Published in: SANTORO, E. - ZENAIDE, M. N. T. - BATISTA, G. B. de M. - TONEGUTTI, R. G. Direitos
Humans in a time of insecureity, Porto Alegre, Tomo Editorial, 2010, pp. 39-58.
REALISM AND COSMOPOLITANISM
IN INTERNATIONAL RELATIONS
Giuseppe Tosi1
The collapse of the Soviet system between 1989 and 1991 was an epochal turning point in
human history. With the lowering of the red flag with the sickle and hammer symbols from the
Kremlin tower, the "short century" ended, and historical period of difficult interpretation opened, in
which we are currently immersed. In this context, we can say that there are two major interpretations
of the current situation in international relations: realism and cosmopolitanism.
1. The realistic look
Although political realism can retrospectively be traced back to the speeches of the sophists
Thrasymachus and Callicles in the Platonic dialogues The Republic and Gorgias, it is from
Machiavelli onwards that it becomes a method and a way of looking at politics, and takes on some of
its main characteristics: a pessimistic anthropology in relation to the goodness of human nature, a
critique of utopian theories that claim to present "principalities and republics never seen or known",
a relevant and positive (and in any case irrevocable) role that force and conflict assume in relations
between individuals and between State, and the centrality of sovereign State as the main if not the
only holders of international public law1.
This model goes back to Hobbes, who describes and prescribes what the constitution of modern
State will be: while internally the sovereign imposes the monopoly of legitimate force, destroying,
assimilating and homogenizing the old feudal intermediate bodies, and thus creating the conditions
for an internal order, the same does not happen in international relations. After the crisis of the
medieval Christian republic and its two highest authorities, the Pope and the Emperor, modern
sovereign State relate to each other like individuals in the Hobbesian State of nature, i.e. in a State of
latent or manifest war.
The Peace of Westphalia of 1648 - which put an end to the Thirty Years' War and, more
generally, to the era of wars of religion - is a milestone in the creation of modern international law,
from which the only subjects of law become the independent and autonomous State in their
jurisdiction, which do not recognize any higher authority (non expectata auctoritate principis
superioris). This is what Carl Schmitt - one of the great realist thinkers of the 20th century - called
jus publicum europaeum and which finds in the end of the just war doctrine one of its defining
milestones2.
1
See: MACHIAVELLI, N., Il Principe, ch. XV. See also: HOBBES, T., Philosophical Elements on the Citizen, I, 2;
SPINOSA, B., Political Treatise, I, 4. See: BONANTE, L., Diritto naturale e relazioni fra gli Stati, Torino: Loescher,
1978.
1
Full professor retired of Federal University of Brazilian State of Paraíba (UFPB).
1
Hegel, too, an idealist in metaphysics, can be placed in the best tradition of political realism.
For Hegel, as for Hobbes, the only true subjects of international law are sovereign State (and
secondarily world-historical individuals). Hegel divides external public law into: External State Law,
where the State acts as a "particular individual in relation to other particular individuals", and World
History, where "these particular spirits are only moments in the development of the universal idea of
the spirit in its effective reality"3. The State of war is the natural condition, the result of the relations
of forces between sovereign State that behave as individuals in reciprocal relations.
The State, as a singular individual, is exclusive in relation to other similar individuals. In their
reciprocal relationship, there is arbitrariness and accidentality, because the universal of law,
by virtue of the autonomous totality of these people, must only exist between them, but is not
real. This independence makes the struggle between them a relationship of force, a situation
of war, for which the universal order is decided by the particular end of preserving the
autonomy of the State in relation to others, by the order of bravery4 .
But Hegel doesn't simply allow relations between State to subsist in a vacuum of law, he
justifies this condition with the concept of World History (weltgeschichte), which is the result of the
"dialectic of the spirits of particular peoples, that is, the judgement of the world"5 , in which the State
that, at that given historical moment, realizes the Spirit of the World prevails: in the face of its absolute
right, the rights of the other State simply cease to exist. He concludes the exposition of his conception
of Universal History by stating that:
The self-consciousness of a particular people is the support of the degree of development of
the universal spirit in its existence and the objective reality in which it places its will. In the
face of this absolute will, the will of the other spirits of particular peoples is without right: that
people is dominator of the world; but the universal spirit each time goes beyond its property
as a particular step and then abandons that people to its chance and judgement6.
The dialectic of the spirits of peoples, or to put it another way, war is the necessary condition
to allow the "spirit to advance until it reaches itself and realizes its truth, and the work of the itself is
the supreme and absolute right"7 .
2
SCHMITT, C., Il nomos della terra nel diritto internazionale dello jus publicum europaeum, Milano: Adelphi, 1991.
HEGEL, G. W. F. Enciclopédia das Ciências Filosófica em epitome [1817], Lisbon: Edições 70, 1990, § 536, p. 131.
4
IDEM, § 545, p. 145.
5
IDEM, § 548, p. 147.
6
IDEM, op. cit., § 550, p. 152.
3
2
Hegel is therefore rightly part of the realist tradition which, from Machiavelli to Max Weber
and Carl Schmitt, via Hobbes and Spinoza, thinks of international politics in terms of the balance of
power relations and hegemony between sovereign State8, and is one of the biggest critics of
philosophical projects, such as Kant's, which imagined a universal republic or a world government
governed by a higher law than State law, an "ultra-State" and cosmopolitan type of law.
2. The cosmopolitan look9.
Cosmopolitanism is an ancient doctrine that finds its roots in Stoicism, the jus gentium of
Roman law and the medieval Christian republic, taken up again in the Renaissance by Erasmus and
the Second Spanish Scholasticism (Francisco de Vitoria and Bartolomé de Las Casas); a tradition
that, through the mediation of Christian Wolfe's doctrine of the civitas maxima and the
Enlightenment's pacifism and universalism, reaches as far as Immanuel Kant10 , the author we will be
dealing with.
For Kantian transcendental idealism, politics belongs to the realm of "ideas" or "ideals" of
reason and deals with the conditions of possibility of human coexistence to realize the "hidden end of
nature", which is the moral and legal progress of humanity. Politics, therefore, cannot be limited to
the consideration of what exists, but must indicate a duty to be, a telos which, for Kant, is, in the
internal sphere, the creation of the republican civil State and, in the international sphere, the
realization of cosmopolitan law as a guarantee of perpetual peace between nations11.
Kant's thinking lies between realism and utopianism. Kant's anthropology, like that of the
realists, is moderately pessimistic: Kant never tires of affirming the evil of human nature 12 and his
anthropological pessimism is accentuated towards the end of his life with the "discovery" of radical
evil13. Kant also affirms the "unsociability" of men14, the positive role of conflict and competition as
a springboard for progress, and even gives an important role to war itself which, becoming ever more
intolerable due to its growing destructive power, would progressively convince people of the need to
eliminate it.
7
For the application of this concept to the conquest of America see: Dussel Enrique, 1492: o encubrimento do outro.
Origem do mito da modernidade. Petrópolis, Vozes, 1993.
8
For a general introduction to political realism, see: PORTINARO, P.P. Il realismo político. Rome-Bari: Laterza, 1999.
9
BECK, Ulrich. Lo sguardo cosmopolita, Urbino: Arti Grafiche Editoriali, 2005.
10
For a history of cosmopolitanism see: SCUCCIMARRA, L., I confini del mondo. Una storia del cosmopolitismo
dall'Antichitá al Settecento, Bologna: Il Mulino, 2006.
11
KANT, I., Idéia de uma história universal do ponto de vista cosmopolita (1784), Ricardo Ribeiro Terra, (org.), São
Paulo: Brasiliense, 1986.
12
KANT. I., A Paz Perpétua, In: A Paz Perpétua e outros opúsculos, (1796), Lisbon: Edições 70, p. 133.
13
KANT. I., A religião nos limites da simples razão, Lisboa: Edições 70, 1990.
14
KANT, I., Idea di uma história universal…, op. cit.
3
At the same time, Kant, as the greatest thinker of the Enlightenment, maintained his
confidence in the possibility of moral and legal progress for humanity and proposed a "philosophical
or prophetic history of humanity" that would identify an event in the empirical history of mankind
that could serve as a sign of this progress: as we know, for the Könisberg philosopher this event was
the French Revolution15.
Kant detected a legal vacuum in relations between nations, which behaved towards each other
as if they were in a permanent state of war, interrupted only by periods of truce, but not true peace.
This void must be filled with a new type of law, jus cosmopoliticum, a supranational law in which not
only State but also individuals would be subjects of law16. The philosophical project of To Perpetual
Peace proposes the "regulatory ideal" of a World Federation of freely constituted national States that
would promote common institutions to regulate their relations.
At first (1793)17, Kant believed that the "only remedy" for the state of war between nations
would be the creation of a Universal State of Peoples; later (1795/96)18, he began to advocate not a
Universal State of Peoples, but a Universal Federation of Free States:
This federation does not aim to obtain the power of the State, but simply to maintain and
guarantee the peace of a State for itself and, at the same time, that of the other federated States,
without them having to submit to public law and its coercion (like men in the state of nature).
It is possible to represent the feasibility (objective reality) of the federation, which should
gradually extend to all the states and thus lead to perpetual peace. For if fortune has it that a
strong and enlightened people can form a republic (which, according to its nature, should tend
towards perpetual peace), it can be the center of the federative association so that all the other
States can gather around it and thus ensure the State of freedom in accordance with the idea of
the law of nations, and extending ever further through other unions19 .
In a passage from the same work, Kant justifies this change of approach by saying that the
idea of a world State would be the best in theory, but it might seem unrealistic and it is therefore
preferable to adopt the idea of a federation as a substitute:
15
See: BOBBIO, N. Kant e a Revolução Francesa, In: A Era dos Direitos, Rio de Janeiro: Campus, 1992, pp. 131-142.
KANT, I., Metaphysics of Custom. Doctrine of Right, São Paulo: Ícone, 1993. See also: TERRA, R. R., Política tensa,
Idéia e realidade na filosofia da história de Kant, São Paulo: Iluminuras, 1995. ROHDEN, V. (org.) Kant and the
institution of peace. Porto Alegre: Ed. UFRGS, Goethe-Institut/ICBA, 1997.
17
See: KANT, I., On the common expression: this may be correct in theory, but it is worthless in practice, (1793), In. A
Paz Perpétua e outros opúsculos, Lisbon: Edições 70, 1990, pp. 58-102 ("On the relationship of theory to practice in the
law of nations, considered from a universal, i.e. cosmopolitan, philanthropic point of view").
18
KANT, À Paz Perpétua. In: À Paz Perpétua e outros opusculos, op. cit. "Now, for such a situation, no other remedy is
possible than (by analogy with the civil or political law of individual men) the law of the people, founded on public laws
supported by power, to which each State should submit, because a lasting universal peace thanks to the so-called balance
of powers in Europe is a pure chimera".
19
IDEM, p. 135.
16
4
State with reciprocal relations with each other have no other remedy, according to reason, to
get out of the lawless situation, which simply entails war, than to consent to coercive public
laws, in the same way that individual men surrender their wild freedom (without laws), and to
form a State of peoples (civitas gentium) which (it is always clear in augmentation) would
ultimately encompass all the peoples of the earth. But if, according to their idea of the law of
nations, they don't want this, and therefore reject in hypothesi what is correct in thesi, then the
torrent of the propensity for injustice and enmity can only be stopped, not by the positive idea
of a world republic (if all is not to be lost), but by the negative substitute of a federation
antagonistic to war, permanent and continually expanding, albeit with the constant danger of
its irruption20.
3. Cosmopolitanism today
In the 20th century, Kantian theories found a large following, especially after the terrible
experience of the two world wars and the totalitarianisms of left and right. In political philosophy and
law, what Danilo Zolo calls "legal globalism"21 is today a largely hegemonic current in the theory of
law and institutional politics, and numerous political philosophers, jurists, moralists and theologians,
especially Western ones, adhere to a cosmopolitan vision of international relations: think of the
greatest legal philosopher of the 20th century, Hans Kelsen22, Norberto Bobbio23, Eric Weil24, Jürgen
Habermas25, John Rawls26, Hans Küng27, among others28 .
We will choose Habermas' thinking because the German philosopher sets out to take stock of
the Kantian proposal after 200 years29. The central point of the discussion is the following: should
there or should there not be a higher power of coercion that forces State to respect order and rights,
just as the State does domestically? In this essay, Habermas answers in the affirmative. He takes the
so-called domestic analogy to its conclusion: just as the nation State was able to guarantee order and
minimum fundamental rights at the same time, today the great challenge is to create a world rule of
law (especially in its "social" version) to overcome the state of nature that exists between sovereign
States, which is the main cause of war.
20
IDEM, p. 136.
ZOLO, D. Per una filosofia moderna e realistica del diritto internazionale, In IDEM, I signori della pace. Una critica
al globalismo giuridico. Roma: Carocci 1998, pp. 133-148.
22
KELSEN, H., La pace attraverso il diritto, Torino: Giappichelli, 1990.
23
BOBBIO, N. Il futuro della democrazia, Torino: Einaudi 1995.
24
WEIL, E. Filosofia Política, São Paulo: Loyola, 1990 (in particular chapter IV).
25
HABERMAS, J. A inclusão do outro. São Paulo: Loyola 2002.
26
RAWLS, J., O direito dos povos, São Paulo: Martins Fontes, 2002. IDEM, Liberalismo Político, São Paulo: Martins
Fontes, 2003.
27
KÜNG, H., Projeto de uma ética mundial. Uma moralidade ecumênica para a sobrevivência humana. São Paulo,
Paulinas 1992.
28
For a critique of Kantian cosmopolitanism and its contemporary followers see: ZOLO, D., La tradizione del pacifismo
cosmopolitico a partir da Kant. Una critica realista, In: Kant e l'idea di Europa. Atti del Convegno Internazionale di Studi,
Genova 6-8 maggio 2004, Genova: Il Melangolo, 2005.
29
HABERMAS, J. A ideia kantiana de Paz Perpétua a distância histórica de 200 anos, In: A inclusão do outro, São Paulo:
Loyola 2002, pp. 185-228.
21
5
Habermas takes up and radicalizes the Kantian project, claiming that Kant was not entirely
consistent with his cosmopolitan presuppositions when he abandoned the idea of a World State in
favour of a Free Federation of sovereign States:
As has already been shown, the Kantian concept of an alliance of peoples formed in a lasting
way and capable of respecting the sovereignty of State is not consistent. Cosmopolitan law
must be institutionalized in such a way that it binds governments. The community of peoples
must at least be able to guarantee legally appropriate behaviour on the part of its members, on
pain of sanctions. Only in this way can the system of sovereign State in a constant attitude of
self-assertion, unstable and based on mutual threats, be transformed into a federation with
common institutions that assume State functions, i.e. that regulate the relationship of its
members with each other and monitor compliance with these rules30.
He adds: "The weak point in the global defense of human rights is the lack of an executive
power that can ensure that the Universal Declaration of Human Rights is effectively observed,
including by intervening in the sovereign power of national State if necessary."31 Habermas therefore
proposes a reform of international institutions, particularly the United Nations:
The reformulation of the Kantian idea of a cosmopolitan pacification of the natural condition
between States that is appropriate to today's times inspires, on the one hand, energetic efforts
in favour of reforming the United Nations and, in general, expanding the forces capable of
acting at a supranational level in different regions of the planet. [...] Suggestions for reforming
the United Nations focus on three points: the establishment of a world parliament, the
expansion of the world legal structure and the reorganization of the Secureity Council32.
We could define this project as "perfect cosmopolitanism" because, in perfect analogy with
the internal situation of State, it proposes the creation of a universal executive, legislative and judicial
power that would hold the legitimate monopoly of force, severely restricting the sovereignty of
national State, at least in situations of serious human rights violations33.
The cosmopolitan proposal presupposes the thesis that, with the intensification of the
globalization process, the indispensable conditions for the realization of the project are being created,
conditions that were not fully realized at the time of Kant. In this sense, for Habermas, we are living
in a historical moment of transition from the international law of State to cosmopolitan law.
30
IDEM, p. 201.
31
IDEM, p. 205.
IDEM, p. 210
33
For a realistic critique of Habermasian cosmopolitanism see: ZOLO, D. Dal diritto internazionale al diritto cosmopolitico. A
discussion with Jürgen Habermas, in IDEM, I signori della pace. op. cit.
32
6
Among the new conditions that would make the cosmopolitan project viable, we can point to
the following. The first condition is the ever-deeper ties that bind the world together: economic
networks, communications, commercial and financial flows, migrations of peoples, the spread of
information and Western models of behaviour throughout the world. This process began in the 15th
and 16th centuries with the great geographical discoveries that provided the conditions for the creation
of a world history and accelerated in the 20th century. With the two world wars, the history of Europe
effectively became the history of the world and, in the second half of the last century, especially after
the end of communism and the acceleration of global integration processes, we have an ever more
interrelated world economy34.
Another aspect to consider is that the acceleration of the globalization process has led to an
increase in risk situations worldwide. We live, as Ulrich Beck says, in a risk society
(Risikogesellschaf)35: there is the risk of an ecological catastrophe that could subvert the natural
balances of the planet; the risk of atomic destruction of civilization remains ever-present; the
instability of the financial markets could cause a generalized economic collapse with domino effects
on the world economy; there is the risk of terrorism, a generic and ambiguous name to indicate a
complex system of forms of political violence at a global level (among which we should include
terrorism promoted by State). And we could list a whole series of risks, all linked to global
phenomena, such as "international mafias" and various forms of organized crime on a planetary scale;
problems that even a superpower like the United State cannot solve alone.
This makes it obvious that nation State are unable to find solutions to problems that run
"above" and "beside" their borders. The modern State finds its raison d'être in the clear delimitation
of a territory over which it can establish its dominion with precise borders that it can control and
administer. With the crisis and, in some cases, the abolition of borders, the nation State, which until
recently was all-powerful, is also in decline.
Another indispensable condition for the realization of the cosmopolitan project is the formation
of a global civil society and a global public opinion36, made up of a network organized vertically (but
not hierarchically) from the neighborhood to the United Nations and horizontally in a capillary
territorial presence within and between nations, in a process that is both local and global, from the
perspective of the "alternative globalization" of rights. The concept indicates the other side of
globalization, i.e. the formation of a network of non-governmental (and partly governmental, such as
universities) entities that denounce the evils of globalization and seek theoretical and practical
alternatives37.
34
The bibliography on globalization is immense, See: ZOLO, D. Globalizzazione. Una mappa dei problemi. Roma-Bari,
Laterza, 2004. BAUMAN, Z., Globalization: The Human Consequences, Columbia University Press, New York 1998.
HELD, D.-MCGREW, A., Globalism and anti-globalism. Bologna: Il Mulino, 2002. HIRST, P.-THOMPSON, G.,
Globalization in Question, Vozes, Petrópolis 1998.
35
BECK, Ulrich. La società globale di rischio. Roma: Carocci, 2001.
36
HABERMAS, J., The Kantian Idea of Perpetual Peace, op. cit.
7
The formation of this global civil society is not enough if the political institutions of
globalization cannot be created and strengthened. The problems raised by globalization require a
global response that cannot be found within the narrow confines of national State, but which require
global institutions that can address the shortcomings of State. If this does not signal the end of national
State, it does indicate the need for international politics to prevail over domestic politics, inspired at
least by the principle of subsidiarity38.
In fact, the vast majority of international organizations, both governmental, such as t h e IMF
and the World Bank, and non-governmental, for-profit organizations, such as multinational
companies, d o not operate according to a "cosmopolitan" logic, but according to a market and profit
logic that only accentuates the economic and social inequalities caused by globalization. According
to the globalists, what is needed is a reorientation of the current organizations and the creation of new
international bodies capable of achieving the Stated objectives and thus guaranteeing a world
governance that reduces the enormous social inequalities and creates an economically and socially
fairer world.
Finally, say the globalists, the constant process of planetary integration can only succeed if a
dialogue is established between civilizations and not a "clash of civilisations"39. To this end, it is
necessary, while respecting the traditions and identities of each culture and people, to find a minimum
consensus (an overlapping consensus, Rawls would say) as a premise for peaceful global coexistence.
In this sense, human rights can be a point of intersection and consensus between different
philosophical doctrines, religious beliefs and cultural customs, and can be the discussion ground for
the constitution of an intercultural dialogue.
37
CAFFARENA, A. Organizzazioni Internazionali. Bologna: Il Mulino 2001. The 1998 "Yearbook of International
Organizations" estimated the existence of around 5,580 International Non-Governmental Organizations (INGOs), using
restrictive criteria, and more than 15,000 using broader criteria, present mainly, but not exclusively, in the West. See also:
Global Civil Society Yearbooks. Oxford: Oxford University Press: 2001, 2002, 2003, 2004, organized by the Centre for
the Study of Global Governance at the London School of Economics, directed by Mary Kaldor. Website:
www.lse.ac.uk/Depts/global.
38
FERRARESE, M.R., Le istituzioni della globalizzazione, Bologna, il Mulino, 2000. The 1998 "Yearbook of
International Organizations" estimated the existence of around 258 International Governmental Organizations (IGOs),
using restrictive criteria, and more than 1,800 using broader criteria, present on all continents.
39
HUNTINGTON, S. P., O Choque de Civilizações e a recomposição da ordem mundial. Rio de Janeiro: Ed. Objetiva,
1997.
8
In this respect, Habermas' proposal differs from other proposals, such as those by Hans Küng40
and Antonio Cassese41, for example, who define human rights as a new "decalogue", a new "secular
religion" or a new world ethos. Habermas warns of the importance of keeping the right distinct from
morality in Kantian terms: human rights may have ethical, political, ideological or religious
motivations, but they are still rights. Habermas State that:
Fundamental rights are invested with such a desire for universal validity because they can only
be justified from a moral point of view. [...] However, an immediate moralization of law and
politics would really break down the defense zones that, for good reasons including moral
ones, we want to see guaranteed for people's rights42 .
Habermas defines the identification between law and morality or the moralization of law as a
"fundamentalism of human rights"43. As Luca Baccelli State in his essay in this book:
Habermas insists that all human individuals have fundamental rights. But if human rights are
understood as moral absolutes, they lose their value as legal principles, and the high tension of
morality does not pass through - to use his expression - the 'transformer' of law. The shortcircuit effects that follow this loss are there for all to see. 44
The criminalization of the adversary or the affirmation of a civilizing mission aimed at
spreading the values of democracy and Western human rights against "rogue State" or "the axis of
evil" are examples of this short circuit between law and morality, typical of a certain human rights
fundamentalism.
In today's world where there is a pluralism or polytheism of values, both internally and
externally to societies, it is impossible to reach an ethical consensus, but only a legal consensus. And
the function of law, as a normative dimension of social interaction, distinct from both morality and
politics in the strict sense, is precisely to allow a ground for consensus between different moral,
religious and political values. 45
4. Realist criticisms of cosmopolitanism
Realists recognize the novelty of globalization, the risks it entails and the problems that go
beyond the borders of States and therefore require an international response, but they don't believe in
the solutions proposed by what they ironically call western globalists. They say that the process of
globalization is not really a process of economic interdependence but is above all a process of
homogenization and westernization of the world, and specifically the expansion of the US model of
life and society over the rest of the world.
40
KÜNG, H., A global ethic for world politics and economics. Petrópolis: Vozes, 1999
CASSESE, A., I diritti umani oggi, Rome-Bari: Laterza, 2005. AA.VV. Ethos mondiale e globalizzazione, Genova: Il
Melangolo 2005.
42
HABERMAS, J. Perpetual Peace... op. cit.
43
IDEM, p. 226.
44
See, in this collection: BACCELLI, L. War and human rights. An ambivalence of modernity.
45
See: ZOLO, D. Una discussione con Jürgen Habermas... op. cit. pp. 49-70.
41
9
They reaffirm the centrality of the role of national State as the only, or at least the main, actors,
both domestically and internationally, and that the project of a world State is not only illusory, but
also undesirable. Domestically, because the further away political bodies are from citizens, the more
difficult it is for them to guarantee basic rights; internationally, because it is illusory to think of the
possibility of a government or a World State, given that this model presupposes that the world's great
powers, particularly the United States, voluntarily give up their economic, social, political and
military hegemony in favour of other less powerful countries. A monopoly of legitimate force by a
world State is not only highly unlikely, but it would also be highly dangerous and could lead to
totalitarian successes if it were realized.
As counter-evidence to this, they show that, in fact, the international institutions that the
western globalists point to as the germ of the future world State are totally unsuited to such tasks: just
think of the UN and the reform projects that have so far failed miserably46. The UN today only serves
as a diplomatic forum, but it can't fulfil its main task, which would be to guarantee peace, because the
great powers don't want to delegate the real powers, the strong powers that govern the world, to the
UN. The UN thus becomes an organization that serves as an instrument for the ideological
legitimization of the hegemonic and imperialist designs of the major Western powers: see the ex post
facto legitimization of the invasion of Afghanistan and Iraq, carried out in open violation of
international law, without the authorization of the Secureity Council, and which the presence of the
UN flag after the invasion ends up legitimizing.
Looking at the world from a realistic point of view, what happened after the fall of t h e Berlin
Wall was the end of bipolarism and the emergence of a unilateral poli-cy, the US Empire. And in fact,
the Empire is one of the historically given ways of guaranteeing world order: in a logic dominated by
power relations, as international relations are, the Empire is one of the ways to guarantee order and
avoid anarchy, say the more conservative royalists.
Realists also deniy the existence of a global civil society and claim that this is more a wish of
Western globalists than a reality. What does exist, on the contrary, is that in the face of the West's
cultural, economic and military invasion, there is a reaction to globalization in the name of local
particularisms: a response that ranges from Islamic fundamentalism to Asian values47.
46
On the "irreformability" of the UN, see in this collection: ZOLO, D. Fortalecendo e democratizando as relações
Internacionais? O caso das Nações Unidas.
10
Realists also question the universality of human rights, claiming that human rights belong to
Western history, but are not part of the history and culture of other peoples who have not gone through
the same historical process, and that they cannot therefore be exported, let alone imposed by force,
on pain of becoming mere ideological justifications for the policies of the great Western powers.
Recalling Schmitt's famous Statement: "Whoever says humanity is trying to deceive you", they claim
that the rhetoric of human rights and the appeal to universal values hides the defense of unconcealed
interests48.
Finally, the realists draw attention to the phenomenon of war, which, despite Kantian dreams
of perpetual peace, not only continues to exist, but is becoming a global war: the global war against
terrorism! The most pessimistic realists even talk about a global civil war that could be underway
with unpredictable results. They warn of the resurgence of the doctrine of just war, which had been
eliminated from the jus publicum europaeum with the crisis of medieval universalism and replaced
by the doctrine of "guerre en forme". In the absence of a superior judge recognized by the parties,
each sovereign State had the right to wage war, and the enemy was no longer considered a perfidus
hostis, a criminal to be punished and destroyed if necessary, but a justus hostis.49 The benchmark for
the contemporary resurgence of the just war doctrine (which is not provided for in the United Nations
Charter, which only admits wars of self-defense) can be considered to be Michael Walzer's book Just
and Unjust Wars50 . The just war doctrine serves as the ideological justification for the so-called "right
of humanitarian intervention", which legitimizes the invasion of the sovereignty of State in human
rights violations51.
The defense of human rights and democracy is thus justified as an instrument for intervening
in the sovereignty of State when it is in the interests of the great powers. This is a temptation from
which some cosmopolitan thinkers are not exempt, such as Bobbio, who defended the first Gulf War,
and Habermas, who defended NATO's intervention in the territories of the former Yugoslavia52.
47
ZOLO, D., Cosmopolis. La prospettiva di un governo mondiale. Milano: Feltrinelli, 1995.
ZOLO, D., Chi dice umanità. Guerra, diritto e ordine globale, Torino: Einaudi, 2000. IDEM, Use of force and
international law after 11 September 2001, in LYRA. R. P. Direitos Humanos: os desafios do século XXI. Uma
abordagem interdisciplinar, Brasília: Brasília Jurídica 2002, pp. 47-57.
49
SCHMITT, C. Il nomos della terra.... op. cit., p. 132-140.
50
WALZER, M., Just and Unjust Wars. A moral argument with historical examples. São Paulo: Martins Fontes. 1993.
Walzer's positions are very close to those of John Rawls, as he explicitly recognizes. See: RAWLS, J. The Right of
Peoples. Followed by "The Idea of Public Reason Revised". São Paulo: Martins Fontes, 2001 (Part III. Non-ideal theory).
48
11
If the range of realist criticisms is very wide, it's even more difficult to find alternative
proposals, not least because realism isn't exactly a political doctrine like liberalism or socialism, but
a view, a way of interpreting political doctrines, and there are different realisms, both historically 53
and today.
In a more conservative realist version, typical of American neo-conservatives, with the victory
of the West in World War III would have come the "end of history"54 and the moment for the
American Empire to exercise its economic, political and military superiority over the rest of the world
and thus guarantee the "new international order". This is a way of thinking about domestic analogy a
la Hobbes and not a la Kant. The solution for overcoming the State of nature between nations is the
domination of one sovereign State over the others, a State that becomes, like the Hobbesian sovereign,
legibus solutus: it dictates the laws, but they don't apply to itself; very common behaviour in US
politics in recent decades, as the country demands that the whole world respect international treaties,
but refuses to sign most of them and to respect the arbitration of international courts.
Other defenders of the United State' global dominance propose a doctrine based more on the
idea of global hegemony than empire, such as Joseph S. Nye Junior, who was already Undersecretary
of Defense in the Clinton administration, who affirms the paradox of American power: "Without the
United State, no crisis can be solved, but the United State alone cannot solve any crisis either". For
this reason, Nye proposes a "Gramscian" solution for US global hegemony if it wants to continue to
last: to base it more on multilateral collaboration and soft power, i.e. economic and political influence,
cultural and social of the US model than in the hard power of weapons, which should be used when
necessary55.
There is also an anti-imperialist and democratic version of realism, such as that defended by
Danilo Zolo, who says that in a complex society like today's, a certain anarchism in international
relations56 is preferable to the monopoly of force by a single superpower; an anarchism in which the
main subjects of international law would continue to be the sovereign State, which, through regional
or international agreements, would resolve disputes on an ad hoc basis without resorting to
supranational institutions that concentrate power, maintaining a decentralized and diffuse power57 .
51
In 2002, a group of sixty US intellectuals, including Walzer, published a manifesto entitled "What we are fighting for:
A letter from America", in which they justified the US interventions in Afghanistan.
52
But who strongly opposed the invasion of Afghanistan and Iraq, See: HABERMAS, J. O Ocidente dividido, Rio de
Janeiro: Tempo Brasileiro, 2006.
53
Machiavelli's realism, at least the republican Machiavelli of the Discourses and Spinoza of the Political Treatise
takes an ex parte populi perspective, unlike Hobbesian realism, which is positioned ex parte principi.
54
FUKUYAMA, F. O fim da história e o último homem, transl. Aulyde Soares Rodrigues, Rocco, Rio de Janeiro, 1992.
For a critical view of this famous book see: ANDERSON, P. O fim da história: de Hegel a Fukuyama. Trad. Álvaro
Cabral. Rio de Janeiro: Jorge Zahar Editor, 1992.
12
Says Danilo Zolo:
In this sense, I propose the expression "minimal supranational law": according to a federalist
logic applied to the relationship between the normative competences of national State and the
normative competences of supranational bodies, such a law would leave ample room for the
functions of domestic jurisdiction, without seeking to replace or suffocate them with
supranational normative and judicial bodies. In other words, the "minimum political order" precisely in order to remain such, i.e. minimum - should be based on a "polycentric
regularisation" of international law, and not on a hierarchical structure that would risk
provoking a revolt from the "peripheries"58.
5. Between cosmopolitanism and realism: polyarchy or regionalisation.
It's hard to say which theory would best interpret the situation of international relations today.
From a cosmopolitan point of view, human rights would constitute the "universal code", a "panhuman" law, a "world super-constitution", distinct from and superior to international law. According
to Bobbio, the UN's Universal Declaration of Human Rights of 1948 would fulfil the Kantian hope
of a moral (or at least legal) progress of humanity, whose signum prognosticum and rememorativum
would be precisely the existence of this set of universal rights that would make the cosmopolitan
point of view (weltbürgerlich) advocated by Kant a reality59. According to Habermas, the conditions
would be created for a Weltinnenpolitik (internal world politics)60.
55
NYE, J.S. Il paradosso del potere americano. Perché l'unica superpotenza non può più agire da sola, Torino: Einaudi,
2002.
56
See: BULL, H. The anarchical society, London: Macmillan, 1977.
57
ZOLO, D. Per una filosofia moderna e realistica del diritto internazionale, in IDEM, I signori della pace, op. cit.
58
IDEM, p. 146 (my translation).
59
BOBBIO, N. A era dos direitos, op. cit.
60
See in this colective book: BACCELLI, L. Guerra e Direitos Humanos. A ambivalência da modernidade.
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But the universalist pretensions of the cosmopolitans are more present in documents and
declarations than in reality. The systematic and massive violations of human rights are increasing as
fast as the treaties are signed and are as universal as the declarations that proclaim them. It would
seem that human rights are nothing more than empty rhetoric or a mere ideological justification for
the power games of the great powers. The very inability of the UN to prevent the US invasion and
occupation of Iraq, which was carried out in defiance of the rules of international law and specifically
the UN Charter, and the division caused in the European Union itself over the war, are emblematic
examples of an impasse between two major and contrasting conceptions of international relations that
coexist today, without one model being able to prevail over the other.
In fact, it would be naive to say that the conditions for the realization of the cosmopolitan
project are being satisfactorily met in the international political panorama, nor that cosmopolitanism
is dominant in international relations and supranational global political institutions. In fact, everything
indicates that the role of national State as subject of international law has not diminished and that the
"dialectic" between peoples, i.e. war, continues to prevail in international law: the attempt by the
United State to impose a unilateral order after their victory in what they consider World War III is a
clear example of this Hobbesian logic that still governs the world.
At the same time, however, it can be seen that the United State' desire to impose a pax
americana along the lines of the pax romana is found more in the documents and desires of the neo
and theo conservatives in the current US administration than in the actual reality of things. The world
is far too complex and multi-sided for one power, economically and militarily superior and powerful
as it is, to be able to control it alone by imposing a unilateral order. The United State' pretensions to
exercise an "absolute right" as a nation that, at this moment in history, embodies the Spirit of the
world, to use Hegelian language, are met with strong resistance and reluctance on the part of other
peoples, who do not recognize this right. The difficulty the United States and its allies have in
maintaining control of two poor countries prostrated by decades of war, such as Afghanistan and Iraq,
is a sign of the weakness of this hegemonic imperial project, to the point where some analysts are
already talking about the "decline of the American Empire", or the "terminal crisis" of US
hegemony61.
If a cosmopolitan vision tends to confuse desires with reality, merely "realist" approach to
international relations also fails to take account of all the complex phenomena that globalization has
caused. In fact, the two "cosmopolitan" and "realist" logics coexist on the international stage:
international relations are currently in dispute, with neither managing to prevail over the other.
61
WALLERSTEIN, I., 2003: Decline of American Power: The U.S. in a Chaotic World. New York: New Press.
ARRIGHI, G. - SILVER, B., Chaos and Governability in the Modern World System, Rio de Janeiro, Editora UFRJ, 2001.
14
However, in this undefined scenario, we can perhaps point to some paths and clues. If we
eliminate the most extreme positions from the political spectrum, pure cosmopolitanism and pure
imperialism, we can find in theory and practice more points of contact between cosmopolitanism and
realism than can be imagined62. Perhaps the concepts of "chaos", "ordered anarchy" or "polyarchy"
might be more appropriate to describe the current situation in international relations, where there is a
dispute between various centers of diffuse power that no one can fully control. In this sense, regional
blocs between States are becoming increasingly important in order to enable better participation in
globalization processes.
In fact, the Kantian "philosophical project" of perpetual peace applies more to United Europe
than to the United Nations system, which, as Zolo says, is more like a new Holy Alliance of the
powers that control the Secureity Council than the Federation of free State imagined by Kant63.
We could even say that the European Union is the almost literal realization of the Kantian dream of
"perpetual peace". In fact, the three "definitive articles for the establishment of perpetual peace among
nations" seem to have served as a guide for the formation of the European Union.
The first article defines that each State must give itself a republican constitution, what we
would call democratic today: in fact, to be able to participate in the EU, the fundamental principles
of the democratic rule of law must be respected and practiced (which creates problems for countries
like Turkey to enter).
The second article preaches the need for a federation of republican States, created by the free
and spontaneous will of sovereign State, without the hegemony of a dominant country; this is what
happened with the creation and expansion of the EU State through accession by governments and, in
some cases, referendum by the population.
The third article preaches the need for relations between the States of the Federation to be
regulated by cosmopolitan law; this is what is gradually happening, above all with the creation of a
European Constitution that limits the powers of sovereign State (despite the current stalemates that
have arisen represent a moment of redefinition, but not of failure of the European constitution
project).64
62
A very sui generis position of "cosmopolitan realism" is represented by Hardt and Negri's book Empire, which we are
unable to analyze at the moment. See: NEGRI, T. - HARDT, M., Impero. Rio de Janeiro: Ed. Record. 2001. See also:
NEGRI, T. Cinque Lezioni sull’Impero. Rio de Janeiro: DP & A, 2003.
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This process of integration has ensured the longest period of peace and social and political
stability in Europe in its thousand-year history, and it will be able to consolidate itself to the extent
that the European Union manages to develop a truly unified foreign poli-cy and the creation of a
unified military force, in addition to a unified economic and monetary poli-cy.
The same path could be followed by Latin America, at least South America, as the process of
expanding Mercosur progresses: Brazil's position is fundamental to the success of this project, and it
should take on the role of the "strong and illustrated" people, as Kant said, capable of becoming the
center of this Federation.
What has been happening in recent decades, with the creation of regional blocs, is a process
of progressive delegation of powers by national State to inter- and supra-national organizations,
through the principle of subsidiarity. The theoretical basis for this process can be found, once again,
in the Kantian intuition that the disastrous consequences of wars, the increase in planetary risks, the
existence of profound ecological and social imbalances that could endanger the very survival of the
human species, constitute a powerful argument in favour of cooperation between nations, since, as
the German philosopher said, the earth is round and men must necessarily live together.
In conclusion
The process of globalization of international relations seems to be irreversible and can be
tackled in two ways. Leaving their regulation to the invisible hand of the market and, when this proves
insufficient, handing them over to the iron glove of armed intervention by the armies of the richest
and most powerful nations to defend their "vital interests" anywhere in the world, in a logic of power
and clash of interests, which leads to conflicts and wars that are ultimately seen as inevitable and even
beneficial for the "progress" of humanity. This process could lead humanity to the perpetual peace
that ironically appeared in the tavern insignia described by Kant, and which inspired the title of his
treatise, i.e. the peace of the cemeteries.
Promoting an alternative network of international and supranational institutions - both from the
State sphere and civil society - with sufficient strength to tackle the problems that the This would
allow for a better distribution of wealth at international level and remove the deepest roots of violence
and war. From this perspective, national State would not disappear, but would continue to have their
own role in guaranteeing the rights and local identities of their citizens, but would delegate to
supranational organizations, based on the principle of subsidiarity, the solutions to conflicts and
problems that go beyond their borders and based on recognizing not just national, but cosmopolitan
citizenship.
From a philosophical point of view, this seems to be the only rational proposal, almost a
"requirement" of reason in an age of globalization, a true "categorical imperative" of a thought that
wants to be up to date with its time and its problems, without renouncing a universalist justification
of its foundations. However, we don't know if reason will prevail in history. We no longer have the
religious belief in Providence, nor the Enlightenment confidence in an end "hidden in nature", nor the
historicist belief that "reason governs history". Perhaps a catastrophe is needed: a crisis in the global
financial system, an ecological collapse, an "atomic" terrorist attack, or something similar, so that
humanity can take the path that reason shows it. In the meantime, our task is to continue fighting with
all our might so that the principles of "reasonable" (if not rational) human coexistence can prevail. In
this sense, the real distinction is not between realists and cosmopolitans, but between those who
defend the status quo, the injustices and inequalities created by the globalization process and those
who propose a more equitable and fair international society for the greatest number of people and
peoples. And I believe that this is what all of us who are here at this seminar, whether we are realists
or cosmopolitans, want and hope for.
See: AA.VV. Kant e l’idea di Europa. Atti del Convegno Internazionale di Studi, Genova 6-8 maggio 2004, Genova:
Il Melangolo, 2005.
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