lost the Cold War, but the wrong one won it.1 Meaning there should have
been no victors, but instead a newly constructed international order. Unfortunately, we entered
an era of US unipolarity mixed with much arrogance.
Russia then descended into democratic kleptocracy and Eastern Europe fled west into
dependency on NATO and the EU. China succeeded in borrowing the market while holding
democracy at bay.
Now we are paying the price for a failure of creativity in the 1990s in a New Cold War today.
And, it is more serious than it appeared just a few years ago; it is more dangerous than just
traded insults.
NSA, CIA and FBI testimony in February, 2018, in Congress outlined genuine confrontation.
According to their testimony, Russia is preparing a concerted cyber attack on Ukrainian
industry and plans to continue a long campaign to undermine US democracy by fueling
polarization with fake news. The attack extended to US election infrastructure, the state voting
systems on which the US national election relies.2 The US and UK jointly soon afterward issued
an assessment that Russia is engaged in a systematic attack on network infrastructure such as
routers, switchers and firewalls.3 China is employing a strategy of cyber espionage such that
1 John le Carré, “In the Place of Nations,” The Nation, 9 Ap 2001, pp. 11-13, p. 13.
2 Bill Whitaker, “When Russian Hackers Targeted the US Election Infrastructure,” CBS News, Ap 8, 2018.
3 Rachel Smith, “Sounding the Alarm About a New Russian Cyber Threat,” NPR Station, Ap 24, 2018. See NCCIC Alert
The first Cold War was predominantly “fought” through arms races and proxy wars, such as
Vietnam, Angola and Afghanistan. This one is fought directly, transnationally, through
industrial competition and cyber warfare. The first was bipolar, this one is tripolar. By the late
1960s it was clear that US industrial might would overwhelm the USSR. Now China continues
to grow at more than double the US rate with more than double the US population and Russia
(though weak economically) is investing heavily in military capacity and cyber warfare. 5
The three powers stand out but are not (yet) geopolitically equal. The fourth “power”, the EU,
is the economic superpower, but it is overwhelmingly civilian in its orientation and less than
united in its global foreign policies.6 The US vastly outspends China and Russia in military
spending, but Russian and Chinese nuclear standing, much higher rates of increase in military
spending and revisionist strategies make them the clear rivals. While global geopolitics are
tripolar, Russia and China are now effectively aligned (even though mutual rivalry has
characterized their past and could reemerge). And so are the US and the EU been (though
Trump’s aggressive trade strategy is putting this traditional alignment under great strain).
Our concern today is what this means not only for global security but for a more humane world
in which human rights can be protected. My claim is that these are not good times for either
global security or human rights. I will thus conclude by suggesting that we need a more
concerted effort to manage global security tensions and a more careful but determined human
rights strategy adapted to these times, in hopes of fostering the conditions for better times in
which competition is waged if not in entente at least in détente, in a Cold Peace, replacing a
looming Cold War. In a Cold Peace no great power attempts to subvert the political
independence or territorial integrity of another. That is not the world we are in today, where
both are challenged. Basic security is at risk and human rights are on defense. We are
geopolitically closer to the 1920s and 1930s than to the 1990s.
I have five observations on sources, conditions and consequences of the new geopolitics:
I
First, the clashes in this system are not just because of Vladimir Putin or the new hard- line
Chinese leadership of Xi Jinping. Nor are they a product of the alleged missteps of the Obama
administration. Leadership does make a difference. The reverberations of the Donald Trump
earthquake are still trembling through the world. But, at the root, it is the systems of government
that are clashing, and Trump’s bromance with Putin is unlikely to change that.
It was not supposed to be this way. For some, the end of the Cold War was an end to strife over
4 “Worldwide Threats Briefing: 5 Takeaways from Russia to China,” Wired, Feb 2, 2018.
5 According to Andrew Roth, “Putin threatens US arms race with new missiles declaration”. The Guardian, March 1, 2018.
https://www.theguardian.com/world/2018/mar/01/vladimir-putin-threatens-arms-race-with-new-missiles-announcement. And
Keir Giles describes cyber and info war in The Next Phase of Russian Information Warfare. Prepared by NATO Strategic
Communications Centre of Excellence, 2016.
https://www.stratcomcoe.org/next-phase-russian-information-warfare-keir-giles. And Brad Lendon. “China boosts military
spending 8% amidst ambitious modernization drive”. CNN, March 5, 2018
https://www.cnn.com/2018/03/04/asia/chinese-military-budget-intl/index.html
6 For an enlightening discussion of how EU experts see the “return of great power rivalry” see European Political Strategy
But in the last few years, a different reality has begun to emerge. Russia and China are not
liberal democracies in the wings, at least not anytime soon. They have their own political
systems, interests, and ideologies that are deeply engrained. And Russia and China are not like
the democracies of the United States, Germany, Japan, the UK, France, India, Brazil, or South
Africa. The democracies did not balance against the unipolar US following the end of the first
Cold War and nor have they yet, despite the recent provocations of Trumpian trade and foreign
policy.
Instead, Chinese and Russian approaches to global trade and investment are filtered through
different political systems. China and Russia are much more corporatist and nationalist, and
they are also autocratic. (They are the “CNAs” - Corporatist, Nationalist and Autocratic).7
Under oligarchic corporatism, the state and the oligarchy co-direct and co-own the economy
with the ruling party protecting oligarchic control and the oligarchs funding the ruling party.
Sixty-three percent of the capitalization of the Russian economy is now in state owned
enterprises and, perhaps more significantly, the Economist identifies a full 16% of the Russian
GDP as absorbed by the “crony” sector.8 A full 40% of the Chinese economy is in state-owned
enterprises while the as-important indirect control is difficult to measure.9
Elections are limited to a single party, or the party controls the media and intimidates any rivals.
They lack open markets, the effective protection of property rights and democratic precepts
such as equal protection of the law.
The legitimacy of these political systems must be bolstered by political repression of dissidents,
with strong economic performance (poverty or economic crisis is but a generation in the past),
or with extreme nationalism—or all three. Both regimes feel they have been slighted globally
through the loss of empire: the Chinese by Western and Japanese imperialism in the late
nineteenth and early twentieth centuries; the Russians by the collapse of the USSR.
But as importantly, corporatist, nationalist autocratic systems are not all the same.
In China, the state ruled by the Communist Party still dominates the oligarchs who control the
economy. Following Mao’s Communist Revolution of 1949, and Deng Xiaoping’s turn to the
market in 1978, Xi has effected a “third revolution” since 2013 in which the Communist Party
7 Clearly, CNAs bear a relationship to 20th century fascism, memorably defined by Mussolini as ”organized, concentrated,
authoritarian democracy on a national basis;” but, as Ernst Nolte persuasively argues, 20 th Fascism has to be understood in
the light of socialism which it saw as its key rival and from which it borrowed many strategies, while (as Nolte didn’t fully
appreciate) discarding socialism’s rationalism and cosmopolitanism. Nolte: “without Marxism there is no fascism.” See
Ernst Nolte, Three Faces of Fascism: Action Francaise, Italian Fascism, NationalSocialism, translated by Leila Vennewitz
(New York: Hold Rinehart and Winston, 1966) pp. 7 and 21.
8 Alexander Abramov, Alexander, Radygin, and Maria Chernova. "State-owned enterprises in the Russian market:
Ownership structure and their role in the economy". Russian Journal of Economics, Volume 3, Issue 1, March 2017, Pages 1-
23. https://www.sciencedirect.com/science/article/pii/S2405473917300016. And see The Economist. “The party winds down.”
6 May 2016.
https://www.economist.com/international/2016/05/07/the-party-winds-down.
9 Emily Feng, “Xi Jiping Reminds China’s State Companies of Who’s the Boss,” NYT. October 13, 2016.
In Russia, before Putin, oligarchs dominated the state; as they still do in Ukraine. Since his
consolidation of power in 2012, Putin is successfully asserting the dominance of the Russian
state by intimidating opponents; whether he will succeed or just emerge as another—albeit, the
wealthiest and most powerful—oligarch is an open question, one insightfully explored in
important books by Karen Dawisha and Michael McFaul.11 Dawisha describes Putin and his
oligarchs as a “kleptocratic tribute system.”12 Putin and his circle have also become enthralled
by a hyper-nationalist, anti-rationalist ideology with roots in Russian variants of European
Fascism. Its prophet was Ivan Ilyin who was given to obscure and nihilistic sentiments and
wild exhortations such as “Politics is the art of identifying the enemy” and “The fact of the
matter is that fascism is a redemptive excess of patriotic arbitrariness.”13
II
Second observation: both China and Russia feel deeply threatened by market democracies on
their borders, having already been frightened by the Tiananmen protests in China in 1989 and
by the democratic contagion that swept aside the Soviet empire in Eastern Europe and then
undermined the Soviet Union itself.
The security threats to these regimes are predominantly internal, not external.14 They arise from
disgruntled and empowered citizens, such as those who demonstrated in the streets of Russia in
2012, not armies threatening to cross their borders.15
Their border threats are all seen through this internal security prism. China asserts control of
the South China Sea and has no wish for North Korea to collapse into a united democratic Korea
on its Manchurian border. It has shown that it will not tolerate a fully democratic Hong Kong.
Putin supports Lukashenko, the Belarusian strongman to his west, and, to the south, would not
stand for a Ukraine that would join the EU. If Russia’s client in Ukraine, Viktor Yanukovych,
could not be propped up, better a Ukraine stripped of Crimea with a restive and newly
vulnerable Russian minority in constant need of potential rescue: all this to keep Ukraine
divided and crisis-ridden and a lesson to all who might seek democracy within or autonomy
outside the Russian orbit.
III
Third, the drivers of tension and conflict in Cold War II are not all coming from China and
Russia.
10 The “third revolution” is Elizabeth Economy’s apt label, The Third Revolution Xi Jiping and the New Chinese State
(Oxford University Press, 2018) p. 10. And for the roots of recent changes see Minxin Pei, China’s Crony Capitalism: The
Dynamics of Regime Decay (Harvard University Press, 2016).
11 Karen Dawisha, Putin’s Kleptocracy: Who Owns Russia (New York: Simon and Schuster, 2014) and Michael McFaul,
From Cold War to Hot Peace (New York: Houghton Mifflin, 2018). On the significance of the 2011-12 Moscow
demonstrations and Putin’s re-assertion of presidential power, see pp. 240-250.
12 Dawisha, op. cit. p. 4
13 Tim Snyder, “God is a Russian: Ivan Ilyin, Putin’s Philosopher of Russian Fascism,” New York Review of Books (April 5,
2018).
14 Russia, like the US, has experienced internationally organized terror attacks. Most recent was the ISIS-inspired attack in
the St Petersburg subway, presented by ISIS as revenge for Russian intervention in Syria.
15 See Michael McFaul’s discussion of the Moscow demonstrations and their effect of the second Putin presidency.
Liberals in the West, moreover, decry and want to impose additional sanctions on the
authoritarians for their widespread violations of human rights. At the extreme end, the US has
launched destabilizing aggressions as with the Bush Administration’s “Freedom Agenda”
inspired invasion against Saddam Hussein in 2003, that have set authoritarians everywhere on
edge. And multinational corporate elites sound the alarm at having to compete with Chinese
and Russian state-controlled or state-owned enterprises. Liberal democratic capitalism in just
about any form will find cooperation with the CNAs difficult.
But more destabilizing still, an aggressive new right wing populism grips formerly liberal
democracies. Foreign policy, as almost never before, is rhetorical, driven by sensationalism
and tailored to the psychological fears and aggressive drives of domestic political factions who
are its almost sole intended audiences.
Russian or Chinese national corporatism would be a challenge to the international order even
if democratic liberalism were flourishing. But this is manifestly not the case. Elected leaders
such as Viktor Orbán in Hungary explicitly reject the premises of liberal democracy in favor of
what he praises as the “illiberal state.” Similar trends appear in the Philippines under Rodrigo
Duterte, Poland under the Law and Justice Party, in Italy, Slovakia, Serbia, and with (so far)
minority movements in Austria, Germany, Greece, France, and Britain. The mismanagement
of the Greek financial collapse, the Syrian refugee crisis, and Brexit illustrate regional- level
dysfunctions in what hitherto had been the deepening and widening of the European Union.
Even more striking has been the rise of Donald Trump in the Republican Party and his election
to the US presidency. Not since Charles Lindbergh’s pre–Second World War and similarly
styled “America First” movement has the United States seen so forthright a rejection of
international engagement and embrace of xenophobic nationalism. During his campaign,
Trump endorsed torture, the targeting of civilians, and wars for looting (seizing Iraqi oil). The
right-wing populists flirt with the dictators: as Lindbergh did with Hitler, Trump does with
Putin. Unlike Lindbergh, Trump was actually elected. Trump moreover sounds more like Putin
than he does the other democratic leaders of the G7 or OECD, who now articulate and defend
the international liberal order in ways that he does not.
Whether Trump’s campaign rhetoric will shape US policy in the long run remains obscure.
Trump faces an entrenched democratic and liberal order which resists his brand of white
nationalism. The only sure effect is greatly exacerbated insecurity and confusion and the
straining on historic alignment among liberal democracies that grew out of the first Cold War.
The record so far is mixed. The trade negotiations across the Pacific have been trashed (but
may be revived); NAFTA is under threat. A nuclear standoff with North Korea has been
exacerbated by puerile posing by both Kim Jung-Un and Donald Trump. All reveal juvenile
bellicosity – a willingness to threaten war (the threat itself is illegal under UN Charter Article
2.4) – that has serious analysts raising the probability of war, as the famous nuclear clock’s
I can think of no better exemplar of the domestic politicization of Trumpian foreign policy than
the decision to move the US embassy to Jerusalem. The move undercut a wide multilateral
consensus that the ultimate status of Jerusalem should be decided by negotiation between the
Palestinians and the Israelis, serving as an incentive for a two-state peace. But its real purpose
was more than fulfilled as a campaign promise to very wealthy, Far Right Jewish Republican
donors (Sheldon Adelson, most prominent among them). At the same time, in the choice of
pastors Robert Jeffress and John Hagee for the welcoming prayers at the new American
Embassy Trump rewarded Far Right Evangelical Fundamentalists who believe that Israeli
sovereignty over Jerusalem is a step toward the second coming of Christ. Only the Trump
Administration could have made this pairing complete with the two pastors who preach that all
Jews are going to Hell and that Hitler’s Holocaust was part of God’s plan to return the Jews to
Israel.16
The roots of these populist upheavals are deeper than the antics of Trump. They lie in a
combination of increasing domestic inequalities in some places (such as the United States) with
seeming loss of control of borders and economy in others (as in Europe). Both have rocked the
foundations of stable liberal democracy. Political polarization strains the governability, and
“white nationalist” xenophobia erodes the values, of all liberal democracies. And it is not yet
clear how many more Orbáns or Trumps are likely to prevail and unite in “anti-Migrant”
coalitions.17
In the US perhaps the most dangerous trend is searching for foreign scapegoats for the de-
industrialization and erosion of skilled labor jobs created by automation and globalization. We
see this now in Trump’s attacks on trade with China, such as the proposed national security
tariffs on steel and even washing machines. China is driving down the price of these products
and the competition is affecting the US, but much of the direct competition is coming from
others, such as Indonesia, Vietnam, Mexico and India. And it is not clear whether the WTO
will accept the national security escape clause (it requires evidence based justification). In any
case China will retaliate and will target the retaliation carefully, politically, such as against
soybeans to cause maximum political pain.
IV
Fourth, we need to recall that rational interests do and should push back against a cold war
between national corporatism and democratic liberalism. The fates of both are deeply engaged
and interdependent, as the East and West never were in 1946. (The EU depends on Russian
natural gas; and Russian banks rely on sales of their bonds in Europe and the United States.)
The first Cold War is estimated to have cost the United States about $11 trillion in defense
expenditures alone. A second could be even more expensive: China is still one of the fastest
growing economies and has now just become the world’s largest economy according to some
16 Mathew Haag, “Robert Jeffress, Pastor Who Said Jews are Going to Hell, Led Prayer at Jerusalem Embassy,” NYT, May
14, 2018.
17 For a disturbing study of the vulnerability of electoral democracies to authoritarian subversion see Steven Levitsky and
Moreover, the dangers posed by Russia and China should not be exaggerated. Unlike the first
Cold War, as pointed out by national security scholar Bruce Jentleson, this Cold War is not
predominantly ideological.18 Putin, Xi and Trump all want to “Make (fill in the blank) Great
Again.” (Indeed, an ideological dimension to the conflict would have been more likely had
Hillary Clinton won the US presidency.) As importantly, Putin is not Stalin, Xi is not Mao . . .
and neither one is Hitler. The historical analogies, though far from perfect, are Mussolini’s Italy
and Franco’s Spain, the Japanese military of the 1930s and the Argentina of Juan Perón. Russia
and China, like these corporatist predecessors, are regimes that can and will change and that
are subject to influence and bargaining. A cold war is therefore not inevitable; nor, a fortiori, is
a hot war.
V
And fifth, in that spirit, when we turn to human rights policy making toward Russia, we need
to realize that Putin will deny access to human rights advocates and liberal groups. Advocacy
should focus on criticizing his policies while avoiding rhetoric that exacerbates the threat of
war.
In domestic directed advocacy, this can mean exposing the corrupt sources of the oligarchs’
wealth in ways that resonate with the demands being made by ordinary Russian citizens. In
foreign policy, this means acknowledging legitimate claims even when they are made by
illegitimate actors. The conquest of Crimea should not be recognized unless it is accepted
through a credible, internationally conducted, referendum of the local popular will and
Ukraine’s territorial losses are compensated. Economic sanctions should be targeted to alienate
as few ordinary Russians as possible while imposing genuine costs on the oligarchs that support
Putin, until a negotiated settlement of Ukraine is reached.
Negotiations, facilitated by the international community, should be priority number one, not
cold war belligerence. Common ground should be cultivated; such as cooperation against
international terrorist groups, including ISIS. NATO should not be (over)extended to countries
that are not yet either vital to the alliance or stable democracies. Russia has legitimate interests
in the welfare of those who identify with Russia in Crimea, Ukraine, and elsewhere. And Russia
needs the cooperation of Ukraine since the current Crimea is nonviable, surviving on enormous
subsidies. Ukraine depends vitally on imports of Russian gas. Genuine negotiations among
Kiev and Moscow need to protect Russia’s supporters in Ukraine and Ukraine’s in Crimea and
recognize these interdependencies.
With China, domestic pressure will be ineffective and likely counterproductive. Xi Jinping has
effective control of the population and the corporate elite. In foreign policy, Western liberals
can recognize the positive economic effects fostered by international economic investment in
the Asian Infrastructure Investment Bank and focus on exposing the ways in which those
investments can also foster autocratic clientelism in the developing world such as in Myanmar,
Cambodia, the Philippines, and various African countries.
Ironically, the best and most productive focus of a Liberal defense of national security and
human rights may be inside the democratic West. Sometimes, the best defense is a good offense.
But today, in response to the threats from a New Cold War, the best defense is a good defense.
First by identifying threats to democratic stability by ensuring the integrity of electoral systems
and combatting “fake news” campaigns designed to destabilize them.
The second step at home is making sure the benefits of globalization are shared, not
monopolized by the elite.19 An ill-founded faith in perfectly operating markets blinded the US
policy elite to the potentially adverse effects of trade, technology, and immigration on the less
skilled and those in industries directly competing with imports. It is difficult to imagine any
strategy to sustain globalization and grow national and global GDP without policies that also
invest in education, repair an eroded infrastructure, boost demand for industrial skills idled by
international competition, and, where needed, offer direct compensation through negative
income taxes.
And third, abroad, this means building a more coherent regime for regular rules-based migration
and protective and pro-active plans to support refugees. More generally, this calls for
reinforcing the liberal order supporting human rights. It calls for reasserting international rule
of law principles, reaffirming existing alliances, and improving better balanced trade regimes
across the Atlantic and the Pacific that are opened to all who are willing to abide by their rules.
These are the foundations of long-term security: all were rejected by Trump. The lesson of the
grim politics of the past year in both Europe and the United States is that international security
will not be achieved without first rebuilding the economic foundations of liberal democracy at
home.
This essay draws on an earlier article in Dissent and a tribute to Michel Rocard in Pour
Michel Rocard (Paris: Flammarion, 2018) and reflects various helpful suggestions from
Emma Borgnäs and Nathan Feldman and suggestions from meetings at UI and at the Seoul
Forum for International Affairs arranged by Shin-wha Lee.
19For an insightful diagnosis of the US case, see David Leonhardt, “Our Broken Economy in One Simple Chart,” New York
Times, Aug 7, 2017.
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