Informal Settlements Patterns
Informal Settlements Patterns
Informal Settlements Patterns
BY
N36/2785/2010
APRIL 2014.
i
DECLARATION.
This research study is my original work and has not been presented to any other examination
body. No part of this research should be reproduced without my consent or that of The Kenyatta
University.
Christine Musyawa
N36/2785/2010
This research has been submitted with my approval as the Kenyatta University Supervisor.
Mr. Kirui
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DEDICATION
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ACKNOWLEDGEMENT
First and foremost, I would like to express my deepest appreciation to God for availing the
opportunity to carry out the Research Project. I also wish to thank the Department of
Environmental Planning and Management for their support throughout this research. Their
support has been invaluable to the completion of the field work and this report. I am grateful to
Mr. Alan Kirui for guiding and advising me on this project and for his availability for
consultation during the entire period, patience and assistance in developing this study.
administer questionnaires in their homes and undertake focus group discussions for taking their
time to answer my questions based on the study. I also thank institutions such as WRMA,
WRUA’s as well as other institutions back in Machakos that provided information and
background data.
Finally, my sincere thanks go to my fellow colleagues and my family for their unconditional
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ABSTRACT
The traditional approach for coping with urban flooding has been linear whereby all the
rainwater that has fallen over a wide area is conveyed to and managed by sewers or rivers lines.
When the carrying capacity is insufficient, possible counter measures are considered only to the
line; denoting the upsizing of the sewer, widening of the rivers or increasing the pumping
capacity. Due to heavier and unpredictable rainfall, the water conveyance system in the whole
sub-county is limited, thus requiring upgrading of another method of containing the excess
water.
The water management approach worldwide is currently in transition, with a shift evident from
demand and increasing risk of flooding, the value of RWH is beginning to filter across the
forward due to social and technical barriers, concerns and knowledge gaps exist, which currently
restrict its widespread utilisation. (Ward, S., Butler, D., Barr, S. and Memon, F.A. 2009)
Rainwater harvesting as a supplementary source of water has not received any serious attention.
This research investigates the potential of roof catchment collection, storing and using rainwater
The importance of this study lies in severe flooding in some areas of Mavoko particularly in its
satellite town which are experiencing rapidly population and development growth in the sub-
county. So many people are affected when floods occur and furthermore the current water supply
system is not adequate to provide enough water for the growing population.
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Mavoko has a tropical climate, with rainy months from March to May and October to December,
with approximately 118 days of rain in the year and an annual precipitation of 40 inches (Kenya
Meteorology Department, 2011). Considering the chronic water scarcity in the sub-county, a
considerable amount of homes have elevated or underground water storage tanks installed to
provide water for their daily use. These two observations make rainwater catchment systems a
great option to be considered because the approach takes advantage of the opportunities the
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List of figures.
List if table.
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ACRONYMS
viii
Table of Contents
DECLARATION. ............................................................................................................................ i
ACKNOWLEDGEMENT ............................................................................................................. iv
ABSTRACT .................................................................................................................................... v
ix
CHAPTER TWO. ......................................................................................................................... 10
x
AREA OF STUDY. ...................................................................................................................... 27
RESEARCH METHODOLOGY.................................................................................................. 40
xi
4:1. Introduction. ....................................................................................................................... 40
xii
CONCLUSION AND RECOMMENDATIONS. ........................................................................ 60
6.2 Conclusion........................................................................................................................... 60
REFERENCES. ............................................................................................................................ 64
Appendices A. ............................................................................................................................... 66
Appendices B. ............................................................................................................................... 71
Appendices C. ............................................................................................................................... 73
Appendices D. ............................................................................................................................... 75
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Operational terms.
Artificial recharge- any man made scheme of facility that adds water to an aquifer.
Bore well- small diameter wells which are generally deeper than open wells.
Catchment area-
Dug wells- traditionally used large diameter wells. A pit excavated in the ground until the
Ground water- the water retained in the inter-granular pores of soil or fissures of rock
Rainwater harvesting- the capturing of rainwater before it reached the ground and its
storage on tanks for its use. Is also the deliberate collection of rainwater from a surface
Run off- water flowing on the surface after a long rain within.
Water table- the level of water within it granular pores of soil or fissures of rock, below
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Chapter Outlines
Chapter one gives an in-depth overview of the background to the problem, statement of the
problem research questions, objectives, premises significance, and justification of the study and
Chapter Two provides a critical review of the existing relevant literature, culminating in the
Chapter Three outlines the area of study in terms of its physical and socio-economic set up.
Chapter Four discusses the research methodology, focusing on the nature of data, sampling
Chapter Five deals with data analysis and discussions and finally;
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CHAPTER ONE:
INTRODUCTION.
Among the natural phenomena, flood is one of the biggest destroying factors in developing
countries which always bring numerous people's life, property and assets to the hazard. The
growing population, urban development and industrialization are the main factors that have
countries experience urban flood during rain seasons due to the limited water percolation to the
earth’s surface as a result of impermeable surface which a has been introduced by man. It is
therefore tangible that we require some construction of transition and collection of surface runoff
According to Singh et al (2005:214), Water-related disasters such as floods, droughts and water-
borne diseases affect more than 200 million people each year and claim more lives than war. The
poverty. Over the last 10 years, disasters of hydrological, meteorological and climatic origin
have been responsible for over 90% of all deaths due to natural disasters. More than 2,000 water-
related disasters on all scales occurred during the last decade. Asia and Africa were the most
affected continents, with floods accounting for half of these disasters and water-borne and
lives claimed, floods accounted for 15% of all deaths related to natural disasters.
1
According to RELMA, (2007), Africa is considered a water-scarce continent with most of
countries regularly experiencing extreme water shortage during periodic dry spells. Rapid
population growth and inefficient use of resources increases the deficit between available
As a resource dwindle and water demand increases, large scale water supply projects become
unviable. There is need to decentralize water supply to household and small community level.
There is great potential to make better use of water resources by harvesting rainwater and storing
The lack of water is the largest constraints to sustainable livelihoods in many parts of Africa.
Rapid runoff during the rainy season frequently results in a high proportion going to waste or
even becoming destructive. Harvesting rainwater where and when it falls presents opportunities
to address both water scarcity and floods at local level (Vohland & Barry, 2009: 120).
Many cities in Kenya, especially Nairobi suffers from the same malady. Nairobi is blessed with
two monsoon seasons and receives more than 1000mm of rain spread out comfortably across the
year, yet if suffers from severe water shortage. Flooding in Nairobi has become an annual ritual
causing deaths and massive destruction. Eleven people were killed by floods in Nairobi in 2001;
exact numbers of the people who drowned not confirmed and 21 more people have been
Mavoko sub-county also faces regular floods which when they occur brings the area to a
standstill. Crossing roads during the rain seasons becomes impossible especially in areas with
marrum roads making rains in this area are more of menace than a relief. Rain water is allowed
to go to waste instead of it being utilized to meet the water demand ion this water scarce area.
2
The rainwater harvesting in Mavoko sub-county can serve dual purpose of controlling floods and
reducing water scarcity. If the rainwater harvesting potential in this area is utilized optimally it
Floods have been major problems to residents of Mavoko sub-county. Every time it rains the
area is full of floods, life are disrupted, dirty and unhealthy as rain water mixes with sewer waste
from sewer lines, septic tanks, and soaks pits and flows through the rapidly upcoming residential
and industrial areas. Rain literally becomes a curse but once rain and the water logging are far
The rapid expansion of the town has led to sealing off of large surface areas, increasing the speed
and volume of storm water run-off. Furious flooding damages property, consumes people’s lives,
exposes and damages water pipelines and chokes drainage channels with debris, spilling raw
sewage into the streets which has health implications such as cholera. As a result of increasing
surface cover, rain water is prevented from percolating into the ground. Some of the town
residents have opted for boreholes as an alternative to the intermittent water supply. However the
boreholes are now experiencing inadequate yields due to poor recharge of the water table. The
urban-industries, residential and commercial sectors demand for water is growing by leaps and
bounds yet these sectors do little to augment its water resources. Therefore this research tries to
answer the question that why rain has become a curse in Mavoko sub-county by assessing the
3
1.3. Research questions.
The main questions of this study will be; how can rainwater be effectively utilized to reduce
The following specific questions will arise to answer this main question.
The main objective of this research is to propose measures that can be effectively used to curb
strategy.
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1.6. Justification.
Water is an integral part of ecosystems functioning as its presence or absence has a bearing on
the ecosystems services it provides. Relatively larger amount of water is used to generate the
ecosystem services needed to ensure provisioning of basic supplies of food, fodder and fibers.
Today rainfed and irrigated agriculture use 7,600 litres of freshwater globally to provide food.
During the 2000 UN Millennium Summit, world leaders from developed and undeveloped
development. The resultant plan is set forth in the Millennium Development Goals (MDGs).
Goal 7 of MDG addresses the environment and water with targets that provide the goal to
“halve, by 2015, the proportion of the population without sustainable access to safe drinking
water and basic sanitation”. In relation to water, this implies provision of safe water for drinking
as well as for hygiene. Therefore roof catchment it plays a critical role in meeting the millennium
development goals, especially those concerning hunger, poverty, health and biodiversity. An
additional of 1,600 km3 of water is required annually to meet the millennium development goal
on hunger reduction which addresses only half of the people suffering from hunger. (Jennie
Barron, 2009).
In the present scenario management and distribution of water has become centralized. People
water management and collapse of traditional water harvesting system. As the water crisis
continues to become severe, there is a dire need of reform in water management system and
revival of traditional systems. Scientific and technological studies need to be carried out to assess
present status so as to suggest suitable mitigation measures for the revival to traditional system.
5
Mavoko sub-county acts as a dormitory for the people working in Nairobi, Machakos, Kajiado
County among other counties contributing to increased human population and rapid residential,
commercial and industrial developments have led to increased paved area which reduces the rate
of water percolating to the ground resulting to floods which causes massive losses in terms of
life, property, destruction of settlement, facilities and agricultural products and economic burden
to the community, also flooding water carries with it sewerage waste from default sewer lines
which has health effect on people, causes siltation of water bodies and deposition of invasive
plant species. Therefore there is need to manage flooding in order to be able to stabilize the sub-
counties economy, reduce massive deaths and health effects, increase agricultural production and
Mavoko area receives plenty of rain as it is blessed with rain regime, the long rains during April
to June and the short rains between October and December. It receives an average rainfall of
750mm. in spite of this, the sub-county faces water shortage, which is attributed the fact that the
sub-county acts as a dormitory for workers in Nairobi and other nearby centers such as
Machakos town contributing to the current population of 137,211 people making it almost
impossible for the sub-county to adequately meet the escalating water demand. Also many areas
in Mavoko sub-county depend on borehole water and an average of 3500 cubic meter of water is
extracted daily, leading to a decline in groundwater level (Machakos DEAP 2009-2013). Water
harvesting will provide means of recharging ground water thereby maintaining the balanced
This project done now will help in preventing floods in low lying areas, replenishing of ground
water table, enabling dug wells and bore wells to yield in a sustained manner, provision of water
6
during summer seasons and help in the availability of clean water with reduced salinity and
The beneficiaries of this study are the residents of Mavoko Sub-County, real estate and industrial
owners who for the past years have encountered great losses as a result of floods. The
beneficiaries also will be able to augment the water supplied MAVWASCO during dry season
There are numerous positive benefits for harvesting rainwater. The technology is low cost,
highly decentralized empowering individuals and communities to manage their water. It has been
used to improve access to water and sanitation at the local level. In agriculture rainwater
harvesting has demonstrated the potential of doubling food production by 100% compared to the
Mavoko sub-county covers an area of 693 km², with an average population of 137,211.
Stretching from KAPA/Airport area where it borders with Nairobi County and covers Katani,
Machakos Town. It covers Kapiti plains to the south west towards Kitengela area where it
borders with Kajiado County, then to Embakasi at Nairobi County border. (USAID, Kenya).
This study focuses on the potential of roof top catchment as a strategy to control floods in
Mavoko sub-county. The study will cover the following satellite towns in which hosts half of the
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1.9. Limitation.
Time,
Time has always been a limited factor, especially due to the fact that rainwater harvesting has not
been being practiced; it might take long to gather enough data for research.
Inaccessibity.
Mavoko area has black cotton soil which is inaccessible especially during the rain seasons. Some
Inadequate information.
The meteorological department might not be willing to give information and data regarding the
Also the community might not be willing to discuss anything related to floods maybe because it
reminds them of hoe they suffer every time it occurs, loss of their loved ones or loss of hope in
Hostile community.
Community not willing to give information as they believe nothing can be done to help their
situation. They argue that so many researches have been done in the past and so far no solutions
8
The following measures were taken to address the above challenges. In order to be able to save
time I conducted reconnaissance before to familiarize myself with the areas and that made it
easier to traverse the area, use of gumboots which made it possible to navigate the muddy roads.
As it was not possible to get all the information necessary for the research from meteorological
department and the community published information such as DEAPs and internet were used to
fill in the gap and lastly, I was able to convince the community who are the key beneficiaries of
9
CHAPTER TWO.
LITERATURE REVIEW.
2.1 Introduction.
Roof catchment has been practiced over the past 2000 years. The earliest evidence in Africa
relates to cisterns in the western Mediterranean Coastal Desert in Egypt which date back to
roman times. At present 2000-3000 cisterns in the region are still operational with their sizes
ranging from 200-300 cubic meters (Shata, 1982). Tradionally, people have collected and stored
Along the east coast of Africa, rainwater collection systems known locally as djabias have been
constructed in several countries and are still in used until today. For example, in Manda, Pate and
Wasini islands in coastal region of Kenya. These consist of rectangular tanks made of coral
blocks and were traditionally plastered with local cement made from burning and crushing coral.
These systems often had a small purpose-built catchment area to complement roof run off. By
the first half of 20th century, roof catchments were often build at missions, churches and in
There are numerous types and causes of floods which include; urban flooding is caused by
rainfall overwhelming drainage capacity in urban areas, the impact can be very high because the
areas affected are densely populated and contain vital infrastructure. Continuing development in
Future Flooding, Foresight OST, (2004) states that, the cost of urban flooding could rise to
between 1-10 billion pounds a year by 2080s if no action is taken to reduce the risks.
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The following factors tend to be the cause of increased urban flood; Ageing drainage
infrastructure- where by a lot of sewerage and drainage network is old and in poor condition,
more buildings- the development of new structures cover previously permeable ground
increasing the amount of surface water running off into drainages and sewers, Increased paving-
and pave over front gardens, and lastly, climate change- wetter winter and heavier summer
shower are expected to put more pressure on urban drainage. Climate models predict that winter
Natural floods: This type of floods is caused naturally by overflow of huge volume of water from
rivers, lakes, coastal or heavy rains or downpours, tsunamis and hurricanes. They could be
riverine floods caused by rivers. Estuarine floods caused by a combination of sea tidal surges and
Catastrophic floods: This type of floods is caused by significant or unexpected events such as
dam breakages. Heavy rains causes rise of water levels in dams, rivers, lakes and water starts to
Snow floods: floods caused by snow melting as global temperature rises as a result of global
warming making the snow caps to melt faster. Continuous and faster snow melting and rises the
level of oceanic water which consequently raises the level of water in rivers causing floods.
The satellite towns majorly experience urban floods due to the increased paved areas, natural
floods due to reduced vegetation cover and increased amount of rainfall over the years and
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2.3 The Consequences of Floods.
Flooding, when the soil percolation capacity is overwhelmed and cannot drain effectively, the
surface run-off the overflow travels down roads paths and floods low lying areas causing damage
Extreme floods have serious impacts on social, economic, environmental, political, and cultural
factors of a given area, therefore, calling for a need of more coordinated post-audits following
extreme floods to provide possible guidelines for communities to implement to limit long term of
Economic effect, Economic hardships due to a temporary decline in tourism, rebuilding costs, or
food shortages leading to price increases which is a common effect after severe floods.
Chronically wet houses, high linked to increased respiratory problems such as asthma and other
illnesses which results to increase spending on medical services. (West and Lenze, 1994:127). In
developing countries floods have distinctive long-term effects. They can be divided into three
categories: first, the consequences for human health which include death, physical injury, disease
transmission, malnutrition and loss of morale; secondly, the consequences for agriculture which
include destruction of farm products and reduced agricultural productivity; and finally, the
impacts on housing and infrastructure which include damage of settlements and utilities such as
schools, health facilities and churches. The duration and significance of the impacts depend on
the levels of resources available to easy recovery and on the scope of the devastation (Alexander
1993:525).
According to Montz and Tobin (1998) Tobin and Montz (1994a) in evaluating how extreme
floods affect real estate prices, they argue that residents with the most severe flooding do
12
experience long lasting impacts on the house price. Estates within unaffected areas and with
limited damage seem to be unaffected, however, the prices go up for some estates in affected
areas because following the flood, estate owners replace all the appliances, paint and carpets
After a disaster a community goes through four phases that overlap: the emergency, restoration,
replacement reconstruction, and commemorative betterment period. Each of these phases takes
about ten times longer than the previous one. The rate of recovery is related to the extent of
damage, community capacity in terms of the available recovery resources, the prevailing pre-
disaster trends, and community leadership and planning (Haas, Kates and Bowden, 1977).
Losses of floods are considered to be direct or indirect. Direct flood losses are difficult to
quantify and it is even more difficult to evaluate indirect flood losses. Direct losses are the
number of business and homes destroyed, while indirect losses include migration from the area
as a result of the flood, tax losses as consumers shop outside the damaged area and what are the
costs of outbreaks of waterborne diseases (Hanchett. S, Akhter, J. and Akhter, K.R, 1998:226-7).
Lastly, pollution, Surface run-off can be a major source of pollution. It picks up potential
harmful substances from surface including; oil, house-hold chemicals, fecal materials among
others and transfer them to watercourses. When combined sewer overflows in time of heavy
rainfall, excess foul water is discharged directly into water bodies. Untreated discharges pose
risks to human health as they may contain toxins and pathogens such as virus that causes
hepatitis A and bacterial infection related diseases. (Woods Ballard, B. et al, 2007)
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2.4 The Potential of Roof Catchment.
Rainwater harvesting is mostly referred to as an “emerging technology”; despite the fact that
rainwater cisterns are not a new concept. In the Middle East in 2000 B.C, middle-class dwellings
stored rainwater in cisterns for use as a domestic supply as well as private bathing facilities for
Rainwater catchment can be done at a domestic level for household uses, industrial level for use
in factories or at agricultural level for irrigation purposes. The rainwater can be stored differently
for all these uses though, the way it is collected is always the same. (Ferrera, 2010).
Water is one of those resources which have to be used with caution. This is true in countries
which have a tropical climate. In particular reference to Kenya, where dry condition prevails, and
scarcity of water during dry season is more rampant. The scarcity of water is more felt by those
who have livestock and crops. But, this can be overcome by harvesting the rain water during the
rainy season. .
A rainwater collection system can be an excellent alternative source for constant supply of good
quality water. Like all other sources of water, rainwater harvesting has advantages. The
advantages are: Water Quality; rainwater is purer than the water treated with chlorine as
rainwater is generally one of the better sources of an alternate water supply when compared with
other sources of water that may be available this is because; rain water is created through the
natural process of evaporation, contains minerals and compounds necessary for healthy growth
of life of both livestock and crops, Savings in terms of water bill. Rainwater is a source of water
that can provide a cost effective and alternative source of good quality water, Simple
Construction - The construction of roof catchment systems is not complicated and most people
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can easily build their own system with readily available materials and local people can easily be
trained to build one, minimizing its cost. Ease to operate and maintain - The operation and
having to rely upon the maintenance practices of a municipally controlled water system,
place where it will be used or consumed. It also provides an essential reserve in times of
emergency or breakdown of public water supply systems, particularly during natural disasters.
The technology is flexible and adaptable -. The systems can be built to meet almost any
requirements. Poor households can start with a single small tank and add more when they can
afford them. It is also adapted to suit most individual circumstances and to fit most any
household’s budget. It can improve the engineering of building foundations when cisterns are
built as part of the substructure of the buildings, as in the case of mandatory cisterns. And lastly,
the physical and chemical properties of rainwater may be superior to those of groundwater or
surface waters that may have been subjected to pollution, sometimes from unknown sources.
John. E. Gould and Erick Nissen- Pertson, (1994), argue that, rainwater catchment systems are
probably better developed in Kenya than in any other country in Africa. In Eastern Kenya the
history of constructing rainwater catchment system goes back several decades. These include
variety of rock, roof and ground catchment systems as well as other related low-cost appropriate
water supply technologies such as surface dams and shallow wells. In 1950s, a number of rock
catchment systems were build by the local authority in Kitui. Some of these were refurbished in
1980s and still operates up to to-date. The more general use of roof catchment systems began
15
with the increasingly widespread use of mabati as a roofing material in the recent decades. Major
roof projects began in the late 1970s with the implementation of a number of designs developed
by UNICEF at the now defunct village technology unit. In North Kitui the Catholic church
promoted cement jars, while Action Aid built hundreds of basket work-framed (ghala baskets)n
demonstration tanks at schools. Most of these tanks failed after a couple of years due to fungal,
Application of an appropriate roof catchment technology can make possible the utilization of
rainwater as a valuable and necessary water resource. Rainwater harvesting has been practiced
for more than 4, 000 years, and, in most developing countries, is becoming essential owing to the
temporal and spatial variability of rainfall. Rainwater harvesting is necessary in areas having
significant rainfall but lacking any kind of conventional, centralized government supply system,
areas which are prone to floods due poor soils which do not allow percolation and less
vegetation cover and also in areas where good quality fresh surface water or groundwater is
Latin American countries and the Caribbean have annual rainfall ranging from 500 mm to more
than 1 300 mm just like in Mavoko sub-county, with falling during a few months of the year,
with little or no precipitation during the remaining months. Rooftop rainwater harvesting in this
these countries has been effective for more than three centuries, and rain harvested water has
been the basis of domestic water supply on many small islands in the Caribbean. Although the
use of rooftop catchment systems has declined in some countries, it is estimated that more than
500 000 people in the Caribbean islands depend at least in part on such supplies. Further, large
areas of some countries in Central and South America, such as Honduras, Brazil, and Paraguay,
16
use rainwater harvesting as an important source of water supply for domestic purposes,
Rooftop and artificially constructed catchments, in United States naval at Bahamas, rainwater of
average capacities of 70 000 liters is collect from rooftops and store it in cisterns Industries also
use rooftop rainwater, and a preliminary assessment has been made of using Nassau International
Airport as a catchment. In multi-storeyed apartment buildings and other areas serving large
concentrations of people such as hotels and restaurants, water supplies are supplemented by
The Islas de la Bahía off the shores of Honduras meet a substantial portion of their potable water
needs using rainwater from rooftop catchments. Similarly, rooftop catchments and cistern
storage provide a significant water supply source for a small group of islands off the northern
coast of Venezuela.
In a recent rural water-supply study, the continued use of rooftop and artificially constructed
catchments was contemplated for those parts of rural Jamaica lacking access to river, spring, or
well water sources. It is thought that more than 100 000 Jamaicans depend to a major extent on
Many institutions and organizations in Kenya support roof catchment, among them include:
The Ministry was established in January 2003 with the goal of conserving, managing and
17
under the department of irrigation, drainage and water storage. It has various units in district
The Ministry of Water and Irrigation has the following reforms, Water Resources Management
Under the water sector reforms, the Ministry transferred management of and operation of water
services to the Water Services Regulatory Board (WASREB) from mid 2005 which is now in-
charge of providing water services in different regions across the country. NGOs, CBOs and any
other community self help groups are required to enter into agreements with the respective
regional water service boards with regard to use of water supply facilities owned by the
community organisations.
The water act, 2002, provides for developing Catchment Management Strategy for protection
and control of water resources. It specifically provides protection of catchment areas. This is a
significant enabling provision, which, in practical application may substantially reduce flood
hazards. RBOs are important institutions for IWRM. The regional offices of the WRM are
already established in six different catchments. The WRMW regional offices are required to
formulate Catchment Management Strategy and facilitate formation of WRUAs to assist in co-
operate management of water resource and resolution of conflicts (Flood Management Strategy,
2009).
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2.5.3 Kenya Rainwater Association (KRA).
Works in arid and semi-arid areas across Kenya in implementing rainwater harvesting and
management (RHM) projects. These projects aim at improving access to water; improve
livelihoods, food security; and reduce poverty for rural communities. Community members work
in partnership with KRA and donors to ensure a sustainable and successful project. A KRA
Technical Assistant is permanently based at every site to manage the project development;
oversee construction; build community capacity; liaise with local Government; and generally be
a focal point to ensure project success. New Life Mission Water, Food Security, and Child and
Gender Rights, Mashuru Division (2010–2013) is one of KRA project which focuses on the
community in Mashuru division, Kajiado County. In partnership with New Life Mission (NLM),
this KRA/NLM project is targeting over 7,000 beneficiaries in this county. The project has
improved water access by constructing farm ponds, school roof catchment systems, shallow
wells, and improving livelihood options by integrating vegetable gardens, drip irrigation, and
environmental conservation.
DOC which is under the ministry of special programmes is responsible for management of
disasters through DMCs at district levels. DOC co-ordinates post disasters related activities of
various ministries up to the district level, provides drinking water for the evacuated people in
relief campus. KMD provides weather forecasts and early food warning DOC makes assessment
of magnitude of impending flood and its disaster potential, informs Provincial Disaster
Management Committees, which is responsible for rescue and relief operation through
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multidisciplinary teams at district and community level.(Flood Management Strategy Plan,
2009).
According to the Urban Water Harvesting Manual, 2004, The Nairobi national museum has been
used as venue for the rainwater harvesting exposition for the last years. The purpose of the
exposition is to demonstrate various water harvesting technologies and products available with
regard to the domestic and agricultural sectors. The museum itself had in the past suffered water
shortage during droughts when the city council of Nairobi rationed water.
In the museum roof water from the mammalian building and snake park building are diverted to
The impacts of these tanks have been enormous. A lot of people from both urban and rural areas
have appreciated the technology. Some are even ready to invest in similar schemes.
The tanks fill twice in a year during the long and short rains with total harvested rainwater of
470,000 litres. The Nairobi city council sells water at the rate of ksh 17-34 per cum. Thus saving
According to UNHCR, 2008:17, cisterns are principal source of water for residences in several
Caribbean islands. The level of governmental participation varies in different countries. For
example in Caribbean islands, governments regulate the design of rainwater harvesting systems.
In the U.S. Virgin Islands, the law requires that provision be made in the construction of all new
buildings for the capture and storage of rainfall coming into contact with their roofs. This law
20
requires that roofs be guttered and that cisterns for storage are constructed having a volume that
relative to the roof size, the intended use of the building, and the number of floors the building
will have. For a normal single-level, residential building, the law requires that 400 1 of storage
cistern be provided for each m2 of roof area. Cistern construction is further regulated by the
Virgin Islands Building Code to insure the structural integrity of these cisterns, which usually
Building code, 1996 states that, in Virgin Islands, all new residences in Barbados are required to
construct water storage facilities if the roof area or living area equals or exceeds 3 000 square
feet. This is also mandatory for all new commercial buildings with a roof area of 1,000 square
feet or more. A rebate of $0.50 per gallon of installed tank capacity, up to the equivalent of 25%
of the total roof area, will be given as an incentive by the Barbados Water Authority (UNHCR,
2008:14).
Gavida, J. (1993) contents that, community participation, promotion and support of local
sectors, NGOs and community organizations is a requisite to make efficient use of all the
capacities available at local level. Effective community participation requires training and
collective skills necessary for planning, construction and operation of rainwater catchment
21
2.6 Gap Identification in the Existing Literature.
In the departments, there is no section to deal exclusively with flood management issues. The
procedure for monitoring is ad-hoc and there are no field staffs dedicated to keep track of flood
A number of flood protection works were built in different river basins before or immediately
after independence. MWI has no financial or organizational mechanism for their routine repairs
and maintenance specific schemes for major repairs are planned and implemented from time to
time without an overview plan. (JICA 1990), and (National Water Master Plan, 1992). No
significant follow up has been taken for the implementation of the proposed flood control
measures.
Major floods occur every year. However, there is no comprehensive or organized compendium
of research that evaluates the long-term impacts from these events. There are no relocation plans
Studies which have been done, there is no consensus about the long-term social impacts from
aspects of flooding in the U.S. (Wiener 1996). Descriptive case studies indicate that after a
flood, trends already in place are reinforced. The trends, whether positive or negative may be
accelerated by the disaster (Haas, Kates and Bowden 1977). A flood in a community that was
experiencing rapid economic development would accelerate the trend of economic development.
Flood management is an evolving field of science. Hence, it is possible to study the evolutionary
possibilities by observing different evolutionary paths, and thus, better understand the
evolutionary forces or phase shifts. The natural phase is the phase in which no form of flood
22
management policy exists. Due to shifting anthropogenic pressures (Yin and Li, 2001), climate,
the failure of current flood management policy, or the emergence of a dominant worldview,
society will evolve or modify a system to cope with floods. Thus, society will adopt one or
It is assumed that more productivity, resulting from farming and industry, can occur when floods
are less frequent. This assumption is based on research conducted in Bangladesh, where it was
shown that more productivity occurs in poldered areas (Datta, 1999). Hence, a scenario in which
floods are controlled will lead to greater productivity increases. However, this assumption is only
Vis et al (2001) suggest that the central concept of a system of dike compartments is controlled
flooding, limiting the affected area and minimising the flood damage. This suggests that even
though flooding is allowed the floods are still totally controlled by humans. The principle behind
a system of dike compartments is that dikes with an inflow gate and an outflow gate surround
each compartment. Compartment has different flooding probabilities based on the value of the
land within the compartment. Moreover, considering that such a strategy is utilizing current
systems of dikes, the restoration or improvement of the ecology is unlikely to occur. Hence, this
strategy aims to: reduce flood risk, both by keeping flood probability low and by reducing the
flood damage; maintain economic productivity in the floodplain areas; and minimize social
Living with floods as a flood management policy focuses entirely on a society’s ability to live or
co-exist with floods rather than fight against floods; any damage that arises from a flood is
eliminated. Primarily, society adapts to the natural flood conditions and develops the land in
accordance with the prevailing natural conditions. A society that co-exists with floods will;
23
minimize risk by reducing the damage inflicted by floods to nearly zero; be totally aware of
floods as they form a part of the society’s daily life; and aim to minimize environmental
Dynamic control
Traditional path/resistance
Alternative path/resistance
Control to dynamic
Mavoko sub-county acts as a dormitory for workers in Nairobi and other nearby centers such as
Machakos town this factor has contributed to the ballooning of populations contributing to the
current population of 137,211 people making it almost impossible for the sub-county to
adequately meet the escalating water demand and consequently resulting to increased
24
urbanization and development. Many areas in Mavoko sub-county such as Syokimau, Utawala,
Sabaki, Joska, Kamulu. Kyumbi, Katani are dependent on bore wells and an average of 3500
According to the conceptual framework developed, roof catchment and improvement of existing
policies and regulations is the key to zero-flooding drive within the Mavoko area. Rainwater
harvesting will ensure precautionary measure that will ensure urban floods are managed and
Efforts from every quarter will be required towards reducing floods within the area with
government taking a leading role and supported by private sector and the community.
25
Fig 2.2: Conceptual Framework.
Increased surface
run-off (flooding)
Development of mitigation
measures.
Enforcement and
implementation.
26
CHAPTER THREE.
AREA OF STUDY.
3.1 Introduction.
Mavoko sub-county the former Municipal Council of Mavoko is one of the oldest Councils in
the country with its evolution dating back to 1940, when it began as Local Native Council (LNC)
then became an African District Council (ADC). The Town came into existence through trading
with the main business activity being centred at the old town area next to the railway station. It
became an Urban Council, curved from the County Council of Masaku now Machakos County in
1974 and got upgraded to a Town Council in 1987 and to a Municipal Council status in 1993.
The Council being a service provider operates under the Local Government Act. The Council has
core functions of planning all development activities within its area of jurisdiction (ESIA study,
2010).
Mavoko sub-county covers an area of 693 km sq stretching from KAPA/ Airport area where it
borders with Nairobi County, and covers Katani, Ruai, Kangundo Road through Muthwani-
Lukenya, Makutano(Kyumbi) to the east where it boarders Machakos Town. It covers Kapiti
Plains to the south west towards Kitengela area where it borders with Kajiado County then to
Embakasi in Nairobi County and it is located 1° 27′ 0″ S, 36° 59′ 0″ E.The research is intended
to cover the following areas; syokimau, Athi river, and mlolongo which are setillite towns of
Mavoko Sub-County. This towns according to the (2009) census carries almost 50% the
population in Mavoko and due to this they are experiencing rapid development interms of
27
commercial, residential, and industrial development which has resulted to increased paved
surface reducing the amount of water percolating to the ground hence urban floods.
28
Figure 3.1: Location map of Mavoko Sub-County in the context of Nairobi Metropolitan
Area.
29
3.2.2. Topography and drainage.
The Mavoko area has gentle slope topography which is generally flat in most part of the area
with a gradient of not more than 3%, lying at an altitude of 1500m to the east and 1530m towards
the west. most of the land area has been under the influence of man due to the development
activities mainly from the construction industry to soil deposition from construction sites which
has shaped most of the land area giving it a new look. This has actually resulted to approximately
more than 70% of the entire area’s earth surface is covered by civil and structural works.
Mavoko sub-county in Machakos County is largely in a semi-arid zone and the amount and
frequency of precipitation is quite erratic. The sub-county lies within the drainage basin of River
Athi. The general drainage pattern is from West to East. Athi River and its tributaries, most of
which dry up during the dry spell, Ground water potential in the sub-county ranges from
moderate to low. This is because of the massive nature of the parent basement rock. Because the
rock bearing formation carries a high quantity of soluble minerals, most of the ground water is
saline.
Water Supply the Mavoko Water and Sewage Company is responsible for supplying potable
water to the residents and businesses in Mavoko sub-county and its environs. Currently the sub-
county receives water from a variety of sources with the bulk of the water coming from Nairobi
through a piped system. The other source of water is the Nol-Turesh water pipeline that emanates
from Mt. Kilimanjaro, boreholes that the Mavoko Water and Sewage Company contracts out to
various service providers. The water from boreholes generally has a high saline content which
then requires treatment prior to supply to consumers. The water services company is also
30
exploring ways of rehabilitating a disused dam to generate a considerable amount of water for
Due to increase in population and economic activities, the water resource is continuously
sub-surface dams along the river valleys and construction of dams and pans to capture surface
water run-off can improve both surface and ground water availability. The community in some
areas however are trying to remedy this situation. An example is the community of Muusini
village which has constructed a total of 16 sub-surface dams/weirs across rivers Makilu and
Unplanned development of small scale enterprises (Jua Kali) without proper infrastructural
services has led to an increase in pollution of the water courses especially in the major towns.
Examples are the garages within Machakos town that are located within Kariobangi and Grogan
areas. These cause pollution of the Iiyini River through oil spills, inappropriate handling of the
oil residues, exhaust fumes, etc. The problem is especially aggravated during the rainy season
when the pollutants find their way into the river courses. (Machakos DEAP, 2006).
According to Geaverts, 1964, The lithology of the Mavoko area comprises various geological
sequences. The volcanic rocks in the area are represented by Upper Athi Series consisting of
sediments and Lake Beds, Athi Tuffs and Kapiti phonolite. The thickness of these volcanic
varies decreasing towards the south and southeast as they reach the limit of the lava flows.
Immediately below the volcanics are the undifferentiated crystalline rocks of the Mozambique
Belt that is the Basements System rocks consisting mainly of gneisses and schists. These are
31
shallow seated and have been encountered by several of the numerous Boreholes drilled in the
The Upper Athi Series forms part of the extensive Athi tuffs and lake beds occurring as a result
of consolidation of fragmental volcanic material which was deposited shallowly into water after
eruption and a series of sediments and tuffs lying between the Nairobi and the Kapiti phonolite.
They are also taken to include beds of the Kerichwa Valley series where the phonolite and
trachytes are absent. Everywhere with Kapiti Phonolite, the unit underlies associated volcanic
rocks and is oldest lava of the succession. This has been confirmed by several borehole sections,
which have revealed that the sub-volcanic floor over which the Kapiti Phonolite was extruded
was irregular and cut in Precambrian rocks. The lava was laid down on an eroded surface
covered in places by Tertiary conglomerates and grits (Fairburn, 1963), formed part of the first
Miocene flood eruptions. The rock is distinctive in hand specimens by its large white crystals of
feldspar and waxy-looking nephelines which are set in a fine grained dark green to black or dark
bluish-grey groundmass. The basement system of this area comprises crystalline rocks of
Precambrian age which are exposed in the south west of Kitengela in Kajiado County where the
volcanic cover has been removed by erosion. They are predominantly biotite gneises, frequently
Vertisols: these are referred to as black cotton soils. They are characterized by cracking clays
with low water permeability and high water holding capacity. The soils although moderately
fertile, have poor drainage and become water logged when wet. The soils are found on plateaus
and low lying flat lands in the district. They are used in production of cotton, chickpea and
maize.
32
3.2.4. Climate and physical features.
Mavoko sub-county climate is semi arid with a hilly terrain with altitude of 1000 to 1600 meters
above sea level. It has two rainy seasons, the long and the short rain seasons. The sub-county has
a bimodal rainfall pattern with the long rains seasons starting at the end of March and continues
up to May, while the short rains season starts at the end of October and lasts till December. The
annual average rainfall ranges between 500mm to 1300mm. Mean monthly temperatures vary
between 180C and 250C. The coldest month is July while October and March are the hottest.
This area is covered with dry bushes and savanna grassland with scattered trees. The most
widespread vegetation type in this area is the semi-arid deciduous thicket and bushland such as
The Athi-Kapiti ecosystem are the Grass plain maim habitat is dominated by Cynodon,
Themeda, Cypress, and Digitaria species; Dry forest, Olea Africana, Croton dichogamus,
Ficus eriocarpa, Aspilia mossambicensis, Rhus natalensis, and Newtonia species. The vegetation
cover the area is bushland with predominantly dark grey black cotton soil.
33
3.3.2. Wildlife.
Thomson’s Gazelle, Grant Gazelle, Buffalo, Waterbuck, Oribi, Lion, Cheetah, Leopards,
Wildlife is mostly found in the private ranches such as Maanzoni ranch though they also occur in
other areas. The wildlife migrates during dry seasons in search of pasture between Kajiado and
Machakos/Makueni counties and their numbers depend on the seasons over the year.
3.4.1. Agriculture.
The land with high potential of agricultural production in Mavoko sub-county is in areas such as
Athi-river, utawala and Muthwani. There are two types of agricultural systems in the sub-county
namely: Rainfed Agricultural and Irrigation Agricultural System. Major crops grown in this area
which are rainfed are maize, beans, millet, cowpeas, peas, green grams, chick peas, dolichos,
sweet potatoes, arrow roots, Irish potatoes and cassava. Those depend on irrigation are mostly
fruits and vegetables. They include; bananas, pawpaw, mangoes, passion fruits, avocados,
loquats, apples, tomatoes, cabbage, guavas, onions, French beans, carrots, kales, okra, karalla,
duohi, tundoori, turia, valore, thin and big chilies (Machakos District Planning Unit, 2006).
Large scale farming in Mavoko sub-county include flower farms which takes place mostly in
Athi-river and Lukenya areas. Some of large farms are Waridi, Primarosa, Banbros and Sun-rose
among others. Subsistence agriculture is also practiced, with maize and drought-resistant crops
such as sorghum and millet being grown due to the areas semi-arid state. These crops are highly
affected by floods as they cannot stand a lot of water especially legumes. Flooding in this area
34
destroy farm products resulting to limited yields, hunger to the affected community which
Livestock production is practiced in both high and low potential areas of the sub-county. Dairy-
Farming (mostly zero grazing) is more predominant in the high potential areas of athi-river,
Utawala, Ruai, and kyumvi. All ranches are in the low potential areas of Lukenya and Kapiti and
most of them keep beef animals. Others include; Goat, Sheep Poultry farming, Pigs, Rabbit,
Donkey, and Bee Keeping. Annual occurrence of floods affects the growth of pasture and
increases animal water borne related diseases leading to massive deaths of livestock.
The sub-county is relatively industrialized with cement industries, meat processing, quarrying,
manufacturing industry, real estate, hotel industry and flower farms. The Cement industries are:
Bamburi cement, Portland cement, Mombasa cement, Savanna cement, National and Athi river
mining cement. Manufacturing industries included; Devki steel millers, Saj ceramics. Real
estates are; Sunset blouvered, Jam city, 360. Green Park, Lukenya Hills, Moke Gardens, Delta
plains, Sheshe, Parkview among others. The Hotels are; Millennium hotel, Green Gardens,
Connection Hotel, Interchange motel, and Intercontinental Hotel. Mavoko is also the home to
However, the sub-county also plays host to the open air market concept with major market days
where large amounts of produce are traded. Fruits, vegetables and other food stuffs like maize
35
3.4.3. Transport and communication.
Approximately 510 Ha of land comprising 5% of total land area was provided for transportation.
This encompasses land set aside for roads, railway, petrol services stations, lorry parks and car
parks. The main routes include; Nairobi – Mombasa highway (A109) which carries a significant
amount of daily traffic, Nairobi-Namanga Road (A104). (ESIA Study April, 2011), there are also
unclassified roads minor roads linking minor centers within the area. Mavoko sub-county also
has a railway station built in 1920 along the Mombasa Nairobi line. These minor roads linked to
the satellite towns under the study are constructed using murram which is oftenly washed away
by surface run-off when it rains. This makes it impossible to access the remote areas and rescue
flood victims.
3.5.1. Population.
The sub-county satellite towns are growing residential area due to its proximity to the Nairobi
city hence acting as a dormitory to workers working in the city. The population growth rate for
the sub-county is 1.7% and for Athi River Township is 5.2%.With the most populated areas of
the sub-county being towns of Mlolongo, Athi-river and Kyumvi (ESIA study, 2010).
According to the population census of (1999), Mavoko had a population of 48,260 where by
22,000 people of this population lived in urban areas of the sub-county. The Physical
Development Research Project which was done in 2004 the total population was 61,809 people,
2008 estimates the population within the jurisdiction of the Mavoko sub-county was
approximately 65,000 and in 2009 census the population had tremendously increased to 137,211
36
people. The population growth rate for the town is 1.7% while for Athi-river township which is
The study area is mainly dominated by residential, industrial and commercial activities. The
population growth of this in sub-county being at 1.7 per cent annually and it has led to
tremendous pressure on the natural resources particularly land where sub division is now a
common phenomenon. Encroachment of fragile areas such as water catchments, forest, wetlands,
and conservation areas and further to marginal areas enhances advance of desertification in the
This tremendous growth has led to rapid development of commercial, residential and industrial
developments increasing paved surface and reducing amount of uncovered land for surface run-
3.5.2. Housing.
The Mavoko sub-county acts as a dormitory town for Nairobi city, nearby growing centers such
as Kitengela and also provides housing for the local industrial workers. Land Use Plan (1970)
contents that, residential use was divided into three subcategories which were; low, medium and
high density and allocated approximately 2722 Ha of land comprising approximately 27% of
total land area. However there has been significant development since then that did not entirely
Housing is a challenge in both rural and urban centers in Kenya. According to the Ministry of
Housing, the country currently has a requirement of 200,000 new medium and low cost houses
annually. Unfortunately such housing cannot be provided in not only in the country but also in
Mavoko as the land prices are extremely exorbitant with house prices being beyond the reach of
many residents. Subsequently as Mavoko provide an opportunity for housing the hundreds of
37
thousands of people that work in the city. With the dual carriage way between the Jomo Kenyatta
International Airport and Mlolongo, Mavoko provides an ideal location for developers to
construct affordable housing for people who work in Nairobi. On the ground it is observed that
several developers have already constructed housing estates in this area. (Survey Report, 2011).
Despite the fact that, many residents can afford to built more durable houses which can stand
floods, there are some especially in slummy area of Athi-river and Mlolongo whom their houses
are constructed using polythenes and corrugated tin which cannot be used to harvest rainwater
nor can they stand floods and every time floods occur their homes are destroyed and forced to
The area around Lukenya hill contains some of the most important Later Stone Age
archaeological sites found in Kenya. The variety of assemblages identified in the archaeological
record shows that the area was favored for human habitation, and was continuously inhabited for
nearly 100,000 years. Artifacts that have been recovered here include stone artifacts, domestic
animal remains, iron smelting sites, ostrich eggshell beads, stone bowls, pollen samples, rock art
as well as human remains. A survey which has been conducted on the site reveals a scatter of
archaeological debris that is similar to other scatters found on the plains surrounding Lukenya
hill. However the artifact density are found to be very low and very thinly spread on the surface
to warrant further excavation of the site. The rest of the site is totally devoid of any cultural
material, partly due to the fact that part of the land is covered by heaps of soil that have been
dumped here from elsewhere. The Maasai Manyattas are other evidence of human occupation in
this area in early years. (Survey Report, 2010). These artifacts represent historical and cultural
38
background of this area and floods which are known to deposit soils from different areas and
invasive species poses a threat of washing away these history and culture.
39
CHAPTER FOUR.
RESEARCH METHODOLOGY
4:1. Introduction.
Methodology is generally a guideline for solving a problem with specific components such as
tasks, methods, phases, techniques and tools. It can be qualitative or quantitative. Methodologies
encompass procedures followed, analyzed and interpretation of the data gathered. This chapter
therefore describes the methods and procedures used during the study, most significantly in
achieving the set research objectives and goals as per the requirement of the study.
The study was mainly a survey research. This entailed a systematic process of collecting and
analyzing data in order to make decisions on how best to solve flooding using roof catchment. A
survey obtains information from a sample of people by means of self-report, that is, the people
respond to a series of questions posed by the investigator. In this regards, the survey entailed
both quantitative and partly qualitative approaches considering the nature of data expected.
Denicolo and Becker (2012) define quantitative research as a formal, objective, systematic
process to describe and test relationships and examine cause and effect interactions among
variables. Surveys may be used for descriptive, explanatory and exploratory research. A
descriptive survey was necessary because it provides an accurate portrayal or account of the
Characteristics.
To achieve the objective of this study, both primary and secondary data were used. Secondary
40
4.3.1. Primary Data Sources
Primary data sources will include observation, questionnaires, interviews, and photography,
meetings and focused group discussions. Types of activities within the area of interest will be
observed and noted and will include topography, infrastructure, services and the authentic
environment. Other primary data was sourced from the sub-county and relevant government
departments.
The study was conducted in Mavoko sub-county in Machakos County. The sub-county
population is estimated based on 2009 is estimated to be 137,211. The sub-county has a poverty
index of 62 percent, predisposing the population to food security-related shocks and hazards. The
people in the area mainly practise agro-pastoralism, which is the common livelihood (Short
Rains Food Security Report, 2012; German Action, 2006). Jam city, city cotton, bridge 39,
Mlolongo, syokimau and Athi-river were chosen were purposively because they are among those
Simple random sampling technique will be employed to select the households while systematic
sampling was used to select the various organizations relevant to our research.
The sample size is method to determine the size of the population. This is done by fishers
formula Ker linger [1973] formula states that a sample size of between 10% and 30%is
acceptable. Notably, Fisher et al; 1998 sampling method provided the sample size of the
41
To determine the number of respondents in area of study, proportionate sampling method was
used
n= (z2 pq)/ d2
obtained from the respondents and the reality on the ground. Observation was involve
observing the existing land uses, roofing material and design, topography, vegetation
2. Questionnaires- questionnaires was used to ascertain facts, opinions, beliefs, attitude and
practice about the study area. Closed ended questionnaires were used because of the
for the purpose of gathering information from respondents. Structured questionnaires were
used to collect population data (structure and sex ratio), education levels, source of water,
42
water uses, disposal mechanism, roof catchment, relevant authority support, among other
parameters.
Type of questionnaires which were used included both open and closed questionnaires.
Closed questionnaires included questions with “Yes/No” answer or with a multiple choices.
Answers were selected in the quality control check stage was used to develop possible
proposals.
Open ended questionnaires included answers from the respondents unlike in closed questions
3. oral Interviews- This involved verbal interaction with the respondents who varied from
4. Photography- Photography was used to capture the real situation on the ground such as
the types of roofing material used, drainage systems, roof catchment practice, or the slope
of the area.
5. Focus group discussion. The study attempted to capitalize on group dynamics to allow
6. Walk-through survey. This involved field survey of the area making observations on
Apart from primary sources, the study relied on secondary information such as books, existing
environment literature. It, however, is important to limit the application of this data sources as
43
4.6.3. Data Collection Process
Both secondary and primary techniques of data collection were viable and applicable for the
dissertation; therefore, the study made use of information sources such as libraries and relevant
sources of information.
way to measure variables. After data collection, they were organized and analyzed based of study
Arrays of techniques were employed for site analysis and presentation. They include both
were used to arrive at a general picture upon which conclusion were made. Qualitative methods
Sorting data: organizing both coded and random data into categories that best serve the
purpose of the study. It also entails prioritizing information based on relevancy and
reliability.
Quality control check: this is a control strategy in research that ensures all data collected
are important and relevant. In many circumstances, research without quality control
44
4.8. Reliability and Validity
Reliability is the degree of consistency with which an instrument measures the attribute it is
designed to measure. The study measured reliability of data based on the set guidelines and
ability to meet objectives. Content validity is the extent to which an instrument represents the
factors under study. To achieve content validity, the study relied on current data from relevant
stakeholders.
45
CHAPTER FIVE.
5.1 Introduction.
This chapter presents the analysis of data collected from a research conducted in Mavoko sub-
county The main purpose of the study was to assess the potential if roof catchment as a flood
management strategy. Further the study is aimed at: assessing the causes of flooding, examining
the consequences of flooding in Mavoko area, assessing the potential of roof catchment to
address flooding in Mavoko, evaluating the institutional capacity to support roof catchment as a
flood management strategy, and lastly recommend appropriate measures that can be put in place
The study involved administering questionnaires, specifically in satellite towns which are; Athi-
river, Mlolongo, Syokimau and also in two real estates in the towns (360 apartments, and sunset
The questionnaires were administered to 27 respondents of which 51.8% were female and 48.1%
were male even though 70% of households were male headed and 30% female headed. Women
are highly vulnerable disaster such as flood and therefore their contribution towards flood
According to the field study 2014, 25% have lived in the area for less than 10 year, 25% between
10-20 year, 18% between 21-30 years, 7% between 31-40 years and 22% above 41 years.
Despite the fact that even some residents were born in this area and experience floods annually,
46
5.1. The cause of floods in Mavoko.
14
12
10
8
respondents
6
4
2
0
urbanization too much poor drainage poor planning others
rainfall
Poor drainage is rated as the major cause of floods with many drainages being clogged with solid
waste making it impossible for rain water to flow through hence flooding the adjoining area.
Rapid urbanization and too much rainfall are rates second; rapid urbanization has led to
increased paved land which in return reduces the amount of water percolating to the
underground. Increased amount of rainfall as a result of climate change, which exceeds the
capacity of the soil to absorb surface running water leading to flooding of low lying areas.
Poor planning is rated the third cause of floods in this area, inadequate compliance with zoning
and building regulation resulting settlement in flood plains, sloppy areas and lack of integration
Other causes mentioned by the respondents include; poorly drained soils, run off from the airport
area and other developed areas which do not practice rain water harvesting, siltation of the
47
During the field study, 44% of the respondents argue that floods in this area have increased over
years and 22% argues that floods have decreased overtime. The increase of floods overtime is
attributed to urbanization, poor planning and increased amount of rainfall while the decrease in
floods is attributed to emerging roof catchment practices and other methods of rainwater
harvesting such as constructed dams to accommodate excess run off and drain trenches to drain
The mostly affected areas are; Bridge 39, City cotton, Jam city KMC, and Kasoitu in Athi-river
Syokimau especially areas near the stream and undeveloped areas and Mlolongo in phase iii and
Kasina area.
According to the respondents, the floods occur annually both during long and short regimes and
takes days to weeks to dry up. The areas affected entirely by floods requiring people to relocate
represents 29.6%, areas which only part of them are affected 37% and 25.9% of the areas are not
affected by floods.
According to the field study, 2014, the following are the impacts of flooding in Mavoko sub-
county. These impacts are social, economical and environmental impacts. the social impacts are:
migration of people during rainy seasons to escape from losses they encounter when floods
occur; reduced agricultural production leading to food shortage as most of crops which are
grown in this sub-county are mainly tubers and legumes which cannot stand a lot of water and
are high destroyed by floods; loss of life, livelihoods, property and injuries as many people stay
behind during floods because of their properties, cultural believes and also not having a place to
relocate to; water borne related diseases such as cholera as a result of the dirt contained in run-
48
off water such as sewerage waste, industrial and household waste; and damage of infrastructures
such as houses, schools, health facilities churches, septic tanks, and pit latrines which cannot
The economical impacts are: closure of businesses such as shops and groceries as during floods
it is nearly impossible to transport shop goods and vegetables. This is due to the fact that, floods
damage access roads making it impossible to transact any business and also a lot of agricultural
products rot in this period leading to loss of businesses especially small entrepreneurs and hiking
in food prices and transportation charges. Also floods creates financial burden to the government
as it spends a lot of money in relief foods, medical services and other materials such as mosquito
nets, blankets and money meant for other demands is all diverted to address floods,
The Environmental impacts are: flooding has resulted to overflow of waste water from sewers,
septic tanks, pit latrines and soak pits posing a threat to the health of the affected community;
siltation of water bodies reducing their depth and the capacity of water they can accommodate,
forcing the excess water to flood the adjoining lands with human settlements; clogging of
available drainage systems with solid waste such as polythenes, metals, plastics and tree leaves
and branches. This makes it impossible for surface run-off to drain in the river channels through
However, flooding has the following positive impact such as deposition of fertile soils to flood
plains which is as a result of soil erosion in the upper areas of the sub-county which increases
agricultural productivity.
49
Figure 5.2: Methods of sanitation disposal.
60.00%
50.00%
40.00%
30.00%
Series 1
20.00%
10.00%
0.00%
municipal exhauster septic tanks pit latrines others
sewer
The highly used disposal mechanism is pit latrine which usually sinks or overflow when it floods
also the same applies to septic tanks and soak pits. The sewer pipes bursts releasing sewer waste
to the environment. For the exhausters it is nearly impossible to access the residential areas due
to muddy roads. According to the respondents, pit latrines are more reliable while exhausters are
less reliable.
According to the study, the following numbers of persons are displaced when floods occur and
50
Figure 5.3: Percentages of people displaced in different areas.
11%
jam city, city cotton,
7% bridge 39.
mlolongo
14.80%
syokimau
67.20%
athi river
Jam city, city cotton and bridge 39 which are slum areas are the most affected. This is due to the
fact that roof catchment is not practiced in these areas as many houses are roofed with polythene
bags and corrugated irons and tins and also they the community residing in these areas do less to
control floods. Syokimau area which is mainly residential area with both single and multi-
dwellings such as real estates is the least affected by floods as roof catchment if highly practiced
and various methods of controlling floods such as gabions, drain trenches have been employed.
According to the field study, 2014, 70% of the respondents have knowledge on roof catchment
though only 44% practice it. This is due to the fact that most roof designs and roofing material
are not favorable for rain water collection as some houses are roofed with polythenes especially
in the slummy areas such as Jam city, Kasoitu which are highly affected by floods
51
Figure 5.4: Different roofing materials.
asbestos
11
others 22.2 asbestos
iron sheets
tiles
tiles 14.8
iron sheets others
51.8
The most used roofing material in this sub- county is iron sheet which is favorable for roof
catchment and therefore if put into practice can result to tremendous reduction of floods, water
bills and water scarcity. The others include polythene and tin.
Various methods have been put in place to manage floods in this area, they include: dug wells,
gabions, drain trenches and bore wells which help in draining water during rain seasons. The
respondents acknowledges that this flood control methods have potential though they have their
own challenges such as siltation due to soil erosion, conflicts especially in high density areas,
The following were the benefits of roof catchment listed by the respondents; Water Quality,
rainwater as one of the best sources of an alternate water supply compared with other sources of
water as it is free from bacteria and other contaminants, simple to construct, the construction of
52
rainwater collection systems is simple and can easily be built with readily available materials,
easy to operate and maintain the operation and maintenance of a household rainwater collection
system is controlled by the owner without having to rely upon the maintenance practices of a
Reliabl reliable
53
Figure 5.5. Percentages of water users in different sources.
44.40% piped
48.10%
borehole
wells
51.80% 18.50%
rivers
springs
29.60%
water kiosk
7.40% roof catchment
3%
Mavoko sub-county has black cotton soil which has very poor water porosity. It gets very sticky
when it rains making it hard for surfaces water to percolates to the underground. This has
resulted to poor recharge of the underground water leading to less water yield of boreholes and
wells. Roof catchment is less practiced in this area due to poor roofing materials such as
polythene, limited institutional support and unwillingness of the community to create into other
sources of water.
In Mavoko sub-county various sources of water are free apart from piped water from Mavoko
Water and Sewerage Company (MAVWASCO), borehole water from private owners and water
from kiosks provided by MAVWASCO. The cost paid per month depends on individual usage of
water.
54
Figure 5.6: Water bill per month
7
6
5
piped
4
borehole
3 water kiosks
2
1
0
>1000 1001-1500 1501-2000 2001-2500 <2501
The MAVWASCO piped water appears to be more costly than the other sources of water this is
due to the fact that this company charges kshs 100 per cubic meter which accrues to large sums
of money at the end of the month. The water from the kiosk is the second and the borehole water
the third which its cost is attributed to use of the amount of electricity uses in pumping the water
to the used. Roof catchment if put into practice has the potential of halving the water bill paid by
this community and supplying quality and fresh water for drinking.
55
According to field study, 2014, 51% have access to disaster management information while 49%
others
social networks
neighbours
respondents
radio
television
institutional offices.
0 1 2 3 4 5 6 7
The other sources are; red cross, news papers, and family members.
Only 25% of the respondents receive support from the institutions regarding when floods occur
while the remaining 75% do not. The type of support received is technical such as evacuation
boats, financial, professional such as drill training and material support which include; food
56
Figure 5,8. Support received from disaster related institutions.
technical
material professional
173.10% financial
66.60%
professional
material
25% of the population in this community is involved by the institutions in flood management
strategies while 75% are not and yet they are affected by this disaster. The institutions involve
the community in drill training, gabion construction, creating awareness on the need to practice
roof catchment.
Limited involvement of public who are the victims of the floods has led to derailment of RWH
projects which have been proposed in the past. The public should be fully involved in both flood
management strategy and RWH projects as they generate indigenous knowledge, providing
manual work and develop a sense of ownership at the completion of the project.
According to respondents, 51% acknowledge a gap in existing institutions while 49% are not
aware or do not seen any gap in the existing institutions in attempt to manage floods. The gap is
due to inadequate of linkage between different institutions. For example the Planning department
57
which is in-charge of all the developments within the entire sub-county has not been working
together with the health department on required cleaning and specifying the best roofing
material. Rainwater quality is very dependent on the maintenance catchment system, periodic
cleaning and roof preservation. Roof materials play an important role in this technology as some
are more prone to retaining particles that can be harmful to users. Asbestos roofs present a
growing concern as exposure to this material can cause serious health problems which come
good 26%
no idea 80%
fair 53% good 26%
fair 53%
bad 200%
no idea 80%
bad 200%
In the field study 2014, 200% admitted that the effectiveness of the existing institutions this is
attributed to; Lack of advance warning of incoming floods takes the public unaware leaving no
time to take preventive measures, there are no high grounds nearby for immediate shelter and
often the people do not leave their homes unguarded, for security of their meager assets,
rainwater harvesting technology is not being integrated with development plans. 53% argues that
58
the existing institutions are fairly effective this is due to the fact that, the existing disaster
management mechanism is geared primarily to deal with rescue and relief measures and not
towards long-term actions to minimize floods. 80% of the respondents have no idea of any
existing flood management related institution which is due to the institutions being inactive and
therefore unable to reach the affected persons. Finally, 26% of the respondents acknowledge that
the existing institutions are effective in flood management and in promotion of rainwater
harvesting as the institutions such as MAVWASCO and WRMA promotes rainwater harvesting
as an alternative source of water to supplement the existing sources which are not able to meet
the increasing water demand to both government and private sector with emphasis on the savings
59
CHAPTER SIX.
where there is congestion and roof catchment is not practiced, and areas experiencing rapid
development due to increased paved ground. Floods in Mavoko occur during every rain season
but it is worse during the long rains resulting to massive deaths, injuries and loss of properties.
Many residents depend on water from MAVWASCO, boreholes and water kiosks which is not
enough to meet the escalating water demands. Furthermore MAVWASCO contents that, the
current water demand is 15,000m3 per day which is expected to rise to approximately over
25,000m3 per day with the increasing population. However, the MAVWASCO currently is only
able to supply 3000m3 per day which cannot meet the water required by the community on daily
basis and therefore if other alternative sources of water are not exploited Mavoko sub-county
There are no institutional agreements to review and update the early warning system thereby
improving the efficiency and preparedness or determine the adequacy and efficient utilization of
resources assess the impact of disaster. Management programs on population, economic and
these programs.
6.2 Conclusion.
Capturing water from the roof tops is an empowering method of bringing greater ecological
balance and local resilience to dense cities. This rooftop technology is a sure mark of humanity’s
60
evolution towards more alternatives and sustainable water sources.Several actions such as flood
mitigation strategy have been taken worldwide to address floods but more actions which puts
community participation into consideration needs to be put in place. The relevant institutions to
Anthropogenic activities such as poor farming methods, poor disposal of solid waste, and
6.3 Recommendations.
drainage is to mimic natural drainage with an aim to reduce floods and improve the quality of
water draining from urban surface run-off. This will be able to solve the problem of clogged
drainage systems and increase the surface area of ground water percolation. This can be achieved
through developing areas of vegetation like grassy banks or green roofs or natural water storage
features like ponds. Also use of engineered components such as porous paving which will reduce
peak flow rate of run-off, encourage uptake of water by the ground, transfer of run-off in a
controlled manner to the other sites and lastly, capturing water directly on site for controlled
storage or discharge.
better addressed. This can be achieved through: Development of first-flush bypass devices which
are more effective and easier to maintain and operate than those currently available and in use;
involvement of the public health department in the monitoring of water quality to ensure that the
harvested water is standard for drinking and to be used in other domestic chores especially
during floods; monitoring of building constructions to ensure that roof catchment is integrated
61
ensure that the appropriate cistern sizes which are able to contain the amount of water from the
provided catchment are built; provision of assistance to the public in sizing, locating, and
selecting roofing and cisterns materials and constructing cisterns and storage tanks, and
management environment.
There is need to strengthen linkage between MWI, DOC and KMD to develop an integrated
disaster management system, flood forecasting and warning system at the community level and
put in place clear definition of roles of various institutions; planning of flood mitigation
measures should be forced into the IWRM and entrusted to RBOs which can provide a forum for
Integration of roof catchment in to planning: by integrating rain catchment system into the design
of a home, it will create a cost effective, convenient system where all the components can be
located in one area for easy monitoring and maintenance. Integrated home systems are excellent
for new construction and a perfect way to save money on municipal or well water costs.
Product innovation: Although there are some innovative systems which are currently being used
and developed, greater exploration of other possible system configurations is required to ensure
that the systems are adaptable, flexible and affordable to allow implementation in a range of
building types and local levels. Further study should also be undertaken into the applicability of
first flush devices and examination of maintenance costs of rainwater harvesting systems.
62
Demand Profiling: Further research should be undertaken on demand profile of different water
users to permit the investigation of sub-daily profiles and the need to adopting a range of
alternative water resources to augment to existing ones. Further research is also required in this
area to develop a portfolio of demand profiles for different building types such as manufacturing
industries, schools, supermarkets, residential among others to facilitate system designs and
reduce costs.
Tank Sediment Quality study: This research outlined the potential of roof top catchment;
however, it does not put into consideration the quality of harvested rainwater at the point of use
and also does not encompass coverage of the quality of sediments in the main storage tank. It
would therefore be useful to undertake further study to ascertain the potential impact of sediment
63
REFERENCES.
Ibid, 2007.
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Connor, O, Jim, E. and John, E. Casta, 2004. The World’s Largest Floods, Past and Present:
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GOK (2001) 1999 Population and Housing Census Volume II.
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Friesema et.al. (1979). Aftermath: Communities after natural disasters, Sage, Beverly Hills.
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The World Bank Research Observer, Vol.19, No.1, Pp.1-39
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Nissen-Petersen Erik. 2006. Water from Dry Riverbeds. ASAL Consultants Ltd.
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65
Appendices A.
KENYATTA UNIVERISTY
66
________________________________________________________________________
ii) What is the size of your plot? _______
iii) What is the mode of housing occupancy?
a) Owner occupier ( ) b) rental house ( ) c) company house ( )
d) Others (specify)_________________
3) To assess the causes of flooding Mavoko sub-county.
i. Do floods occur in this area? Yes ( ) No ( ).
ii. What is the frequency of flooding in this area a) more frequent ( ). b) less
frequent ( )
iii. How long do the floods take to drain?
a) Days ( ) b) weeks ( ) c) months ( )
iv. What extent of the area is affected by floods?
a) Whole area ( ) b) part of the area ( ) specify which area__________________
v. What types of floods occur in this area?
a) Flash floods ( ) b)groundwater ( ) c)sewer flooding ( )
d) Others (specify)_________________
vi. What kind of rainfall causes floods in this area?
a) Prolonged heavy rains ( ) b) short heavy rains ( ) c) any rains ( )
vii. What do you think is the cause of flooding? (tick appropriately)
a)Rapid urbanization ( ) b)Too much rainfall ( ) c)Poor drainage systems ( )
d)Poor planning of the area ( ) e)Others (specify)________ ____
viii. In your opinion has the floods been increasing or decreasing overtime__________
__________________________________________________________________
4) To examine the consequences of flooding in Mavoko.
i. What are the impacts of the floods?
a) Social_____________________________________________________________
__________________________________________________________________
b) Economical________________________________________________________
__________________________________________________________________
c) Environmental______________________________________________________
__________________________________________________________________
67
d) Others____________________________________________________________
ii. What sanitation disposal mechanisms do you use, how are they affected by floods
and what is there reliability?
mechanism Floods effects Reliability
Municipal sewer
Exhauster
Septic tanks
Pit latrines
Others (specify)
iii. Approximately how many households are replaced every time floods occur?____
iv. Is there any compensation/resettlement when floods occur? Yes ( ) No ( ).
5) To assess the potential of roof catchment to address flooding in Mavoko.
i. Water supply (please fill in the table).
Water sources uses quality Cost per month reliability
Piped ( )
Borehole ( )
Wells ( )
Rivers ( )
Springs( )
Water kiosks ( )
Roof catchment( )
Others (specify)
68
100m/sq-200m/sq ( ) 200m/sq-300m/sq ( )
300m/sq-400m/sq ( ) Above 400m/sq ( )
v. What kind of roofing material have you used in your house? (tick appropriately)
Asbestos ( ) Iron sheets ( ) Tiles ( ) Green roof ( )
Others (specify) ______________________________
vi. Are you aware of the benefits of roof catchment? Yes ( ) No ( ). If yes which
ones______________________________________________________________
vii. What other methods have you employed to manage floods?
a) Drain trenches ( ) b) Dug wells/ bore wells ( ) c) Others (specify) ___
What is there potential? ____________________________________________________
viii. What challenges do you face in implementing the above methods? ____________
__________________________________________________________________
ix. Suggest other methods that can be used to manage floods____________________
__________________________________________________________________
6) The institutional capacity to support roof catchment as a flood management
strategy.
i. Do you have any access of disaster management information? Yes ( ) No ( )
If yes from which source?
a) Institutional offices ( ) b)Television ( ) c)Radio ( ) d)Fellow neighbors ( )
e) Social networks ( ) f)Others (specify)_____________________________
ii. Do you get any support from the authorities in managing floods? Yes ( ) no ( ). If
yes, what kind of support?
a) Technical ( ) b) Financial ( ) c)Professional
d)Others(specify)_____________
Describe the form of support________________________________________________
________________________________________________________________________
iii. Do the relevant authorities involve the local community in flood management
strategies? Yes ( ) No ( ) If yes how_____________________________________
__________________________________________________________________
69
iv. In your opinion is there a gap in the existing authorities in regard to flood
management?______________________________________________________
______________________________________________________________
v. How can you rate effectiveness of relevant authorities in responding when floods
occur?
Good ( ) fair ( ) bad ( )
70
Appendices B.
KENYATTA UNIVERISTY
71
d) Environmental____________________________________________________________
________________________________________________________________________
e) Others (specify)___________________________________________________________
________________________________________________________________________
7) Do you think the institution has the capacity to support roof catchment? Yes ( ) No ( ). If
yes, how________________________________________________________________
________________________________________________________________________
8) Do you think the roof design of the Mavoko sub-county residences is favorable for roof
catchment or a re-design is required___________________________________________
_____________________________________________________
9) What other methods have you put in place to manage floods?_______________________
______________________________________________
If any what is there potential? _______________________________________________
________________________________________________________________________
10) What challenges do you face in implementing these methods?
a) Financial ( ) b)Technical ( ) c)Professional ( ) d)Social ( ) e)Others _________
11) Do you involve the local community in decision making regarding flood management?
Yes ( ) No ( )
If yes, how? ( )
What other measures do you think can be put in place to manage floods?
a)
b)
c)
72
Appendices C.
CHRISTINE MUSYAWA.
N36/2785/2010.
OBSERVATION GUIDE.
73
________________________________________________________________________
12) Abandoned/ damaged building and other structures_______________________________
________________________________________________________________________
74
Appendices D.
CHRISTINE MUSYAWA.
N36/2785/2010.
75