Anne Peters Corruption and Human Rights
Anne Peters Corruption and Human Rights
Anne Peters Corruption and Human Rights
2023-18
Anne Peters
ISSN 2702-9360
AUTHORS
Anne Peters
EDITORIAL DIRECTORS
Armin von Bogdandy, Anne Peters
EDITOR-IN-CHIEF
Moritz Vinken
TECHNICAL ASSISTANCE
Verena Schaller-Soltau
Angelika Schmidt
2
Electronic copy available at: https://ssrn.com/abstract=4553701
ISSN 2702-9360
All MPIL Research Papers are available on the MPIL website at https://www.mpil.
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id=2765113 “
Suggested citation
Peters, Anne, Human Rights and Corruption: Problems and Potential
of Individualising a Systemic Problem (August 28, 2023). Max Planck
Institute for Comparative Public Law & International Law (MPIL)
Research Paper No. 2023-18, forthcoming in the International Journal of
Constitutional Law 2024.
Available at SSRN:
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4553701
3
This preprint research paper has not been peer reviewed.
3
Electronic copy available at: https://ssrn.com/abstract=4553701
ABSTRACT
This article examines the pitfalls and potentials of the recent deliberate legal-political strategy of individu-
alising the systemic problem of corruption. Correlations between the quantity and quality of corruption on
the one side and the level of enjoyment of human rights on the other side have been shown. In response
to these observations, the policy agendas of anti-corruption and human rights have been converging on
the international and regional levels. Nevertheless, it is not easy to conceptualise corruption as a human
rights violation that triggers international state responsibility. Moreover, risks and opportunities of the con-
vergence of the policy agendas need to be assessed. This leads to the conclusion that the human rights
approach does convey an added value that outweighs its drawbacks. The question remains whether
human rights are the proper normative framework to denounce and combat corruption. It is submitted
that, by opening up new options for monitoring and litigation, the human rights perspective can usefully
complement the criminal law approach. Therefore, the currently one-sided integration of corruption con-
cerns into the human rights machinery should be supplemented by a full attention to human rights in all
monitoring schemes in the various anti-corruption regimes. Then, the relevant policies will likely create
a positive feedback loop in which anti-corruption is instrumental to improving the human rights situation
while a range of human rights will work as enablers for fighting corruption.
KEY WORDS:
human rights, corruption, state responsibility, negative impact on enjoyment of human rights, systemic
integration, causation, attribution
Introduction
Corruption, the misuse of entrusted power for an undue advantage, stands in complex relationships to
human rights. Human rights first of all benefit individuals, in ‘recognition of the inherent dignity’ of
each single human being, to cite the Universal Declaration of Human Rights. In contrast, corruption is
a systemic harm, posing threats ‘to the stability and security of societies, undermining the institutions
and values of democracy, ethical values and justice and jeopardizing sustainable development and the
rule of law’, as the preamble of the United Nations Convention against Corruption (UNCAC) puts it.
This article examines the pitfalls and potentials of the recent deliberate legal-political strategy of
‘individualising’ or ‘humanising’ such a systemic issue. Section 1 recalls evidence for correlations and
causalities between the quantity and quality of corruption on the one side and the level of enjoyment of
human rights on the other side; and it distinguishes four types of legal relationships between both
issues. Section 2 recounts how the policy agendas of anti-corruption and human rights have been
converging on the international and regional levels. Section 3 conceptualises corruption as a human
rights violation that triggers international state responsibility. Section 4 assesses risks and opportunities
of the convergence of the policy agendas and concludes that the human rights approach conveys an
added value that outweighs its drawbacks. Section 5 explains which concrete measures the human
rights-based approaches to corruption imply in practical terms. The contribution ends with a broader
reflection on whether human rights are the proper normative framework to denounce and combat
corruption (sec. 6).
3
Centre for Civ. and Pol. Rts., The impact of corruption on the fulfilment of human rights in Moldova: An analytical study
with policy recommendations (Geneva – Chișinău, May 2021) [https://www.undp.org/moldova/publications/impact-
corruption-fulfilment-human-rights-moldova-analytical-study-policy-
recommendations#:~:text=This%20study%20seeks%20to%20examine%20the%20impact%20of,then%20assessing
%20the%20resulting%20impact%20on%20human%20rights]. (last visited Jul. 11, 2023), quotes from the abstract
at 2.
4
Luz Angela Cardona/ Horatio Ortiz/Daniel Vázquez, Corruption and Human Rights: Possible Relations, 40 HUM. RTS Q.
317-41 (2018), (found that the connection between corruption and human rights is not constant. Corruption has
most impact where people enjoy political, social, and cultural rights at a medium to high level).
5
Ndiva Kofele-Kale, The Right to a Corruption-Free Society as an Individual and Collective Human Right: Elevating Official
Corruption to a Crime under International Law, 34 INT’L LAW. 149-78 (2000); Andrew B. Spalding, Anti-Corruption:
Recaptured and Reframed, in THE CAMBRIDGE HANDBOOK ON NEW HUMAN RIGHTS: RECOGNITION, NOVELTY, RHETORIC,
517-530 (Andreas von Arnauld, Kerstin von der Decken and Mart Susi eds., 2020),.
6
U. N. High Comm’r for Hum. Rts., Challenges Faced and best practices applied by States in integrating human rights into
their national strategies and policies to fight against corruption, including those addressing non-State actors, such as
the private sector, ¶ 20, U. N. Doc. A/HRC/44/27 (Apr. 21, 2020) [hereinafter UNHCHR Challenges Faced].
7
Matthew C. Stephenson, Corruption and Human Rights – Exploring the Relationship in: GRECO, 22ND GENERAL ACTIVITY
REPORT: ANTI-CORRUPTION TRENDS, CHALLENGES AND GOOD PRACTICES IN EUROPE & THE UNITED STATES OF A MERICA (2021),
19-21.
8
cf. United Nations Convention against Corruption, opened for signature Dec. 9, 2003, art. 13(1) lit. d), 2349 U.N.T.S. 41.
2 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
9
Int’l. Council on Hum. Rts. Pol’y & Transparency Int’l., Corruption and Human Rights: Making the Connection,
http://ssrn.com/abstract=1551222 (last visited Jul. 11, 2023) [hereinafter Transparency International 2009]; Int’l
Council on Hum. Rts. Pol’y & Transparency Int’l, Integrating Human Rights into the Anti-Corruption Agenda:
Challenges, Possibilities and Opportunities, https://ssrn.com/abstract=1705396 (last visited Jul. 11, 2023).
10
Seminally Zoe Pearson, An international human rights approach to corruption, in CORRUPTION AND ANTI-CORRUPTION, 30-
61 (Peter Larmour and Nick Wolanin (eds), 2001). See in more detail CORRUPTION AND HUMAN RIGHTS:
INTERDISCIPLINARY PERSPECTIVES (Martine Boersma and Hans Nelen eds., 2010); MARTINE BOERSMA, CORRUPTION: A
VIOLATION OF HUMAN RIGHTS AND A CRIME UNDER INTERNATIONAL LAW? (2012); KOLALE OLANIYAN, CORRUPTION AND
HUMAN RIGHTS LAW IN AFRICA (2014).
11
Inter-Am. Comm’n H.R., Res. 1/18 (Mar. 2,2018). A critic has called this resolution ‘a prime example of the confusion
and political babble’ (HURST HANNUM, RESCUING HUMAN RIGHTS: A RADICALLY MODERATE APPROACH, 51 (2019).
12
IACHR, Corruption and Human Rights in the Americas: Inter-American Standards (6 December 2019) [hereinafter
IACHR Corruption and Human Rights]. See for an analysis of this report: Claudio Nash Rojas, Nuevos desarrollos
sobre corrupción como violación de Derechos Humanos. El Informe “Derechos Humanos y Corrupción” de la
Comisión Interamericana de Derechos Humanos, 45 CUESTIONES CONSTITUCIONALES 205-35 (2021). See also Edyta
Lis, Corruption and Human Rights in the Case Law of Inter-American Human Rights Treaty Bodies, REVIEW OF
EUROPEAN AND COMPARATIVE LAW 51 (2022), 149-180.
13
IACtHR, Cuardernillo de jurisprudencia de la Corte Interamericana de Derechos Humanos No. 23: Corrupción y derechos
humanos (2019).
14
Corruption and human rights: European Parliament recommendation of 17 February 2022 to the Council and the Vice
President of the Commission / High Representative of the Union for Foreign Affairs and Security Policy concerning
corruption and human rights (2021/2066(INI)), ¶ 1(a), EUR. PARL. DOC. P9_TA(2022)0042 (2022) .
ISSN 2702-9360 MPIL Research Paper Series No. 2023-18 3
15
Navi Pillay (UN High Comm’r for Hum. Rts.), Opening Statement to the Panel on “the negative impact of corruption on
human rights, Mar. 13, 2013, https://www.ohchr.org/en/statements/2013/03/opening-statement-navi-pillay-high-
commissioner-human-rights-panel-negative (last visited Jul. 11, 2023).
16
U. N. High Comm’r for Hum. Rts., Best Practices to Counter the Negative Impact of Corruption on the Enjoyment of All
Human Rights, U. N. Doc. A/HRC/32/22 (Apr. 15, 2016).
17
UNHCHR Challenges faced, supra note 6.
18
U. N. Hum. Rts. Council, Final Report of the Human Rights Council Advisory Committee on the Issue of the Negative
Impact of Corruption on the Enjoyment of Human Rights, U. N. Doc. A/HRC/28/73 (Jan. 5, 2015) [hereinafter
UNHRC Negative Impact of Corruption].
19
See last: UN Hum. Rts. Council, The Negative Impact of Corruption on the Enjoyment of Human Rights, U. N. Doc.
A/HRC/RES/47/7(Jul. 26, 2021).
20
See, e.g., UN Hum. Rts. Council, The negative impact of the non-repatriation of funds of illicit origin U. N. Doc.
A/HRC/RES/46/11(Mar. 26, 2021) [hereinafter HRC Non-repatriation of funds].
21
See for a systematic overview: Làzarie Eeckeloo (Centre for Civ. and Pol. Rts.), Corruption and Human Rights – The
Approach of the United Nations Treaty Bodies, (Jul. 2019),
https://ccprcentre.org/files/media/Corruption_et_droits_lhomme_ENG.pdf (last visited Jul. 11, 2023).
22
Joint statement, supra note 1.
23
See only Ramírez Escobar v. Guatemala, Fondo, reparaciones y costas, Judgment, Inter-Am. Ct. H. R., (ser. C) No. 351,
¶ 242; IACHR Corruption and Human Rights, supra note 12.
24
See, e.g., Joint Statement, supra note 1.
25
UN General Assembly, Political Declaration: ‘Our common commitment to effectively addressing challenges and
implementing measures to prevent and combat corruption and strengthen international cooperation’, U.N. Doc.
A/RES/S-32/1, Annex (Jun 7, 2021) [hereinafter UNGA Common Commitment].
26
UNHRC Negative Impact of Corruption, supra note 18.
27
IACHR Corruption and Human Rights, supra note 12.
4 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
corruption is bad for human rights.28 The Conference of the State Parties to UNCAC (COSP) has
mentioned human rights for the first time in 2015, explicitly in a dialogue with the UN HRC. Citing the
Council’s Resolution 29/11,29 the COSP mentioned ‘the negative impact of corruption on the enjoyment
of human rights’ in preambles and operative clauses of its resolutions.30 In contrast, the monitoring
body of the OECD Anti-Bribery Convention, the Working Group on Bribery in International Business
Transactions, has so far not mentioned human rights, neither in its annual reports nor in its anti-bribery
recommendations. The International Association of Anti-Corruption Authorities (IAACA) which is the
network founded in 2006 to implement UNCAC (with meanwhile 140 participating anti-corruption
authorities) has so far not mentioned human rights in its declarations. This might be due to the fact
that the association is dominated by Asian states. But even the more Western-influenced International
Anti-Corruption Coordination Centre (IACCC) that brings together specialist law enforcement officers
from multiple agencies around the world has not made any explicit commitment to human rights.
To conclude, while human rights actors have wholeheartedly embraced the issue of corruption, the
international and transnational anti-corruption actors have rarely mentioned human rights at all, and
have not explicitly espoused a human rights-based approach. Apparently, the human rights institutions
expect benefits from bringing corruption into their purview. In line with their mandate, they have
instrumentalised anti-corruption for the sake of improving the human rights situation in countries under
review. In contrast, the anti-corruption actors have not acknowledged that a focus on human rights
might support their core mission, nor have they expanded their mandate to understand themselves as
being also human rights defenders.
28
United Nations Off. on Drugs and Crime, Legislative Guide for the Implementation of the United Nations Convention
against Corruption (UNODC, 2nd ed.,2012), iv.
29
U. N. Hum. Rts. Council, The negative impact of corruption on the enjoyment of human rights,U. N. Doc.
A/HRC/RES/29/11 (Jul. 2, 2015).
30
U. N. Convention against Corruption Conference of the State Parties, Follow-up to the Marrakech declaration on the
prevention of corruption, preamble, Res. 6/6 (2015); Prevention of corruption by promoting transparent, accountable
and efficient public service delivery through the application of best practices and technological innovations,
preamble, Res. 6/8 (2015); Education and training in the context of anti-corruption, preamble and ¶8 Res. 6/10
(2015).
31
I first examined this question in Anne Peters, Corruption as a Violation of International Human Rights, 29 EUR. J. INT’L LAW
1251–87 (2018). Some passages in this section reproduce language of that paper.
32
See for the case law of the IACtHR: Inter-Am. Ct. H.R., Cuardernillo de jurisprudencia de la Corte Interamericana de
Derechos Humanos No. 23: Corrupción y derechos humanos (2019); Jimena Reyes, State Capture through
Corruption: Can Human Rights Help?, in: THE TRANSNATIONALIZATION OF ANTI-CORRUPTION LAW 263-86, esp. at 281
(Régis Bismuth et al. eds.).
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33
Ramírez Escobar v. Guatemala, Fondo, reparaciones y costas, Judgement, Inter-Am. Ct. H.R. (ser. C) No. 351, 242 (Mar.
9, 2018).
34
The Registered Trustees of the Socio-Economic Rights and Accountability Project (SERAP) v. Federal Republic of Nigeria
and Universal Basic Education Commission, Doc. ECW/CCJ/JUD/07/10, Law Report, Judgement, Community Court
of Justice of the Economic Community of West African States (ECOWAS), 19 (emphasis added) , Doc. (30 November
2010).
35
cf. Art. 1 ARSIWA. These rules apply directly only to inter-state relations and not to breaches of human rights obligations
owed to humans. But the underlying principles are similar (cf. Art. 33(2) ARSIWA).
36
Joint statement, supra note 1,at. 7.
37
UNHCHR Challenges Faced, supra note 6, ¶ 20; Joint Statement, supra note 1, ¶ 14; UNHRC Negative Impact of
Corruption, supra note 19, preamble p. 2.
38
See e.g. Matter of the Penitentiary Complex of Curado, Provisional Measures regarding Brazil, Order of the court, Inter-
Am. Ct. H.R. (ser. E), 20 (7 October 2015): order to investigate corruption in the penitentiary complex.
6 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
responsible for noncompliance with its human rights obligation to protect. Importantly, the duty to
investigate is triggered also against conduct by corrupt state officials, regardless of the agents who may
eventually be charged with committing the violation.39 The reason is that only an investigation can shed
light on the question whether the corrupt state official has exceeded his or her authority or contravened
instructions and thus acted ‘ultra vires’ (see below sec.3.3.).
Third, corruption undermines a states’ obligation to fulfil human rights, albeit indirectly. This positive
obligation arises for all human rights, but it is especially relevant for social and economic rights. Under
the ICESCR, every state party has the basic obligation to progressively realise the Covenant rights ‘to
the maximum of its available resources’ (Art. 2(1) ICSECR). Most forms of corruption lead to a
diversion, squandering, and dissipation of public money and thus reduce the maximum resources at
the disposal of the State.
Additionally, basically any act of bribery, cronyism, and influence peddling might be conceptualised as
constituting discrimination (Art. 2(2) ICESCR and Art. 2(1) ICCPR) or as a denial of equality before the
law (Art. 26 ICCPR), because access to the relevant public good is given in exchange for money and is
not determined by rational criteria.40 Besides such direct discrimination or inequality, corruption
frequently has a disproportionate negative impact on vulnerable groups, and may thus constitute an
indirect discrimination of group members, e.g. on the ground of ethnicity, disability, sexual orientation,
and the like.
3.3. Attribution
In order to constitute a human rights violation (an internationally wrongful act that triggers state
responsibility), a corrupt behaviour must be attributable to the state. State officials including judges are
state organs whose conduct is considered as acts of state.41
The ensuing question is whether imputation should cease because the corrupt officials act solely for
their personal enrichment and in their own interest, and not in the public interest, or not in ‘official
capacity’ in terms of Art. 7 ARSIWA. The human rights perspective demands that the question of ultra
vires action should be answered in light of the perception and interests of the victims. This suggests
that – as a rule – the conduct should be attributable to the state, notably when state officials use
exactly their formal status to execute or withhold acts that a private person cannot perform, and hence
act under cover of public authority.42 Alternatively, depending on the concrete constellation, corrupt
state officials can be seen as actors outside the state against whom the state’s human rights-based
duties to protect arise. The general anti-corruption policy of the state of course potentially implicates
the international responsibility of the state as a whole in its quality as an international legal person.
3.4. Causation
It is submitted here that state responsibility next requires that human rights violations by a state must
have been caused by corruption in legal contemplation. Full-fledged rules on causation (or causality)
exist neither in international law nor in human rights law.43 However, the more international law
expands and legalises complex relationships (such as the one between corruption and human rights
deficits) the more we need a legal tool that helps sorting out the mess of real life factors and
39
IACHR Corruption and Human Rights, supra note 12), ¶ 246.
40
See in detail Peters, supra note 31, 1265-7.
41
Art. 4 ARSIWA.
42
cf. Estate of Jean-Baptiste Caire (France) v. United Mexican States, 5 R.I.A.A., 516, 530 (French-Mexican Claims
Commission 1929).
43
cf. Ilias Plakokefalos, Causation in the Law of State Responsibility and the Problem of Overdetermination: In Search of
Clarity, 26 Eur. J. Int’l L. 471-492, (2015); Alexander Orakelashvili, CAUSATION IN INTERNATIONAL LAW (2022).
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44
But see León Castellanos-Jankiewicz, Causation and International State Responsibility (April 13, 2012),
https://ssrn.com/abstract=2039268 (last visited Jul. 25, 2023): causation in international law is only needed for
assessing the damage.
45
See mutatis mutandis Provident Mutual Life Insurance Company and Others (United States) v. Germany (Life Insurance
Claims), 7 R.I.A.A., 91, 113 (Arb. Trib. 1924), (for the scope of responsibility).
46
See mutatis mutandis Decision Number 7 of 27 July 2007, 26 R. I.A.A. 10, ¶ 13 (Eritrea−Ethiopia Claims Comm’n
(EECC), 2007 (for the scope of responsibility).
47
Transparency International 2009, supranote 9, at 27, refers to this constellation as an ‘indirect link’ between corruption
and human rights violations.
8 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
the same state, but only deal with a plurality of states.48 Also, the Amsterdam Guiding Principles on
Shared Responsibility in International Law deal (only) with ‘shared responsibility’, i.e. the ‘commission
by multiple international persons of one or more internationally wrongful acts that contribute to an
indivisible injury’.49 The two sets of principles thus offer only marginal guidance for the causality
problems with regard corruption. Here, problems partly stem from multiple actors (such as states and
transnational corporations) but mostly from the multiplicity of factors and contributions that occur
within the sphere of one and the same state. When corruption is involved, it can often not be
determined whether the factors were cumulative (both factors needed to produce the injury) or
concurrent (‘dual’, ‘competing’ or ‘alternative’ causes – that is, each sufficient on its own).50 In the case
of concurrent factors, some of them might ‘override’ the acts of corruption or vice versa (which is called
‘overtaking’ or ‘pre-emptive’ causation in tort law). In conclusion, on the premise that causality
(causation) is indeed – besides breach and attribution – a legal requirement for establishing a violation
of human rights that triggers state responsibility, this legal requirement is apt to cut off state
responsibility in many instances of corruption.
48
Art. 16 and 47 ARSIWA.
49
Principle 1(1) of the Guiding Principles. See André Nollkaemper et al., Guiding Principles on Shared Responsibility in
International Law, 31 EUR. J. INT.L L., 15-72 (2020) [hereinafter Guiding Principles].
50
See on concurrent and cumulative contributions to one indivisible injury the principle 2(2) of the Amsterdam Guiding
Principles on Shared Responsibility in International Law (Guiding Principles, supra note 49, commentary at 25-27).
These principles prefer the concept of ‘contribution’ in the absence of acknowledged principles of causality in
international law.
51
cf. Gonzales v. Mexico, Merits, Reparations, and Costs, Judgment, Inter-Am. Ct. H. R. (ser C) No. 205, ¶ 280, (Nov. 16,
2006) (on the State’s failure to combat rampant femicides).
52
Hum. R. Comm. , U. N. Doc. CCPR/C/135/D/3624/2019 Torres Strait Islanders v. Australia (Sep.22, 2022), ¶¶ 8.3., 8.6.,
8.12., 8.14., denying a violation of the right to life but affirming violation of the right to private and family life by the
State’s failure to protect the islanders from the consequences of climate change; Comm. on Econ., Soc., and Cultural
Rts, Statement Climate change and the International Covenant on Economic, Social, and Cultural Rights, ¶ 5U.N.
Doc. E/C.12/2018/1 (Oct. 31, 2018).
53
UNHCHR Challenges Faced, supra note 6, at ¶ 71. Already Boersma, supra note 10, at 233.
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54
cf. Secretariat of the Human Rights Council, The Use of the ‘Reasonableness’ Test in Assessing Compliance with
International Human Rights Obligations, U.N. Doc. A/HRC/8/WG.4/CRP.1(Feb. 1, 2008).
55
Comm. On Econ., Soc. And Cultural Rts, Statement An Evaluation of the Obligation to Take Steps to the ‘Maximum of
Available Resources’ under an Optional Protocol to the Covenant, ¶¶ 11–12, U.N. Doc. E/C.12/2007/1 (May 10,
2007) [hereinafter CESCR Available Resources].
56
See Comm. On Econ., Soc. And Cultural Rts.,Rep. on the 5th session, 26 November-14 December 1990, 83, at ¶ 4, U.N.
Doc. E/1991/23, General comment No. 3; CESCR Available Resources, supra note 55, ¶¶ 8, 12.
57
Kolawole Olaniyan, The Implications of Corruption for Social Rights, in RESEARCH HANDBOOK ON INTERNATIONAL LAW AND
SOCIAL RIGHTS, 355, 373 (Christina Binder et al. eds., (2020).
58
Anne Peters, The Risk and Opportunity of the Humanisation of International Anti-Corruption Law: A Rejoinder to Kevin E.
Davis and Franco Peirone, EJIL: TALK! (Feb. 18, 2019), https://www.ejiltalk.org/the-risk-and-opportunity-of-the-
humanisation-of-international-anti-corruption-law-a-rejoinder-to-kevin-e-davis-and-franco-peirone/ (last visited Jul.
11, 2023). See critically Ranieri L. Resende, Corrupção e violação de direitos humanos: Uma correlação necessária?
Apontamentos críticos ao debate Peters – Davis, 175 REVISTA BRASILEIRA DE CIÊNCIAS CRIMINAIS 69-89 (2021).
59
American Convention on Human Rights: “Pact of San José, Costa Rica” art. 63(1), Nov. 22, 1969, 1144 U. N. T. S. 143
[hereinafter ACHR]; Convention for the Protection of Human Rights and Fundamental Freedoms, art. 41, Nov. 4,
1950, 213 U. N. T. S. 221 [hereinafter ECHR]; Protocol to the African Charter on Human And People’s Rights on the
Establishment of an African Court on Human and Peoples’ Rights art. 27(1), adopted Jun. 10, 1998, entered into
force Jan. 25, 2004, https://www.african-court.org/wpafc/wp-content/uploads/2020/10/2-PROTOCOL-TO-THE-
AFRICAN-CHARTER-ON-HUMAN-AND-PEOPLES-RIGHTS-ON-THE-ESTABLISHMENT-OF-AN-AFRICAN-COURT-
ON-HUMAN-AND-PEOPLES-RIGHTS.pdf (last visited Jul. 11, 2023). See also G.A. Res. 60/147, Basic Principles
and Guidelines on the Right to a Remedy and Reparation for Victims of Gross Violations of International Human
Rights Law and Serious Violations of International Humanitarian Law, annex (16 December 2005).
10 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
It reaches a clear verdict of illegality that is welcome for identifying and calling out the injustice of
corruption.
4.1. Risks
The loading of anti-corruption with human rights bears risks. Notably Hurst Hannum has warned of the
‘danger of conflating corruption with human rights’.64 The ‘conflation’ of the agendas meets
institutional, conceptual, and policy objections.
Institutionally, human rights actors might be overburdened by looking at corruption. They risk to
overstep the boundaries of their expertise and their formal competencies.65 Moreover, it is not the
primary task of regional and national human rights courts to resolve structural, societal problems (such
as corruption) but rather to deliver justice to specifically harmed individuals. The typical admissibility
conditions such as the individualisable ‘victimhood’ and further thresholds such as the causality
requirements all manifest this individualistic rationale and role of courts. The scope of application of
human rights instruments is limited to the state parties’ jurisdiction. States are not held accountable for
human rights problems beyond their jurisdiction (which roughly demands effective control over a
person or a territory). This jurisdictional link requirement effectively limits the reach of the human rights
tool to tackle transnational corruption.
Conceptually, the human rights-based approach to corruption is still fuzzy. Not all forms of corruption
affect, let alone violate human rights, while inversely many human rights problems exist outside of and
independent from corruption. Because of this lack of full congruence, the ‘translation’ of corruption
into a human rights issue is to some extent artificial and might miss the point. We have seen that a
rigorous legal analysis of corruption as an outright human rights violation (sec. 3) encounters several
doctrinal hurdles. And even if ‘hard’ state responsibility for human rights violations could be
established, the legal outcomes would not unambiguously be welcome. Some observers find that the
ensuing obligation to compensate victims on a large scale would unduly burden innocent tax-payers.66
Such unease about burdening the general public with reparation for human rights violations manifests
60
Morten Koch Andersen, Why Corruption Matters in Human Rights, 10 J. HUM. RTS. PRAC., 179-190, abstract (2018).
61
IACHR Corruption and Human Rights, supra note 12, ¶86 (emphasis added); see along this line also UNGA Common
Commitment, supra note 25, at 3.
62
UNHCHR Challenges Faced, supra note 6, ¶ 75; see, amongst others, OHCHR Management Plan, supra note 2, at 44.
63
IACHR Corruption and Human Rights, supra note 12, chapter 1 and passim.
64
HANNUM, supra note 11, 51-52 (quote at 51).
65
Cecily Rose, The Limitations of a Human Rights Approach to Corruption, 65 INT’L COMPAR. L. Q., 405-438 (2016); also
Kevin E. Davis, Corruption as a Violation of International Human Rights: A Reply to Anne Peters, 29 EUR. J. INT’L L. ,
1289, 1294 (2018).
66
Davis, supra note 65, at 1293.
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67
David Kennedy, The International Anti-Corruption Campaign, 14 CONN. J. INT’L L. 455-65 (1999).
68
See mutatis mutandis for climate change: Marie-Catherine Petersmann, Is Climate Change a Human Rights Violation?:
No, in CONTEMPORARY CLIMATE CHANGE DEBATES: A STUDENT PRIMER 160, 165 (Mike Hulme ed., 2019); Lea Raible,
Expanding Human Rights Obligations to Facilitate Climate Justice?, A Note on Shortcomings and Risks, EJIL: TALK!
(15 November 2021), https://www.ejiltalk.org/expanding-human-rights-obligations-to-facilitate-climate-justice-a-note-
on-shortcomings-and-risks/ (last visited Jul. 11, 2023).
69
Franco Peirone, Corruption as a Violation of International Human Rights: A Reply to Anne Peters, 29 EUR. J. INT’L L. 1297,
at 1298, 1302(2018).
70
Peirone, supra note 69, at 1300.
71
Peirone, supra note 69, at 1299; Davis, supra note 65, at 1293. See mutatis mutandis for climate change Petersmann,
supra note 68, at 165.
72
cf. (on climate change) Petersmann, supra note 68, at 167.
73
HANNUM, supra note 11, at 52.
74
IACHR Corruption and Human Rights, supra note 12, ¶at 266.
12 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
parameters and criteria on a range of legal questions, notably on the trigger and contours of the duty to
prevent.75
First, the overarching general obligation set out in all human rights treaties which is to ‘ensure’,
‘secure’, ‘give effect’, or ‘realise’ the human rights laid out in the respective instruments76 generates a
concrete obligation to effectively combat corruption.77 Section 3.2. has broken down the general
obligation into all its components (obligations to respect, protect, and fulfil). These human rights-based
obligations fortify, bolster, and specify the more vague and general state obligations as laid out in the
anti-corruption treaties. The result is an ‘enhanced obligation’ or ‘special obligation’ to combat
corruption in all areas that affect the enjoyment of human rights.78
Second, the content and scope of applicable human rights norms must be defined in the light of the
anti-corruption standards and vice versa.79 This interpretative technique of systemic integration (Art.
31(3) lit. c) VCLT) then leads to a mutual reinforcement of the relevant state obligations. Especially the
duties to prevent corruption (e.g. under Art. 5 UNCAC), to conduct a risk assessment, and to exercise
due diligence that derive from both sets of international instruments are strengthened and enhanced
when seen to flow from a dual source.80 Moreover, the general obligation of UNCAC that ‘each State
Party member shall take the necessary measures’ to implement the convention (Art. 65 UNCAC)
should in the light of international and domestic human rights be interpreted as setting a floor:
measures need to be sufficiently effective for securing human rights.
Given that international human rights are in most states domesticated by incorporation into national law
or by other forms of references to the relevant human rights treaties, a human rights-oriented
interpretation of suitable UNCAC provisions fits well to the reference to the UNCAC parties’ domestic
law in Art. 65(1) UNCAC. It is also in line with the convention’s allowance given to state parties to take
stricter measures against corruption than prescribed in special provisions of the convention (Art. 65(2)
UNCAC).
Next, the human rights approach affects the requirements of proof. Unlike individual criminal
suspects, the state enjoys no presumption of innocence. Although victims of a corruption-induced
human rights violation must prove their case, the threshold is lower than for the criminal conviction of
an individual.81 More even, a prima facie showing suffices in many human rights constellations, in
which the state must then exonerate itself.
Also, the human rights lens facilitates the establishment of extraterritorial obligations. Under human
rights law, states are obliged to regulate and supervise transnational and global business actors that
possess their nationality to prevent those businesses’ involvement in corruption such as offering bribes
even if the acts are committed abroad.82 To conclude, the human rights analysis projected onto the law
against corruption creates a much-refined legal toolbox. This allows for more consistent and more
robust legal responses to corruption.
75
IACHR Corruption and Human Rights, supra note 12, ¶ at 143.
76
see only ACHR, supra note 59, art. 1; ECHR, supra note 59, art. 1; African Charter on Human and People’s Rights art. 1,
concluded Jun. 27, 1981, 1520 U. N. T. S. 217; International Covenant on Civil and Political Rights art. 2(1), opened
for signature Dec. 19, 1966, 999 U. N. T. S. 171; International Covenant on Economic, Social and Cultural Rights
art. 2(1), opened for signature Dec. 19, 1966, 993 U. N. T. S. 3.
77
cf. Reyes, supra note 32, at 282 on the ACHR.
78
Olaniyan, supranote 57, at 371; Reyes, supra note 32, at 282.
79
IACHR Corruption and Human Rights, supra note 12 at ¶ 86; Reyes, supra note 32, at 284.
80
See on the human rights sources above section 3.2.
81
cf. Reyes, supra note 32, at 284.
82
Khulekani Moyo, Corruption, Human Rights and Extraterritorial Obligations, in THE ROUTLEDGE HANDBOOK ON
EXTRATERRITORIAL HUMAN RIGHTS OBLIGATIONS 312-324 (Mark Gibney et al.eds., 2022).
ISSN 2702-9360 MPIL Research Paper Series No. 2023-18 13
83
UNGA Common Commitment, supra note 25, at 2.
84
cf. Miguel Angel Galvez and family regarding Guatemala, Precautionary Measure 351-16 and 366-16, Inter-Am. Comm’n
H.R., Resolution 45/2016 , (Aug. 21, 2016); Gloria Patricia Porras Escobar and family regarding Guatemala, ,
Precautionary Measure 431/17, Inter-Am. Comm’n H.R., Resolution 34/2017(Aug. 29, 2017).
85
Kövesi v. Romania, App. no. 3594/19, ¶¶ 204- 207 (May 5, 2020), https://hudoc.echr.coe.int/fre?i=001-202415 (last
visited Jul. 11, 2023).
86
cf. Joint Statement, supra note 1, at ¶ 16; UN Hum. Rts. Council, The negative impact of corruption on the enjoyment of
human rights,, preamble, at 2, U.N. Doc. A/HRC/41/9 (Jul. 11, 2019., 11 July 2019 [hereinafter HRC Negative
impact 2019].
87
See explicitly African Union Convention on Preventing and Combating Corruption art. 14, adopted Jul 1, 2003, entered
into force Aug 5, 2006, https://au.int/sites/default/files/treaties/36382-treaty-0028_-
_african_union_convention_on_preventing_and_combating_corruption_e.pdf (last visited Jul. 11, 2023); López
Mendoza v. Venezuela, Merits, Reparations and Costs, Judgment, Inter-Am. Ct. H.R. (ser C) No. 233, ¶ 25 and fn.
208 (Sep. 1, 2011); Andrade Salmón v. Bolivia, Merits, Reparations and Costs, Judgment Inter-Am. Ct. H.R. (ser C)
No. 330, ¶¶ 159, 178 (Dec.1, 2016).
88
Simeon A. Igbinedion, Human Rights as a Basis for Recovering the Proceeds of Grand Corruption, 26 AFR. J. INT’L AND
COMPAR. L. 483-506, especially at 494 (2018).
14 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
transparent and participatory fashion and must create the conditions for avoiding new human rights
violations.89 To conclude, the integration of human rights considerations into the transnational fight
against corruption has served and should continue to serve as an important moderating force against
excess and abuse in the course of these campaigns.
89
HRC Non-repatriation of funds, supra note 20, at ¶¶ 21-22.
90
cf. IACHR Corruption and Human Rights, supra note 12, at ¶ 143.
91
Stephenson, supra note 7, at ¶ 20.
92
Davis, supra note 65, at 1294-95.
93
IACHR Corruption and Human Rights, supra note 12.
94
Rules of Procedure of the Inter-American Court of Human Rights art. 29(2) lit. d) i), adopted Nov. 28, 2009,
https://www.corteidh.or.cr/sitios/reglamento/nov_2009_ing.pdf (last visited Jul. 11, 2023).
95
Eeckeloo, supra note 21, at 28.
96
Eeckeloo, supra note 21, at 6 (on the HR committee).
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6. Concluding Thoughts
Corruption has many adverse legal, economic, social, and political effects that go beyond human
rights. Concomitantly, many human rights problems are unrelated to corruption. Put differently, human
rights are only one segment of the problem of corruption, and corruption is only one segment of human
rights: both are overlapping but not congruent issues. Therefore, the invocation of human rights is not
necessary for depicting corruption as a harm. It is entirely possible to discuss the threat that corruption
poses to the law, to security, fairness, freedom, and welfare without using the language of human rights
at all.
The non-identity of the problem translates into a non-identity of possible remedies: ‘Ensuring good
governance is not the same as ensuring human rights, and the latter will never be sufficient to protect
us fully from corrupt or ignorant government officials.’103
Given the lack of congruence, the fusion of both issues has been a deliberate policy choice made by
the universal and regional human rights actors, and much more cautiously by some anti-corruption
97
cf. HRC Negative impact 2019, supra note 86, preamble, at 3.
98
UNHCHR Challenges Faced, supra note 6, at ¶ 41.
99
Olaniyan, supra note 57, at 371.
100
UNHCHR Challenges Faced, supra note 6, ¶¶22, 32, and 75; HRC Non-repatriation of funds, supranote 20, ¶ 22.
Especially the IHCR has committed to applying these principles, which it conceives as specific human rights
principles, to the states’ anti-corruption action (IACHR Corruption and Human Rights, supra note 12, at ¶¶ 489-505).
The IACHR adds equality and non-discrimination, access to justice, access to information, and priority protection for
groups that historically have been discriminated against and refers to Inter-Am, Comm’n H.R., Public Policy with a
Human Rights Approach, OEA/Ser.L/V/II. Doc. 191, (Sep. 15, 2018).
101
Stephenson, supra note 7, at 20; Moyo, supra note 82, at 320: ‘The added value of elevating an issue to the level of
human rights is that it establishes a universal norm that becomes more difficult to disregard.’
102
Davis, supra note 65, at 1295-96.
103
HANNUM, supra note 64, at 51.
16 MPIL Research Paper Series No. 2023-18 ISSN 2702-9360
actors. This policy choice can and should be problematised. A certain unease with it flows from the
intuition that human rights are not suited to tackle systemic problems such as corruption. There is a
great spatial and temporal distance between the institutions facilitating corruption on the one hand and
the effects of such structural weakness on the enjoyment of human rights of individual victims on the
on the hand. Moreover, these effects are indeterminate and very difficult to measure. One doctrinal
expression of that distance and indeterminacy is exactly the struggle to establish causality between
corrupt behaviour and the violation of a human right.
Pressing the systemic problem into a human rights mould is inevitably reductive, because this leads to
a concentration on purely ‘binary’ relations between specific individuals and the state, leaving aside the
complex social and political context. Such breaking down, such ‘individualisation’ of a structural issue,
has its price. It risks to push out of sight the big picture and may even deviate attention from root
causes of corruption.
However, in our transnational legal order as it stands, the extant human rights machineries are
relatively strong compared to anti-corruption institutions. Against this background, on a superficial
level, the turn to human rights is mainly strategic. The full recognition that corruption undermines the
enjoyment of human rights allows the universal, non-adversarial human rights monitoring bodies to
legitimately address corruption in detail without overstepping their mandate. Whether corruption can in
itself constitute a human rights violation that can be successfully invoked in an individual complaint
procedure is a different question. It is difficult but not impossible in terms of both legal argument and
proof. In any case, regional human rights courts and other human rights bodies can implement at least
some forms of legal accountability and responsibility for the harms of corruption and can thus alleviate
the glaring implementation gap in anti-corruption. Most importantly, domestic courts, applying human
rights, can force legislators and the executive branch to adopt more robust measures, as the wave of
climate litigation has shown.
On a deeper level, the reframing of corruption as a human rights issue has readjusted and broadened
the objectives of the transnational battle against corruption. The ultimate purpose of anti-corruption is –
from this perspective – to secure the well-being of humans whose rights have taken centre stage. The
turn towards the victims and their rights does not constitute a radical departure from the historic policy
objectives of the transnationalisation of the efforts against corruption which addressed both the
economy and the public order. Anti-corruption was professedly designed to safeguard the functioning
of markets and to promote development. But this was never fully confined to the purely economic
sphere. Rather, protection of the market order and of the social order went hand in hand.
Bringing the human being as a victim of corruption on the stage is in line with the liberal vision that
global markets are the best structure to secure human liberty and welfare. It matches the human
rights-based approaches to development and fits into the good governance agenda. In these policies,
the alliance between global capitalism and international human rights remains fully intact. Parts of the
suspicion against the human rights-based approach to anti-corruption stems from a deep critique
against that alliance.
So, the novelty is less the shift of the emphasis from the economic to the societal sphere. Rather, the
novelty lies in the break with the historic perception that corruption is a victimless crime. Traditionally,
corruption has been conceptualised as an offence (only) against public order, because corruption
replaces ‘the proper governance of public affairs and the correct assignment of public goods (…) by
favour and arbitrariness (…) at the expense of the common good.’104 In the public order-paradigm,
victims have no place and no standing. The readjustment lies in turning attention from society at large,
from ‘the’ public to its individual members. Corruption, like other offenses such as sexual crimes or
animal cruelty, is no longer seen as an offense only against public order or public morality but as
attacks against the dignity of the victims with a name. We are witnessing an ‘individualisation’ or
‘rightsification’ of the law in many fields, with anti-corruption being only one example. Actually, such
104
Glencore International and C.I. Prodeco v. Republic of Colombia, ICSID Case No. ARB/16/6, Award, ¶ 663 (Aug. 27,
2019).
ISSN 2702-9360 MPIL Research Paper Series No. 2023-18 17
“Essential to our concept was the establishment of a connection to the work and objectives of
the institute. In view of the diversity of the research tasks concerned, we have attempted to high-
light an overarching idea that can be understood as the institute’s mission. We see this as the
ideal of peaceful relations between peoples on the basis of an internationally validated notion of
justice…. The depicted sculpture…[symbolizes] an imbalanced world in which some peoples
are oppressed while others lay claim to dominance and power. The honeycomb form of the circu-
lar disks denotes the [international] state structure. Glass parts … [represent] the individual sta-
tes .… [The division] of the figure … into two parts [can] be interpreted as the separation of the
earth into two unequal worlds. The scissors-shaped base, on the one hand, makes the gap bet-
ween them clear, on the other hand, a converging movement of the disks is conceivable…. The
sculpture [aims] at what is imagined – the possibility of the rapprochement of the two worlds.”
[transl. by S. Less]
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