Introduction To Leadership
Introduction To Leadership
Introduction To Leadership
Kurs: Introduction to Leadership Verantwortlicher: Prof. Dr. Kehr Semester: Credits: Winter Semester 2011/12 3
Session 1 Overview .............................................................................................................................. 5 Definition of Leadership .................................................................................................................. 5 Why it is defined in so many different ways ................................................................................... 5 How to measure leadership effectiveness ...................................................................................... 5 Measurement criteria depending on the system level: .................................................................. 6 Development of management theories .......................................................................................... 6 Mediation vs. Moderation ............................................................................................................... 6 Development of leadership theories ............................................................................................... 6 Description of leadership ................................................................................................................ 7 Meaning of leadership and differentiation from management ...................................................... 8 Influence of leadership on organizational performance ................................................................. 9 Important leadership roles ............................................................................................................ 10 Major satisfactions and frustrations associated with leadership role .......................................... 10 Framework for understanding leadership..................................................................................... 11 Direct vs. Indirect Leadership ........................................................................................................ 11 Session 2 Traits Motives and Characteristics of Leaders................................................................... 12 Characteristics of Leaders in Contrast to Managers ..................................................................... 12 General personality traits of effective leaders .............................................................................. 12 Task related personality traits for effective leaders ..................................................................... 12 Leadership motives (task related) ................................................................................................. 13 Cognitive factors and leadership ................................................................................................... 13 Level 5 leadership .......................................................................................................................... 14 Strengths and Limitations of the leaders characteristics approach .............................................. 14 Session 3 Effective Leadership Behaviors, Delegation and Participation ......................................... 15 Autocratic versus Democratic Leadership Style ............................................................................ 15 Effective and ineffective leader behavior ..................................................................................... 15 Mintsbergs Managerial Roles ....................................................................................................... 15 Ohio State Michigan State Leadership Studies ............................................................................. 16
Introduction to Leadership
Participative Leadership ................................................................................................................ 16 Consequences of Participative Leadership.................................................................................... 16 How to Diagnose Decision Situations ............................................................................................ 16 How to encourage participation ................................................................................................... 16 What to delegate ........................................................................................................................... 17 Pros and Cons of Delegation ......................................................................................................... 17 How to delegate ............................................................................................................................ 17 Limitations of Participation Research ........................................................................................... 17 Normative Decision Model (Vroom and Yetton) ........................................................................... 18 Casual Relationship in the normative decision model .................................................................. 18 Simplified Version of the Normative Decision Model ................................................................... 19 Leadership Continuum (Tannenbaum,Schmidt) ........................................................................... 19 Session 4 Charisma and Transformational Leadership ..................................................................... 20 Charisma ............................................................................................................................................ 20 Max Webers Approach to Charisma ............................................................................................. 20 Attribution Theory of Charismatic Leadership .............................................................................. 20 Routinization of Charisma ............................................................................................................. 20 Effects of charisma ........................................................................................................................ 20 Types of charismatic leaders ......................................................................................................... 21 Characteristics of charismatic leaders ........................................................................................... 21 Vision ............................................................................................................................................. 21 Communication Style .................................................................................................................... 21 Development of charisma ............................................................................................................. 22 Downsides of charismatic leadership ............................................................................................ 22 Transformational/ Transactional leadership .................................................................................... 22 transformational leadership .......................................................................................................... 22 Guideline for Transformational Leadership .................................................................................. 23 Transactional leadership ............................................................................................................... 23 Summary ....................................................................................................................................... 23 Session 5 Legitimation of Leadership, Power and Influence Tactics ..................................................... 24 Definitions ......................................................................................................................................... 24 Sources and types of power .............................................................................................................. 24 Difference Transformational / Transactional leadership .................................................................. 25 Empowerment ................................................................................................................................... 25 Components of empowerment ..................................................................................................... 25
Introduction to Leadership
Empowering practices ................................................................................................................... 25 Effective delegation and empowerment....................................................................................... 26 Guidelines .......................................................................................................................................... 26 Reward Power ............................................................................................................................... 26 Coercive Power.............................................................................................................................. 26 Expert power ................................................................................................................................. 26 Referent power ............................................................................................................................. 27 Organizational Politics ....................................................................................................................... 27 Tactics and strategies to gain power ............................................................................................. 27 Tactics and strategies aimed at building relationships ................................................................. 27 Avoiding political blunders ............................................................................................................ 27 Political tactics and strategies ....................................................................................................... 28 The power network ........................................................................................................................... 28 Session 6 Situational Leadership and Theories of Motivation .............................................................. 29 Maslows hierarchy of needs theory ................................................................................................. 29 Alderfers ERG theory ........................................................................................................................ 30 McClellandss acquired needs theory ............................................................................................... 31 Herzbergs two-factor theory ............................................................................................................ 32 Vrooms VIE Theory ............................................................................................................................ 33 Valence .......................................................................................................................................... 33 Expectancy..................................................................................................................................... 33 Instrumentality .............................................................................................................................. 33 Behavior Modification Strategies ...................................................................................................... 34 Fiedlers Contingency Theory ............................................................................................................ 35 Hersey & Blanchards Contingency Approach ................................................................................... 36 Path Goal Theory ............................................................................................................................... 37 Leadership Substitutes Theory .......................................................................................................... 38 Yukls Multiple Linkage Model .......................................................................................................... 39 General Evaluation of Contingency Models ...................................................................................... 39 Goal setting theory ............................................................................................................................ 40 SMARTCH Goals ............................................................................................................................. 40 Goal-Goal Conflict ......................................................................................................................... 40 Goal-Motive Conflict ..................................................................................................................... 40 Approach and fear motives ........................................................................................................... 40 Volitional mechanisms .................................................................................................................. 40
Introduction to Leadership
Self regulation vs. Self-control .................................................................................................... 41 Action regulation ........................................................................................................................... 41 Intrinsic vs. extrinsic motivation.................................................................................................... 41 Useful methods for situations incongruent with personal needs ................................................. 42 Vision ............................................................................................................................................. 42 Summary ....................................................................................................................................... 42 Kehrs Compensatory Model of Work Motivation and Volition ....................................................... 43 Underlying beliefs:......................................................................................................................... 43 What to do..................................................................................................................................... 43 Diagnose the situation .................................................................................................................. 44 Guideline for situational leadership .............................................................................................. 44
Introduction to Leadership
Session 1 Overview
Definition of Leadership Durbin: Leadership is the process of influencing others to understand and agree about what needs to be done and how it can be done effectively, and the process of facilitating individual and collective efforts to accomplish the shared objectives Rosenstiel: Leadership is goal directed influence Yukl: Leadership is the process of influencing others to understand and agree about what needs to be done and how to do it and the process of facilitating individual and collective efforts to accomplish shared objectives. Leadership: Does not have to be voluntary at all times Almost every behavior that can be followed can be considered leadership behavior
Why it is defined in so many different ways It is usually defined according to the individual perspectives and the aspects of the phenomenon of most interest to the researchers. Definitions differ: Specialized role or shared influenced process Distinction between leader and follower Type of influence process (ethnical/ unethical use of power, etc.) Purpose of influence attempts (in organizational context, selfless/selfish) Influence based on reason or emotions
How to measure leadership effectiveness Leadership can be measured by: Subordinate satisfaction On goals / goal achievement Sales/ profit Project fulfillment Performance increases
but: -> subjective measure -> Quality of group processes -> multiple criteria -> immediate and delayed outcome
Key variables are: Characteristics of the leader o Confidence and optimism o Skills and expertise o Behavior o Integrity and ethics, etc.
Introduction to Leadership
Characteristics of the followers o Skills and expertise o Confidence and optimism o Attributions about the leader o Trust in the leader o Satisfaction with job and leader Characteristics of the situation o Size of unit o Position power and authority of leader o Task structure and complexity o Task interdependence o Environmental uncertainty
Development of management theories Starts with Phenomenon Correlations Causal mechanism Theory: Explanation Irregularities/Failures of explanation
Example e.g. birds that fly Between wind size and body weight Wing size is most important Setup of theory Test/experience (humans with large wings cant fly)
Refinement of theory Contingency theory: Prediction and action Theory makes only sense if practical experience can be used Mediation vs. Moderation A moderator variable is one that influences the strength of a relationship between two other variables, and a mediator variable is one that explains the relationship between the two other variables. Example red traffic light: A car has to stop when there is a red traffic light. The law to stop would be the mediator. In different countries the same law exists but not everyone stops at every red traffic light. The region would be the moderator. The mediator is the reason for the relation between stopping cars and red traffic lights. The moderator is responsible for the diversity in the relation between red light and stopping the car. Development of leadership theories Trait Approach:
Leader Traits and Skills Performance Outcomes
-Some people are natural leaders, endowed with certain traits not possessed by other people
Introduction to Leadership
-Leadership effectiveness depends in part on how well a manager resolves role conflicts, copes with demands, recognizes opportunities and overcomes constraints.
Leader Behaviour
Influence Proccesses
Performance Outcomes
Leader Behaviour
Influence Proccesses
Performance Outcomes
Description of leadership Individual process Seldom, as leadership involve influence processes between individuals. More: Self management theories Dyadic process In order to understand leadership effectiveness i the influence between leader and follower over time is to be examined. Group process Leadership can be viewed as a group process. Two key topics include the nature of the leadership role in a task group and how a leader contributes to group effectiveness. Measurement criteria are: How well the work is organized to utilize personal and resource How committed members are to performing their work roles How confident members are that the task can be accomplished successfully Extend to which members trust each other and cooperate in accomplishing task objectives
Group approach extended to a larger social system. Adaptation to the environment Acquisition of necessary resources Efficiency of the transformation process used by the organization to produce its products and services (rationality)
Leader vs. Follower-Centered Theory Theories that focus almost exclusively on either the leader or the follower are less useful than theories that offer a more balanced explanation. Descriptive vs. Prescriptive Theory Descriptive theories explain leadership processes, describe the typical activities of leaders and explain why certain behaviors occur in particular situations. Prescriptive theories specify what leaders must do to become effective and they identify any necessary conditions for using a particular type of behavior effectively. Universal vs. Contingency Theory Universal theories can be either descriptive or prescriptive. They describe either typical functions performed to some extend by all types of leaders (descriptive) or they specify functions all leaders must perform to be effective (prescriptive). Contingency theories describe an aspect of leadership that applies to some situations but not to others. They can also be descriptive or prescriptive.
Meaning of leadership and differentiation from management Def.: Leadership is the ability to inspire confidence and support among the people who are needed to achieve organizational goals. Regarded as a long-term relationship between leaders and group member main characteristics are: 1. 2. 3. 4. Exchange of purpose. Everyone is responsible for defining visions and values A right to say no. To punishment for expression of contrary opinion Joint accountability. Everyone is responsible for the outcome and the current situation. Absolute honesty. Management Planning, organizing and controlling , directing Administrative aspects Leading is a part of management More formal and scientific than leadership Universal skills: planning, budgeting, controlling based on reasoning and testing
Having a vision of what the organization can become Requires eliciting cooperation and teamwork, motivation and persuasion
Introduction to Leadership Produces change (e.g. new products) Transform organizations Creates a vision
Prof. Dr. Kehr WS 11/12 Produces a degree of predictability and order Maintain organizations Implements the vision
Good managers have to be good leaders and good leaders have to be good managers. Critical viewpoint People dont neatly fit into these two stereotypes Can be distinct processes but can be performed by the same people
Influence of leadership on organizational performance Cons: Substitutes for leadership Substitutes for leadership are factors in the work environment that provide guidance and incentives to perform, making the leaders role almost unnecessary. Closely knit teams Intrinsic satisfaction Computer technology (monitoring software) Professional norms
Leader irrelevance Factors outside the leaders control have a larger impact on business outcomes than leadership actions (e.g. change in demand, trend, environmental changes) Leaders control is limited by obligations to stakeholders (shareholders, consumers) Organizations tend to choose leaders who are compatible with company values, therefore leaders behavior are fairly similar.
Complexity theory Pros: Change of leaders often leads to sudden change of profit Knowledge of business makes a difference in leadership effectiveness Organizations are complex systems which cant be explained by usual roles of nature Companies faith is determined by forces outside the leader
Spokesperson
Negotiator
Coach
Strategic planer
Entertaining clients and customers as an official representative Making oneself available as an representative of the organization Escorting official visitors For upper-level management Clients and customers Important outsiders and labor unions Professional colleagues General public Bargaining with superiors for funds, facilities, equipment and support Bargaining with others units for the use of staff, etc. Bargaining with suppliers and vendors for services, etc. Informally recognize team members achievements Providing team members with feedback concerning ineffective behavior Inform team members of steps that can improve their performance Ensuring that team members are recognized for their accomplishments Initiating activities that contribute to group morale Displaying appropriate personal conduct Cooperating with other units in the organization Displaying loyalty to superiors by supporting their plans Serving as a technical expert or adviser Performing individual contributor tasks on a regular basis (e.g. sales calls) Keep up with what is happening in the industry Talking with customers to keep aware of changing needs and requirements Getting involved in situations outside the unit that suggest ways of improving the units performance Setting a direction for the organization Helping the firm deal with the external environment Helping develop organizational policies
Major satisfactions and frustrations associated with leadership role Sources of satisfaction: Feeling of power and prestige Chance to help others grow and develop High income Respect and status Good opportunities for advancement Feeling of being in on things Opportunity to control money and other resources
Sources of dissatisfaction and frustration Too much uncompensated overtime Too many headaches Not enough authority to carry out responsibility Loneliness Too many problems involving people Too much organizational politics Pursuit of conflicting goals
Introduction to Leadership
Leadership characteristics and traits Leader behavior and style Group members characteristics Internal and external environment Direct vs. Indirect Leadership Indirect leadership
Inner qualities: self confidence, problem solving abilities Activities engaged in by the leader Attributes of the group members
Influence transmitted down the hierarchy of an organization Influence transmitted over formal programs, managements systems and structural forms Influence over the organization culture (shared believes and values of members)
Direct leadership Leadership through direct (face to face) contact e.g. in meetings
Introduction to Leadership
Leaders: Selectively show their weaknesses Rely heavily on intuition Practice tough empathy Reveal their differences
General personality traits of effective leaders Self confidence High tolerance for frustration Warmth Sense of humor Trustworthiness Extroversion Assertiveness Emotional stability Task related personality traits for effective leaders Passion Courage Locus of control (preferred internal=prime movers behind events, closely related to self confidence) Flexibility and capability Emotional intelligence o Self awareness o Self regulation o Motivation o Empathy o Social skill
Introduction to Leadership
Leadership motives (task related) Power motive (strong dominant characteristics) o Act with determination to exert their power o Invest much time in thinking about ways to alter the behavior of others o Care about personal standing those around them o Personal motive to further own interests or o Socialized motive to achieve organizational goals Drive and achievement motive (strong effort in achieving work goals) o Joy in accomplishment for its own sake o Achieve through ones one efforts and take responsibility for success or failure o Take moderate risks that can be handled through ones own efforts o Receive feedback on level of performance o Introduce novel, innovative or creative solutions o Plan and set goals Strong work ethic o Firm believe in the dignity of work o Well motivated because they value hard work Tenacity o Good in overcoming obstacles
Cognitive factors and leadership Openness to experience Knowledge of the business or group task o Show knowledge in the group task to some extend Creativity Insight into people and situations o Considerable intuition and common sense o Ability to make wise choices in selecting people for key assignments Farsightedness and conceptual thinking o Ability to understand the long-range implications of actions and policies
Introduction to Leadership
Level 5 leadership Distinguishing traits of effective leaders: Level 1 2 3 4 5 Traits As an individual, the person makes productive contributions through talent, knowledge, skills and good work habits As a contributing team member, the person contributes individual capabilities to achievement of group objectives and works effectively with others in a groups setting As a manager, the person organizes people and resources towards the effective and efficient pursuit of predetermined objectives As a leader, the person catalyses commitment to and vigorous pursuit of a clear and compelling vision, stimulation high performance standards The distinguishing traits are the ability to build enduring greatness through a paradoxical blend of personal humility and professional will
Strengths and Limitations of the leaders characteristics approach Strengths Limitations Leaders posses personal characteristics that Doesnt tell which traits are absolutely needed in differ from those of nonleaders which leadership situation Doesnt say anything about the right amount of trait, characteristic or motive Week empirical evidence Interactive effects of different traits unknown Intuitively compelling, but overly simplistic. Leads to an elitist conception of leadership that might discourage people from seeking leadership positions
Introduction to Leadership
Result of Boys Group Experiments on Leadership Styles Quantity of work high for democratic and autocratic Quality of work high in democratic Productivity and Satisfaction low in Laissez-Fair, more conflicts
Effective and ineffective leader behavior considered effective leader behavior Delegation ability Total awareness of situation Calmness Knowing when to interact and when to let go Mintsbergs Managerial Roles Role Information processing roles Decision making roles Interpersonal roles
Considered ineffective leader behavior Unwillingness to accept chance, critics Perfectionism Stress and hectic
Behavior Disseminator (hand out information), Monitor, Spokesperson Entrepreneur, Disturbance Handler, Resource Allocator, Negotiator Liaison (brings people together), Figurehead (is identified for something
Introduction to Leadership
people oriented relation oriented treats all work-unit members as his or her equal is friendly and approachable does little things to make work pleasant puts suggestions made by the work unit into operation looks out for personal walfare of work unit members creates supportive socioemotional work atmosphere maintains high morale in work unit mentorizes and coaches
According to the Michigan Group effective managers have a high concern for both people and production/task orientation
Participative Leadership Levels in participative leadership decision making process autocratic decission tell consultation sell/consult joint decision share/consult delegation share
Consequences of Participative Leadership Benefits Decision quality (more information in group) Decision acceptance (high identification) Satisfaction with decision process (dignity and respect) Development of participant skills (skills and confidence)
How to Diagnose Decision Situations Evaluate importance of decision Identification of people with relevant expertise and knowledge Are participants willing to cooperate? Would there be acceptance without participation? Feasibility of meeting (Ausfhrbarkeit) How to encourage participation Encourage expression of concerns Describe proposals as tentative Record ideas and suggestions
Introduction to Leadership
Build on ideas and suggestions Listen to dissenting views without getting defensive Utilize suggestions and deals with concerns Show appreciation for suggestions
What to delegate Tasks that a subordinate can do better Tasks that are urgent but not of high priority Tasks relevant to a subordinates career Tasks of appropriate difficulty Both pleasant and unpleasant tasks Tasks not central to the managers role Pros and Cons of Delegation When to Develop subordinate skills and confidence Enable sub. To deal with problems quickly Move decisions close to action Increase subordinate commitment
When not to Decisions involving confidential information Very important tasks and decisions Keep task and decision central to leader role Task for which mistakes are highly visible
How to delegate Specify responsibilities clearly Provide adequate authority and specify limits of discretion Specify reporting requirements Ensure subordinate acceptance of responsibilities Inform others who need to know Monitor progress in appropriate ways Arrange for the subordinate to receive necessary information Provide support and assistance but avoid reverse delegation Make mistakes a learning experience
Limitations of Participation Research Lack of evidence Problems in measurement of direction of causality Weak methods used (studies where participation was combined with other interventions, no effort made in identifying the particular mix or decision procedures, organizational programs rather than manager individual behavior) Overall satisfaction measured rather than satisfaction with particular decision handling Various forms of participations effectives in some situation but not consistently
Introduction to Leadership
Normative Decision Model (Vroom and Yetton) AI Decide for Yourself Confidential information, High importance, Central to leader role AII Ask for Information, then decide CI Consult with individual group members, then decide CII Consult with the whole team, then Way to develop subordinate skills and confidence decide (together) When high commitment to task is desired GII Give decision to group Way to move subordinates close to action Way to make job more interesting to subordinates But: Time consuming Biggest gap between CI and CII: restricted participation (participants chosen by leader) to full participation. Casual Relationship in the normative decision model Decision procedure Situational variables Situational variables Decision Acceptance Decision Quality Decision Rules Important decision, subordinates posses relevant information lacked by the leader Quality important, subordinates do not share the leaders concern for task goals Quality important, unstructured decision problem, leader does not possess necessary information Acceptance important, subordinates unlikely to accept autocratic decision Acceptance important, subordinates likely to disagree among each other Decision quality not important, acceptance important, autocratic decisions not accepted Decision acceptance important, subordinates share leaders task objectives Not AI, AII! Not GII! CII, GII Not AI, AII! Not AI, AII, CI GII GII Amount of relevant information possessed by leader and subordinates Likelihood that subordinates will accept an autocratic decision Likelihood that subordinates will cooperate if allowed to participate Amount of disagreement among subordinates with respect to their prefferd alternatives Extend to which the decision problem is unstructured and requires creative problem solving Degree of commitment to implement a decision effectively Objective aspects of decision that affect group performance aside effects mediated by decision acceptance Quality is high when best alternative is selected Important when important consequences for group performance Decision quality and acceptance Unit/team performance
Introduction to Leadership
Prof. Dr. Kehr WS 11/12 Subordinate Acceptance Not important or assured Important and not with autocratic decision assured with autocratic decision Autocratic Group Autocratic Group
Not important Important, but leader has sufficient information, members share leaders goals Important, but leader has sufficient information, members do not share the leaders goals Important and the leader lacks essential information: members share leader goals Important and the leader lacks essential information. Members dont share leaders goals
Autocratic
Consultation
Consultation Consultation
Group Consultation
Introduction to Leadership
Referent Power: Ability to influence others that stems from the leaders desirable traits and characteristics Expert Power: Ability to influence others because of ones specialized knowledge, skills or abilities Job involvement by the follower: Task or Mission related
Introduction to Leadership
Types of charismatic leaders Socialized charismatic leader Personalized charismatic Office-holder charismatic
Restrains the use of power in order to benefit others Exercise few restraints on their use of power so they may best serve their own interests Charismatic leadership is more a property of the office occupied than of his or her personal characteristics (loses charisma when leaving office) Gain very high esteem through the extent to which others have faith in them as a people Endowed with a gift of divine grace (Max Weber)Savior that leads people through a crisis
Characteristics of charismatic leaders Visionary Offer an exciting image of where the organization is headed and how to get there Masterful communication skills Colorful language and exciting metaphors and analogies Ability to inspire trust Able to make group members feel capable Emotional expressiveness and Express positive feelings, warm gestures and frequent touching warmth of group members Romanticize risks Feel empty in absence of risk Unconventional strategies to achieve success Self promoting personality Allow others to know how important they are Being dramatic and unique Vision
Lofty, long-term goal Effective leader supposed to have a vision Major task of top management is to create vision Important part of strategy implementation Need to be supported by managers who are strong at implementation
Communication Style Colorful imaginative and expressive manner Open communication with group members Encourage two way communication Promoting a sense of confidence Use of metaphors and analogies Gear language to different audiences Use of memorable anecdotes
Introduction to Leadership
Development of charisma Be enthusiastic, optimistic and energetic Create visions for others Be persistent Remember names of people to show respect and appreciation Make impressive appearance Be candid, explicit in giving assessment of a situation Display an in your face attitude Downsides of charismatic leadership Leader reduces good suggestions by followers Desire for leader acceptance inhibits criticism by followers Excessive confidence and optimism blind the leader to real dangers Denial of problems and failures reduces organizational learning Taking complete credit for successes alienates some key followers Impulsive, nontraditional behavior creates enemies as well as believers
The focus of transformational leadership is on what the leader accomplishes rather than on the leaders personal characteristics and his or her relationship with group members.(charismatic leadership) It serves to change the status quo by: Appealing to followers values and their sense of higher purpose Reframing issues so they are aligned with the leaders vision and the followers values Operating at a higher stage of moral development than their followers
It transforms followers by Increasing awareness of task outcomes Transcending followers self interest Activation followers higher order needs
intellectual stimulation
Introduction to Leadership
Motives are
power (Influence and dominance, social control) Affiliation (Establishment and intensification of social relations) Achievment (Meeting or excelling of self-set achievement-related standards)
Guideline for Transformational Leadership Be authentic Be empathetic Articulate a clear and appealing vision Explain how the vision can be attained Act confident and optimistic Express confidence in followers Use dramatic, symbolic actions to emphasize key values Lead by example Empower people to achieve the vison
Transactional leadership Transactional leadership is characterized by leaders and followers being in an exchange relationship. E.g. exchanging money for work, votes for votes, loyalty for consideration. It involves Exchange processes Enhances follower compliance Does not generate enthusiasm or commitment
Summary Charisma is a special quality of leaders whose purposes, power and extraordinary determination differentiate them from others. Charisma is also a positive and compelling quality of a person, which creates a desire in many others to be led by him or her. The relationship between group members and the leaders is significant because the group members must attribute charismatic qualities to the leader.
Introduction to Leadership
Personal Power
Power stemming from owners Power stemming from providing resources Power derived from capitalizing on
Legitimate power Reward power Coercive The power to punish for noncompliance; based on fear power Information The power stemming from formal control over the power information people need to do their work (e.g. ITAdministrators) Ecological The power stemming from control over important resources power Usually referred to leadership characteristics, derive rather from the person than from the organization. Rather transformational leadership Expert Ability to influence others through specialized knowledge, power skills or abilities Referent Ability to influence others through desirable traits and power characteristics Prestige The power stemming from ones status and reputation power e.g. acting on behalf of a companys shareholders
Leader has control over important resources (Ecological power), but loses power when the power to control resources declines Power derived from being in the right place at the right time and taking the appropriate action
Introduction to Leadership opportunity Power stemming from managing critical problems Power stemming from being close to power
Prof. Dr. Kehr WS 11/12 The units or individuals best able to cope with critical problems acquire relatively large amounts of power. E.g. legal department when company faces lawsuits. The closer a person is to power, the grater the power he or she exerts. (E.g. Individuals reporting directly to CEO has higher power than others reporting to general manager)
Empowerment
The nature of empowerment refers to passing decision making authority and responsibility from managers to group members. Almost any form of participative management, shared decision making and delegation can be regarded as empowerment. Components of empowerment Meaning, value of a work goal, evaluated in relation to a persons ideals or standards Competence/ self-efficiency, an individuals belief in his or her capability to perform a particular task well Self determination, an individuals feeling of having a choice in initiating and regulation actions Impact, degree to which the worker can influence strategic Internal commitment toward work goals. Empowering practices Foster initiative and responsibility
Link work activities to the goals of the organization Provide ample information
Allow group members to choose methods Encourage self-leadership Implement team-based human resource policies Establish limits to empowerment
Empower team members by fostering greater initiative and responsibility in their assignments. E.g. Assign higher importance to the task, or promote employees without changing their tasks Align work activities with the strategic goals of the organization. Leads to more identification with the companies. Employees should have all important information about everything that affects their work Explain the group(members) what needs to be done and leave the how open to them Encouraging team members to lead themselves is the heart of empowerment e.g. basing pay on team performance Make clear what boundaries of empowerment are
Introduction to Leadership
Effective delegation and empowerment Delegation is narrower than empowerment because delegation deals with a specific task, whereas empowerment covers a broad range of activities and a mental set about assuming more responsibility. Assign duties to the right people When feasible delegate the whole task Give as much instruction as needed Allow group member to choose the method for accomplishing the assignment Retain some important tasks for yourself Obtain feedback on the delegated task Delegate both pleasant and unpleasant tasks to group members Step back from details Evaluate and reward performance
Guidelines
Reward Power Offer the type of rewards that people desire Offer rewards that are fair and ethical Dont promise more than you can deliver Explain the criteria for giving rewards and keep it simple Provide rewards as promised if requirements are met Use rewards symbolically (not in manipulative way) Coercive Power Explain rules and requirements Respond to infractions promptly Investigate to get the facts before using punishment Provide oral and written warnings Administer warning and reprimands in private Stay calm Express a sincere desire to help the person comply with the role Invite the person to suggest ways to correct the problem Maintain credibility by administering punishment Use punishments that are legitimate and fair Expert power Explain the reasons for a request or proposal Provide evidence that a proposal will be successful Dont make rash careless or inconsistent statements Dont exaggerate or misrepresent facts Listen seriously to the persons concerns and suggestions Act confidently and decisively in a crisis
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Referent power Show acceptance and positive regard Act supportive and helpful Use sincere forms of ingratiation Defend and back up people when appropriate Do unsolicited favors Make self sacrifices to show concern Keep promises
Organizational Politics
Ways and approaches to gaining power through means other than merit or luck Composites are: Tactics to gain power Tactics to build personal relationships Tactics to avoid political blunders
Tactics and strategies to gain power Develop power contacts Control vital information Keep informed Control lines of communication Bring in outside experts Make a quick showing of dramatic results to gain acceptance Tactics and strategies aimed at building relationships Display loyalty Manage your impression Ask satisfied customers to contact your boss Be courteous, pleasant and positive Ask advice Send thank you notes to large numbers of people Flatter others sensibly Avoiding political blunders Never criticize the boss in public forum Never bypass the boss Hardly ever decline offer from top management
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Political tactics and strategies Back stabbing, pretend to be nice but all the while plan someones demise Embrace or demolish, remove rivals that suffered from your efforts, otherwise the wounded rivals might retaliate at a vulnerable moment Setting a person up for failure, place a person in a position where he or she will either fail outright or look ineffective Divide and rule, have subordinates fight among themselves to yield the balance of power to another person Play territorial games, e.g. protecting and hoarding resources (information, relationships)
Direction of influence Intensity of influence Higher ranked Lower ranked Closer Further away
Proactive Influence Tactics Rational Persuasion Inspirational appeals Consultation Collaboration Apprising (Explain benefits) Ingratiation (praise &flattery) Exchange Personal appeals Coalition tactics Legitimation tactics Pressure
RAT INS CON COL APP ING EXC PER COA LEG PRE
Undue Influence Tactics Undue pressure, threats, persistent reminders Upward appeal from leader to follower Silent treatment Blemish Foot in the door( start with small favor continue with big) Door in the face (start with big favor continue with small) Good cop bad cop Erratic behavior Back stabbing Embrace or demolish Setting person up for failure Playing territorial games
UPRE APP SIL BLE FITD DITF GCBC ERR STA EOD SPF PTG
Introduction to Leadership
Critics: Not always a bottom to top direction Hardly any empirical evidence There is a problem in deciding when a level has actually been "satisfied" The model ignores the often-observed behavior of individuals who tolerate low-pay for the promise of future benefits The same need (e.g. the need to interact socially at work) may cause quite different behavior in different individuals Individual behavior seems to respond to several needs - not just one
Introduction to Leadership
Satisfaction, Progression Frustration, Reduction Maslow Self Actualization Self Esteem Social Needs Safety Needs Physiological Needs Alderfer Growth Relatedness Existence
Introduction to Leadership
Motivator Factors Motivator factors are based on an individual's need for personal growth. When they exist, motivator factors actively create job satisfaction. If they are effective, then they can motivate an individual to achieve above-average performance and effort. Motivator factors include: Status Opportunity for advancement Gaining recognition Responsibility Challenging / stimulating work Sense of personal achievement & personal growth in a job
Critics: May be method-bound by self-serving bias Some individual differences, like desire for pay, rejected as a motivator. Also, not everyone wants an enriched job Assumes satisfaction (presence of motivators) = motivation theory does not allow for individual differences
Introduction to Leadership
There is a positive correlation between efforts and performance, Favorable performance will result in a desirable reward, The reward will satisfy an important need, The desire to satisfy the need is strong enough to make the effort worthwhile.
The theory is based upon the following beliefs: Valence Valence refers to the emotional orientations people hold with respect to outcomes [rewards]. The depth of the want of an employee for extrinsic [money, promotion, time-off, benefits] or intrinsic [satisfaction] rewards). Management must discover what employees value. Expectancy Employees have different expectations and levels of confidence about what they are capable of doing. Management must discover what resources, training, or supervision employees need. Instrumentality The perception of employees as to whether they will actually get what they desire even if it has been promised by a manager. Management must ensure that promises of rewards are fulfilled and that employees are aware of that. Vroom suggests that an employee's beliefs about Expectancy, Instrumentality, and Valence interact psychologically to create a motivational force such that the employee acts in ways that bring pleasure and avoid pain.
Presented
Removed
Introduction to Leadership
Problems: Empirical results inconsistent LPC measure questionable Theoretical foundation lacking Leader behavior is treated as a trait Conclusions ethically questionable
Introduction to Leadership
Advancements: Builds on Blake & Moutons two dimensional approach Easy to understand and to apply Broadly used in management training Problems Concept of maturity collapses motivation and abilities Simplistic concept of motivation
Introduction to Leadership
Advancements: Conceptual framework to identify situational variables and to act accordingly Systematic approach, easy to apply Founded in motivational psychology (Vrooms VIE model)
Problems: Based on VIE model, only Important aspects of human motivation are disregarded Empirical results are inconclusive
Introduction to Leadership
Subordinate characteristic
Experience ability training Professional orientation Indifference toward rewards
Supportive leadership
Instrumental leadership
O S N O O S S N O O N
S S N S S O S N S N N
Task characteristics
Structured routine task Feedback provided by task Intrinsically satisfying task
Organization characteristics
Cohesive work group Low position power Formalization (roles, procedures) Inflexibility (rules, policies) Dispersed subordinate work sites
Introduction to Leadership
Problems: Leader traits mostly neglected Mostly narrow focus on instrumental, supportive, and participative leadership Intervening variables (i.e. the coworker!) not explicitly discussed, restricted to cognitive aspects, or very broad (Yukl) The theoretical basis is rather narrow Empirical support mostly inconclusive Applicability impaired because models are mostly overly simplistic
What new models need: A theory with both universal elements (general principals) and situational elements (guidelines to help identify desirable behaviors for a particular type of situation)
Introduction to Leadership
Goal-Motive Conflict People who pursue goals which are not in line with their latent motives are less satisfied even if they reach their goals. If a persons explicit motives do not align with his implicit motives, he may have cognitive preferences and goals that conflict with his affective preferences and needs. Implicit motives are subconsciously aroused through certain situational cues and cause affective preferences and unconscious behavioral impulses. They cannot be assessed with self-report techniques and are mostly not aware to the person. o Affiliation o Achievement o Power Explicit motives represent the persons self-ascribed motives. They are social cues and cause cognitive preferences, which result in explicit action tendencies. They can be assessed by self-report techniques. A way to assess implicit motives is the Thematic Apperception Test (TAT). Aim is to write a story about a picture which then can by assessed by psychologists who should reveal implicit motives. Another method is a emotion diary, which asses the feelings of a person throughout a day.
Approach and fear motives People may also have approach motives (hope of success, hope of control) and fear motives (fear of failure, fear o floss of control). Fear and approach motives can create conflicts. Volitional mechanisms Volitional mechanisms are required in order to overcome motive-goal conflicts. Volition is defined as an array of self-regulatory strategies to support goals against competing behavioral impulses from aroused implicit motives. Volition compensates for lacking or insufficient motivation.
Introduction to Leadership
Possible ways of volition are: Motivation control (e.g. develop positive fantasies) Emotion control (e.g. lifting ones mood by going out for drinks) Attention control (focusing ones attention on the task at hand) But:
Volitionally supporting a challenging goal can be difficult and exhausting People differ in their ability to control their behavior volitionally (volitional strength, self control strength) Persons volitional strength may be decreased as a result of extensive volitional activities High discrepancies in implicit and explicit motives decrease volitional strength
Self regulation vs. Self-control Self regulation corresponds to the concept of volition. It is the ability to overcome not existing or conflicting motivation for existing goals. Self control is a self disciplined style of action control. E.g. rigid planning of actions (strictly planning of every step without allowing flexibility for spontaneous actions) Action regulation Different goal types are: Values Superior, long-term goals Subordinate, short-term goals Subgoals (goals in order to reach other goals)
Discrepancies between the given results and the defined goal will initiate a new operation intended to ultimately achieve the goal. The goal has motivational (goal energizes or pulls the action) and cognitive (the goal as a point of reference) functions in the process of action regulation. Regulation problems can be: Regulation obstacles (difficulties e.g. lack of information, or interruptions Regulation uncertainty (person does not know how to achieve a goal) Overtaxing regulations (excessive demands regarding the speed and intensity of regulations, eg. Time pressure)
Intrinsic vs. extrinsic motivation Intrinsic motivation describes a behavior that is carried out for its own sake Extrinsic motivation describes a behavior that is aimed at reaching a benfit which is not included in the activity itself If implicit and explicit motives are combined with adequate perceived abilities the person will experience flow Flow experience is a specific form of intrinsic motivation, it is characterized by full attention to the task, impeded sense of time and an absence of intrapersonal conflict and selfreferential or other disturbing thoughts
Introduction to Leadership
Useful methods for situations incongruent with personal needs Reframing: Putting the current situation into a new generally a broader picture. It generally increases the potential of the situation to arouse ones implicit motives. Volition strategies Reorganizing functions. Visualize single steps and feel affective responsive. Choose the steps with positive affective responses to achieve motivation. Vision Comparing goals and visions, goals operate on a conscious cognitive level and are based on rational facts. A vision is image based and seems to affect a person more unconsciously and emotionally. Goals set a definite timeframe and influence specific rational choices. Visions operate from a longterm perspective with a vague timeframe and offer global point of reference. The following mechanisms mediate the influence of visions on the followers actions: The future image expressed in an vision indicates the ventures direction, idea and uniqueness Visions orient actions and efforts toward a set of evocative goals Visions provide a general structure for the integration and coordination of activities Visions formulate beliefs that are fundamental for the development of corporate norms and structures Visions support the feeling of identification and meaningfulness
Goals are related to a persons explicit motives, visions are based on the arousal of implicit motives.
Summary Self awareness of oness own needs and preferences (SMARTCH) Anticipation of possible conflicts with other goals or hindering external conditions Having the courage to sometimes admit that a goal may simply not be suitable for oneself Goals arent the only motivating agents: People can be motivated by an enjoyable and satisfying activity as well as by a vision
Introduction to Leadership
Implicit motives
Explicit motives
Organismic needs deeper motives Subconsciously activated Energize spontaneous and pleasurable behavior Affiliation, achievement, power Fear(avoidance) and hope (approach) components Measured by (TAT, MMG, picture test) Explicit goals, self-attributed motives Consciously reflected Energize goal-directed actions Measured by: questionnaire (PRF) Suppress unwanted impulses from aroused implicit motives.
Prof. Dr. Kehr WS 11/12 Support need-discrepant goals Motivation control (positive fantasies) Emotion control (attaining positive mood) Attention control (Focusing attention) Abilities and skills are basic ingredients of behavior Ability and explicit motives: Important abilities but not enjoyed Ability and intrinsic motives: Unimportant abilities but enjoyed Ability and no match: Abilities present but not motivation
Explicit motives
Abilities
Do team members really like the project Is there a fit between the project and the team members needs and predilections Is the project really important to team members Do team members really want to realize the project Do team members have the abilities/skills required for the project Did team members successfully realize similar projects in the past
+G, N A
+A, G -N
+A,N G
Flow experience: Delegation Self management Training/ coaching Problem solving Networking Reframing the goal Give sense to the task Find out what motivates Avoid over control Explain importance Incentives, rewards Develop goals Find rewards Resolve goal conflicts