Notes Bordwell NFF
Notes Bordwell NFF
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Introduction
a) As representation
b) As structure
c) As narration, as process
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Narration understood as "the activity of
selecting, arranging, and ordering story material
in order to achieve specific time-bound effects
on a perceiver" (xi). Bordwell starts from
Formalist aesthetics, which "encourages the
breaking of arbitrary boundaries among theory,
history, and criticism" (...) "While it is true that the
Formalists stressed the specificity of the aesthetic function, they were quick to assert
the central importance of social convention in defining what any culture counted as
'work of art'" (xii). There is a relational and functional (but not an essential) difference
between poetic language and practical language.
xiii - "Filmic narration involves two principal formal systems, syuzhet and style, which
use the spectator to frame hypotheses and draw inferences". Sets of conventions,
modes, are known to both filmmakers and audiences. There are four major modes:
classical narration, art-cinema narration, historical materialist narration, and
parametric narration.
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3- Back to Aristotle. Diegetic versus mimetic theories of narration (narration as telling
/ as showing).
4- Perspective as narration.
Mimetic theories of narration take the act of vision as model; perspective is a key
term. Stage and perspective in drama, and framing of fiction. Perspective in Antiquity.
5- Perspective binds together viewer and object; it presupposes "a rule-governed,
mesurable scenic space organized around the optical vantage point of an implied
spectator." "Space is autonomous, a grid or checkerboard or stage preexisting any
arrangement of objects upon it". Western perspective closes off the subject from the
object, while "Tarabukin contended that Oriental inverse perspective placed the
spectator at the center of a scene that surounded him".
6- Visual tricks through perspective; aperspectival medieval stage, etc. In modern
staging, the Renaissance proscenium roughly equals a "windowpane" pictorial
perspective. The central point of view is occupied by the ruler's box in the auditorium.
7- Narrative pressures actually make "pure" perspective a compromise. Perspective
is a mental, not an optic system.
16- In Plato, and in Étienne Souriau, diegesis equals "recounted story", a represented
fictional world. Priority is given to the poet's voice.
17- Bakhtin conceives the novel as language, as play of voices. Brecht brings out the
diegetic element in drama. Barthes: narration rests on linguistic codes. 1966 essay:
transition, shift from the study of signification to the study of enunciation. Emphasis on
process and play. Formalists spoke of the poetic use of film—they seek equivalents
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for literary devices. But they lack a fully developed linguistic theory of cinema or
literature—which would have to wait for the structuralists.
Narrative Comprehension
"The viewer must take as a central cognitive goal the construction of a more or less
intelligible story". Analogy of psycholinguistic accounts of language comprehension.
34- "This effort toward meaning involves an effort toward unity" — The viewer must
construct a representation of the location of the events, of time, space, and causality.
35- "Template" schemata used as markers of the oveall system—e.g. "canonical"
average narrative structure. Goal orientation is a basic scheme (at least in Western
culture).
36- Prototype and template schemata are employed by procedural schemata.
Motivation is used as a procedure by the audience. There are several types of
motivation: realistic, transtextual, compositional, artistic. "Artistic motivation is a
residual category and remains distinct from the others: the spectator has recourse to
it only when the other sorts do not apply". These involve stylistic schemata, often
processed unconsciously "owing to the stylistic uniformity of mainstream cinema".
37- Film style can operate as a vehicle for narration and as a system in its own right.
The process of viewing involves the construction of assumptions, inferences,
hypotheses...
38- (Cf. Meir Sternberg's account of narrative processing). There is a hierarchy in
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these processes, e.g. there are macroexpectations—also, events do not have the
same category, some are kernels (in Barthes's terminology). Perception takes into
account the primacy effect. There are effects of retardation, the creation of curiosity,
the grounding of further hypotheses on those hypotheses which have been
confirmed... All of which applies to perception and understanding in general, but:
39- "In art (...) alternative hypotheses tend to be much more explicitly defined, their set
tends to be closed, and they get challenged fairly often". "Narrative art ruthlessly
exploits the tentatitve, probabilistic nature of mental activity". Emotion is linked to
comprehension. [Not only there, though.]
4. Principles of Narration
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48- A description of the viewer's responses must not be confused with criticism of the
film — We must take into account that "most work of narrative comprehension seems
to occur in what Freud called the preconscious, the realm of elements 'capable of
entering consciousness'."
49- The description of the viewer's responses should be understood as giving an
account of the "most logically coherent range of conventionally permissible
responses". Narration as "a process which is not in its basic aims specific to any
medium".
Narrator, Author
There are often (literal) narrators in film, in voice-over, narrating characters, etc.—but
they "are invariably swallowed up in the overall narrational process of the film, which
they do not produce" (Branigan). We might speak of an implicit, nonpersonified
narrator—
62- "But in watching film, we are seldom aware of being told something by an entity
resembling a human being". [So Bordwell will not be using the term narrator in this
sense, as a textual subject "narrating" the whole film]. Also against the notion of an
implied author in film: "To give every film a narrator or implied author is to indulge in an
anthropomorphic fiction" [As to myself, I think audiences are aware that they are told
a story—by a collective agent, we might call it "the film"—sometimes specific
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individuals may be identified as being more responsible for some aspects of this
collective narration. But the anthropomorphization denounced by Bordwell is a
questionable term, since no other beings except humans indulge in the telling of
stories, whether individually or collectively. Perhaps what Bordwell means to say is
that the use of the terms "narrator" and "implied author" literaturizes film or film
semiotics, by inadequately transferring to it a set of terms originally designed for
discussion of communication protocols in another medium, i.e. written narratives.
So there is narration indeed in the fiction film, Bordwell argues, but there is no
"narrator" (which of course may sound paradoxical!!]. Bordwell argues against
Seymour Chatman's views here: "narration is better understood as the organization of
a set of cues for the construction of a story. This presupposes a perceiver, but not
any sender of a message. This scheme allows for the possibility that the narrational
process may sometimes mimic the communication situation more or less fully."
Sometimes there is a narrator and a narratee, but "There is no point in positing
communication as the fundamental process of all narration" [Here Bordwell is using
communication, I am afraid, in an excessively narrow sense. In the usual or more
adequate sense of "communication", of course all narration, including film narration,
is communicational in its intent and nature, whatever additional semiotic elements it
may contain or involve]. "The narration, appealing to historical norms of viewing,
creates the narrator" [here there is a suggestion that this "narrator", perhaps
understood here in a wider sense after all, is a construction of the viewer, as cued
by the narration].
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5. Sin, Murder, and Narration
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The Melodrama
70- The melodrama maximizes virtually everything to emotional impact. It is
characterized by wide fabula information; the past is played down and interest is
centered in curiosity–about the developement of events and the characters' reactions
to them. Omnicommunicativeness is typical. Gaps and retardation come mainly
through shifts in focus and from parallel plotting:
71- "if the viewer is to execute the inferential moves conventional in the genre,
character behavior must have an emotional zigzag. From a rhetorical standpoint, the
character's volatility is a structural necessity for the genre's narrational processes
and effects" — ("we try to anticipate how an event will alter a character's conduct"—
interest in reactions). "Coincidence retains our interest in the unfolding syuzhet":
surprise is essential. "Any sharp restrictions or suppressions stand out". Self-
consciousness + communicativeness = stylization. Musical emotional underlining (the
melo-).
73- "As a medium, cinema is particularly suitable for supporting the syuzhet's
manipulation of time and space."
74- "In watching a film, the spectator submits to a programed temporal form". There
are expectations about scene development and shot duration. To a great extent,
76- "our comprehension of cinematic space depends unpon cinema's ability to govern
the rate of our viewing and thus the rate at which we propose, test, and confirm
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hypotheses." A fast rhythm imposes a "quick elimination of hypotheses"—a strategy
on the viewer. Sternberg speaks of a sense that "the syuzhet span devoted to a
fabula event lies in proportion to the event's contextual importance". "Rhythm in
narrative cinema comes down to this: by forcing the spectator to make inferences at
a certain rate, the narration governs what and how we infer."
-Duration: Three dimensions of duration: fabula duration, siuzhet duration, and screen
duration. [We can appreciate here that Bordwell is actually using a triple-level
analytical layering— fabula, siuzhet, and film —although occasionally the difference
between the siuzhet and the film or "screen" level are somewhat confused.
Compare Aristotle's "praxis", "mythos" and "poiema" (or "tragedy"), or my own
three-tiered model of narrative analysis in Acción, relato, discurso].
81- "At the level of the whole, the fabula duration is expected to be greater than the
syuzhet duration, and siuzhet duration is assumed to be greater than projection time."
At a [microstructural] level, this is not the case: each shot coincides with the same
lenght of events in action. (Here we should not be assuming that most temporal
compression takes place between cuts, so to speak—through a selection of
snippets of action. Actually, the presented events themselves are subtly
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compressed through filmic convention, a whole gamut of modes of compression
ranging from coincidence enhancement to conventional signallings of duration. The
difference between fabula, siuzhet and screen time is analytically useful but cannot
be pushed too far or literalized, since it is itself a cognitive mechanism for the
construction of the fiction film). Compression, Bordwell notes, is a possible form of
time reduction without ellipses and is "probably not rare". [To say the least!]
82- Relations of equivalence, of reduction or of expansion between fabula time and
siuzhet time. Fabula includes the "pertinent antecedents" of the events.
83- Expansion of duration can be effected through insertion or dileation. The
difference between insertion and deletion (and the others) is explained by relating
siuzhet time and screen time.
84- "All of these manipulations can be accomplished by various film techniques", e.g.
crosscutting. Crosscutting can expand one line of action while it shortens the other
(e.g. in The Birth of a Nation). An overlap of cuts on the same action prolongs the
transition and makes it smoother.
88- The viewer chooses the simplest interpretation on the issue of duration.
Constructing Space
Bordwell argues against perspectivism and Gestaltism; the former is naively empirical,
and faces the problem that "the stimulus is insufficient to dictate perceptual
experience", the latter is too abstract and relativist. He favours constructivism. "On
the constructivist theory, perception is an inferential process which reworks stimuli."
But it is a probabilistic construction that is achieved, as against the Gestaltist static,
absolute imposition of mental order upon the world. "Some perceptual inferences are
drawn in involuntary, virtually instantaneous manner". Bordwell pro relativism of
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perception (cf. Ames's otical constructions).
104- "in a narrative film the drive to construct a coherent fabula out of what we see
and hear will lead us to seek particular spatial cues and rely upon particular spatial
schemata."
Canonic Narration
156- "The classical Hollywood film presents psychologically defined individuals who
struggle to solve a clear-cut problem or to attain specific goals." Hollywood manuals
insist on classical scheme of action: an undisturbed state - a disturbance - a struggle
- elimination of disturbance. Character's actions are functions of these patterns.
Bordwell notes the saliency of causality in classical fabulas.
157- "That the climax of a classical film is often a deadline shows the structural power
of defining dramatic duration as the time it takes to achieve or fail to achieve a goal."
Two causal structures coexist in films: the heterosexual romance, plus another
sphere of personal relationships. In each we find a goal, obstacles and a climax.
158- Neoclassical criteria in Hollywood film style. Rhythm of sequences is defined:
punctuation marks the end of each. The segment is closed spatially and temporally,
but left causally open. Each scene is divided into parts: exposition, etc. Linearity of
classical techniques of linking of causal lines: Borwell speaks of a "tendency of the
classical syuzhet to develop toward full and adequate knowledge."
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159- As the happy end is predetermined by convention, the interest falls on the
retarding devices (theorized by Sternberg). There is a discordance between the
preceding causality and the preset denouement, and ideological difficulties may
become perceptible here. A forgetting of small causal loose ends is promoted
thorough the use of an epilogue, "a brief celebration of the stable state achieved by
the main characters". Quite often, there are pseudo-closures.
160- "Classical narration tends to be omniscient, highly communicative, and only
moderately self-conscious" (but there are codified exceptions to all these). The
narration is less "invisible" at the beginning and at the end of the film.
161-62-The viewer of classical film concentrates on the fabula, not on style or on
conctruction (vs. the viewer of art cinema).
162- "Classical flashbacks are typically 'objective': character memory is a pretext for
a nonchronological siuzhet arrangement [Note here a potential ambiguity of the term
'objective'—other theorists speak in this respect of subjective analepses motivated
by the characters' mental processes, while the lineal chronological order of events,
including the act of reminiscing, is not altered by the narrator—only by that
subjective mental activity on the part of the characters. Borwell uses the term
'objective' meaning that these (subjective) flashbacks are objectively present in the
fabula, as events—thence a possible confusion for some readers]. Similarly,
optically subjective shots [see, here the characters' focalizations are "subjective"!]
become anchored in an objective context". In the classical mode, "the camera seems
always to include character subjectivity within a broader and definite objectivity".
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Classical Style
162- "(1.) On the whole, classical narration treats film technique as a vehicle for the
syuzhet's transmission of fabula information"-- it is motivated compositionally.
163- "(2.) In classical narration, style typically encourages the spectator to construct
a coherent, consistent time and space for the fabula action. Stylistic disorientation
(...) is permissible when it conveys disorienting story situations."
"(3.). Classical style consists of a strictly limited member of particular technical
devices organized into a stable paradigm and ranked probabilistically according to
syuzhet demands" (e.g. continuity editing). The "invisibility" of classical style relies on
the codification of styles with respect to the contents depicted.
164- The classical style is not a timeless formula; it is historically constrained. And
there are innovations from one film to another at fabula level.
164- The classical spectator is not passive—also active: he comes very well
preparaed with strategies and generic contextual knowledge. Fabula-oriented viewing;
no disorientation is promoted, "cheat cuts" are ignored. Attention is kept through
recency effect and through an unresolved issue at the end of the scene. Fast rhythm
throughout: the rate of comprehension is controlled. There is a high level of
redundancy. (Which also contributes to ensure control).
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Seven Films, Eight Segments
In silent films, expository vs. dialogue titles (the former are more narrationally self-
conscious).
170- "In the sound era, these titles would be replaced by less overt devices like signs,
establishing shots, and other transitional material."
186- Flexibility of classical paradigm: Play and surprises are possible. Bordwell
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analyzes the effect of sound on style, etc. Use of the "montage" sequence, more or
less equivalent to an implicit intertitle.
187- Images of newspapers used in classical films as convenient vehicles of
objective narration. (351- Some of these elements of the classical style come from a
vulgarization of Soviet montage).
188- By 1930, "the classical Hollywood film consisted of only two types of decoupage
unite: scenes and summaries." "Always an overtly rhetorical moment, the montage
sequence became codified as a likely site of spectacle and a self-conscious
narrational gesture".
Classically, asymmetries and empty spaces in the frame announce future movements
of the characters (an example on p. 188). Innovation (in Welles, etc.):
192- "It is a matter not of a drastic change in style but of the promotion of particular
stylistic options to a more prominent position."
According to Butor, every detective story superimposes two temporal sequences: that
of the drama which leads to the crime, and that of the inquiry.
194- Flashbacks, etc. Film noir is not outside the pale of classicism.
199- New technologies (cinemascope) were adapted to the classical stylistic norms.
In cinemascope, "the longer the shot, the more centered the composition". Are longer
takes encouraged by cinemascope? No—on the whole, the classical paradigm
remained untouched.
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10- Art-cinema narration
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The Art cinema in history
Interplay between its components (avant-garde, neorealism, subjectivity and
flashback) achieved in late 50s and 60s. Combination of novelty and of nationalism as
a marketing device. The development of critical interpretations interplays with a
cinema of ambiguity—the art cinema shaped the conception of what a good film is;
understood as an expression of the director's view.
232- Art film as a rereading of Hollywood. Later, mixture of the two. In L'Année
dernière à Marienbad (Alain Resnais) the realism of art cinema verges into the
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stylization of parametric narration.
Narration as rhetoric
235- Historical-materialist narration is characterized by its strong rhetorical cast,
guided by didactic and persuasive principles.
235- "There is the tendency to treat the siuzhet as both a narrative and an
argument.." It is tendentious: "the fabula world stands for a set of abstract
propositions whose validity the film at once presupposes and reasserts." Narrative
causality is supraindividual, deriving from social forces. Characters become
prototypes.
236- At times, "the more psychologically motivated the character (...) the surer the
character is to be denigrated as bourgeois." Driven by both narrative interest and
thesis, expressed through a "structure of confrontation" or a "structure of
apprenticeship" (accordin to Susan Suleiman).
237- "The rhetorical aim enabled the films to 'defamiliarize' classical norms of space
and time." Overt narration is common. High proportion of expository titles (as
opposed to dialogue titles). Later, nondiegetic sound montage and camera
techniques. Also, figures are foregrounded against the background; poses are static,
lighting is not classical, etc.
238- Narration is given away by "the propensity for frontality of body, face, and eye in
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these films." —"Now the narration overtly includes the profilmic event, has already
constituted it for the sake of specific effects." Omniscient and omnipotent narration.
The key concept of historical-materialist narration is editing ("montage"): it is
conceived as an act of interpreting reality. Construction of the event: a higher number
of shots are used than in Hollywood style, and they are shorter:
239- "there are always more cuts than needed for lucid cueing of fabula construction":
—no action is seen as an unmediated piece of fabula world. Rhatorical tropes, both of
thought and of speech, are mimicked by editing.
240- Historical-materialist narration is characterized by extreme communicativeness,
proscription of equivocations, and high redundancy. Self-consciousness: exhortatory
expositionary titles; narration is overtly judgmental.
274- Parametric narration is less located historically than the previous modes: it
appeals to isolated filmmakers and fugitive films.
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13. Godard and Narration
Schemata in conflict
314- Godard refuses to let a film unify around a
single mode.
316- Godard does not synthesize art-film and
classical norms, like Truffaut", instead, "he
makes them collide (...) dehumanizing each mode
and revealing its relative arbitrariness". There is
a "continual foregrounding" of technique, but
unlike parametric narration, also "sheer
multiplicity and difference"—his style moves
towards "absolute unpredictability".
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317- Blatant symbols and commentary (vs. the tradition of art-cinema, etc.).
Spatializing Narration
"Collage" of styles in Godard. "The temporal thrust of the process of the fabula
construction is checked to some extent by the accumulation of 'paradigmatic'
materials." The spectator is overpowered, looks for a coherent "film behind the film".
The film is perceived as a string of vivid but isolated effects and moments.
Conclusion
335- The crucial notion to keep in mind is that the spectator's activity is solicited by
the film—in different ways in the different modes. The theory expounded here is a
partial theory of fictional cinema (e.g. subjects like sexuality or fantasy are left out of
the theory). The "notion of authorship in cinema could be recast in narrational terms".
Discussion of genres too. "Narrational norms are a central mediation between
ideology and its manifestation in artworks."
376- Although the main emphasis here has been on formal issues, Bordwell
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La realidad flojea
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