Human Nutrition and Metabolism
Human Nutrition and Metabolism
Human Nutrition and Metabolism
Cardiovascular disease (CVD)3 is the leading cause of mor- The atherogenicity of TAG-rich lipoproteins in the postpran-
tality in most industrialized countries including the United dial state may play a greater role than fasting TAG, prompting
States (1). Diet is a major weapon used in the fight against some authors to suggest that elevated postprandial lipemia is
CVD because of its influence on the myriad of CVD risk a better predictor of CVD than fasting TAG (11,12). Abnor-
factors. Current dietary recommendations call for a low-fat mal postprandial lipemia precipitates production of highly
(⬍30% of energy), low saturated fat (⬍7% total energy), low atherogenic small LDL particles and a reduction in HDL
cholesterol (⬍300 mg/d) diet (2). However, high-carbohy- cholesterol (12), all of which contribute to the causal role for
drate diets are controversial (3,4), because they raise plasma elevated postprandial lipemia in the pathogenesis and progres-
triacylglycerols (TAG) (5) and may adversely affect LDL sion of CVD.
composition (6,7). There has been an alarming increase in the Individuals with a predominance of large buoyant LDL
popularity of diets with the common theme of reducing car- cholesterol have been classified as pattern A, whereas those
bohydrate, prompting concern regarding their safety (8). De- with a predominance of small dense LDL particles are pattern
spite the popularity of very low-carbohydrate diets, very few B (10). Individuals exhibiting higher levels of small dense LDL
scientific studies have evaluated how these diets affect CVD have a greater than 3-fold risk of CVD (13,14). This is most
risk factors (9) and no studies have examined the effect on likely a result of the longer half-life and increased susceptibil-
recently identified CVD biomarkers (i.e., LDL particle size, ity to oxidative modification (15). The fact that LDL is ex-
postprandial lipemia, oxidized LDL, etc). tremely susceptible to oxidative damage has been known for
A recent meta-analysis of prospective studies indicated that some time (16), with it now appearing that the oxidation of
elevated fasting TAG is an independent risk for CVD (10). LDL plays an important role in atherogenesis (17).
The therapeutic value of diet interventions aimed at im-
1
proving CVD risk should take into account factors other than
This study was supported by a grant from the Atkins Foundation, New York,
NY. Published in abstract form [Sharman, M. J., Volek, J. S., Gómez, A. L., Avery just fasting total cholesterol, LDL cholesterol, HDL choles-
Love, N. G., French, D. N. & Kraemer, W. J. ( 2001 ) Fasting and postprandial terol, and TAG. In this study, we evaluated the effect of a
lipoprotein responses to a ketogenic diet. Am. College Sports Med. 33: S213.] ketogenic diet on both fasting and postprandial lipoprotein
2
To whom correspondence should be addressed.
E-mail: jvolek@uconnvm.uconn.edu. metabolism including measures of postprandial lipemia, LDL
3
Abbreviations used: CVD, cardiovascular disease; TAG, triacylglycerol. size and LDL oxidation. As a first step, we studied a normal-
1879
1880 SHARMAN ET AL.
weight normolipidemic population to minimize the confound- genic group kept records each day of the experiment (7 d during
ing effects of weight loss or metabolic abnormalities on the baseline and 42 d during the ketogenic diet) and the control group
dependent variables. Based on our previous work showing a kept 7-d records during wk 1 and 6. All recorded days were analyzed
reduction in fasting TAG and postprandial lipemia after a for nutrient content (Nutritionist V, Version 2.3; N-Squared Com-
ketogenic diet rich in monounsaturated fat and supplemented puting, First Databank Division, The Hearst Corporation, San Bruno,
CA). All intervention foods and supplements were entered into the
with (n-3) PUFA (9), we hypothesized that the ketogenic diet software database and included in the analysis of nutrient intake.
used in this study would result in a similar TAG response, Additionally, dietary compliance was monitored using Ketostix re-
which would in turn result in increased HDL cholesterol and agent strips (Bayer Corporation, Elkhart, IN), which determine qual-
an increase in the average size of LDL particles. itatively the presence of acetoacetic acid in urine. Each subject
maintained a record of color changes on the reagent strips performed
MATERIALS AND METHODS daily at ⬃0800.
Fasting blood collection. Fasting blood samples were obtained on
Subjects. Twenty healthy white men free of metabolic and two separate days at wk 0, 3 and 6 after a 12-h overnight fast and
endocrine disorders volunteered to participate in this investigation. abstinence from alcohol and strenuous exercise for 24 h. Subjects
To enhance compliance to the rigorous ketogenic dietary treatment, reported to the laboratory between 0700 and 0900 h, rested quietly
This is based on differences in particle size (smaller particles migrate Fasting serum metabolic and insulin responses. Com-
further) and calculates the area under the curve for each fraction. We pared with baseline in the men who followed the ketogenic
report the relative percentage of LDL cholesterol in each band and diet, serum -hydroxybutyrate concentrations were signifi-
the mean and peak particle diameter. The peak particle diameter for cantly increased at wk 3 (⫹427%) and remained significantly
phenotype A is generally ⬎25.5 nm, in contrast the major peak for
phenotype B is usually ⬍25.5 nm (22). The determination of a elevated at wk 6 (⫹250%; Table 2). All subjects following the
sample being characterized as either phenotype A or B is based on ketogenic diet had -hydroxybutyrate concentrations ⬎ 0.20
LDL migration rates and is described in detail in Hoefner et al. (20). mmol/L, indicating compliance with the ketogenic diet. Se-
Insulin sensitivity. Because high-fat diets have been associated rum insulin concentrations were significantly reduced at 3 and
with insulin resistance, we estimated insulin sensitivity using the 6 wk (⫺34.2%) in the ketogenic group but unchanged in the
homeostasis model analysis using fasting glucose and insulin concen- control group (Table 2). From 0 to 6 wk, the estimation of
trations (23). Assuming that normal-weight subjects aged ⬍35 y have insulin resistance was not affected in the ketogenic group
a insulin resistance of 1, the values for a subject can be assessed from (0.75 ⫾ 0.62 3 0.52 ⫾ 0.35) or the control group (0.52
the insulin and glucose concentrations by the formula: insulin resis-
tance (near approximation) ⫽ insulin/(22.5e⫺ln glucose). ⫾ 0.41 3 0.51 ⫾ 0.41).
Statistical analyses. Means and SD were calculated for all vari- Fasting serum lipid responses. There were significant
increases in total and LDL cholesterol that returned to values
TABLE 1
Daily intake of dietary energy and nutrients in men who switched from their habitual diet to a ketogenic diet for 6 wk
and in a control group who continued to consume their habitual diet for 6 wk1
1 Values are means ⫾ SD. Ketogenic diet group, n ⫽ 12. Control group, n ⫽ 8. Means in a row with different superscripts differ (P ⱕ 0.05).
2 Percentage of total energy intake.
1882 SHARMAN ET AL.
TABLE 2
Fasting blood lipid, metabolic and insulin responses in men who switched from their habitual diet to a ketogenic diet for 6 wk and
in a control group who continued to consume their habitual diet for 6 wk1
Wk 0 Wk 3 Wk 6 Percent ⌬2 Wk 0 Wk 6 Percent ⌬
TC, mmol/L 4.27 ⫾ 0.8b 4.78 ⫾ 0.9a 4.47 ⫾ 0.81b 4.7% 4.24 ⫾ 1.0b 4.10 ⫾ 1.2b ⫺3.3%
TAG, mmol/L 1.09 ⫾ 0.5a 0.75 ⫾ 0.3b 0.73 ⫾ 0.3b ⫺33.0% 1.14 ⫾ 0.3a 1.08 ⫾ 0.7a ⫺5.3%
HDL-C, mmol/L 1.22 ⫾ 0.2b 1.43 ⫾ 0.3a 1.36 ⫾ 0.4b 11.5% 1.16 ⫾ 0.2b 1.16 ⫾ 0.5b 0.0%
LDL-C, mmol/L 2.87 ⫾ 0.8b 3.22 ⫾ 0.9a 2.99 ⫾ 0.8b 4.2% 2.89 ⫾ 0.9b 2.74 ⫾ 1.1b ⫺5.2%
VLDL-C, mmol/L 0.17 ⫾ 0.1a 0.12 ⫾ 0.0b 0.12 ⫾ 0.0b ⫺29.4% 0.18 ⫾ 0.0a 0.20 ⫾ 0.1a 11.1%
TC/HDL 3.60 ⫾ 0.9 3.45 ⫾ 0.88 3.45 ⫾ 0.9 ⫺4.2% 3.67 ⫾ 0.7 3.59 ⫾ 0.8 ⫺2.2%
Insulin, pmol/L 23.7 ⫾ 16.3a 19.1 ⫾ 12.2b 15.6 ⫾ 8.9b ⫺34.2% 21.5 ⫾ 6.7a 24.3 ⫾ 9.9a 13.0%
1 Values are means ⫾ SD. Data were analyzed with a two-way ANOVA using body weight as a covariate. Ketogenic Diet group, n ⫽ 12, Control
group, n ⫽ 8. Means in a row with different superscripts differ (P ⱕ 0.05). TC, total cholesterol; TAG, triacylglycerol; -HBA, -hydroxybutyrate.
2 Percent change from wk 0 to wk 6.
pattern B subjects had significantly smaller mean and peak subjects. There were no changes from 0 to 6 wk in the
LDL particle diameters, a significantly greater percentage of concentrations of oxidized LDL in either the ketogenic group
LDL-3 and LDL-4, and a significantly smaller percentage of (44.38 ⫾ 33.7 U/L 3 46.45 ⫾ 15.6 U/L) or control group
LDL-1 compared with pattern A subjects. There were no (36.49 ⫾ 10.9 U/L 3 39.56 ⫾ 16.9 U/L).
significant changes in the percentage of any LDL subclasses or Postprandial TAG and insulin responses. Postprandial
the mean and peak particle size in pattern A subjects. There TAG concentrations peaked 3 h after the meal and started to
was a significant increase in peak LDL particle diameter from decline toward fasting values ⬃5 h after the meal (Fig. 3).
25.28 nm to 26.16 nm after the ketogenic diet in pattern B Compared with wk 0, peak postprandial TAG concentrations
subjects (Fig. 2), and also a significant increase in mean LDL were significantly lower (⫺24%) after the ketogenic diet (2.57
particle diameter. There was a significant increase in the ⫾ 1.4 to 1.96 ⫾ 0.7 mmol/L). The area under the postprandial
percentage of LDL-1 and a significant decrease in the percent- TAG curve was also significantly lower (⫺29%) after the
ages of LDL-3 and LDL-4 after the ketogenic diet in pattern B ketogenic diet (17.47 ⫾ 9.3 to 12.39 ⫾ 4.2 mmol/L ⫻ h).
Postprandial insulin concentrations peaked immediately after
the meal at wk 0 and 1 h after the meal at wk 6. Compared
with wk 0, the area under the postprandial insulin curve was
unaffected at wk 6 (339 ⫾ 168 to 283 ⫾ 140 pmol/L ⫻ h).
DISCUSSION
The primary objective of this study was to examine how
healthy normolipidemic, normal-weight men respond to a
ketogenic diet in terms of fasting and postprandial CVD bi-
omarkers. Ketogenic diets have been criticized on the grounds
they jeopardize health (8); however, very few studies have
directly evaluated the effects of a ketogenic diet on fasting and
postprandial risk factors for CVD. Subjects consumed a diet
that consisted of 8% carbohydrate (⬍50 g/d), 61% fat, and
30% protein. Adaptation to this ketogenic diet resulted in
significant reductions in fasting TAG (⫺33%), postprandial
lipemia after a fat-rich meal (⫺29%), and fasting insulin
concentrations (⫺34%). There were significant increases in
LDL particle size, and no change in the oxidative LDL con-
centrations. There was a significant increase in HDL choles-
terol at wk 3 after the ketogenic diet. Collectively, the re-
sponses in serum lipids, insulin and lipid subclasses to the
ketogenic diet were favorable in terms of overall CVD risk
profile.
Only a few studies have examined the effects of a diet with
very low amounts of carbohydrate on blood lipids (9,24). Our
laboratory recently examined the effects of a ketogenic diet
rich in monounsaturated fat and supplemented with (n-3)
FIGURE 1 Individual responses of men (n ⫽ 12) in LDL-choles- PUFA on blood lipids in normolipidemic men (9). Fasting
terol (C; upper graph) and HDL-C (lower graph) after consuming a TAG, total cholesterol, LDL cholesterol, and HDL cholesterol
ketogenic diet for 6 wk in normolipidemic, normal-weight men. changed ⫺55%, ⫹2%, ⫹10%, and ⫹10%, respectively (9).
KETOGENIC DIETS AND BLOOD LIPIDS 1883
TABLE 3
Serum LDL subclass responses in 12 men who consumed a ketogenic diet who started as either pattern A or pattern B1,2
1 Values are means ⫾ SD. Means in a column within a group with different superscripts differ (P ⱕ 0.05).
2 Individuals with pattern A have a predominance of large LDL particles and those with pattern B have a predominance of smaller LDL particles.
Larosa et al. (24) examined the effects of a hypocaloric keto- There was a significant decrease in postprandial lipemia
genic diet on blood lipids in moderately overweight normo- after the fat-rich meal (⫺29%), which was significant but
lipidemic subjects. Fasting TAG, total cholesterol, LDL cho- somewhat lower than the decrease (⫺50%) we observed in
lesterol and HDL cholesterol changed ⫺33%, ⫹6%, ⫹18% response to a ketogenic diet rich in monounsaturated fat and
and ⫺6%, respectively. Corresponding changes in serum lipids supplemented with (n-3) polyunsaturated fatty acids (9). In
in this study for fasting TAG, total cholesterol, LDL choles- contrast to our results, Miller et al. (26) reported that a low-fat
terol, and HDL cholesterol were ⫺33%, ⫹4%, ⫹4%, and (19% of total energy)/high-carbohydrate (64% of total energy)
⫹11%, respectively. Confounding variables in these studies diet significantly reduced postprandial lipemia compared with
include varying degrees of weight loss (⫺2.2 to ⫺7.7 kg) and a diet higher in fat (41% of total energy) in normolipidemic
slight differences in the type of fat consumed. Nevertheless, men. The high-fat diet in the study by Miller et al. (26) still
these studies collectively indicate that carbohydrate restriction contained significant amounts of carbohydrate (42% of total
result in significant decreases in serum TAG, small increases in energy), which likely explains the conflicting results with our
total and LDL cholesterol, and moderate increases in HDL postprandial TAG response in men that consumed a very low
cholesterol in normolipidemic individuals. The small but sig- carbohydrate (8% of total energy) diet.
nificant weight loss (⫺2.2 kg) could have partially explained The significant reduction in fasting TAG was probably due
the HDL and TAG responses in this study. A meta-analysis by to the combination of a reduced VLDL production rate, which
Dattilo and Kris-Etherton (25), showed that for every kilo- has been shown to increase on a high-carbohydrate diet (27),
gram decrease in body weight during weight loss, HDL-C and an increase in TAG removal because high-fat diets (46 –
increases 0.009 and TAG decreases 0.015 mmol/L. Using 65% of total energy) significantly increase postheparin plasma
these estimates, the ⫺2.2 kg weight loss would have been LPL activity and skeletal muscle LPL activity in humans
predicted to increase HDL by 0.198 mmol/L and decrease (28 –30). A greater VLDL-TAG pool size would also compete
TAG by 0.033 mmol/L, which amounts to only 14% and 9%
of the observed changes in these parameters. Thus, dietary
composition most likely contributed to the changes in blood
lipids in this study.
FIGURE 2 Peak LDL particle size responses to a ketogenic diet in FIGURE 3 Postprandial serum triacylglycerol (TAG) responses
normolipidemic, normal-weight men classified as pattern A (n ⫽ 7) or (mean ⫾ SD; n ⫽ 12) to a fat-rich meal before (wk 0) and after (wk 6) a
pattern B (n ⫽ 5) at the start of the diet. Individuals with pattern A have ketogenic diet (n ⫽ 12) in normolipidemic, normal-weight men. The area
a predominance of large LDL particles and those with pattern B have a under the postprandial TAG curve was significantly (P ⱕ 0.05) lower
predominance of smaller LDL particles. The peak particle diameter for (⫺29%) after the ketogenic diet (17.47 ⫾ 9.3 to 12.39 ⫾ 4.2 mmol/L
pattern B is usually ⬍25.5 nm. *P ⱕ 0.05 from corresponding wk 0 ⫻ h). *P ⱕ 0.05 from corresponding wk 0 value. #P ⱕ 0.01 from
value. corresponding wk 0 value.
1884 SHARMAN ET AL.
with TAG from intestinal origin for removal during the post- Numerous studies now suggest that high-carbohydrate diets
prandial period. Thus, elevated fasting TAG (primarily VLDL- can raise TAG levels, create small, dense LDL particles, and
TAG) is associated with enhanced postprandial TAG (pri- reduce HDL cholesterol (i.e., atherogenic dyslipidemia)—a
marily chylomicron-TAG) due to competition for removal combination along with insulin resistance, that has been
(31). It follows then that a reduction in fasting TAG should be termed syndrome X (42,43). Syndrome X is postulated to be
directly related to a reduction in TAG responses to a fat-rich resistance to insulin-mediated glucose disposal by muscle (44),
meal, which was the case in this study (r ⫽ 0.59; P ⬍ 0.05). 30% of adult males and 10% to 15% of postmenopausal
Although the majority of studies have reported significant women have this particular syndrome X profile, which is
correlations between changes in fasting and postprandial TAG associated with several-fold increase in heart disease risk.
(9), a recent study demonstrated that a dietary regimen that Replacing saturated fat with carbohydrate appears to accentu-
lowered fasting TAG did not result in a reduction in postpran- ate insulin concentrations and the atherogenic dyslipidemia
dial TAG (32), emphasizing the importance of measuring associated with syndrome X (44,45). The ketogenic diet in this
postprandial TAG to assess overall CVD risk. study resulted in favorable responses in fasting TAG, postpran-
Dietary cholesterol intake increased ⬎100% (332–741 dial lipemia, HDL-C, LDL particle size, and insulin levels in
mg/d) when subjects switched to the ketogenic diet, which healthy normolipidemic men. Although the duration of the
method for LDL subfractionation with use of the Quantimetrix Lipoprint LDL dence for extreme interindividual variation in dietary cholesterol absorption in
System. Clin. Chem. 47: 266 –274. humans. J. Lipid Res. 39: 2415–2422.
21. Rajman, I., Kendall, M. J., Cramb, R., Holder, R. L., Salih, M. & Gammage, 34. Fery, F., Bourdoux, P., Christophe, J. & Balasse, E. O. (1982) Hor-
M. D. (1996) Investigation of low density lipoprotein subfractions as a coronary monal and metabolic changes induced by an isocaloric isoproteinic ketogenic
risk factor in normotriglyceridaemic men. Atherosclerosis 125: 231–242. diet in healthy subjects. Diabetes Metab. 8: 299 –305.
22. Austin, M. A., King, M. C., Vranizan, K. M. & Krauss, R. M. (1990) 35. Galbo, H., Holst, J. J. & Christensen, N. J. (1979) The effect of different
Atherogenic lipoprotein phenotype: a proposed genetic marker for coronary heart diets and of insulin on the hormonal response to prolonged exercise. Acta
disease risk. Circulation 82: 495–506. Physiol. Scand. 107: 19 –32.
23. Matthews, D. R., Hosker, J. P., Rudenski, A. S., Naylor, B. A., Treacher, 36. Johannessen, A., Hagen, C. & Galbo, H. (1981) Prolactin, growth
D. F. & Turner, R. C. (1985) Homeostasis model assessment: insulin resistance hormone, thyrotropin, 3,5,3⬘-triiodothyronine, and thyroxine responses to exer-
and -cell function from fasting plasma glucose and insulin concentrations in cise after fat- and carbohydrate-enriched diet. J. Clin. Endocrinol. Metab. 52:
man. Diabetologia 28: 412– 419. 56 – 61.
24. Larosa, J. C., Fry, A. G., Muesing, R. & Rosing, D. R. (1980) Effects of 37. Langfort, J., Pilis, W., Zarzeczny, R., Nazar, K. & Kaciuba-Uscilko, H.
high-protein, low-carbohydrate dieting on plasma lipoproteins and body weight. (1996) Effect of low-carbohydrate-ketogenic diet on metabolic and hormonal
J. Am. Diet. Assoc. 77: 264 –270. responses to graded exercise in men. J. Physiol. Pharmacol. 47: 361–371.
25. Dattilo, A. M. & Kris-Etherton, P. M. (1992) Effects of weight reduction 38. Langfort, J., Zarzeczny, R., Pilis, W., Nazar, K. & Kaciuba-Uscitko, H.
on blood lipids and lipoproteins: a meta-analysis. Am. J. Clin. Nutr. 56: 320 –328. (1997) The effect of a low-carbohydrate diet on performance, hormonal and
26. Miller, M., Teter, B., Dolinar, C. & Georgopoulos, A. (1998) An NCEP II
metabolic responses to a 30-s bout of supramaximal exercise. Eur. J. Appl.
diet reduces postprandial triacylglycerol in normocholesterolemic adults. J. Nutr.
Physiol. Occup. Physiol. 76: 128 –133.