Nevada Commission on Ethics v. Carrigan

Nevada Commission on Ethics v. Carrigan
Nevada Commission on Ethics v. Carrigan
	Supreme Court of the United States
Argued April 27, 2011; Decided June 13, 2011
Full case name	Nevada Commission on Ethics, Petitioner v. Michael A. Carrigan
Docket no.	10-568
Citations	564 U.S. 117 (more) 131 S. Ct. 2343; 180 L. Ed. 2d 150
Argument	Oral argument
Opinion announcement	Opinion announcement
Holding
	The Nevada Ethics in Government Law is not unconstitutionally overbroad.
Court membership
	Chief Justice John Roberts Associate Justices Antonin Scalia · Anthony Kennedy; Clarence Thomas · Ruth Bader Ginsburg; Stephen Breyer · Samuel Alito; Sonia Sotomayor · Elena Kagan
Case opinions
Majority	Scalia, joined by Roberts, Kennedy, Thomas, Ginsburg, Breyer, Sotomayor, Kagan
Concurrence	Kennedy
Concurrence	Alito (in part)
Laws applied
	U.S. Const. amend. I

Nevada Commission on Ethics v. Carrigan, 564 U.S. 117 (2011), was a Supreme Court of the United States decision in which the Court held that the Nevada Ethics in Government Law, which required government officials recuse in cases involving a conflict of interest, is not unconstitutionally overbroad. Specifically, the law requires government officials to recuse themselves from advocating for and voting on the passage of legislation if private commitments to the interests of others materially affect the official's judgment. Under the terms of this law, the Nevada Commission on Ethics censured city councilman Michael Carrigan for voting on a land project for which his campaign manager was a paid consultant. Carrigan challenged his censure in court and the Nevada Supreme Court ruled in his favor, claiming that casting his vote was protected speech. The Supreme Court reversed, ruling that voting by a public official on a public matter is not First Amendment speech.

Background

Sparks, Nevada, where Michael Carrigan was elected City Councilman

Nevada's Ethics in Government Law

Nevada's Ethics in Government law states that "a public officer shall not vote upon or advocate the passage or failure of, but may otherwise participate in the consideration of, a matter with respect to which the independence of judgment of a reasonable person in the public officer’s situation would be materially affected by... the public officer’s commitment in a private capacity to the interests of others."^[1] The law further defines commitment in a private capacity to the interests of others as "a commitment to a person who is a member of the public officer’s or employee’s household; is related to the public officer or employee by blood, adoption or marriage within the third degree of consanguinity or affinity; employs the public officer or employee or a member of the public officer’s or employee’s household; whom the public officer or employee has a substantial and continuing business relationship; or any other commitment or relationship that is substantially similar to a commitment or relationship described."^[2]

Investigation of Michael Carrigan

The Nevada Commission on Ethics, the body responsible for administering and enforcing the Ethics in Government law, opened an investigation into Michael Carrigan.^[3] In 2007, the Commission found that Michael Carrigan, an elected member of the City Council of Sparks, Nevada, had violated the law for not abstaining from voting on a hotel/casino project known as the Lazy 8 project.^[4] The Commission held that Carrigan's relationship with Carlos Vasquez—Carrigan's friend, former political advisor, and a paid consultant on the Lazy 8 project—was significant enough to warrant recusal under the ethics law.^[5] However, the Commission found that Carrigan's violation was not willful^[6] and that Carrigan did not use his position to secure or grant unwarranted privileges for Vasquez.^[7] Carrigan petitioned for judicial review of the decision, which was denied by a district court but granted by the Supreme Court of Nevada.^[8]

Nevada Supreme Court Ruling

In 2010, a majority of the Nevada Supreme Court held that voting by public officers on public issues is protected speech under the First Amendment and that the ethics law was unconstitutionally overbroad in violation of the First Amendment.^[9] The dissent argued that there was no previous decision that held that a public official voting was core political speech.^[10] The Supreme Court of the United States granted certiorari in January 2011.^[11]

Opinion of the Court

Justice Scalia delivered the opinion for the Court.

Justice Scalia wrote the opinion of the Court, which reversed the Supreme Court of Nevada, holding that the Ethics Act did not violate the First Amendment. Scalia wrote, "a 'universal and long-established' tradition of prohibiting certain conduct creates a strong presumption that the prohibition is constitutional"^[12](citing Republican Party of Minnesota v. White) and that "the Nevada Supreme Court and Carrigan have not cited a single decision invalidating a generally applicable conflict-of-interest recusal rule-- and such rules and have been commonplace for over 200 years".^[13] The Court held that the Nevada Supreme Court's belief that recusal rules violate legislators' First Amendment rights is inconsistent with long-standing traditions of Congress,^[14] the judiciary,^[15] and the States.^[16]

Further, the Court found that a legislator's vote is representative of the legislator's power, but rather belongs to the legislator's constituents.^[17] Therefore, restrictions on legislators' voting cannot infringe on the legislator's individual right to speech. The Court held that even if a vote could express personal views, the ethics law would still not be a violation of Carrigan's First Amendment rights because "this Court has rejected the notion that the First Amendment confers a right to use governmental mechanics to convey a message."^[18]

Kennedy's Concurrence

In his concurrence, Justice Kennedy voiced concern that the ethics law had vague language^[19] and was an invitation for selective enforcement.^[20] Kennedy joined the Court's opinion because "the act of casting an official vote is not itself protected by the Speech Clause of the First Amendment",^[21] however he noted that "as the Court observes, however, the question whether Nevada’s recusal statute was applied in a manner that burdens the First Amendment freedoms discussed above is not presented in this case".^[22] The Court did not consider the issue because such an argument was not raised in the Nevada Supreme Court case or Carrigan's brief in opposition to the writ of certiorari.^[23]

Alito's Concurrence

Justice Alito concurred in part and concurred in judgment.^[24] Alito disagreed with the Court in finding that restrictions upon legislators' voting are not restrictions upon legislators' speech.^[25] Alito argued that "the act of voting is not drained of its expressive content when the vote has a legal effect".^[26] Despite disagreement on whether legislators' voting constitutes speech, Alito concurred in judgement based on the Court's arguments that legislative recusal laws have historically been long standing and not overturned.^[27]

Notes

^ §281A.420(3)
^ §281A.420(8)(a)-(e)
^ §281A.280(1)
^ "Councilman Carrigan violated NRS 281.501, subsection 2, by not abstaining from voting on the Lazy 8 matter at the August 23, 2006 Council meeting." p. 5
^ "The independence of judgement of a reasonable person in Councilman Carrigan's position would be affected by the commitment and relationship Councilman Carrigan shares with Mr. Vasquez. Therefore, the Commission ruled that during the August 23, 2006 Council meeting, when the Lazy 8 matter was heard, Councilman Carrigan had a commitment in a private capacity to the interest of Mr. Vasquez" p. 8
^ "Councilman Carrigan's violation… was not willful" p. 5
^ "[Councilman Carrigan] did not use his position in the government to secure or grant unwarranted privileges, preferences, exemptions or advantages for Carlos Vasquez" p. 4
^ "Appeal from a district court order denying a petition for judicial review… reversed." Opinion p. 1
^ "we first conclude that voting by public officers on public issues is protected speech under the First Amendment… we conclude that NRS 281A.420(8)(e) is unconstitutionally overbroad in violation of the First Amendment" Opinion p. 3
^ "Before today, no published decision has held that an elected local official engages in core political speech when he or she votes" Dissent p. 1
^ "Petition GRANTED." Entry for Jan 7 2011
^ p. 4
^ p. 4
^ "Within 15 years of the founding, both the House of Representatives and the Senate adopted recusal rules. " p. 4
^ "Federal conflict-of-interest rules applicable to judges also date back to the founding." p. 5
^ "The Nevada Supreme Court’s belief that recusal rules violate legislators’ First Amendment rights is also inconsistent with long-standing traditions in the States". p. 6
^ "The answer is that a legislator’s vote is the commitment of his apportioned share of the legislature’s power to the passage or defeat of a particular proposal. The legislative power thus committed is not personal to the legislator but belongs to the people; the legislator has no personal right to it." p. 8
^ p. 9
^ "The application of the statute’s language to the case just supposed, and to any number of variations on the supposition, is not apparent." p. 3
^ " A statute of this sort is an invitation to selective enforcement" p. 3
^ p. 1
^ p. 4
^ "Carrigan raises two additional arguments in his brief: that Nevada’s catchall provision unconstitutionally burdens the right of association of officials and supporters, and that the provision is unconstitutionally vague. Whatever the merits of these arguments, we have no occasion to consider them. Neither was decided below: The Nevada Supreme Court made no mention of the former argument and said that it need not address the latter given its resolution of the overbreadth challenge... Nor was either argument raised in Carrigan’s brief in opposition to the petition for writ of certiorari. Arguments thus omitted are normally considered waived" p. 11
^ "JUSTICE ALITO, "concurring in part and concurring in the judgment" p. 1
^ "I concur in the judgment, but I do not agree with the opinion of the Court insofar as it suggests that restrictions upon legislators’ voting are not restrictions upon legislators’ speech." p. 1
^ p. 3
^ "In Part III of its opinion, the Court demonstrates that legislative recusal rules were not regarded during the founding era as impermissible restrictions on freedom of speech. On that basis, I agree that the judgment below must be reversed." p. 3

References

Supreme Court of the United States (June 2011). "Nevada Commission on Ethics v. Carrigan (Syllabus)". {{cite journal}}: Cite journal requires |journal= (help)
Supreme Court of the United States (June 2011). "Nevada Commission on Ethics v. Carrigan (Opinion)". {{cite journal}}: Cite journal requires |journal= (help)
Supreme Court of the United States (June 2011). "Nevada Commission on Ethics v. Carrigan (Kennedy Concurrence)". {{cite journal}}: Cite journal requires |journal= (help)
Supreme Court of the United States (June 2011). "Nevada Commission on Ethics v. Carrigan (Alito Concurrence)". {{cite journal}}: Cite journal requires |journal= (help)
Supreme Court of the United States (July 2011). "Nevada Commission on Ethics v. Carrigan (Docket Notes)". {{cite journal}}: Cite journal requires |journal= (help)
Nevada Revised Statutes. "Ethics In Government". {{cite journal}}: Cite journal requires |journal= (help)
Nevada Commission on Ethics (October 2007). "Carrigan Opinion" (PDF). {{cite journal}}: Cite journal requires |journal= (help)
Supreme Court of the State of Nevada (July 2010). "Carrigan v. Comm. On Ethics of the State of Nevada (Opinion and Dissent)" (PDF). Archived from the original (PDF) on April 15, 2012. {{cite journal}}: Cite journal requires |journal= (help)

External links

Text of Nevada Commission on Ethics v. Carrigan, 564 U.S. 117 (2011) is available from: Justia Oyez (oral argument audio) Supreme Court (slip opinion) (archived)

[1] §281A.420(3)

[2] §281A.420(8)(a)-(e)

[3] §281A.280(1)

[4] "Councilman Carrigan violated NRS 281.501, subsection 2, by not abstaining from voting on the Lazy 8 matter at the August 23, 2006 Council meeting." p. 5

[5] "The independence of judgement of a reasonable person in Councilman Carrigan's position would be affected by the commitment and relationship Councilman Carrigan shares with Mr. Vasquez. Therefore, the Commission ruled that during the August 23, 2006 Council meeting, when the Lazy 8 matter was heard, Councilman Carrigan had a commitment in a private capacity to the interest of Mr. Vasquez" p. 8

[6] "Councilman Carrigan's violation… was not willful" p. 5

[7] "[Councilman Carrigan] did not use his position in the government to secure or grant unwarranted privileges, preferences, exemptions or advantages for Carlos Vasquez" p. 4

[8] "Appeal from a district court order denying a petition for judicial review… reversed." Opinion p. 1

[9] "we first conclude that voting by public officers on public issues is protected speech under the First Amendment… we conclude that NRS 281A.420(8)(e) is unconstitutionally overbroad in violation of the First Amendment" Opinion p. 3

[10] "Before today, no published decision has held that an elected local official engages in core political speech when he or she votes" Dissent p. 1

[11] "Petition GRANTED." Entry for Jan 7 2011

[12] . 4

[13] . 4

[14] "Within 15 years of the founding, both the House of Representatives and the Senate adopted recusal rules. " p. 4

[15] "Federal conflict-of-interest rules applicable to judges also date back to the founding." p. 5

[16] "The Nevada Supreme Court’s belief that recusal rules violate legislators’ First Amendment rights is also inconsistent with long-standing traditions in the States". p. 6

[17] "The answer is that a legislator’s vote is the commitment of his apportioned share of the legislature’s power to the passage or defeat of a particular proposal. The legislative power thus committed is not personal to the legislator but belongs to the people; the legislator has no personal right to it." p. 8

[18] . 9

[19] "The application of the statute’s language to the case just supposed, and to any number of variations on the supposition, is not apparent." p. 3

[20] " A statute of this sort is an invitation to selective enforcement" p. 3

[21] . 1

[22] . 4

[23] "Carrigan raises two additional arguments in his brief: that Nevada’s catchall provision unconstitutionally burdens the right of association of officials and supporters, and that the provision is unconstitutionally vague. Whatever the merits of these arguments, we have no occasion to consider them. Neither was decided below: The Nevada Supreme Court made no mention of the former argument and said that it need not address the latter given its resolution of the overbreadth challenge... Nor was either argument raised in Carrigan’s brief in opposition to the petition for writ of certiorari. Arguments thus omitted are normally considered waived" p. 11

[24] "JUSTICE ALITO, "concurring in part and concurring in the judgment" p. 1

[25] "I concur in the judgment, but I do not agree with the opinion of the Court insofar as it suggests that restrictions upon legislators’ voting are not restrictions upon legislators’ speech." p. 1

[26] . 3

[27] "In Part III of its opinion, the Court demonstrates that legislative recusal rules were not regarded during the founding era as impermissible restrictions on freedom of speech. On that basis, I agree that the judgment below must be reversed." p. 3

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