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Exam Ref 70-764 Administering a
SQL Database Infrastructure

Victor Isakov
Exam Ref 70-764 Administering a SQL Database Infrastructure
Published with the authorization of Microsoft Corporation by: Pearson
Education, Inc.
Copyright © 2018 by Pearson Education
All rights reserved. Printed in the United States of America. This publication
is protected by copyright, and permission must be obtained from the
publisher prior to any prohibited reproduction, storage in a retrieval system,
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Global Rights & Permissions Department, please visit
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respect to the use of the information contained herein. Although every
precaution has been taken in the preparation of this book, the publisher and
author assume no responsibility for errors or omissions. Nor is any liability
assumed for damages resulting from the use of the information contained
herein.
ISBN-13: 978-1-5093-0383-0
ISBN-10: 1-5093-0383-9
Library of Congress Control Number: 2017953072
First Printing September 1 17
Trademarks
Microsoft and the trademarks listed at https://www.microsoft.com on the
“Trademarks” webpage are trademarks of the Microsoft group of companies.
All other marks are property of their respective owners.
Warning and Disclaimer
Every effort has been made to make this book as complete and as accurate as
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respect to any loss or damages arising from the information contained in this
book or programs accompanying it.
Special Sales
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Editor-in-Chief
Greg Wiegand
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Senior Project Editor
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Twist Creative, Seattle
Contents at a glance
Introduction
Preparing for the exam
Chapter 1 Configure data access and auditing
Chapter 2 Manage backup and restore of databases
Chapter 3 Manage and monitor SQL Server instances
Chapter 4 Manage high availability and disaster recovery
Index
Contents
Introduction
Organization of this book
Microsoft certifications
Acknowledgments
Microsoft Virtual Academy
Quick access to online references
Errata, updates, & book support
We want to hear from you
Stay in touch
Preparing for the exam
Chapter 1 Configure data access and auditing
Skill 1.1: Configure encryption
Implement column-level encryption
Implement Always Encrypted
Configure transparent data encryption
Implement backup encryption
Configure encryption for connections
Troubleshoot encryption errors
Skill 1.2 Configure data access and permissions
Create and maintain users
Create and maintain custom roles
Manage database object permissions
Configure row-level security
Configure dynamic data masking
Configure user options for Azure SQL Database
Skill 1.3: Configure auditing
 Configure an audit on SQL Server
Query the SQL Server audit log
Manage a SQL Server audit
Configure an Azure SQL Database audit
Analyze audit logs and reports from Azure SQL Database
Thought experiment
Thought experiment answers
Chapter summary
Chapter 2 Manage backup and restore of databases
Skill 2.1: Develop a backup strategy
Design a backup strategy
Back up databases
Back up VLDBs
Manage transaction log backups
Configure backup automation
Skill 2.2 Restore databases
Design a restore strategy
Restore a database
Perform piecemeal restores
Perform page recovery
Perform point-in-time recovery
Restore a filegroup
Develop a plan to automate and test restores
Skill 2.3 Manage database integrity
Implement database consistency checks
Identify database corruption
Recover from database corruption
Thought experiment
Thought experiment answers
 Chapter summary
Chapter 3 Manage and monitor SQL Server instances
Skill 3.1: Monitor database activity
Monitor current sessions
Identify sessions that cause blocking activity
Identify sessions that consume tempdb resources
Configure the data collector
Skill 3.2 Monitor queries
Manage the Query Store
Configure Extended Events and trace events
Identify problematic execution plans
Troubleshoot server health using Extended Events
Skill 3.3 Manage indexes
Identify and repair index fragmentation
Identify and create missing indexes
Identify and drop underutilized indexes
Manage existing columnstore indexes
Skill 3.4 Manage statistics
Identify and correct outdated statistics
Implement Auto Update Statistics
Implement statistics for large tables
Skill 3.5 Monitor SQL Server instances
Configure database mail
Create and manage operators
Create and manage SQL Agent alerts
Define custom alert actions
Define failure actions
Configure policy based management
Identify available space on data volumes
Identify the cause of performance degradation
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 Thought experiment
Thought experiment answers
Chapter summary
Chapter 4 Manage high availability and disaster recovery
Skill 4.1: Design a high availability solution
Skill 4.2: Design a disaster recovery solution
Skill 4.3: Implement log shipping
Architect log shipping
Configure log shipping
Monitor log shipping
Skill 4.4: Implement Availability Groups
Architect Availability Groups
Configure Windows clustering
Create an Availability Group
Configure read-only routing
Monitor Availability Groups
Manage failover
Create Distributed Availability Group
Skill 4.5: Implement failover clustering
Architect failover clustering
Configure failover clustering
Manage Shared Disks
Configure Cluster Shared Volumes
Thought experiment
Thought experiment answers
Chapter summary

Index

What do you think of this book? We want to hear from you!

Microsoft is interested in hearing your feedback so we can continually
improve our books and learning resources for you. To participate in a brief
online survey, please visit:
https://aka.ms/tellpress
Introduction
First and foremost, thank you for your purchase and all the best of luck in
your endeavor to become certified and an expert in the SQL Server data
platform. The 70-764 exam is intended for database professionals who
perform installation, maintenance, and configuration tasks on the SQL Server
platform. Other responsibilities include setting up database systems, making
sure those systems operate efficiently, and regularly storing, backing up, and
securing data from unauthorized access.
This book is geared toward database administrators who are looking to
train in the administration of SQL Server 2016 infrastructure. To help you
prepare for the exam you can use Microsoft Hyper-V to create SQL Server
virtual machines (VMs) and follow the examples in this book. You can
download an evaluation copy of Windows Server 2016 from
https://www.microsoft.com/en-us/evalcenter/evaluate-windows-server-2016/.
SQL Server 2016 can be downloaded for free from
https://www.microsoft.com/en-us/sql-server/sql-server-downloads. You can
download the AdventureWorks databases from
https://msftdbprodsamples.codeplex.com/. The Wide World Importers
database can be downloaded from https://github.com/Microsoft/sql-server-
samples/releases/tag/wide-world-importers-v1.0.
This book covers every major topic area found on the exam, but it does not
cover every exam question. Only the Microsoft exam team has access to the
exam questions, and Microsoft regularly adds new questions to the exam,
making it impossible to cover specific questions. You should consider this
book a supplement to your relevant real-world experience and other study
materials. If you encounter a topic in this book that you do not feel
completely comfortable with, use the “Need more review?” links you’ll find
in the text to find more information and take the time to research and study
the topic. Great information is available on MSDN, TechNet, and in blogs
and forums.

Organization of this book

This book is organized by the “Skills measured” list published for the exam.
The “Skills measured” list is available for each exam on the Microsoft
Learning website: https://aka.ms/examlist. Each chapter in this book
corresponds to a major topic area in the list, and the technical tasks in each
topic area determine a chapter’s organization. If an exam covers six major
topic areas, for example, the book will contain six chapters.

Microsoft certifications
Microsoft certifications distinguish you by proving your command of a broad
set of skills and experience with current Microsoft products and technologies.
The exams and corresponding certifications are developed to validate your
mastery of critical competencies as you design and develop, or implement
and support, solutions with Microsoft products and technologies both on-
premises and in the cloud. Certification brings a variety of benefits to the
individual and to employers and organizations.

More Info All Microsoft certifications

For information about Microsoft certifications, including a full
list of available certifications, go to
https://www.microsoft.com/learning.

Acknowledgments
Victor Isakov I would like to dedicate this book to Christopher, Isabelle,
Marcus and Sofia. With your love and “infinite patience” I am the luckiest
guy on this planet! It would be remiss of me not to also thank Trina
MacDonald and Troy Mott for their “infinite patience” in helping me
complete this “impossible task.”

Microsoft Virtual Academy

Build your knowledge of Microsoft technologies with free expert-led online
training from Microsoft Virtual Academy (MVA). MVA offers a
comprehensive library of videos, live events, and more to help you learn the
latest technologies and prepare for certification exams. You’ll find what you
need here:
https://www.microsoftvirtualacademy.com
Quick access to online references
Throughout this book are addresses to webpages that the author has
recommended you visit for more information. Some of these addresses (also
known as URLs) can be painstaking to type into a web browser, so we’ve
compiled all of them into a single list that readers of the print edition can
refer to while they read.
Download the list at https://aka.ms/exam764administersql/downloads.
The URLs are organized by chapter and heading. Every time you come
across a URL in the book, find the hyperlink in the list to go directly to the
webpage.

Errata, updates, & book support

We’ve made every effort to ensure the accuracy of this book and its
companion content. You can access updates to this book—in the form of a
list of submitted errata and their related corrections—at:
https://aka.ms/exam764administersql/errata
If you discover an error that is not already listed, please submit it to us at
the same page.
If you need additional support, email Microsoft Press Book Support at
mspinput@microsoft.com.
Please note that product support for Microsoft software and hardware is
not offered through the previous addresses. For help with Microsoft software
or hardware, go to https://support.microsoft.com.

We want to hear from you

At Microsoft Press, your satisfaction is our top priority, and your feedback
our most valuable asset. Please tell us what you think of this book at:
https://aka.ms/tellpress
We know you’re busy, so we’ve kept it short with just a few questions.
Your answers go directly to the editors at Microsoft Press. (No personal
information will be requested.) Thanks in advance for your input!

Stay in touch
Let’s keep the conversation going! We’re on Twitter:
http://twitter.com/MicrosoftPress.
Important: How to use this book to study
for the exam
Certification exams validate your on-the-job experience and product
knowledge. To gauge your readiness to take an exam, use this Exam Ref to
help you check your understanding of the skills tested by the exam.
Determine the topics you know well and the areas in which you need more
experience. To help you refresh your skills in specific areas, we have also
provided “Need more review?” pointers, which direct you to more in-depth
information outside the book.
The Exam Ref is not a substitute for hands-on experience. This book is not
designed to teach you new skills.
We recommend that you round out your exam preparation by using a
combination of available study materials and courses. Learn more about
available classroom training at https://www.microsoft.com/learning.
Microsoft Official Practice Tests are available for many exams at
https://aka.ms/practicetests. You can also find free online courses and live
events from Microsoft Virtual Academy at
https://www.microsoftvirtualacademy.com.
This book is organized by the “Skills measured” list published for the
exam. The “Skills measured” list for each exam is available on the Microsoft
Learning website: https://aka.ms/examlist.
Note that this Exam Ref is based on publicly available information and the
author’s experience. To safeguard the integrity of the exam, authors do not
have access to the exam questions.
Chapter 1. Configure data access and
auditing

Important Have you read page xiii?

It contains valuable information regarding the skills you need to
pass the exam.

An organization’s data is one of its most important assets, and in the twenty-
first century securing your data is paramount. In this chapter we will exam
the skills required to protect sensitive data through encryption, to control data
access, and importantly to audit data access. In a lot of sectors there are
common compliances and governance requirements, and SQL Server has
technology and tools to help you achieve any such compliance.
Data loss comes in many forms, including hardware failure, database
corruption, malicious activity, and user error, so you should develop a DRP
to protect against all of these eventualities. It is common for organizations to
have data governance requirements, requiring you to factor these into your
data disaster strategy.
Skill 1.1 starts with the encryption of data within your SQL Server
instance. We will examine how you can encrypt data at the column-level
within the tables of your database, at the database level, and at the database
backup level. Most data breaches within organizations are performed by
employees, so it is important to configure the appropriate data access controls
and audit potential unauthorized data access. In Skill 1.2 we turn our
attention to how you control data access within your SQL Server instance.
SQL Server logins, database users, server roles, database roles, and object
permissions are covered because they might be in the exam. We will also
focus on row-level security and dynamic data masking. Finally, in Skill 1.3
we cover how to configure auditing at the server and database level within
SQL Server.
Pay attention to the new security features in SQL Server 2016, which are
Always Encrypted, row-level security, and dynamic data masking. These new
technologies make great candidates for exam questions, but of course you
must be prepared for many other technologies as well.

Skills in this chapter:

Configure encryption
Configure data access and permissions
Configure auditing

Skill 1.1: Configure encryption

Let’s start this section with how to configure encryption in SQL Server. We
will examine how you can encrypt both data at rest and data in flight. Each
encryption technology will have its own strengths, weaknesses and
administrative complexity. Some encryption technology will restrict the types
of operations that you can perform on your data.
Let’s begin by examining how you can encrypt columns within tables
using column-level encryption and the new Always Encrypted capability. We
will then move to the database level and look at how to encrypt the entire
database and the database backups. Finally, we will cover how to configure
encryption for connections, and how to troubleshoot encryption.
When configuring encryption it is critical to choose the order of which
algorithms, certificates, and keys to operate. It is important to understand
what the different encryption technologies encrypt, what they protect against,
and how to configure them. The exam may require you to choose the
appropriate encryption mechanism, list the proper business requirements, and
describe the technical constraints.

This section covers how to:

Implement column-level encryption
Implement Always Encrypted
Configure transparent data encryption
Implement backup encryption
Configure encryption for connections
Troubleshoot encryption errors
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Implement column-level encryption
The ability to encrypt data at the column level is a critical capability in any
modern database engine. Column-level encryption has been supported since
SQL Server 2005. Although this capability has seen improvements through
releases of SQL Server, its core architecture has remained the same.
Consequently, I would not expect many questions on column-level
encryption in the exam because it represents older technology.
To understand and implement encryption in SQL Server you need to
understand its encryption hierarchy and key management architecture. Layers
of encryption are protected by preceding layers of encryption that can use
asymmetric keys, certificates, and symmetric keys.
Extensible Key Management SQL Server EKM enables the
encryption keys that protect the database files to be stored outside of
the SQL Server environment such as a smartcard, a USB device, and
the EKM module of Hardware Security Module (HSM). It also helps
secure the SQL Server instance from database administrators because
they will not necessarily have access to the external EKM/HSM
module.
Service Master Key The Service Master Key (SMK) is the root of the
database engine’s encryption hierarchy and is generated automatically
the first time it is needed to encrypt another key. By default, the SMK
is encrypted using the Windows data protection API (DPAPI) at the
operating system level, which uses the local machine key. The SMK
can only be opened by the Windows service account that created it, or
by a principal that knows the service account name and its password.
Database Master Key The Database Master Key (DMK) is a
symmetric key used to protect the private keys of certificates and
asymmetric keys that are present in the database. When created it is
encrypted using AES_256 and a password you provide. Query the
[sys].[symmetric_keys] catalog view to get information about the
DMK.
Asymmetric Key An asymmetric key consists of a private and
corresponding public key. Asymmetric encryption is computationally
more expensive, but more secure than symmetric encryption. You can
use an asymmetric key to encrypt a symmetric key within a database.
 Symmetric Key A symmetric key is a single key that uses encryption.
Symmetric encryption is generally used over asymmetric encryption
because it is faster and less computationally expensive.
Certificate Certificates are a digitally signed security object that
contain a public (and optionally a private) key for SQL Server, which
can generate certificates. You can also use externally generated
certificates, and just like with asymmetric keys, certificates can be used
in asymmetric encryption.
Figure 1-1 shows SQL Server’s encryption hierarchy. Note that there are
multiple ways to protect the encrypted data within the database.

FIGURE 1-1 SQL Server encryption hierarchy

Random documents with unrelated
content Scribd suggests to you:
texture. The artificers busy themselves with making columns and
slabs for pavements in edifices from it, in the same way as from
porphyry. It is never seen carved into figures, although it is very
often used for the bases of columns, the pedestals of tables, and other
works of a ruder kind. Though this sort of stone is liable to fracture,
and is harder than porphyry, it is sweeter to work and involves less
labour. Serpentine is quarried in Egypt and Greece and the sound
pieces are not very large; consequently no work of greater
dimensions than three braccia in any direction is ever seen of
serpentine, and such works as exist are slabs and pieces of pavement.
A few columns are found also but not very massive nor thick, as well
as some masks and sculptured brackets, but figures never. This stone
is worked in the same manner as porphyry.

§ 4. Of Cipollaccio.

Softer than serpentine is cipollaccio,[30] a stone quarried in various

places; it is of a crude yellowish green colour and has within it some
square black marks, large and small, and also biggish white marks.
Of this material one may see in various places columns both massive
and slender, as well as doors and other ornaments, but not figures.
There is a fountain of this stone in Rome in the Belvedere, that is to
say a niche in a corner of the garden where are the statues of the Nile
and of the Tiber;[31] Pope Clement VII had this niche made, after a
design by Michelagnolo,[32] to adorn the statue of a river god that it
might look very beautiful in this setting made in imitation of natural
rocks, as indeed it actually does. Cipollaccio is also sawn into panels,
round and oval, and into similar pieces which, when arranged with
other stones in pavements and other flat surfaces, make lovely
compositions. It takes a polish like porphyry and serpentine and is
sawn in the same manner. Numberless pieces of it are found in
Rome, buried under the ruins; these come to light daily and thus of
ancient things modern works are made, such as doors and other
ornamental details, which, wherever placed, are decorative and very
beautiful.

§ 5. Of Breccia (‘Mischio,’ Conglomerate).

 Here is now another stone, called ‘mischio’ (breccia),[33] from the
mixture of various stones coagulated together and made one by time
and by the mordant action of water. It is found in abundance in
several places, as in the mountains of Verona, in those of Carrara,
and of Prato in Tuscany, and in the hills of the Impruneta in the
neighbourhood of Florence.[34] But the best and choicest breccias
have been found, not long ago, at San Giusto at Monte Rantoli, five
miles distant from Florence.[35] In this material Duke Cosimo has
commissioned me to decorate all the new rooms of the palace with
doors and chimney pieces, and the effect is most beautiful. Also for
the garden of the Pitti, very fine columns seven braccia high have
been quarried from the same place, and I am astonished that in this
stone such large pieces should be found free from flaws.[36] Being of
the nature of limestone, it takes a beautiful polish and in colour
inclines to a reddish purple streaked with white and yellowish veins.
But the finest examples of all are in Greece and Egypt,[37] where the
stone is much harder than ours in Italy, and it is found in as many
different colours as mother nature has delighted and still delights to
produce in all perfection. In the breccias formed in this way one sees
at Rome at the present day both ancient and modern works, such as
columns, vases, fountains, door ornaments, and various inlays on
buildings, as well as many pieces in the pavements. There are various
sorts, of many colours; some draw to yellow and red, others to white
and black, others again to grey and white speckled with red and
veined with numerous colours; then there are certain reds, greens,
blacks and whites which are oriental: and of this sort of stone the
Duke has an antique urn, four and a half braccia across, in his garden
at the Pitti, a thing most precious, being as I said of oriental breccia
very beautiful and extremely hard to work.[38] Such stones are all very
hard, and exquisite in colour and quality, as is shown by the two
columns, twelve braccia high at the entrance of St. Peter’s in Rome,
which support the first arcades of the aisles, one on each side.[39] Of
this stone, the kind which is found in the hills of Verona, is very
much softer than the oriental; and in that place is quarried a sort
which is reddish, and inclines towards a vetch colour.[40] All these
kinds are worked easily in our days with the tempering-baths and the
tools used for our own local stones. Windows, columns, fountains,
pavements, door posts and mouldings are made of them, as is seen in
Lombardy and indeed throughout Italy.
 § 6. Of Granite.

There is another sort of extremely hard stone, much coarser and

speckled with black and white and sometimes with red, which, on
account of its grain and consistency, is commonly called granite.[41]
In Egypt it exists in solid masses of immense size that can be
quarried in pieces incredibly long, such as are seen now-a-days in
Rome in obelisks, needles, pyramids, columns, and in those
enormous vessels for baths which we have at San Pietro in Vincola,
at San Salvadore del Lauro and at San Marco.[42] It is also seen in
columns without number, which for hardness and compactness have
had nothing to fear from fire or sword, so that time itself, that drives
everything to ruin, not only has not destroyed them but has not even
altered their colour. It was for this reason that the Egyptians made
use of granite in the service of their dead, writing on these obelisks in
their strange characters the lives of the great, to preserve the
memory of their prowess and nobility.
From Egypt there used also to come another variety of grey
granite, where the black and white specks draw rather towards green.
It is certainly very hard, not so hard however, but that our
stonecutters, in the building of St. Peter’s, have made use of the
fragments they have found, in such a manner that by means of the
temper of the tools at present adopted, they have reduced the
columns and other pieces to the desired slenderness and have given
them a polish equal to that of porphyry.
Many parts of Italy are enriched with this grey granite, but the
largest blocks found are in the island of Elba, where the Romans kept
men continually employed in quarrying countless pieces of this rock.
[43]
Some of the columns of the portico of the Ritonda are made of it,
and they are very beautiful and of extraordinary size.[44] It is noticed
that the stone when in the quarry is far softer and more easy to work
than after it has lain exposed.[45] It is true that for the most part it
must be worked with picks that have a point, like those used for
porphyry, and at the other end a sharp edge like a toothed chisel.[46]
From a piece of this granite which was detached from the mass, Duke
Cosimo has hollowed out a round basin twelve braccia broad in every
direction and a table of the same length for the palace and garden of
the Pitti.[47]
 § 7. Of Paragon (Touchstone).[48]

A kind of black stone, called paragon, is likewise quarried in Egypt

and also in some parts of Greece. It is so named because it forms a
test for trying gold; the workman rubs the gold on this stone and
discerns its colour, and on this account, used as it is for comparing or
testing, it comes to be named paragon, or indexstone (a). Of this
there is another variety, with a different grain and colour, for it has,
almost but not quite, the tint of the mulberry, and does not lend itself
readily to the tool. It was used by the ancients for some of those
sphinxes and other animals seen in various places in Rome, and for a
figure of greater size, a hermaphrodite in Parione,[49] alongside of
another most beautiful statue of porphyry.[50] This stone is hard to
carve, but is extraordinarily beautiful and takes a wonderful polish
(b). The same sort is also to be found in Tuscany, in the hills of Prato,
ten miles distant from Florence (c), and in the mountains of Carrara.
On modern tombs many sarcophagi and repositories for the dead are
to be seen of it; for example, in the principal chapel in the Carmine at
Florence, where is the tomb of Piero Soderini (although he is not
within it) made of this stone, and a canopy too of this same Prato
touchstone, so well finished and so lustrous that it looks like a piece
of satin rather than a cut and polished stone (d). Thus again, in the
facing which covers the outside of the church of Santa Maria del
Fiore in Florence, all over the building, there is a different kind of
black marble (e) and red marble (f), but all worked in the same
manner.

§ 8. Of Transparent Marbles for filling window openings.

Some sorts of marble are found in Greece and in all parts of the
East, which are white and yellowish, and very transparent. These
were used by the ancients for baths and hot-air chambers and for all
those places which need protection against wind, and in our own
days there are still to be seen in the tribune of San Miniato a Monte,
the abode of the monks of Monte Oliveto, above the gates of
Florence, some windows of this marble, which admit light but not
air.[51] By means of this invention people gave light to their dwellings
and kept out the cold.
 § 9. Of Statuary Marbles.

From the same quarries[52] were taken other marbles free from
veins, but of the same colour, out of which were carved the noblest
statues. These marbles were of a very fine grain and consistency, and
they were continually being made use of by all who carved capitals
and other architectural ornaments. The blocks available for sculpture
were of great size as appears in the Colossi of Montecavallo at Rome,
[53]
in the Nile[54] of the Belvedere and in all the most famous and
noble statues. Apart from the question of the marble, one can
recognize these to be Greek from the fashion of the head, the
arrangement of the hair, and from the nose, which from its juncture
with the eyebrows down to the nostril is somewhat square.[55] This
marble is worked with ordinary tools and with drills, and is polished
with pumice stone, with chalk from Tripoli, and with leather and
wisps of straw.
In the mountains of Carrara in the Carfagnana,[56] near to the
heights of Luni, there are many varieties of marble, some black,[57]
some verging towards grey, some mingled with red and others again
with grey veins.[58] These form an outer crust over the white marbles,
and they take those colours, because they are not refined, but rather
are smitten by time, water and the soil. Again, there are other sorts of
marble, called ‘cipollini,’[59] ‘saligni,’ ‘campanini’ and ‘mischiati.’[60]
The most abundant kind is pure white and milky in tone; it is easy to
work and quite perfect for carving into figures. Enormous blocks lie
there ready to be quarried, and in our own days, pieces measuring
nine braccia have been hewn out for colossal statues. Two of these
colossi have recently been sculptured, each from a single block. The
one is Michelagnolo’s ‘David,’ which is at the entrance of the Ducal
Palace in Florence;[61] the other is the ‘Hercules and Cacus’ from the
hand of Bandinello standing at the other side of the same entrance.
Another block of nine braccia in length was taken out of the quarry a
few years ago, in order that the same Baccio Bandinello should carve
a figure of Neptune for the fountain which the Duke is having erected
on the piazza. But, Bandinello being dead, it has since been given to
Ammannato, an excellent sculptor, for him likewise to carve a
Neptune out of it.[62] But of all these marbles, that of the quarry
named Polvaccio,[63] in the place of that name, has the fewest
blemishes and veins and is free from those knots and nuts which very
often occur in an extended surface of marble—occasioning no little
difficulty to the worker, and spoiling the statues even when they are
finished. From the quarries of Seravezza, near to Pietrasanta, there
have been taken out a set of columns, all of the same height, destined
for the façade of San Lorenzo at Florence, which is now sketched out
in front of the door of that church;[64] one of these columns is to be
seen there, the rest remain, some in the quarry, some at the
seashore.

Fig. 2.—Tools mentioned by Vasari, etc.

A, B, Models of Tools used in Egypt at the present day for

working hard stones.
C, The pick referred to by Vasari, p. 41.
D, A burin or graver.
E-J, Tools in actual use in a stone-cutter’s yard at Settignano:

E, Subbia, a point.
F, Calcagnuolo, a toothed chisel.
G, Gradina, a broader toothed chisel.
H, Scarpello, a chisel.
 J, Trapano, a drill.
But returning to the quarries of Pietrasanta,[65] I say that they were
the quarries in which all the ancients worked, and no other marbles
but these were used for their statues by those masters, who were so
excellent. While the masses were being hewn out, they were always at
work, blocking out figures in the rough on the stones while they were
still in the quarry. The remains of many of these can be seen even yet
in that place.[66] This same marble, then, the moderns of to-day use
for their statues, not only in Italy, but in France, England, Spain and
Portugal, as can be seen to-day in the tomb executed in Naples by
Giovanni da Nola, the excellent sculptor, for Don Pietro di Toledo,
viceroy of that kingdom, to whom all the marbles were presented,
and sent to Naples by Duke Cosimo de’ Medici.[67] This kind of
marble has in itself larger available pieces and is more yielding and
softer to work and receives a finer polish than any other marble. It is
true that occasionally the workman meets with flaws called by the
sculptors ‘smerigli’ (emery veins) which usually cause the tools to
break. The blocks are first roughed into shape, by a tool called
‘subbia’ (point)[68] which is pointed like a stake in facets, and is
heavier or lighter as the case may be. At the next stage are used
chisels, named ‘calcagnuoli’ (toothed chisels), which have a notch in
the middle of the edge of the blade; after that finer and finer tools
with more teeth are used to score the marble, after which it is
smoothed with another chisel called ‘gradina,’ (broader toothed
chisel) used to reduce and refine the figures. The tooth marks left in
the marble are removed with iron rasps straight and curved, and
thus at last, by polishing gradually with pumice stone the surface
aimed at is attained. In order not to fracture the marble, all the drill-
holes are made with drills of different sizes weighing from twelve
pounds each even to twenty, according to the size of the hole needed,
[69]
and they serve to finish every sort of work and to bring it to
perfection.
Of certain white marbles, streaked with grey,[70] sculptors and
architects make ornaments for doors and columns for houses and the
same are used also for pavements and for facings of large buildings,
and for all sorts of things. All the marbles called ‘mischiati’[71] are
used for the same purposes.
 § 10. Of Cipollino Marble.[72]

The cipollini marbles are another kind, different in grain and

colour, and found in other places besides Carrara. Most of them are
greenish, and full of veins; they are useful for various things, but not
for figures. Those which the sculptors call ‘saligni,’[73] because they
are partly transparent, and have that lustrous appearance seen in
salt, have something of the nature of stalagmite, and are troublesome
enough to make figures of; because the grain of the stone is rough
and coarse, or because in damp weather water drops from it
continually or else it sweats. The ‘campanini’ marbles are so named
because they sound like a bell under the hammer and give out a
sharper note than other marbles.[74] These are hard and crack more
easily than the kinds above mentioned. They are quarried at
Pietrasanta.[75] Again at Seravezza[76] in many places and at
Campiglia[77] there are marbles excavated, which are for the most
part excellent for ashlar work and even fairly good sometimes for
statues.

§ 11. Of White Pisan Marble.

A kind of white marble, akin to limestone, is found likewise at

Monte San Giuliano near Pisa.[78] It has been used for covering the
outside walls of the Duomo and the Camposanto of Pisa, as well as
for many other ornaments to be seen in that city. Formerly the said
marbles were brought to Pisa from the hill at San Giuliano with
trouble and expense, but now it is different, because Duke Cosimo, in
order to make the district more healthy and also to facilitate the
carriage of the marbles and other stones taken from those
mountains, has turned into a straight canal the river Osoli and many
other streams, which used to rise in those plains and do damage to
the country. By means of this canal, the marbles, either worked or
rough, can be easily conveyed, at a trifling cost, and with the greatest
advantage to the city which is now almost restored to its former
magnificence, thanks to the said Duke, who has no object more dear
to him than that of improving and restoring the city, which was
falling into ruins, before His Excellency became its lord.[79]
 § 12. Of Travertine.

There is another sort of stone called travertine, which is much

used for building and also for carvings of various sorts. It is always
being quarried in many places throughout Italy, as in the
neighbourhood of Lucca, at Pisa, and round about Siena; but the
largest blocks and the best, that is, those which are most easily
worked, are taken from above the river Teverone at Tivoli.[80] The
stone is all a kind of coagulation of earth and of water, which by its
hardness and coldness congeals and petrifies not only earth, but
stumps and branches and leaves of trees. On account of the water
that remains within the stones—which never can be dry so long as
they lie under water—they are full of pores which give them a spongy
and perforated appearance, both within and without.
Of travertine the ancients constructed their most wonderful
buildings, for example, the Colosseum, and the Treasury by the
church of Ss. Cosimo e Damiano[81] and many other edifices. They
used it without stint for the foundations of their public buildings,
and in working these basements, they were not too fastidious in
finishing them carefully, but left them rough, as in rustic work; and
this they did perhaps because so treated they possess a certain
grandeur and nobility of their own.[82] But in our days there has been
found one who has worked travertine most skilfully, as was formerly
seen in that round temple, begun but never finished, save only the
basement, on the piazza of San Luigi de’ Francesi in Rome.[83] It was
undertaken by a Frenchman named Maestro Gian, who studied the
art of carving in Rome and became so proficient, that his work in the
beginning of this temple could stand comparison with the best
things, either ancient or modern, ever seen carved in travertine. He
carved astrological globes, salamanders in the fire, royal emblems,
devices of open books showing the leaves, and carefully finished
trophies and masks. These, in their own place, bear witness to the
excellence and quality of the stone which, although it is coarse, can
be worked as freely as marble. It possesses a charm of its own, owing
to the spongy appearance produced by the little cavities which cover
the surface and look so well. This unfinished temple being left
imperfect, was razed by the French, and the said stones and other
pieces that formed part of its construction were placed in the façade
of the church of San Luigi[84] and in some of its chapels, where they
are well arranged, and produce a beautiful effect.
Travertine is excellent for walls, because after it is built up in
squared courses and worked into mouldings, it can be entirely
covered with stucco[85] and thereafter be impressed with any designs
in relief that are desired, just as the ancients did in the public
entrances to the Colosseum[86] and in many other places; and as
Antonio da San Gallo has done in the present day in the hall of the
Pope’s palace, in front of the chapel,[87] where he has faced the
travertine with stucco bearing many excellent devices. More than any
other master however has Michelagnolo Buonarroti ennobled this
stone in the decoration of the court of the Casa Farnese.[88] With
marvellous judgement he has used it for windows, masks, brackets,
and many other such fancies; all these are worked as marble is
worked and no other similar ornament can be seen to excel this in
beauty. And if these things are rare, more wonderful than all is the
great cornice on the front façade of the same palace, than which
nothing more magnificent or more beautiful can be sought for.
Michelagnolo has also employed travertine for certain large chapels
on the outside of the building of St. Peter’s, and in the interior, for
the cornice that runs all round the tribune; so finished is this cornice
that not one of the joints can be perceived, everyone therefore can
well understand with what advantage to the work we employ this
kind of stone. But that which surpasses every other marvel is the
construction in this stone of the vault of one of the three tribunes in
St. Peter’s; the pieces composing it are joined in such a manner that
not only is the building well tied together with various sorts of bonds,
but looked at from the ground it appears made out of a single piece.
[89]

§ 13. Of Slates.

We now come to a different order of stones, blackish in colour and

used by the architects only for laying on roofs. These are thin flags
produced by nature and time near the surface of the earth for the
service of man. Some of these are made into receptacles, built up
together in such a manner that the pieces dovetail one into the other.
The vessels are filled with oil according to their holding capacity and
they preserve it most thoroughly. These slates are a product of the
sea coast of Genoa, in a place called Lavagna;[90] they are excavated
in pieces ten braccia long and are made use of by artists for their oil
paintings, because pictures painted on slate last much longer than on
any other material, as we shall discuss more appropriately in the
chapters on painting.

§ 14. Of Peperino.[91]

We shall also refer in a future chapter to a stone named piperno or

more commonly peperigno, a blackish and spongy stone, resembling
travertine, which is excavated in the Roman Campagna. It is used for
the posts of windows and doors in various places, notably at Naples
and in Rome; and it also serves artists for painting on in oil, as we
shall relate in the proper place. This is a very thirsty stone and
indeed more like cinder than anything else.

§ 15. Of the Stone from Istria.[92]

There is moreover quarried in Istria a stone of a livid white, which

very easily splits, and this is more frequently used than any other,
not by the city of Venice alone, but by all the province of Romagna,
for all works both of masonry and carving. It is worked with tools
and instruments longer than those usually employed, and chiefly
with certain little hammers that follow the cleavage of the stone,
where it readily parts. A great quantity of this kind of stone was used
by Messer Jacopo Sansovino, who built the Doric edifice of the
Panattiera[93] in Venice, and also that in the Tuscan style for the
Zecca (mint) on the Piazza of San Marco.[94] Thus they go on
executing all their works for that city, doors, windows, chapels, and
any other decorations that they find convenient to make,
notwithstanding the fact that breccias and other kinds of stone could
easily be conveyed from Verona, by means of the river Adige. Very
few works made of these latter materials are to be seen, because of
the general use of the Istrian stone, into which porphyry, serpentine
and other sorts of breccias are often inlaid, resulting in compositions
which are very ornamental. This stone is of the nature of the
limestone called ‘alberese,’ not unlike that of our own districts, and
as has been said it splits easily.

§ 16. Of Pietra Serena.

There only remains now the pietra serena and the grey stone called
‘macigno’[95] and the pietra forte which is much used in the
mountainous parts of Italy, especially in Tuscany, and most of all in
Florence and her territory. The stone that they call pietra serena[96]
draws towards blue or rather towards a greyish tint. There are
quarries of it in many places near Arezzo, at Cortona, at Volterra, and
throughout the Apennines. The finest is in the hills of Fiesole, and it
is obtained there in blocks of very great size, as we see in all the
edifices constructed in Florence by Filippo di Ser Brunellesco, who
had all the stones needed for the churches of San Lorenzo and of
Santo Spirito quarried there, and also an unlimited quantity which
are in every building throughout the city. It is a very beautiful stone
to look at, but it wastes away and exfoliates where it is subjected to
damp, rain, or frost. Under cover however it will last for ever. Much
more durable than this and of finer colour is a sort of bluish stone, in
our day called ‘pietra del fossato.’[97] When quarried, the first layer is
gravelly and coarse, the second is never free from knots and fissures,
the third is admirable being much finer in grain. Michelagnolo used
this, because of its yielding grain, in building the Library and Sacristy
of San Lorenzo for Pope Clement, and he has had the mouldings,
columns, and every part of the work executed with such great care
that even if it were of silver it would not look so well.[98] The stone
takes on a very fine polish, so much so that nothing better in this
kind of material could be wished for. On this account it was
forbidden by law that the stone be used in Florence for other than
public buildings, unless permission had been obtained from the
governing authorities.[99] The Duke Cosimo has had a great quantity
of this stone put into use, as for example, in the columns and
ornaments of the loggia of the Mercato Nuovo, and for the work
begun by Bandinello in the great audience chamber of the palace and
also in the other hall which is opposite to it; but the greatest amount,
more than ever used elsewhere, has been taken by his Excellency for
the Strada de’ Magistrati,[100] now in construction, after the design
and under the direction of Giorgio Vasari of Arezzo. This stone
demands as much time for working it as marble. It is so hard that
water does not affect it and it withstands all other attacks of time.
Besides this there is another sort called pietra serena, found all
over the hill, which is coarser, harder, and not so much coloured, and
contains certain knots in the stone. It resists the influence of water
and frost, and is useful for figures and carved ornaments. Of this is
carved La Dovizia (Abundance), a figure from the hand of Donatello
on the column of the Mercato Vecchio in Florence;[101] and it serves
also for many other statues executed by excellent sculptors, not only
in this city, but throughout the territory.

§ 17. Of Pietra Forte.[102]

The pietra forte is quarried in many places; it resists rain, sun,

frost, and every trial, and demands time to work it, but it behaves
very well; it does not exist in very large blocks.[103] Both by the
Goths[104] and by the moderns have been constructed of this stone the
most beautiful buildings to be found in Tuscany, as can be seen in
Florence in the filling of the two arches, which form the principal
doors of the oratory of Orsanmichele,[105] for these are truly
admirable things and worked with the utmost care. Of this same
stone there are throughout the city, as has been said, many statues
and coats of arms,[106] as for instance in the Fortress and various
other places. It is yellowish in colour with fine white veins that add
greatly to its attractiveness, and it is sometimes employed for statues
where there are to be fountains, because it is not injured by water.
The walls of the palace of the Signori, the Loggia, and Orsanmichele
are built of it, also the whole interior of the fabric of Santa Maria del
Fiore, as well as all the bridges of our city, the Palace of the Pitti and
that of the Strozzi families. It has to be worked with picks because it
is very compact. Similarly, the other stones mentioned above must
be treated in the manner already explained for the working of marble
and other sorts of stones.

§ 18. Conclusion of Chapter.

 After all however, good stones and well tempered tools apart, the
one thing essential is the art, the intelligence, and the judgement of
those who use them, for there is the greatest difference between
artists, although they may all use the same method, as to the
measure of grace and beauty they impart to the works which they
execute. This enables us to discern and to recognize the perfection of
the work done by those who really understand, as opposed to that of
others who know less. As, therefore, all the excellence and beauty of
the things most highly praised consist in that supreme perfection
given to them by those who understand and can judge, it is necessary
to strive with all diligence always to make things beautiful and
perfect—nay rather, most beautiful and most perfect.
 CHAPTER II.
The Description of squared Ashlar-work (lavoro di quadro) and of
carved Ashlar-work (lavoro di quadro intagliato).

§ 19. The work of the Mason.

Having thus considered all the varieties of stone, which our

artificers use either for ornament or for sculpture, let us now go on to
say, that when stone is used for actual building, all that is worked
with square and compasses and that has corners is called squared
ashlar work (lavoro di quadro). The term (quadro) is given, because
of the squared faces and corners, for every order of moulding or
anything which is straight, projecting, or rectangular is work which
takes the name of ‘squared,’ and so is it commonly known among the
artificers. But when the stone does not remain plain dressed, but is
chiselled into mouldings, friezes, foliage, eggs, spindles, dentels and
other sorts of carving, the work on the members chosen to be so
treated is called by the mason carved ashlar work (opera di quadro
intagliato or lavoro di intaglio). Of this sort of plain and carved
ashlar are constructed all the different Orders, Rustic, Doric, Ionic,
Corinthian, and Composite, and so too, in the times of the Goths, the
German work[107] (lavoro tedesco): and no kind of ornament can be
made that is not founded on both sorts of the work above described.
It is the same with breccias and marbles and every sort of stone, and
also with bricks, used as a foundation for moulded stucco work. The
same applies to walnut, poplar, and every kind of wood. But, because
many do not recognize the difference between one Order and
another, let us discuss distinctly and as briefly as possible in the
chapter which follows, every mode and manner of these.
 CHAPTER III.
Concerning the five Orders of Architecture, Rustic, Doric, Ionic,
Corinthian, Composite, and also German Work.

§ 20. Rusticated masonry and the Tuscan Order.

The work called Rustic[108] is more stunted, and more massive than
that of any other Order, it being the beginning and foundation of all.
The profiles of the mouldings are simpler and in consequence more
beautiful, as are the capitals and bases as well as every other
member. The Rustic socles or pedestals, as we call them, on which
rest the columns, are square in proportion, with a solid moulding at
the foot and another above which binds it like a cornice. The height
of the column measures six heads,[109] in imitation of people who are
dwarfed and adapted to sustain weights. Of this Order there are to be
seen in Tuscany many colonnades both plain and rusticated, with
and also without bosses and niches between the columns: and many
porticoes which the ancients were accustomed to construct in their
villas; and in the country one still sees many tombs of the kind as at
Tivoli and at Pozzuolo. This Order served the ancients for doors,
windows, bridges, aqueducts, treasuries, castles, towers, and
strongholds for storing ammunition and artillery; also for harbours,
prisons and fortresses; in these the stones project in an effective
manner in points like a diamond, or with many facets. The
projections are treated in various ways, either in bosses, flattened, so
as not to act as a ladder on the walls—for it would be easy to climb up
if the bosses jutted out too much—or in other ways, as one sees in
many places, and above all in Florence, in the principal façade of the
chief citadel, built by Alexander, first duke of Florence.[110] This
façade, out of respect to the Medici emblems, is made with
ornaments of diamond points and flattened pellets, but both in low
relief. The wall composed of pellets and diamonds side by side is very
rich and varied and most beautiful to look at. There is abundance of
this work at the villas of the Florentines, the gates and entrances, and
at the houses and palaces where they pass the summer, which not
only beautify and adorn that neighbourhood, but are also of the
greatest use and convenience to the citizens. But much more is the
city itself enriched with magnificent buildings, decorated with
rusticated masonry, as for example the Casa Medici, the façade of the
Pitti Palace, the palace of the Strozzi family and innumerable others.
When well designed, the more solid and simple the building, the
more skill and beauty do we perceive in it, and this kind of work is
necessarily more lasting and durable than all others, seeing that the
pieces of stone are bigger and the assemblage much better, all the
building being in bond, one stone with another. Moreover, because
the members are smooth and massive, the chances of fortune and of
weather cannot injure them so severely as the stones that are carved
and undercut, or, as we say here, ‘suspended in the air’ by the
cleverness of the sculptors.

Fig. 3.—Fortezza da Basso at Florence.

 § 21. The Doric Order.

Fig. 4.—Rusticated masonry on the exterior of the Fortezza da Basso at Florence.

The Doric Order was the most massive known to the Greeks, more
robust both as to strength and mass, and much less open than their
other Orders. And not only the Greeks but the Romans also
dedicated this sort of building to those who were warriors, such as
generals of armies, consuls, praetors—and much more often to their
gods, as Jove, Mars, Hercules and others. According to the rank and
character of these the buildings were carefully distinguished—made
plain or carved, simple or rich—so that all could recognize the grade
and the position of the different dignitaries to whom they were
dedicated,[111] or of him who ordered them to be built. Consequently
one sees that the ancients applied much art in the composition of
their buildings, that the profiles of the Doric mouldings are very
graceful, and the features harmonious and of a high degree of
beauty; and also that the proportion of the shafts of the columns is
very well understood, as they are neither too thick nor too thin. The
form of the columns, as is commonly said, resembles that of
Hercules; it shows a certain solidity capable of sustaining the weight
of the architraves, friezes, cornices and the rest of the upper parts of
the building. Because this Order, as more secure and stable than the
others, has always much pleased Duke Cosimo, he desires that the
building, which he has charged me to construct for thirteen civil
magistrates of his city and dominion, should be of the Doric Order.
This building is to have splendid decoration in stone, and is to be
placed between his own palace and the river Arno.[112] Therefore, in
order to bring back into use the true mode of construction, which
requires the architraves to lie level over the columns, and avoid the
falsity of turning the arches of the arcades above the capital, I have
followed in the principal façade the actual method of the ancients, as
can be seen in the edifice. This fashion of building has been avoided
by architects of the recent past, because stone architraves of every
sort both ancient and modern are all, or the greater part of them,
seen to be broken in the middle, notwithstanding that above the solid
of the columns and of the architraves, frieze, and cornice, there are
flat arches of brick that are not in contact with and do not load the
work below. Now, after much consideration on the whole question, I
have finally found an excellent way of putting into use the true mode
of proceeding so as to give security to the said architraves, by which
they are prevented from suffering in any part and everything remains
as sound and safe as can be desired, as the result has proved. This
then, is the method, that is stated here below for the benefit of the
world at large and of the artificers.
 Fig. 5.—Construction of the portico of the Uffizi at Florence, from Vasari’s
description.

§ 22. A constructive device to avoid charging architraves.

[113]

Having set up the columns, and above the capitals the architraves,
which are brought into contact the one with the other above the
middle axis of the column, the builder proceeds to make a square
block or die (D, D, Fig. 5). For example, if the column be a braccio
thick and the architraves the same in width[114] and height, let the die
in the frieze be made equal to them; but in front let there remain an
eighth in the face for the vertical joint, and let another eighth or
more have a sinking into the die on each side, bevelled to an angle of
45°, Fig. 5 (1). Then since the frieze in each intercolumniation is in
three pieces (B, A, B), let the two at the sides (B, B) have bevelled
projections in the opposite sense to the sinkings, increasing from
within outwards, Fig. 5 (2), so that each may be mortised in the die
and be keyed after the manner of an arch, and in the front the
amount of the eighth must bond vertically; while the part on the
other side must do the same to the other die. And so above the
column[115] one must arrange that the piece in the middle of the said
frieze closes within and is recessed in quarter-round form up to the