9_Are farmers involved in agroecological innovations (REIS)
9_Are farmers involved in agroecological innovations (REIS)
9_Are farmers involved in agroecological innovations (REIS)
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This study aims to understand how agroecological innovation occurs in vegetable farming in Benin.
In doing so, we first examined existing documentation by identifying agroecological innovations
developed in vegetable farming in the previous ten years. Second, we evaluated farmers’
knowledge of the identified innovations. Third, farmers’ involvement in the development of
innovations has been analysed. We then discussed opportunities and challenges for knowledge
co-creation for agroecological innovation and concluded with recommendations for moving
forward.
Theoretical framework
Innovation is an idea, practice, behaviour, or artefact that is perceived as being new by the
adopter. Its success depends on how well it evolves to meet the needs of more demanding people
(Eservel 2014). A good way to achieve this is to make users into partners in a continuous process
of development since innovation does not just happen, but it is socially constructed (Beausoleil
2018). For innovation to happen, it is necessary to develop management systems and explore
subjective capital, which is knowledge, and can be applied to the use of organisational resources
and allow a new production process (Musiolik et al. 2012). Innovation development processes can
vary by organisation or enterprise. They can be influenced by other factors such as the sector of
activity, the size of the organisation, and social or cultural values (Meijer et al. 2015; Beausoleil
2018, Dean & Schultz, 2023). Many authors mentioned that innovations generally occur through
two phases. An “initiation phase” involves all activities relating to problem perception, information
gathering, attitude formation and evaluation, and resource attainment leading to the decision to
adopt the innovation. An “implementation phase” consists of all actions pertaining to modifications
to the innovation and organisation, initial utilization, and continued use or discontinued use
(Rogers 1983; Staw 1990; Damanpour 1991, Beausoleil 2018).
Achterkamp & Vos (2006),mentioned that the innovation process is comprised of three periods:
1) an “initiation period” that covers events that set the stage for launching the efforts of
developing the innovation; 2) a “developmental period” that comprises activities and efforts
undertaken to transform the innovation idea into a concrete reality; and 3) an “implementation
period” when the innovation is adopted, until it is eventually abandoned. In the innovation
development process, Bhaskaran (2006) and Acemoglu et al. (2022) distinguish between radical
innovations (creative/advancement in knowledge and consequent development of new products
and processes) and incremental innovation (ongoing improvement to produce, process, and
service). The process of innovation is a sequence of activities involving an intention to solve a
specific problem in a particular context, the development of something perceived as new, and the
adoption of the new element over time (Beausoleil 2018). However, farmers’ knowledge, attitudes
and perceptions are a determinant factor in the decision-making process of innovation adoption
(Meijer et al. 2015; Zossou et al. 2020). The same authors highlighted that farmers’ perception
refers to the views that they hold based on their needs, experiences, knowledge and expectations
of profitability. This perception changes over time as the farmers gain new experiences and
knowledge (Trinh et al. 2023).
Research Method
The study was conducted in the municipalities of Malanville, Grand-Popo and Sèmè-Podji, which
are the main urban and peri-urban areas of vegetable production in Benin (MAEP 2017), located
in the extreme northeast, southwest and southeast of Benin respectively. In the north, the
municipality of Malanville extends between 11.5° and 12° latitude from North to South over 50
km and from East to West over 60 km with a Sudano-Sahelian climate: a rainy season from May
to October and a dry season from November to April (PDC Malanville 2017). It is in the Niger
River Basin, which offers an important opportunity for agricultural production. The municipalities
of Grand-Popo and Sèmè-Podji are in the south of the country and belong to the Guinea zone,
which extends from the Atlantic Coast and stretches between 1°45’ and 2°24’E and 6°15’and
7°00’N to the west and 6°15’ and 7°30’N to the east (Akoègninou et al. 2006). Their subequatorial
climate has two rainy seasons (April to July and October to November).
A scoping grey literature review (Paez 2017; Zhang et al. 2021) was carried out to inventory
vegetable agroecological innovations developed over the last ten years in Benin. Then, data were
collected from December 2022 to January 2023 in three villages from each municipality. Nine
villages were selected in the three study municipalities based on the following stratifying criteria:
(a) the importance of vegetable growing, (b) the village’s experiences in agroecological vegetable
farming and their willingness to participate in the study, and (c) the village accessibility. The
sample unit of this study was the household, which is represented by the vegetable farmer, who
is a household head, or someone delegated by the household head. Using lists of all vegetable
farmers in each village obtained from the Territorial Agency for Agricultural Development (ATDA),
our sample included 300 households selected through a random sampling technique (Table 1).
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Data were collected in two main phases. First, an exploratory study was conducted by using Focus
Group Discussions (FGD); with 27 FGD conducted, i.e. three focus groups per village (one each
for youth, women, and men vegetable farmers). A FGD included a maximum of ten farmers and
a minimum of eight in accordance with Greenbaum (2000) who recommended seven to ten
participants for a FGD. The FGDs were conducted to confirm and complete the grey literature
review on the vegetable agroecological innovations developed over the last ten years. An
innovation that was “not known” in at least one of the three municipalities was discarded. An
innovation is “known” when farmers experiment with or use an exogenous innovation and can
easily and confidently describe it to their neighbours; otherwise, it is an “unknown” exogenous
innovation. “Local innovations” are those that farmers describe as their own, can confidently
explain the innovation accurately and have applied it. During the FGDs, a score (0 to 2) was
attributed to each innovation, based on farmers reaching a consensus about the degree of
importance of an innovation. The innovations that received the highest score were classified as
priority innovations. These innovations have all gone beyond the experimental stage and have
systemic effects and transformative potential.
This exploratory phase provided initial information on the innovations, their nature, the initiator,
the actors involved in their promotion, socio-economic factors and the level of adoption.
Information was also gathered on the constraints, strengths, threats, and assets related to the
use of the innovations. The second phase consisted of data collection at the individual level based
on a structured questionnaire survey implemented using Kobocollect software (Chaudhary et al.
2023). Data were collected on vegetable farmers’ socio-economic characteristics such as gender,
experience in vegetable farming, area under cultivation, age, level of education, household size,
access to extension services, access to credit and access to land. For each innovation, farmers
were asked about their level of knowledge, involvement in their development, year of first use,
categorization of the innovation, other actors involved in their development, environmental,
physical, social and economic transformations that led to the innovation, and actors involved in
their dissemination, promotion, or scaling up.
A formal method in ethnography, which was based on thematic trends in farmers’ statements
(Sanjek 2000), was used to analyse the qualitative data. Quotes have been used to bring
vegetable farmers’ views into the analysis. Econometric analysis of the quantitative data was used
to determine the socioeconomic factors influencing the knowledge of agroecological innovations.
The Poisson regression was used to identify the determinants of farmers’ involvement in
innovation (Olutumise 2023). Quantitative and qualitative analyses were based on the innovation
development and adoption theory.
Results
Vegetable farmers sociodemographic characteristics
Table 2 presents the sociodemographic characteristics of households involved in this research. Of
the 300 survey respondents, most (52%) were young farmers between 18 and 40 years-old, with
an average age of 29. About 48% were older farmers (41-60 years). Four-fifths were male (81%).
Both genders are involved in vegetable farming, and almost all respondents (97%) were married
with an average household size of about seven persons. Most (58%) respondents were members
of farmers’ associations. About two-thirds (60%) of respondents had 5-10 years of experience in
vegetable farming and most (60%) had no access to credit. About two-thirds (61%) of
respondents had no formal education, and most were illiterate. Surveyed farmers had limited
access to government and private agricultural extension services (36%) and rely more on informal
networking (relatives, peers, other farmers) and farmers’ organisation (100%).
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n=300
Vegetable farmers’ knowledge of agroecological innovations
Figure 1 and Table 3 present farmers’ knowledge of innovations by study area. In the three
municipalities studied, an average of 49% of the innovations were known, 31% were not known
and 22% were local. Innovations were better known (60%) in the municipality of Sèmè-Podji,
followed by Grand-Popo (48%) and Malanville (40%). (Table 3). However, in Malanville where
fewer innovations were known, farmers identified more local innovations (32%), while Sèmè-
Podji knew more exogenous innovations, but fewer local ones (8%).
Figure 1. Farmer knowledge of agroecological innovations
70
60
60
48 49
50
Percentage
40
40
32 32 32 31
28
30
20 22
20
8
10
0
Sèmè Podji Grand Popo Malanville Mean
Municipalities
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✔= Known (very knowledgeable): farmer can confidently explain the innovation accurately & has applied it;
✘= Unknown (No knowledge), farmer is not aware of the innovation; += Local innovation: Respondent can
confidently explain the innovation accurately and has applied it; ‡ = Technical innovation; ± =
Organisational innovation.
Importance of agroecological vegetable innovations
Farmers ranked the innovations according to their importance in vegetable farming. Among the
25 agroecological innovations developed over the last 10 years in vegetable farming, five
innovations received similar ratings for importance by farmers in each municipality (Table 4). This
means that all farmers agree on the average rank assigned to each of these priority innovations.
The five important agroecological innovations in the municipality of Sèmè-Podji were: spreading
animal manure as a basal dressing, making compost from organic waste and crop residues,
making bio pesticides, irrigation kits (using flat perforated hose, turnstiles, sprinkler irrigation)
and adaptation of a motor pump to run on butane gas for irrigation. In the municipality of Grand-
Popo, the five most important agroecological innovations recognized by the farmers were:
spreading animal manure as a basal dressing, making compost from organic waste and crop
residues, making bio pesticides, electric motor sprayer and irrigation kits (e.g. perforated band,
turnstiles, sprinkler irrigation). In the municipality of Malanville, the five main agroecological
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innovations identified were: spreading animal manure as a basal dressing, making compost from
organic waste and crop residues, making bio pesticides, electric motor sprayer, and gravity
irrigation from a water source.
The top three priority innovations (spreading animal manure as a basal dressing, making compost
from organic waste and crop residues, making bio pesticides) were the same in all study areas.
The fourth most important innovation was the same in the municipalities of Grand Popo and
Malanville.
Table 4. Importance and initiators of agroecological innovations
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80
70
60
50
40
30
20
10
0
Not at all involved Weakly involved Strongly involved
n= 300; Log likelihood = -159.4; Pseudo R2 = 0.28; Prob > chi2 = 0.0000
* = p ≤ 0.01; ** = p ≤ 0.05; *** p = ≤ 0.001
Discussion
This research showed that both genders were involved in vegetable farming, but it is a male-
dominated activity in the study areas. INSAE (2016) also found that there were more men than
women in the agricultural sector in Benin. Most of our sampled farmers had no formal education
and were illiterate. Mockshell and Villarino (2019) also showed that farmers with little formal
education levels, have limited ability to acquire some forms of new agricultural knowledge. In
addition, surveyed farmers have limited access to government and private agricultural extension
services and rely more on informal networking (relatives, peers, other farmers) and farmers’
organisations. This is supported by Zoundji et al. (2016) and Zossou et al. (2020) who found that
farmers mostly rely on social networks to meet their information needs. However, farmers’ access
to more creative or radical information mainly depends on the agricultural extension services
(Zoundji et al. 2020; Tekeste et al. 2023) and poor access to extension limits knowledge co-
creation for agroecological innovation. The NGOs Access Agriculture, JINUKUN Copargen,
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more significant perceptions and values tend to have a greater impact on innovation development
and adoption than insights derived from policy makers.
A few farmers were moderately involved in the development of technological vegetable
innovations. Thus, many farmers were not associated with the research, which may decrease
innovation adoption. Therefore, agroecological stakeholders in general, and policy makers in
particular need to go beyond traditional forms of agricultural extension based on top-down
interventions which are outdated and inefficient (Wijeratne and De Silva 2023) and so less able
to cope with the current challenges and the dynamic demands of agriculture. Moving from a
transfer of technology to a demand-driven approach has been accompanied by many participatory
extension methods implemented through various institutional arrangements (David and Asamoah
2011). Thus, participatory approaches with much more engagement of farmers, policymakers and
academia can better promote and sustain agroecological farming systems (Duru et al. 2015;
Martiniello 2017).
This study identified five main determinants that were associated with farmers’ involvement in
the process of agroecological innovations development: group membership, access to agricultural
credit, access to research & extension institutions, level of education, and perception to participate
in the research projects. Group membership had a positive influence on farmers’ participation in
the development of agricultural innovations since groups were the first channels used by
extension workers and agricultural researchers to raise farmers’ awareness (Addai et al. 2021).
In addition, functional groups were sought after by extension workers and agricultural researchers
for field trials (Zossou et al. 2021). A farmers’ membership in a group is an incentive for individual
and collective learning, which encourages agricultural innovation development and adoption
(Leeuwis 2004). It was widely recognized that the development of agroecological practices was
often facilitated by farmers’ organisations in developing countries (Kilelu et al. 2013).
Farmers' access to agricultural credit was associated with participation in the development and
adoption of vegetable innovations. Vegetable farmers with capital were more likely to be involved
in the research and development of innovations than those with no money. This result concurs
with Hailu et al. (2014), for whom access to agricultural credit reinforced farmers' decision to
develop and try out new technologies. According to Gandonou et al. (2019), farmers who
benefited from agricultural credit often sought strategies and technical knowledge to make their
production more profitable. Indeed, lack of financial resources had negative effects on farmers’
decisions towards technology development and adoption (Teno and Lehre 2018).
Access to research and extension institutions has a significant positive effect on farmers’
involvement in agroecological innovation development process (Iyabano et al. 2022). According
to Etwire et al. (2013), educated farmers were generally the preferred contacts with most
agricultural extension agents or researchers. The positive impact of extension and research on
agricultural innovation development and adoption has been found by several authors (Yabi et al.
2016; Issoufou et al. 2017). Vegetable farmers benefit from closer contact with research and
extension services. They therefore have easy access to information and training on the new
technologies (Issoufou et al. 2017). Thus, strengthening and facilitating contacts between
vegetable farmers and extension workers or researchers would contribute enormously to
vegetable farmers’ participation in agroecological innovation development.
Farmers with more formal education were more likely to take part in agroecological development
research and extension. This is in line with Caulfield et al. (2022), who showed that households
that participated in the participatory research design were the better educated ones. Adebiyi et
al. (2019) and Mockshell and Villarino (2019) also found the positive role of education in
agroecological technology development and adoption. Thus, policy makers should encourage
agroecological education in schools and in local languages with farmers.
Farmers’ perception to participate in research projects refers to the views that they hold based
on their needs, experiences, and expectations of profitability (Meijer et al. 2015). For example,
general interest or disinterest in getting new knowledge were mentioned by rural Andean
communities in Peru as main reasons for their participation in the experimental fallow trials
(Caulfield et al. 2022). The same authors found that farmers who were practicing agroecological
methods were perceived to be more likely to engage in the participatory research projects due to
their needs and interest in more sustainable agroecological knowledge. Farmers' perceptions
influence whether they participate in individual and/or collective learning (Leeuwis 2004) and
consequently in the participatory research. This study revealed that certain farmers might not
participate in the agroecological innovation development process unless they receive some gifts
or incentives (Leeuwis 2004). This negative perception of some farmers could limit their
participation. Agroecological education could be a way to work on mitigating negative perceptions
of farmers.
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Conclusion
Scaling up agroecological innovations to promote sustainable vegetable farming is needed to
achieve sustainable food security and meet environmental challenges. To this end, the paper
analysed how agroecological innovation influenced adoption in vegetable farming in Benin. Among
agroecological innovations developed by research institutions and other actors over the last ten
years and identified in vegetable farming, most were better known in the municipality of Sèmè-
Podji, where farmers have more education, greater access to extension services, access to credit,
and were more likely to belong to farmers’ associations. More local innovations were developed
in the municipality of Malanville, where exogenous innovations were less known, so it appears
farmers were more motivated to find their own solutions to their needs. Innovations identified
and adopted by farmers were related to integrated soil fertility management, integrated pest
management and water management (ISFPWM); practices which have been extremely effective
in controlling pests and diseases, improving soil fertility, increasing productivity, and achieving
sustainable agriculture. Thus, promoting ISFPWM practices would be an effective way to scale-up
agroecological farming and achieve sustainable food security and nutrition.
By considering two phases (initiation and implementation) of innovation development, the study
showed that many of the farmers were not involved in the initiation phase which involves all
activities relating to problem perception, information gathering, attitude formation and
evaluation, and resource attainment leading to the decision to adopt the innovation. This phase
is essential for innovation development. Educational level, positive attitude about participating in
the research projects, access to research and extension institutions, group membership and
access to agricultural credit influenced vegetable farmers’ involvement in the process of
agroecological innovation development. It will be necessary for policy makers and development
partners to work on these determinant factors by encouraging agroecological education,
facilitating contacts between vegetable farmers and extension workers or researchers, enabling
learning by building the capacity of farmers’ organisations and improving their access to financial
resources. These actions would be a critical way to trigger innovation development and adoption
for sustainable agroecological farming systems. Finally, as most vegetable farmers do not have
the chance to be involved in the whole process of agroecological research, this study may help
policy makers to draw more efficient policies for involving farmers in the process of agroecological
innovations.
Acknowledgements
This work was supported by the JOLISAA (Joint Learning about Innovation Systems in African
Agriculture) project, Faculté des Sciences Agronomiques, Université d’Abomey-Calavi, Benin.
The authors are also grateful to the many farmers who generously gave their time to collaborate
in this study. We thank the anonymous reviewers and journal editor for their helpful comments
and suggestions.
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