sensors-24-02470
sensors-24-02470
Article
Smart Sensor-Based Monitoring Technology for Machinery Fault
Detection
Ming Zhang 1 , Xing Xing 2 and Wilson Wang 2, *
Abstract: Rotary machines commonly use rolling element bearings to support rotation of the shafts.
Most machine performance imperfections are related to bearing defects. Thus, reliable bearing
condition monitoring systems are critically needed in industries to provide early warning of bearing
fault so as to prevent machine performance degradation and reduce maintenance costs. The objective
of this paper is to develop a smart monitoring system for real-time bearing fault detection and
diagnostics. Firstly, a smart sensor-based data acquisition (DAQ) system is developed for wireless
vibration signal collection. Secondly, a modified variational mode decomposition (MVMD) technique
is proposed for nonstationary signal analysis and bearing fault detection. The proposed MVMD
technique has several processing steps: (1) the signal is decomposed into a series of intrinsic mode
functions (IMFs); (2) a correlation kurtosis method is suggested to choose the most representative
IMFs and construct the analytical signal; (3) envelope spectrum analysis is performed to identify the
representative features and to predict bearing fault. The effectiveness of the developed smart sensor
DAQ system and the proposed MVMD technique is examined by systematic experimental tests.
Keywords: smart sensors; data acquisition; bearing fault detection; vibration signal analysis; variational
mode decomposition
bandwidth and sensitivity, used in this monitoring application. Subsequently, the first
objective of this work is to develop a new smart sensor-based DAQ system to collect
vibration signals wirelessly.
Reliable fault detection in rolling element bearings remains a very challenging task
in the research field of machine health monitoring and fault diagnosis. A bearing is not a
component like a gear or shaft, but it is a system comprising components, such as an outer
ring, an inner ring, a cage, and a set of rolling elements. Bearing defect-related feature
properties depend on bearing geometry, defect location, and operating conditions. In
addition, bearing features are also modulated by other strong vibration signals generated
from vibratory sources such as gear meshing [1,6].
There are many signal processing techniques proposed in the literature for bearing
fault detection [7–10]. The most commonly used approach is based on Fourier transform
(FT) spectral analysis by examining health-related characteristic frequency components on
the spectrums. However, FT analysis cannot be applied to analyze nonstationary signals
whose spectral and statistical properties change with time [11,12]. Nonstationary and
transient signals can be processed by analyzing multiresolution time–frequency information
using techniques such as the Hilbert–Huang transform (HHT) [13]. The HHT uses empirical
mode decomposition (EMD) to extract intrinsic mode functions and residual signature for
signal property analysis; however, its signal decomposition approximation is sensitive to
noise, which can affect the overall processing accuracy [14,15].
The variational mode decomposition (VMD) method decomposes the vibration signal
into several signatures with different center frequencies by using a set of adaptive Wiener
filters [16]. Although VMD has been used in the extraction of nonlinear features and
machine fault detection [17,18], it still has some limitations. For example, it requires pre-
choosing the number of modes and the bandwidth control parameters. Most of the available
research in this area has focused on adaptability improvement and parameter optimization.
For example, a prediction method was proposed in [19] for decomposition prediction
by recursively modifying the related system parameters; however, it was an empirical
algorithm and was difficult to implement in bearing fault detection, as different bearings
have different system parameters and installation dynamics. A spectrum distribution-based
VMD was presented in [20] to detect wheel set-bearing faults; however, its processing
accuracy could degrade due to possible over-decomposition. A particle swarm method
was suggested in [21] to optimize the VMD parameters, but the ratio errors with respect to
the average value and the variance could decrease impact component accuracy. In addition,
some other optimization algorithms were adopted in [22,23] to update the number of
modes in VMD analysis for some specific applications. However, these mode selection
algorithms still have some problems, such as slow convergence of parameter optimization
due to complex spectrum distribution and trapping due to local minima.
To tackle the above limitations in VMD analysis, the second objective of this work
is to propose a new VMD method, called modified VMD or MVMD, for nonlinear signal
analysis and bearing fault detection. It is a great extension of the related work of the
authors’ research team. For example, in comparison with the smart sensors in [4,5], the
smart sensors developed in this work have a wider bandwidth and higher resolution.
On the other hand, the adaptive VMD method in [6] applies the first IMF for bearing
fault detection. Different from our previous related work, the novelties of the proposed
MVMD technique include: (1) a new smart sensor-based DAQ system is developed for
wireless vibration data collection, which has a wider measurement bandwidth and higher
processing resolution accuracy; (2) in the proposed MVMD technique, a new correlation
kurtosis approach is suggested to select the three most representative IMFs and formulate
a new analytical signal. An envelope spectrum analysis is performed to recognize the
representative features for bearing fault detection. The effectiveness of the developed smart
sensor DAQ systems and the MVMD technique is verified by systematic experimental tests.
Sensors 2024, 24, x FOR PEER REVIEW 3 of 17
smart sensor DAQ systems and the MVMD technique is verified by systematic
experimental
smart sensortests.
DAQ systems and the MVMD technique is verified by systematic
Sensors 2024, 24, 2470 The remainder
experimental tests. of the paper is organized as follows: The developed smart3 ofsensor 16
DAQ system is described
The remainder of theinpaper
Section 2. The proposed
is organized MVMD
as follows: technique smart
The developed is discussed
sensor in
Section 3. Theis effectiveness
DAQ system of the 2.MVMD
described in Section technique
The proposed MVMDis examined
technique isindiscussed
Section in
4 by
The remainder
Section 3. The
experimental of the paper is organized as follows: The developed smart sensor
effectiveness of the MVMD technique is examined in Section 4 by
tests. DAQ
system is described
experimental tests. in Section 2. The proposed MVMD technique is discussed in Section 3.
The effectiveness of the MVMD technique is examined in Section 4 by experimental tests.
2. Development of Smart Sensor-Based DAQ System
2. Development of Smart Sensor-Based DAQ System
A DAQ system
2. Development is used
of Smart to collect signals
Sensor-Based DAQ in different forms. A smart sensor node is a
System
A
systemAthatDAQ system is used to collect signals in different forms. A smart sensor node is a
DAQintegrates the sensing
system is used to collectunits andinsignal
signals conditioning
different forms. A smart functions
sensor (e.g.,
node ispower
a
system
supplies, that integrates
amplification, the sensing units and signal conditioning functions (e.g., power
system that integrates theadjustment,
sensing unitsfiltering,
and signaletc.) for datafunctions
conditioning collection [3].power
(e.g., The sup-
related
supplies, amplification, adjustment, filtering, etc.) for data collection [3]. The related
functions are controlled
plies, amplification, by a microcontroller
adjustment, filtering, etc.) for unit (MCU) through
data collection a communications
[3]. The related functions
functions are controlled by a microcontroller unit (MCU) through a communications
are controlled
interface by a microcontroller
[4,5]. Wireless smart sensors unit are
(MCU) throughina industrial
preferred communications interface
applications to[4,5].
reduce
interface [4,5]. Wireless smart sensors are preferred in industrial applications to reduce
Wireless
costs and smart
prevent sensors
DAQarecable preferred in industrial
distribution applications
problems. to reduce costs
The architecture of and
the prevent
developed
costs and
DAQ cableprevent DAQ problems.
distribution cable distribution
The in problems.
architecture of The
the architecturesmart
developed of the developed
sensor DAQ
smart
smart
sensor
sensor
DAQ
DAQ
system
system
is
is
illustrated
illustrated in
Figure1.1.The
Figure
The signals
signals are
are measured
measured
using
using
proper
proper
system
sensing is illustrated
units. After in Figure
proper 1. The signals
pre-conditioning are measured
operations, using
signals proper
are sensing units.
sensing
After units.pre-conditioning
proper After proper pre-conditioning
operations, operations,
signals are signals
digitized by are
the digitized by by
digitized
analog-to-digitalthe the
analog-to-digital
analog-to-digital conversion (ADC) unit integrated
integratedininthe theMCU.
MCU.The The digital vibration
conversion (ADC)conversion
unit integrated (ADC) unit
in the MCU. The digital vibration signalsdigital vibration
are transmitted
signals
signals are transmitted
are transmitted to the receiver wirelessly, and then stored and processed in the
to the receiver wirelessly,toand thethen
receiver
storedwirelessly, and then
and processed in thestored
computerand for
processed
machineinfault
the
computer
computerand for machine
for machine fault detection and diagnosis.
fault detection and diagnosis.
detection diagnosis.
Battery
Battery
Machinery
Machinery Signal
Signal MCU
MCUand
and Wireless
Wireless
SensingUnit
Sensing Unit
System
System Conditioning
Conditioning ADC
ADC Transceiver
Transceiver
The Smart
The Smart Sensor
SensorNode
Node
Wireless
Computer Receiver Wireless
Computer Receiver Transceiver
Transceiver
Figure The
2. Block diagramsmart
developed of signal conditioning
sensor node is acircuitry for a smartunit;
battery-powered vibration sensor.
its input voltage may
vary with time, which can cause interruptions in operation. To prevent this problem, a
constant voltage supply is needed. A voltage regulator (LD1117, from ST Microelectronics,
Aliso Viejo, CA, USA) is selected to provide a constant 3.3 VDC voltage to the circuit [24].
The developed smart sensor node is a battery-powered unit; its input voltage may
Sensors 2024, 24, 2470
vary with time, which can cause interruptions in operation. To prevent this problem, a
4 of 16
constant voltage supply is needed. A voltage regulator (LD1117, from ST Microelectronics,
Aliso Viejo, CA, USA) is selected to provide a constant 3.3 VDC voltage to the circuit [24].
The LD1117 is an adjustable voltage regulator, which can reduce the influence of the
The LD1117 is an adjustable voltage regulator, which can reduce the influence of the power
power supply fluctuations on the operation of the smart sensor nodes.
supply fluctuations on the operation of the smart sensor nodes.
A boost converter is used to generate the excitation voltage of 18–24 VDC for the
A boost converter is used to generate the excitation voltage of 18–24 VDC for the
piezoelectric accelerometer sensing unit. In this work, LT1930 (from Linear Technology,
piezoelectric accelerometer sensing unit. In this work, LT1930 (from Linear Technology,
Milpitas, CA, USA) is used as the DC boost converter [25]. The LT1930 has a 1.2 MHz
Milpitas, CA, USA) is used as the DC boost converter [25]. The LT1930 has a 1.2 MHz
switching frequency, and it can convert the 3.3 VDC input to a 24 VDC to signal
switching frequency, and it can convert the 3.3 VDC input to a 24 VDC to signal conditioning
conditioning
circuitry circuitryoperation
to maintain to maintain operation
stability of thestability
sensingof the sensing unit.
unit.
A constant
A constant current
current source
source isis required
required to
to provide
provide aa constant
constant excitation
excitation current
current forfor
piezoelectric accelerometers. The LM234 chip (from Texas Instruments, Dallas,
piezoelectric accelerometers. The LM234 chip (from Texas Instruments, Dallas, TX, USA) is TX, USA)
is selected
selected in in
thisthis
workwork [26],
[26], whichwhich
cancan provide
provide a constant
a constant excitation
excitation current
current between
between 2 mA 2
and 20 mA. It has good current regulation and wide dynamic voltage ranges from 1 V to1
mA and 20 mA. It has good current regulation and wide dynamic voltage ranges from
V to
40 V,40 V, with
with an accuracy
an accuracy of ±3%.
of ±3%.
Figure 3a
Figure 3a shows
showsthethedeveloped
developedtwo-layer
two-layerprinted
printed circuit
circuit board
board (PCB)
(PCB) testing
testing board
board for
for the signal conditioning circuitry.
the signal conditioning circuitry.
(a) (b)
Figure 3.
Figure 3. (a)
(a) Signal
Signal conditioning
conditioning circuitry
circuitry on
on aa testing
testing PCB
PCB board
board (two-layer):
(two-layer): (1)
(1) Voltage regulator
Voltage regulator
LD1117; (2) DC boost converter LT1930; (3) Constant current source LM234. (b) The smart
LD1117; (2) DC boost converter LT1930; (3) Constant current source LM234. (b) The smart sensor sensor
prototype: (4) The signal conditioning circuitry; (5) PIC32 MCU; (6) Pickit programmer; (7) CC1101
prototype: (4) The signal conditioning circuitry; (5) PIC32 MCU; (6) Pickit programmer; (7) CC1101
wireless transceiver.
wireless transceiver.
Figure4.4.Experimental
Figure Experimental setup
setup for testing
for testing the smart
the smart sensors:
sensors: (1) Oscilloscope,
(1) Oscilloscope, (2) Tested(2) Tested two-layer
two-layer PCB
board, (3) Power amplifier, (4) Frequency generator, (5) Vibration sensing unit, (6) Excitation(6)
PCB board, (3) Power amplifier, (4) Frequency generator, (5) Vibration sensing unit, Excitation
shaker.
shaker.
2.6. Performance Evaluation of the Smart Sensors
2.6. Performance Evaluation of the Smart Sensors
To evaluate the accuracy of the developed smart vibration sensor nodes, systematic
Toconducted
tests are evaluate the accuracy
using of the developed
the experimental smart vibration
setup, as shown in Figure 4.sensor nodes,
The signal systematic
generator
tests areanconducted
provides using with
excitation signal the experimental setup, After
a specified frequency. as shown in Figure
amplification, the4.signal
The issignal
generator
fed provides
to the shaker an excitation
to generate signal with
the vibration a specified
signal with the frequency. After amplification,
specified frequency and mode the
used
signal inisthe
fedtesting. Figureto
to the shaker 5 shows
generatesome
the spectrum
vibration of the collected
signal vibration frequency
with the specified signals at and
30 Hz, 60
mode usedHz,in2.3 kHz,
the and 3.7
testing. kHz,5respectively.
Figure shows someThe extra spectral
spectrum of the components are due signals
collected vibration to
noise, for example, generated by the parts on the table and shaker connecting
at 30 Hz, 60 Hz, 2.3 kHz, and 3.7 kHz, respectively. The extra spectral components are due frequencies.
It is seen that input signals can be acquired accurately by the smart sensor node.
Figure 6 shows the final prototype of the developed smart sensor DAQ system with
four-layer PCBs, which has been used successfully in industrial applications.
to noise,
Sensors 2024, 24, x FOR for example,
PEER REVIEW generated by the parts on the table and shaker connecting
frequencies. It is seen that input signals can be acquired accurately by the smart sensor
node.
300
to noise, for example,
300
generated by the parts on the table and shaker conn
Sensors 2024, 24, 2470 6 ofthe
16 smart s
frequencies. It is seen that input signals can be acquired accurately by
Amplitude (g/Hz)
200 node. 200
(a) (c)
100 300 100 300
Amplitude (g/Hz)
0 200 0 200
0 200
(a) 400 600 800 1000 0 500 (c)1000 1500 2000 2500 3000
300 100 300 100
Amplitude (g/Hz)
200 0 200 0
(b) 0 200 400 600 (d) 800 1000 0 500 1000 1500 2000 2500 3000
Figure 5. Amplitude spectra of collected signals using the smart vibration sensor prototype at
different 0supply
0 frequencies:
200 400 (a)600
30 Hz, (b)
800 60 Hz, (c) 2.3 0K0 Hz, and
1000 (d) 3.7 K2000
1000 Hz. The 3000
arrows specify
4000
the excitation frequencies.
Frequency (Hz) Frequency (Hz)
Figurespectra
Figure 5. Amplitude 5. Amplitude spectra
of collected of collected
signals signals
using the smartusing the smart
vibration sensorvibration sensor
prototype at protot
Figure 6 shows the final frequencies:
prototype of the developed smart sensor DAQ system with
different supply frequencies: (a) 30 Hz, (b) 60 Hz, (c) 2.3 K Hz, and (d) 3.7 K Hz. The arrows specify arrows s
different supply (a) 30 Hz, (b) 60 Hz, (c) 2.3 K Hz, and (d) 3.7 K Hz. The
four-layer PCBs, thewhich hasfrequencies.
excitation been used successfully in industrial applications.
the excitation frequencies.
Figure 6 shows the final prototype of the developed smart sensor DAQ system
four-layer PCBs, which has been used successfully in industrial applications.
3.3.MVMD
MVMDTechnique
Technique for
Figure 6.for BearingFault
Developed
Bearing FaultDetection
wirelessDetection
smart vibration sensor node (four-layer): (1) Battery, (2) W
transmitter, (3) A smart sensor node, (4) Vibrationorsensing unit,is(5) Receiver. in this
AAnewnewsignal
signalprocessing
processingtechnique,
technique, modified
modified VMD or
VMD MVMD,
MVMD, proposed
is proposed in this
work for bearing fault detection. The MVMD technique consists
work for bearing fault detection. The MVMD technique consists of the following processingof the following
processing 3. MVMD
steps: (1) VMD Technique
analysisfor toBearing
generateFault Detection
steps: (1) VMD analysis to generate intrinsic modeintrinsic
functionmode
(IMFs),function (IMFs),
(2) selecting (2)
most
selecting most A new
representative signal
IMFsprocessing
and technique,
reconstruct the modified
signal, VMD
and (3)
representative IMFs and reconstruct the signal, and (3) envelope spectral analysis for or MVMD,
envelope is proposed
spectral i
analysisfault
bearing work
for bearing for
fault
detection. bearing
detection.
Details fault detection.
Details
will be will be
discussed The MVMD
discussed
in this section. technique
in this section. consists of the follo
processing steps: (1) VMD analysis to generate intrinsic mode function (IMFs
3.1. VMD Processing
selecting most representative IMFs and reconstruct the signal, and (3) envelope sp
VMD is ananalysis
adaptive for bearing fault detection.
time–frequency Details will
analysis method thatbe
candiscussed in this section.
process nonlinear and
nonstationary signals [16]. In processing, the VMD decomposes a signal x (t) into a series
of IMFs, each having a finite bandwidth and located around a center frequency. An IMF,
uk (t), can be expressed as:
where Ak (t) is the instantaneous amplitude; φk (t) in rad is the phase angle; K is the number
dφ (t)
of IMFs considered. The instantaneous frequency ωk (t) = dtk in rad/sec.
The VMD aims to solve a constrained variational problem represented by:
( )
K 2
j
min{uk },{ωk } ∑ ∂t δ(t) + ∗ uk (t) e − jωk t
(2)
k =1
πt 2
K
where ∑ uk (t) = x (t); ∂t represents the partial derivative of time; δ = 2π/ωk (t) is the
k =1
Dirac delta distribution; j is the complex number; * is the convolution operator.
Equation (2) can be converted into an unconstrained optimization problem using
the augmented Lagrangian method [6,16]. An optimal solution can be obtained using an
alternated direction method of multipliers [16]. Thus, mode uk can be updated by:
( 2 2
j λ ( t )
unk +1 = arguk ∈ F min αk ∂t δ(t) + ∗ uk (t) e− jωk t + x (t) − ∑ ui (t) + (3)
πt 2 i
2
2
Λ(ω )
X (ω ) − ∑ Ui (ω ) + 2
i ̸=k
Ukn+1 (ω ) = (5)
1 + 2αk (ω − ωk )2
Similarly, the center frequency can also be optimized in the frequency domain by:
Z ∞
n +1 2 2
ωk = argωk min (ω − ωk ) |Uk (ω )| dω (7)
0
where τ is the iteration step size (τ = 0 is selected in this case). The iteration will be
terminated if the errors meet the following convergence condition:
Sensors 2024, 24, 2470 8 of 16
2
Ukn+1 − Ukn
∑ 2
2
<ε (10)
k Ukn 2
where ε is the convergence threshold (ε = 0.01 is selected in this case).
where fkc is the center frequency of the k-th mode component; fs is the sampling frequency.
Based on Equation (8), the discrete form of frequency fkc in Hz can be calculated by:
N/2h i
2
∑ n · f s /N · |Uk [n]|
n =1
f kc = (12)
N/2
2
∑ |Uk [n]|
n =1
where N is the length of the vibration signal, and Uk [n] is the discrete FT of the k-th mode
component uk.
3.3. A Correlation Kurtosis Method for IMF Section and Signal Reconstruction
VMD analysis will be used to select the IMFs containing the fault characteristic features.
Some IMFs are more sensitive to machine faults than others. A correlation kurtosis method
is proposed to screen the most sensitive IMFs related to machine faults so as to improve
the accuracy of fault diagnosis, while improving processing efficiency by using fewer
representative IMFs.
Rolling element bearings have periodic impact components in the vibration signal
when a bearing component is damaged. The kurtosis is sensitive to tail modulation in
probability distribution functions but less sensitive to machine operating conditions in
terms of speed and load. When the kurtosis value of an IMF is large, it usually indicates
that this IMF would contain more characteristic features related to bearing defects. The
kurtosis KU,k of the IMF uk in the discrete form, uk [n], can be calculated by:
N
1 4
N ∑ (uk [n] − uk )
n =1
KU,k = (13)
σk4
where σk and uk are the standard deviation and mean of uk [n], n = 1, 2, . . ., N and N is the
length of the IMF signature.
In general, the more IMFs that are used for analysis, the higher the processing accuracy,
but it will take a longer time for processing. To improve processing efficiency, based on a
systematic investigation, the first ten IMFs will be selected in this work for analysis (i.e.,
K = 10), without using the general recursive selection algorithm for K selection [16] so as
to further reduce processing time. However, when a bearing is damaged, the representa-
tive features may time-vary, especially considering slip among bearing components [5,6].
In this work, a new correlation kurtosis method will be applied to rank IMF uk [n] as
described below.
Sensors 2024, 24, 2470 9 of 16
1 N E ( x − µ x ) uk − µuk
N n∑
Ck = (14)
=1 σx σuk
where x is the input vibration signal; uk is the IMF; µ x and µuk represent the mean values
of x and uk , respectively; σx and σuk are the corresponding standard deviation values; E[.]
denotes the expectation operator.
In the proposed MVMD technique, IMFs are ranked based on the weight factor, Wk ,
associated with both IMF kurtosis and its correlation with the original signal:
Wk = Ck KU,k (15)
If three IMFs with the highest weight factor values are selected to reconstruct the
signal such that:
3
x′ = ∑ W m um (16)
m =1
Wm
where W m = 3 . The analytical signal can be formulated by using the Hilbert
∑ Wm
m =1
transform:
x a = x ′ + jH ( x ′ ) = A x e jφx (17)
where H(.) represents
q the Hilbert transform; φ x = arctan( H ( x ′ )/x ′ )
is the instantaneous
2 2
phase; A x = ( x ′ ) + ( H ( x ′ )) is the instantaneous amplitude (i.e., signal envelope).
The envelope spectrum is obtained by taking the discrete FT of the envelope signal.
Bearing fault detection is undertaken by examining characteristic frequency information
Sensors 2024, 24, x FOR PEER REVIEW 10 of 17
on the envelope spectrum. Figure 7 shows the flowchart of the processing of the MVMD
technique, and the processing procedures are summarized as follows:
Input vibration
signal from DAQ
Compute IMF
weight factor Wk
Initialize Uk , ωk ,
αk , Λ
Select three IMFs
based on Wk
Compute Uk, ωk ,
k =1, 2, …, K
Reconstruct the
original signal
Update λ(t) via
Λ(ω)
Formulate the
analytical signal
Formulate IMFs
Conduct envelope
spectrum analysis
Compute the and bearing fault
penalty factor αk detection
Figure7.7.Flowchart
Figure Flowchartofofthe
theprocessing
processing procedures
procedures of the
of the MVMD
MVMD technique.
technique.
Figure8.8.Experimental
Figure Experimentalapparatus
apparatusused
usedin inthis
thiswork:
work:(1)
(1)The
Thedrive
drivemotor;
motor;(2)
(2)An
Anoptical
opticaltransducer
transducer
(3)Smart
(3) Smartvibration
vibrationsensor;
sensor;(4)
(4)Bearing
Bearinghousing;
housing;(5)
(5)Shaft
Shaftmisalignment
misalignmentcontroller;
controller;(6)
(6)Shaft
Shaftsystem
system
platform; (7) Small radial load disc; (8) Heavy radial load disc; (9) ICP accelerometers; (10) Dynamic
load drive unit.
The tests are undertaken with a shaft speed from 600 rpm to 3600 rpm, with the
load at light, medium, and heavy levels. Some typical processing results corresponding
to shaft rotating frequency fr ≈ 30 Hz (i.e., approximately 1800 rpm) at medium load
level (i.e., 6.5 Nm) are used for illustration. The sampling frequency is 32,000 Hz. The
theoretical characteristic frequencies corresponding to different bearing health conditions
are calculated using the related dynamics equations [1] and are summarized in Table 1. For
comparison, the test results of the proposed MVMD technique will be compared with the
related techniques, that is, the HHT [8] and a self-adaptive VMD as proposed in [23]. All
the techniques are implemented in MATLAB.
Ah − µ A
FI = ∑ µA
(18)
h
where Ah is the spectral component amplitude of the h-th harmonic of the characteristic
frequency that can be recognized; µ A is the average spectral value over the bandwidth of
interest (400 Hz in this case).
(1) Processing results for a healthy bearing
Sensors 2024, 24, x FOR PEER REVIEW Figure 9 shows processing result comparison for a healthy bearing using 12 of 17the related
techniques. Its characteristic frequency fH = 30 Hz in this case and the updated MVMD penalty factor
is 932, calculated using Equation (11). The selected IMFs are IMF1, IMF2, and IMF4.
(a)
(b)
(c)
Figure
Figure 9. 9. Performance
Performance comparison
comparison ofrelated
of the the related techniques
techniques for a healthy
for a healthy bearing:
bearing: (a) the(b)
(a) the HHT, HHT, (b) the
the VMD,
VMD, (c)(c)
thethe proposed
proposed MVMD.
MVMD. Arrowsindicate
Arrows indicatecharacteristic
characteristic frequency
frequency (30
(30 Hz)
Hz) and
and itsits harmonics.
harmonics. The arrows indicate bearing characteristic frequency (30 Hz) and its harmonics.
The arrows indicate bearing characteristic frequency (30 Hz) and its harmonics.
(2) Processing results for a bearing with outer race defect
Figure 10 shows the processing results and performance comparison using the
related techniques for a bearing with outer race damage. The characteristic frequency is
fod = 90.9 Hz, and the updated penalty factor is 971 in the MVMD technique. The selected
IMFs are IMF1, IMF2, and IMF3.
Sensors 2024, 24, 2470 12 of 16
It is seen that the dominant spectral component is the third harmonic of the characteris-
tic frequency (approximately 90 Hz). All these three techniques can recognize this harmonic
clearly. However, the proposed MVMD in Figure 9c can also recognize the fundamental
frequency (30 Hz) and its second harmonic (60 Hz), due to its effective IMF processing and
denoising operations. The VMD in Figure 9b performed better than the HHT in Figure 9a
with the recognized second harmonic (60 Hz), due to its more efficient IMF selection and
processing than the HHT. Based on Equation (18), the fault indicator values are 3.75, 4.22,
and 5.09 for the HHT, VMD, and MVMD techniques, respectively.
(2) Processing results for a bearing with outer race defect
Figure 10 shows the processing results and performance comparison using the related
Sensors 2024, 24, x FOR PEER REVIEWtechniques for a bearing with outer race damage. The characteristic frequency is fod13
= 90.9
of 17
Hz, and the updated penalty factor is 971 in the MVMD technique. The selected IMFs are
IMF1 , IMF2 , and IMF3 .
(a)
(b)
(c)
Figure10.
Figure Performancecomparison
10.Performance comparisonofofthetherelated
relatedtechniques
techniques for
for aa bearing
bearing with
with outer
outer race
race defect:
defect:
(a) the HHT,
(a) the HHT, (b) (b) the VMD, (c) the proposed MVMD. Arrows indicate characteristic frequency
VMD, (c) the proposed MVMD. Arrows indicate characteristic frequency (90.9(90.9
Hz)
Hz)
andand its harmonics.
its harmonics.
In this case,
(3) Processing all three
results for techniques can recognize
a bearing with inner race the characteristic frequency (90.9 Hz)
defect
for the bearing outer race fault. This is because when the bearing outer race (fixed ring)
Figure 11 shows the processing results and performance comparison using the
is damaged, the generated impulses and features are usually time-invariant, which are
related techniques for a bearing with an inner defect. The characteristic frequency is fid =
relatively easy to extract using general fault detection techniques. The VMD in Figure 10b
147.9 Hz. The updated penalty factor in the MVMD is 1210, and the selected IMFs are
performs better than the HHT in Figure 10a, with a clear second harmonic due to its more
IMF 1, IMF3, and IMF4.
efficient IMF processing in signal demodulation. However, the fundamental characteristic
As stated
frequency before, bearing
components (90.9 fault
Hz) detection
using both onthe
a rotating
HHT andinner race
the VMDand contain
a rollingadjacent
element
isspectral
more challenging because the defect-related impulse resonance features
components due to modulation of other vibration signals, which may generate vary with time,
especially considering the slip effects among bearing components. Although
false diagnosis especially in automatic bearing health monitoring. On the other hand, the the HHT in
Figure
proposed11a MVMD
and VMD techniques
technique in Figure
provides 11b
the best can recognize
diagnostic the
result in occurrence
this of a bearing
case, as demonstrated
inner race defect,
in Figure 10c, duetheir
to itscharacteristic
more effective frequency (147.9 Hz)
IMF processing andand/or the second
denoising harmonics
operation. In this
do not dominate the spectral maps. However, the proposed MVMD technique
case, the fault indicator values calculated by Equation (18) are 2.94, 3.30, and 5.71 for the provides
the bestVMD,
HHT, performance
and MVMD in this case, which
techniques, can clearly predict the bearing fault condition,
respectively.
with the domain fault characteristic frequency (147.9 Hz) and its second harmonic as
illustrated in Figure 11c. Its higher resolution and better fault diagnostic accuracy are due
to its feature enhancement effects and efficient IMF feature demodulation. In this case, the
fault indicator values are 0.72, 0.65, and 3.87 for the HHT, VMD and MVMD techniques,
respectively.
Sensors 2024, 24, 2470 13 of 16
(a)
(b)
(c)
Figure
Figure11. Performancecomparison
11.Performance comparisonofofthe
the related
related techniques for
for aa bearing
bearingwith
withinner
innerrace
racefault:
fault:(a)
(a)the
the HHT,
HHT, (b) (b)
the the VMD,
VMD, (c) proposed
(c) the the proposed
MVMD.MVMD. Arrows
Arrows indicate
indicate characteristic
characteristic frequency
frequency (147.9 (147.9
Hz) and
Hz) and its harmonics.
its harmonics.
signal. The MVMD, on the other hand, is the only technique that can recognize the fault
Sensors 2024, 24, x FOR PEER REVIEWcharacteristic frequency (91.57 Hz) in this case, as shown in Figure 12c, even though
15 of it17is
not the dominant frequency component on the spectral map. In this case, the fault indicator
values are 0.39, 0.14, and 0.57 for the HHT, VMD, and MVMD techniques, respectively.
(a)
(b)
(c)
Figure12.
Figure Performancecomparison
12.Performance comparisonofofthe
therelated
relatedtechniques
techniquesfor
fora abearing
bearingwith
withrolling
rollingelement
element
fault: (a) the HHT, (b) the VMD, (c) the proposed MVMD. Arrows indicate characteristic
fault: (a) the HHT, (b) the VMD, (c) the proposed MVMD. Arrows indicate characteristic frequency frequency
(91.57Hz)
(91.57 Hz)and
andits
itsharmonics.
harmonics.
In addition, the processing results using the vibration signals collected by the smart
5. Conclusions
sensor DAQ system are almost identical with those vibration signals collected by using
A new smart sensor-based monitoring technology has been developed in this work
the commercial ICP accelerometers (along the vertical direction in this case). It demon-
for real-time machine condition monitoring and fault detection. As rolling element
strates that the developed smart sensors and DAQ system can be applied reliably for
bearings are commonly used in rotating machines, and most machine imperfections are
data collection.
related to bearing defects, this work focuses on bearing fault detection. Firstly, a smart
sensor-based
5. Conclusions DAQ system is developed for wireless vibration signal collection. Secondly,
a MVMD technique is proposed for nonstationary signal analysis and bearing fault
A new smart sensor-based monitoring technology has been developed in this work for
detection. The proposed MVMD technique takes several processing steps: (1) the signal is
real-time machine condition monitoring and fault detection. As rolling element bearings
decomposed
are commonly intoused
a series of IMFs;machines,
in rotating (2) a correlation kurtosis
and most machinemethod is suggested
imperfections aretorelated
chooseto
the most representative IMFs and construct the analytical signal; (3) envelope
bearing defects, this work focuses on bearing fault detection. Firstly, a smart sensor-based spectrum
analysis is conducted
DAQ system to identify
is developed the representative
for wireless features
vibration signal for bearing
collection. fault detection.
Secondly, a MVMD
The effectiveness of the developed smart sensor DAQ system and the
technique is proposed for nonstationary signal analysis and bearing fault detection. MVMD techniqueThe
isproposed
examinedMVMD by systematic experimental
technique takes severaltests. Test results
processing show
steps: (1)that
the the developed
signal smart
is decomposed
sensor
into a DAQ system
series of IMFs;can
(2) acollect vibration
correlation signals
kurtosis accurately.
method The proposed
is suggested to choose MVMD
the most
technique outperforms the related techniques under tested bearing
representative IMFs and construct the analytical signal; (3) envelope spectrum conditions. Thisis
analysis
monitoring
conducted technology hasrepresentative
to identify the the potential to be applied
features to machine
for bearing condition The
fault detection. monitoring
effective-
and
nessbearing fault detection
of the developed smartinsensor
industrial
DAQapplications.
system and the MVMD technique is examined by
systematic experimental tests. Test results show that the developed smart sensor DAQ sys-
Author Contributions:
tem can Formal
collect vibration analysis,
signals W.W.; Investigation,
accurately. The proposed M.Z. and X.X.
MVMD All authors
technique have read
outperforms
and agreed to the published version of the manuscript.
the related techniques under tested bearing conditions. This monitoring technology has
the potential
Funding: to be applied
This research tono
received machine
externalcondition
funding. monitoring and bearing fault detection in
industrial applications.
Data Availability Statement: Data are contained within the article.
Conflicts of Interest: The authors declare no conflict of interest.
Sensors 2024, 24, 2470 15 of 16
Author Contributions: Formal analysis, W.W.; Investigation, M.Z. and X.X. All authors have read
and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Data Availability Statement: Data are contained within the article.
Conflicts of Interest: The authors declare no conflict of interest.
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