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    Blue Doodle Project Presentation

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    Kathlyn Jambalos
    The document discusses different types of securities markets including primary and secondary markets. It describes initial public offerings, rights offerings, and private placements as types of primary markets. It also outlines broker markets, national exchanges, regional exchanges, and dealer markets as types of secondary markets.

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    Blue Doodle Project Presentation

    Uploaded by

    Kathlyn Jambalos
    6 views8 pages
    The document discusses different types of securities markets including primary and secondary markets. It describes initial public offerings, rights offerings, and private placements as types of primary markets. It also outlines broker markets, national exchanges, regional exchanges, and dealer markets as types of secondary markets.

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    © © All Rights Reserved

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    The document discusses different types of securities markets including primary and secondary markets. It describes initial public offerings, rights offerings, and private placements as types of primary markets. It also outlines broker markets, national exchanges, regional exchanges, and dealer markets as types of secondary markets.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    6 views8 pages

    Blue Doodle Project Presentation

    Uploaded by

    Kathlyn Jambalos
    The document discusses different types of securities markets including primary and secondary markets. It describes initial public offerings, rights offerings, and private placements as types of primary markets. It also outlines broker markets, national exchanges, regional exchanges, and dealer markets as types of secondary markets.

    Copyright:

    © All Rights Reserved
    Download as PDF, TXT or read online from Scribd
    Download as pdf or txt
    You are on page 1of 8

    Types of

    Securities Markets
    Presented by:
    Jenny Ross Revilla
    Markgil Opao
    Kathlyn Jmablos
    Fritz Medallon
    The Primary Markets
    Primary market is a source of new securities. Often on an
    exchange, it's where companies, governments, and other
    groups go to obtain financing through debt-based or
    equity-based securities.

    Primary markets are facilitated by underwriting groups


    consisting of investment banks that set a beginning price
    range for a given security and oversee its sale to
    investors.
    Types of Primary Markets
    Initial Public Offering (IPO)
    The first time a company offers its shares to the public,
    raising capital by selling ownership stakes.
    Rights Offering
    Existing shareholders are given the right to buy additional
    shares at a discounted price before the general public.
    Private Placement
    The sale of securities directly to a small number of
    investors, often institutions, without a public offering.
    Types of Primary Markets
    The IPO Process
    Involves a company's transition from private to public
    ownership.
    Includes preparation, due diligence, filing with regulatory
    bodies, and underwriting by investment banks.

    The Role of an Investment Banker


    Facilitates IPOs by underwriting, pricing, and distributing
    shares to investors.
    Provides advisory services for mergers, acquisitions, and
    other financial transactions.
    The Secondary Markets
    The secondary market is where investors buy
    and sell securities. Trades take place on the
    secondary market between other investors and
    traders rather than from the companies that
    issue the securities.
    Types of Secondary Markets
    Broker Markets - buyers and sellers transact through intermediaries (brokers)
    who match orders.
    National Exchanges - organized and regulated markets with centralized
    trading, such as the New York Stock Exchange (NYSE).
    Regional Exchanges - smaller exchanges that operate within specific
    geographic regions.

    Dealer Markets - trading occurs directly between buyers and sellers through
    market makers (dealers).
    Nasdaq - a major electronic exchange, known for technology and internet-
    based securities.
    OTC (Over-the-Counter) - trading of securities that are not listed on
    exchanges, facilitated directly between buyers and sellers.
    Types of Secondary Markets

    ECNs (Electronic Communication Networks)


    Automated systems that match buy and sell
    orders electronically, enhancing trading
    efficiency.
    Thank you
    very much!

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