SET OF ACCOUNT OPENING DOCUMENT

FINVASIA SECURITIES PRIVATE LIMITED

SEBI REGN NO.: INZ000176037
MCX Member Code : 55135
NCDEX Member Code : 01259
Clearing Member : Globe Derivatives and Securities Ltd. (MCX & NCDEX 9650)
Regd. Address : 802, Ansal Bhawan, 16 K.G. Marg, C.P., New Delhi-1
Corporate Office :
FINVASIA CENTRE, D 179, Phase 8 B (Sector 74) Mohali, Punjab 160055
Phone : +91-172-6670000, Fax : +91-172-6670070, E-mail : ccofspl@shoonya.com
Registered Office : #1108, Sector 21-B, Chandigarh - 160022
Trading Member with MCX & NCDEX
Compliance Officer's Details : Hardeep Singh, E-mail : ccofspl@shoonya.com Ph:+91-172-6670000,Fax : +91-172-6670070

INDEX OF DOCUMENTS
MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES
S.No. Name of the Document Brief Significance of the Document Page No.

1. KYC (Account Opening) KYC form - Document captures the basic information about the constitute and an 1-3
Application Form instruction / check list.
2. Uniform Risk Disclosure Documents detailing Risk associated with dealing in the Commodities Market. By Email
Document (RDD)
3. Rights and Obligations of Document stating the Rights & Obligation of Member, Authorized Person and client for Trading on exchanges
Members, AP and Clients (including additional Rights and Obligations in case of Internet/Wireless Technology based Trading) By Email

4. Do's and Don'ts for the Document detailing Do's & Don'ts for Trading on exchange, for the education for the investors. By Email
Investors
5. Policies & Procedures Policies and procedures as per Exchange. By Email
6. Other Details Past Action, Dealing Through Other Member, Introducer Details etc. 4-6
7. Tariff Sheet Document detailing the rate/amount of brokerage and other charges levied on the client for 7-7
trading on the Commodity Exchange & Intimation for Proprietary Trading.

8. Most Important Terms and 8-8

For non-custodial settled trading accounts
Conditions (MITC)

VOLUNTARY DOCUMENTS AS PROVIDED BY THE MEMBER*

9. ECN - Electronic Contract Note 9-9
10. Running Account Authorisation 10-10
11. Fatca Declaration 11-11
12. Acknowledgement 12-12
13. Nominations 13-14

For any grievance/dispute please contact Finvasia Securities Private Limited at the above mention address or email
complaints@shoonya.com. In case not satisfied with response, Please contact the concern exchange(s) at :
Exchange Name E-mail Id Phone No.
Multi Commodity Exchange of India Ltd. grievances@mcxindia.com 022-67318888
National Commodity & Derivatives Exchange Ltd. ig@ncdex.com 022-66406789
 CDSLVENTURES LIMITED
Know Your Client (KYC) ….Exploring New Horizons

Application Form (For Individuals Only)

Please fill the form in ENGLISH and in BLOCK letters

Fields marked * are mandatory Application Number:

+
Fields marked are pertaining to CKYC and mandatory only if processing CKYC
also Application Type*:  New KYC
✔
 Modification KYC
KYC Mode*: Please Tick (✓)

Normal EKYC OTP EKYC Biometric Online KYC Offline EKYC ✔ Digilocker

1. Identity Details (please refer guidelines overleaf)

PAN* AUPPV3430J Please enclose a duly attested copy of your PAN Card
____________________________

Name* (same as ID proof) SRI TEJ VALAMARTHY

Maiden Name+ (if any)
Fathers/Spouse’s Name* V V SURYANARAYANA MURTY

Date of Birth* 27-06-1992 17.519455088564346 - 78.38709756393992 (India)

Gender* ✔ Male Female Transgender

Marital Status* ✔ Single Married
Recent passport size
Nationality* ✔ Indian Other
Applicant Photo
Residential Status* ✔ Resident Individual Non Resident Indian
Please Tick (✓)
Foreign National Person of Indian Origin+
(Passport mandatory for NRIs and Foreign Nationals. PIO selection is only for CKYC and not for KRA KYC. Cross Signature across photograph
Select NRI or Foreign National based on Nationality of the individual)

Proof of Identity (POI) submitted for PAN exempted cases (Please tick)
✔ A — Aadhaar Card 0 __
XXXX XXXX __ 1 __
6 __
1
(Expiry Date)
B — Passport Number
C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR
Z —Others (any document notified by Central Government)

Identification Number
2. Address Details* (please refer guidelines overleaf)
A. Correspondence/ Local Address*
Line 1* V I L LA NO - 2 4 1
Line 2 ROAD NO - 3B REDDY AVENUE
Line3 N I Z AMP E T G P MADHURA NAGAR CO L ONY MEDCHA
City/Town/Village* N I Z A M P E T District* N I Z AMP E T Pin Code* 500090
State* Telangana Country* India
Address Type* Residential/Business ✔ Residential Business Registered Office Unspecified

Applicant e-SIGN

1
B. Permanent residence address of applicant, if different from above A / Overseas Address* (Mandatory for NRI Applicant)
Line 1* V I L LA NO - 2 4 1
Line 2
ROAD NO - 3B REDDY AVENUE
Line3
N I Z AMP E T G P MADHURA NAGAR CO L ONY MEDCHA
City/
Town/Village*
NIZAMPET District* Pin Code* 500090
State* Telangana Country* India
Address Type* Residential/Business ✔ Residential Business Registered Office Unspecified
Proof of Address* (attested copy of any 1 POA for correspondence and permanent address each to be submitted)
✔ A — Aadhaar Card 0161
XXXX XXXX __ __ __ __
B — Passport Number (Expiry Date)

C — Voter ID Card
(Expiry Date)
D —Driving License
E —NREGA Job Card
F — NPR Letter
Z—Others (any document notified by Central Government)

Identification Number

3. Contact Details (in CAPITAL)

Email ID* V.TEJANANDA@GMAIL.COM
________________________________________________________________________________________
Mobile No. * _____ ____________________________
7794077000
Tel (Off) NA
_____ ____________________________ Tel (Res) _____ ____________________________

4. Applicant Declaration
I/We hereby declare that the KYC details furnished by me are true and correct to Applicant Wet Signature Applicant e-SIGN
the best of my/our knowledge and belief and I/we under-take to inform you of any
changes therein, immediately. In case any of the above information is found to be
false or untrue or misleading or misrepresenting, I am/We are aware that I/We
may be held liable for it.
I/We hereby consent to receiving information from CVL KRA through SMS/Email on
the above registered number/Email address.
I am/We are also aware that for Aadhaar OVD based KYC, my KYC request shall be
validated against Aadhaar details. I/We hereby consent to sharing my/our masked
Aadhaar card with readable QR code or my Aadhaar XML/Digilocker XML file, along
with passcode and as applicable, with KRA and other Intermediaries with whom I
have a business relationship for KYC purposes only.

26-11-2024
DATE: _________________________ (DD-MM-YYYY)
NIZAMPET
PLACE: _______________________________________

5. For Office Use Only

In-Person Verification (IPV) carried out by* Intermediary Details*

IPV Date 26-11-2024 Self certified document copies received (OVD)

Emp. Name
✔ True Copies of documents received (Attested)
AMC / Intermediary Name :
Emp. Code

Emp. Designation

Digilocker KYC

Employee Signature and Stamp Institution Name and Stamp

2
A. IMPORTANT POINTS: 2. Utility bills like Telephone Bill (only land line), Electricity bill or
1. Self attested copy of PAN card is mandatory for all clients. Gas bill - Not more than 3 months old.
2. Copies of all the documents submitted by the applicant should be 3. Bank Account Statement/Passbook - Not more than 3 months
self-attested and accompanied by originals for verification. In old.
case the original of any document is not produced for verification,
4. Self-declaration by High Court and Supreme Court judges, giving
then the copies should be properly attested by entities
the new address in respect of their own accounts.
authorized for attesting the documents, as per the below
mentioned list. 5. Proof of address issued by any of the following: Bank Managers
3. If any proof of identity or address is in a foreign language, then of Scheduled Commercial Banks/Scheduled Co-Operative
translation into English is required. Bank/Multinational Foreign Banks/Gazetted Officer/Notary
4. Name & address of the applicant mentioned on the KYC form, public/Elected representatives to the Legislative Assembly/
should match with the documentary proof submitted. Parliament/Documents issued by any Govt. or Statutory
5. If correspondence & permanent address are different, then Authority.
proofs for both have to be submitted. 6. Identity card/document with address, issued by any of the
6. Sole proprietor must make the application in his individual name following: Central/State Government and its Departments,
& capacity. Statutory/Regulatory Authorities, Public Sector Undertakings,
7. For non-residents and foreign nationals, (allowed to trade Scheduled Commercial Banks, Public Financial Institutions,
subject to RBI and FEMA guidelines), copy of passport/PIO Colleges affiliated to Universities and Professional Bodies such
Card/OCI Card and overseas address proof is mandatory. as ICAI, ICWAI, ICSI, Bar Council etc., to their Members.
8. For foreign entities, CIN is optional; and in the absence of DIN no. 7. For FII/sub account Power of Attorney given by FII/sub account
for the directors, their passport copy should be given. to the Custodians (which are duly notarized and/or apostiled or
9. In case of Merchant Navy NRI's, Mariner's declaration or certified consularised) that gives the registered address should be taken.
copy of CDC (Continuous Discharge Certificate) is to be
8. The proof of address in the name of the spouse may be
submitted.
accepted.
10. For opening an account with Depository Participant or Mutual
Fund, for a minor, photocopy of the School Leaving D. Exemptions/clarifications to PAN
Certificate/Mark Sheet issued by Higher Secondary (*Sufficient documentary evidence in support of such claims to
Board/Passport of Minor/Birth Certificate must be provided. be collected.)
11. Politically Exposed Persons (PEP) are defined as individuals 1. In case of transactions undertaken on behalf of Central
who are or have been entrusted with prominent public functions Government and/or State Government and by officials appointed
in a foreign country, e.g., Heads of States or of Governments, by Courts e.g. Official liquidator, Court receiver etc.
senior politicians, senior Government/judicial/ military officers, 2. Investors residing in the state of Sikkim.
senior executives of state owned corporations, important political
party officials, etc. 3. UN entities/multilateral agencies exempt from paying taxes/filing
B. Proof of Identity (POI) : - List of documents admissible as tax returns in India.
Proof of Identity: 4. SIP of Mutual Funds upto Rs 50, 000/- p.a.
1. PAN card with photograph. This is mandatory requirement for all 5. In case of institutional clients, namely, FIIs, MFs, VCFs, FVCIs,
applicants except those who are specifically exempt from Scheduled Commercial Banks, Multilateral and Bilateral
obtaining PAN (listed in Section D) Development Financial Institutions, State Industrial
2. Unique Identification Number (UID) (Aadhaar)/ Passport/ Voter Development Corporations, Insurance Companies registered
ID card/ Driving license. with IRDA and Public Financial Institution as defined under
3. Identity card/ document with applicant's Photo, issued by any of section 4A of the Companies Act, 1956, Custodians shall verify
the following: Central/State Government and its Departments, the PAN card details with the original PAN card and provide duly
Statutory/Regulatory Authorities, Public Sector Undertakings, certified copies of such verified PAN details to the intermediary.
Scheduled Commercial Banks, Public Financial Institutions,
E. List of people authorized to attest the documents:
Colleges affiliated to Universities, Professional Bodies such as
ICAI, ICWAI, ICSI, Bar Council etc., to their Members; and Credit 1. Notary Public, Gazetted Officer, Manager of a Scheduled
cards/Debit cards issued by Banks. Commercial/ Co-operative Bank or Multinational Foreign Banks
C. Proof of Address (POA): - List of documents admissible as (Name, Designation & Seal should be affixed on the copy).
Proof of Address: (*Documents having an expiry date 2. In case of NRIs, authorized officials of overseas branches of
should be valid on the date of submission.) Scheduled Commercial Banks registered in India, Notary Public,
1. Passport/ Voters Identity Card/ Ration Card/ Registered Lease or Court Magistrate, Judge, Indian Embassy /Consulate General in
Sale Agreement of Residence/ Driving License/ Flat the country where the client resides are permitted to attest the
Maintenance bill/ Insurance Copy. documents.
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 TRADING ACCOUNT RELATED DETAILS (For Individuals)
A. OTHER DETAILS
Gross Annual Income Income Range per annum : ✔ Below Rs. 1 Lac Rs. 1 Lac to 5 Lac
Details (please specify) Rs. 5 Lac to 10 Lac Rs. 10 Lac to 25 Lac Rs. 25 Lac to 1 Crore OR >1 Crore

Net-Worth as on (date).............................................. (Rs. )

(Net worth should not be older than 1 year)
Occupation Private Sector Public Sector Government Service Business ✔ Professional
(please tick any one
and give brief details) Farmer Others. (Specify)
Please tick, as applicable Politically Exposed Person (PEP) Related to Politically Exposed Person (PEP)
✔ Not a Politically Exposed Person (PEP) Not Related to Politically Exposed Person (PEP)

B. BANK ACCOUNT(S) DETAILS

Bank Name Branch Address Bank Account Number Account Type MICR Number IFSC Code
HDFC BANK LTD PLOT NO1346 P
HDFC Bank 1347 P 1348 P 1344 P GRND FLR 50100606214826 ✔ Saving 500240098 HDFC000
MARUTI COMPLEX HYDERABAD
TELANGANA 500072 Current 4854

• Provide a copy of cancelled cheque leaf/pass book/bank statement specifying name of the client, MICR Code or/and IFSC Code of the Bank.
C. DEPOSITORY ACCOUNT(S) DETAILS, if available
Depository Participant Name Name of Depository Beneficiary Name DP ID Beneficiary ID (BO ID)
Finvasia Securities SRI TEJ
Private Limited NSDL ✔ CDSL VALAMARTHY

NSDL CDSL
• Provide a copy of either Demat Client Master or a recent holding statement issued by DP bearing name of the client.
D. TRADING PREFERENCES
Please sign in the relevant boxes where you wish to trade. Please strike off the segment not chosen by you.

MCX NCDEX

Exchanges ✔ ✔

MCX NCDEX

If you do not wish to trade in any of segments/Mutual Fund, Please mention here

E. INVESTMENT / TRADING EXPERIENCE

No Prior Experience ✔ 4 Years in Commodities Years in other investment related fields

F. PAST REGULATORY ACTIONS

Details of any action/proceedings initiated/pending/taken by SEBI / Stock Exchange / Commodity Exchange / Any other authority
against the client during the last 3 years :
NA

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 G. GST DETAILS (As applicable, State wise)

Legal Name
Trade Name

GSTIN Registration Date

Name of the State State Code
Other State GSTIN Registration Date

Name of the State State Code

H. DEALING THROUGH OTHER MEMBERS

Dealing through any other Member, provide the following details (in case dealing with multiple Members, provide details of all in a separate
sheet containing all the information as mentioned below) :
Member's/Authorised Persons Name
Exchange
Exchange's Registration No. NA
Concerned Member's Name
with whom the AP is registered
Registered Office Address

Tel.: Fax
E-mail
Client Code
Details of disputes / dues pending
from/to such Member / AP:
I. INTRODUCER DETAILS

Name of the introducer

Status of the Introducer Authorised Person Existing Client Others________________________
Address and Phone No.
of the Introducer

Sign. of the Introducer

J. ADDITIONAL DETAILS

Whether you wish to receive communication from ✔ Yes No

Member in electronic form on your Email-id. (If yes then please fill in Appendix - A)
K. NOMINATION DETAILS

I/We wish to nominate ✔ I/We do not wish to nominate

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 DECLARATION
1. I/We hereby declare that the details furnished above are true and correct to the best of my/our knowledge and belief and I/we undertake to
inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or
misrepresenting, I am / We are aware that I/we may be held liable for it.
2. I/We confirm having read/been explained and understood the contents of the tariff sheet and all voluntary/non-mandatory documents.
3. I/We further confirm having read and understood the contents of the ‘Rights and Obligations’ document(s), ‘Risk Disclosure Document’ and
‘Do’s and Dont’s’. I/We do hereby agree to be bound by such provisions as outlined in these documents. I/We have also been informed that
the standard set of documents has been displayed for Information on www.finvasia.com.
Place NIZAMPET 2
Date 26-11-2024 Client Signature
FOR OFFICE USE ONLY
UCC Code allotted to the Client :______________________________
AUPPV3430J

Document verified with Originals

Name of the Employee

Employee Code

Designation of the Employee

Date

Signature

I / We undertake that we have made the client aware of tariff sheet and all the voluntary/non-mandatory documents. I/We have also made the client
aware of ‘Rights and Obligations’ document (s), RDD, ‘Do’s and Dont’s’ and Guidance Note. I/We have given/sent him a copy of all the KYC
documents. I/We undertake that any change in the tariff sheet and all the voluntary/non-mandatory documents would be duly intimated to the
clients. I/We also undertake that any change in the ‘Rights and Obligations’ and RDD would be made available on my/our website, if any, for the
information of the clients.
For Finvasia Securities Pvt. Ltd.

Date __________________
26-11-2024 Signature of the Authorised Signatory
Seal / Stamp of the Member
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 TARIFF CHARGES

ZERO BROKERAGE CHARGES

1. All charges (namely; Exchange Transaction Charges, Clearing Member Charges, Sebi Fee etc.) and Taxes (namely : GST & Stamp
Duty etc. ) shall be charged as per rates applicable from time to time as per actuals.

2. Charges mentioned above are in respect of services mentioned above only and charges for any service provided to client other than
those listed above shall be charged extra.

3. Late payment penalty @2% p.m. calculated on daily overdue. balance shall be charges till actual realisation.

4. I/we hereby authorize you to Debit charges in respect of pledge of securities against margin/settlement obligations to exchanges,
clearing member, clearing corporation, Banks or any other financial institutions from my Trading Account.

5. There shall be no software charges, However in case of any change in future, clients will be informed with two months notice.

Shoonya (EXE/ WEB/ MOB) :- Zero Charges

3
(Client Signature)

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 Most Important Terms and Conditions (MITC)
(For non-custodial settled trading accounts)

1. Your trading account has a “Unique Client Code” (UCC), different from your demat account number. Do
not allow anyone (including your own stock broker, their representatives and dealers) to trade in your
trading account on their own without taking specific instruction from you for your trades. Do not share
your internet/ mobile trading login credentials with anyone else.

2. You are required to place collaterals as margins with the stock broker before you trade. The collateral can
either be in the form of funds transfer into specified stock broker bank accounts or margin pledge of
securities from your demat account. The bank accounts are listed on the stock broker website. Please do
not transfer funds into any other account. The stock broker is not permitted to accept any cash from you.

3. The stock broker’s Risk Management Policy provides details about how the trading limits will be given to
you, and the tariff sheet provides the charges that the stock broker will levy on you.

4. All securities purchased by you will be transferred to your demat account within one working day of the
payout. In case of securities purchased but not fully paid by you, the transfer of the same may be subject
to limited period pledge i.e. seven trading days after the pay-out (CUSPA pledge) created in favor of the
stock broker. You can view your demat account balances directly at the website of the Depositories after
creating a login.

5. The stock broker is obligated to deposit all funds received from you with any of the Clearing Corporations
duly allocated in your name. The stock broker is further mandated to return excess funds as per
applicable norms to you at the time of quarterly/ monthly settlement. You can view the amounts allocated
to you directly at the website of the Clearing Corporation(s).

6. You will get a contract note from the stock broker within 24 hours of the trade.

7. You may give a one-time Demat Debit and Pledge Instruction (DDPI) authority to your stock broker for
limited access to your demat account, including transferring securities, which are sold in your account for
pay-in.

8. The stock broker is expected to know your financial status and monitor your accounts accordingly. Do
share all financial information (e.g. income, networth, etc.) with the stock broker as and when requested
for. Kindly also keep your email Id and mobile phone details with the stock broker always updated.

9. In case of disputes with the stock broker, you can raise a grievance on the dedicated investor grievance
ID of the stock broker. You can also approach the stock exchanges and/or SEBI directly.

10. Any assured/guaranteed/fixed returns schemes or any other schemes of similar nature are prohibited by
law. You will not have any protection/recourse from SEBI/stock exchanges

(Client Signature)
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 ELECTRONIC CONTRACT NOTE (ECN) DECLARATION
To,
Finvasia Securities Pvt. Ltd.
FINVASIA CENTRE, D 179, Phase 8 B (Sector 74)
Mohali, Punjab 160055 (India)

Dear Sir,
I __________________________________
SRI TEJ VALAMARTHY a client with member M/S. __________________________________________
FINVASIA SECURITIES PVT LTD
of_________________________________________________ Exchange undertakes as follows:
MCX,NCDEX
• I am aware that the member has to provide physical contract note in respect of all the trades placed by me unless I myself
want the same in the electronic form.
• I am aware that the member has to provide electronic contract note for my convenience on my request only.
• Though the member is required to deliver physical contract note, I find that it is inconvenient for me to receive physical
contract notes. Therefore , I am voluntarily requesting for delivery of electronic contract note pertaining to all the trades
carried out/ ordered by me.
• I have access to a computer and am a regular internet user, having sufficient knowledge of handling the email operation.
• My email id is* _____________________________________________________________________________.
V.TEJANANDA@GMAIL.COM This
has been created by me and not by someone else.
• I am aware that this declaration form should be in English or in any other Indian language known to me.
• I am aware that non-receipt of bounced mail notification by the member shall amount to delivery of the contract note at the
above e-mail ID.
• I/We am/are aware that this authorisation can be revoked any time by giving a notice in writing.
The above declaration and the guidelines on ECN given in the Annexure have been read and understood by me. I
am aware of the risk involved in dispensing with the physical contract note, and do hereby take full responsibility
for the same.
*(The email id must be written in own handwriting of the client)

SRI TEJ VALAMARTHY

Client Name: _______________________________________________
AUPPV3430J
Unique Client Code : _________________________________________

PAN: _____________________________________________________
AUPPV3430J

VILLA NO-241
Address : __________________________________________________

4
Signature of Client

Date :__________________Place:________________________
26-11-2024 NIZAMPET

Verification of the client signature done by,

Name of the designated officer of the Member__________________________________

Signature_________________________________________

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 RUNNING ACCOUNT AUTHORISATION

To, Date ………..

Finvasia Centre D-179,
Phase -8 B Sector -74 Mohali -Punjab160055

Sub: RUNNING ACCOUNT AUTHORISATION

I/We are dealing through you as a client in Capital Market and/or Future & Option segment
and/or Currency segment and/or Commodity segment and/or Interest Rate future Segment and/or
Mutual Fund Segment & in order to facilitate ease of operations and upfront requirement of
margin for trade. I/We authorize you as under:

1. I/We request you to maintain running balance in my account & retain the credit balance in any
of my/our account and to use the unused funds towards my/our margin/pay-in/other future
obligation(s) at any segment(s) of any or all the Exchange(s)/Clearing corporation unless I/we
instruct you otherwise.

2. I/We request you to settle my fund once in ✔ 30 days or once in 90 days or such other
higher period as allowed by SEBI/Stock Exchange time to time except the funds given towards
collaterals/margin in form of Bank Guarantee and/or Fixed Deposit Receipt.

3. In case I/We have an outstanding obligation on the settlement date, you may retain the
requisite funds towards such obligations and may also retain the funds expected to be
required to meet future margin obligations, calculated in the manner specified by the
exchanges.

4. I/We confirm you that I will bring to your notice any dispute arising from the statement of
account or settlement so made in writing within 30 working days from the date of receipt of
funds/securities or statement of account or statement related to it, as the case may be at your
registered office. The running account authorization provided by me shall continue and remain
valid until it is revoked by me anytime in writing.

Thanking You

Yours faithfully,

Signature Date: ……./………/..………

Name________________________________ Client Code_______________________

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 FATCA-CRS Declaration
Please seek appropriate advice from your professional tax professional on your tax residency and related
FATCA & CRS guidance

Name SRI TEJ VALAMARTHY

Place of Birth NA
Country of Birth NA
Nationality I n d i a n
Constitute ✔ Individual HUF NRI Foreign National

Corporate Others (Pl. Specify)

Are you a tax resident of any country other than India - Yes ✔ No

If Yes, please indicate all countries in which you are resident for tax purposes and the associated Tax ID Numbers below.

Country # Tax Identification Number% Identification Type

S.No. (TIN or other, please specify)

1.
2.
3.

# To also include USA, where the individual is a citizen / green card holder of the USA
% In case Tax Identification Number is not available, kindly provide its functional equivalent $

CERTIFICATION
I / We have understood the information requirements of this Form (read along with the FATCA & CRS Instructions) and
hereby confirm that the information provided by me/us on this Form is true, correct and complete. I / We also confirm
that I / We have read and understood the FATCA & CRS Terms and Conditions below and hereby accept the same.

FATCA & CRS - TERMS & CONDITIONS

Details under FATCA & CRS : The Central Board of Direct Taxes has notified Rules 114F to 114H, as part of the Income-
tax Rules, 1962, which Rules require Indian financial institutions such as the Bank to seek additional personal, tax and
beneficial owner information and certain certifications and documentation from all our account holders. In relevant
cases, information will have to be reported to tax authorities / appointed agencies. Towards compliance, we may also
be required to provide information to any institutions such as withholding agents for the purpose of ensuring appropriate
withholding from the account of any proceeds in relation thereto.
Should there be any change in any information provided by you, please ensure you advise us promptly, i.e. within 30
days.
It is important that you respond to our request, even if you believe you have already supplied any previously requested
information.

Date : 2 6 1 1 2 0 2 4
6
Place : NIZAMPET
Signature
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 ACKNOWLEDGEMENT RECEIPT

To,
Finvasia Securities Pvt. Ltd.
FINVASIA CENTRE, D 179, Phase 8 B (Sector 74)
Mohali, Punjab 160055

Application No. Date 26-11-2024

Dear Sir/ Madam,

I hereby opt to get the document listed below in -

✔ Electronic Form Physical Form

1. Uniform Risk Disclosure Document for Commodities Market.

2. Rights and Obligations of Members, Authorized Persons and Clients (including additional rights & obligations in case of
internet / wireless technology based trading).

3. Guidance Note - Do's and Don'ts for dealing in Commodities Market for Investors.

4. Policies and Procedures.

5. Additional Risk Disclosure Document for Option Trading.

Yours faithfully,

7
Client Signature

Client Name
SRI TEJ VALAMARTHY

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 NOMINATION FORM (Annexure-A)
(To be filled in by individual applying singly or jointly)
Finvasia Securities Pvt. Ltd.
FINVASIA CENTRE, D 179, Phase 8 B, (Sector 74)
Mohali, Punjab-160055 (India)
DA
DATE
TE D D M M Y Y Y Y UCC

DP ID 1 2 0 8 4 3 0 0 Client ID
I/We
I/We wish to make a nomination. [As per details given below]
NOMINATION DETAILS
I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all the assets held in my / our
account in the event of my / our death.
Nomination can be made upto Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
three nominees in the account

Mandatory Details
1 Name of the nominee(s)
Mr./Ms.) NA
2 Share of each Equally % % %
Nominee [If not equally,
please specify
percentage] Any odd lot after division shall be transferred to the first nominee mentioned in the form.

3 Relationship with the

Applicant (if any)

4 Date of Birth {in case of

minor nominee(s)}
5 Name of Guardian (Mr./Ms.)
{in case of minor nominee(s)}

Non-Mandatory Details

6 Address of Nominee(s)/

NA
Guardian in case of Minor

City / Place:
State & Country:

PIN Code

7 Mobile/Telephone No.of
nominee(s)/ Guardian in case
of Minor

8 Email ID of nominee(s)/
Guardian in case of Minor

9 Nominee/Guardian (in case of

Minor) Identification details –
[Please tick any one of following
and provide details of same]
Photograph & Signature
PAN AADHAAR
Saving Bank A/c No.
Proof of Identity
Demat Account ID
NA
(8)
 Name(s) of Holder(s) Signature(s) of Holder

Sole/First Holder
(Mr./Ms.) 3

Second Holder
(Mr./Ms.)

Third Holder
(Mr./Ms.)

*Signature of witness, along with name and address are required, if the account holder affixes thumb impression, instead of signature.
Note:
This nomination shall supersede any prior nomination made by the account holder(s), if any.
The Trading Member / Depository Participant shall provide acknowledgement of the nomination form to the account holder(s).

DECLARATION FORM FOR OPTING OUT OF NOMINATION (Annexure-B)

To,
Finvasia Securities Pvt. Ltd.
FINVASIA CENTRE, D 179, Phase 8 B, (Sector 74)
Mohali, Punjab-160055 (India)

DATE D D
2 6 M M 2Y 0
1 1 Y 2Y Y4 UCC A U P P V 3 4 3 0 J
DP ID 1 2 0 8 4 3 0 0 Client ID

Sole/First Holder Name

SRI TEJ VALAMARTHY

Second Holder Name

Third Holder Name

I / We hereby confirm that I / We do not wish to appoint any nominee(s) in my / our trading / demat account and understand the issues
involved in non-appointment of nominee(s) and further are aware that in case of death of all the account holder(s), my / our legal heirs would
need to submit all the requisite documents / information for claiming of assets held in my / our trading / demat account, which may also
include documents issued by Court or other such competent authority, based on the value of assets held in the trading / demat account.

Signatures
of Holder(s) 4

Signature of 1st Holder Signature of 2nd Holder Signature of 3rd Holder

(14)
 Aadhaar XML converted PDF
Name Valamarthy Sri Tej
Gender Male
Date of birth 1992-06-27
Mobile 7794077000
Email v.tejananda@gmail.com
Ref. Number

Aadhaar number xxxxxxxx0161

Valamarthi Aruna Kumari Villa No-241 Road
Address
No-3B Reddy Avenue Nizampet G P Madhura
Nagar Colony Nizampet Medchal-malkajgiri
500090 Telangana India

26-11-2024 2:08 PM

Note: This document has been created from the UIDAI XML submitted by the investor. Investor has submitted this
data with informed consent to Finvasia Securities Pvt Ltd . As KYC proof for opening of the Trading and Demat
account with Finvasia Securites Pvt Ltd.
 PAN VERIFICATION RECORD
Permanent Account Number

AUPPV3430J
Name VALAMARTHY SRI TEJ

Gender MALE

Date of birth 27-06-1992

Verified On 26/11/2024 14:09:30

Digitally signed on
Date: 26/11/2024 14:09:30 IST

Note:

1. This PAN data is verified by DigiLocker (https://digilocker.gov.in) as per data provided by

the issuing authority, Income Tax Department, Govt. of India.
2. This digitally signed verification document is valid as per the IT Act 2000 when used
electronically.

Powered by TCPDF (www.tcpdf.org)

 Aadhaar XML converted PDF
Name Valamarthy Sri Tej
Gender Male
Date of birth 1992-06-27
Mobile 7794077000
Email v.tejananda@gmail.com
Ref. Number

Aadhaar number xxxxxxxx0161

Valamarthi Aruna Kumari Villa No-241 Road
Address
No-3B Reddy Avenue Nizampet G P Madhura
Nagar Colony Nizampet Medchal-malkajgiri
500090 Telangana India

26-11-2024 2:24 PM

Note: This document has been created from the UIDAI XML submitted by the investor. Investor has submitted this
data with informed consent to Finvasia Securities Pvt Ltd . As KYC proof for opening of the Trading and Demat
account with Finvasia Securites Pvt Ltd.
 PAN VERIFICATION RECORD
Permanent Account Number

AUPPV3430J
Name VALAMARTHY SRI TEJ

Gender MALE

Date of birth 27-06-1992

Verified On 26/11/2024 14:09:30

Digitally signed on
Date: 26/11/2024 14:09:30 IST

Note:

1. This PAN data is verified by DigiLocker (https://digilocker.gov.in) as per data provided by

the issuing authority, Income Tax Department, Govt. of India.
2. This digitally signed verification document is valid as per the IT Act 2000 when used
electronically.

Powered by TCPDF (www.tcpdf.org)