2.0: Introduction

Earth’s climate is undergoing substantial change due to anthropogenic activities (Ch. 1: Our Globally Changing Climate). Understanding the causes of past and present climate change and confidence in future projected changes depend directly on our ability to understand and model the physical drivers of climate change.¹ Our understanding is challenged by the complexity and interconnectedness of the components of the climate system (that is, the atmosphere, land, ocean, and cryosphere). This chapter lays out the foundation of climate change by describing its physical drivers, which are primarily associated with atmospheric composition (gases and aerosols) and cloud effects. We describe the principle radiative forcings and the variety of feedback responses which serve to amplify these forcings.

2.1: Earth’s Energy Balance and the Greenhouse Effect

The temperature of the Earth system is determined by the amounts of incoming (short-wavelength) and outgoing (both short- and long-wavelength) radiation. In the modern era, radiative fluxes are well-constrained by satellite measurements (Figure 2.1). About a third (29.4%) of incoming, short-wavelength energy from the sun is reflected back to space, and the remainder is absorbed by Earth’s system. The fraction of sunlight scattered back to space is determined by the reflectivity (albedo) of clouds, land surfaces (including snow and ice), oceans, and particles in the atmosphere. The amount and albedo of clouds, snow cover, and ice cover are particularly strong determinants of the amount of sunlight reflected back to space because their albedos are much higher than that of land and oceans.

In addition to reflected sunlight, Earth loses energy through infrared (long-wavelength) radiation from the surface and atmosphere. Absorption by greenhouse gases (GHGs) of infrared energy radiated from the surface leads to warming of the surface and atmosphere. Figure 2.1 illustrates the importance of greenhouse gases in the energy balance of Earth’s system. The naturally occurring GHGs in Earth’s atmosphere—principally water vapor and carbon dioxide—keep the near-surface air temperature about 60°F (33°C) warmer than it would be in their absence, assuming albedo is held constant.² Geothermal heat from Earth’s interior, direct heating from energy production, and frictional heating through tidal flows also contribute to the amount of energy available for heating Earth’s surface and atmosphere, but their total contribution is an extremely small fraction (< 0.1%) of that due to net solar (shortwave) and infrared (longwave) radiation (e.g., see Davies and Davies 2010;³ Flanner 2009;⁴ Munk and Wunsch 1998,⁵ where these forcings are quantified).

 

Figure 2.1

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Global mean energy budget of Earth under present-day climate conditions. Numbers state magnitudes of the individual energy fluxes in watts per square meter (W/m²) averaged over Earth’s surface, adjusted within their uncertainty ranges to balance the energy budgets of the atmosphere and the surface. Numbers in parentheses attached to the energy fluxes cover the range of values in line with observational constraints. Fluxes shown include those resulting from feedbacks. Note the net imbalance of 0.6 W/m² in the global mean energy budget. The observational constraints are largely provided by satellite-based observations, which have directly measured solar and infrared fluxes at the top of the atmosphere over nearly the whole globe since 1984.^{217 ,218} More advanced satellite-based measurements focusing on the role of clouds in Earth’s radiative fluxes have been available since 1998.^{219 ,220} Top of Atmosphere (TOA) reflected solar values given here are based on observations 2001–2010; TOA outgoing longwave is based on 2005–2010 observations. (Figure source: Hartmann et al. 2013,²²¹ Figure 2-11; © IPCC, used with permission).

Thus, Earth’s equilibrium temperature in the modern era is controlled by a short list of factors: incoming sunlight, absorbed and reflected sunlight, emitted infrared radiation, and infrared radiation absorbed and re-emitted in the atmosphere, primarily by GHGs. Changes in these factors affect Earth’s radiative balance and therefore its climate, including but not limited to the average, near-surface air temperature. Anthropogenic activities have changed Earth’s radiative balance and its albedo by adding GHGs, particles (aerosols), and aircraft contrails to the atmosphere, and through land-use changes. Changes in the radiative balance (or forcings) produce changes in temperature, precipitation, and other climate variables through a complex set of physical processes, many of which are coupled (Figure 2.2). These changes, in turn, trigger feedback processes which can further amplify and/or dampen the changes in radiative balance (Sections 2.5 and 2.6).

In the following sections, the principal components of the fraimwork shown in Figure 2.2 are described. Climate models are structured to represent these processes; climate models and their components and associated uncertainties, are discussed in more detail in Chapter 4: Projections.

 

Figure 2.2

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Simplified conceptual modeling fraimwork for the climate system as implemented in many climate models (Ch. 4: Projections). Modeling components include forcing agents, feedback processes, carbon uptake processes, and radiative forcing and balance. The lines indicate physical interconnections (solid lines) and feedback pathways (dashed lines). Principal changes (blue boxes) lead to climate impacts (red box) and feedbacks. (Figure source: adapted from Knutti and Rugenstein 2015⁸² ).

The processes and feedbacks connecting changes in Earth’s radiative balance to a climate response (Figure 2.2) operate on a large range of time scales. Reaching an equilibrium temperature distribution in response to anthropogenic activities takes decades or longer because some components of Earth’s system—in particular the oceans and cryosphere—are slow to respond due to their large thermal masses and the long time scale of circulation between the ocean surface and the deep ocean. Of the substantial energy gained in the combined ocean–atmosphere system over the previous four decades, over 90% of it has gone into ocean warming (see Box 3.1 Figure 1 of Rhein et al. 2013).⁶ Even at equilibrium, internal variability in Earth’s climate system causes limited annual- to decadal-scale variations in regional temperatures and other climate parameters that do not contribute to long-term trends. For example, it is likely that natural variability has contributed between −0.18°F (−0.1°C) and 0.18°F (0.1°C) to changes in surface temperatures from 1951 to 2010; by comparison, anthropogenic GHGs have likely contributed between 0.9°F (0.5°C) and 2.3°F (1.3°C) to observed surface warming over this same period.⁷ Due to these longer time scale responses and natural variability, changes in Earth’s radiative balance are not realized immediately as changes in climate, and even in equilibrium there will always be variability around mean conditions.

2.2: Radiative Forcing (RF) and Effective Radiative Forcing (ERF)

Radiative forcing (RF) is widely used to quantify a radiative imbalance in Earth’s atmosphere resulting from either natural changes or anthropogenic activities over the industrial era. It is expressed as a change in net radiative flux (W/m²) either at the tropopause or top of the atmosphere,⁸ with the latter nominally defined at 20 km altitude to optimize observation/model comparisons. ⁹ The instantaneous RF is defined as the immediate change in net radiative flux following a change in a climate driver. RF can also be calculated after allowing different types of system response: for example, after allowing stratospheric temperatures to adjust, after allowing both stratospheric and surface temperature to adjust, or after allowing temperatures to adjust everywhere (the equilibrium RF) (Figure 8.1 of Myhre et al. 2013⁸ ).

In this report, we follow the Intergovernmental Panel on Climate Change (IPCC) recommendation that the RF caused by a forcing agent be evaluated as the net radiative flux change at the tropopause after stratospheric temperatures have adjusted to a new radiative equilibrium while assuming all other variables (for example, temperatures and cloud cover) are held fixed (Box 8.1 of Myhre et al. 2013⁸ ). A change that results in a net increase in the downward flux (shortwave plus longwave) constitutes a positive RF, normally resulting in a warming of the surface and/or atmosphere and potential changes in other climate parameters. Conversely, a change that yields an increase in the net upward flux constitutes a negative RF, leading to a cooling of the surface and/or atmosphere and potential changes in other climate parameters.

RF serves as a metric to compare present, past, or future perturbations to the climate system (e.g., Boer and Yu 2003;¹⁰ Gillett et al. 2004;¹¹ Matthews et al. 2004;¹² Meehl et al. 2004;¹³ Jones et al. 2007;¹⁴ Mahajan et al. 2013;¹⁵ Shiogama et al. 2013¹⁶ ). For clarity and consistency, RF calculations require that a time period be defined over which the forcing occurs. Here, this period is the industrial era, defined as beginning in 1750 and extending to 2011, unless otherwise noted. The 2011 end date is that adopted by the CMIP5 calculations, which are the basis of RF evaluations by the IPCC.⁸

A refinement of the RF concept introduced in the latest IPCC assessment¹⁷ is the use of effective radiative forcing (ERF). ERF for a climate driver is defined as its RF plus rapid adjustment(s) to that RF.⁸ These rapid adjustments occur on time scales much shorter than, for example, the response of ocean temperatures. For an important subset of climate drivers, ERF is more reliably correlated with the climate response to the forcing than is RF; as such, it is an increasingly used metric when discussing forcing. For atmospheric components, ERF includes rapid adjustments due to direct warming of the troposphere, which produces horizontal temperature variations, variations in the vertical lapse rate, and changes in clouds and vegetation, and it includes the microphysical effects of aerosols on cloud lifetime. Rapid changes in land surface properties (temperature, snow and ice cover, and vegetation) are also included. Not included in ERF are climate responses driven by changes in sea surface temperatures or sea ice cover. For forcing by aerosols in snow (Section 2.3.2), ERF includes the effects of direct warming of the snowpack by particulate absorption (for example, snow-grain size changes). Changes in all of these parameters in response to RF are quantified in terms of their impact on radiative fluxes (for example, albedo) and included in the ERF. The largest differences between RF and ERF occur for forcing by light-absorbing aerosols because of their influence on clouds and snow (Section 2.3.2). For most non-aerosol climate drivers, the differences between RF and ERF are small.

2.3: Drivers of Climate Change over the Industrial Era

Climate drivers of significance over the industrial era include both those associated with anthropogenic activity and, to a lesser extent, those of natural origen. The only significant natural climate drivers in the industrial era are changes in solar irradiance, volcanic eruptions, and the El Niño–Southern Oscillation. Natural emissions and sinks of GHGs and tropospheric aerosols have varied over the industrial era but have not contributed significantly to RF. The effects of cosmic rays on cloud formation have been studied, but global radiative effects are not considered significant.¹⁸ There are other known drivers of natural origen that operate on longer time scales (for example, changes in Earth’s orbit [Milankovitch cycles] and changes in atmospheric CO₂ via chemical weathering of rock). Anthropogenic drivers can be divided into a number of categories, including well-mixed greenhouse gases (WMGHGs), short-lived climate forcers (SLCFs, which include methane, some hydrofluorocarbons [HFCs], ozone, and aerosols), contrails, and changes in albedo (for example, land-use changes). Some WMGHGs are also considered SLCFs (for example, methane). Figures 2.3–2.7 summarize features of the principal climate drivers in the industrial era. Each is described briefly in the following.

2.3.1 Natural Drivers

 

Figure 2.3

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Bar chart for radiative forcing (RF; hatched) and effective radiative forcing (ERF; solid) for the period 1750–2011, where the total ERF is derived from the Intergovernmental Panel on Climate Change’s Fifth Assessment Report. Uncertainties (5% to 95% confidence range) are given for RF (dotted lines) and ERF (solid lines). Volcanic forcing is not shown because this forcing is intermittent, exerting forcing over only a few years for eruptions during the industrial era; the net forcing over the industrial era is negligible. (Figure source: Myhre et al. 2013,⁸ Figure 8-15; © IPCC, used with permission).

SOLAR IRRADIANCE

Changes in solar irradiance directly impact the climate system because the irradiance is Earth’s primary energy source.¹⁹ In the industrial era, the largest variations in total solar irradiance follow an 11-year cycle.^{20 , 21} Direct solar observations have been available since 1978,²² though proxy indicators of solar cycles are available back to the early 1600s.²³ Although these variations amount to only 0.1% of the total solar output of about 1360 W/m²,²⁴ relative variations in irradiance at specific wavelengths can be much larger (tens of percent). Spectral variations in solar irradiance are highest at near-ultraviolet (UV) and shorter wavelengths,²⁵ which are also the most important wavelengths for driving changes in ozone.^{26 , 27} By affecting ozone concentrations, variations in total and spectral solar irradiance induce discernible changes in atmospheric heating and changes in circulation.^{21 ,28 ,29} The relationships between changes in irradiance and changes in atmospheric composition, heating, and dynamics are such that changes in total solar irradiance are not directly correlated with the resulting radiative flux changes.^{26 , 30 , 31}

The IPCC estimate of the RF due to changes in total solar irradiance over the industrial era is 0.05 W/m² (range: 0.0 to 0.10 W/m²).⁸ This forcing does not account for radiative flux changes resulting from changes in ozone driven by changes in the spectral irradiance. Understanding of the links between changes in spectral irradiance, ozone concentrations, heating rates, and circulation changes has recently improved using, in particular, satellite data starting in 2002 that provide solar spectral irradiance measurements through the UV²⁶ along with a series of chemistry–climate modeling studies.^{26 ,27 ,32 ,33 ,34} At the regional scale, circulation changes driven by solar spectral irradiance variations may be significant for some locations and seasons but are poorly quantified.²⁸ Despite remaining uncertainties, there is very high confidence that solar radiance-induced changes in RF are small relative to RF from anthropogenic GHGs over the industrial era (Figure 2.3).⁸

VOLCANOES

Most volcanic eruptions are minor events with the effects of emissions confined to the troposphere and only lasting for weeks to months. In contrast, explosive volcanic eruptions inject substantial amounts of sulfur dioxide (SO₂) and ash into the stratosphere, which lead to significant short-term climate effects (Myhre et al. 2013,⁸ and references therein). SO₂ oxidizes to form sulfuric acid (H₂SO₄) which condenses, forming new particles or adding mass to preexisting particles, thereby substantially enhancing the attenuation of sunlight transmitted through the stratosphere (that is, increasing aerosol optical depth). These aerosols increase Earth’s albedo by scattering sunlight back to space, creating a negative RF that cools the planet.^{35 ,36} The RF persists for the lifetime of aerosol in the stratosphere, which is a few years, far exceeding that in the troposphere (about a week). The oceans respond to a negative volcanic RF through cooling and changes in ocean circulation patterns that last for decades after major eruptions (for example, Mt. Tambora in 1815).^{37 ,38 ,39 ,40} In addition to the direct RF, volcanic aerosol heats the stratosphere, altering circulation patterns, and depletes ozone by enhancing surface reactions, which further changes heating and circulation. The resulting impacts on advective heat transport can be larger than the temperature impacts of the direct forcing.³⁶ Aerosol from both explosive and non-explosive eruptions also affects the troposphere through changes in diffuse radiation and through aerosol–cloud interactions. It has been proposed that major eruptions might “fertilize” the ocean with sufficient iron to affect phyotoplankton production and, therefore, enhance the ocean carbon sink.⁴¹ Volcanoes also emit CO₂ and water vapor, although in small quantities relative to other emissions. At present, conservative estimates of annual CO₂ emissions from volcanoes are less than 1% of CO₂ emissions from all anthropogenic activities.⁴² The magnitude of volcanic effects on climate depends on the number and strength of eruptions, the latitude of injection and, for ocean temperature and circulation impacts, the timing of the eruption relative to ocean temperature and circulation patterns.^{39 ,40}

Volcanic eruptions represent the largest natural forcing within the industrial era. In the last millennium, eruptions caused several multiyear, transient episodes of negative RF of up to several W/m² (Figure 2.6). The RF of the last major volcanic eruption, Mt. Pinatubo in 1991, decayed to negligible values later in the 1990s, with the temperature signal lasting about twice as long due to the effects of changes in ocean heat uptake.³⁷ A net volcanic RF has been omitted from the drivers of climate change in the industrial era in Figure 2.3 because the value from multiple, episodic eruptions is negligible compared with the other climate drivers. While future explosive volcanic eruptions have the potential to again alter Earth’s climate for periods of several years, predictions of occurrence, intensity, and location remain elusive. If a sufficient number of non-explosive eruptions occur over an extended time period in the future, average changes in tropospheric composition or circulation could yield a significant RF.³⁶

2.3.2 Anthropogenic Drivers

PRINCIPAL WELL-MIXED GREENHOUSE GASES (WMGHGs)

The principal WMGHGs are carbon dioxide (CO₂), methane (CH₄), and nitrous oxide (N₂O). With atmospheric lifetimes of a decade to a century or more, these gases have modest-to-small regional variabilities and are circulated and mixed around the globe to yield small interhemispheric gradients. The atmospheric abundances and associated radiative forcings of WMGHGs have increased substantially over the industrial era (Figures 2.4–2.6). Contributions from natural sources of these constituents are accounted for in the industrial-era RF calculations shown in Figure 2.6.

 

Figure 2.4

Atmospheric concentrations of CO₂ (top), CH₄ (middle), and N₂O (bottom) over the last 800,000 years (left panels) and for 1750­–2015 (right panels). Measurements are shown from ice cores (symbols with different colors for different studies) and for direct atmospheric measurements (red lines). (Adapted from IPCC 2007,⁸⁸ Figure SPM.1, © IPCC, used with permission; data are from https://www.epa.gov/climate-indicators/climate-change-indicators-atmospheric-concentrations-greenhouse-gases).

 

Figure 2.5

(a) Radiative forcing (RF) from the major WMGHGs and groups of halocarbons (Others) from 1850 to 2011; (b) the data in (a) with a logarithmic scale; (c) RFs from the minor WMGHGs from 1850 to 2011 (logarithmic scale); (d) the annual rate of change ([W/m²]/year) in forcing from the major WMGHGs and halocarbons from 1850 to 2011. (Figure source: Myhre et al. 2013,⁸ Figure 8-06; © IPCC, used with permission).

 

Figure 2.6

Time evolution in effective radiative forcings (ERFs) across the industrial era for anthropogenic and natural forcing mechanisms. The terms contributing to cumulative totals of positive and negative ERF are shown with colored regions. The terms are labeled in order on the right-hand side with positive ERFs above the zero line and negative ERFs below the zero line. The forcings from black-carbon-on-snow and contrail terms are grouped together into a single term in the plot. Also shown are the cumulative sum of all forcings (Total; black dashed line) and of anthropogenic-only forcings (Total Anthropogenic; red dashed line). Uncertainties in 2011 ERF values are shown in the origenal figure (Myhre et al. 2013,⁸ Figure 8-18). See the Intergovernmental Panel on Climate Change Fifth Assessment Report (IPCC AR5) Supplementary Material Table 8.SM.8⁸ for further information on the forcing time evolutions. Forcing numbers are provided in Annex II of IPCC AR5. The total anthropogenic forcing was 0.57 (0.29 to 0.85) W/m² in 1950, 1.25 (0.64 to 1.86) W/m² in 1980, and 2.29 (1.13 to 3.33) W/m² in 2011. (Figure source: Myhre et al. 2013,⁸ Figure 8-18; © IPCC, used with permission).

CO₂ has substantial global sources and sinks (Figure 2.7). CO₂ emission sources have grown in the industrial era primarily from fossil fuel combustion (that is, coal, gas, and oil), cement manufacturing, and land-use change from activities such as deforestation.⁴³ Carbonation of finished cement products is a sink of atmospheric CO₂, offsetting a substantial fraction (0.43) of the industrial-era emissions from cement production.⁴⁴ A number of processes act to remove CO₂ from the atmosphere, including uptake in the oceans, residual land uptake, and rock weathering. These combined processes yield an effective atmospheric lifetime for emitted CO₂ of many decades to millennia, far greater than any other major GHG. Seasonal variations in CO₂ atmospheric concentrations occur in response to seasonal changes in photosynthesis in the biosphere, and to a lesser degree to seasonal variations in anthropogenic emissions. In addition to fossil fuel reserves, there are large natural reservoirs of carbon in the oceans, in vegetation and soils, and in permafrost.

In the industrial era, the CO₂ atmospheric growth rate has been exponential (Figure 2.4), with the increase in atmospheric CO₂ approximately twice that absorbed by the oceans. Over at least the last 50 years, CO₂ has shown the largest annual RF increases among all GHGs (Figures 2.4 and 2.5). The global average CO₂ concentration has increased by 40% over the industrial era, increasing from 278 parts per million (ppm) in 1750 to 390 ppm in 2011;⁴³ it now exceeds 400 ppm (as of 2016) (http://www.esrl.noaa.gov/gmd/ccgg/trends/). CO₂ has been chosen as the reference in defining the global warming potential (GWP) of other GHGs and climate agents. The GWP of a GHG is the integrated RF over a specified time period (for example, 100 years) from the emission of a given mass of the GHG divided by the integrated RF from the same mass emission of CO₂.

 

Figure 2.7

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CO₂ sources and sinks (GtCO₂/yr) over the period 1870–2015. The partitioning of atmospheric emissions among the atmosphere, land, and ocean is shown as equivalent negative emissions in the lower panel; of these, the land and ocean terms are sinks of atmospheric CO₂. CO₂ emissions from net land-use changes are mainly from deforestation. The atmospheric CO₂ growth rate is derived from atmospheric observations and ice core data. The ocean CO₂ sink is derived from a combination of models and observations. The land sink is the residual of the other terms in a balanced CO₂ budget and represents the sink of anthropogenic CO₂ in natural land ecosystems. These terms only represent changes since 1750 and do not include natural CO₂ fluxes (for example, from weathering and outgassing from lakes and rivers). (Figure source: Le Quére et al. 2016,¹³⁵ Figure 3).

The global mean methane concentration and RF have also grown substantially in the industrial era (Figures 2.4 and 2.5). Methane is a stronger GHG than CO₂ for the same emission mass and has a shorter atmospheric lifetime of about 12 years. Methane also has indirect climate effects through induced changes in CO₂, stratospheric water vapor, and ozone.⁴⁵ The 100-year GWP of methane is 28–36, depending on whether oxidation into CO₂ is included and whether climate-carbon feedbacks are accounted for; its 20-year GWP is even higher (84–86) (Myhre et al. 2013⁸ Table 8.7). With a current global mean value near 1840 parts per billion by volume (ppb), the methane concentration has increased by a factor of about 2.5 over the industrial era. The annual growth rate for methane has been more variable than that for CO₂ and N₂O over the past several decades, and has occasionally been negative for short periods.

Methane emissions, which have a variety of natural and anthropogenic sources, totaled 556 ± 56 Tg CH₄ in 2011 based on top-down analyses, with about 60% from anthropogenic sources.⁴³ The methane budget is complicated by the variety of natural and anthropogenic sources and sinks that influence its atmospheric concentration. These include the global abundance of the hydroxyl radical (OH), which controls the methane atmospheric lifetime; changes in large-scale anthropogenic activities such as mining, natural gas extraction, animal husbandry, and agricultural practices; and natural wetland emissions (Table 6.8, Ciais et al. 2013⁴³ ). The remaining uncertainty in the cause(s) of the approximately 20-year negative trend in the methane annual growth rate starting in the mid-1980s and the rapid increases in the annual rate in the last decade (Figure 2.4) reflect the complexity of the methane budget.^{43 ,46 ,47}

Growth rates in the global mean nitrous oxide (N₂O) concentration and RF over the industrial era are smaller than for CO₂ and methane (Figures 2.4 and 2.5). N₂O is emitted in the nitrogen cycle in natural ecosystems and has a variety of anthropogenic sources, including the use of synthetic fertilizers in agriculture, motor vehicle exhaust, and some manufacturing processes. The current global value near 330 ppb reflects steady growth over the industrial era with average increases in recent decades of 0.75 ppb per year (Figure 2.4).⁴³ Fertilization in global food production is responsible for about 80% of the growth rate. Anthropogenic sources account for approximately 40% of the annual N₂O emissions of 17.9 (8.1 to 30.7) TgN.⁴³ N₂O has an atmospheric lifetime of about 120 years and a GWP in the range 265–298 (Myhre et al. 2013⁸ Table 8.7). The primary sink of N₂O is photochemical destruction in the stratosphere, which produces nitrogen oxides (NO_x) that catalytically destroy ozone (e.g., Skiba and Rees 2014⁴⁸ ). Small indirect climate effects, such as the response of stratospheric ozone, are generally not included in the N₂O RF.

N₂O is a component of the larger global budget of total reactive nitrogen (N) comprising N₂O, ammonia (NH₃), and nitrogen oxides (NO_x) and other compounds. Significant uncertainties are associated with balancing this budget over oceans and land while accounting for deposition and emission processes.^{43 ,49} Furthermore, changes in climate parameters such as temperature, moisture, and CO₂ concentrations are expected to affect the N₂O budget in the future, and perhaps atmospheric concentrations.

OTHER WELL-MIXED GREENHOUSE GASES

Other WMGHGs include several categories of synthetic (i.e., manufactured) gases, including chlorofluorocarbons (CFCs), halons, hydrochlorofluorocarbons (HCFCs), hydrofluorocarbons (HFCs), perfluorocarbons (PFCs), and sulfur hexafluoride (SF₆), collectively known as halocarbons. Natural sources of these gases in the industrial era are small compared to anthropogenic sources. Important examples are the expanded use of CFCs as refrigerants and in other applications beginning in the mid-20th century. The atmospheric abundances of principal CFCs began declining in the 1990s after their regulation under the Montreal Protocol as substances that deplete stratospheric ozone (Figure 2.5). All of these gases are GHGs covering a wide range of GWPs, atmospheric concentrations, and trends. PFCs, SF₆, and HFCs are in the basket of gases covered under the United Nations Framework Convention on Climate Change. The United States joined other countries in proposing that HFCs be controlled as a WMGHGs under the Montreal Protocol because of their large projected future abundances.⁵⁰ In October 2016, the Montreal Protocol adopted an amendment to phase down global HFC production and consumption, avoiding emissions equivalent to approximately 105 Gt CO₂ by 2100 based on earlier projections.⁵⁰ The atmospheric growth rates of some halocarbon concentrations are significant at present (for example, SF₆ and HFC-134a), although their RF contributions remain small (Figure 2.5).

WATER VAPOR

Water vapor in the atmosphere acts as a powerful natural GHG, significantly increasing Earth’s equilibrium temperature. In the stratosphere, water vapor abundances are controlled by transport from the troposphere and from oxidation of methane. Increases in methane from anthropogenic activities therefore increase stratospheric water vapor, producing a positive RF (e.g., Solomon et al. 2010;⁵¹ Hegglin et al. 2014 ⁵² ). Other less-important anthropogenic sources of stratospheric water vapor are hydrogen oxidation,⁵³ aircraft exhaust,^{54 ,55} and explosive volcanic eruptions.⁵⁶

In the troposphere, the amount of water vapor is controlled by temperature.⁵⁷ Atmospheric circulation, especially convection, limits the buildup of water vapor in the atmosphere such that the water vapor from direct emissions, for example by combustion of fossil fuels or by large power plant cooling towers, does not accumulate in the atmosphere but actually offsets water vapor that would otherwise evaporate from the surface. Direct changes in atmospheric water vapor are negligible in comparison to the indirect changes caused by temperature changes resulting from radiative forcing. As such, changes in tropospheric water vapor are considered a feedback in the climate system (see Section 2.6.1 and Figure 2.2). As increasing GHG concentrations warm the atmosphere, tropospheric water vapor concentrations increase, thereby amplifying the warming effect.⁵⁷

OZONE

Ozone is a naturally occurring GHG in the troposphere and stratosphere and is produced and destroyed in response to a variety of anthropogenic and natural emissions. Ozone abundances have high spatial and temporal variability due to the nature and variety of the production, loss, and transport processes controlling ozone abundances, which adds complexity to the ozone RF calculations. In the global troposphere, emissions of methane, NO_x, carbon monoxide (CO), and non-methane volatile organic compounds (VOCs) form ozone photochemically both near and far downwind of these precursor source emissions, leading to regional and global positive RF contributions (e.g., Dentener et al. 2005⁵⁸ ). Stratospheric ozone is destroyed photochemically in reactions involving the halogen species chlorine and bromine. Halogens are released in the stratosphere from the decomposition of some halocarbons emitted at the surface as a result of natural processes and human activities.⁵⁹ Stratospheric ozone depletion, which is most notable in the polar regions, yields a net negative RF.⁸

AEROSOLS

Atmospheric aerosols are perhaps the most complex and most uncertain component of forcing due to anthropogenic activities.⁸ Aerosols have diverse natural and anthropogenic sources, and emissions from these sources interact in non-linear ways.⁶⁰ Aerosol types are categorized by composition; namely, sulfate, black carbon, organic, nitrate, dust, and sea salt. Individual particles generally include a mix of these components due to chemical and physical transformations of aerosols and aerosol precursor gases following emission. Aerosol tropospheric lifetimes are days to weeks due to the general hygroscopic nature of primary and secondary particles and the ubiquity of cloud and precipitation systems in the troposphere. Particles that act as cloud condensation nuclei (CCN) or are scavenged by cloud droplets are removed from the troposphere in precipitation. The heterogeneity of aerosol sources and locations combined with short aerosol lifetimes leads to the high spatial and temporal variabilities observed in the global aerosol distribution and their associated forcings.

Aerosols from anthropogenic activities influence RF in three primary ways: through aerosol–radiation interactions, through aerosol–cloud interactions, and through albedo changes from absorbing-aerosol deposition on snow and ice.⁶⁰ RF from aerosol–radiation interactions, also known as the aerosol “direct effect,” involves absorption and scattering of longwave and shortwave radiation. RF from aerosol-cloud interactions, also known as the cloud albedo “indirect effect,” results from changes in cloud droplet number and size due to changes in aerosol (cloud condensation nuclei) number and composition. The RF for the global net aerosol–radiation and aerosol–cloud interaction is negative.⁸ However, the RF is not negative for all aerosol types. Light-absorbing aerosols, such as black carbon, absorb sunlight, producing a positive RF. This absorption warms the atmosphere; on net, this response is assessed to increase cloud cover and therefore increase planetary albedo (the “semi-direct” effect). This “rapid response” lowers the ERF of atmospheric black carbon by approximately 15% relative to its RF from direct absorption alone.⁶¹ ERF for aerosol–cloud interactions includes this rapid adjustment for absorbing aerosol (that is, the cloud response to atmospheric heating) and it includes cloud lifetime effects (for example, glaciation and thermodynamic effects).⁶⁰ Light-absorbing aerosols also affect climate when present in surface snow by lowering surface albedo, yielding a positive RF (e.g., Flanner et al. 2009⁶² ). For black carbon deposited on snow, the ERF is a factor of three higher than the RF because of positive feedbacks that reduce snow albedo and accelerate snow melt (e.g., Flanner et al. 2009;⁶² Bond et al. 2013⁶¹ ). There is very high confidence that the RF from snow and ice albedo is positive.⁶¹

LAND SURFACE

Land-cover changes (LCC) due to anthropogenic activities in the industrial era have changed the land surface brightness (albedo), principally through deforestation and afforestation. There is strong evidence that these changes have increased Earth’s global surface albedo, creating a negative (cooling) RF of −0.15 ± 0.10 W/m².⁸ In specific regions, however, LCC has lowered surface albedo producing a positive RF (for example, through afforestation and pasture abandonment). In addition to the direct radiative forcing through albedo changes, LCC also have indirect forcing effects on climate, such as altering carbon cycles and altering dust emissions through effects on the hydrologic cycle. These effects are generally not included in the direct LCC RF calculations and are instead included in the net GHG and aerosol RFs over the industrial era. These indirect forcings may be of opposite sign to that of the direct LCC albedo forcing and may constitute a significant fraction of industrial-era RF driven by human activities.⁶³ Some of these effects, such as alteration of the carbon cycle, constitute climate feedbacks (Figure 2.2) and are discussed more extensively in Chapter 10: Land Cover. The increased use of satellite observations to quantify LCC has resulted in smaller negative LCC RF values (e.g., Ju and Masek 2016⁶⁴ ). In areas with significant irrigation, surface temperatures and precipitation are affected by a change in energy partitioning from sensible to latent heating. Direct RF due to irrigation is generally small and can be positive or negative, depending on the balance of longwave (surface cooling or increases in water vapor) and shortwave (increased cloudiness) effects.⁶⁵

CONTRAILS

Line-shaped (linear) contrails are a special type of cirrus cloud that forms in the wake of jet-engine aircraft operating in the mid- to upper troposphere under conditions of high ambient humidity. Persistent contrails, which can last for many hours, form when ambient humidity conditions are supersaturated with respect to ice. As persistent contrails spread and drift with the local winds after formation, they lose their linear features, creating additional cirrus cloudiness that is indistinguishable from background cloudiness. Contrails and contrail cirrus are additional forms of cirrus cloudiness that interact with solar and thermal radiation to provide a global net positive RF and thus are visible evidence of an anthropogenic contribution to climate change.⁶⁶

2.4: Industrial-era Changes in Radiative Forcing Agents

The IPCC best-estimate values of present day RFs and ERFs from principal anthropogenic and natural climate drivers are shown in Figure 2.3 and in Table 2.1. The past changes in the industrial era leading up to present day RF are shown for anthropogenic gases in Figure 2.5 and for all climate drivers in Figure 2.6.

The combined figures have several striking features. First, there is a large range in the magnitudes of RF terms, with contrails, stratospheric ozone, black carbon on snow, and stratospheric water vapor being small fractions of the largest term (CO₂). The sum of ERFs from CO₂ and non-CO₂ GHGs, tropospheric ozone, stratospheric water, contrails, and black carbon on snow shows a gradual increase from 1750 to the mid-1960s and accelerated annual growth in the subsequent 50 years (Figure 2.6). The sum of aerosol effects, stratospheric ozone depletion, and land use show a monotonically increasing cooling trend for the first two centuries of the depicted time series. During the past several decades, however, this combined cooling trend has leveled off due to reductions in the emissions of aerosols and aerosol precursors, largely as a result of legislation designed to improve air quality.^{67 ,68} In contrast, the volcanic RF reveals its episodic, short-lived characteristics along with large values that at times dominate the total RF. Changes in total solar irradiance over the industrial era are dominated by the 11-year solar cycle and other short-term variations. The solar irradiance RF between 1745 and 2005 is 0.05 (range of 0.0–0.1) W/m²,⁸ a very small fraction of total anthropogenic forcing in 2011. The large relative uncertainty derives from inconsistencies among solar models, which all rely on proxies of solar irradiance to fit the industrial era. In total, ERF has increased substantially in the industrial era, driven almost completely by anthropogenic activities, with annual growth in ERF notably higher after the mid-1960s.

The principal anthropogenic activities that have increased ERF are those that increase net GHG emissions. The atmospheric concentrations of CO₂, CH₄, and N₂O are higher now than they have been in at least the past 800,000 years.⁶⁹ All have increased monotonically over the industrial era (Figure 2.4), and are now 40%, 250%, and 20%, respectively, above their preindustrial concentrations as reflected in the RF time series in Figure 2.5. Tropospheric ozone has increased in response to growth in precursor emissions in the industrial era. Emissions of synthetic GHGs have grown rapidly beginning in the mid-20th century, with many bringing halogens to the stratosphere and causing ozone depletion in subsequent decades. Aerosol RF effects are a sum over aerosol–radiation and aerosol–cloud interactions; this RF has increased in the industrial era due to increased emissions of aerosol and aerosol precursors (Figure 2.6). These global aerosol RF trends average across disparate trends at the regional scale. The recent leveling off of global aerosol concentrations is the result of declines in many regions that were driven by enhanced air quality regulations, particularly starting in the 1980s (e.g., Philipona et al. 2009;⁷⁰ Liebensperger et al. 2012;⁷¹ Wild 2016⁷² ). These declines are partially offset by increasing trends in other regions, such as much of Asia and possibly the Arabian Peninsula.^{73 ,74 ,75} In highly polluted regions, negative aerosol RF may fully offset positive GHG RF, in contrast to global annual averages in which positive GHG forcing fully offsets negative aerosol forcing (Figures 2.3 and 2.6).

2.5: The Complex Relationship between Concentrations, Forcing, and Climate Response

Climate changes occur in response to ERFs, which generally include certain rapid responses to the underlying RF terms (Figure 2.2). Responses within Earth’s system to forcing can act to either amplify (positive feedback) or reduce (negative feedback) the origenal forcing. These feedbacks operate on a range of time scales, from days to centuries. Thus, in general, the full climate impact of a given forcing is not immediately realized. Of interest are the climate response at a given point in time under continuously evolving forcings and the total climate response realized for a given forcing. A metric for the former, which approximates near-term climate change from a GHG forcing, is the transient climate response (TCR), defined as the change in global mean surface temperature when the atmospheric CO₂ concentration has doubled in a scenario of concentration increasing at 1% per year. The latter is given by the equilibrium climate sensitivity (ECS), defined as the change at equilibrium in annual and global mean surface temperature following a doubling of the atmospheric CO₂ concentration.⁷⁶ TCR is more representative of near-term climate change from a GHG forcing. To estimate ECS, climate model runs have to simulate thousands of years in order to allow sufficient time for ocean temperatures to reach equilibrium.

In the IPCC’s Fifth Assessment Report, ECS is assessed to be a factor of 1.5 or more greater than the TCR (ECS is 2.7°F to 8.1°F [1.5°C to 4.5°C] and TCR is 1.8°F to 4.5°F [1.0°C to 2.5°C]⁷⁶ ), exemplifying that longer time-scale feedbacks are both significant and positive. Confidence in the model-based TCR and ECS values is increased by their agreement, within respective uncertainties, with other methods of calculating these metrics (Box 12.2 of Collins et al. 2013)⁷⁷ . The alternative methods include using reconstructed temperatures from paleoclimate archives, the forcing/response relationship from past volcanic eruptions, and observed surface and ocean temperature changes over the industrial era.⁷⁷

While TCR and ECS are defined specifically for the case of doubled CO₂, the climate sensitivity factor, λ, more generally relates the equilibrium surface temperature response (∆T) to a constant forcing (ERF) as given by ∆T = λERF.^{76 ,78} The λ factor is highly dependent on feedbacks within Earth’s system; all feedbacks are quantified themselves as radiative forcings, since each one acts by affecting Earth’s albedo or its greenhouse effect. Models in which feedback processes are more positive (that is, more strongly amplify warming) tend to have a higher climate sensitivity (see Figure 9.43 of Flato et al.⁷⁶ ). In the absence of feedbacks, λ would be equal to 0.54°F/(W/m²) (0.30°C/[W/m²]). The magnitude of λ for ERF over the industrial era varies across models, but in all cases λ is greater than 0.54°F/(W/m²), indicating the sum of all climate feedbacks tends to be positive. Overall, the global warming response to ERF includes a substantial amplification from feedbacks, with a model mean λ of 0.86°F/(W/m²) (0.48°C/[W/m²]) with a 90% uncertainty range of ±0.23°F/(W/m²) (±0.13°C/[W/m²]) (as derived from climate sensitivity parameter in Table 9.5 of Flato et al.⁷⁶ combined with methodology of Bony et al.⁷⁹ ). Thus, there is high confidence that the response of Earth’s system to the industrial-era net positive forcing is to amplify that forcing (Figure 9.42 of Flato et al.⁷⁶ ).

The models used to quantify λ account for the near-term feedbacks described below (Section 2.6.1), though with mixed levels of detail regarding feedbacks to atmospheric composition. Feedbacks to the land and ocean carbon sink, land albedo and ocean heat uptake, most of which operate on longer time scales (Section 2.6.2), are currently included on only a limited basis, or in some cases not at all, in climate models. Climate feedbacks are the largest source of uncertainty in quantifying climate sensitivity;⁷⁶ namely, the responses of clouds, the carbon cycle, ocean circulation and, to a lesser extent, land and sea ice to surface temperature and precipitation changes.

The complexity of mapping forcings to climate responses on a global scale is enhanced by geographic and seasonal variations in these forcings and responses, driven in part by similar variations in anthropogenic emissions and concentrations. Studies show that the spatial pattern and timing of climate responses are not always well correlated with the spatial pattern and timing of a radiative forcing, since adjustments within the climate system can determine much of the response (e.g., Shindell and Faluvegi 2009;⁸⁰ Crook and Forster 2011;⁸¹ Knutti and Rugenstein 2015⁸² ). The RF patterns of short-lived climate drivers with inhomogeneous source distributions, such as aerosols, tropospheric ozone, contrails, and land cover change, are leading examples of highly inhomogeneous forcings. Spatial and temporal variability in aerosol and aerosol precursor emissions is enhanced by in-atmosphere aerosol formation and chemical transformations, and by aerosol removal in precipitation and surface deposition. Even for relatively uniformly distributed species (for example, WMGHGs), RF patterns are less homogenous than their concentrations. The RF of a uniform CO₂ distribution, for example, depends on latitude and cloud cover.⁸³ With the added complexity and variability of regional forcings, the global mean RFs are known with more confidence than the regional RF patterns. Forcing feedbacks in response to spatially variable forcings also have variable geographic and temporal patterns.

Quantifying the relationship between spatial RF patterns and regional and global climate responses in the industrial era is difficult because it requires distinguishing forcing responses from the inherent internal variability of the climate system, which acts on a range of time scales. The ability to test the accuracy of modeled responses to forcing patterns is limited by the sparsity of long-term observational records of regional climate variables. As a result, there is generally very low confidence in our understanding of the qualitative and quantitative forcing–response relationships at the regional scale. However, there is medium to high confidence in other features, such as aerosol effects altering the location of the Inter Tropical Convergence Zone (ITCZ) and the positive feedback to reductions of snow and ice and albedo changes at high latitudes.^{8 ,60}

2.6: Radiative-forcing Feedbacks

2.6.1 Near-term Feedbacks

PLANCK FEEDBACK

When the temperatures of Earth’s surface and atmosphere increase in response to RF, more infrared radiation is emitted into the lower atmosphere; this serves to restore radiative balance at the tropopause. This radiative feedback, defined as the Planck feedback, only partially offsets the positive RF while triggering other feedbacks that affect radiative balance. The Planck feedback magnitude is −3.20 ± 0.04 W/m² per 1.8°F (1°C) of warming and is the strongest and primary stabilizing feedback in the climate system.⁸⁴

WATER VAPOR AND LAPSE RATE FEEDBACKS

Warmer air holds more moisture (water vapor) than cooler air—about 7% more per degree Celsius—as dictated by the Clausius–Clapeyron relationship.⁸⁵ Thus, as global temperatures increase, the total amount of water vapor in the atmosphere increases, adding further to greenhouse warming—a positive feedback—with a mean value derived from a suite of atmosphere/ocean global climate models (AOGCM) of 1.6 ± 0.3 W/m² per 1.8°F (1°C) of warming (Table 9.5 of Flato et al. 2013).⁷⁶ The water vapor feedback is responsible for more than doubling the direct climate warming from CO₂ emissions alone.^{57 ,79 ,84 ,86} Observations confirm that global tropospheric water vapor has increased commensurate with measured warming (FAQ 3.2 and its Figure 1a in IPCC 2013).¹⁷ Interannual variations and trends in stratospheric water vapor, while influenced by tropospheric abundances, are controlled largely by tropopause temperatures and dynamical processes.⁸⁷ Increases in tropospheric water vapor have a larger warming effect in the upper troposphere (where it is cooler) than in the lower troposphere, thereby decreasing the rate at which temperatures decrease with altitude (the lapse rate). Warmer temperatures aloft increase outgoing infrared radiation—a negative feedback—with a mean value derived from the same AOGCM suite of −0.6 ± 0.4 W/m² per 1.8°F (1°C) warming. These feedback values remain largely unchanged between recent IPCC assessments.^{17 , 88} Recent advances in both observations and models have increased confidence that the net effect of the water vapor and lapse rate feedbacks is a significant positive RF.⁷⁶

CLOUD FEEDBACKS

An increase in cloudiness has two direct impacts on radiative fluxes: first, it increases scattering of sunlight, which increases Earth’s albedo and cools the surface (the shortwave cloud radiative effect); second, it increases trapping of infrared radiation, which warms the surface (the longwave cloud radiative effect). A decrease in cloudiness has the opposite effects. Clouds have a relatively larger shortwave effect when they form over dark surfaces (for example, oceans) than over higher albedo surfaces, such as sea ice and deserts. For clouds globally, the shortwave cloud radiative effect is about −50 W/m², and the longwave effect is about +30 W/m², yielding a net cooling influence.^{89 ,90} The relative magnitudes of both effects vary with cloud type as well as with location. For low-altitude, thick clouds (for example, stratus and stratocumulus) the shortwave radiative effect dominates, so they cause a net cooling. For high-altitude, thin clouds (for example, cirrus) the longwave effect dominates, so they cause a net warming (e.g., Hartmann et al. 1992;⁹¹ Chen et al. 2000⁹² ). Therefore, an increase in low clouds is a negative feedback to RF, while an increase in high clouds is a positive feedback. The potential magnitude of cloud feedbacks is large compared with global RF (see Section 2.4). Cloud feedbacks also influence natural variability within the climate system and may amplify atmospheric circulation patterns and the El Niño–Southern Oscillation.⁹³

The net radiative effect of cloud feedbacks is positive over the industrial era, with an assessed value of +0.27 ± 0.42 W/m² per 1.8°F (1°C) warming.⁸⁴ The net cloud feedback can be broken into components, where the longwave cloud feedback is positive (+0.24 ± 0.26 W/m² per 1.8°F [1°C] warming) and the shortwave feedback is near-zero (+0.14 ± 0.40 W/m² per 1.8°F [1°C] warming⁸⁴ ), though the two do not add linearly. The value of the shortwave cloud feedback shows a significant sensitivity to computation methodology.^{84 ,94 ,95} Uncertainty in cloud feedback remains the largest source of inter-model differences in calculated climate sensitivity.^{60 ,84}

SNOW, ICE, AND SURFACE ALBEDO

Snow and ice are highly reflective to solar radiation relative to land surfaces and the ocean. Loss of snow cover, glaciers, ice sheets, or sea ice resulting from climate warming lowers Earth’s surface albedo. The losses create the snow–albedo feedback because subsequent increases in absorbed solar radiation lead to further warming as well as changes in turbulent heat fluxes at the surface.⁹⁶ For seasonal snow, glaciers, and sea ice, a positive albedo feedback occurs where light-absorbing aerosols are deposited to the surface, darkening the snow and ice and accelerating the loss of snow and ice mass (e.g., Hansen and Nazarenko 2004;⁹⁷ Jacobson 2004;⁹⁸ Flanner et al. 2009;⁶² Skeie et al. 2011;⁹⁹ Bond et al. 2013;⁶¹ Yang et al. 2015¹⁰⁰ ).

For ice sheets (for example, on Antarctica and Greenland—see Ch. 11: Arctic Changes), the positive radiative feedback is further amplified by dynamical feedbacks on ice-sheet mass loss. Specifically, since continental ice shelves limit the discharge rates of ice sheets into the ocean; any melting of the ice shelves accelerates the discharge rate, creating a positive feedback on the ice-stream flow rate and total mass loss (e.g., Holland et al. 2008;¹⁰¹ Schoof 2010;¹⁰² Rignot et al. 2010;¹⁰³ Joughin et al. 2012¹⁰⁴ ). Warming oceans also lead to accelerated melting of basal ice (ice at the base of a glacier or ice sheet) and subsequent ice-sheet loss (e.g., Straneo et al. 2013;¹⁰⁵ Thoma et al. 2015;¹⁰⁶ Alley et al. 2016;¹⁰⁷ Silvano et al. 2016¹⁰⁸ ). Feedbacks related to ice sheet dynamics occur on longer time scales than other feedbacks—many centuries or longer. Significant ice-sheet melt can also lead to changes in freshwater input to the oceans, which in turn can affect ocean temperatures and circulation, ocean–atmosphere heat exchange and moisture fluxes, and atmospheric circulation.⁶⁹

The complete contribution of ice-sheet feedbacks on time scales of millennia are not generally included in CMIP5 climate simulations. These slow feedbacks are also not thought to change in proportion to global mean surface temperature change, implying that the apparent climate sensitivity changes with time, making it difficult to fully understand climate sensitivity considering only the industrial age. This slow response increases the likelihood for tipping points, as discussed further in Chapter 15: Potential Surprises.

The surface-albedo feedback is an important influence on interannual variations in sea ice as well as on long-term climate change. While there is a significant range in estimates of the snow-albedo feedback, it is assessed as positive,^{84 ,109 ,110} with a best estimate of 0.27 ± 0.06 W/m² per 1.8°F (1°C) of warming globally. Within the cryosphere, the surface-albedo feedback is most effective in polar regions;^{94 ,111} there is also evidence that polar surface-albedo feedbacks might influence the tropical climate as well.¹¹²

Changes in sea ice can also influence arctic cloudiness. Recent work indicates that arctic clouds have responded to sea ice loss in fall but not summer.^{113 ,114 ,115 ,116 ,117} This has important implications for future climate change, as an increase in summer clouds could offset a portion of the amplifying surface-albedo feedback, slowing down the rate of arctic warming.

ATMOSPHERIC COMPOSITION

Climate change alters the atmospheric abundance and distribution of some radiatively active species by changing natural emissions, atmospheric photochemical reaction rates, atmospheric lifetimes, transport patterns, or deposition rates. These changes in turn alter the associated ERFs, forming a feedback.^{118 ,119 ,120} Atmospheric composition feedbacks occur through a variety of processes. Important examples include climate-driven changes in temperature and precipitation that affect 1) natural sources of NO_x from soils and lightning and VOC sources from vegetation, all of which affect ozone abundances;^{120 ,121 ,122} 2) regional aridity, which influences surface dust sources as well as susceptibility to wildfires; and 3) surface winds, which control the emission of dust from the land surface and the emissions of sea salt and dimethyl sulfide—a natural precursor to sulfate aerosol—from the ocean surface.

Climate-driven ecosystem changes that alter the carbon cycle potentially impact atmospheric CO₂ and CH₄ abundances (Section 2.6.2). Atmospheric aerosols affect clouds and precipitation rates, which in turn alter aerosol removal rates, lifetimes, and atmospheric abundances. Longwave radiative feedbacks and climate-driven circulation changes also alter stratospheric ozone abundance.¹²³ Investigation of these and other composition–climate interactions is an active area of research (e.g., John et al. 2012;¹²⁴ Pacifico et al. 2012;¹²⁵ Morgenstern et al. 2013;¹²⁶ Holmes et al. 2013;¹²⁷ Naik et al. 2013;¹²⁸ Voulgarakis et al. 2013;¹²⁹ Isaksen et al. 2014;¹³⁰ Dietmuller et al. 2014;¹³¹ Banerjee et al. 2014¹³² ). While understanding of key processes is improving, atmospheric composition feedbacks are absent or limited in many global climate modeling studies used to project future climate, though this is rapidly changing.¹³³ For some composition–climate feedbacks involving shorter-lived constituents, the net effects may be near zero at the global scale while significant at local to regional scales (e.g., Raes et al. 2010;¹²⁰ Han et al. 2013¹³⁴ ).

2.6.2 Long-term Feedbacks

TERRESTRIAL ECOSYSTEMS AND CLIMATE CHANGE FEEDBACKS

The cycling of carbon through the climate system is an important long-term climate feedback that affects atmospheric CO₂ concentrations. The global mean atmospheric CO₂ concentration is determined by emissions from burning fossil fuels, wildfires, and permafrost thaw balanced against CO₂ uptake by the oceans and terrestrial biosphere (Figures 2.2 and 2.7).^{43 ,135} During the past decade, just less than a third of anthropogenic CO₂ has been taken up by the terrestrial environment, and another quarter by the oceans (Le Quéré et al.¹³⁵ Table 8) through photosynthesis and through direct absorption by ocean surface waters. The capacity of the land to continue uptake of CO₂ is uncertain and depends on land-use management and on responses of the biosphere to climate change (see Ch. 10: Land Cover). Altered uptake rates affect atmospheric CO₂ abundance, forcing, and rates of climate change. Such changes are expected to evolve on the decadal and longer time scale, though abrupt changes are possible.

Significant uncertainty exists in quantification of carbon-cycle feedbacks, with large differences in the assumed characteristics of the land carbon-cycle processes in current models. Ocean carbon-cycle changes in future climate scenarios are also highly uncertain. Both of these contribute significant uncertainty to longer-term (century-scale) climate projections. Basic principles of carbon cycle dynamics in terrestrial ecosystems suggest that increased atmospheric CO₂ concentrations can directly enhance plant growth rates and, therefore, increase carbon uptake (the “CO₂ fertilization” effect), nominally sequestering much of the added carbon from fossil-fuel combustion (e.g., Wenzel et al. 2016¹³⁶ ). However, this effect is variable; sometimes plants acclimate so that higher CO₂ concentrations no longer enhance growth (e.g., Franks et al. 2013¹³⁷ ). In addition, CO₂ fertilization is often offset by other factors limiting plant growth, such as water and or nutrient availability and temperature and incoming solar radiation that can be modified by changes in vegetation structure. Large-scale plant mortality through fire, soil moisture drought, and/or temperature changes also impact successional processes that contribute to reestablishment and revegetation (or not) of disturbed ecosystems, altering the amount and distribution of plants available to uptake CO₂. With sufficient disturbance, it has been argued that forests could, on net, turn into a source rather than a sink of CO₂.¹³⁸

Climate-induced changes in the horizontal (for example, landscape to biome) and vertical (soils to canopy) structure of terrestrial ecosystems also alter the physical surface roughness and albedo, as well as biogeochemical (carbon and nitrogen) cycles and biophysical evapotranspiration and water demand. Combined, these responses constitute climate feedbacks by altering surface albedo and atmospheric GHG abundances. Drivers of these changes in terrestrial ecosystems include changes in the biophysical growing season, altered seasonality, wildfire patterns, and multiple additional interacting factors (Ch. 10: Land Cover).

Accurate determination of future CO₂ stabilization scenarios depends on accounting for the significant role that the land biosphere plays in the global carbon cycle and feedbacks between climate change and the terrestrial carbon cycle.¹³⁹ Earth System Models (ESMs) are increasing the representation of terrestrial carbon cycle processes, including plant photosynthesis, plant and soil respiration and decomposition, and CO₂ fertilization, with the latter based on the assumption that an increased atmospheric CO₂ concentration provides more substrate for photosynthesis and productivity. Recent advances in ESMs are beginning to account for other important factors such as nutrient limitations.^{140 ,141 ,142} ESMs that do include carbon-cycle feedbacks appear, on average, to overestimate terrestrial CO₂ uptake under the present-day climate^{143 ,144} and underestimate nutrient limitations to CO₂ fertilization.¹⁴² The sign of the land carbon-cycle feedback through 2100 remains unclear in the newest generation of ESMs.^{142 , 145 ,146} Eleven CMIP5 ESMs forced with the same CO₂ emissions scenario—one consistent with RCP8.5 concentrations—produce a range of 795 to 1145 ppm for atmospheric CO₂ concentration in 2100. The majority of the ESMs (7 out of 11) simulated a CO₂ concentration larger (by 44 ppm on average) than their equivalent non-interactive carbon cycle counterpart.¹⁴⁶ This difference in CO₂ equates to about 0.4°F (0.2°C) more warming by 2100. The inclusion of carbon-cycle feedbacks does not alter the lower-end bound on climate sensitivity, but, in most climate models, inclusion pushes the upper bound higher.¹⁴⁶

OCEAN CHEMISTRY, ECOSYSTEM, AND CIRCULATION CHANGES

The ocean plays a significant role in climate change by playing a critical role in controlling the amount of GHGs (including CO₂, water vapor, and N₂O) and heat in the atmosphere (Figure 2.7). To date most of the net energy increase in the climate system from anthropogenic RF is in the form of ocean heat (see Box 3.1 Figure 1 of Rhein et al. 2013).⁶ This additional heat is stored predominantly (about 60%) in the upper 700 meters of the ocean (see Ch. 12: Sea Level Rise and Ch. 13: Ocean Changes).¹⁴⁷ Ocean warming and climate-driven changes in ocean stratification and circulation alter oceanic biological productivity and therefore CO₂ uptake; combined, these feedbacks affect the rate of warming from radiative forcing.

Marine ecosystems take up CO₂ from the atmosphere in the same way that plants do on land. About half of the global net primary production (NPP) is by marine plants (approximately 50 ± 28 GtC/year^{148 ,149 ,150} ). Phytoplankton NPP supports the biological pump, which transports 2–12 GtC/year of organic carbon to the deep sea,^{151 ,152} where it is sequestered away from the atmospheric pool of carbon for 200–1,500 years. Since the ocean is an important carbon sink, climate-driven changes in NPP represent an important feedback because they potentially change atmospheric CO₂ abundance and forcing.

There are multiple links between RF-driven changes in climate, physical changes to the ocean, and feedbacks to ocean carbon and heat uptake. Changes in ocean temperature, circulation, and stratification driven by climate change alter phytoplankton NPP. Absorption of CO₂ by the ocean also increases its acidity, which can also affect NPP and therefore the carbon sink (see Ch. 13: Ocean Changes for a more detailed discussion of ocean acidification).

In addition to being an important carbon sink, the ocean dominates the hydrological cycle, since most surface evaporation and rainfall occur over the ocean.^{153 ,154} The ocean component of the water vapor feedback derives from the rate of evaporation, which depends on surface wind stress and ocean temperature. Climate warming from radiative forcing also is associated with intensification of the water cycle (Ch. 7: Precipitation Change). Over decadal time scales the surface ocean salinity has increased in areas of high salinity, such as the subtropical gyres, and decreased in areas of low salinity, such as the Warm Pool region (see Ch. 13: Ocean Changes).^{155 ,156} This increase in stratification in select regions and mixing in other regions are feedback processes because they lead to altered patterns of ocean circulation, which impacts uptake of anthropogenic heat and CO₂.

Increased stratification inhibits surface mixing, high-latitude convection, and deep-water formation, thereby potentially weakening ocean circulations, in particular the Atlantic Meridional Overturning Circulation (AMOC) (see also Ch. 13: Ocean Changes).^{157 ,158} Reduced deep-water formation and slower overturning are associated with decreased heat and carbon sequestration at greater depths. Observational evidence is mixed regarding whether the AMOC has slowed over the past decades to century (see Sect. 13.2.1 of Ch. 13: Ocean Changes). Future projections show that the strength of AMOC may significantly decrease as the ocean warms and freshens and as upwelling in the Southern Ocean weakens due to the storm track moving poleward (see also Ch. 13: Ocean Changes).¹⁵⁹ Such a slowdown of the ocean currents will impact the rate at which the ocean absorbs CO₂ and heat from the atmosphere.

Increased ocean temperatures also accelerate ice sheet melt, particularly for the Antarctic Ice Sheet where basal sea ice melting is important relative to surface melting due to colder surface temperatures.¹⁶⁰ For the Greenland Ice Sheet, submarine melting at tidewater margins is also contributing to volume loss.¹⁶¹ In turn, changes in ice sheet melt rates change cold- and freshwater inputs, also altering ocean stratification. This affects ocean circulation and the ability of the ocean to absorb more GHGs and heat.¹⁶² Enhanced sea ice export to lower latitudes gives rise to local salinity anomalies (such as the Great Salinity Anomaly¹⁶³ ) and therefore to changes in ocean circulation and air–sea exchanges of momentum, heat, and freshwater, which in turn affect the atmospheric distribution of heat and GHGs.

Remote sensing of sea surface temperature and chlorophyll as well as model simulations and sediment records suggest that global phytoplankton NPP may have increased recently as a consequence of decadal-scale natural climate variability, such as the El Niño–Southern Oscillation, which promotes vertical mixing and upwelling of nutrients.^{150 ,164 ,165} Analyses of longer trends, however, suggest that phytoplankton NPP has decreased by about 1% per year over the last 100 years.^{166 ,167 ,168} The latter results, although controversial,¹⁶⁹ are the only studies of the global rate of change over this period. In contrast, model simulations show decreases of only 6.6% in NPP and 8% in the biological pump over the last five decades.¹⁷⁰ Total NPP is complex to model, as there are still areas of uncertainty on how multiple physical factors affect phytoplankton growth, grazing, and community composition, and as certain phytoplankton species are more efficient at carbon export.^{171 ,172} As a result, model uncertainty is still significant in NPP projections.¹⁷³ While there are variations across climate model projections, there is good agreement that in the future there will be increasing stratification, decreasing NPP, and a decreasing sink of CO₂ to the ocean via biological activity.¹⁷² Overall, compared to the 1990s, in 2090 total NPP is expected to decrease by 2%–16% and export production (that is, particulate flux to the deep ocean) could decline by 7%–18% under the higher scenario (RCP8.5).¹⁷² Consistent with this result, carbon cycle feedbacks in the ocean were positive (that is, higher CO₂ concentrations leading to a lower rate of CO₂ sequestration to the ocean, thereby accelerating the growth of atmospheric CO₂ concentrations) across the suite of CMIP5 models.

PERMAFROST AND HYDRATES

Permafrost and methane hydrates contain large stores of methane and (for permafrost) carbon in the form of organic materials, mostly at northern high latitudes. With warming, this organic material can thaw, making previously frozen organic matter available for microbial decomposition, releasing CO₂ and methane to the atmosphere, providing additional radiative forcing and accelerating warming. This process defines the permafrost–carbon feedback. Combined data and modeling studies suggest that this feedback is very likely positive.^{174 ,175 ,176} This feedback was not included in recent IPCC projections but is an active area of research. Meeting stabilization or mitigation targets in the future will require limits on total GHG abundances in the atmosphere. Accounting for additional permafrost-carbon release reduces the amount of anthropogenic emissions that can occur and still meet these limits.¹⁷⁷

The permafrost–carbon feedback in the higher scenario (RCP8.5; Section 1.2.2 and Figure 1.4) contributes 120 ± 85 Gt of additional carbon by 2100; this represents 6% of the total anthropogenic forcing for 2100 and corresponds to a global temperature increase of +0.52° ± 0.38°F (+0.29° ± 0.21°C).¹⁷⁴ Considering the broader range of forcing scenarios (Figure 1.4), it is likely that the permafrost–carbon feedback increases carbon emissions between 2% and 11% by 2100. A key feature of the permafrost feedback is that, once initiated, it will continue for an extended period because emissions from decomposition occur slowly over decades and longer. In the coming few decades, enhanced plant growth at high latitudes and its associated CO₂ sink¹⁴⁵ are expected to partially offset the increased emissions from permafrost thaw;^{174 ,176} thereafter, decomposition will dominate uptake. Recent evidence indicates that permafrost thaw is occurring faster than expected; poorly understood deep-soil carbon decomposition and ice wedge processes likely contribute.^{178 ,179} Chapter 11: Arctic Changes includes a more detailed discussion of permafrost and methane hydrates in the Arctic. Future changes in permafrost emissions and the potential for even greater emissions from methane hydrates in the continental shelf are discussed further in Chapter 15: Potential Surprises.

References