The Emerging Neurobiology of Bipolar Disorder
The Emerging Neurobiology of Bipolar Disorder
The Emerging Neurobiology of Bipolar Disorder
Bipolar disorder (BD) is a leading cause of global disability. Its biological basis Trends
is unknown, and its treatment unsatisfactory. Here, we review two recent areas BD is highly heritable and mostly attri-
butable to common variants of small
of progress. First, the discovery of risk genes and their implications, with a
effect. Several risk genes and gene
focus on voltage-gated calcium channels as part of the disease process and as networks have been identified.
a drug target. Second, facilitated by new technologies, it is increasingly appar-
Calcium signalling is prominent among
ent that the bipolar phenotype is more complex and nuanced than simply one of the genetic risk pathways, and cur-
recurring manic and depressive episodes. One such feature is persistent mood rently appears to have the greatest
instability, and efforts are underway to understand its mechanisms and its therapeutic traction.
therapeutic potential. BD illustrates how psychiatry is being transformed by Digital technologies and sophisticated
contemporary neuroscience, genomics, and digital approaches. mathematical and computational ana-
lyses are being used to quantify and
understand BD.
Bipolar Disorder and the New Psychiatry These new methods reflect, and are
Psychiatry still relies largely on 19th-Century diagnostic categories. These are based on promoting, reconceptualisation of BD
clusters of symptoms rather than biological markers, and are treated with drugs discovered as a chronic instability of mood and
neural circuitry.
serendipitously several decades ago. BD typifies this unsatisfactory state of affairs. Although its
name has changed [it was formerly known as manic depression (see Glossary)], its cardinal Stem cells are becoming an integral
features, and how it is assessed and treated (Box 1) have barely altered. An important reason part of the approaches to understand-
ing BD and its pharmacotherapy.
for this stagnation has been the lack of any real traction on its causes and underlying biology,
beyond its well-established high heritability [1]. Although there is evidence for altered structural New experimental medicine models
and functional brain connectivity [2–4], and changes in markers of oxidative stress [5], mito- are being applied to identify and rapidly
chondrial function [6], inflammation [7], circadian rhythms [8], and dopamine [9], it remains test potential mood-stabilising
treatments.
difficult to integrate these diverse findings, and to disentangle causative changes from those
that are secondary to the disorder and its treatment.
The situation is belatedly improving. While optimism must be tempered by appreciation of the
many complexities, there are realistic prospects for a transformation in our understanding of BD
and how it is diagnosed and treated. Here, we highlight two areas of current interest: the
discovery of the first BD risk genes and their implications, and the application of novel
technologies with the potential to refine, or redefine, the BD phenotype. These developments
exemplify how genomics, neuroscience, and digital technologies are heralding a new era for
psychiatry. For broader reviews of BD, see [10,11]. 1
Department of Psychiatry, University
of Oxford, Warneford Hospital,
The Genomics of Bipolar Disorder Oxford, OX3 7JX, UK
2
Oxford Health NHS Foundation Trust,
A child of an affected parent has about a tenfold increased risk of developing BD, and twin Warneford Hospital, Oxford, OX3 7JX,
studies estimate a heritability of 0.7–0.8 [1]. There is no evidence for Mendelian inheritance or UK
for genes of major effect. Instead, as with most psychiatric disorders, there are multiple
susceptibility loci, each of small effect, which genome-wide association studies (GWAS) are
*Correspondence:
beginning to identify. Several GWAS, and meta-analyses thereof, have been carried out since paul.harrison@psych.ox.ac.uk
2007; Table 1 lists the loci and implicated genes that have emerged to date. The combined (P.J. Harrison).
2q11.2 LMAN2L
2q32.1 ZNF804A
5p15.31 ADCY2
6q25.2 SYNE1
7p22.3 MAD1L1
9p21.3 Intergenic
10q21.2 ANK3
12p13.3 CACNA1C
12q13.1 DDN
17q12 ERBB2
a
Data from [98,117].
The results of the recent genomic studies strongly suggest that the involvement of calcium
signalling in BD is at least partly causal [29], and have rekindled attempts to explain more
precisely the nature of the alterations, not least because this may provide clues to more-
effective and tolerable drug strategies to normalise them [30]. However, the discovery of
genetic variants is only the first step, and provides many more questions than answers.
Calcium signalling offers an informative exemplar to highlight the opportunities and complexi-
ties associated with moving from psychiatric genomic discoveries to pathophysiological
insights and therapeutic advances [31,32].
Genomic data provide a starting point to identify the molecules involved in the core ‘calcium
pathophysiology’ of BD. They focus attention on the VGCCs, especially of the L-type, and their
accessory subunits (encoded by the CACNx genes; Box 2). As indicated above, the best
evidence is for CACNA1C (encoding the a1 subunit of Cav 1.2), but pathway analysis also
suggests a role for CACNA1D and CACNB3 [29,33], and other VGCC genes are implicated in
Further channel diversity arises because each gene gives rise to multiple isoforms. The human CACNA1C mRNA has at
least 50 exons and over 40 predicted isoforms (arising from transcriptional and splicing mechanisms). CACNA1C
splicing gives rise to channel isoforms that are differentially expressed in brain compared with heart, and which differ in
their biophysical properties, including voltage-gating characteristics [97]. Another feature affected by splicing is the
isoform sensitivity to existing VGCC antagonists [98]. This suggests that it might be possible to selectively target splice
variants that mediate disease risk and/or are preferentially expressed in the brain, compared with peripheral tissues
(particularly the cardiovascular system, where VGCCs are also abundant), thereby maximising their therapeutic potential
and tolerability in BD [25].
Given these considerations, defining the repertoire of VGCCs present in different human tissues is important, as is
identifying which ones are impacted by the BD-associated risk variants or by BD itself. However, information on the
transcript diversity of human VGCC subunits is sparse, particularly in brain. Furthermore, because VGCC subunit genes
are large (full-length CACNA1C mRNA, for instance, is over 10 kb long), the transcript structure of most isoforms
remains unclear. Characterising the profile of full-length VGCCs isoforms in the human brain, compared with other
tissues, and assessing which are altered in association with genetic risk for BD, are critical first steps in translating the
VGCC genomic findings into pathophysiological insights and novel treatment targets. The availability of large, high-
quality human postmortem brain series and technological advances in the field of RNA sequencing make this goal
achievable.
(A) α2δ
α2
α1 δ
(B)
Cav1 Cav2 Cav3
Gene (CACNA1-): S C D F A B E G H I
Protein (Cav-): 1.1 1.2 1.3 1.4 2.1 2.2 2.3 3.1 3.2 3.3
Subtype: L P/Q N R T
Figure I. The Voltage-Gated Calcium Channel (VGCC) Family of Proteins. (A) Structure of VGCCs, showing the
transmembrane topology of the a1 subunit, its long intracellular C terminus and interactions with accessory (b and a2d)
subunits. (B) Dendrogram and nomenclature of the VGCC family.
Identification of the molecular basis for disease associations is a key step in understanding the
mechanisms linking VGCC genes with BD. The VGCC loci revealed by GWAS are noncoding,
and while large-scale exome studies may identify rare variants that disrupt the coding sequence
of VGCCs, it is unlikely that the BD-associated GWAS loci tag as-yet-unidentified, disease-
causing mutations. Instead, they probably act by influencing aspects of gene expression,
including methylation [41], alternative promoter usage, and RNA splicing [42]. In the case of
CACNA1C, the index risk polymorphism for BD (rs1006737) is located in the third intron. On
balance, the available data indicate that the risk allele is associated with enhanced expression
and activity of the gene product [43,44], but there are conflicting findings [45,46], precluding
firm conclusions. Some of the variability in these results may be due to differences in the effect
of rs1006737 on CACNA1C expression between brain regions. Inconsistencies may also result
from the risk single nucleotide polymorphism (SNP) differentially altering the abundance of
particular splice variants, as has been observed for other BD-relevant genes, including ANK3
[47] and ZNF804A [48]. In the case of ANK3, there is evidence that the shift in isoform ratios has
functional consequences for neuronal physiology [49]. Efforts to identify and understand
whether altered splicing is also relevant for CACNA1C and other VGCCs are hampered by
the limited information about their isoform profile in the human brain (Box 2). This information is
critical since splicing patterns are poorly conserved and the brain shows one of the greatest
diversities of alternative splicing [50], meaning that the current data, which pertain to other
species and tissues, are insufficient.
While the identification of specific VGCC subunits and isoforms that mediate BD risk is
important, better understanding of the underlying biology is also crucial. This requires the
use of appropriate cellular and animal model systems, as well as in vivo approaches in humans.
For cellular analyses, in addition to standard cell lines, which are useful for studying the function
of individual genes, induced pluripotent stem cells (iPSCs) may prove valuable. Indeed, iPSC-
derived neurons have already provided intriguing data to support the presence of cellular BD-
related phenotypes, including alterations in calcium signalling (Box 3).
The molecular findings can also help guide the development of rodent models overexpressing
or lacking specific VGCC genes [51–53] or splice variants thereof [54], in which their functional
impact can be studied in the intact animal. For example, embryonic deletion of Cacna1c from
forebrain glutamatergic neurons in mice produced BD-relevant behavioural and cognitive
effects and an increased susceptibility to stress, whereas the same deletion during adulthood
caused a lesser and, in some instances, opposite phenotype [51]. This effect of developmental
stage on the phenotype is intriguing, given the characteristic early adulthood age of BD onset,
and its childhood antecedents (Box 1). In a separate study, the phenotype of Cacna1c-deficient
mice could be rescued using a small-molecule inhibitor of the translation initiation factor eIF2a
[52], giving clues as to the possible intervening biochemical mechanisms.
Mertens et al. [100] generated dentate gyrus-like neurons and showed that cells from patients with BD were
hyperexcitable, with differences in several electrophysiological and transcriptional parameters; moreover, the excitability
was normalised by lithium, but only in cells derived from patients who had responded clinically to the drug. Notably,
these findings were largely replicated in a separate cohort and using a different methodology [101]. Taking a genetic
strategy, Yoshimizu et al. [44] made induced neurons from 24 people, genotyped for the CACNA1C rs1006737
polymorphism, and showed that CACNA1C gene expression and calcium current density were greater in risk allele
homozygotes compared with nonrisk carriers.
3D differentiation approaches are now being used to produce ‘brain spheroids’. Although no studies of this kind have
yet been reported using iPSCs from patients with BD, Birey et al. [102] reported that, intriguingly, spheroids made with
iPSCs from patients with Timothy syndrome (caused by a gain-of-function coding CACNA1C mutation) exhibited
interneuron migratory abnormalities that could be normalised by a VGCC antagonist. The finding draws attention to a
possible role for early developmental events and specific interneuron populations in mediating the role of calcium
signalling in the pathogenesis of BD. Studies using spheroids in BD may be valuable in helping identify circuit-level
phenotypes, while CRISPR techniques to selectively manipulate disease-relevant VGCC isoforms and variants could aid
the identification of the key molecular mechanisms.
These findings, and others (e.g., [103]), illustrate how iPSCs are providing new clues regarding the neuronal phenotypes
of BD, and support an involvement of calcium signalling in these processes. The results encourage further efforts to
extend and scale up the work [104].
be used as experimental tools and for proof-of-principle studies. Their availability is a distinct
advantage compared with most other genetically supported therapeutic targets in BD, for
which no such drugs are available. To date, the clinical trial data linking L-type VGCC blockade
with therapeutic outcome in BD (and, indeed, their psychiatric effects more generally) are wholly
inconclusive [25]. Hence, a priority is to investigate in detail the impact of brain-penetrant VGCC
blockers on BD-relevant phenotypes, including detailed measures of mood, cognition, sleep,
and brain activity [55], and with the incorporation of genotype as a factor [56]. The potential
psychiatric effects of VGCC antagonists can also be assessed using routinely collected clinical
data; for example, a study of electronic medical records in Scotland reported higher hospital
admission rates for depression in patients given VGCCs compared with those prescribed other
antihypertensives [57].
In summary, a range of methods are needed to make the most of the genomic discoveries in
BD, to understand their molecular mechanisms and implications for cellular and systems
functioning, and to evaluate their therapeutic potential. The conceptual approach is illustrated
in Figure 1 (Key Figure), which uses VGCCs as the exemplar.
How do
BD-relevant
isoforms alter
neuron and
circuit funcon?
How do How do
BD-relevant VGCC risk alleles
isoforms alter and drugs affect
intracellular emoon,
signalling? cognion and
Cells Networks behaviour?
Cascades Behaviour
Big data
Genomics Detailed phenotyping
Figure 1. The study of voltage-gated calcium channels (VGCCs) in BD exemplifies the potential and the challenges of
translating genomic discoveries into pathophysiology and therapeutics. Although sometimes portrayed as a one-way,
bottom-up, process from genes to treatments, the wheel-like figure emphasises that it is iterative. Underpinning this
approach is the increasing wealth of ‘big data’, since it is the scale of both the genomics and the contemporary digital
approaches to phenotyping that have driven the developments discussed in this review. Looking ahead, an integrative,
collaborative approach will be essential to link the power of big data with the more-focussed, hypothesis-driven studies
that are required for most of the intervening segments.
feature is not simply a symptom (mood), but its profile of variation over time. Several
approaches have been used to try to improve the reliability and validity of BD assessments
[58,59]. The main advances are emerging from developments in information technology,
including the increasingly widespread use of connected and wearable devices: we are entering
an era of ‘digital phenotyping’ in psychiatry [60], with BD, we would argue, at the forefront [61].
Importantly, smartphones and other devices allow the remote capture of not only contempo-
raneous self-reporting of symptoms, but also behavioural, cognitive and physiological mea-
sures, such as heart rate, activity, geolocation, speech, and environmental interactions [63–68].
In turn, digital methods can facilitate a change from entirely symptom-based characterisation of
psychiatric disorders, such as BD, towards a more multimodal, biologically informed one. Thus,
they raise the prospect of more-objective, data-driven diagnoses, and ultimately personalised
predictions of illness and treatment response. However, this promise has yet to be realised; the
initial hype about digital phenotyping, including its application to BD, has been tempered by
increasing awareness of the significant technical, analytical, and other issues involved (Box 4).
Mood (in)stability is a continuous variable, and is present to varying extents in healthy individuals
[71,72]. Therefore, it is a useful phenotype for studies seeking to identify mechanisms under-
lying mood (dys)regulation per se, and a range of experimental approaches are being taken. For
example, it can be viewed from a computational perspective, with models showing how mood
First, there are many technical and practical issues to overcome, ranging from ensuring the compatibility of data
collection between operating systems and software versions, to maintaining compliance over long time periods. There
are also privacy, acceptability, and engagement issues raised by the recording and storage of personal data [107].
Second, the resulting data sets are large and complex, and the extraction, analysis, and interpretation of information are
not straightforward [108]. One key question to consider is the mathematical approach chosen for analysing the data.
Options include linear and nonlinear time series methods [109–111] as well as more-flexible and advanced techniques,
such as relaxation oscillator frameworks [112] and machine-learning methods [90]. Another mathematical technique of
interest is rough paths theory [113]. By taking account of lead-lag relationships, rough paths can reduce time-stamped
data sets from complex interacting nonlinear systems to their critical information content or ‘signature’. This trans-
formation provides a structured sequence of low-dimensional summaries of the primary data that completely char-
acterise their complexity but are amenable to linear analysis. This greatly facilitates efforts to use the data for
classification and prediction. For example, a rough path signature, based on daily measures of mood instability,
can differentiate BD from borderline personality disorder [114].
Progress in this developing field will need to be interdisciplinary, combining advanced mathematical analyses with digital
phenotyping technologies that produce robust data and that are sufficiently acceptable, and rewarding, to patients to
secure their long-term engagement [115,116].
Finally, mood instability has potential immediate value as a therapeutic target. First, it may
provide a way to screen novel treatments for BD more rapidly and cost-effectively than
conventional clinical trials, in which treatment or prevention of depressive or manic episodes
are the usual outcomes, requiring prolonged periods of observation. In this sense, early mood
stabilisation could prove to predict therapeutic efficacy in the way that rapid effects on
emotional processing predict subsequent therapeutic response in unipolar depression [81].
Moreover, the rapid effects of antidepressants on emotional processing are seen in euthymic
subjects as well as in those with depression; similarly, new treatments for BD, such as novel
VGCC-acting drugs, could be screened in patients who have unstable mood but who do not
have a formal diagnosis. Second, stabilisation of mood may be beneficial in its own right, above
and beyond simply preventing clinical episodes of depression and mania, because mood
instability independently predicts poor functional recovery in BD, and worse outcomes of
various kinds [76,82–84]. In addition, since mood instability often occurs before the onset of BD
[85,86], such treatments might have a preventative role.
In summary, the emergence of persistent mood instability as a construct illustrates how digital
methods can highlight neglected or hard-to-characterise psychiatric phenomena, and stimu-
late a range of studies into their origins, mechanisms, and therapeutic implications. Compara-
ble approaches are being taken to other components of BD, such as circadian dysregulation
and reward sensitivity. Although the work is at an early stage, it is likely ultimately to alter the
view of the core phenotype of BD, with a greater role for biological and quantitative data in BD
diagnosis, prognosis, and management.
Concluding Remarks
Our understanding of BD remains frustratingly limited. It continues to be a descriptive syn-
drome, since we lack sufficient knowledge to allow its characterisation or conceptualisation
based on aetiology or mechanism. Certainly, many questions remain (see Outstanding Ques-
tions). However, there are reasons for optimism. First, the discovery of some of the BD risk
The ultimate goal of these contemporary approaches is to allow a more scientifically informed,
evidence-based approach to how BD is classified, measured, and treated [91]. Possible
changes include redrawing or removing the diagnostic boundaries between BD and other
disorders involving lability of mood, emotion, and behaviour; the inclusion of behavioural and
physiological correlates of mood and mood instability (or other symptoms) into clinical
practice; a focus on identifying interventions that can stabilise mood independent of the
underlying diagnosis; and new, genetically informed treatments, such as those targeting
VGCCs.
It is not always appreciated that BD causes a global health burden comparable with that of
schizophrenia [92], yet it has attracted considerably less research funding and interest from
policy makers [93]. We would argue that, for various reasons, BD currently has a greater
potential for transformative advances. More generally, BD is a useful case study for illustrating
how psychiatric disorders are belatedly embarking on the journey from being descriptive
syndromes towards more neurobiologically grounded, quantitative, and digital phenotypes
[94]. Despite the many difficulties this process entails, it is not unreasonable to hope that it will
be successful, and accompanied by the development of more rational, effective, and person-
alised treatments.
Acknowledgments
J.R.G. is a National Institute of Health Research (NIHR) Senior Investigator. E.M.T. is a Royal Society University Research
Fellow. Research supported by Wellcome Trust strategic awards102616 and 09846, Medical Research Council grant
P026028/1, and by the Oxford Health NIHR Biomedical Research Centre. The views expressed are those of the authors
and not necessarily those of the National Health Service, NIHR or the Department of Health. We thank Kia Nobre for the
idea for Figure 1 and Ruth Abrahams and Noel Buckley for supplying images. We apologise to the many authors whose
studies could not be cited due to reference restrictions.
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