M10.5 Initial Airworthiness (Part 21) Power Notes
M10.5 Initial Airworthiness (Part 21) Power Notes
3
LEARNING OUTCOMES
• At the end of this lesson, you should be able to:
∆ Explain Aircraft Airworthiness Requirements.
∆ Explain Aircraft Design and Production Approval.
∆ Explain Aircraft Instructions for Continuing Airworthiness.
∆ Explain Design and Production Organisation Approval.
∆ Explain the Regulations and Requirements on Certificate of
Registration.
∆ Explain the Regulations and Requirements on Certificate of
Airworthiness.
∆ Explain the Regulations and Requirements on Permit to Fly.
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IMPORTANT DEFINITION
Self Study: Find the definition for the word given below in
the Malaysian Civil Aviation Regulations 2016.
• Free Balloon. • Continuing Airworthiness.
• Captive Balloon. • Flight Crew.
• Small Balloon. • Airworthy.
• Day. • Contracting State.
• Aeroplane. • State of Registry.
• Aircraft.
• State of Design.
• Small Unmanned Aircraft.
• Small Unmanned
Surveillance Aircraft.
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TABLE OF CONTENTS
1. INTRODUCTION TO AIRCRAFT
a. Aircraft Definition
b. Aircraft Classification
2. AIRWORTHINESS REQUIREMENTS
a. Annex 8 – Airworthiness of Aircraft
d. Airworthiness Codes
e. Authority Requirements
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3. DESIGN AND PRODUCTION APPROVAL
a. Classification of Aeronautical Product
b. Design Approval
c. Production Approval
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3. CERTIFICATE OF REGISTRATION
a. Regulations and Requirements Related to Certificate of Registration
b. Aircraft Identification and Markings
4. CERTIFICATE OF AIRWORTHINESS
a. Regulations and Requirements Related to Certificate of Airworthiness
5. PERMIT TO FLY
a. Regulations and Requirements Related to Permit to Fly
b. Ferry Permit
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INTRODUCTION TO AIRCRAFT
AIRCRAFT DEFINITION
AIRCRAFT
CLASSIFICATION
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AIRCRAFT OPERATIONS
Air Operation Requirements
10
Initial Airworthiness
Part 21
AIRWORTHINESS Air Operation Requirements
Annex 8
FRAMEWORK
Airworthiness of Aircraft
Certificate of Registration
Permit to Fly Ferry Permit
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ANNEX 8
AIRWORTHINESS OF AIRCRAFT
• Annex 8 contains:
Procedures for Certification and Continuing Airworthiness.
Minimum characteristics needed for an aeronautical product
to be certified = standards / requirements.
• Types of aeronautical product contained in Annex 8
are:
– Large Aeroplanes (Part III of the Annex)
– Helicopters (Part IV of the Annex)
– Small Aeroplanes (Part V of the Annex)
– Engines (Part VI of the Annex)
– Propellers (Part VII of the Annex)
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PART IIIB - LARGE AEROPLANES
• Part IIIB Aeroplanes over 5,700 kg for which application
for certification was submitted on or after March 2004.
– Chapter 1 General
– Chapter 2 Flight
– Chapter 3 Structure
– Chapter 4 Design and Construction
– Chapter 5 Powerplant
– Chapter 6 Systems and Equipment
– Chapter 7 Operating Limitations and Information
– Chapter 8 Crashworthiness and Cabin Safety
– Chapter 9 Operating Environment and Human Factors
– Chapter 10 Security
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LARGE AEROPLANES
CHARACTERISTICS/STANDARDS/REQUIREMENTS
• The characteristics/standards/requirements in Annex 8
can be divided into 4 main categories:
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AIRWORTHINESS CODES
• Based on the standards set in Annex 8, each State need
to establish its own comprehensive and detailed
Airworthiness Codes or would select a comprehensive
and detailed code established by another contracting
States.
• Example: Flutter and Vibration Requirements
• The Airworthiness Codes will be the Certification Basis
when Authority certifying an aircraft.
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ANNEX 16
AIRCRAFT NOISE, ENGINE
EMISSIONS AND
ENVIRONMENTAL
PROTECTION
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Annex 16
• Annex 16 are divided into 3 volumes:
In-Class Assignment:
Based on MCAR 2016 and CAD 1601 explain the regulation and
requirements on Aircraft Noise Certificate.
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OPERATIONAL SUITABILITY
DATA
• Operational Suitability Data (OSD) is an aircraft type
related data necessary for safe operation.
• It covers 5 domains:
1. Flight Crew Training Data : CS - FCD
2. Simulator Data : CS - SIMD
3. Cabin Crew Training Data : CS - CCD
4. Maintenance Certifying Staff Data : CS - MCSD
5. Master Minimum Equipment List (MMEL): CS - MMEL
• OSD closed the gap between aircraft design and
operations.
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OSD
• OSD ensures that aircraft can be operated safely by
making sure that all necessary information is available
before entry into service.
* Relevant Case Studies - Boeing 737 Max MCAS Problems.
• Compliance with OSD certification basis need to be
shown during Type Certification process.
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AUTHORITY REQUIREMENTS
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AIRCRAFT MASS AND BALANCE
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AIRCRAFT MASS AND BALANCE
In-Class Assignment: Based on CAD 6805 explain:
02
I. Owner Responsibilities
II. CAMO Responsibilities
III. AMO Responsibilities
IV. Operator Responsibilities
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AIRCRAFT RADIO STATION
LICENCE
• MCAR 2016 Regulation 41 states that:
(1) The pilot-in-command shall not fly an aircraft unless it is
equipped with radio and radio navigation equipment which
comply with the law of the State of Registry or the State of
the Operator and enable communications to be made
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DESIGN APPROVAL
• MCAR 2016 Regulations 23 states that, “All
aeronautical products shall be approved or validated
by the Authority and for that purpose, the Authority
may issue to any person—
Type Certificate (TC), Restricted
a) A Type Certificate or Type Certificate
validation to a Type & TCDS
Certificate. Supplemental TC
Validated TC & STC
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CLASSIFICATION OF
AERONAUTICAL PRODUCTS
• Aeronautical product normally are assigned to a
particular “Class”,
Class I product – a complete aircraft, engine, or propeller which
has been type certificated in accordance with the appropriate
airworthiness requirements and for which the necessary type
certificate data sheets or equivalent have been issued.
Class II product – a major component of a Class I product such
as wing, fuselage and empennage surface, the failure of which
would jeopardize the safety of a Class I product or any part,
material or system thereof.
Class III product – any part or component which is not a Class I or
Class II product, and includes standard part.
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Design Approval 2
Type Certificate (TC), Restricted Type Certificate
& TCDS
Standard Parts
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TYPE CERTIFICATE (TC) & RESTRICTED
TYPE CERTIFICATE (RTC)
• Type Certificate (TC) signifies that a certain types of:
aircraft,
engines or
propeller
design has been approved by the Authority and it
conforms to airworthiness requirements set by the
Authority.
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TYPE CERTIFICATE (TC) & RESTRICTED
• Restricted Type Certificate is issued for aeronautical
TYPE CERTIFICATE (RTC) 2
product which unable to comply with Annex 8 and 16.
2. TC Approval Validity
6. TC Approval Transferability
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SUPPLEMENTAL TYPE CERTIFICATE
• It is common for commercial aircraft to experience
changes in its design due to many factors.
• These changes (modification) can be either “minor” or
“major”.
• A Supplemental Type Certificate (STC) is a certificate
issued when an applicant has received the Authority
approval to carry out major modification to an
aeronautical product from its original design.
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VALIDATED TC & STC
(VTC & VSTC)
• For an Aeronautical product that already has a Type
Certificate or Supplemental Type Certificate, Authority
may issue a Validated TC or Validated STC
(VTC or VSTC) instead of issuing a new TC or STC.
• Similar to TC or STC, a VTC or VSTC signifies that a
certain type of aircraft, engine, or propeller
design/major modification has been approved by the
Authority and it conforms to airworthiness
requirements set by the Authority.
• The process of issuing a VTC or VSTC is less complicated
compared to the process of issuing a TC or STC.
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In-Class Assignments
• Based on CAD 8107, explain:
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In-Class Assignments
• Based on CAD 8108, explain:
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TECHNICAL STANDARD ORDER
• A Technical Standard Order (TSO) is a minimum
performance standard for specified materials, parts,
and appliances used on civil aircraft.
• TSO authorization is both design and production
approval.
• Receiving a TSO Authorization is not an approval to
install and use the article in the aircraft.
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PART MANUFACTURING APPROVAL
(PMA)
• Part Manufacturing Approval (PMA) is a design and
production approval for modification and replacement
articles, normally given to Non-OEM (Original
Equipment Manufacture).
• It is issued by Federal Aviation Administration (FAA).
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STANDARD PARTS
• A standard part is a part or material that conforms to
an established industry or country standards.
• Examples of standards for parts include, but are not
limited to;
– National Aerospace Standard (NAS).
– Army-Navy Aeronautical Standard (AN).
– Society of Automotive Engineers (SAE).
– American National Standards Institute (ANSI).
AN 363-720 Nut
AN 173-7 Bolt
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• The Authority does not certify the manufacturers of
standard parts. However, when a type design calls for
the installation of a standard part, the Authority may
conduct surveillance on the manufacturer and/or
supplier of that part.
• A standard part must conform to the designated part
specification in order to qualify as a standard part.
• Accordingly, the production of a standard part offered
for sale for installation on a type-certificated product
where that part does not conform to the standard part
specification may be a violation of the regulations.
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• When purchasing and installing standard parts,
consider the following:
– A Certificate of Conformity (C of C) should be provided by the
producer of a standard part.
– A standard part should carry a mark indicating the part has
been produced in accordance with the specification
requirements.
– A part is no longer considered “standard” if it is used in a
critical application that imposes qualification or quality
control requirements beyond the standard specification.
– To facilitate traceability, commingling like fasteners from
different lots is not recommended.
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PRODUCTION CERTIFICATION
• When a product has been completed by the production
organisation, the product must be certified that it
meets all the airworthiness requirements set by the
Authority.
• For aircraft component including engine, propeller etc.
this can be done by an approved production
organisation by issuing Authorised Release Certificate
(ARC).
• State of Manufacture Authority may issue Export
Certificate of Airworthiness, declaring that the aircraft
complies with Type Certification Basis, but does not
allow aircraft to be flown.
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AUTHORISED RELEASE CERTIFICATE
(ARC)
• Authorised Release Certificate is issued for two (2)
purposes:
1. To certify an aeronautical product has been
manufactured in conformity with either
approved/non-approved design data.
2. To certify an aeronautical product has been
maintained in accordance with the Authority
requirements and is considered ready for release to
service.
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AUTHORISED RELEASE CERTIFICATE
• When an aeronautical product has been manufactured,
(ARC)
the Approved Production 2
Organisation (APO) will issue
Authorised Released Certificate (ARC) for that
particular product.
• When an aircraft component has been maintained in
accordance with the Authority requirement, the
Approved Maintenance Organisation (AMO) will issue
Authorised Release Certificate (ARC) for that particular
component.
• ARC under CAAM, EASA and FAA are commonly
referred to as:
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CAAM FORM 1
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EASA FORM 1
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FAA FORM 8130-3
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In-Class Assignments
• Based on CAD 8708, explain:
1. Purpose of CAAM Form 1
4. User/Installer Responsibilities
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EXPORT
CERTIFICATE OF AIRWORTHINESS
• Certify that an aircraft has
been examined and is
considered airworthy in
accordance with a
comprehensive and detailed
Type Certification Basis
established or recognised by
EASA and is in compliance
with those requirements of
the importing state filed with
EASA except as noted below.
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INSTRUCTIONS
FOR
CONTINUING AIRWORTHINESS
• Instructions for Continuing Airworthiness (ICA) is a set
of:
I. descriptive data.
II. maintenance planning.
III. accomplishment instructions.
developed by a design approval holder in accordance
with the certification basis for the aeronautical
product.
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• The ICAs provide air operators with the necessary
information to develop their own maintenance
programme and also for approved maintenance
organizations to establish the accomplishment
instructions.
• It includes but is not limited to documents such as:
– Maintenance Planning Document (MPD)
– Aircraft Maintenance Manual (AMM)
– Component Maintenance Manual (CMM)
– Structural Repair Manual (SRM)
– Illustrated Parts Catalogue (IPC)
– Illustrated Tools and Equipment List (ITEL)
– Service Letter
– Service Bulletin
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INSTRUCTIONS FOR
Aircraft Document Requirements
CONTINUING
• ATA Specification 100
• ATA Specification 2200
AIRWORTHINESS 2
Maintenance Maintenance
Programme Information Information
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DOCUMENT REQUIREMENTS
• To ensure standardisation of all aircraft manual, Air
Transport Association introduced ATA specification 100 and
ATA specification 2200.
• ATA specification 100 contains format and guidelines for
technical manuals published by aircraft manufacturer.
• Numbering system provides a means for identifying and
segregating subject matter by chapter (system), section
(subsystem), and unit (subject).
21 - 51 - 04
Chapter (System) Subject (Unit)
Air Conditioning Air Cycle Machine
Section (Sub-System)
Pack Flow Control and Pack Cooling System
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• Page numbering system is used to make it easier to find
the page relevant to the maintenance work.
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ATA Specification 2200
• ATA Specification 2200 is the standard for content,
structure, and electronic exchange for aircraft
engineering and maintenance information.
• With the advancement in internet technology such as
cloud computing, it is possible to access and exchange
maintenance data using computer or tablet.
• Some of the system are:
– Cessna CESCOM.
– Airbus AirNAV.
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MAINTENANCE PROGRAMME
INFORMATION
DEVELOPMENT PROCESS
MAINTENANCE APPROACH
AIRWORTHINESS MAINTENANCE
LIMITATION SECTIONS + REVIEW BOARD (MRB)
REPORT
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MAINTENANCE APPROACH
• 1st step in developing maintenance programme
information is to determine the maintenance approach.
• There are two (2) maintenance approach used in
developing aircraft maintenance programme
information.
PROCESS APPROACH
TASK APPROACH
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Process Approach
• Process approach is looking at the maintenance in
terms of what type of process the items are placed
under.
Hard-Time
On-Condition
Condition Monitoring
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Hard-Time
• Hard-Time process is used for components that:
– have direct adverse effect on safety.
– reliability degrades with time.
– not possible to determine the airworthiness status of the
component by carrying out maintenance check.
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On-Condition
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Condition Monitoring
• Condition monitoring process is used for components
that:
– Cannot be included under hard-time or on-condition.
– Does not have direct adverse effect on safety.
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Task Approach
• Task approach is looking at the maintenance in terms of
task needed to be carried out on an item at certain
frequency.
• It can be:
– Lubrication and Servicing
– Operational Check and Visual Check
– Inspection and Functional Check
– Restoration and Discard
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AIRWORTHINESS LIMITATION SECTIONS
• Based on the maintenance approach, the aircraft
manufacturer develop Airworthiness Limitation
Sections (ALS).
• ALS normally comprises of documents such as:
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Life Limited Parts (LLP)
• Life-Limited Parts is component in which a mandatory
replacement limit is specified in the type design, the
Instructions for Continued Airworthiness, or the
maintenance manual.
• Can be in terms of Flying Hours (FH), Cycles (CYC), or
Calendar Time (CAL).
• The part may be controlled using a record keeping
system that substantiates the part number, serial
number, and current life status of the part.
• E.g., Engine Fire Extinguishers Bottle Cartridge
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Fatigue and Damage Tolerant Airworthiness Limitation
Items (ALI)
• Aircraft structures are designed using 3 design concept:
1. Safe-Life
2. Fail-Safe
3. Damage Tolerance
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65
• Complex interactions between multiple parameters
such as:
– Operating practices
– Environmental effects
– Load effect
have different effect on damage tolerance of a
structure.
• Therefore, it is vital to detect damage before it
becomes critical.
• Fatigues and Damage Tolerant Airworthiness
Limitations Items (ALI) contains establish inspections or
other procedures to prevent catastrophic failure from
accidental, environmental or fatigue damage.
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Certification Maintenance Requirements (CMR)
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• CMR task intervals are designated in terms of;
– Flight hours
– Cycles or
– Calendar Time
• Major aircraft manufacturers predominantly refer to
two types of CMR task:
One Star CMR (CMR*)
Tasks and intervals are mandatory and shall not be changed or
deleted without the approval of the State of Design Certification
Authority.
Two Star CMR (CMR**)
Changes to task intervals must be supported by an approved
procedure and monitoring programme. Tasks may not be changed or
deleted without the agreement of the State of Registry Authority.
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Critical Design Configuration Control Limitations (CDCCL)
• A CDCCL is an airworthiness limitation that defines
those parameters of the design that must be
maintained to ensure that ignition sources will not
develop within the fuel tank.
• Fuel system are designed with feature that minimized
possible ignition, it is therefore important to ensure the
integrity of this feature must be maintained during
any modification, change, repair or scheduled
maintenance.
– Fuel pump overhaul
– Fuel pump bonding strap
– Fuel gauge wiring
Case Study: TWA Flight 800*
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MAINTENANCE REVIEW BOARD (MRB) REPORT
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MAINTENANCE PLANNING DOCUMENT (MPD)
• Produced by the manufacturer, it is a reference
document for Aircraft Operator to develop their own
Aircraft Maintenance Programme.
• It is a compilation of Maintenance Review Board Report
(MRBR) and Airworthiness Limitations Sections and any
other relevant documents.
• Provides maintenance planning
information necessary for the
operator to develop a customized
scheduled maintenance program.
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MAINTENANCE INFORMATION
• There are many types of data used to carry out
maintenance on aircraft.
• Each manufacturer has its own manual name and
purpose.
• The most commons are but not limited to:
Aircraft Maintenance Manual (AMM)
Component Maintenance Manual (CMM)
Structural Repair Manual (SRM)
Illustrated Parts Catalogue (IPC)
Illustrated Tools and Equipment List (ITEL)
Self Study Assignment:
Read and determine the purpose of each document listed above.
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SERVICE LETTER
AND SERVICE BULLETIN
• Service Letter and Service Bulletin is a means of
communication between aircraft manufacturer and
owner/operator.
• There is no clear definition for Service Letter and
Service Bulletin.
• You may find that different manufacturers may use
Service Letter and Service Bulletin for different types of
information.
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SERVICE LETTERS
• Service letters are normally used to provide
information related to:
– in-service issues.
– recommended changes to operating or maintenance
practices.
– troubleshooting suggestions.
– information about future changes to the aircraft.
– resolution of issues related to aircraft or component
production.
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SERVICE BULLETIN
• Service Bulletin is issued by the Type Certificate holder
when there is product improvement/changes.
• When an unsafe conditions of the product is identified
which relates to safety, an Alert Service Bulletin may be
issued.
• Service Bulletin, especially Alert Service Bulletin, can
become mandatory if the Authority issues
Airworthiness Directives in relation to the Service
Bulletin.
• If the manufacturer already aware that Airworthiness
Directives will be issued, they may issue Mandatory
Service Bulletin.
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DESIGN AND PRODUCTION
ORGANISATION APPROVAL
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MCAR 2016 REGULATION 21
• An organisation may engage in any stage of design,
manufacture or construction of any aeronautical
product in Malaysia if the organisation holds a
certificate of approval issued by the Authority.
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APPROVED DESIGN
ORGANISATION
In-Class Assignment: By referring to CAD 8401, list down and
explain the privileges and obligations of an Approved Design
Organisation (ADO)
PRIVILEGES
OBLIGATIONS
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APPROVED PRODUCTION
ORGANISATION
In-Class Assignment: By referring to CAD 8201, list down and
explain the privileges and obligations of an Approved Production
Organisation (APO)
PRIVILEGES
OBLIGATIONS
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CERTIFICATE
OF
REGISTRATION
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AIRCRAFT REGISTRATIONS
REGULATIONS
• Regulation 02 – State of Registry
• Regulation 04 – Aircraft shall be registered
• Regulation 05 – Registration of Aircraft in Malaysia
• Regulation 06 – Qualification for registration
• Regulation 07 – Application for registration
• Regulation 08 – Reservation of registration mark
• Regulation 09 – Expiration and Renewal of Certificate of
Registration
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• Regulation 10 – Aircraft Register
• Regulation 11 – Change of ownership of Malaysian
Aircraft
• Regulation 12 – Change of ownership of Malaysian
aircraft to unqualified person
• Regulation 13 – Deregistration of aircraft registered in
Malaysia
• Regulation 14 – Changes in Aircraft Register
• Regulation 15 – Search for information in Aircraft
Register
• Regulation 16 – Nationality and registration mark
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C of R Format
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C of R C of Except
R FRAMEWORK
FLIGHT
Under Within
Required by all
Permit to Fly & Malaysia only
aircraft flying in or
over Malaysia
I. Small Balloon
II. Meteorological Pilot
Balloons
III. Free Balloons without
Kite Small Unmanned Surveillance payloads
Aircraft IV.Captive Balloons
84
C OF R APPLICATION
In-Class Assignment: Based on CAD 7101, explain the aircraft
registration procedures and the requirements for registration.
ELIGIBLE AIRCRAFT
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NATIONALITY AND REGISTRATION
MARKS REQUIREMENTS
In-Class Assignment: Based on CAD 7, explain the Aircraft
Nationality and Registration Marks Requirements.
86
MALAYSIA FLAG AND THE
WORDING MALAYSIA
• Malaysian Flag and
Malaysian Flag andthetheword
word ‘MALAYSIA’
‘MALAYSIA’ shallshall be of
be painted
appropriate
or affixed by dimension in relation
any other means to the
ensuring aircraftdegree
a similar size and
of
be in contrast on
permanence, to the
bothbackground.
sides of aircraft fuselage, preferably
towards the front or nose of the aircraft.
87
INDENTIFICATION PLATE
In-Class Assignment: Based on CAD 7, explain the Aircraft
Identification Plate Requirements.
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CERTIFICATE OF
AIRWORTHINESS
In-Class Assignment: By referring to MCAR 2016, find and explain
the definition of Airworthy and regulations related to Certificate of
Airworthiness.
Definition of Airworthy
Regulations Related to
Certificate of Airworthiness
(C of A)
89
REGULATIONS RELATED TO
CERTIFICATE OF AIRWORTHINESS
90
C of A Format
91
In-Class Assignment
• By referring to CAD 8301, explain:
1. Certificate of Airworthiness Application Process
2. Certificate of Airworthiness Validity Period
92
PERMIT TO FLY
• MCAR 2016 Regulation 4 of states that.
1. A person may fly an unregistered aircraft if the flight is
in accordance with the conditions of a permit to fly
issued by the Authority and the flight begins and ends
in Malaysia without passing over any State.
PERMIT TO FLY
Within
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PERMIT
• MCAR 2016 Regulation 29TO FLY
of states that.2
1. A person may fly a Malaysian aircraft without a
Certificate of Airworthiness if the person holds a
permit to fly issued by the Authority.
PERMIT TO FLY
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3. Unless with the written permission of the Authority,
the holder of an air operator certificate who holds a
permit to fly shall NOT—
a) fly an aircraft for the purpose of commercial air
transport operations.
b) carry on board a person who is not a member of
the flight crew.
95
In-Class Assignment
• By referring to CAD 8305, explain:
1. Permit to Fly Classifications
2. Organisation Responsible for Issuing Permit to Fly
3. Permit to Fly Application Process
4. Permit to Fly Validity Period
5. Obligations of Permit to Fly Holder
6. Obligations of CAMO
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FERRY PERMIT
• When Certificate of Airworthiness Cease to be In-Force,
Permit to Fly only allows the aircraft to fly within
Malaysia only.
• If the aircraft need to be flown outside of Malaysia, the
operator need to seek for Permit to Ferry from CAAM.
• CAAM may issues Permit to Fly with Flight Conditions
as Permit to Ferry.
• Operator also need to seek clearances from the
appropriate authorities of the respective States over
which the ferry flight will take place.
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Ferry Permit
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END OF PRESENTATION
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