GermanWingsReport en
GermanWingsReport en
GermanWingsReport en
Preliminary Report
Accident on 24 March 2015
at Prads-Haute-Blone
(Alpes-de-Haute-Provence, France)
to the Airbus A320-211
registered D-AIPX
operated by Germanwings
This is a courtesy translation into English by the BEA of the Preliminary Report on the Safety
Investigation. As accurate as the translation may be, the original text in French is the work
ofreference.
Foreword
The BEA is the French Civil Aviation Safety Investigation Authority. Its investigations are
conducted with the sole objective of improving aviation safety and are not intended to
apportion blame or liability.
BEA investigations are independent, separate and conducted without prejudice to any
judicial or administrative action that may be taken to determine blame or liability.
This document is a Preliminary Report and has been prepared on the basis of the initial
information gathered in the course of the investigation, without any analysis. Some of
the points covered may evolve with time. Nothing in the presentation of this document
or in any of the points raised therein should be interpreted as an indication of the
conclusions of the investigation.
Table of Contents
FOREWORD 2
GLOSSARY 4
ORGANISATION OF THE INVESTIGATION
1 - FACTUAL INFORMATION
11
11
11
1.4.1 Captain
1.4.2 Co-pilot
11
12
13
1.5.1 Airframe
1.5.2 Engines
1.5.3 Maintenance
1.5.4 Cockpit door locking system
1.5.5 Communication from the passenger cabin to the cockpit
1.5.6 OPEN DESCENT Mode
13
14
14
15
18
19
1.7 Telecommunications
20
20
20
21
22
22
23
24
25
26
26
1.12.1 Testimony
1.12.2 Previous Events
1.12.3 EASA Safety Information Bulletin
26
26
27
2 - INITIAL FINDINGS
28
29
Glossary
ACP
ACARS
AME
Aero-Medical Examiner
ATC
BFU
CIAIAC
CVR
DGAC
EASA
FCU
FDR
GPWS
ICAO
LBA
MEL
PF
Pilot Flying
PFD
PM
Pilot Monitoring
QAR
REV
d-px150324.en
Aircraft
Date and time
Opertor
Place
Type of flight
Persons on board
Consequences and damage
(1)
Except where
otherwise indicated,
all times in this report
are UTC. One hour
should be added
to obtain the legal
time in metropolitan
France on the day
of the event.
The BEA also associated technical advisers from EASA, the DGAC, Snecma (on hehalf
of CFM) and Airbus.
The Safety Investigation is organised with three working groups in the following
areas: aircraft, aeroplane systems and operations. The Accredited Representatives
and the technical advisers were divided between the three groups.
At the time of the publication of this report, Australia, Israel and Japan appointed
experts to follow the Safety Investigation, in accordance with standards and
recommended practices in ICAO Annex 13, since some of the victims came from
these countries.
The BEAs Safety Investigation, whose sole objective is to prevent accidents and
incidents, will include the collection and analysis of data, a statement of conclusions,
including the determination of the causes and/or contributing factors and, where
appropriate, the issuing of Safety Recommendations.
1 - FACTUAL INFORMATION
1.1 History of Flight
Note: the following elements are based on the flight recorders, as well as on recordings of radio
communications. The main points in the history of the flight below are referenced by the numbers on
figure 1, page 10.
At 9 h 30 min 24 (point), noises of the opening then, three seconds later, the closing
of the cockpit door were recorded. The Captain was then out of the cockpit.
At 9 h 30 min 53 (point), the selected altitude on the FCU changed in one second
from 38,000 ft to 100 ft (2). One second later, the autopilot changed to OPEN DES (3)
mode and autothrust changed to THR IDLE mode. The aeroplane started to descend
and both engines rpm decreased.
At 9 h 31 min 37, noises of a pilots seat movements were recorded.
At 9 h 33 min 12 (point), the speed management changed from managed mode
to selected(4) mode. A second later, the selected target speed became 308 kt while
the aeroplanes speed was 273 kt. The aeroplanes speed started to increase along
with the aeroplanes descent rate, which subsequently varied between 1,700 ft/min
and 5,000 ft/min, then was on average about 3,500 ft/min.
At 9 h 33 min 35, the selected speed decreased to 288 kt. Then, over the following
13 seconds, the value of this target speed changed six times until it reached 302 kt.
At 9 h 33 min 47 (point), the controller asked the flight crew what cruise level they
were cleared for. The aeroplane was then at an altitude of 30,000 ft in descent. There
was no answer from the co-pilot. Over the following 30 seconds, the controller tried
to contact the flight crew again on two occasions, without any answer.
(2)
This is the
minimum value
that it is possible
to select on A320.
This mode is
described in
paragraph 1.5.6.
(3)
At 9 h 34 min 23, the selected speed increased up to 323 kt. The aeroplanes speed
was then 301 kt and started to increase towards the new target.
At 9 h 34 min 31 (point), the buzzer to request access to the cockpit was recorded
for one second.
At 9 h 34 min 38, the controller again tried to contact the flight crew, without any
answer.
At 9 h 34 min 47 then at 9 h 35 min 01, the Marseille control centre tried to contact
the flight crew on 133.330 MHz, without any answer. The aeroplane was then at an
altitude of 25,100 ft, in descent.
At 9 h 35 min 03 (point), the selected speed increased again to 350 kt(5).
Subsequently, and until the end of the recording:
the selected speed remained at 350 kt and the aeroplanes speed stabilised
between 9 h 35 min 07 and 9 h 37 min 54, the Marseille control centre tried to
contact the flight crew on three occasions on 121.5 MHz, and on two occasions
on 127.180 MHz, without any answer;
between 9 h 38 min 38 (point) and 9 h 39 min 23, the French Air Defence system
tried to contact the flight crew on three occasions on 121.5 MHz, without any
answer;
noises similar to violent blows on the cockpit door were recorded on five occasions
between 9 h 39 min 30 (point ) and 9 h 40 min 28;
low amplitude inputs on the co-pilots sidestick were recorded between 9 h 39
min 33 and 9 h 40 min 07(6);
the flight crew of another aeroplane tried to contact the flight crew of GWI18G at
9 h 39 min 54, without any answer.
At 9 h 40 min 41 (point ), the Terrain, Terrain, Pull Up, Pull Up aural warning from
the GPWS triggered and remained active until the end of the flight.
(6)
Low amplitude
inputs on the copilots sidestick were
recorded between
9 h 39 min 33 and
9 h 40 min 07.
At 9 h 40 min 56, the Master Caution warning was recorded, then at 9 h 41 min 00 the
Master Warning triggered and remained active until the end of the flight.
At 9 h 41 min 06, the CVR recording stopped at the moment of the collision with the
terrain.
10
Crew members
Passengers
Others
Fatal
Serious
Minor/none
144
12December 2015.
Experience:
total: 6,763 flying hours;
on type: 3,811 flying hours, of which 259 as Captain;
in the previous 3 months: 108 hours;
in the previous month: 18 hours;
in the last 24 hours: 7 hours.
Flying career:
from March 2001 to June 2003, he undertook Air Transport pilot training at
theLufthansa Flight Training Pilot School in Bremen (Germany) and the Airline
Training Center in Phoenix (Arizona, USA)
in March 2005, he obtained his A320 type rating
from June 2005 to January 2010, he worked as a co-pilot on Airbus A320 for the
Condor Berlin airline
in April 2010, he obtained his A340 type rating, and his type rating for the A330
in February 2011
from April 2010 to May 2014, he worked as a co-pilot on Airbus A330/A340 for
Lufthansa
on 6 May 2014, he joined Germanwings as a Captain on A320.
11
12
During his training and recurrent checks, his professional level was judged to be
above standard by his instructors and examiners.
On 9 April 2008, he obtained a class 1 medical certificate without restrictions and
valid until 9 April 2009, issued by the Lufthansa aeromedical centre.
On 9 April 2009, his class 1 medical certificate was not revalidated by the Lufthansa
aeromedical centre due to depression and the taking of medication to treat it.
On 14 July 2009, his request for renewal of his class 1 medical certificate was refused
by the Lufthansa aeromedical centre. The latter informed the LBA of this.
On 28 July 2009, he obtained a new class 1 medical certificate valid until 9 April 2010,
endorsed with the note Note the special conditions/restrictions of the waiver FRA
091/09 -REV-. His pilots licence then included the limitation ***SIC**incl. PPL***,
which means Specific regular medical examinations contact the licence issuing
authority. This limitation requires that the aeromedical examiner (AME) contact the
licence issuing authority before proceeding with a medical evaluation relating to any
extension or renewal of the medical certificate. It may relate to the medical history
that the AME must be informed of before undertaking an assessment.
From July 2009, he obtained each year a class 1 medical certificate valid for one year
that was endorsed with the note Note the special conditions/restrictions of the waiver
FRA 091/09 REV-.
The last valid class 1 medical certificate had been issued on 28 July 2014 and was
valid until 14 August 2015.
His schedule shows that he had not flown between 13 and 22 March 2015. On 23
March 2015, the day before the accident, he was in reserve from 03 h 00 and made
a ferry flight from Dsseldorf to Berlin-Tegel between 04 h 57 and 05 h 56. He then
returned to Dsseldorf at about 08 h 20 as a passenger. On the day of the accident,
he made the flight from Dsseldorf, taking off at 6 h 01, to Barcelona, landing there
at 7 h 57.
Airbus
Type
A320-211
Serial number
147
Registration
D-AIPX
05/02/1991
Airworthiness certificate
Airworthiness
Certificate
1.5.2 Engines
Manufacturer: CFM
Type: CFM56-5A1
Engine n 1
Engine n 2
Serial number
731923
731482
Date of installation
30/06/2012
12/04/2011
42,466
hours
31,836cycles
Run time since previous 6,031 hours and 4 528 cycles 9,258 hours and 6,963 cycles
overhaul
since 02/04/2012
since 05/04/2011
1.5.3 Maintenance
The aeroplane flew under the Lufthansa banner from its entry into service until
January 2014, when it joined the fleet of Germanwings.
The aircraft was maintained by Germanwings and Lufthansa Technik in accordance
with the Germanwings maintenance programme approved by the LBA. Its
maintenance checks were up to date.
The last line maintenance performed on the aircraft took place on 23 March 2015 at
Dssel-dorf Airport. The operation involved checking the oil levels of and visually
inspecting the wheels and landing gear.
During the event flight, some of the equipment was not in working order. The
aeroplane could still fly with some acceptable deferred defects:
the Cabin ready light had been absent since 6 March 2015, in accordance with
(7)
During the flight
between Dsseldorf
and Barcelona,
the crew had
already informed
maintenance via an
ACARS message.
14
The cockpit door locking system (CDLS) is used to electrically control the locking and
unlocking of the door.
Its main components are:
A keypad with 12 keys (numbers 0 to 9, * and #) located on the side wall of
the control screen of the passenger compartment used by the cabin crew (the
Forward Attendant Panel - FAP), in the passenger compartment. The keyboard
also has two LEDs (green and red).
A three-position switch, located in the cockpit on the centre pedestal (see figures
3 and 5). A return spring keeps the switch in the NORM position. Manual input is
used to select the UNLOCK or LOCK position. There is also an indicator next to the
switch, labelled OPEN and FAULT.
15
A control unit (CKPT DOOR CONT) located on the top panel of the cockpit. Two
pressure sensors are installed on this display to measure the pressure in the
cockpit and monitor any sudden change. It also has LEDs that light up in case of
malfunctions involving the three door locks or the system computer.
A buzzer, located in the cockpit on the top panel, which sends an acoustic signal.
In the cockpit, the crew has two touchscreens located in front of the sidesticks. These
screens retransmit the video from three cameras(8) filming:
the access door to the cockpit;
the left front main door of the aeroplane;
the right front main door of the aeroplane.
16
The cockpit door locking system parameters can be set by each airline and for each
aeroplane.
To request access to the cockpit from the passenger compartment, the normal onedigit access code followed by # must be entered on the keypad. A one-second
acoustic signal from the buzzer sounds in the cockpit to warn the crew that someone
wishes to enter. The pilots can then consult their monitoring screen.
The flight crew then moves the three-position switch:
If they pull and maintain the switch in the UNLOCK position, the door unlocks.
The acoustic signal stops. The green LED lights up continuously on the keypad
to indicate the door has been unlocked. The door must then be pushed in order
to open it. A magnet in the cockpit is used to keep the door in the open position.
If the flight crew moves the switch to the LOCK position, the door is kept locked.
The acoustic signal stops. The red LED lights up continuously on the keypad to
indicate locking is voluntary. Any interaction with the keypad is then disabled
for 5 minutes (until the extinction of the red LED) (9). At any time, the crew in the
cockpit may cancel this locking by placing the switch in the UNLOCK position.
The door then immediately unlocks.
In the absence of any input on the switch, the door remains locked. No LEDs light
up on the keypad. The acoustic signal stops after one second.
(9)
Any new selection
of the LOCK position
re-starts a 5-minute
de-activation window.
17
Note 1: Toggling the switch is not necessarily correlated with a request to access the cockpit. At any
time, the crew can select the LOCK or UNLOCK position. The LOCK position overrides and resets any
previous selection.
Note 2: In case of a power failure in this system, the access door to the cockpit is unlocked but remains
closed.
When the door is open, the OPEN indicator lights up continuously. If an emergency
procedure is initiated (three-digit code followed by #), the OPEN LED starts to flash.
1.5.5 Communication from the passenger cabin to the cockpit
Intercoms are present in the passenger compartment to allow the pilots and the
flight attend-ants to communicate during the flight.
Each crew member can select the intercom they wish to contact. To get in touch with
the cockpit, the CAPT key must be selected (figure 6).
When the CAPT key is selected:
the ATT LED flashes on the three audio control panels (ACP) present in the cockpit;
an acoustic signal, the cabin call, lasting three seconds, sounds in the cockpit (it
At-tendant Indication Panel) when the CAPT key has been selected.
18
To engage this mode, the pilot must select an altitude below the current altitude
and pull the altitude selector knob. During the descent, the modes displayed on the
Flight Mode Annunciator (FMA) on the PFD screens were similar to the illustration
below:
19
During the descent, the aircraft passed through a fine layer of scattered cirrus then
some altocumulus whose base was at an altitude above 15, 000 ft. The rest of the
descent was performed outside of any clouds in visual flight conditions with visibility
greater than 10 km.
1.7 Telecommunications
During the climb towards its cruise altitude, the flight crew was in contact with the
Barcelona en-route control centre. It then contacted the F1 sector (West region)
at Marseille en-route control centre on the 133.330 MHz frequency and continued
its climb towards flight level FL380. After its transfer to sector B3 (East region) on
127.180 MHz, the flight crew read back the clearance from ATC by saying Direct
IRMAR Merci Germanwings one eight Golf. They did not re-contact ATC before the end
of the flight.
The Marseille control centre tried on several occasions without success to establish
contact with the aeroplane by using various frequencies: 127.180 MHz (sector B3
frequency and coupled with 132.490 MHz and 132.385 MHz) and the 121.500 MHz
(emergency frequency) and by asking another aircraft to establish a radio relay on
127.180 MHz and 121.500 MHz.
Taking into account the loss of radio and radar contact, the DETRESFA emergency
phase was triggered at 9 h 40.
recorder);
serial number: 246 (Germanwings source: nameplate absent from the recorder).
It is a data recorder with a memory card with a recording capacity of at least 25
hours. The decoding document supplied for this aircraft provides information on
approximately 600 parameters.
CVR
Manufacturer: L3COM;
Model: FA2100;
Type number: 2100-1020-02;
Serial number: 00235;
This recorder is equipped with a memory card and has a recording capacity of at least
2 hours in standard quality and 30 minutes in high quality.
20
Given the significant damage to the CVR, the memory card was extracted from the
protected module, visually inspected and tested electrically. Reading the data on the
manufacturers official equipment made it possible to obtain six audio tracks:
four tracks lasting 31 minutes and 3 seconds:
1 track including radio communications and the co-pilots microphone signal;
1 track including radio communications and the Captains microphone signal;
1 track including the radio communications and the signal from the headset
quality.
Audio data contained in the recordings was from the event flight. Part of the previous
flight is also recorded on the two-hour tracks.
A sound of breathing is recorded both on the co-pilot track and on that of the
Captain throughout the accident flight. This breathing, though present on both
tracks, corresponds to one persons breathing. It can be heard several times while the
Captain was talking (he was not making any breathing sound then) and is no longer
heard when the co-pilot (10) was eating (which requires moving the microphone away
or removing the headset). The sound of this breathing was therefore attributed to
the co-pilot.
(10)
The copilot had
his meal during the
climb around 9 h 15.
21
Reading out the FDR with the manufacturers official equipment resulted in a file with
39 Mb of flight data, including the event flight.
1.8.3 Synchronization of recordings
The CVR recordings were synchronized with the radio-communications from the
Marseille control centre, the time at the control centre being used as a reference.
The FDR recordings then were synchronized with those of the CVR using the radio
communications with the control centre, the triggering of the GPWS alarms and the
Master Warning parameter.
1.8.4 Previous Flight
All of the data from the previous flight, from Dsseldorf to Barcelona, was recorded
on the FDR. The recordings from the CVR included the last 50 minutes of this flight.
Synchronization of these recordings and the radio communications with the Bordeaux
en-route control centre with which the crew was in contact, was performed based on
the same principle as for the accident flight.
On the previous flight, the following facts can be noted:
at 7 h 19 min 59, noises like those of the cockpit door opening then closing were
recorded and corresponded to when the Captain left the cockpit; the aeroplane
was then at cruise speed at flight level FL370 (37,000 ft);
at 7 h 20 min 29, the flight was transferred to the Bordeaux en-route control
centre and the crew was instructed to descend to flight level FL350 (35,000 ft), an
instruction read back by the co-pilot;
at 7 h 20 min 32, the aircraft was put into a descent to flight level FL350 , selected
a few seconds earlier;
22
at 7 h 20 min 50, the selected altitude decreased to 100 ft for three seconds and
then increased to the maximum value of 49,000 ft and stabilized again at 35,000ft;
at 7 h 21 min 10, the Bordeaux control centre gave the crew the instruction to
continue the descent to flight level FL210;
at 7 h 21 min 16, the selected altitude was 21,000 ft;
from 7 h 22 min 27, the selected altitude was 100 feet most of the time and
changed several times until it stabilized at 25,000 ft at 7 h 24 min 13;
at 7 h 24 min 15, the buzzer to request access to the cockpit was recorded;
at 7 h 24 min 29 noises like those of the unlocking of the cockpit door then its
opening was recorded and corresponded to the Captains return to the cockpit.
The following graphs were extracted from the FDR and illustrate the variations in
selected altitude.
manufacturer: Teledyne;
model: WQAR;
type number: 2243800-362;
serial number: RA00815.
This equipment records the same data as the FDR on a Compact Flash card and on an
SD card. The data is then used by the airline specifically for its flight analysis program.
23
The QAR was brought to the BEA on 29 March 2015 under judicial seal. It had suffered
significant mechanical damage. The compact flash card and the SD card containing
the flight data were extracted from the computer. X-ray analysis of the memory
components from the two cards showed that their damaged condition made it
impossible to retrieve recorded data.
The FDR was found and its data analysed four days later.
The geographical
coordinates of
the accident site
are: 441647.2N
/ 0062619.1E.
(11)
On site, elements belonging to various parts of the aeroplane were identified. One of
the en-gines was broken into many pieces in the main ravine. The debris of the other
engine, con-centrated in a small area, was found in the main west ravine.
The auxiliary power unit (APU) was located in the upper part of the site dozens of
metres from the part of the rear fuselage to which the vertical stabilizer is attached.
One of main landing gears was found near this part of the fuselage.
Parts from the cockpit (access door to the cockpit, sidestick, security camera) were
also found in the upper part of the site.
The lower part of the site had a strong smell of kerosene.
The CVR, QAR and FDR were found respectively on 24/03/2015, 28/03/2015 and
02/04/2015 and were immediately transported to the BEA for readout.
Note: the front of the FDR was found separated from the rest of the recorder in which the crash module
was located.
24
25
26
Date
Aircraft
Operator
State of
Occurrence
Namibia
Fatalities
29/11/2013
ERJ
190
LAM
31/10/1999
B767
EgyptAir
North Atlantic
Ocean
11/10/1999
ATR-42
Air
Botswana
Botswana
19/12/1997
B737
Silk Air
Indonesia
104
21/08/1994
ATR42
Royal Air
Maroc
Morocco
44
09/02/1982
DC-8
Japan
Airlines
Japan
24
33
217
Circumstances
The aeroplane was in cruise at flight level FL380 when the co-pilot left
the cockpit to go to the toilet, leaving the Captain alone. On three
occasions, different altitudes were selected to order a descent to the
ground with autopilot. The CVR showed several aural warnings, as well
as noises of repeated knocking and calls, corresponding to attempts to
get into in the cockpit.
The aeroplane was in cruise at flight level FL330 with a flight crew
consisting of a Captain, a duty co-pilot and a relief co-pilot. The duty copilot left the cockpit, and the relief co-pilot took his place in the right seat.
Eight minutes later, the Captain left the cockpit in turn, leaving the relief
co-pilot alone. The autopilot was then disengaged and nose-down inputs
were recorded on the FDR. The aeroplane descended. The engines
were shut down. The Captain returned to the cockpit and tried to take
back control of the aeroplane. The Captain repeatedly asked the co-pilot
to help him to pitch up the aeroplane (pull with me) but the latter
continued to command the elevator to pitch nose down. The aeroplane
regained altitude before descending again. It collided with the surface of
the ocean. The reasons that led the co-pilot to take these actions could
not be determined.
The pilot, the only person on board, deliberately flew the aeroplane into
the ground by crashing at Gaborone airport. The validity of his licence
had been revoked for medical reasons.
While the aircraft was in cruise at 35,000 ft, the flight recorders stopped
recording one after the other. The aeroplane suddenly started to
descend. No Mayday message was transmitted before or during the
descent. The aircraft crashed into a river. The safety investigation was
not able to identify any technical problem that would make it possible to
explain the accident.
The Captain disengaged the autopilot and deliberately directed the
aircraft towards the ground. The co-pilot was in the cockpit but was not
able to counter the Captains actions.
After having disengaged the autopilot on final approach at a height of
164 ft, the pilot pushed the control column forward and set the thrust
levers on idle. He then moved the thrust levers of engines 2 and 3 to the
reverse idle position. While the aircrafts attitude decreased, the co-pilot
tried to pull on the control column. The co-pilot was unable to raise the
nose of the aeroplane because the Captain was pushing forward on the
control column with both hands. The aircraft crashed into the sea 510 m
short of the runway. The investigation showed that the pilots actions
resulted from a mental problem. He was suffering from schizophrenia.
See http://
ad.easa.europa.
eu/ad/2015-04
(12)
27
2 - INITIAL FINDINGS
On the basis of the initial facts gathered during the investigation, the following
findings have been made:
The aeroplane had a valid Certificate of Airworthiness.
The aeroplanes maintenance documentation did not mention any system failures
28
between medical confidentiality and flight safety. It will specifically aim to explain
how and why pilots can be in a cockpit with the intention of causing the loss of
the aircraft and its occupants, despite the existenceof:
regulations setting mandatory medical criteria for flight crews, especially in the
were made between the requirements of security, specifically those that followed
the attacks on 11 September 2001, and the requirements of flight safety. In this
context, the investigation will include a focus on cockpit door locking systems
and cockpit access and exit procedures.
29
10 rue de Paris
Zone Sud - Btiment 153
Aroport du Bourget
93352 Le Bourget Cedex - France
T : +33 1 49 92 72 00 - F : +33 1 49 92 72 03
www.bea.aero