Climate Design of Building Using Passive
Climate Design of Building Using Passive
Climate Design of Building Using Passive
Contents
Introduction 4
Method 4
Organization of the Report 4
General considerations 4
Energy Consumptions 4
Norms and Regulations 4
Climate and comfort 5
Design 8
Recommendations 14
General 14
Climate types 14
Guidelines for Good Climatic Design 16
Field measurements 16
Hans Rosenlund is an architect and a senior lecturer in the
Parametric modelling 17
Department of Housing Development and Management,
Experimental buildings 17
Lund University, where he is responsible for the research
on climatic design. He is also director of the annual inter- Case study 19
national course Architecture, Energy & Environment. The region and the climate 19
Hans Rosenlund has worked as a practicing architect Field measurements 19
and has conducted research in Algeria, Tanzania, Tunisia, Parametric modelling 21
Morocco and Vietnam. His doctoral thesis is entitled De- Experimental building 22
sign for Desert: An architect’s approach to passive
climatization in hot and arid regions. References 26
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Short-wave solar radiation is divided into direct (ID) and A cold climate has average outdoor temperatures below
diffuse (Id) and the sum of these is global radiation (IGL). comfort throughout the entire year. The potential for solar
These are often measured on a horizontal surface (W/m2), heating may be limited.
but normal (IN) radiation, facing the sun, is commonly
Temperate climate
used. Also values for vertical surfaces in various directions
Temperate climates have average temperatures ranging
may be found. The relation between direct and diffuse radi-
from 0–18°C for the coldest, and 10–22°C for the hottest
ation varies with the sky conditions. Humid air or overcast
month. Subgroups are defined by differences in rainfall
skies increase the diffuse part. Overlays to the solar dia-
distribution.
gram may give data on solar radiation on horizontal or
A temperate climate has average outdoor temperatures
other surfaces, but corrections for cloudiness and humidity
above the comfort zone part of the year and below during
must always be considered. Reflections from the ground
another part. Solar heating potential may be high, but over-
and adjacent buildings, and shading from adjacent build-
heating problems may be important during the hot season.
ings and vegetation, affect the total solar radiation.
Energy is also dissipated from the earth to the sky by Hot-arid climate (Desert and Steppe)
long-wave heat radiation. This is affected by air and sky Deserts have average temperatures above 0°C in winter and
conditions, such as cloudiness and pollution. The sky vault above 18°C in summer. Subgroups are defined by differ-
acts as a cold, black body: a heat sink, which may receive a ences in rainfall distribution over the year. There are also
considerable amount of heat during clear nights, but also cold dry areas, such as in central Russia and USA.
during the day. An equivalent sky temperature can be de- A hot-arid climate has a strong sunshine with a large
fined for the sky vault, sometimes as low as 25 K below the portion of direct radiation. The clear night sky can cause
air temperature. great differences between day and night temperatures, and
the potential for radiative cooling is high. Winter nights are
Other phenomena
cold in certain regions.
There are other phenomena related to the climate, such as
hail, frost, thunder, fog, smog, rain, dust and sandstorms, Warm-humid climate (Equatorial)
hurricanes and earthquakes. These are more occasional, Minimum average monthly temperature is above 18°C and
extreme conditions and are not addressed here, but where subclasses are defined by differences in seasonal rainfall
they might occur, they must be considered, since they may distribution.
strongly affect the design of buildings. A warm-humid climate has a fairly constant tempera-
ture, both over the day and over the year. Humidity and
Climate types
cloudiness make diffuse solar radiation important, and the
One of most commonly used classification system for de-
potential for radiative sky cooling is lower. Seasons are of-
scribing the climate is Köppen’s (described in Evans,
ten determined by rainfall and winds.
1980). The classification below mainly follows Köppen,
with main groups given in parentheses if they deviate. Subgroups and seasonal variations
The division into main climate types above is rough. There
Cold climate (Cold Temperate, Sub-arctic and Arctic)
is a range of subgroups, such as mountain and maritime
The average temperature of the coldest month is below
desert climates. On the local scale the microclimate may
0°C; some subgroups have dry seasons. In arctic areas all
differ much from the ‘official’ one. Topography, vegeta-
months may have average temperatures below zero; else-
tion, lakes and surrounding constructions may alter temper-
where summer averages may reach 22°C.
atures, solar characteristics, wind patterns and humidity. In
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For indoor conditions the Operative Temperature mainly tical and optical influences may also be mentioned, but are
defining an average temperature between air and surround- difficult to quantify.
ing surfaces could be used for comfort assessments. Thermal conditions for good performance may not coin-
cide completely with the comfort zone, but are more related
The Comfort Diagram
to the level of arousal, see Figure 6.
Plotting the SET index in comfort diagrams, based on the
Large temperature swings may increase rates of work-
psychrometric chart, gives a modern index that is easy to
ing, though they cause thermal discomfort. The conditions
understand and applicable for hot climates.
for optimal performance in physical and mental work are
One can construct an individual comfort diagram ac-
normally different. In cold conditions the brain has a high
cording to activity types, local clothing habits, etc. The dia-
priority, and mental performance is therefore less affected
gram in comprises a comfort zone of:
than in a hot environment. Thermal imbalance in the sur-
• DISC ±0.5, where 80% of the population is satisfied, rounding environment can also affect mental performance.
accepting the normal standard for comfort. (70% satis- A hot ceiling or a large, cold window may cause discom-
faction would extend the temperature limits to 16–17°C fort, though the mean radiant and operative temperatures
and 31–38°C.) are within the comfort zone.
• light summer clothing (0.6 clo) as an upper limit, and
‘normal’ clothing (1.0 clo) setting the lower level. A cer-
tain adaptation in clothing to the indoor climate is thus
assumed.
• sedentary activity (1 met) that includes sleeping, reclin-
ing and sitting, where the body dissipates about 100 W.
More demanding tasks, such as house cleaning (2–
4 met), are not included, since they would probably not
occur at the hottest time of the day.
• low air movements: 0.1 m/s is considered still indoor air,
but the possibility of using a fan to increase air speed up
to 0.5 m/s is included and shown as an additional com-
fort zone to the right of the dashed line in the diagram.
Design
A main purpose of buildings is to give shelter – for privacy
and for thermal comfort. Privacy includes elements of so-
cial, psychological and religious character, but is physically
created by enclosing a space by an envelope, sizing and po-
sitioning the openings towards the surroundings, and pro-
Fig. 5 The comfort diagram for: viding acoustic insulation. For thermal comfort, the build-
DISC ±0,5; 0,6–1,0 clo (upper and lower limits respectively); ing must act as a barrier, transforming the outdoor climate
1 met; v=0,1–0,5 m/s (the higher value to the right of the to conditions suitable for indoor activities. However the
dashed line).
After Markus and Morris 1980, where 55 combinations of
border between outside and inside is not always clear: in-
parameters can be found. teraction takes place through many kinds of semi-closed
spaces, such as urban spaces, streets and courtyards, which
Relation to other factors make the climatic transition successive rather than abrupt.
Other factors than those of climate mentioned above may The typical design process is a weighing of conflicting
also influence the feeling of comfort. Age, sex, and adapta- demands, such as between passive and active climatization,
tion have little or no influence according to most research- between privacy and solar access, between cross-ventila-
ers. Psychosocial conditions, health, air quality and acous- tion and noise reduction, etc., to reach a satisfactory com-
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Building Issues 2000 Volume 10 • Number 1
promise. Applying a systems approach means to optimize knowledge and advanced technology is therefore neces-
the whole system (a building with its surroundings and sary.
components) not sub-optimizing its parts. In a process of The case study presented in this report focuses on grey
modernization there are a lot of contradictions, most clearly zones. In one grey zone, between formal and informal sec-
seen in the ‘grey zone’ of buildings between active and tors of the economy, the first can influence the second
passive climatization, between traditional and modern through demonstration objects. In another grey zone, be-
forms, and between formal and informal sectors of the tween passive and active climatization, there are a great
economy. number of small public buildings, such as private and local
The designer’s role becomes that of a creative enabler authorities offices, schools and health clinics. In these
of latent solutions. As such the designer needs powerful buildings air-conditioning is increasingly used. Improved
tools and techniques for simulation, prediction and visuali- climatic design of these formal, public buildings would af-
sation. fect the informal, mainly housing sector, by providing good
examples and ideas, since they often have about the same
Climatic design
size, and use similar building materials and techniques.
The climatic design process requires special attention. Al-
Today’s passive buildings should last for at least 20–50
ready in 1974 the Building Research Establishment in the
years. They must therefore meet the demands for future ac-
UK applied a systems approach by stating:
tive climatization as far as possible. Additional heating and
It is not practicable to plan a building exclusively on cooling should represent only a marginal energy use, while
economic, functional or formal grounds and expect a the building itself must account for the main part of the
few minor adjustments to give a good indoor climate. climatization through its materials, structure and design. In
Unless the design is fundamentally correct in all as- any case, better climate-adapted buildings raise the limit at
pects, no specialist can make it function satisfacto- which the non-consumer, even if economically capable,
rily. Climate must be taken into account when decid- gets fed-up with a bad indoor climate and becomes an en-
ing on the overall concept of a project, on the layout ergy consumer.
and orientation of buildings, on the shape and char-
acter of structures, on the spaces to be enclosed and, Surroundings
last but by no means least, the spaces between build- The surroundings of a building have great influence on its
ings. In other words climate must be considered at indoor climate, whether it is in a city or in the countryside.
the early design stage. Providing for or protecting from certain winds, creating so-
lar access or shading, etc, must be considered in each indi-
Koenigsberger et al. (1974) distinguished between three
vidual case. Topography, surrounding buildings, vegetation
stages in climatic design:
and water are elements that transform the regional climate
1 Forward analysis, which includes data collection and into a specific microclimate, which is the input for the in-
ends with a sketch design. door climate of the individual building. The limits between
2 Plan development, which includes the design of solar regional, micro- and indoor climate are not abrupt, but de-
controls, overall insulation properties, ventilation princi- scribe a continuous change.
ples and activity adaptation. Urban climate has been studied in recent years. The
3 Element design comprises closer examination and opti-
mization of all individual building elements within the
frames of the agreed overall design concept.
This consecutive approach is typical for the time before the
introduction of powerful computers in the building design
process. Rather simple tools used in the forward analysis
gave some overall principles. In the last stage it was practi-
cally impossible to go back and correct systematic errors;
only minor changes in thermal performance could be ob- Fig. 7 Transformation of the climate by the surroundings of a
building.
tained by a different element design.
To remedy this it is necessary to give the architect a set structure of the city creates an urban ‘air dome’ above and
of methods and powerful tools to use for a better integra- around the city. Inside the city, up to roof level, the ‘urban
tion of climate adaptation into the design process of build- canopy’ filters the outside climate gradually down to the
ings. Integrated data and knowledge bases, and case-sensi- street level, like the canopy of a tree.
tive defaults, can help the designer. Developing appropriate The phenomenon of the ‘urban heat island’ increases ur-
and powerful tools, and inclusion of evaluation and feed- ban air temperatures, creating differences of 1–2 K during
back in the system is therefore crucial to better integrate daytime and normally 3–5 K at night, but there can be ex-
climatic issues in a ‘normal’ design process. tremes of up to 10 K, according to Givoni (1998). The
main factors generating the heat island are:
Tomorrow’s design?
A newly awakened interest for passive climatization should • Lower heat radiation loss during the night, due to the
have a great deal to learn from the past, but purely tradi- geometry of the city.
tional solutions assuming continuity of lifestyles and kinds • Heat storage in the building mass.
of work seem rather unlikely. Combining traditional • Heat generating activities (transportation, industry, etc).
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Passive techniques U-value of walls increased from 0,23 to 2,2 W/m2K +175
Historically, passive techniques were the only way to cool Absorptivity decreased from 0,7 to 0,3 for roof, –3
buildings, while heating could be obtained by burning Absorptivity decreased from 0,7 to 0,3 for walls ±0
wood or coal. There are now technical means that would SCOP1 increased from 3,5 to 4,4 –20
allow building design to ignore the climate; but while this SCOP1 increased from 3,5 to 7,0 –50
is technically possible, there are still good reasons to adopt Air changes from 0,6 to 1,0 +27
passive techniques, not only economic, but also to promote Air changes from 0,6 to 0,4 –13
environmental sustainability at both local and global levels. 1 The Seasonal Coefficient Of Performance (SCOP) depends on
‘Passive’ has changed its meaning to include what are the load and is typically 5–10% less than the Coefficient Of
Performance (COP).
called hybrid techniques, i e the limited use of low-energy
equipment such as pumps and ceiling or table fans if their Roof form is often discussed. Where wood was scarce,
COP (coefficient of performance: the relation between en- vaults and domes were normal in traditional architecture.
ergy output and input) is high. Simple mechanical devices Cylindrical and dome roofs have a higher heat transfer co-
and locally available parts and skills characterize passive efficient and larger area than flat roofs of the same base.
systems. Usually the passive system is an integral part of The solar energy absorbing area is nearly the same, where-
the structure and has multiple uses. One example is an ordi- as the convection heat transfer area is higher for the curved
nary window, which can provide view, light, ventilation types. There are thus no big differences between the con-
and solar gain. structions as such.
Passive and low energy design helps the building take The ceiling height is another issue related to roof form.
advantage of the climate when it is advantageous, and pro- Traditional buildings in hot climates often have high
tects the building from the climate when it is not. This re- rooms, especially those with domes or vaults which add to
quires good knowledge of local climate and a greater so- the room height, and thus also to the volume.
phistication on the part of the designer. The designer must Givoni (1976) found that in a hot climate, a reduction of
therefore have adequate tools for this sophisticated task of the height from 3.6 to 2.4 m only corresponds to about 2%
passive design. increase in the overall cooling requirements of the body. If
insulation is included in the roof construction, the ceiling
Heating and cooling
temperatures are also reduced, and the reduction in height
While passive heating, mainly based on solar energy, has
thus has little, if any, significance in terms of radiation.
resulted in a wide range of technical solutions such as solar
The stratification of air requires a certain room height to
heaters and photovoltaic cells, the evolution of passive
create a cooler, lower occupation zone. Hot air pockets
cooling has been much slower. The problem is more diffi-
above the level of door and window lintels can however
cult to analyse, and there are many devices, such as roof
transfer heat by convection to the occupation zone.
ponds and earth cooling tunnels that seem to work best in
Lower ceiling heights also reduce construction costs,
theory.
and in combination with insulation, give better indoor cli-
Passive cooling sources are the sky, the atmosphere, and
mate in colder seasons. Attention should be given to the
the earth – all natural heat sinks. The sky acts exclusively
quality of the air if room volumes and ventilation rates are
by radiation, the earth and the atmosphere by convection
reduced. (See the section on Ventilation below.)
and latent energy processes (evaporation).
Principles of passive cooling are: shading, reflection, in- Orientation
sulation, reduction of internal gains, ventilation, fans, and In areas where comfort is acquired mainly by air move-
tightness of buildings. Heat reduction is best achieved by ment, it is important to orient the building according to pre-
excluding unwanted heat rather than removing it later, of- vailing winds.
ten by air conditioning. In regions where ambient temperature has greater influ-
ence on comfort than ventilation, orientation with respect
Form
to the sun is important. A north-south orientation of the
The form of the building includes its main proportions,
main facades is preferable, since the summer sun penetrates
scale/volume, attachment etc.
facades and openings only marginally in these directions,
Table 5 shows differences in energy consumption for a
while in winter when the path of the sun is lower, there is
number of modifications to an air-conditioned, 3-apartment
possibility of solar access.
house in a given climate. It should also be indicative for in-
Solar radiation on facades and through openings can
door climate in non-conditioned buildings. Dividing the
easily be calculated by solar diagrams, see Figure 8. Di-
building into single houses increases the energy consump-
mensioning of shading devices and the effect of surround-
tion as much as a 5-fold change of roof insulation. Air in-
ing buildings and vegetation can also be studied. Sets of di-
filtration and efficiency of the equipment also play a large
agrams and instructions are found in many reference
role for air-conditioned buildings.
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Volume 10 • Number 1 Building Issues 2000
The choice of ventilation system thus strongly affects different building elements. They also interact with the de-
the form of the building. sign of the building, which may play a greater role for the
Minimum health ventilation must be secured. Only overall thermal performance.
0.14 l/s per person (resting) is needed to supply oxygen, A standard recommendation is that ‘local’ materials
but 2 l/s is needed to balance the vapour added by breath- should be used as far as possible. However, the choice of
ing. A good indicator for air quality is CO2 concentration. materials should take into account, not only the production,
To keep odours and emissions away, CO2 should not ex- transportation and construction costs and energy, but the
ceed 1,000 ppm, which corresponds to an air supply of life-cycle cost of the building, including the operation and
about 7–10 l/s and person, or about 0,35 l/s and m3, or 0,5 the demolition and possible recycling of the material. A
air changes per hour, which could be recommended for more ‘intermediate’ or ‘expensive’ material may in that
housing. perspective save resources compared to a ‘local’ or ‘cheap’
Moisture removal from wet areas such as kitchens and material.
bathrooms, requires higher rates of ventilation. Double
Thermal properties
rates are recommended. For more details, refer to
Thermal resistance and thermal capacity are more or less
ASHRAE 1997.
antonyms, but all building materials possess both of them
Evaporative systems in different proportions. There are three factors influencing
Evaporative systems can be used successfully where there these properties:
is a great difference between dry-bulb (DBT) and wet bulb The density (ρ, kg/m3) plays a great role for the thermal
(WBT) temperatures. Mechanical systems (regarded as ac- properties: the lighter the material the more insulating and
tive), e.g. outdoor air sucked through wet pads by a fan, the heavier the more heat storing.
can reduce the air temperature by 70–80% of the The conductivity (λ, W/mK) describes the ability to con-
DBT–WBT difference. duct heat. Insulating materials have low conductivity.
Passive direct evaporative systems involve very high The specific heat (cp , Wh/kgK) indicates how much en-
rates of outdoor airflow. Pads in wind-facing large win- ergy can be stored in the material. High specific heat means
dows 50–100 mm thick can provide temperature reductions good thermal, that is heat storing, capacity.
of 40–50% of the DBT–WBT difference. A downdraft Density, conductivity and specific heat for some com-
cooling tower combined with a solar chimney at the oppo- mon building materials are shown in Table 6. Local varia-
site side of the building can give 88% DBT–WBT reduc- tions may occur, especially in relation to moisture content.
tion.
Indirect evaporative cooling is by roof or ground ponds. Table 6 Thermal properties for some common
building materials (based on various sources).
These systems are generally less suitable for regions with
limited water supply. They are also far too complicated for Material Density Conductivity Specific Heat
kg/m3 W/mK Wh/kgK
low-cost buildings, and roof ponds may cause leakage.
Adobe blocks 1 000–1 700 0.3–0.8 0.28–0.30
Radiative cooling Aluminium 2 700–2 800 160–200 0.25
Low equivalent sky temperatures in arid regions have been Bricks 1 200–2 000 0.42–0.96 0.25–0.30
used for radiative cooling of heavy roofs in traditional ar- Clay 1 600–2 000 0.45–0.9 0.22–0.24
chitecture. The gain of insulating the roofs for solar protec-
Concrete 2 200–2 400 1.2–2.0 0.23–0.30
tion during the day, or for reduced heat losses in cold sea-
Cork, expanded 115–200 0.043–0.052 0.47–0.58
sons, is however often greater. There are prototypes for
Lightweight concrete 200–1 600 0.08–0.80 0.27–0.31
‘sky coolers’, but they are far too complicated or expensive
for practical and low-cost use. Mineral wool 20–300 0.034–0.049 0.18–0.21
Sand 1 500–1 700 0.40–0.50 0.23
Heat capacity systems Steel 7 800 50–60 0.13
Earth cooling has high investment costs and passages could
Stone 2 000–2 800 1.3–3.5 0.20–0.25
be difficult to keep free of harmful bacteria. Efficiency is
Wood 500–900 0.14–0.16 0.66–0.76
often low. An intermediate between structural mass storage
and earth cooling is the rock bed. There are passive, active The combination of thermal properties has influence on
and hybrid systems. Rock beds are suitable for housing and the time lag and the attenuation of building elements. The
other small buildings. However, the investment costs are time lag is the time from outside to inside maximum sur-
high. Usable basement rooms could give this effect to some face temperature, and the attenuation is the proportion of
extent. inside to outside temperature amplitude (swing). These
The Trombe wall, a well-known system among archi- properties strongly affect the indoor climate.
tects and researchers, is a mass wall behind a glass pane. It Surface properties of building materials are absorp-
has some effect in theory, but is too complicated to manage tance, which is the ability to absorb short-wave, visible
for normal users. The use is therefore not widespread. light, and emittance, correspondingly to long-wave, heat
Glazed spaces are more useable. radiation. Absorptance, relates to colour, and values be-
tween 20% for white paint and 95% for black surfaces are
Materials normal. Emittance relates more to surface structure, and is
Too much attention is often given only to the choice of one normally about 85–95% for building materials, except
main building material for the construction. Seen in a sys- shiny metal surfaces, which may have 10–30% emittance.
tems approach the building materials may be different for
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Volume 10 • Number 1 Building Issues 2000
Materials
Recommendations Thermal insulation of buildings is important to raise the
temperature of inner surfaces for better comfort, and to re-
Each building site offers its own conditions for a good cli- duce the amount of energy used for heating. High insula-
matic design, and it is the task of the designer to exploit the tion makes outer colour less important.
positive and avoid the negative. Even if it is difficult to
Design tools
give any general rules, some recommendations are summa-
With low variations in temperatures, steady-state calcula-
rized below for each main climate type. The recommenda-
tions from U-values and outdoor and indoor design temper-
tions are in the form of a checklist referring back to the
atures may give good estimates of energy consumption.
sections of the previous chapter.
The effect of thermal storage is less important. Many com-
puter simulation programs for thermal performance give
General detailed results with good precision.
Generally, building design should be passive as far as pos- Solar diagrams may be used to assure solar access to
sible to minimize the need for energy input. If this solution windows and outdoor areas.
is not fully satisfactory, complementary hybrid or active
systems may be used. However, these systems should be
simple and cheap to build, operate and maintain, integrated
as far as possible in the building structure, and they should
meet any user requirements.
Climate types
The definitions below comply with those in the chapter on
page 6. Fig. 12 Design principles for cold climates.
Cold climate
Temperate climate
Surroundings
The urban fabric, site layout and building orientation Surroundings
should protect from cold winds. Solar access is important On the urban scale both protection from cold winter winds
during the long, cold season when the sun is low. Glazed- and from summer heat must be considered. Vegetation may
over or covered urban spaces may be adequate, but risks of create comfortable shading during summer and, if they
occasional overheating must be considered. Drifting snow drop their leaves, allow for solar access in the winter. Also
may cause problems in some areas. arcades may shade public space in the summer, while let-
ting the lower winter sun in.
Heating and cooling
Indoor heating of buildings is often required all year Heating and cooling
around. Internal heat loads from lighting and equipment in A temperate climate, often having both cold and warm sea-
offices or workshops may call for occasional cooling. sons, normally requires both heating and cooling of build-
ings. Solar heating should be adequate for a great part of
Form
the year.
A minimized and well-insulated building envelope that re-
duces heat losses is most adequate. Pitched roofs are suit- Form
able for rain protection. Snow loads may have to be consid- Different seasons require different building forms. One so-
ered. lution could be to design an insulated and heated central
winter unit, with open, shaded or glazed spaces around this
Orientation
core for seasonal use.
Orientation for solar access is important, especially in the
winter. Double or triple glazing is required. Large glazed Orientation
areas may require shading in some directions if the summer Correctly placed windows and sun spaces can take advan-
is hot. Windows in direction opposite from the equator tage of the sun for winter heating but must be protected
should be minimized. during hot seasons.
Ventilation Ventilation
The ventilation rate should be kept at a minimum to reduce Different seasons may also require widely different ventila-
heat losses, but not so low that it causes health or moisture tion solutions. Compare with the recommendations for
problems. cold, arid and humid climates.
Other techniques Other techniques
The potential for solar heating may be limited, at least Sun spaces offer flexible and inexpensive solutions for dif-
when most needed. Long-term storage may be difficult or ferent seasons, while heat capacity systems may be advan-
too expensive. Hybrid solutions, such as heat pumps, may tageous during transition periods with a wide temperature
be appropriate. difference between day and night.
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Volume 10 • Number 1 Building Issues 2000
Form
Buildings should be of open structure with large openings
Guidelines for
providing cross ventilation. Pitched roofs with wide over- Good Climatic Design
hangs or verandas create shade and rain protection. There
should be storm water drainage leading away from the
This chapter deals with collecting the data to improve cli-
building.
matic design in a specific situation. It is directed mainly to
Orientation researchers, but it might also be useful to practising archi-
Since there is less direct sunshine, it is important to orient tects and engineers.
the building according to prevailing winds. There should The method proposed to develop a detailed knowledge-
be special care to admit desired winds and to protect from base about the thermal performance of buildings is based
cold winds if there is a cooler season. on Rosenlund 1995, and contains three main parts, the
‘three cornerstones’. The interconnections among these
Ventilation
‘cornerstones’ and the step by step learning process are
Adequately placed and designed openings can direct air-
shown in Figure 16.
flow into the spaces normally occupied. High vents prevent
the creation of hot air pockets under the ceiling. It is impor-
tant to provide for good ventilation in attic spaces, but be
sure to protect against insects and other harmful animals.
Simple ceiling or table fans help improve indoor com-
fort if wind speed is not sufficient.
Good ventilation, together with protection from rain
penetration into the building, prevents the growth of
mould.
Other techniques
Evaporative systems do not work well where there is high
humidity, and radiative cooling is less effective since skies
are seldom clear.
An open building structure may create problems with
Fig. 16 The ‘Triangle’. Relation between the ‘three cornerstones’
noise and privacy, and special care must be taken if this is of the study: Field Measurements, Parametric studies, and
important. experimental Building.
Materials
Lightweight materials are suitable in most cases, since Field measurements
there are only small differences between day and night
temperatures. The process normally starts with ‘M’ – field measurements.
Ceilings, moderately insulated if possible, in combina- These are carried out in existing buildings. In this phase
tion with ventilated attic spaces help protect from solar information is collected about the outdoor climate at the
heating through the roof. The roofing sheets should be light micro level, and the indoor climate normally experienced
coloured, and the inside should be shiny to decrease heat by the population. The measurements can take place in a
emission downwards. However, oxidation often rapidly de- number of objects, such as both traditional and modern
creases this effect. buildings, and differences between such types can thus be
revealed. The behaviour of the users or occupants is also
Design tools studied, e.g. activity and occupation patterns, opening and
Modelling ventilation is most essential in a hot-humid cli- closing of windows or the management of other passive or
mate. Wind or water tunnel tests, or advanced computer active appliances. A basic comfort range, and possible dis-
models (CFD) may give useful results. Thermal calcula- crepancies to normal standards, may be established through
tions work well for closed, air-conditioned buildings. The interviews.
high humidity level must be considered for comfort assess- The purpose of this step is to establish a reference stand-
ment. Solar diagrams are useful to dimension shading de- ard for the ‘normal’ indoor climate experienced by the pop-
vices. ulation, and also to reveal possible differences between
building types, such as traditional and contemporary build-
ings.
Methods
The measurement studies normally cover a long period to
include different seasons and to get variations in the cli-
mate. User influence on the indoor climate can also be
identified if periods with and without occupation are
measured, or if parallel observations of the occupants’
behaviour are made (number of people, activities, opening
Fig. 15 Design principles for warm-humid climates.
and closing windows and shutters, etc).
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Building Issues 2000 Volume 10 • Number 1
It is especially important to compare findings with offi- tive or strong/weak influences, optimum dimensions, etc.
cial climate data from the nearest meteorological station to Finally the results from these type-buildings must be trans-
see if the measured climate at the time is ‘normal’ or ‘ex- lated into real construction and into recommendations, of-
treme’ for the season, and if the time of measurement is ten as rules of thumb, sometimes also quantified into norms
within a stable period, if an evaluation of normal condi- and regulations.
tions is required.
Tools
Measurements over long periods can give large amounts
Instead of massive experimental buildings, today’s tech-
of data. When evaluating these results it is important to
niques offer computer simulations as a relatively cheap
decide what to study and then pick out the corresponding
method of pre-testing new building concepts or materials.
data. Regression analyses may be done, and these require
Programs to be used in research require a great deal of
continuous data over a longer period to be reliable.
knowledge to enter the input data and interpret the results
Tools correctly. They need to be validated through measurements
Long-term studies require programmable loggers for data of real buildings. This is especially important when work-
collection. Although they are becoming more and more ing with non-conventional building design. Links to some
reliable, loggers need periodic surveillance and control. programs can be found on HDM’s homepage, see Refer-
Battery power or backup is essential, especially in remote ences.
areas, where there might be frequent power cuts, and infre- Some ordinary design tool simulation programs are sim-
quent site visits. pler but offer limited possibilities for modelling and calcu-
The data loggers and their probes must be regularly lation. Sometimes the algorithms assume a steady state and
calibrated. The accuracy may also be checked occasionally do not calculate dynamic processes, while others do not ac-
with simple hand instruments or against available data, count for the effects of thermal storage. These simpler pro-
such as those from meteorological stations. Lastly the re- grams are often considered valid for their limited use, as an
searcher must judge if the results are reasonable, according aid in the design of ordinary buildings, and they may even
to his/her own experience. be certified for official use, such as for energy balance esti-
mates in building permit applications.
Parametric modelling Integration with other programs, and further develop-
ment of computers could make the ‘design-oriented’ simu-
A set of relevant parameters may be identified when evalu- lation programs more reliable, and usable early in the de-
ating the results of the field measurements. The second sign process. Expandable databases, based on simulations,
‘cornerstone’, the parametric modelling study, is a process rules of thumb, expert systems, and heuristic models, inte-
where the influence of each parameter (such as orientation, gration with CAD and other modules would make both
window size, building materials, or ventilation) on the in- building design and production less expensive and more
door climate or energy consumption is assessed. After a precise in the future.
first stage with systematic studies of each individual para-
meter a more intuitive process normally follows, where
combinations of parameters are studied. The objective is
Experimental buildings
system optimization or ‘best possible solution’ – not opti- In the third step the results of the parametric modelling are
mization of individual elements. used in the design of an experimental building. The experi-
New design concepts, materials and techniques, or inno- mental building should be a ‘real’ building – to be occupied
vative applications of available materials and techniques and evaluated by users.
may also be tested in this phase. This is when the research results are disseminated.
There must be reasonable investment and operation costs
Methods
for acceptance by clients, and simple construction tech-
One or several typified baseline cases for computer model-
niques and materials are essential for the contractor and the
ling are created (such as one ‘traditional’ type and one
building industry. Authorities may have jurisdiction over
‘modern’). Occupation patterns may also add variations to
environmental impacts, energy consumption limits, health
the baseline cases (e.g. one ‘living house’ and one ‘office’).
and safety, etc. General acceptance of the design, function-
The baseline cases should be simplified as far as possible
ality and operation by the users can mean that the new
to be more generally representative for each of the building
building is conceived as ‘modern’.
types, and to be easier to handle in computer modelling and
The experimental building is also used as a basis for fur-
calculations.
ther improvements of the design through measurements
The baseline cases should be representative in terms of:
and computer simulations. The building now exists (a ‘new
• general building concept: functional layout, orientation, reality’ or standard is obtained), and we enter a second cy-
detachment, courtyards, etc, cle (Figure 16), leading to the next experimental building,
• unit size, roof spans, ceiling heights, etc, etc. – a process of increased knowledge and improved cli-
• sizes, orientation and shading of openings, matic design.
• construction materials. Methods
From one or more baseline cases the influence of changing Design principles resulting from the previous phases of
one parameter at a time, such as window size or ventilation field measurements and parametric modelling are used as a
rate, is studied. This can give information on positive/nega- basis for the conceptual design of an experimental build-
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Volume 10 • Number 1 Building Issues 2000
ing. Architects and engineers in a ‘normal’ design process them into construction within the formal sector of the econ-
may also use them as rules of thumb. Computer simulations omy. A dialogue with concerned ministries, energy insti-
may also be used as a complementary design tool for ex- tutes and local authorities is important through the entire
perimental buildings. process.
The experimental building should not only be an opti-
mal result of the research, but also a ‘real’ building, serving
a purpose and functioning together with its occupants and
their activities. Interviews and discussions with the users
lead to a deeper knowledge of the reactions to new con-
cepts, indicating a degree of acceptability, and leading to
further improvements of passive systems.
Experimental buildings also serve as demonstration ob-
18
Building Issues 2000 Volume 10 • Number 1
User behaviour
Case study Due to the different functions of the buildings, the user in-
fluence was also different. Table 8 shows the principal us-
As presented in the previous chapter, the research method age of the two rooms.
consists of three main parts: field measurements, paramet- The room in the traditional house was mainly occupied
ric computer modelling and the construction of experimen- at night and closed during daytime, while the modern of-
tal buildings. In this chapter a case study is analysed ac- fice was the opposite, except during the summer, when the
cording to these three ‘cornerstones’. The study was car- school was closed. Irregularities in the usage of the spaces
ried out as research cooperation between Lund University can also be seen in the results of the measurements.
and ARRU – Agence de Réhabilitation et de Rénovation
Urbaine, an authority for urban upgrading in Tunisia. The Table 8 User behaviour.
Measured traditional and modern buildings.
objective of the study was to increase knowledge about
passive climatization of buildings in the hot and arid cli- Traditional bedroom
mate of southern Tunisia, and to demonstrate the findings Summer 06 Rise. Shutters and door are closed (the glass
windows are closed only if there is a lot of dust
in a real building – a children’s centre to be built in the city or a sandstorm).
of Tozeur. 19 Windows and door are opened.
Sometimes the courtyard is wetted.
The region and the climate 23-24 Go to bed.
Winter The room is closed all the time. There is no heating.
The city of Tozeur has a large oasis, and was founded by
06 Rise.
the Romans as the last outpost before the desert. Today it is
21-22 Go to bed.
the county capital with its main income from agriculture
and tourism. Modern office
The traditional town centre, the Medina, is compact and Summer The semester starts September 15.
the microclimate profits from the oasis. The buildings are 07.15 Arrival. Door, windows and shutters are opened.
of courtyard type and made of thick sandwich walls of lo- 13 Departure. Door and shutters are closed.
cal, low-fired bricks with mud between. New living areas 15 Return. Doors and shutters are opened.
have wide streets, and the houses are of both inward and 18 Departure. Door, windows and shutters are
outward looking types. The common building materials are closed.
concrete hollow blocks and lightweight bricks. Winter 07.15 Arrival. Shutters are opened, but the windows
Tozeur is situated at 33°N at an altitude of only 37 m are kept closed. The heater (600W) is turned on.
above sea level. There is a big salt lake south of the town 13 Departure. Heater turned off.
forming the border to the Sahara desert. Normal tempera- 15 Return. Heater turned on.
tures are 6–16°C in January and 25–40°C in July. Extreme 18 Departure. Heater turned off, shutters closed.
temperatures were between 0°C and 48°C in 1979–88. Rel-
ative humidity is normally 40–78% in January and 18–60% Measurements
in July. Solar radiation is mainly direct and strong with Six days, the 23–28/8 1991, being a rather stable period,
3,200 sunshine hours per year. Total annual rainfall is only are chosen as an example of detailed studies.
84 mm. Average wind speed is 2.6 m/s, from east or north- The two roof constructions (a and b) show great differ-
east in the spring/summer and from west in the autumn/ ences in behaviour. The heavy traditional roof, more insu-
winter. lating than concrete, gets very high maximum external sur-
face temperatures due to the solar radiation. The night min-
imum is much lower than the minimum air temperature,
Field measurements due to the long-wave radiation towards the night sky. The
To get a basic idea about indoor climate in the region, mea- decrement factor, that is the remaining temperature swing
surements were collected in two buildings in Tozeur (see on the inside in proportion to the outside, is about 15%.
Figure 18): The modern concrete roof shows a lower outside swing,
because the heat passes quickly into the structure, but the
• One ‘traditional’ house in the historical centre (the
decrement is 35%, giving 4 degrees higher maximum ceil-
medina), where the master bedroom was studied.
ing temperatures than the traditional roof.
• One primary school on the outskirts of Tozeur, where the
headmaster’s office was measured. This construction can Comparative simulations
be characterized as ‘modern’. Simulations were carried out with two objectives:
Room air and surface temperatures were measured in both • To validate the simulation models by comparing their
places, and in the traditional room the relative humidity results to the measured data.
was recorded. At the school the outdoor climate was mea- • To equalize the different user influence through addition-
sured: air temperature, wind speed and direction, and al heat, ventilation and heating, and the possible differ-
global solar radiation on horizontal surface. ence in microclimate, recognized in the measurements.
A direct comparison of the measurements and the simula-
tions shows that the simulated temperatures were generally
higher than the measured. The correlation was higher be-
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Volume 10 • Number 1 Building Issues 2000
Fig. 19
Thermal behaviour
of the roof.
Measured in the:
a traditional room,
b modern office.
tween midday and midnight, while during the rest of the temperature is slightly elevated. The modern office has
night the real temperatures, especially that of the modern high evening temperatures in the ceiling and the light-
concrete roof, decreased more due to the night radiation. weight west and south walls (Figure 20 a–b).
The reason for the difference was that the version of the
Conclusions
simulation program used did not take into account long-
The two buildings include different types of elements,
wave sky radiation.
based on thermal storage capacity and on insulation proper-
It was also found that the outdoor temperature in the old
ties. The indoor climate of the rooms, described by the op-
centre was lower than at the site of the primary school on
erative temperature (Figure 21), being in principle the
the outskirts of the town.
same, shows that the individual building components are
In order to compare the two buildings under equal con-
not primarily interesting as such, but the combination of
ditions, they were subjected to simulations with the same
them, the ‘design’, shapes the total climate of the building.
climate and ventilation (1 air change per hour 07–19 and
See Figure 21.
40 ach at night), and the shutters were closed during the
The roof is the most sensitive element, and adding insu-
day.
lation would seem positive. If thermal insulation replaces
The results of the simulations showed that in the heavy
heavier materials, it could also diminish the weight of the
traditional building temperatures are stable, only the ceiling
20
Building Issues 2000 Volume 10 • Number 1
Fig. 20
Equalisation.
Simulation with
both buildings
under the same
conditions of mi-
croclimate, user
behaviour and
ventilation.
a Traditional
room.
b Modern office.
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Volume 10 • Number 1 Building Issues 2000
Window sizes
To obtain reasonably comfortable indoor winter tempera-
tures through passive techniques in the traditional building,
the whole south wall has to be glazed, i e 9 m2 glass area,
corresponding to 33% of the floor area. This implies radi-
cal changes in architecture or extensive reconstruction of
existing buildings to adapt them to the climate.
In the modern type of building, the proposed 4 m2 win-
dow (15%) is adequate, otherwise there is a risk of over-
heating, even in winter.
Fig. 23 ‘Traditional’ and ‘modern’ models.
Final baseline cases of the ‘adapted’ building. Occupation
Top: ‘Traditional’. Bottom: ‘Modern’. The building model has been subjected to two different
user profiles, both adding a total energy of 6.25 kWh per
Roof insulation room and day. One ‘office’ model adds heat from 8 am to 6
An insulated roof, a 150 mm woodwool slab with a 50 mm pm, and one ‘residential house’ profile spread out over all
concrete cover, only marginally improves the indoor cli- hours has peak levels in the morning and evening.
mate in the traditional building, see Figure 24a. For both building types with insulated roofs the indoor
In the modern building (Figure 24b), the temperature in- climate during the summer is about equal, with maximum
crease during summer days, mainly through solar heating operative temperatures about 32°C. In the winter, however,
of the roof, is reduced by 3 K when the roof is thermally the difference is considerable: while the traditional building
insulated. In the winter heat losses are heavily reduced, es- remains at temperatures about 13–15°C, the modern build-
pecially at night. The temperature rises so much that day ing rises up to 19–22°C.
ventilation gives negative effects. When the building is
kept closed, the maximum temperature almost reaches
20°C.
Fig. 24
Roof insulation.
Effect on operative temper-
atures in room A of unoc-
cupied buildings:
a ‘Traditional’,
b ‘Modern’.
(No increased day
ventilation assumed in the
modern winter case).
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Building Issues 2000 Volume 10 • Number 1
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Volume 10 • Number 1 Building Issues 2000
Fig. 27
Simulation results,
Children’s Centre, Tozeur.
Operative temperatures in
an occupied building.
Influence of envelope mate-
rials (walls/roof) for me-
dium-size windows:
a January, b July.
Influence of window sizes
for the brick/ woodwool
alternative (case 4):
c January, d July.
Fig. 30
User influence. Operative tempera-
tures in the activity hall of the youth
club in Tamerza, Tunisia. Actual
measured data compared to simu-
lations under ‘optimal’ conditions.
a) October (night ventilation, solar
shading,)
b) November (minimum ventilation,
solar access).
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Building Issues 2000 Volume 10 • Number 1
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Volume 10 • Number 1 Building Issues 2000
Internet
References http://www.hdm.lth.se
The homepage of HDM – Department of Housing
Adamson, Bo and Olle Åberg Development & Management at Lund University,
1993 Design for Climatization; Houses in Warm-Humid Sweden, contains some simple tools and links to
Areas. Building Issues 1993:1. LCHS, Lund. other relevant sites, including computer simulation
ASHRAE programs, international energy organizations,
1997 ASHRAE Handbook. Fundamentals. American courses and conferences.
Society of Heating, Refrigerating and Air-
Conditioning Engineers. Atlanta.
BRE
1974 Building For Comfort. Overseas Building Notes,
no 158. Building Research Establishment. Watford.
Ekwall, T
1991 Residential air conditioning in developing coun-
tries. In: Energy and Buildings. 17, pp 213–220.
Evans, Martin
1980 Housing, Climate and Comfort. Architectural Press,
London.
Givoni, Barush
1976 Man, Climate and Architecture. Applied Science
Publishers, London.
1991 Performance and applicability of passive and
low-energy cooling systems. In: Energy and
Buildings 17.
1998 Climate Considerations in Building and Urban
Design. Van Nostrand Reinhold.
Koenigsberger, O H et al.
1974 Manual of Tropical Housing and Building.
Part one: Climatic Design. Longman, London.
Lippsmeier, G
1969 Tropenbau – Building in the Tropics. Callwey,
Munich.
Markus, T A and E N Morris
1980 Buildings, Climate and Energy. Pitman, London.
Rosenlund, Hans
1995 Design for Desert. An architect’s approach to
passive climatisation in hot and arid regions.
Ark III, Lund University, Lund.
1999 DEROB-LTH for MS Windows. User Manual.
Department of Building Science, Lund Institute of
Technology, Lund University. Lund.
Other literature
Åstrand, Johnny (ed)
1996 Construction in Developing Countries – A guide for
the Planning and Implementation of Building Pro-
jects. The Swedish Mission Council, Stockholm.
Gut, Paul and D Ackerknecht
1993 Climate Responsive Building. Appropriate Building
Construction in Tropical and Subtropical Region,
SKAT, Switzerland.
26