Glory To Hong Kong Ban
Glory To Hong Kong Ban
Glory To Hong Kong Ban
C
IN THE HIGH COURT OF THE C
HONG KONG SPECIAL ADMINISTRATIVE REGION
D D
COURT OF APPEAL
E CIVIL APPEAL NO 274 OF 2023 AND E
H H
BETWEEN
I I
and
K K
N N
O O
R R
_______________
S JUDGMENT S
________________
T T
U U
V V
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A A
Hon Poon CJHC (giving the Judgment of the Court):
B B
1. In the proceedings below, the Secretary for Justice, as
C C
guardian of justice, applied for an interlocutory injunction in aid of
D criminal law under section 21L(1) of the High Court Ordinance (“HCO”1) D
to restrain the Defendants 2 from committing four specified acts in
E E
connection with the song commonly known as “願榮光歸香港” or “Glory
F to Hong Kong” (“the Song”). His application was refused by Anthony F
H A. BACKGROUND H
L L
3. As the Court of Final Appeal observed in Kwok Wing Hang v
M Chief Executive in Council (2020) 23 HKCFAR 518, at [1], Hong Kong, a M
R
The degeneration of law and order was rapid and most alarming. The dire R
S S
1
Cap 4.
2
See [7] for definition.
T 3
[2023] HKCFI 1950 (“Decision”). T
4
Leave to appeal was granted by the Judge, and leave to rely on additional grounds in this appeal was
granted by this Court in CAMP 303/2023.
U U
V V
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A A
situation posed serious threats to national security and public order in Hong
B
Kong. It eventually led to the implementation of the Law of the People’s B
Republic of China on Safeguarding National Security in the Hong Kong
C C
Special Administrative Region (“NSL”) on 30 June 2020.
D D
4. The violent protests were mainly mobilized via internet
E E
platforms. During their height, the Song first emerged in August 2019 in
F the form of a video publicly accessible on a channel “Dgx Music” on the F
M M
5. Since its first publication, the Song has been widely circulated
N and used prominently in violent protests and secessionist activities: N
O O
(1) When the above video of the Song first appeared, the link to
P it was posted on one of the online discussion platforms where P
S 5
See, for example, an interview published by Stand News on 11 September 2019 entitled “【專訪】 S
「香港之歌」誕生? 《願榮光歸香港》創作人:音樂是凝聚人心最強武器”; an article in the
TIME magazine on 12 September 2019 entitled “Listen to the Song That Hong Kong’s Youthful
T T
Protestors Are Calling Their ‘National Anthem’”; an article published by Citizen News
on 22 December 2019 entitled “年度歌曲《願榮光歸香港》 創作人:歌詞坦誠最有共鳴”; and
U a video published on YouTube by the name “【榮光燦爛】藝術很有事 第 60 集” on 3 June 2020. U
V V
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A A
comments advocating the separation of the Hong Kong
B
Special Administrative Region (“HKSAR”) from the People’s B
Republic of China (“PRC”).
C C
M (4) Between 2019 and 2022, the Song had been sung by protestors M
S
(5) As at 1 June 2023, the Song or its variants had been wrongly S
represented as the “national anthem of Hong Kong” for 887
T T
times, including in some international sports events. This is
V V
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A A
YouTube titled “Hong Kong National Anthem”. Such
B
incidents were highly embarrassing and hurtful to many B
people of Hong Kong, not to mention its serious damage to
C C
national interests.
D D
(6) The Song has also been sung and promoted by prominent
E anti-China destabilizing forces and national security offences E
Government.
H H
V V
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A lyrics of which are substantially the same as the Song), A
(i) with the intent or in circumstances capable of
B inciting others to commit secession contrary to [NSL B
21], or (ii) with a seditious intention as defined in
section 9 of the Crimes Ordinance;6 and in particular
C to advocate the separation of the [HKSAR] from the C
[PRC];
D D
(b) broadcasting, performing, printing, publishing, selling,
offering for sale, distributing, disseminating,
E displaying or reproducing in any way including on the E
internet and/or any media accessible online and/or any
internet-based platform or medium, the Song
F F
(including [the 32 Items]), whether its melody or lyrics
or in combination (including any adaption of the Song,
G the melody and/or lyrics of which are substantially the G
same as the Song), in such a way: (i) as to be likely to
be mistaken as the national anthem insofar as the
H HKSAR is concerned; or (ii) as to suggest that the H
HKSAR is an independent state and has a national
I anthem of her own; with intent to insult the national I
anthem, contrary to section 7 of the National Anthem
Ordinance (‘NAO’);7
J J
(c) assisting, causing, procuring, inciting, aiding, abetting
others to commit or participate in any of the acts as set
K K
out in paragraph 1(a) or (b) above; or
limiting the generality of paragraph 1, the injunction sought covers (a) the
O O
32 Items; and (b) any adaptation of the Song, the melody and/or lyrics of
P which are substantially the same as the Song. Paragraphs 3 and 4 P
S S
6
Cap 200. It has been repealed by the enactment of the Safeguarding National Security Ordinance
T T
(Instrument A305) which came into force on 23 March 2024. The offences of seditious intention
are now contained in sections 23 and 24 of that Ordinance.
7
U Instrument A405. U
V V
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A A
9. Upon the request by the Court of First Instance on 8 July 2023,
B
the Chief Executive issued a certificate under NSL 47 (“the Certificate”). B
There, the Chief Executive, having assessed that the 4 Acts pose national
C C
security risks and are contrary to the interests of national security, 8
D certifies that the 4 Acts involve national security. Pursuant to NSL 47, the D
Certificate is binding on the courts.
E E
K K
(1) Based on the police’s experience, unless restrained by a clear
V V
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A A
There is clear utility of the injunction to make it crystal clear
B
to the public (including parties who may be assisting in the B
unlawful acts) that the specific acts in connection with the
C C
Song are legally prohibited.
D D
(2) To effectively curb the criminal problems at their root, it is
E E
important that internet platform operators (“IPOs”) would
F take down problematic videos of the Song, that is, (a) those F
V V
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A A
accede to the HKSAR Government’s request without the
B
production of a valid court order demonstrating the relevant B
contents’ violation of Hong Kong law. The injunction will
C C
serve the purpose of making it clear to IPOs by way of a court
court to depart from the general rule that a person should only be made
M M
subject to the court’s jurisdiction with the requisite notice of the
N proceedings. It was alarming that once a newcomer had breached the N
S
third persons who might be adversely affected.10 S
T T
10
U Decision, [34] - [43]. U
V V
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A A
13. The Judge next noted that the test for an injunction in aid of
B
the criminal law is one of necessity or utility. It must be shown that absent B
the injunction the Defendant’s illegal conduct could not be effectively
C C
restrained. The court must consider (1) whether it would actually provide
D greater deterrence than what the criminal law already imposed; and (2) the D
ease of enforcement against the law-breakers.11 With that in mind, the
E E
Judge compared the severity of criminal penalties and sanctions for
F contempt, querying if the targeted act was only lightly penalised under F
criminal law, it might seem wrong for the civil court to grant injunctions
G G
breaches of which might attract unlimited sanctions, thus doing what the
H legislature had not done; and if the criminal sanction was far more severe H
14. After careful consideration, the Judge was unable to see how
M M
an injunction could assist the enforcement of the criminal law. He
N accepted that whether the 4 Acts endanger national security would best be N
left to the executive who might assess the risks with sensitive intelligence
O O
not available to the court. However, on the utility of the injunction, the
P court was in a proper position to make a judgment on it based on the P
S
entrenched offenders to be deterred by an additional injunction;13 and that S
T T
11
Decision, [51].
12
Decision, [52].
13
U Decision, [57]. U
V V
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A A
education appeared to be a more effective tool to remedy misconceptions
B
that the Song might be broadcast etc in whichever manner one wished with B
impunity.14
C C
D 15. Noting that the evidence was that the Government required a D
valid court order to show the IPOs that the relevant content of the Song
E E
was a violation of the Hong Kong law, the Judge doubted if the injunction
F would have such effect because it only targeted the use of the Song for F
unlawful acts.15 He further reasoned that since the IPOs should be aware
G G
of their duties to act within the law and should not act in a way to aid and
H abet the commission of offences by others, it was difficult to understand H
how the injunction might add to the deterrence of the criminal law.16
I I
the injunction with the relevant criminal laws; such as the uncertainty as to
K K
how any enforcement action in the civil domain against breaches of the
L injunction would operate compatibly and coherently with the requirements L
mandated in the criminal regime under the NSL;17 the civil court being
M M
called upon to pronounce whether a party had committed acts in breach of
N NSL 21 when the same legal and factual questions would have to be N
Q Q
R R
14
S Decision, [58]. S
15
Decision, [63].
16
Decision, [64].
17
T Decision, [68]. T
18
Ibid.
19
Decision, [69].
20
U Decision, [71]. U
V V
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A A
17. Finally, the Judge observed that, as the Secretary recognized,
B
the right to freedom of expression is engaged. He referred to the “chilling B
effects” of the injunction, that is, innocent parties not meant to be targeted
C C
by the injunction, and conducting their lives as reasonable (not unduly
prohibition. After analysis, he was satisfied that the injunction met the
G G
four-stage proportionality test laid down in Hysan Development Co Ltd v
H Town Planning Board (2016) 19 HKCFAR 372.21 He would have granted H
the injunction had he been satisfied that it was of real utility and there
I I
existed no conflict with the criminal law.
J J
C. MAIN ISSUES
K K
M
(1) What should be the court’s approach to an application for an M
injunction in aid of the criminal law for safeguarding national
N N
security? In particular, what is the interplay between the
O court’s duty under NSL 3 and NSL 8 and the exercise of its O
power under section 21L of the HCO? 22
P P
(2) What is the role of the court where the executive has made an
Q Q
assessment of national security in the predictive exercise of
R the likely utility of an injunction to prevent activities R
T T
21
Decision, [82] - [83].
22
Grounds 1 and 2 of the grounds of appeal.
U U
V V
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A A
should the court accord to the executive’s assessment that
B
unless the injunction is granted, the acts endangering national B
security will continue, when the national security assessment
C C
is within the executive’s purview? Can the court come to its
H H
The answers to these issues will become apparent in the discussion in
I I
Part D.
J J
D. PROPER APPROACH
K K
19. Section 21L(1) of the HCO provides:
L L
security in the HKSAR. Since it is the first application of its kind, it falls
R R
S 23
Ground 3 of the grounds of appeal. S
24
Ground 5 of the grounds of appeal. Ground 4 complains that the Judge failed to take into account
relevant considerations and took into account irrelevant considerations. Ground 6 complains that
T T
the Judge failed to giving separate consideration to the grant of the injunction in relation to restraining
insult to the national anthem by misrepresenting the Song as the national anthem. For reasons which
will become apparent, it is not necessary to deal with Grounds 4 or 6 separately.
U U
V V
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A A
on us to lay down the approach by which the court navigates such
B
unchartered water in a principled manner. B
C C
D1. Some first principles
D D
20. Recently, in Wolverhampton City Council & Others v London
E
Gypsies and Travellers & Others [2023] UKSC 47, the UK Supreme Court E
addressed the question whether (and if so, on what basis, and subject to
F F
what safeguards) the court has the power to grant a newcomer injunction.
P (3) That does not mean that the court has a free rein based on its P
S S
T T
25
The judgment was given by Lord Reed, Lord Briggs and Lord Kitchin (with whom Lord Hodge and
U Lord Lloyd-Jones agreed). U
V V
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A A
principle and any restrictions established by judicial
B
precedent and rules of the court: [19]. B
J
inadequate to protect or enforce the claimant’s rights: [150]. J
In line with its essential flexibility, the precise form and the
K K
terms and conditions which may be attached to an injunction
M M
21. At [22], the Supreme Court summarised the developments of
N the jurisprudence thus: N
U U
V V
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A A
In short, the developments underscore the adaptive flexibility inherent in
B
the equitable jurisdiction which enables the court, so long as it acts in B
accordance with established principles or any logical extension of them, to
C C
grant injunctions in new circumstances as justice and convenience dictate.
D D
22. The UK Supreme Court also laid down important principles
E E
for newcomer injunctions, which we will discuss at Part D2.5 below.
F F
injunction sought.
J J
P
Stoke on Trent City Council v B & Q [1984] AC 754, per Lord Templeman P
at p 776A-F, the two leading cases on this area of the law. 26
Gouriet
Q Q
concerned the question whether a private citizen had any locus to apply for
S 26
S
Quite recently in Hong Kong, an interim injunction had been granted in aid of (1) the Mass Transit
Bye-laws against protestors who unlawfully and wilfully obstructed or interfered with the proper
use of the MTR system in MTR Corp Ltd v Unknown Persons [2019] 4 HKLRD 446; and (2) the
T T
Airport Authority Bye-law against persons unlawfully obstructing or interfering with the proper use
of the Hong Kong International Airport in Airport Authority v Persons Unlawfully Obstructing or
Interfering with the Proper Use of the Hong Kong International Airport [2019] HKCFI 2104.
U U
V V
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A A
refused to give consent to relator proceedings. In answering the question
B
in the negative, the House of Lords laid down important general principles B
on the use of civil injunctions in aid of the criminal law. B & Q and the
C C
line of authorities to follow saw an extension of this jurisprudence to cases
grant injunctions in aid of the criminal law must be exercised with great
I I
caution. There are three overlapping primary reasons:
J J
(1) The injunctions sought are usually in identical or almost
K K
identical terms to the criminal law that they seek to aid.
27
U The judgment in Bovis was delivered on 18 April 1988. U
V V
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A A
legislature has imposed in the criminal statute; determination
B
of guilt of the offender by a civil court in the contempt B
proceedings without the safeguards in a criminal trial; double
C C
jeopardy which the offender may have to face if after
J
inadequate; and that it follows that the local authority should J
be reluctant to seek and the court should be reluctant to grant
K K
an injunction which if disobeyed may involve the infringer in
L sanctions far more onerous than the penalty imposed for the L
offence. After referring to Lord Wilberforce’s observation
M M
in Gouriet, his Lordship said that “there must certainly be
N something more than infringement before the assistance of N
R
ordinarily speaking, be the primary means of enforcement. R
As Bingham LJ in Bovis at p 714b-c reasoned, where the
S S
legislature has shown a clear intention that the criminal law
T T
28
Similar concerns were expressed by Viscount Dilhorne at pp 490H-491B; Lord Diplock at
U pp 498F-500C; and Lord Fraser of Tullybelton at p 521C-E. U
V V
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A A
should be the means of enforcing compliance with a statute,
B
the reasons for using the power with caution are plain and B
were fully explained by their Lordships in Gouriet; and the
C C
criminal law should ordinarily be pursued as the primary
the criminal law by civil injunctions, Bingham LJ, after reviewing the
I I
earlier authorities including Gouriet and B & Q, stated at p 714g-j three
J guiding principles: J
K K
(1) The jurisdiction is to be invoked and exercised exceptionally
P P
(3) The essential foundation for the exercise of the court’s
Q discretion to grant an injunction is not that the offender is Q
V V
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A A
28. Those principles were applied in subsequent cases while this
B
jurisprudence continued to develop. In Richards, Kerr LJ, after reviewing B
the authorities including Bovis, expressed at [38] the broad test to be:
C C
achieved, the test has to some extent broadened the principles summarized
G G
by Bingham LJ: see Hein, per Waller LJ at [75]. Waller LJ also observed
H H
at [77] that Kerr LJ had cited with approval Millet J’s judgment in
I
Wychavon District Council v Midlands (Special Events) Ltd (1987) 86 I
LGR 83, at 87, that if a local council has good grounds for thinking that in
J J
any given case compliance with the law will not be secured by prosecution,
K it is entitled to apply for a quia timet injunction. That said, while the cases K
since Bovis suggest a somewhat broader approach, the essential principles
L L
remain those summarized by Bingham LJ: Shafi, per Sir Anthony Clarke
M MR and Rix LJ at [33] - [36]. M
N N
29. In contrast to the criminal law, the injunction is essentially
O preventive in nature. As Sir Martin Nourse in Hein, at [72], explained: O
P “As I see it, the real question is whether the civil court should P
approach the matter on the basis that in this type of case it must
Q
leave the matter to the criminal law, ie wait until an offence has Q
been committed, or whether, where it is obvious that a criminal
offence will be committed which will involve suffering or
R serious disadvantage to those which the criminal law was R
designed to protect, the civil court should grant relief,
preventing the criminal offence taking place.”
S S
criminal law may be granted are not closed. In Richards, Kerr LJ at [45]
U U
V V
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A A
and [46] identified from the authorities the two broad categories of cases
B
in which civil injunctions in aid of the criminal law had been granted: B
C (1) Cases where the scale of the criminal penalties available, and C
However, his Lordship at [47] emphasized that the two categories are no
L L
more than illustrations in different contexts of the broad test he had referred
M to (see [28] above). It means that the court may grant injunction in aid of M
the criminal law when new circumstances so warrant. This reflects the
N N
width and flexibility of the equitable jurisdiction in granting injunctions.
O O
R
into account by the Attorney General in determining whether the public R
interest is likely be best served by resorting to this exceptional procedure
S S
for enforcing the criminal law. At p 481F-H, Lord Wilberforce listed
T
some other policy considerations that the Attorney General has to take into T
account, including whether the law will best be served by the threat of the
U U
V V
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A A
preventive action, and whether the injunction is likely to be effective or
B
may it be futile. B
C C
32. As seen, whether the legislation which the injunction seeks to
M
manner proscribed is a crime aimed at arousing sentiments for the M
independence of Hong Kong, and thus also endangers national security. 29
N N
Preamble to the Basic Law. Those are the primary purposes of the “one
T T
29
U Decision, [45]. U
V V
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A A
country, two systems” policy. Giving them effect, BL 1 declares that the
B
HKSAR is an inalienable part of the PRC; and BL 12 stipulates that the B
HKSAR shall be a local administrative region of the PRC, which shall
C C
enjoy a high degree of autonomy and come directly under the Central
D People’s Government. D
E E
36. The NSL is likewise enacted for the same primary purposes
F of, among others, ensuring the resolute, full and faithful implementation of F
the “one country, two systems” policy under which the people of Hong
G G
Kong administer Hong Kong with a high degree of autonomy, safeguarding
H national security and maintaining prosperity and stability of the HKSAR: H
NSL 1.
I I
V V
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A A
Region to perform that duty accordingly; NSL 3(3) imposes
B
the specific duty on the executive authorities, legislature and B
judiciary to effectively prevent, suppress and impose
C C
punishment for any act or activities endangering national
J
the safeguarding of national security, and not to engage in any J
act or activity endangering national security; and a resident
K K
standing for election or assuming public office to confirm in
T T
30
On 23 March 2024, the Safeguarding National Security Ordinance (lnstrument A305) came into
U force. U
V V
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A A
social organizations, the media, and the internet; and NSL 10
B
requires the Region to promote national security education in B
schools and universities and through social organizations, the
C C
media, the internet and other means to raise the awareness of
I I
40. As to how the court should carry out the mandate in NSL 3(3),
J J
the Court of Final Appeal emphasized in Secretary for Justice v Timothy
V V
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A A
42. Further, NSL 8 specifically mandates the court to apply the
B
NSL and all local laws for prevention, suppression and punishment of B
offences endangering national security as follows:
C C
F F
N 44. Most relevantly, the court under the mandate of NSL 8 must N
S S
45. The general principles for injunctions in aid of the criminal
T T
law, which originate from non-national security contexts, when applied for
U
safeguarding national security, are necessarily subject to the above U
V V
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A A
mandates in the NSL. Further, in recognition of the legislative intent that
B
the NSL is to operate in tandem with local laws, seeking convergence, B
compatibility and complementarity, subject to NSL 62 which gives priority
C C
to the NSL for inconsistencies (HKSAR v Lai Chee Ying (2021) 24
D HKCFAR 33, at [29]), they must evolve, as they are so capable of in equity, D
to give full effect to those mandates. The general principles thus
E E
developed may be stated as follows.
F F
46. First, although the NSL does not intend it to be the only means
G G
of enforcement, the criminal regime, especially the NSL itself, covering
H investigations, pre-trial applications, prosecutions, and penalties, is H
evidently the most powerful legal means for preventing, suppressing and
I I
punishing acts and activities endangering national security. In contrast, a
J civil injunction in aid of the criminal law primarily aims at one particular J
aspect, that is, preventing such acts and activities. It complements the
K K
criminal regime in that regard as a supplementary tool.
L L
help the criminal law achieve its public interest purpose of safeguarding
O O
national security. Implicit in necessity is utility. For if the injunction is
P of no or little utility, it will provide no or minimal assistance to the criminal P
S
complementary role, is necessary to assist the criminal law for S
safeguarding national security.
T T
U U
V V
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A A
48. Under this necessity test, mere infringement of the criminal
B
law is not enough because infringement alone does not necessarily mean B
that the criminal law is inadequate to achieve its public interest purpose of
C C
safeguarding national security. On the other hand, it does not require
D proof of certainty that nothing short of the injunction would achieve the D
purpose or that the injunction would provide greater deterrence than what
E E
the criminal law has already provided, as the Judge decided. That is too
F high a threshold for the injunction, as a supplementary tool to complement F
the criminal law, to meet. Further, it may unduly fetter the court’s power
G G
to grant the injunction in cases when justice and convenience clearly so
H warrant, contrary to the mandate in the NSL that the equitable jurisdiction H
49. Referring to NSL 3 and NSL 8, Mr Benjamin Yu, SC, for the
K K
Secretary,31 submits that the overall approach is to grant the injunction
L unless the court considers that it would not have any effect in preventing, L
be granted. That approach focuses solely on utility. It does not ask the
Q Q
central question if it is necessary to invoke the assistance of the injunction,
R R
thereby missing the fundamental point that it is a supplementary tool to
S
complement the criminal law in achieving its public interest purpose of S
safeguarding national security. Moreover, it appears to be a wholesale
T T
31
U Together with Mr Jenkin Suen SC. U
V V
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A A
displacement of the well-established common law principles for
B
injunctions in aid of the criminal law. Such a drastic step is unwarranted B
when those principles can be suitably developed to give effect to the
C C
mandates in the NSL for safeguarding national security.
D D
50. Third, necessity of the injunction is a context-specific
E E
question, entailing a careful evaluation of all the relevant circumstances.
F Since circumstances vary, the categories of cases where the injunction may F
J
shows that enforcement by prosecutions alone will not J
achieve the public interest purpose of safeguarding national
K K
security; or
L L
(2) where there are situations in which it is imperative for the
M court to intervene at once to prevent the continuation of an M
P P
51. We turn next to the question of deference.
Q Q
R
52. The concept of judicial deference to the executive’s evaluative R
assessment on national security is well-established at common law. For
S S
more recent authorities, see CCSU v Minister for Civil Service [1985] AC
T
374; Secretary of State for the Home Department v Rehman [2003] 1 AC T
153; R (Begum) v SIAC [2021] AC 765. It is based on both constitutional
U U
V V
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A A
and institutional reasons. For constitutional reasons, it is the executive
B
(and not the court) which has the responsibility for assessing and B
addressing risks to national security. The court is tasked to uphold the
C C
rule of law, administer justice and adjudicate disputes independently. In
D exercising its judicial function, the court must recognize the constitutional D
boundaries between executive, legislative and judicial power. It reflects
E E
the allocation of different functions to the executive and the court under
F the constitutional design. For institutional reasons, the executive (and not F
the court) has the requisite experience, expertise, resources and access to
G G
information and intelligence which make it best suited to making
H evaluative judgments on those matters. The court’s expertise lies in the H
law, interpreting and applying the law, and resolving constitutional and
I I
legal issues in accordance with the law. It is a recognition of the
J differences in institutional capacities and expertise possessed by the J
process to address the risks ordinarily takes two steps: (1) making an
M M
assessment based on the relevant national security considerations; and (2)
N devising measures in response. The counter-measures necessarily vary N
according to the needs and circumstances, including the nature, level and
O O
extent of the risks involved, the effectiveness of the means available to
P address them; and the acceptability or otherwise of the consequent danger. P
S
at p 405E, famously observed: “Those who are responsible for the national S
security must be the sole judges of what the national security requires”.
T T
U U
V V
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A A
54. That is what the Government did in the present case. The
B
Chief Executive first by the Certificate made the assessment that the 4 Acts B
involve national security as they pose national security risks and are
C C
contrary to the interests of national security. The executive next assessed
D and decided that the measure of a civil injunction in aid of the criminal law D
would be of utility and indeed necessary to reduce or eliminate the risks
E E
posed to national security by the 4 Acts.
F F
55. The same two-step approach was also adopted by the UK
G Government in A v Secretary of State for the Home Department [2005] 2 G
J
15 of the Convention for the Protection of Human Rights and Fundamental J
Freedoms. That formed the assessment at the first step. Accordingly, it
K K
made the Human Rights Act 1998 (Designated Derogation) Order 2001,
L designating the UK’s proposed derogation, under article 15, from the right L
to personal liberty guaranteed by article 5(1) of the Convention, as
M M
scheduled to the Human Rights Act 1998, and, by section 23 of the
N Anti-terrorism, Crime and Security Act 2001, provided for the detention of N
T
policy entrusted to the executive, the court, in adjudicating disputes arising T
from or involving them, will give deference to the executive’s decision in
U U
V V
- 32 -
A A
each of the two steps. This gives rise to two related issues. For each of
B
the two steps: (1) what is the appropriate extent of judicial deference to be B
given to the executive’s decision; and (2) in light of the deference given,
C C
what is the judicial role, if any, in examining the executive’s decision.
D D
57. In respect of the first step, as in the present case, when the
E Chief Executive issues a certificate under NSL 47 certifying that an act E
J
Lords held that great weight was to be accorded by the court to the J
assessment by the UK Government that there was a public emergency
K K
threatening the life of the nation within the meaning of article 15 of the
R
the circumstances of the case; and that this is not abdication of judicial R
duties but is an acknowledgement that the court is not in a position to
S S
substitute its opinion for the opinion of those responsible for national
T
security: per Lord Fraser at p 402C; per Lord Scarman at pp 404E, 405E, T
406B-G; per Lord Diplock at p 412F; and per Lord Roskill at p 420E. On
U U
V V
- 33 -
A A
the facts, their Lordships held that it was for the executive to decide
B
whether the requirements of national security outweighed those of fairness B
for the consultation process with trade unions. Giving deference to the
C C
executive, the court approached it as a matter of evidence to consider if the
J
movement in a foreign country would be prejudicial to UK’s national J
security might involve delicate questions of foreign policy. They were all
K K
within the competence of responsible ministers and not the court. The
L court was not entitled to substitute its own view for that of the L
decision-maker on questions of pure expediency. At [54], he listed three
M M
functions of the court in national security cases. First, the court must
N ensure that the factual basis for the executive’s opinion that the decision is N
held. Third, where the issues do not lie within the exclusive province of
Q Q
the executive.32 For such issues, he gave as an example the question as
R to whether deporting someone would infringe his fundamental right against R
S S
T T
32
Mr Yu also asks us to note that in Begum, the English Supreme Court at [70] and [71] applied a
U similar approach in the context of the UK Special Immigration Appeals Commission. U
V V
- 34 -
A A
torture or inhuman treatment, over which question the executive has no
B
constitutional prerogative. B
But once this fact has been proved, the court will not substitute its own
F F
views on what is required in the interests of national security, or what
G action is needed to protect such interests, such as an injunction in the G
combating national security risks does not lie within its exclusive province,
L L
the executive enjoys no constitutional prerogative. In discharging its
M judicial function, the court will give appropriate deference to the executive M
but will make its own judgment on the issue as required. The authorities
N N
show that there are at least three areas where the court has been held to be
O qualified to make its own judgment while giving the executive deference. O
33
U See also Part 2.4 below. U
V V
- 35 -
A A
issue, national courts were required to afford the appellants
B
under detention effective protection by adopting an intensive B
review of whether such a right had been impugned, and the
C C
courts were not precluded by any doctrine of deference from
scrutiny. On the facts, they held that the measure did not
G G
satisfy the proportionality test and amounted to
H discrimination. H
I I
(2) Where the requirement of fair trial is in issue: A, per Lord
J
Bingham at [39]. J
R
involved a balancing exercise between the public interest in R
open justice and the public interests relied upon in favour of
S S
privacy; and that the Civil Procedure Rules, for equally good
T
constitutional reasons, allocates the performance of that T
balancing exercise to the court, and not the executive. He
U U
V V
- 36 -
A A
further noted at [46] that in striking the balance, the court
B
should give appropriate (and considerable) respect to properly B
reasoned national security assessments but the court must also
C C
be astute to consider and probe such assessment with care.
G 62. In so performing its judicial role, the court does not cross the G
J
require. On the contrary, the court is very much aware of the heavy J
burden resting on the Government to protect national security and all who
K K
live in the HKSAR. The court is also acutely conscious that the
decision maker. But at the same time, when constitutional or legal issues
O O
arise, under the constitutional design of the Region, it is the function of the
P court, and not the executive, to resolve them: see A, per Lord Nicholls at P
R
63. Here, the issue is whether an injunction is necessary to aid the R
criminal law in addressing the national security risks. Since an injunction
S S
is a form of judicial remedy which only the court can grant, that issue does
T
not lie within the exclusive province of the executive. Rather, it is T
eminently a legal question for the court, and the court alone, to decide.
U U
V V
- 37 -
A A
The court will have to make its own judgment guided by the approach and
B
the principles as expounded in this judgment, while giving considerable B
deference to the executive’s decision to invoke the court’s jurisdiction. In
C C
answering the question, the court no doubt bears firmly in mind its
I I
65. As noted, cautions had been expressed in the authorities on
J perceived unfairness arising from contempt proceedings and criminal J
proceedings involving the same facts.34 This explains why the court must
K K
exercise great caution before granting the injunction. Echoing those
L cautions and accepting the submissions of Mr Abraham Chan SC, amicus L
curiae,35 the Judge concluded that there are conflicts and inconsistencies
M M
between the injunction and the NSL regime that the former would not
N operate coherently with the latter. With respect, and despite Mr Chan’s N
in any injunction granted in aid of the criminal law. However, that alone
Q Q
would not render the contempt proceedings incompatible or incoherent
R with the criminal regime. Otherwise, no such injunction could ever be R
S S
T T
34
See [26(1)] above.
35
Leading Mr Martin Ho.
U U
V V
- 38 -
A A
granted. So as a matter of principle, the perceived unfairness per se is not
B
a ground for refusing to grant the injunction. B
criminal proceedings although they may arise from the same facts: Director
D D
of Public Prosecutions v Tweddell [2002] 2 FLR 400, per Latham LJ at
E [14]. Contempt proceedings are founded on the inherent jurisdiction of E
the court to enforce its orders with the primary purpose of preventing
F F
interference with the due administration of justice, which is different from
G criminal proceedings for maintenance of law and order. Mr Chan submits G
J
offences endangering national security in the NSL cover contempt J
proceedings in relation to violation of the injunction. However, it is well
K K
established that given the clear distinction between contempt proceedings
R
his right to a fair trial is fully protected at every stage of the contempt R
proceedings.
S S
V V
- 39 -
A A
adjourn contempt proceedings pending the outcome of the criminal
B
proceedings where it is satisfied that there would otherwise be a real risk B
of prejudice which might lead to injustice. In an extreme case, the court
C C
may even stay either the contempt proceedings or criminal proceedings.
address any concern about the impression as regards the proper and fair
G G
administration of justice by the Secretary bringing both proceedings
H against the same person for precisely the same circumstances. H
I I
70. Further, in terms of punishment for contempt, it is
J
well-established that the court will avoid punishing the offender twice for J
the same events: Hale v Tanner (Practice Note) [2000] 1 WLR 2377, per
K K
Hale LJ (as she then was) at p 2381. Contempt proceedings are ordinarily
L dealt with first, which would ensure that, if proved, the contemnor would L
be punished before any sentence in parallel criminal proceedings:
M M
Secretary for Justice v Chan Po Hong [2022] 5 HKLRD 185, per
N Coleman J at [67]. In Slade v Slade (CA) [2010] 1 WLR 1262, Wall LJ at N
[35] - [38] identified three guiding principles for punishing the contemnor:
O O
(1) The court is not sentencing for the criminal equivalent of what
P P
the contemnor has done. (If that occurred, the sentence
Q would be reduced by the appellate court: Smith v Smith [1991] Q
R
2 FLR 55, per Neill LJ at p 63E-F, and per Balcombe LJ at p R
64F-G; Tweddell, ibid.)
S S
T T
U U
V V
- 40 -
A A
(2) The court should know and should have as much information
B
as possible about the parties and any concurrent criminal B
proceedings relating to the same or similar facts.
C C
F F
These principles ensure that the contemnor is punished for the contempt
G and not the criminal aspect of the same conduct and the sentence is G
K
features of the NSL regime that he identified. Noting some differences in K
procedure, the Judge doubted if contempt proceedings would operate
L L
compatibly and coherently with the procedural requirements mandated by
work compatibly with the NSL regime for safeguarding national security.
R R
S S
T T
36
Decision, [67] and [68].
37
U Cap 4A. U
V V
- 41 -
A A
72. The Judge highlighted two specific areas as examples of the
B
purported conflicts or inconsistences: B
But it is settled that the court will apply the criminal standard,
H H
that is, proof beyond reasonable doubt, because of the penal
I I
consequences: Kao Lee & Yip v Donald Koo (2009) 12
J
HKCFAR 830, at [30]; Cheung Kai Yin per Lam VP (as Lam J
PJ then was) at [24] - [27]. Third, risks of inconsistent
K K
findings. However, it is well-established that subject to any
S S
(2) There are time limits for prosecution of offences under
T
sections 7(2) and (4) of the NAO and section 10 whereas there T
38
U Decision, [68]. U
V V
- 42 -
A A
is no such time limits for contempt proceedings. The Judge
B
queried if the injunction had the effect of overriding the B
statutory limits, which is a matter for the legislature.39 With
C C
respect, such a view conflates the very different purposes
statutory limits.
I I
J
73. For the above reasons, the Judge’s finding of conflict or J
inconsistency that would render it inappropriate to grant the injunction
K K
cannot be supported.
L L
D2.4 Potentially engaging the right to freedom of expression
M M
74. Relating to the judicial function of the court discussed at Part
N D2.2 above is the fourth aspect of the injunction, namely, it may potentially N
injunction seeks to enjoin. For the right is not a licence to commit any
Q Q
criminal offence, let alone the 4 Acts. However, as the Judge rightly
R observed, potential “chilling effects” as described above, though not R
T T
39
Decision, [69].
40
U See [17] above. U
V V
- 43 -
A A
75. Under both the Basic Law and the NSL, the court has the duty
B
to ensure that the injunction does not unjustifiably interfere with that right. B
NSL 4 provides that fundamental rights guaranteed under the Basic Law
C C
and the Hong Kong Bill of Rights Ordinance shall be protected in
O (2) Its scope should not be wider than that of the criminal law. O
P P
(3) It is not an open-end exercise testing the injunction against
Q every fundamental right listed in the Basic Law and the BOR Q
77. The Judge found that subject to utility, the injunction satisfied
T T
the proportionality test. We disagree with his view on utility but
U U
V V
- 44 -
A A
otherwise agree with his analysis and conclusion on proportionality. As
B
is entirely consistent with the Secretary’s stance throughout that he does B
not seek to ban the Song per se but only targets the 4 Acts, Mr Yu fairly
C C
accepts that the injunction should contain exceptions to make it crystal
D clear that legitimate acts and activities in connection with the Song will not D
be prohibited.
E E
G 78. The fifth aspect of the injunction is its contra mundum effect. G
For it to be truly effective, the injunction applies to everyone in Hong
H H
Kong. It binds not only the Defendants but also “newcomers”, that is,
I persons who are not parties to the proceedings. They are neither the I
Defendants nor identifiable, and who have not yet committed or threatened
J J
to commit the prohibited acts, but may do so in the future.
K K
79. In this regard, Mr Chan draws our attention to the perceived
L L
lack of opportunity for a non-party to be heard and make contrary
M
representations prior to being made subject to the injunction, and possible M
liability for contempt irrespective of whether he knows of its contents when
N N
it has been served by alternative means. His submissions largely echo the
courts, some of which support the Judge’s and Mr Chan’s concerns, such
Q Q
as Canada Goose UK Retail Ltd v Persons Unknown [2020] 1 WLR 2802
R (CA), the UK Supreme Court clarified the law in relation to newcomer R
U U
V V
- 45 -
A A
(1) Equity recognizes that injunctions may have a coercive effect
B
which extends well beyond the persons named as defendants B
in the relevant order: [155]. There are well-established
C C
situations in which the court grants orders against non-parties
J
injunction is a wholly new type of injunction with no very J
closely related ancestor from which it might be described as
K K
evolutionary offspring, although analogies can be drawn with
R R
(4) In considering whether a newcomer injunction complies with
S procedural and substantive fairness, it is the compliant S
V V
- 46 -
A A
evaluation of potential injustice inherent in the process of
B
granting newcomer injunctions is more likely to be reliable if B
there is no assumption that the newcomers affected by the
C C
injunction are persons so regardless of the law that they will
D breach it, even if the grant necessarily assumes a real risk that D
a significant number would, but for the injunction, violate the
E E
public rights sought to be protected by the injunction: [141].
F F
(5) An ordinary law-abiding newcomer, once notified of the
G existence of the injunction, may be expected to comply with G
J
that the injunction will not have the effect of depriving such J
law-abiding person of the right to make representation to the
K K
court, or risking their exposure to contempt for breach.
L L
(6) For a newcomer who wishes to take further action which
M would be in breach of the injunction, the proper course is not M
R
court. R
adequately addressed the concerns raised by the Judge and Mr Chan on the
T T
contra mundum effect of the injunction. Provided that there are sufficient
U U
V V
- 47 -
A A
safeguards in the injunction to enable any person affected by it or a
B
newcomer to apply to the court for setting aside, variation, clarification or B
to make other representations as appropriate, its contra mundum effect
C C
alone is not a ground for not granting it.
D D
82. Further, as Mr Yu agrees, since it is in substance an ex parte
E injunction, the Secretary, as the applicant discharging his duty of full and E
frank disclosure, should draw the court’s attention to any real points based
F F
on the available evidence that may affect the court’s exercise of the
G discretion, such as the potential engagement of the right of free expression G
I D2.6 Summary I
L
84. First, given its complementary nature, a civil injunction L
should be granted only if its assistance in terms of prevention of the
M M
particular acts or activities endangering national security is necessary to
N
help the criminal law achieve its public interest purpose of safeguarding N
national security. Necessity does not require proof of certainty that
O O
nothing short of the injunction would achieve the purpose or that the
P injunction would provide greater deterrence than what the criminal law has P
V V
- 48 -
A A
Chief Executive under NSL 47, if any; or in other cases, will
B
give great deference to the assessment. B
The court will also firmly bear in mind its constitutional duty
F F
to safeguard national security and the mandate in the NSL to
G fully deploy the equitable jurisdiction to grant injunctions to G
R R
E. THE PRESENT CASE
considered that it was of no real utility and conflicted with the criminal law.
T T
He also had concern over the contra mundum effect of the injunction. For
U U
V V
- 49 -
A A
the analysis and reasons given above, we are of the view that the Judge’s
B
findings and reasoning on the utility of the injunction, its compatibility B
with the criminal law and its contra mundum effect, and accordingly his
C C
exercise of discretion cannot be supported. We do not consider it
counsel advocated and, for the reasons that he gave, came to his own
G G
conclusion not to grant the injunction.
H H
R R
91. Moreover, as is the case of any national anthem, the national
S
anthem of the PRC is a symbol and sign of the State. It represents the S
country with her sovereignty, dignity, unity and territorial integrity and is
T T
the identity of the Chinese people. Misrepresenting the Song as the
V V
- 50 -
A A
under the NAO and, importantly too, constitutes an act endangering
B
national security as it misrepresents Hong Kong as an independent state or B
arouses the sentiments for the independence of Hong Kong.
C C
G G
93. Plainly, there is an immediate need to stop the 4 Acts.
H However, the Song is still freely available on the internet and remains H
S S
95. Second, such is the seriousness of the criminal problems that
T T
the court must intervene immediately to prevent the continuation of the
U U
V V
- 51 -
A A
prevailing unlawful state of affairs; otherwise any further damage to
B
national security would likely to be irreparable. B
C C
96. Third, an injunction is necessary to persuade the IPOs to
U U
V V
- 52 -
A 162. The effect of an internet blocking order, or the A
cumulative effect of such orders against ISPs which share most
B of the relevant market, is therefore to hinder the wrongdoers B
from pursuing their infringing sales on the internet, without them
ever being named or joined as defendants in the proceedings or
C otherwise given a procedural opportunity to advance any defence, C
other than by way of liberty to apply to vary or discharge the
order: see again per Arnold J at para 262.
D D
163. Although therefore internet blocking orders are not in
E form injunctions against persons unknown, they do in substance E
share many of the supposedly objectionable features of
newcomer injunctions, if viewed from the perspective of those
F (the infringers) whose wrongdoings are in substance sought to F
be restrained. They are, quoad the wrongdoers, made without
G notice. They are not granted to hold the ring pending joinder of G
the wrongdoers and a subsequent interim hearing on notice, still
less a trial. The proceedings in which they are made are, albeit
H in a sense indirectly, a form of enforcement of rights which are H
not seriously in dispute, rather than a means of dispute resolution.
They have the effect, when made against the ISPs who control
I I
almost the whole market, of preventing the infringers carrying
on their business from any location in the world on the primary
J digital platform through which they seek to market their J
infringing goods. The infringers whose activities are impeded by
the injunctions are usually beyond the territorial jurisdiction of
K K
the English court. Indeed that is a principal justification for the
grant of an injunction against the ISPs.
L 164. Viewed in that way, internet blocking orders are in L
substance more of a precedent or jumping-off point for the
M development of newcomer injunctions than might at first sight M
appear. They demonstrate the imaginative way in which equity
has provided an effective remedy for the protection and
N enforcement of civil rights, where conventional means of N
proceeding against the wrongdoers are impracticable or
ineffective, where the objective of protecting the integrity or
O O
effectiveness of related court process is absent, and where the
risk of injustice of a without notice order as against alleged
P wrongdoers is regarded as sufficiently met by the preservation P
of liberty to them to apply to have the order discharged.”
Q Q
shows how in light of the way the criminal acts in connection with the Song
T T
are conducted on the internet by various unidentifiable persons, it is
U U
V V
- 53 -
A A
impracticable to bring proceedings against each of the wrongdoers. A
B
much more effective way to safeguard national security in such B
circumstances is to ask the IPOs to stop facilitating the acts being carried
C C
out on their platforms, to break the circuit as submitted by Mr Yu.
D Although the IPOs have not taken part in these proceedings, they have D
indicated that they are ready to accede to the Government’s request if there
E E
is a court order. The injunction is therefore necessary. For
F completeness, it should be noted that the evidence before us does not F
indicate that the IPOs have concerns over or difficulties in complying with
G G
the injunction.
H H
broadcasting etc of the Song, but that will take time. However, as
M M
explained, in terms of a forceful, immediate response to aid the criminal
N law in tackling the damage and threats to national security caused by the 4 N
Q Q
100. We finally come to the terms of the injunction.
R R
S
101. For the prohibition of the 4 Acts, accepting that the injunction S
should not be wider than the criminal law, Mr Yu agrees with our
T T
observation that in respect of the NAO, the prohibition should be revised
V V
- 54 -
A A
the HKSAR is concerned. Further, the reference to section 9 of the
B
Crimes Ordinance (now repealed) has to be changed to section 23 of the B
Safeguarding National Security Ordinance (Instrument A305).
C C
Indorsement of Claim and the summons, and for that matter, the Certificate,
G G
all direct at acts committed in relation to the Song with the requisite mens
H rea. They do not specifically refer to the acts of publishing of the 32 items H
Items via the URLs are done with the requisite mens rea. To make good
K K
his submissions, Mr Yu has taken us through the evidence, showing that
L the 32 Items were broadcast or published etc either in circumstances L
the purpose of the injunction, both the requisite actus reus and mens rea
O O
are present for each of the 32 Items and that there is a proper basis for the
P order sought. P
Q Q
103. To address the concern about potential engagement of the
R R
right to free expression, Mr Yu has proposed exceptions, which we accept,
S
for lawful activities conducted in connection with the Song, such as those S
T T
U U
V V
- 55 -
A A
for the purposes of academic activity and news activity, which on the
B
evidence now before us are the two most apparent examples.41 B
C C
104. Finally, to ensure that any person affected by the injunction or
F 105. For the above reasons, we allow the appeal, set aside the F
106. Last but not least, we would like to thank counsel and the
I I
amici curiae for their able assistance.
J J
K K
L L
M M
(Jeremy Poon) (Carlye Chu) (Anthea Pang)
N
Chief Judge of the Vice President Justice of Appeal N
High Court
O O
P P
Mr Benjamin Yu SC and Mr Jenkin Suen SC, instructed by the Department
Q of Justice, for the Plaintiff Q
T T
41
The exception for news activity is made pursuant to the proposal by the Hong Kong Journalists
Association which is accepted by the Secretary for Justice.
U U
V V
- 56 -
A A
Annex
B B
Q Q
(b) Broadcasting, performing, printing, publishing, selling,
R offering for sale, distributing, disseminating, displaying or R
V V
- 57 -
A (i) as to misrepresent it as the national anthem insofar as A
and
E E
I
set out in paragraph 1(a) or 1(b); or I
L L
2. Without limiting the generality of paragraph 1, the acts of
M M
publishing the items via the Uniform Resource Locators (URLs) set out in the
N
Schedule hereunder constitute acts being restrained by paragraph 1(a) and/or N
1(b);
O O
3. The Defendants and each of them shall take such action forthwith
P P
to cause any of the acts as set out in paragraph 1 to cease;
Q Q
4. For the avoidance of doubt, this Order does not prohibit any lawful
R R
acts in connection with the Song, whether its melody or lyrics or in combination,
S conducted for purposes such as academic activity and news activity, provided S
that they do not involve any of the acts as set out in paragraph 1(a) to (d);
T T
U U
V V
- 58 -
A 5. In this Order: A
B B
(a) The Song as defined in paragraph 1(a) and any reference
C thereto include any adaptation of the Song, the melody and/or C
lyrics of which are substantially the same as the Song; and
D D
K K
(ii) The dissemination to the public of –
or concerning news; or
M M
II. observations on news or current affairs;
N N
R
Justice and the Government of the HKSAR (“Government”); (b) exhibiting R
securely at a conspicuous place that is accessible by the public at the Wan Chai
S Division Report Room, No. 1 Arsenal Street, Wanchai, Hong Kong a notice S
containing the QR code linking to this Order; and (c) issuing a press release by
T T
U U
V V
- 59 -
A the Government in which the three aforesaid webpages are set out and the QR A
C C
SCHEDULE
D D
1. Hong Kong Anthem Official | 香港國歌 願榮光歸香港 🇭🇰, 00:00 to 01:42
E E
https://www.youtube.com/watch?v=gLhjkLToSqs
03:40
G https://www.youtube.com/watch?v=0u3yueQa7-s G
R
9. 《願榮光歸香港》正式進行曲版 《Glory to Hong Kong》Formal March R
Edition, 00:00 to 02:00
S
https://www.youtube.com/watch?v=YxptkMBYk2A S
V V
- 60 -
A A
11. 《영광이 다시 오길》 《Glory to Hong Kong》 Korean Ver, 00:00 to 01:44
B B
https://www.youtube.com/watch?v=3R268czrPaE
https://www.youtube.com/watch?v=jXZNOecZreY
D D
13. 《Glory to Hong Kong》《願榮光歸香港》 多國合唱版, 00:00 to 02:00
E https://www.youtube.com/watch?v=7y5JOd7jWqk E
H
15. 願榮光歸香港 (純樂器版), 00:00 to 02:00 H
https://www.youtube.com/watch?v=ZJetLUXmhK4
I I
16. 《願榮光歸香港》 中樂合奏及合唱團版 MV, 00:20 to 02:20
J https://www.youtube.com/watch?v=VHOZuIO5G2s J
V V
- 61 -
A A
23. 《願榮光歸香港》德語版 Möge der Ruhm Hongkong gehören|香港反送中
B B
歌曲|石賈墨, 00:00 to 02:03
https://www.youtube.com/watch?v=4gv-MybAcUU
C C
https://www.youtube.com/watch?v=FjHaT-EQJxc
F F
https://www.youtube.com/watch?v=U2jE2jixKK4
I I
28. 《願榮光歸香港》光輝版, 00:00 to 02:00
J J
https://www.youtube.com/watch?v=4qNmhaWxTbo
K 29. "Glory to Hong Kong" - Anthem of The Hong Kong Protests [ENGLISH K
LYRICS], 00:00 to 01:55
L
https://youtu.be/6yjLlYNFKCg L
- END -
T T
U U
V V