Avian Influenza Viruses in Mammals: L.A. Reperant, G.F. Rimmelzwaan & T. Kuiken
Avian Influenza Viruses in Mammals: L.A. Reperant, G.F. Rimmelzwaan & T. Kuiken
Summary Highly pathogenic avian influenza viruses of subtype H5N1 are remarkable because of their expanding non-avian host range and wide tissue tropism. They have caused severe or fatal respiratory and extra-respiratory disease in seven naturally infected species of carnivore. However, they are not unique in their ability to cross the species barrier, to cause clinical disease and mortality, or to replicate in extra-respiratory organs. Low pathogenic avian influenza viruses have crossed from birds to swine, horses, harbour seals, whales and mink; have resulted in severe respiratory disease and mortality; and may have spread beyond the respiratory tract in some of these species. They are also transmitted from mammal to mammal in most species, and have become endemic in swine and horse populations, demonstrating their ability to adapt to and become sustained in mammals. Until now, highly pathogenic avian influenza viruses H5N1 have not acquired this ability, but there are concerns that they may adapt to mammalian species and, thus, could spark an influenza pandemic in humans. Keywords Avian influenza Cross-species transmission H5N1 Highly pathogenic avian influenza Host range Influenza Mammal Pathogenesis Pathology Species barrier.
Introduction
Phylogenetic evidence strongly suggests that all mammalian influenza A virus lineages originally derive from avian influenza A viruses, after initial cross-species transmission of the viruses from birds to mammals (137, 141). Until the emergence of highly pathogenic avian influenza virus (AIV) H5N1, cross-species transmission of low pathogenic AIV (LPAIV) from birds to mammals was infrequently reported, and for only a limited number of animal species. Such transmission typically results in outbreaks of severe respiratory disease. Since 2003, highly pathogenic AIV (HPAIV) of subtype H5N1 have been transmitted to a wide range of non-human mammalian species. They cause fatal respiratory and extra-respiratory infection, yet with no or only limited mammal-to-mammal transmission. After reviewing known events involving
cross-species transmission of AIV to mammals (excluding humans), these events will be analysed in the light of pathogenesis. The pathogenesis of infection by HPAIV H5N1 and LPAIV will be compared, and important gaps in the understanding of cross-species transmission of AIV to mammals will be identified.
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Republic of China have become endemic. These viruses were isolated from tracheal swabs of randomly sampled slaughtered pigs which appeared healthy (38). In contrast, avian-like H1N1 viruses have replaced classical swine H1N1 viruses in Europe and continue to circulate and cause disease (3, 17). This indicates that cross-species transmission of whole AIV can result in the establishment of these viruses in swine populations. Other AIV subtypes isolated from tracheal swabs or lung tissue samples from swine include H9N2 in China between 1998 and 2000 (98), which appears to continue to circulate to date (21, 142), H4N6 in Canada in 1999 (52) and H3N3 in Canada in 2001 (56). These viruses are whole AIV, belonging to the Eurasian clade (the phylogenetic group comprising AIV isolated mostly from birds sampled in Eurasia) in the case of the H9N2 virus (closely related to contemporary viruses from terrestrial poultry in China) (98), and to the North American clade (phylogenetic group) in the case of the H4N6 and H3N3 viruses, based on phylogenetic analysis (52, 56). Clinical signs similar to those observed in herds affected by endemic influenza viruses were reported following infection with AIV H4N6 and H3N3 (52, 56). Necrotising bronchiolitis and broncho-interstitial pneumonia were observed on post-mortem examination of the fatal cases, but these conditions were likely of mixed viral and bacterial aetiology. Replicating viral and opportunistic
Table I Influenza A virus subtypes isolated from swine, in chronological order of first isolation
Subtype H1N1 Lineage Classical swine influenza viruses Avian-like viruses Avian-like viruses H3N2 Human-like viruses Avian-like viruses (avian H3) Reassortant human-like/classical swine viruses Reassortant human-like/avian-like viruses Reassortant human-like/classical swine viruses Triple reassortant human-like/classical swine/avian-like viruses H1N2 Reassortant classical swine/human-like viruses Reassortant avian-like/human-like viruses Triple reassortant human-like/human-like/avian-like viruses Reassortant classical swine/human-like viruses Triple reassortant classical swine/human-like/ avian-like viruses (second generation reassortant) H1N7 H9N2 H4N6 H3N3 H3N1 Reassortant human-like/equine-like viruses Avian-like viruses Avian-like viruses Avian-like viruses Reassortant human-like/classical swine viruses Multiple reassortant avian-like/human-like/swine viruses (second generation reassortant) First isolation 1930 1979 1993 1970 1978 1982 1985 1998 1998 1978 1987 1994 1999 1999 1992 1998 1999 2001 2001 2004 Location Worldwide Europe Asia Worldwide Asia Asia Europe (Italy) North America North America Asia (Japan) Europe Europe (United Kingdom, Belgium) Asia (Taiwan) North America Europe Asia North America North America Asia (Taiwan) North America Epidemiology Endemic Endemic Endemic (?) Endemic Repeated isolations Single epidemic Endemic Single epidemic Endemic Endemic Two epidemics Endemic Endemic Endemic Single epidemic Endemic Single epidemic Two epidemics Endemic Repeated epidemics Ref. 3 8, 73 38 3 60 81, 119 18 92 55, 92, 145 50, 82 35 11, 134 131 54, 53 9, 12 21, 98, 142 52 56 131 69, 76
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bacterial pathogens (i.e. Streptococcus suis, Pasteurella multocida and Arcanobacterium pyogenes) were isolated from lung tissue samples of dead swine (52, 56). In contrast, the infection of swine with AIV H9N2 did not always result in clinically apparent disease. The virus was repeatedly isolated between 1998 and 2000 from tracheal swabs of randomly sampled slaughtered pigs that appeared healthy (98). The virus was also isolated from diseased pigs in China in 2004 (21), and reassortant H9N2-H5N1 viruses were isolated from diseased pigs in China in 2003 (142). Interestingly, experimental intranasal inoculation of pigs with AIV of different subtypes resulted in productive infections that remained subclinical (59). Additional factors may therefore be involved in the manifestation of clinical disease of influenza in swine, such as the occurrence of secondary bacterial infections (3, 52, 56). Pigs infected with AIV may not always produce a detectable antibody response, either because of undetectable antibody titres (45) or weak inhibition of haemagglutination (59). Serosurveillance based on the haemagglutination inhibition (HI) test thus may not be suitable for the detection of AIV in swine populations (8), and cross-species transmission of influenza viruses from birds to swine may be under-reported. A suitable alternative is the virus neutralisation test. Through this method, serological evidence of repeated exposure of swine to avian H4, H5 and H9 influenza viruses has been reported in south-east China between 1977 and 1982 and in 1998 (88).
bacterial infections complicate the course of infection (42). The equine influenza H7N7 virus was last isolated in Egypt in 1989 (47), but may circulate at low levels in certain regions of the world (94). In contrast, the equine influenza H3N8 virus is endemic in the global horse population (42, 94). In March 1989, an outbreak of respiratory disease with 20% mortality occurred among horses in north-east China. This outbreak was caused by infection with an H3N8 influenza virus which was distinguishable from viruses of the equine-2 lineage both antigenically and by molecular make-up (40). Based on phylogenetic analysis, this virus, isolated from the nasal swabs of sick horses, was closely related to avian influenza H3N8 viruses of the Eurasian clade. The polymerase gene was partially sequenced and was the only gene more closely related to genes of the American clade. Clinical signs included fever, dry cough and conjunctival and nasal discharges, associated with conjunctivitis, bronchitis and pneumonia. Death was associated with pneumonia and enteritis. A second outbreak of the same virus occurred in north-east China in spring 1990, but resulted in lower morbidity and no mortality, possibly due to the previous exposure of the horse population of this region to the virus. Serological evidence suggests that the virus continued to circulate in horses in China in 1993 and 1994 (41), but it does not appear to have become established. In addition to crossing to and becoming established in horses, H3N8 viruses of avian origin appear to have the propensity to adapt to other mammalian species. For example, the H3N8 virus isolated from horses failed to replicate in ducks but caused severe disease in experimentally infected mice and ferrets (40). Moreover, an H3N8 subtype of the equine-2 lineage has recently crossed from horses to domestic dogs in the United Kingdom (UK) and North America, and may have become established in this novel host species (23, 25).
Table II Influenza A virus subtypes isolated from horses, in chronological order of first isolation
Subtype H7N7 H3N8 H3N8 Lineage Equine-1 influenza viruses Equine-2 influenza viruses Two lineages (American and Eurasian) Avian-like viruses First isolation 1956 1963 1989 Location Worldwide Worldwide Asia Epidemiology Low-level circulation or extinct Endemic Two epidemics and evidence of continued exposure Ref. 94 94 40
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Table III Influenza A virus subtypes isolated from harbour seals, in chronological order of first isolation
Subtype H7N7 H4N5 H4N6 H3N3 Lineage Avian-like viruses Avian-like viruses Avian-like viruses Avian-like viruses First isolation 1979 1982 1991 1992 Location New England coast of the United States of America (USA) New England coast of the USA New England coast of the USA New England coast of the USA Epidemiology Single outbreak Two outbreaks Single outbreak Single outbreak Ref. 33, 68, 140 44 15 15
(Table III). The first confirmed outbreak of influenza A virus infection in harbour seals occurred between December 1979 and October 1980 along the New England coast of the United States of America (USA) (33). Influenza H7N7 virus was isolated from the lungs and brain of dead seals, and found to be closely related to avian influenza H7N7 viruses of the American clade, based on HI and neuraminidase inhibition (NI) tests, and competitive ribonucleic acid-ribonucleic acid (RNA-RNA) hybridisation (68, 140). Approximately 600 seals, representing about 25% of the local population, died of the infection (33). Clinical signs included prostration, respiratory distress associated with nasal discharge, and subcutaneous emphysema. Necrotising bronchitis and bronchiolitis and haemorrhagic alveolitis were reported upon post-mortem examination of the fatal cases. Experimental infections of harbour seals with this virus resulted in similar but milder clinical signs (140). The presence of Mycoplasma infection in naturally infected seals may have contributed to more severe disease during the outbreak. Interestingly, this H7N7 virus behaved more like mammalian influenza viruses, as it replicated better in experimentally inoculated pigs, cats and ferrets than in ducks, chickens, turkeys or parakeets. Furthermore, five humans who handled infected seals developed conjunctivitis, associated with high titres in their conjunctival swabs, demonstrating the zoonotic potential of the virus (139). An influenza H4N5 virus closely related to AIV, as determined by HI and NI tests and competitive RNA-RNA hybridisation, was isolated from the lungs and brain of dead harbour seals during an outbreak of respiratory disease from January to March 1983, along the New England coast (44). The virus isolated in 1983 was virtually identical to an AIV H4N5 isolated from the lungs of an emaciated harbour seal found dead in June 1982, suggesting that this virus may have been sustained for several months in the seal population. The outbreak was associated with a three- to four-fold increase in mortality. Animals that died of the infection had a necrotising bronchopneumonia. However, experimental inoculation of a harbour seal, ringed seals (P . hispida) and harp seals (Pagophilus groenlandicus) with the 1982 H4N5 virus isolate resulted in asymptomatic infections. As in the H7N7 virus outbreak of 1979 to 1980, additional factors, such as co-
infection, probably increased the severity of the disease in naturally infected seals. Experimental infection of ducks with this virus resulted in productive infection (44). Influenza H4N6 and H3N3 viruses phylogenetically related to AIV of the North American clade were isolated from the lungs of dead harbour seals along the New England coast in January 1991, and between January and February 1992, respectively (15). Infected seals showed nasal discharge and subcutaneous emphysema, associated with acute interstitial or haemorrhagic pneumonia. An increase in the number of strandings was observed during these periods, compared with previous years, but no severe respiratory outbreaks were reported, in contrast to the 1980s. In addition to the cases of AIV cited above, harbour seals from the North Sea showing signs of a respiratory disease in spring 1999 were found to be infected with an influenza B virus closely related to strains that had circulated in humans several years earlier (93). Interestingly, antibodies against this influenza B virus were evidenced in archived sera of stranded harbour seals and grey seals (Halichoerus grypus), collected between 1995 and 1999. This suggests that the virus had circulated in seal populations for several years. The receptiveness of harbour seals to influenza viruses of both avian and human origin calls for continued surveillance of this species for influenza virus infections (15). Pinniped species other than harbour seals have also shown serological evidence of influenza virus infection, although infectious virus has not been isolated. Harp seals (P . groenlandicus) and hooded seals (Cystophora cristata) from the Barents Sea, ringed seals (P . hispida) from Alaska and from the Kara Sea, Caspian seals (P . caspica), Baikal seals (P . sibirica) and sea lions (species not specified) from the Bering Sea were all reported to have antibodies against influenza A viruses (26, 28, 86, 89, 90, 126). A competitive enzyme-linked immunosorbent assay (ELISA) (28, 86, 89, 90, 126) or a double agar immunodiffusion assay (26) were used, which detect antibodies against the nucleoprotein (NP) of influenza A virus. The subtype was further determined in a number of studies, using HI and NI tests. Antibodies against influenza A viruses of the H1,
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H3, H4, H7 and H12 subtypes were detected in seals (species not specified) from the North and Bering Seas sampled between 1978 and 1988 (28); antibodies against the H3 and H7 subtypes and the N1, N4, N6 and N8 subtypes were detected in one ringed seal from Alaska sampled in 1984 (26); and antibodies against the H7N7 subtype were detected in one ringed seal from the Kara Sea sampled in 2002 (89). Serum samples of sea lions from the Bering Sea that tested positive by nucleoprotein- (NP) ELISA were all negative by HI test (28). Antibodies against human influenza A and B viruses were also found in Caspian seals sampled between 1993 and 2000, in Baikal seals sampled in 1998, and in ringed seals from the Kara Sea sampled in 2002 (89, 90).
Canada, sampled between 1984 and 1998, and common minke whales (Balaenoptera acutorostrata) and Dalls porpoises (Phocoenoides dalli) from western North Pacific and Antarctic Oceans, sampled between 2000 and 2003 (80, 85). Further determination of the subtypes was either not possible or unsuccessful. To the knowledge of the authors, there are no reports of influenza virus infection in dolphin species.
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Serological studies suggest that AIV may occasionally cross to ruminants, namely: cattle sheep goats yak (Bos grunniens) water buffalo (Bubalus bubalis) reindeer (Rangifer tarandus) fallow deer (Dama dama). The serological test used during most surveys was the HI test, performed for a restricted number of influenza viruses, mostly of human, swine or equine lineages (H1, H3 and H7 subtypes). However, two reports of exposure to influenza viruses with unrecognised HA protein may suggest the exposure of cattle to AIV (74), since these HA proteins differ from those found in the influenza viruses circulating in mammals. Human influenza viruses have occasionally been isolated in some of these species. Experimental infection of cattle with human influenza viruses resulted in asymptomatic infection, but an H3N2 strain isolated from cattle (which possibly originated from early human strains) caused distinctively influenza-like illness in calves (16). In addition to outbreaks of respiratory disease, influenza virus infection may also be associated with outbreaks of milk drop syndrome in cattle (10, 24, 37, 39).
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70, 144). The viruses isolated from cats in Iraq and Germany were phylogenetically related to viruses isolated from birds found sick or dead in the vicinity of the cases, i.e. a sick goose from an adjacent household (144), and a dead whooper swan (Cygnus cygnus) from the Isle of Rgen (63), respectively. These strains were closely related to a Qinghai-like strain of HPAIV H5N1 circulating at that time. The infected cats from Iraq died with lesions similar to those described for experimentally infected cats (106), as well as severe haemorrhagic pancreatitis (144). The presence of the virus was detected in the lungs, liver and large intestine by reverse transcription- (RT) PCR (144). The infected cats from Germany died with bronchointerstitial pneumonia, multifocal necrosis in the liver and adrenal cortex, lymphoid necrosis in the spleen and Peyers patches of the small intestine, as well as mild myocardial haemorrhage or fibrinous epicarditis. The presence of the virus was detected in their lungs, liver, adrenal cortex, spleen and brain by immunohistochemistry (64). In contrast, the cats infected with HPAIV H5N1 in Austria remained subclinically infected and presented no lesions at necropsy (70). Captive Owstons palm civets (Chrotogale owstoni) from a breeding programme in a sanctuary in Vietnam were found to be infected with HPAIV H5N1 in June 2005 (107). The virus was phylogenetically related to HPAIV H5N1 of genotype G, which was previously isolated from poultry in mainland China and Vietnam. The animals presented neurological signs, including hind limb paralysis, and lesions of interstitial pneumonia, encephalitis and multifocal necrosis in the liver. The presence of the virus was determined in the lungs and brain by immunohistochemistry and RT-PCR or viral isolation, and in the kidneys and intestine by RT-PCR or viral isolation. A second outbreak of HPAIV H5N1 infection was reported in the same sanctuary in March 2008, killing four Owstons palm civets (104). Lastly, in March 2006, cross-species transmission of HPAIV H5N1 was reported in free-living wild carnivores, i.e. a stone marten (Mustela foina) in Germany (64) and an American mink (M. vison) in Sweden (102). The virus isolated from the stone marten was phylogenetically related to a virus isolated from a dead whooper swan from the Isle of Rgen (64), and belonged to the Qinghai-like lineage. The stone marten presented neurological signs, including ataxia and circling, and was euthanased. At necropsy, moderate-to-severe encephalitis was observed in the cerebrum, cerebellum and brain stem. Inflammation was reported in the pancreas, lungs, liver and kidneys. The presence of the virus was determined in the brain and pancreas by immunohistochemistry (64). No outbreaks of HPAIV H5N1 infection have been reported in swine or horses, despite their general
susceptibility to infection with AIV. No experimental infections or serological surveys aimed at determining the level of exposure of horses to HPAIV H5N1 have yet been carried out. Swine experimentally infected with HPAIV H5N1 typically develop mild disease (20, 72, 118). Reports of isolating H5N1 viruses from swine remain scarce. No H5N1 viruses were isolated during a surveillance of swine in Hong Kong from 1997 to 2000 (118), and swine raised in contact with infected poultry did not become infected (116). Two HPAIV H5N1 strains were isolated from swine during routine surveillance in the Fujian province of China in 2001 and 2003, and were closely related to the HPAIV H5N1 strain isolated from a duck (146). In addition, a multiple reassortant influenza H5N1 virus was isolated from swine in the Shandong province of China, in 2003 (114). However, a very low exposure rate (0.25%) to HPAIV H5N1 was detected during a serological survey of swine in Vietnam in 2004 (20). These studies suggest that swine may not become easily infected with HPAIV H5N1. Little is known on the susceptibility of ruminants to infection with HPAIV H5N1. Calves infected with HPAIV H5N1 did not present clinical signs and shed low amounts of virus for up to two days post inoculation (51).
Species likely to prey on or scavenge infected poultry and wild birds, e.g. carnivores and rodents, may also be exposed to HPAIV H5N1. Little is known on the susceptibility of such species to infection with HPAIV H5N1, and few serological studies aimed at determining their level of exposure in the wild have been reported. During the initial outbreak of HPAIV H5N1 in Hong Kong in 1997, various mammals living around poultry markets, including rats (Rattus sp.) and mice (Mus sp.), were screened for infection. Although no virus was isolated, haemagglutination-inhibiting activity was detected in some of the rat sera (116). Rats and mice were shown to be susceptible to experimental infection with the 1997 HPAIV H5N1 isolate (118), but the rats and mice used in experimental studies are typically laboratory breeds, which may differ in their susceptibility to infection and disease from their free-ranging counterparts (e.g. 133). Free-ranging carnivore species with opportunistic feeding habits, such as the red fox (Vulpes vulpes), are also likely to be at risk of infection with HPAIV H5N1. There is no confirmed report of natural HPAIV H5N1 infection in red foxes. However, this species has been shown to be susceptible to experimental infection (105). They can develop severe lesions of broncho-interstitial pneumonia, encephalitis and myocarditis, associated with the presence of the virus in lungs, brain and heart. Interestingly, red foxes fed on infected bird carcasses developed only mild lesions, while excreting the virus for several days, and may potentially play a limited role in local dispersal of HPAI H5N1 viruses in the wild (105).
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pigs and poultry are reared together, and this method is increasingly integrated with fish farming, fertilising fish ponds with their manure (110). Such husbandry practices have likely favoured the emergence of influenza virus in swine and the repeated cross-species transmission of various subtypes in this species (117). An example is the identification in swine from Asia of avian-like H9N2 viruses, which are endemic in terrestrial poultry in China (98) (Table I). In Western countries, the most used swine husbandry practices are intensive indoor pig rearing and free-range outdoor pig rearing. Intensive indoor rearing practices may allow cross-species transmission of AIV, if optimal biosecurity is not maintained. Outbreaks of AIV H4N6 and H3N3 infections in pigs occurred in a barn where the water supply for pigs was pumped out of an adjacent lake used by wild waterfowl (52, 56). Low pathogenic AIV can survive in water for long periods, up to several months (122, 123). Water contaminated with virus particles may thus have been the source of swine infection (52, 53). Free-range outdoor pig rearing may also provide multiple opportunities for virus transmission between wild birds or poultry and pigs, e.g. on pastures where birds and pigs forage together. Likewise, other animals, such as horses and ruminants, grazing on pastures used by foraging poultry or wild birds, may also be exposed to AIV. Finally, the avian H10N4 virus outbreak in farmed mink in Sweden occurred among animals kept in outside enclosures, where they had direct contact with gulls. The gulls were seen eating mink food placed on top of the enclosures and are believed to have transmitted the AIV H10N4 to the mink (62).
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Contact may also occur between wild mammals and wild birds. Pinnipeds and cetaceans may have close contact with seabirds ashore or at sea. Pinnipeds spend time ashore at haul-out sites, which are typically used by seabirds for roosting. Such interactions may have contributed to outbreaks of AIV infections in harbour seals (33). Similarly, cetaceans and seabirds may feed on the same fish species at sea, and so facilitate cross-species transmission of AIV between these species. Examples are viruses of the H13 subtype (H13N2 and H13N9), isolated from a single pilot whale, which were found to be closely related to gull viruses (43). Close contact also occurs during predation or scavenging of birds by wild mammals. It remains unclear why species that prey or scavenge on poultry or wild waterfowl have yet to be reported as being infected with LPAIV. The situation differs markedly for cross-species transmission of HPAIV H5N1. Ingestion of infected bird carcasses appears to be the primary route of exposure in affected animal species so far. Thus, all mammals (except humans) found to be infected with HPAIV H5N1 to date are carnivore species (except for the rare reports of the isolation of HPAIV H5N1 in swine) (Fig. 2). Poultry carcasses were the likely source of infection for captive tigers and leopards, which were fed on chickens (58, 129), and for domestic cats and dogs, which probably scavenged on dead poultry remains (121, 144). Wild bird carcasses were reported to be the source of infection for free-ranging domestic or wild carnivores. The domestic cat that died of
HPAIV H5N1 infection in Thailand was reported to have eaten a dead pigeon (Columba livia), and infected pigeons were found in the area where the cat lived (120). Similarly, domestic cats, a stone marten and a mink, infected with HPAIV H5N1 in Europe in early 2006, were found in the vicinity of outbreaks occurring in wild bird populations, and also probably scavenged on bird carcasses (63, 64). Owstons palm civets, however, were not fed on bird carcasses at the sanctuary in Vietnam. The source of their infection remains unknown, although small mammals and birds could have entered the civet enclosures (107).
Fig 2. Schematic representation of known events involving crossspecies transmission of highly pathogenic avian influenza viruses to mammals besides humans Cross-species transmission of highly pathogenic avian influenza virus (HPAIV) H5N1 to tigers, leopards, domestic cats, a domestic dog, Owstons palm civets, a stone marten, a mink and swine. The source of infection is typically traced to wild bird and domestic poultry carcasses that the animals fed on. The route of infection for Owstons palm civets is unknown. Isolation of HPAIV H5N1 in swine has only rarely been reported
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The HA protein of influenza viruses mediates the attachment and fusion of virus particles with host cells, and needs to be cleaved by host proteases for full infectivity (124). Only cleaved HA can undergo an irreversible conformational change resulting in the fusion of the virus envelope with the infected cell membrane. The HA of LPAIV is cleaved by extracellular trypsin-like proteases present in a limited number of tissues (124). In consequence, trypsin-like proteases must be present at the portal of entry for infection with LPAIV to take place. Such trypsin-like proteases have been shown to occur in the respiratory tract of some mammals (46, 61). In contrast, the HA of HPAIV is cleaved by ubiquitous intracellular subtilisin-like proteases (124), and HPAIV are typically released from infected cells with cleaved HA proteins (6). This may explain the wider tissue tropism of HPAIV H5N1 in mammals (see below). The presence of cellular receptors for AIV at the portal of entry is essential for successful infection, and undoubtedly partly determines the host range of AIV in mammals (83, 125). These viruses bind preferentially to sialic acid residues with alpha 2,3 linkage to galactose (SA2,3Gal) (108, 109). The presence of such sialic acids has been demonstrated in: the trachea of swine (48) and horses (127) the lungs of a seal and whale (species unspecified) (49) the bronchial epithelium of domestic dogs (77). Studies of the binding of AIV on tissues of the respiratory tract of mammals further demonstrated the presence of target cells for attachment in the lower respiratory tract (mainly bronchioles and alveoli) of swine, ferrets and domestic cats (136). Interestingly, a rare binding of AIV was detected in the trachea of pigs (136), which contrasts with the reported presence of SA2,3Gal, as determined by lectin histochemistry (48). Studies on the distribution of cellular receptors for AIV, or the attachment patterns of AIV, in the respiratory tracts of mink, leopards, tigers, Owstons palm civets and stone martens, are lacking. Furthermore, little is known on the distribution of SA2,3Gal residues in the upper respiratory tract of mammals besides the trachea (84). Biopsies from the upper respiratory tract of humans (nasopharyngeal, adenoid and tonsillar tissues) have been successfully infected with HPAIV H5N1 following inoculation at relatively high titres (85). Although the cells of both the upper and lower respiratory tract may become infected initially, the lower respiratory tract appears to be one of the main target sites for viral attachment (136). Mucins secreted by mucous cells along the respiratory tract, which can bind to and trap AIV particles (136), together with the activity of the ciliated respiratory
epithelium, which may propel virus particles upwards away from the lower respiratory tract, may prevent AIV from reaching and infecting their target cells (128). This may explain the relative rarity of cross-species transmission of AIV in mammals.
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These viruses may have spread to the brain following viraemia and crossing of the blood-brain barrier. However, in addition to viraemia, neuronal transmission of HPAIV H5N1 from the nasal cavity to the olfactory bulb, along the olfactory nerves, has been experimentally demonstrated in mice (97). Interestingly, the cells of the intestinal tract infected with HPAIV H5N1 in cats fed on infected carcasses were neuronal cells of the submucosal and myenteric plexi (106). These findings suggest that HPAIV H5N1 is neurotropic and that, both in the nose and intestine, which are putative portals of entry, the first infected cells may be neuronal rather than epithelial.
Table IV Tissue tropism of low pathogenic avian influenza viruses and highly pathogenic avian influenza H5N1 viruses, and associated lesions in naturally and experimentally infected mammals
Distribution of LPAIV and HPAI H5N1 virus detected by RT-PCR (R), viral isolation (V), or immunohistochemistry (I) Mammal species Swine Virus subtype LPAIV H4N6 LPAIV H3N3 Horse Harbour seal LPAIV H3N8 LPAIV H7N7 LPAIV H5N4 LPAIV H4N6 LPAIV H3N3 Balaenopterid whale Pilot whale LPAIV H1N3 LPAIV H13N2 LPAIV H13N9 Mink Leopard Tiger Domestic cat LPAIV H10N4 HPAIV H5N1 HPAIV H5N1 HPAIV H5N1 Upper respiratory tract, lungs V Brain, lungs Brain, lungs, liver ... I V-I V-I V-I R-V-I V ... I R-V-I ... ... ... R ... ... R-V-I ... ... ... V-I ... ... ... V-I ... ... ... V-I 5, 30, 62 58 129 63, 106, 120, 144 Not conducted Brain, lungs, liver ... V V V V ... ... ... ... ... ... ... ... ... ... ... 75 43 Lungs, intestine Lungs V(c) V V ... ... ... ... ... ... ... ... ... ... ... ... 40 15, 33, 44, 68, 140 Distribution of main microscopic lesions Lungs Brain ...(a) Lungs V-I(b) Liver ... Pancreas Intestine ... ... Kidney ... Heart ... Spleen ... Ref. 52, 56
Brain, lungs, liver, pancreas, V-I intestine, kidney, heart, spleen, adrenal gland Brain, lungs, liver Lungs, liver, kidney R-V-I
Owstons palm HPAIV H5N1 civet Domestic dog(d) HPAIV H5N1 Stone marten Red fox HPAIV H5N1 HPAIV H5N1
V-I
R-V
R-V V-I
LPAIV: low pathogenic avian influenza viruses HPAIV: highly pathogenic avian influenza viruses RT-PCR: reverse transcriptionpolymerase chain reaction a) In various reports, the list of organs tested was not explicitly stated, thus negative results could not be inferred b) Viral replication of only avian influenza H3N3 viruses has been demonstrated by immunohistochemistry, in naturally infected swine c) Only avian influenza H7N7 and H5N4 viruses were isolated from the brains of naturally infected harbour seals which died of the infection d) Negative results apply to viral isolation in this case no immunohistochemistry was performed on organs found negative by viral isolation. All organs found positive by viral isolation also tested positive by immunohistochemistry
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cells was rare. The attachment patterns of AIV were consistent with the distribution of respiratory tract lesions most often observed in naturally and experimentally infected mammals (136). The cell types infected by AIV in the respiratory tracts of most naturally and experimentally infected mammals have rarely been precisely identified, but include bronchial, bronchiolar and alveolar epithelial cells (30, 58, 107, 120, 129). More specifically, ciliated and non-ciliated bronchiolar epithelial cells, type I pneumocytes and type II pneumocytes, as well as occasional alveolar macrophages, were found to test positive for infection by immunohistochemistry in cats that were naturally and experimentally infected with HPAIV H5N1 (63, 106). There are very few reports of target cells for the replication of AIV in the upper respiratory tract, including the trachea. The trachea appears rarely to be infected with AIV in mammals, in accordance with the paucity of attachment of AIV to this organ (136). However, epithelial cells of both the nasal cavity and trachea were reported infected with LPAIV H10N4 in experimentally infected mink, one and two days post aerosol exposure, respectively (30). The primary pathological findings were: bronchitis, bronchiolitis, interstitial pneumonia or a combination of these in swine, horses, harbour seals, a pilot whale and mink infected with LPAIV, and in most carnivore species infected with HPAIV H5N1 (15, 33, 40, 43, 44, 52, 56, 58, 62, 63, 107, 120, 121, 129). Both the cytolytic effect of viral replication and the indirect effects of the induced host immune response may be responsible for the damage observed in the lungs of infected animals (13). Lesions of epithelial necrosis in the bronchi, bronchioli and alveoli and the presence of pulmonary oedema or haemorrhage may be associated with the cytolytic effect of viral replication in these epithelia. In the lungs, type I pneumocytes prevent the leakage of fluid across the alveolarcapillary barrier and reabsorb fluid from the alveolar lumen, and type II pneumocytes reabsorb fluid from the alveolar lumen and produce lung surfactant that is important for reducing alveolar surface tension. Therefore, damage to these cells allows fluid from the alveolar capillaries, as well as fibrin and, in severe cases, erythrocytes, to flood into the alveolar lumina. This causes severe, and in some cases fatal, respiratory dysfunction (19). Infiltration by inflammatory cells in response to infection further hampers the respiratory function of the affected respiratory tract. Accordingly, in most mammals infected with AIV, respiratory distress was observed, and the lungs were frequently reported haemorrhagic or oedematous, i.e.: in harbour seals infected with LPAIV H7N7 (33) in the pilot whale infected with LPAIV H13N2 and H13N9 (43)
in all carnivore species naturally infected with HPAIV H5N1 (58, 63, 64, 105, 106, 107, 120, 121, 129). In addition, inflammatory cells were frequently present in massive quantities around the bronchi and bronchioli, and within the pulmonary parenchyma of infected mammals. Interestingly, the severity of the pulmonary lesions induced by LPAI and HPAI H5N1 viruses in mammals appears comparable, although pathological examination was typically more thorough in mammals infected with HPAIV H5N1 (58, 63, 64, 105, 106, 107, 120, 121, 129). Secondary bacterial infections are thought to contribute to more severe disease in mammals infected with influenza A viruses (3, 42, 65). This appears to be the case for swine infected with LPAIV H4N6 and H3N3 (52, 56). Both the influenza virus and opportunistic bacterial pathogens were present in the lungs of dead swine, and mortality was reduced with antibiotic treatment. Similarly, co-infection with Mycoplasma may have contributed to the severity of the disease caused by infection with LPAIV H7N7 and H4N5 in harbour seals (44, 140). The absence of secondary bacterial infections was not systematically reported, but they appear to be rare in mammals infected with HPAIV H5N1 so far (67).
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Heart
Spleen
Adrenal gland
Intestine
Fig. 3 Schematic distribution of avian influenza virus replication sites a) Replication sites of low pathogenicity avian influenza viruses in mammals, based on data from experimental avian influenza H10N4 virus infection in mink b) Replication sites of highly pathogenic avian influenza virus (HPAIV) H5N1 in mammals, based on data from experimental HPAIV H5N1 infection in domestic cats. Infected organs are outlined in red. Inserts represent histological details of infected organs. Infected cells are coloured in red Artwork by Samantha J. Elmhurst (www.livingart.org.uk)
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Such wide tissue tropism may be explained by the ability of the HA protein of HPAIV H5N1 to be cleaved by ubiquitous intracellular proteases. However, it remains unknown whether extra-respiratory spread is particular to HPAIV H5N1 or given the rare reports of the isolation of LPAIV in the brain or liver (or both) of harbour seals, whales and mink whether other AIV also have the ability to spread and infect organs beyond the respiratory tract. Little is known about the distribution of cellular receptors (SA2,3Gal) recognised by AIV in extra-respiratory tissues of mammals, although these have been identified on cells of the liver, kidney, spleen, brain and intestine in humans (143). Avian influenza virus may reach extra-respiratory organs via the blood, lymph or nerves. In the case of HPAIV H5N1, both viraemia and neuronal transmission have been suggested as routes of spread beyond the respiratory tract. Experimental infection of mice suggests that HPAIV H5N1 may infect the brain from the nasal cavity through neuronal transmission along the olfactory nerves, which penetrate the cribriform plate and extend to the olfactory bulb (97). Avian influenza virus also may enter the brains of infected mammals after viraemia and crossing of the blood-brain barrier. Viraemia may occur after viruses cross the alveolar-capillary barrier when it is damaged by influenza viral pneumonia (65). Viraemia has rarely been measured or reported in natural or experimental infection of non-human mammals with influenza viruses (71). In contrast, the isolation of the virus from the blood of two patients, and the detection of H5N1 viral RNA in the blood of 9 out of 16 patients, indicates that viraemia can occur at reasonably high levels and for prolonged periods in humans with symptomatic HPAIV H5N1 infection (71). Furthermore, the pattern of virus infection in the kidneys, liver and adrenal gland in experimentally infected cats strongly suggested that the spread of HPAIV H5N1 was blood borne (106). Elevated levels of cytokines, including interferons (IFN) and tumour necrosis factor (TNF-), have been associated with high viral loads (29) in fatal cases of HPAIV H5N1 infection in humans. The non-structural (NS) NS1 protein of HPAIV H5N1 has been shown to confer resistance to the antiviral effects of IFN and TNF-, and contributes to prolonged viraemia in swine (113). It is possible that elevated levels of cytokines are caused or promoted by a stronger host cytokine response to HPAIV H5N1, which escapes the antiviral effects of cytokines and continues to replicate (113). Viral replication resulting in high HPAIV H5N1 titres and high levels of proinflammatory cytokines in the lower respiratory tract may induce sufficient damage to the alveoli for viral entry into the bloodstream. This may then result in systemic viral spread and the infection of extra-respiratory organs.
Surprisingly, endothelial cells of humans, and possibly other mammals, harbour SA2,3Gal residues (143). Infection of the endothelium is a significant pathological finding in chickens infected with HPAIV H5N1 (100), but has rarely been documented in mammals, e.g. the replication of HPAIV H5N1 in occasional endothelial cells within the heart and pulmonary vein of experimentally infected cats (106). Severe lesions of necrosis and inflammation are observed in most infected extra-respiratory tissues, and may result from both the cytolytic effect of viral replication and the indirect effects of the induced host immune response. The presence of replicating virus in the cells of affected organs is typically detected at the edge of focal lesions of necrosis, suggesting a radial spread of the virus within the organs (Fig. 4). Furthermore, massive infiltration by inflammatory cells may not always be observed. This may further support the role of the cytolytic effects of influenza virus replication in the formation of reported lesions. Extra-respiratory clinical signs associated with such lesions are most often subtle, but may be observed in more advanced stages of organ failure. Thus, one cat experimentally infected with HPAIV H5N1 presented generalised icterus, possibly resulting from liver failure associated with viral infection (106). Neurological signs are the exception as these are often conspicuous, associated with small lesions of necrosis and inflammation in the brain and, notably, in the cerebellum. Thus, neurological
Fig. 4 The focal lesion of necrosis in the liver of a cat experimentally infected with highly pathogenic avian influenza virus H5N1, and the presence of infected hepatocytes at the transition between necrotic and normal liver parenchyma, as detected by immunohistochemistry
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signs, such as ataxia and circling, have often been reported in mammals infected with HPAIV H5N1, i.e. in naturally infected leopards and tigers (58, 129), Owstons palm civets (107) and a stone marten (64), but also in a mink that was experimentally infected with LPAIV H10N4 (30).
experimentally infected with influenza viruses with a receptor specificity for SA2,6Gal residues, they transmitted viruses to nave animals, while ferrets infected with influenza viruses with a receptor specificity for SA2,3Gal residues did not (132). However, mammal-to-mammal transmission of several LPAIV has been observed in swine, horses, harbour seals and mink. Low pathogenic AIV H10N4 was shown to replicate in the upper respiratory tract, including the trachea and nasal epithelium, of mink which developed rhinitis and presented with coughing and sneezing (30). In addition, other AIV were experimentally shown to be transmitted from mink to mink (91). Other unknown factors may therefore favour or limit the ability of AIV to be transmitted from mammal to mammal. Importantly, AIV that were naturally transmitted from mammal to mammal in swine, horses, harbour seals and mink may have already adapted to these species, at least partially. Thus, the AIV H7N7 and H3N8, which caused respiratory outbreaks in harbour seals and horses, respectively, appeared to be more mammalian-like than avian-like viruses, as they replicated experimentally in various mammals, and only poorly in birds (40, 140). These viruses may have acquired mutations that facilitated their transmission from mammal to mammal. Interestingly, the AIV H4N6 virus that infected swine in Canada in 1999 presented two amino acid substitutions in the HA protein (52), one of which was shown to confer receptor specificity for SA2,6Gal residues (4). At present, there is a lack of consensus about the target cells for AIV in the mammalian respiratory tract. There are several possible reasons for this. First, the specificity of influenza virus for the glycan receptor on the host cell is determined not only by the type of glycan-sialic acid linkage, but also by glycan modifications, such as fucosylation, sulphation and additional sialylation (32, 125), and so cannot be determined by techniques that only measure glycan-sialic acid linkages. Secondly, the affinity of AIV for respiratory tissues has been determined by different techniques (lectin histochemistry, virus histochemistry, infection), each with its own advantages and limitations. Thirdly, the respiratory cells or tissues tested have different histories (in vitro cell culture, ex vivo tissues, in vivo tissues). This history may have an important effect on the receptor expression on the cell surfaces. Therefore, further research is required to determine the affinity of AIV and other influenza viruses for different parts of the mammalian respiratory tract, including standardisation of the methodology used to determine target cells.
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from the intestinal tract and faeces, as well as the urinary tract and urine, of a number of infected mammals, i.e. both experimentally and naturally infected cats (106, 120, 144), experimentally infected ferrets (36, 78, 147), and naturally infected Owstons palm civets (107). Low pathogenic AIV of various subtypes have also been isolated from the ileum and colon of experimentally infected ferrets (57). Whether digestive and urinary tracts are also portals of exit remains speculative, and little is known on the risk of mammal-tomammal transmission via these routes.
Perspective
Although HPAIV H5N1 is remarkable because of its expanding host range and wide tissue tropism, it is not unique in its ability to cross the species barrier, to result in clinical disease and mortality in mammals, or to replicate in extra-respiratory organs of mammals. Other AIV have crossed to swine, horses, harbour seals, whales and mink. These viruses have resulted in outbreaks of severe respiratory disease and mortality in most of these species, and have been isolated from extra-respiratory organs namely, the brain and liver of harbour seals, whales and mink. Avian influenza viruses have also become endemic in swine and horse populations, demonstrating their ability to adapt to and become sustained in mammalian host species. As of today, HPAIV H5N1 has not acquired this ability. Important gaps remain in the understanding of crossspecies transmission of AIV to mammals. In particular, the distribution of cellular receptors and the attachment patterns of AIV in the upper and lower respiratory tract and other tissues are yet to be described in detail for most
mammals. The target cells for replication of AIV, as determined by the in situ detection of replicating virus, are poorly known and need further attention. The intestinal tract has been suggested as a portal of entry for HPAIV H5N1, and this needs to be confirmed. Present understanding of the pathogenesis of AIV infection in mammals is very limited, in particular: the relative proportion of damage attributable to the direct cytolytic effect of virus replication versus the indirect effect of host immune response. Finally, the factors influencing the ability of AIV to be transmitted from mammal to mammal, and so become sustained in mammal populations, are poorly understood. Knowledge of these factors is crucial in the effort to mitigate the effects of cross-species transmission of AIV to mammals, including humans.
Acknowledgements
L.A. Reperant is supported by a Princeton University Graduate Fellowship. G.F . Rimmelzwaan and T. Kuiken are partly supported by the VIRGO Consortium, an Innovative Cluster approved by the Netherlands Genomics Initiative, and partially funded by the Dutch Government (BSIK 03012), the Netherlands; by Novaflu European Union Grant QLRT 2001-01034; and by the Impulse Veterinary Avian Influenza Research in the Netherlands Programme of the Dutch Ministry of Economic Affairs.
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ces espces, ils peuvent se propager en dehors du systme respiratoire. La transmission entre mammifres est galement constate chez la plupart des espces ; ces virus circulent dsormais ltat endmique dans les populations de porcs et de chevaux, ce qui confirme leur capacit sadapter et persister chez les mammifres. Jusqu prsent, les virus de linfluenza aviaire hautement pathogne de type H5N1 nont pas acquis ces proprits, mais le risque quils puissent un jour sadapter aux espces de mammifres et dclencher par la suite une pandmie de grippe humaine ne peut tre totalement exclu. Mots-cls Barrire despce Influenza Influenza aviaire Mammifre Pathognie Pathologie Spectre dhte Transmission entre espces.
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