Performance Management Framework 2017
Performance Management Framework 2017
PERFORMANCE MANAGEMENT
FRAMEWORK FOR COUNTY
GOVERNMENTS
2017
PERFORMANCE MANAGEMENT
FRAMEWORK FOR COUNTY
GOVERNMENTS
© 2017
Performance Management Framework
for County Governments
PC Performance Contracting
Table of Contents
FOREWORD iv
ACKNOWLEDGMENTS v
ANNEX
Members of the Intergovernmental Performance Management Technical Committee 14
TABLE OF FIGURES
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Performance Management Framework
for County Governments
Foreword
Governments all over the world are coming under increasing pressure from their citizens to
demonstrate development results from the resources collected in form of taxes. Increasingly,
governments are also being pressured to be accountable to the electorate for the promises made
in form of political manifestos, development plans, electoral pledges and the international
commitments. Additionally, citizens are increasingly demanding for transparency not only on
what the government has done but also to demonstrate the impact of government’s interventions
in improving citizens’ quality of life. Paradoxically, governments’ resource envelope has not
expanded in tandem with citizens’ demands and therefore there have been calls for governments
to “do more with less”.
Institutionalizing a Performance Management Framework (PMF) in County Governments
is therefore imperative in ensuring that Counties demonstrate their development results.
Embracing this Performance Management Framework in County Governments marks a
paradigm shift in the sense that Counties will no longer just demonstrate what they have done
but rather how their activities and interventions have benefited the people of Kenya.
The underlying objective of developing this Performance Management Framework is to
eliminate the “Silo Approach” in the management of public affairs and create harmony in
planning and utilization of public resources for the betterment of the lives of citizens. Although
the previous administrations have practiced variants of performance management such as
Results-Based Management, these past reforms have largely been introduced and implemented
intermittently. The current framework builds on the previous efforts and goes further to
package all the instruments of performance management into one framework comprising of
the following components;
1. Vision 2030 which is the National Development Plan
2. 10 Year Sector and Spatial plans as prescribed in Section 109 and 110 of the County
Governments Act 2012 respectively.
3. 5 Year County Integrated Development Plan as prescribed in Section 108 of the County
Governments Act
4. 5 Year Departmental Strategic Plans aligned to the County Integrated Development Plan
5. Annual Development Plan derived as prescribed in Section 126 of the PFM Act
6. Performance Contracting and Staff Performance Appraisal which is an accountability tool
7. Monitoring and Evaluation, Reporting and Learning
Performance Management Framework
for County Governments
This framework is aligned to the pillars guiding the National Performance Management
Framework to bring congruence and synergy in the implementation of national and county
development priorities for the good of Kenyans.
The Performance Management Framework gives credence to Section 8 (f ); (h) & (j) of
the Intergovernmental Relations Act, 2012 which mandates the Summit to; “evaluate the
performance of the National or County Governments and recommend appropriate action”.
In this respect, and going forward, a key agenda for the Summit will be an assessment of the
milestones achieved in the implementation of the Performance Management Framework for
County Governments.
This framework shall be supported by the following guidelines;
• Guidelines for the preparation of CIDPs;
• Guidelines for Preparation of Annual Development Plan;
• Performance Contracting Guidelines;
• Guidelines for the development of County Integrated Monitoring and Evaluation
System (CIMES);
• County Service Delivery Handbook;
• Guidelines for Staff Performance Appraisals;
• Guidelines for Public Participation;
• Guidelines for County Spatial Planning;
The Council of Governors is optimistic that this framework shall promote accountability in
service delivery at the County level by ensuring that tasks are performed efficiently, effectively
and economically. It also provides a mechanism for Citizens to engage and evaluate the
performance of their county governments.
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Performance Management Framework
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Acknowledgments
The Council of Governors (COG) appreciates the work of the Intergovernmental Technical
Committee that was put together to align the County Performance Management Framework
with the National Performance Management Framework. The Intergovernmental Technical
Committee comprised of representatives from both levels of Government, chaired by the
Ministry of Devolution and Planning. The institutions that were represented in the committee
in addition to the Ministry of Devolution and Planning are; Executive Office of the President,
The National Treasury, Ministry of Public Service, Youth and Gender Affairs, Office of the
Attorney General, Office of the Controller of Budget, Commission for Revenue Allocation,
Kenya School of Government, Intergovernmental Relations Technical Committee, Office of the
Clerk of the Senate, County Assemblies Forum, Public Service Commission, Intergovernmental
Budget, PricewaterhouseCoopers for Technical Support and Economic Council and select
County Governments representatives.
This exercise would not have been successful without the support of our partners. Specifically,
we wish to appreciate the support received from USAID- AHADI, UNDP and World Bank for
their technical and financial support in this process. Special appreciations also go to individual
counties that sent and facilitated the participation of their officers in this assignment.
Lastly, special gratitude goes to the leadership of the Council of Governors under the
Chairmanship of H.E. Peter Munya and H.E James Ongwae, EBS for supporting this process.
The joint execution of this assignment has proved that both levels of government can work
together in the Spirit of Article 6 of the Constitution of Kenya 2010.
01 Performance Management
in Public Service in Kenya
1.1 Introduction
The genesis of performance management in the public service
in Kenya is traceable to the Economic Recovery Strategy
(ERS) and Wealth and Employment Creation of 2003-2007
inaugurated by the Coalition Government of NARC. Upon
assuming power in December 2002, the NARC Government
developed the ERS as a way of reversing the negative economic
growth trajectory that had caused poverty and joblessness. The
RBM is a management ERS was anchored in good governance under a democratic
strategy that seeks to republic and the rule of law as the foundations of economic
achieve important growth.
changes in the way The ERS specifically and clearly identified key infrastructural,
government agencies institutional and sectoral policy measures and programs that
work with improving were to be pursued by the government in a 5-year period to
performance achieve the desired economic recovery, grow wealth, create
employment and reduce poverty. In the public sector, the ERS
reforms introduced a number of targeted measures including
but not limited to;
• Accelerating ministerial rationalization and developing
strategic plans for ministries/departments in order to
allow for:
űű Proper utilization of resources on clearly identified
core functions,
űű Determine appropriate staffing levels,
űű Objective appraisal of staff,
űű Better and improved method of supervising staff
based on achievements of set targets among others.
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02 The County Performance
Management Framework
2.1 Introduction
Performance management framework operational in the
public service in Kenya has evolved over the years as a globally
acceptable good management practice. At the National level,
performance management has not been legally prescribed by
any applicable legislation but rather as a policy document
adopted by the Cabinet in 2004. At the County Government
level, however, performance management is legally prescribed
through various sections of the County Government Act,
2012 (CGA) and the Public Finance Management Act, 2012
(PFM). The following Sections of both the CGA, 2012 and
PFM 2012 hint at a performance management system;
The CGA, 2012 Whereas both the PFM, 2012 and CGA,
2012 mandate the development and
Section 37 identifies the role of Executive
adoption of a performance management
Committee in the urban area or city planning
plan or system, the latter goes further to
to include among other things;
require such plan or system be aligned to
• Facilitate the coordination and National strategies, plans or frameworks. It is
alignment of the integrated in this context that the County Performance
development plans of different Management Framework (CPMF) has
cities or municipalities within the been developed and aligned to the National
county with the plans strategies and Performance Management Framework
programs of the National and county (NPMF).
governments
The components of the CPMF presented
Section 47 requires the Executive Committee in figure 1 borrow from the NPMF and
to design a performance management plan are sequentially presented as such to
to evaluate performance of the county promote harmony, facilitate the exchange
public service and the implementation of of information, coordinate the execution
the county policies. public services and enhance the capacity of
The plan shall provide for among others; the County Governments as required under
a) Objective measurable and time- Article 189 of the Constitution.
bound performance indicators The underlying objective of a County
b) Linkage to mandates Performance Management Framework is to
c) Annual performance reports promote accountability in service delivery
by ensuring that tasks are performed
d) Citizen participation in the evaluation
efficiently, effectively and economically.
of performance of county government,
Also, a performance framework provides
and
a mechanism for citizen to engage and
e) Public sharing of performance evaluate the performance of their county
progress report government. The CPMF is composed
Section 103 identifies the objectives of of seven (7) components or steps. These
county planning that include; components include; Vision 2030, 10-
• To ensure harmony between national, Year county special/sector plans, 5-Year
county and sub-county spatial County Integrated Development Plan,
planning requirements. 5-Year departmental strategic plans,
Annual Development Plans, Performance
Section 105 Planning in the County requires Contracting, Performance Appraisal
a county planning unit to; System and Monitoring and Evaluation
• Ensure linkages between county plans and Reporting. The section that follows
and the National planning framework. highlights the contents of each component.
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Performance Management Framework
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CIDP is 5-Year development plan that the plan, a monitoring and evaluation
paints the development vision of a county framework and a clear reporting mechanism.
and identifies all development priorities and
To effectively measure performance, the law
the attendant strategies required to achieve
requires CIDP programmes and projects to
the county’s development agenda. CIDP’s
incorporate performance management tools
development priorities should be aligned
such as M&E, PC, strategic planning, PAS,
to the 10-Year spatial and sectorial plans’
and RRI so as to measure the impact and
development objectives. The development of
outcomes of county investment in those
CIDP can also borrow from and be aligned
projects and programmes. This will help
to the National government’s MTP if and
managers make course correction decisions
when those plans are available although it
if and when development objectives are not
is not obligatory that CIDPs draw from the
achieved and manage for results. Successful
MTP.
achievement of development objectives
The key components of a CIDP include; of the CIDP contributes towards the
a clearly laid out vision for the county, achievement of the objectives of the 10-Year
clearly stated goals and objectives, an spatial and sector plans and subsequently
implementation plan that outlines resource the achievement of the aspirations of Vision
mobilization and utilization strategy, an 2030. Figure 1 schematizes the County
institutional framework to implement Performance Management Framework.
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Performance Management Framework
for County Governments
Vision 2030
5-Year Departmental
Strategic Plans
Performance Appraisal
KEY
M&E applies to all components of the performance framework
Performance Management Framework
for County Governments
9
Performance Management Framework
for County Governments
Annex
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Performance Management Framework
for County Governments
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Performance Management Framework
for County Governments
Notes
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Performance Management Framework
for County Governments
Notes
The Council of Governors
Delta Corner, Tower A, 2nd Floor, Chiromo Road,
Off Waiyaki Way
P. O. Box 40401 - 00100 Nairobi Kenya
Tel: +254 (020) 2403313/4 Cel: +254 (0) 729 777 281
Email: info@COG.go.ke Website: http://www.COG.go.ke