PaulaC DaryaGayatri
PaulaC DaryaGayatri
PaulaC DaryaGayatri
Paula C
and
Darya Gayatri
In the south-west lane of the Dover Strait Traffic Separation
Scheme
M A R I N E A C C I D E N T I N V E S T I G AT I O N B R A N C H
on 11 December 2013
REPORT NO 25/2014
SEPTEMBER 2014
Extract from
The United Kingdom Merchant Shipping
(Accident Reporting and Investigation)
Regulations 2012 Regulation 5:
The sole objective of the investigation of an accident under the Merchant Shipping (Accident
Reporting and Investigation) Regulations 2012 shall be the prevention of future accidents
through the ascertainment of its causes and circumstances. It shall not be the purpose of an
investigation to determine liability nor, except so far as is necessary to achieve its objective,
to apportion blame.
NOTE
This report is not written with litigation in mind and, pursuant to Regulation 14(14) of the
Merchant Shipping (Accident Reporting and Investigation) Regulations 2012, shall be
inadmissible in any judicial proceedings whose purpose, or one of whose purposes is to
attribute or apportion liability or blame.
SECTION 1 CONTENTS
SECTION 1 - FACTUAL INFORMATION
2
4
4
13
15
15
17
17
17
19
19
21
22
22
22
22
23
23
23
24
24
24
25
25
25
25
25
27
28
28
28
29
29
30
SECTION 2 - ANALYSIS
32
2.1 Aim
2.2 The collision
2.2.1 Initial assessment
2.2.2 The failure of the plan
2.2.3 Loss of situational awareness
2.2.4 Actions on board Darya Gayatri
2.3 Actions on board Raquel
2.4 OOW competency
2.5 Bridge watchkeeping arrangements
2.5.1 OOW
2.5.2 Additional lookout
2.6 Intervention by Dover Coastguard
32
32
32
32
33
33
34
34
35
35
35
36
36
37
37
37
38
SECTION 3 - CONCLUSIONS
39
3.1 Safety issues directly contributing to the accident that have been addressed or
resulted in recommendations
3.2 Other safety issues directly contributing to the accident
39
40
41
41
SECTION 5 - Recommendations
42
FIGURES
Figure 1
Figure 2
Figure 3
Figure 4
Figure 5
Figure 6
The collision
Figure 7
Damage to Paula C
Figure 8
Figure 9
Figure 10
Figure 11
CNIS coverage
TABLES
Table 1
Table 2
-
Transcript of the communication between Dover Coastguard and
Paula C
Table 3
Table 4
-
Transcript of the communication beween Dover Coastguard and Darya
Gayatri
Table 5
-
ANNEXES
Annex A
-
Annex B
-
ARPA
BNWAS
CALDOVREP
CEC
CNIS
CoC
Certificate of Competency
COG
COLREGS
-
CPA
DSC
GMDSS
GPS
gt - gross tonnage
IALA
-
International Association of Marine Aids to Navigation and
Lighthouse Authorities
ICS
IMO
kt - knot
MCA
MGN
MNTB
MSN
NUC
OOW
rpm
SMS
SOG
SOLAS
-
International Convention for the Safety of Life at Sea
1974, as amended
STCW
-
International Convention on Standards of Training, Certification
and Watchkeeping for Seafarers 1978, as amended (STCW
Convention)
TSS
UTC
VHF
VTS
TIMES: All times used in this report are UTC unless otherwise stated
SYNOPSIS
At 0027 on 11 December 2013, the general cargo vessel Paula C and the bulk
carrier Darya Gayatri collided in the south-west lane of the Dover Strait Traffic
Separation Scheme. Both vessels were damaged but there were no injuries and
there was no pollution. The collision occurred as a result of Paula C turning into
the path of Darya Gayatri after the action taken by the general cargo ships officer
of the watch to avoid the Belgium registered beam trawler Raquel had not gone as
intended.
The contributing factors identified by the MAIB investigation included:
Paula Cs officer of the watch did not effectively use the electronic aids available
to maintain a proper lookout. After taking action to avoid the fishing vessel,
he was uncertain as to the action he should take next and he lost situational
awareness.
An intervention on the radio by Dover Coastguard was timely and well-intended
but, inadvertently, it almost certainly influenced Paula Cs officer of the watch into
taking action, which resulted in Paula C turning towards Darya Gayatri.
Paula Cs officer of the watch was very inexperienced and he had not yet
developed sufficient competency to keep a bridge watch in the Dover Strait at
night by himself.
Although it was dark, Paula Cs officer of the watch was not supported by an
additional lookout.
The masters decision to allow an inexperienced officer to keep the bridge watch
by himself in the Dover Strait at night was ill-judged and contrary to international
requirements.
Following the accident, Carisbrooke Shipping Ltd, Paula Cs ship manager, adopted
a more structured approach to the training and development of its junior officers.
It also issued instructions to its fleet regarding the use of an additional lookout
and electronic aids for collision avoidance. The Merchant Navy Training Board
has started to prepare guidance for companies and seagoing officers covering
junior officer development and confidence building. In addition, the Maritime and
Coastguard Agency has taken action which is aimed at improving the vessel traffic
services provided by Dover Coastguard.
In view of the actions already taken, no recommendations have been made.
Paula C
Darya Gayatri
Flag
United Kingdom
Classification society
Lloyds Register
Lloyds Register
IMO number
9373553
9591686
Type
General cargo
Bulk carrier
Registered owner
Gayatri Shipping
Manager(s)
Construction
2008
2012
Length overall
89.90
229.0
Gross tonnage
2998
44325
14
Authorised cargo
No
No
VOYAGE PARTICULARS
Port of departure
Brake, Germany
Ijmuiden, Netherlands
Port of arrival
Poole, England
Type of voyage
Manning
Ballast
8
Ballast
20
Location of incident
Dover Strait
Place on board
Injuries/fatalities
None
None
Voyage segment
Mid-water
Mid-water
Wind SE Force 3, clear skies, calm seas, with good visibility. The
predicted tidal stream was 225 at a rate of 2kts. It was dark.
Persons on board
On passage
20
Paula C
Darya Gayatri
3
Raquel
1.2
Narrative
i.e local time in the UK. The time zone kept on board Paula C and Darya Gayatri was UTC+1.
All speeds referred to in this report are SOG unless otherwise stated.
The information provided by AIS is divided into: static information, including the ships call sign and name;
dynamic information, including position, course and speed over the ground and status; voyage related
information, including destination, draught, and hazardous cargoes; and short safety related messages. Static
and voyage related information is transmitted every 6 minutes, or on request. The reporting interval for dynamic
information is dependent on a ships speed and whether or not it is changing course. The reporting interval for
a ship at a speed of between 0 and 14kts and changing course is 4 seconds.
a course over the ground (COG) of 216 at a speed of 12.4kts and was overtaking
Paula C. The closest point of approach (CPA) between the vessels was 0.5nm in 88
minutes time.
At approximately 2300, Paula Cs master finished his night orders and advised
the second officer to keep to the passage plan and to call him if in any doubt. The
master left the bridge at 2305. By that time, Darya Gayatris heading had been
altered to 227 and the bulk carrier was 79 abaft Paula Cs starboard beam at a
distance of 1.7nm.
The second officer monitored Paula Cs position using the cross track error facility
on the Global Positioning System (GPS) receiver. The vessel remained on track.
At 2345, Paula C arrived at a navigational waypoint indicating a planned course
alteration. Accordingly, the OOW altered the vessels heading to follow a track of
212.
At 0000, Paula Cs OOW plotted the vessels position on the paper chart; it
remained on the planned track. At 0011, he saw a vessel 20 off the starboard bow.
Through binoculars, the OOW was able to see the vessels port side light and its
deck lights. He also correlated the unidentified vessel with a radar target. From the
targets AIS data shown on the port radar display, the OOW saw that the vessel was
at a range of 3.9nm and had a CPA of 0.1nm. The second officer did not acquire the
vessel on the ARPA or use the AIS data to determine the vessels name or status.
The OOW assessed that the vessel was crossing Paula Cs bow from starboard to
port. He also assessed that Paula C was the give way vessel.
The vessel ahead of Paula C was the Belgium registered beam trawler Raquel,
which was towing its nets on a COG of 153 at a speed of 4.8kts (Figure 2).
Raquel was displaying the appropriate lights for a power-driven vessel underway
and engaged in trawling4; the vessels deck lights were also switched on. The
beam trawlers AIS was transmitting static and dynamic information, including its
status (engaged in fishing), SOG and COG. However, no heading information was
broadcast.
Raquels skipper was on watch in the wheelhouse and he was monitoring other
vessels in the area visually, by radar and by AIS. The skipper had seen Paula C
and Darya Gayatri following the traffic lane and he was aware that he needed to
take action in order to keep out of their way. Accordingly, at approximately 0013,
with Paula C 3.4nm off the trawlers port bow, Raquels skipper began the first of
several alterations to port, which were intended to eventually turn the fishing vessel
onto a north-westerly heading (Figure 3). A single, broad alteration was not possible
because Raquels manoeuvrability was limited by its fishing gear.
Raquels changes in heading were not seen by Paula Cs OOW, who was also still
unaware of the identity of the vessel ahead of him, or that it was engaged in fishing.
At approximately 0018, when Raquel and Paula C were 1.82nm apart, the OOW
adjusted the heading set on the autopilot to 230. No sound signal was made and
the second officer did not look over the starboard quarter to make sure that there
were no vessels in close proximity. The OOW also did not use the ARPAs trial
manoeuvre facility to determine the effect of the intended alteration on the CPAs of
the other vessels in the area.
4
The International Regulations for the Prevention of Collisions at Sea 1972 (as amended) (COLREGs) require
that a vessel engaged in trawling, in addition to the lights prescribed for its length, should display two all-round
lights in a vertical line. The upper light is green and the lower light is white.
Darya Gayatri
Paula C
Key
As Paula C steadied onto its new heading, the second officer noticed that the
heading of Raquel, which was now almost directly ahead, had changed to the
north-east. In response, the OOW adjusted Paula Cs heading further to starboard.
By 0022 Paula Cs heading was 266 and the fishing vessel was about 30 off
Paula Cs port bow at a distance of 1.1nm; Darya Gayatri was on the cargo ships
starboard beam at a distance of 0.98nm.
Over the next 2 minutes, Paula Cs OOW adjusted the autopilot to alter the vessels
heading to port and then to starboard. The vessels changes in heading between
0022:06 and 0023:35 are detailed at Table 1.
Time
Heading ()
0022:06
266
0022:23
263
0022:54
255
0023:04
253
0023:15
259
0023:24
273
0023:30
282
0023:35
287
Paula Cs manoeuvring was seen by Darya Gayatris OOW, who determined that
the cargo ship would now pass about 2 cables ahead of his vessel. Darya Gayatris
OOW was also aware that Raquel was ahead of him and was engaged in fishing. He
was closely monitoring both vessels. Darya Gayatris OOW was the second officer
and he was accompanied on the bridge by an able seaman (AB) lookout.
Paula Cs movements were also seen on radar (Figure 4) by the duty Dover
Coastguard watch officer. He called Paula C via very high frequency (VHF) radio
channel 11 in order to clarify the OOWs intentions. The transcript of the resulting
conversation is at Table 2.
10
Time
Station
Dialogue
0023:34
Dover Coastguard
0023:41
Paula C
0023:43
Dover Coastguard
0023:48
Paula C
0024:01
Dover Coastguard
0024:06
Paula C
0024:10
Dover Coastguard
0024:16
Paula C
0024:25
Dover Coastguard
0024:31
Paula C
0024:34
Dover Coastguard
Roger.
During the VHF conversation, Paula Cs OOW adjusted the cargo ships heading
from 287 to 253. Immediately after the VHF exchange, he selected hand-steering
and applied 35 of starboard helm. Paula C started to turn quickly to starboard
(Figure 5). The OOW did not check visually or by radar that the intended manoeuvre
was safe or make a sound signal to indicate he was turning to starboard. He was
unaware that Darya Gayatri was 511m off Paula Cs starboard beam.
Paula Cs headings between 0024:40 and 0025:57 are shown at Table 3 below.
Time
Heading ()
0024:40
253
0024:54
258
0025:11
286
0025:24
297
0025:48
338
0025:52
347
0025:57
000
11
12
Paula C
Darya Gayatri
As Paula C turned to starboard, the coastguard watch officer called Darya Gayatri
via VHF radio, channel 11. The transcript of the conversation between Dover
Coastguard and Darya Gayatri is at Table 4.
Time
Station
Dialogue
0024:45
Dover Coastguard
0024:49
Darya Gayatri
0025:03
Dover Coastguard
0025:08
Darya Gayatri
0025:21
Dover Coastguard
0025:24
Darya Gayatri
Table 4: Transcript of the VHF exchange between Dover Coastguard and Darya Gayatri
13
14
Darya Gayatri
Paula C
1.3
Damage
Paula C suffered significant damage to her port bridge wing and port side
accommodation and port quarter (Figure 7). In particular:
The port bridge wing was crushed.
The chief officers cabin, which was on the forward port side of the
accommodation block, was indented and holed.
The port liferaft davit was almost entirely removed.
The second officer pressed the DSC button for 4 seconds, which initiated the transmission of an undesignated
alert.
15
16
The railings on the port side of the accommodation were dented and partially
removed.
The port quarter poop deck and shell plating was dented and holed.
Temporary repairs were made to Paula C in Southampton. Permanent repairs were
subsequently completed in Rotterdam, Netherlands.
Damage to Darya Gayatris port bow comprised indentations and a 5m gash above
the waterline in way of the forward void space (Figure 8). Permanent repairs were
completed in Falmouth.
1.4
Paula C
STCW - International Convention on Standards of Training, Certification for Watchkeeping for Seafarers 1995,
as amended
MNTB guidance for cadets and ship managers on the use and completion of the training record book and on
MCA qualification requirements is at Annex A.
To qualify as an OOW (STCW II/I) in the UK, deck cadets must complete the MNTB training record
book to a satisfactory standard, pass the required academic examinations and have a record of their
time at sea, which must include 6 months bridge watchkeeping experience. Finally, a cadet must
pass an oral examination with an authorised MCA examiner.
17
18
the accident, the second officer had kept ten 4 hour bridge watches as the sole
watchkeeper, most of which were during Paula Cs passage from Spain to Germany.
None of these watches occurred in the Dover Strait.
1.4.3 Bridge equipment
Paula Cs bridge was fully enclosed (Figure 9). The controls for hand-steering,
autopilot, steering pumps and the engine telegraph were located on a forward
control console on the centreline. The navigational and communications equipment
fitted on the bridge included two X-band radars with ARPA, an AIS and a GPS
receiver. A Bridge Navigational Watch Alarm System (BNWAS) was also fitted,
which was required to be reset every 12 minutes. The BNWAS was not connected to
any navigational aids.
The AIS was adjacent to the port radar display and had a minimum keyboard
display which showed the names, ranges and bearings of the nearest five vessels
transmitting on AIS. The AIS was interfaced with both radar displays, which enabled
AIS information transmitted by operator-selected vessels to be shown (Figure 10). It
was the usual practice for Paula Cs OOWs to use the AIS data shown on the radar
displays for collision avoidance. There were no onboard instructions or guidance
regarding the use of AIS.
During the second officers bridge watch on 11 December, the port radar display
was set to north-up, in relative motion, and was showing target vectors and trails.
The second officer set the range scale to 6nm and off-centred the display to the
north-east in order to extend the area displayed ahead of the vessel. The starboard
radar display was also switched on but was not used by the second officer; this
display tended to be for the masters sole use.
A global maritime distress and safety system (GMDSS) station was located at the
rear of the bridge on the starboard side. The station had numerous illuminated
lamps. Blinds fitted to the aft bridge windows on the starboard side were kept closed
in order to prevent the lights from the GMDSS equipment reflecting off the windows
into the bridge.
1.4.4 Bridge watchkeeping routine
The master, second officer and the chief officer kept the 8 to 12, 12 to 4 and the
4 to 8 bridge watches respectively. The master was also available to assist either
deck officer if required. In port, the chief officer and second officer worked 6 hours
on duty, followed by 6 hours off duty in a two watch system; again the master was
available as required.
The onboard safety management system (SMS) required that assistance be
immediately available to the OOW. Section 3.9 of the SMS also specified that
the crews work and rest schedules should be adjusted to enable a lookout to be
available for duties on the bridge during hours of darkness. In addition, Section 8.3
of the SMS also required that:
A lookout shall be posted during hours of darkness, when poor visibility is
encountered, when in pilotage or confined waters and when high traffic density
is encountered. Lookouts should be given sufficient instruction and information
to enable them to keep a proper lookout. [sic]
19
Port radar
Hand steering
and engine
telegraph
console
Drawn blinds
GMDSS station
20
Paula Cs crew included three able seamen (AB), none of whom were allocated
lookout duties. It was usual practice on board Paula C for the OOW to be the sole
lookout during both daylight and darkness.
1.4.5 Manoeuvrability
Paula C was fitted with a high-lift rudder with a maximum angle of 45 to port or
starboard. It was also equipped with two steering pumps. Both pumps were usually
used in coastal waters or rivers, but only one pump was switched on when the
vessel was in open water. At the time of the collision only one steering pump was in
use.
21
1.5
Darya Gayatri
10
22
The second officer was 26 years old and an Indian national. He held an Indian
STCW II/1 CoC issued in 2010 and had joined Anglo Eastern Ship Management as a
third officer in 2010. He had served as a second officer on board bulk carriers for 13
months before he joined Darya Gayatri in August 2013 for a 6 month contract. This
was his first time on board the vessel. The second officer had previously transited
the Dover Strait on three or four occasions when in charge of a navigational watch.
1.5.3 Bridge equipment
Darya Gayatris bridge was fitted with an integrated navigation and control system
which included X and S band radar displays fitted with ARPA, an AIS and a BNWAS.
The AIS was interfaced with both radar displays which enabled AIS information
for operator-selected vessels to be shown on the displays, similar to the display
on Paula C (Figure 10). Darya Gayatris second officer routinely used AIS data for
collision avoidance. The onboard instructions for the use of AIS included There is
no provision in the COLREGS for use of AIS information therefore decision should
be taken based primarily on visual and/or radar information. [sic] The guidance also
noted that AIS information may be useful in making decisions for collision avoidance
but should be used with caution.
During the morning of 11 December 2013, the X-band and the S-band radar displays
were set on the 6nm and 12nm range scales respectively. Both displays were
north-up and off-centred to the north-east in order to increase the area of the radar
coverage displayed ahead of the vessel. A C-Map electronic chart system was
carried for evaluation purposes, but the primary means of navigation was paper
charts.
1.5.4 Bridge watchkeeping routine
The chief officer, the third officer and the second officer kept the 4 to 8, 8 to 12 and
the 12 to 4 bridge watches respectively. In port, the second and third officers worked
6 hours on duty, followed by 6 hours off in a two watch system. The chief officer
worked as required while the vessel was in port and the master was available to
assist when necessary both at sea and alongside.
1.5.5 Manoeuvrability
Darya Gayatri was fitted with a spade rudder with a maximum angle of 35 to port or
starboard. Onboard instructions specified that two steering pumps must be operated
when the vessel was navigating in restricted waters. On the morning of 11 December
2013, one steering pump was in use.
Darya Gayatris manoeuvring data was displayed on the bridge on a manoeuvring
diagram. The diagram represented the turning characteristics of the vessel with
maximum helm to port and starboard in both the loaded and ballast conditions.
The manoeuvring diagram showed that when proceeding in ballast at 15.6kts, Darya
Gayatri would advance 709m and transfer 613m during a 360 turn to starboard. The
time taken to turn a full circle was 9 minutes and 4 seconds.
The manoeuvring diagram also provided data for a crash stop. The diagram
indicated that from full sea speed to stop would take 11 minutes and 30 seconds,
during which the vessel would travel 2395m.
23
2.
3.
4.
2.
3.
4.
5.
1.6
1.6.1 Purpose
The Channel Navigation Information Service (CNIS) was introduced in 1972 and
provides a 24 hour radio and radar safety service for shipping within the Dover
Strait. By collecting, recording and disseminating maritime information, the CNIS
aims to provide the latest safety information to shipping in the CNIS area. CNIS is
11
24
jointly provided by the UK and French Maritime authorities in Dover and Gris Nez
respectively. In the UK, the MCA is responsible for the operation of CNIS, which it
delegates to Dover Coastguard. The CNIS area is shown at Figure 11.
1.6.2 Mandatory reporting
A mandatory reporting system (CALDOVREP) for vessels over 300gt was
introduced in the Dover Strait TSS in July 1999. This was in accordance with
the requirements of Regulation 8-1 of Chapter V of the Safety of Life at Sea
(SOLAS) Convention 1974. Under the scheme, all south-west bound vessels are
required to report to Dover Coastguard no later than when crossing a line drawn
from North Foreland Light (5123N;00127E) to the Belgian and French borders
(5105N;00233E). The radar coverage of CNIS extends further than the reporting
area and CNIS operators routinely monitor vessels in the areas approaches.
1.6.3 Vessel traffic service designation
Merchant Shipping Notice (MSN) 1796, issued by the MCA in April 2006, designated
vessel traffic services (VTS) stations in the UK in accordance with the Merchant
Shipping (VTS Reporting Requirements) Regulations 2004. This notice defined the
level of service available to shipping operating in designated VTS areas. Annex A of
MSN 1796 designated the CNIS as an information service which it defined as:
A service to ensure that essential information becomes available in time for
on-board navigational decision making
1.6.4 V103 standard message markers
The International Association of Marine Aids to Navigation and Lighthouse
Authorities (IALA) Recommendation V-103 sets the international standard for the
training and certification for VTS personnel. Dover Coastguard watch officers
complete mandatory training which includes the correct use of message markers
and message formats. A message marker is a single word used by the operator
to indicate to the officer on the vessel what the content of the following message
will be. There are eight approved message markers, which are: Answer; Intention;
Question; Warning; Advice; Information; Instruction; and Request.
1.6.5 Watch officer
The watch officer who called Paula C and Darya Gayatri via VHF radio before the
vessels collided joined Dover Coastguard in 2006. He had previously worked in the
coastal marine sector and was familiar with the Dover Strait. He had completed the
mandatory VTS training courses in 2006.
1.7
25
26
Image courtesy of NP 286, Volume 1, Admiralty List of Radio Signals, Pilot Services, VTS Services and Port Operations (UK)
masters approval, the junior officer was promoted to second officer. Carisbrooke
Shipping Ltd did not provide any guidance or procedures for its masters with regard
to the training and assessment of newly qualified officers.
1.8
STCW 95 requirements
The STCW 95 states, inter alia:
Chapter 1, Regulation I/14, Responsibilities of companies
1 Each Administration shall, in accordance with the provisions of section A-I/14,
hold companies responsible for the assignment of seafarers for service on
their ships in accordance with the provisions of the present Convention, and
shall require every such company to ensure that:
.4 documentation and data relevant to all seafarers employed on its ships are
maintained and readily accessible, and include, without being limited to,
documentation and data on their experience, training, medical fitness and
competency in assigned duties
Part A, Chapter VIII, - Watchkeeping, Part 4-1 - Principles to be observed in
keeping a navigational watch
17 In determining that the composition of the navigational watch is adequate to
ensure that a proper lookout can continuously be maintained, the master shall
take into account all relevant factors, including those described in this section
of the Code, as well as the following factors:
.1 visibility, state of weather and sea;
.2 traffic density, and other activities occurring in the area in which the vessel is
navigating;
.3 the attention necessary when navigating in or near traffic separation schemes
or other routeing measures;
.4 the additional workload caused by nature of the ships functions, immediate
operating requirements and anticipated manoeuvres;
.5 the fitness for duty of any crew members on call who are assigned as
members of the watch;
.6 knowledge of, and confidence in, the professional competence of the ships
officers and crew;
.7 the experience of each officer of the navigational watch, and the familiarity
of that officer with the ships equipment, procedures, and manoeuvring
capability.
27
1.9
Guidance
28
29
Rule 7 Risk of Collision. This rule requires that all means possible, including
radar, should be used to assess if a risk of collision exists as early as
possible. Risk of collision is primarily determined by monitoring the compass
bearing of an approaching vessel.
Rule 8 Action to Avoid Collision. This rule requires that any action taken to
avoid a collision is positive, clear and made in ample time. Such action should
not result in another close quarters situation.
Rule 10 Traffic Separation Schemes. This rule specifies the responsibilities
between vessels operating in a traffic separation scheme.
Rule 13 Overtaking. This rule states that the overtaking vessel must keep
out of the way of the vessel being overtaken.
Rule 15 Crossing Situation. When two power-driven vessels are crossing
each other and there is risk of collision, the vessel which has the other on
its own starboard side shall keep out of the way of the other and, if possible,
avoid crossing ahead of the other vessel.
Rule 16 Action by the give-way vessel. Every vessel required to give way
must take early and substantial action to keep well clear.
Rule 17 Action by the stand-on vessel. Where one of two vessels is to keep
out of the way, the other vessel should maintain its course and speed. The
stand-on vessel may take action to avoid collision as soon as it is apparent
that the give-way vessel is not taking the required actions. When taking such
action, a stand-on vessel should try to avoid altering course to port for a
vessel on its own port side.
Rule 34 Manoeuvring and warning signals. Vessels in sight of one another
are to warn other vessels of their intended movement by the use of sound and
light signals.
12
A HAZREP is a notification of an apparent breach of COLREGs other than rule 10. The data in the table represents both
reported and unreported incidents. A reported incident is where a vessel makes a complaint about the conduct of another.
An unreported incident is one in which two vessels are involved in an apparent close quarters situation where neither vessel
makes a complaint about the other.
30
2009
2010
2011
2012
2013
Hazardous
Incident
Reports
49
54
39
28
29
Collisions
Total of
reporting
vessels
Table 5: Collisions and hazardous incidents in the south-west traffic lane of the Dover
Straits TSS (Source: Dover Coastguard 2014)
The collision data has been collected from incidents involving merchant and/or
fishing vessels. The total volume of reporting vessels include those vessels that
are required to observe the CALDOVREP mandatory reporting system. The figures
do not include fishing vessels and yachts which are not required to report to Dover
Coastguard due to their size.
31
SECTION 2 - ANALYSIS
2.1
Aim
The purpose of the analysis is to determine the contributory causes and
circumstances of the accident as a basis for making recommendations to prevent
similar accidents occurring in the future.
2.2
The collision
32
33
he was called on the VHF radio. However, it is evident that the OOWs use of port
helm was based on the assumption that Paula C would only start a round turn to
starboard after passing ahead of his own vessel.
Given that the cargo ship was less than 600m off his port bow (approximately 240m
off the bulk carriers intended track), this was not an unreasonable assumption. Even
though the cargo ship was highly manoeuvrable, any attempt to have turned inside
the bulk carrier was unsafe. Therefore, although the alteration of course to port by
Darya Gayatris OOW was possibly imprudent as the vessels were so close, it was
well intended; he did not know that Paula C was already turning quickly to starboard.
When Darya Gayatris OOW eventually saw the cargo ship turning directly towards
the bulk carrier, he immediately reversed the helm to starboard and momentarily put
the engine telegraph astern. Only then did the OOW call the master. By that time,
given the manoeuvring characteristics of Darya Gayatri, the vessels were too close
for collision to be avoided.
2.3
2.4
OOW competency
Competence is the ability to undertake responsibilities and to perform activities to a
recognised standard on a regular basis. It is a combination of practical and thinking
skills, experience and knowledge. In this case, although Paula Cs OOW held an
STCW II/I CoC, it is apparent from his actions during this accident that he was still
very inexperienced and had not yet developed sufficient competency to keep a
bridge watch in the Dover Strait at night by himself.
In particular, Paula Cs OOW did not fully utilise the navigational equipment
available. The AIS was not used to determine Raquels identity or that it was
engaged in fishing. Similarly, the ARPAs trial manoeuvre function was not used
34
prior to the initial alteration of course to 230. In addition, the OOW did not complete
basic checks such as ensuring that the vessels starboard side was clear before
altering course, or ensuring that the next intended heading was clear.
More importantly, however, was the inability of Paula Cs OOW to accurately assess
the situation after detecting Raquel. Although Raquels speed was less than 5kts,
the OOW lacked the experience to consider the possibility that, as the vessel also
had bright deck lights, it was a fishing vessel. He also did not take into account that
fishing vessels are sometimes slow to take action when they are required to keep
out of the way of other vessels. Consequently, when Raquel started to manoeuvre
out of the traffic lane, the OOW was taken completely by surprise.
2.5
2.5.1 OOW
Since qualifying as an OOW in June 2013 and joining Paula C in August 2013, the
second officer had been in charge of only 10 bridge watches. Therefore, he had not
been tested in a variety of shipping situations. As the master had only known the
second officer for about 2 weeks, it is astonishing that he was sufficiently confident
of the OOWs abilities to entrust him with the bridge watch in the Dover Strait, one of
the busiest shipping lanes in the world, at night and without a lookout for support.
The masters decision-making in this respect was contrary to the requirement of
STCW 95 (Paragraph 1.8), regarding the principles to be observed in keeping a
navigational watch. In particular, in deciding that the second officer should be the
OOW while Paula C transited the Dover Strait, the master paid insufficient attention
to the potential traffic density, the vessels passage in a traffic lane, his limited
knowledge of the second officers professional competence, or the second officers
inexperience. In the circumstances, a revision of the bridge watchkeeping routine
was warranted to ensure that the inexperienced second officer was supported by
the master or the chief officer. Instead, the master treated the passage through the
Dover Strait as if it were a passage in open water.
2.5.2 Additional lookout
It is implicit in MGN 315 (Paragraph 1.9.2) and clear in Paula Cs SMS (Paragraph
1.4.4) that an OOW should not be the sole lookout during the hours of darkness.
However, it is evident that an additional lookout was rarely, if ever, employed on
board Paula C, regardless of the circumstances.
Many masters and bridge watchkeepers interviewed by the MAIB in recent years
have considered the employment of deck ratings on the bridge as an additional
lookout to be a waste of time, even during darkness or in busy shipping areas. In
many cases where they are used, their presence is seen as a token gesture aimed
at meeting regulatory requirements at the expense of deck maintenance and other
tasks. Others simply prefer to keep watches alone.
In this case, had one of Paula Cs three ABs accompanied the second officer on
the bridge as an additional lookout, he could possibly have helped him to identify
that Raquel was turning, check the starboard side was clear before altering course,
monitor Darya Gayatri and take the helm when required. In short, an additional
35
lookout could have assisted the OOW in his duties and helped him to maintain his
situational awareness. After the collision, the OOW could also have sent the lookout
to make sure that the master was safe rather than leave the bridge unattended.
2.6
2.7
36
the watch. Moreover, there would have been few opportunities for the master or
chief officer to pass on the benefits of their greater experience, or for the master to
oversee and assess the progress of the junior officer.
Although Carisbrooke Shipping Ltd did not provide any onboard guidance covering
the junior officers development or assessment, it is evident from the circumstances
of this case that the ship managers training and development of its junior officers
warrants a more structured approach. The provision of, among other things,
instructions and guidance on employment, continuation training, methods of
assessment, and feedback on junior officers would not only provide ships masters
and junior officers with a common benchmark, but it would also help to satisfy some
aspects of the requirements of STW 95 regarding the maintenance of records of
training and competency (Paragraph 1.8).
2.8
Watchkeeping practices
37
It is also evident that Paula Cs OOW did not use the AIS information available to
closely monitor the fishing vessels heading before he took avoiding action. As soon
as the fishing vessel started to alter course, albeit in incremental steps, it would
have transmitted dynamic AIS data every 4 seconds. Consequently, changes in the
fishing vessels heading would have been reflected and updated faster on the AIS
display than by ARPA due to the time taken to process the radar data.
The guidance issued by the IMO and the MCA regarding the use of AIS in collision
avoidance (Paragraph 1.9) highlights its advantages and disadvantages. As OOWs
will inevitably use AIS to some degree, a balance needs to be struck between
over-reliance and effective use. To achieve such a balance, it is important that
OOWs are fully aware of the systems capabilities and limitations. It is also important
that ship owners and managers provide clear instructions on the use of AIS and that
such instructions are followed.
2.8.3 Sound signals
In recent years, the use of sound signals by masters and OOWs, to indicate their
intentions and actions when manoeuvring in close proximity to other vessels, has
reduced significantly. Frequently, the use of sound signals is now limited to pilotage
waters. The advent of enclosed bridges, VHF radio, radar, ARPA and AIS have
all impacted on the use of ships whistles/sirens, and many OOWs now appear
reluctant to make a sound signal for fear of disturbing the crew on board or people
ashore.
Given that Paula C and Darya Gayatri were within 600m of each other when Paula
C turned towards Darya Gayatri, and when Darya Gayatri started to turn to port, the
vessels were sufficiently close for sound signals to be heard. It cannot be certain
whether the use of sound signals by either Paula C or Darya Gayatri or both would
have alerted either OOW in sufficient time for successful avoiding action to have
been taken. Nonetheless, had the OOW on Darya Gayatri sounded two short blasts
on his vessels whistle/siren when he altered the vessels course to port, or five or
more short blasts once he became uncertain as to the intentions of Paula Cs OOW,
the latter might well have been alerted to the impending danger in time to take
effective action.
38
SECTION 3 - CONCLUSIONS
3.1
1.
After sighting the beam trawler Raquel at 0011, Paula Cs OOW assessed the
vessel to be a power-driven vessel rather than a vessel engaged in fishing. He also
assessed that Paula C was the give way vessel. [2.2.1]
2.
Although Raquel had started to alter course at 0013 in order to clear the traffic lane
and avoid impeding the safe passage of Paula C and Darya Gayatri, this alteration
was not seen by Paula Cs OOW for over 5 minutes. [2.2.1]
3.
Paula Cs OOW was neither keeping a proper visual lookout, nor effectively using
the electronic aids available. [2.2.1]
4.
Only after Paula C had altered course to starboard shortly after 0018 in order to
avoid Raquel, did its OOW see that the trawler had also altered course. The OOWs
plan had not worked and he was unable to cope. [2.2.2]
5.
The intervention on VHF radio by the CNIS watch officer was timely, appropriate and
well-intended. However, because of the language used, it unintentionally influenced
the decision-making of Paula Cs OOW and prompted him to turn towards Darya
Gayatri. [2.2.2, 2.6]
6.
7.
It is apparent from the inability of Paula Cs OOW to make sense of Raquels actions
and his total loss of situational awareness, that he was still very inexperienced and
that he had not yet developed sufficient competency to keep a bridge watch in the
Dover Strait at night by himself. [2.4]
8.
Paula Cs OOW had been in charge of only 10 bridge watches and the master had
only known him for about 2 weeks. Therefore, it is astonishing that the master was
sufficiently confident of the OOWs abilities to entrust him with the bridge watch in
the Dover Strait. [2.5.1]
9.
10.
Although it was dark, Paula Cs OOW was the sole lookout. An additional lookout
was rarely, if ever, employed on board the vessel. [2.5.2]
11.
Although the newly qualified OOW on board Paula C spent 3 months watchkeeping
on board before being promoted to second officer, during this period he was not
given the conn, which did not prepare him effectively to stand a watch alone.
Therefore, his time on board was probably little different to the time he had spent
understudying bridge watchkeepers during his cadetship. [2.7]
39
40
12.
Paula Cs ship managers training and development of its junior officers warrants a
more structured approach. [2.7]
13.
Neither Paula Cs nor Darya Gayatris OOW called their masters as they had been
instructed. Had they done so, it is highly likely that they would have intervened and
the collision between Paula C and Darya Gayatri would have been avoided. [2.2.4,
2.8.1]
3.2
1.
Paula Cs OOW did not use AIS to its full potential. As OOWs use AIS for collision
avoidance to varying degrees, there is an onus on ship managers and masters to
ensure that their bridge watchkeepers are fully aware of both the capabilities and
limitations of the system. [2.1, 2.8.2]
2.
Neither Paula Cs nor Darya Gayatris OOW made any sound signals when
manoeuvring when their vessels were in close proximity. [2.8.3]
41
SECTION 5 - Recommendations
In view of the actions already taken, no recommendations have been made.
42
Annex A
Guidance for use and completion of the MNTB training record book and
on the Maritime and Coastguard Agency requirements
Section 1
1.1
This Training Record Book (TRB) is published by the Merchant Navy Training Board
(MNTB) and approved by the Maritime and Coastguard Agency (MCA) for use by
officer trainees undertaking on-board training required as part of MNTB/MCA
approved national training programmes or schemes leading to a deck officer of the
watch certificate of competency.
Properly used during the required periods of qualifying sea service the TRB will
ensure that the officer trainee receives systematic practical training and experience in
the tasks, duties and responsibilities of an officer in charge of a navigational watch,
and enable a comprehensive record of practical training and experience to be
maintained. Duly completed it will provide unique evidence that a structured
programme of on-board training meeting MCA requirements has been undertaken,
which will be taken into account by the MCA in the process of evaluating competence
for the issue of a certificate of competency.
On-Board Training
Subject to any variations to the requirements of the TRB arising from previous
qualifications or experience which the officer trainee may have, on-board training
should generally start with those tasks where the normal level of responsibility is
associated with working under the direction of qualified personnel (i.e. 'contribute' to
operations). As experience is gained tasks and duties should be undertaken where
the level of responsibility is associated with serving as officer in charge of a watch
and maintaining direct control of activities in accordance with proper procedures
under the direction of a senior officer or Master (i.e. 'control' operations).
After the early stages of sea service it will be necessary for the officer trainee to
undertake sufficient bridge watchkeeping duties to enable the development of
navigational knowledge and skills, and completion of related tasks. At least 6 months
of the last 12 months sea service must be spent on duties associated with
navigational bridge watch keeping under the supervision of a certificated deck officer.
The ship should issue a steering certificate, which is required for the EDH certificate,
to officer trainees completing the task relating to steering (801.4).
Completion of on-board training
Officer trainees should complete all tasks by the end of their training programme or
scheme, unless the ship type on which sea service is completed or the nature of the
trade in which the ship is engaged prevent this. As part of the TRB, a Navigation and
Operations Workbook must be kept, to record relevant aspects and events arising
from day to day duties. This will provide supporting evidence to the MCA for Notice
of Eligibility purposes. Any omissions to the TRB will have to be justified to the MCA
before entry to the examination for deck officer of the watch certification. In
exceptional circumstances the MCA may require additional sea service to be
undertaken to complete outstanding tasks.
National Occupational Standards
National Occupational Standards (NOS) define in generic terms the levels of
knowledge and performance required for a particular occupational function, role or
activity, and are used as the basis for developing detailed knowledge, training and
qualification requirements. As the same function, role or activity may be performed in
a number of different situations (e.g. merchant vessels, fishing vessels, vessels of
limited size and power and area of operation) the detailed knowledge, training and
qualification requirements will vary according to the particular application, although
the generic standard applies to all applications. Marine NOS relevant to the deck
officer of the watch function are contained in Section 5 for information and reference.
Their use in relation to the TRB is explained elsewhere in the section Guidance for
Masters, Officers and Company Training Officers.
Responsibilities
It is the responsibility of the officer trainee to ensure that the TRB is properly
maintained and completed.
It is the responsibility of the Master and other staff on board, as described elsewhere
in the TRB, to manage and superyise the on-board training, sign off tasks when they
have been properly completed, and maintain reports on the trainee officer's progress.
As well as meeting MCA requirements, the TRB will assist companies and
universities/colleges in monitoring that the progress expected at different stages of
the programme has been achieved.
1.2
The TRB is an important document. You are personally responsible for its upkeep
and safekeeping during the entire period of training.
If you have any difficulty completing the TRB you should contact the Master,
Designated Shipboard Training Officer (DSTO) , or Company Training Officer (CTO)
for advice and guidance at an early stage . You must avoid getting into a situation
where your on-board training falls behind schedule as this may lead to you being
required to undertake additional sea service to complete outstanding tasks.
Training Programmes and Schemes
You will be provided by the company with details of the training programme or
scheme being followed, which should be placed in the TRB at the end of Section 2.
These will include any variations to the requirements of the TRB arising from
previous qualifications or experience that you may have.
Training Record Book (TRB) Task Planning
Throughout your training you should be aware of two identifiable individuals who are
immediately responsible for the management of your training, i.e. the DSTO and the
CTO. In some circumstances the Master may also be the DSTO, and the job title of
the person responsible in the company shore office may be different from that of
CTO. Where signatures and reports are required from both the Master and DSTO in
the TRB, only one signature or report is required in each case if the Master is also
the DSTO. References to the CTO in the TRB include any other persons with
different job titles in the company shore office who are responsible for your training.
Specific guidance for Masters, Officers and CTO's who will be involved in your
training on board, and who will sign or complete various parts of the TRB, is
contained elsewhere in this section.
Tasks include the Main Tasks in Section 4, the Priority, familiarisation and safety
Tasks in Section 3.1, and the International Regulations for Preventing Collisions at
Sea as listed in Section 2.6.
You should discuss your training with the DSTO at an early stage of each voyage.
The practical training undertaken at sea must be planned and structured in a way
that enables you to acquire and practise skills and to demonstrate your proficiency in
a range of tasks as contained in Section 4. An important factor is that this should be
on a progressive basis, each task building on those that have already been
completed, both on previous ships and during the current voyage. You should be
given full information and guidance as to what is expected of you and how the
training is to be organised.
Navigation and Operations Workbook
You will need to keep a Navigation and Operations Workbook in which you should
record all calculations, observations, events and activities arising from your: duties on
the vessel, with the date, time and context in which they are made. The navigation
and operations workbook is an integral part of the TRB. General guidance is
provided in Section 6 and your programme or training scheme will identify specific
detail and guidance for completion. Ensure you take the detail from your training
provider (college/university) with you when you set off for your first sea voyage.
Maintaining the Training Record Book (TRB)
Personal details
Company details
Ancillary or additional training certificates achieved
Sea service completed
Training tasks completed
Progress in learning the International Regulations for Preventing
Collisions At Sea
Training programme or scheme being followed
Upon receipt of the TRB you should complete as much as possible of the
information required, keeping it up to date as your training progresses and not
wait until the end of a voyage to do so.
In particular, you should update the task summary chart on a weekly basis, to
provide an overview of your progress and experience achieved to date. This
applies equally to the progress made with learning the Regulations for Preventing
Collisions at Sea.
o
o
o
Priority, familiarisation and safety tasks should be signed off as soon as possible
after joining each ship.
You should complete the ship's particulars early on in the voyage for each ship.
The Master and DSTO will review your progress on a monthly basis. It is advised
that set times should be agreed when you prepare and hand in the TRB for
inspection. Establishing a routine will save time and ensure an efficient process.
The CTO's inspections of the TRB will usually take place during ship visits, during
university/college phases, at company offices, or elsewhere as advised by the
CTO.
Before leaving a vessel it is imperative that you obtain signed sea service
testimonials for the voyage from the Master(s) . It is usually difficult, and
sometimes impossible, to obtain testimonials after personnel have left a ship.
Details and specimen signatures of those signing off your tasks must be entered.
The MCA examiner will not be able to accept any signed off tasks for which this
information has not been provided.
The various summary sheets and records in this section provide essential
evidence for MCA certification. They must be completed for each ship. You
have been provided with 3 sets of these ship details, two of which you can use for
completion purposes and one that you can photocopy, as required, depending on
the number of ships which you will actually be on during your sea service
throughout your training.
General
You will need to present your TRB for final signatures and updating in good time
before leaving the vessel and well before arrival at the last port, otherwise the
opportunity to record training completed during the later stages of a voyage may
be lost. When those personnel who sign off tasks leave a ship during the course
of a voyage you should ensure any outstanding signatures and reports from
those personnel are obtained before they leave the ship.
1.3
General
Please refer to the guidance at the start of this section about the importance of
properly planned and structured on-board training, documented in the Training
Record Book, as an essential and integral part of part of a wider training programme
or scheme, which includes university/college based studies, ancillary training or short
courses in safety and technical subjects as well as a minimum sea service
requirement that together meet MCA requirements for certification.
General guidance on the use of the TRB and completion of on-board training can
also be found at the start of this section.
the Task Summary Chart and details of the programme or scheme being
followed, both contained in Section 2 of the TRB, should be inspected to gain an
overview of progress to date and to facilitate the arrangements for an officer
trainee's duties, so that experience can be developed and tasks completed within
the operational requirements of the vessel.
Annex B
Extracts from the International Regulations for Preventing Collisions at Sea 1972, as amended
Rule2
Responsibility
(a) Nothing in these Rules shall exonerate any vessel, or the owner, master or crew thereof, from the
consequences of any neglect to comply with these Rules or of the neglect of any precaution which
may be required by the ordinary practice of seamen, or by the special circumstances of the case.
(b) In construing and complying with these Rules due regard shall be had to all dangers of navigation
and collision and to any special circumstances, including the limitations of the vessels involved, which
may make a departure from these Rules necessary to avoid immediate danger
Rule 5
Look-out
Every vessel shall at all times maintain a proper look-out by sight and hearing as well as by all
available means appropriate in the prevailing circumstances and conditions so as to make a full
appraisal of the situation and of the risk of collision.
Rule7
Risk of collision
(a) Every vessel shall use all available means appropriate to the prevailing circumstances and
conditions to determine if risk of collision exists. If there is any doubt such risk shall be deemed to
exist.
(b) Proper use shall be made of radar equipment if fitted and operational, including long-range
scanning to obtain early warning of risk of collision and radar plotting or equivalent systematic
observation of detected objects.
(c) Assumptions shall not be made on the basis of scanty information, especially scanty radar
information.
(d) In determining if risk of collision exists the following considerations shall be among those taken
into account:
(i) Such risk shall be deemed to exist if the compass bearing of an approaching vessel does
not appreciably change;
(ii) Such risk may sometimes exist even when an appreciable bearing change is evident,
particularly when approaching a very large vessel or a tow or when approaching a vessel at close
range.
RuleS
(a) Any action taken to avoid collision shall be taken in accordance with the Rules of this Part and
shall, if the circumstances of the case admit, be positive, made in ample time and with due regard to
the observance of good seamanship.
(b) Any alteration of course and/or speed to avoid collision shall, if the circumstances of the case
admit, be large enough to be readily apparent to another vessel observing visually or by radar; a
succession of small alterations of course and/or speed should be avoided.
(c) If there is sufficient sea-room, alteration of course alone may be the most effective action to avoid
a close-quarters situation provided that it is made in good time, is substantial and does not result in
another close-quarters situation.
(d) Action taken to avoid collision with another vessel shall be such as to result in passing at a safe
distance. The effectiveness of the action shall be carefully checked until the other vessel is finally past
and clear.
(e) If necessary to avoid collision or allow more time to assess the situation, a vessel shall slacken her
speed or take all way off by stopping or reversing her means of propulsion.
(f)
(i) A vessel which, by any of these Rules, is required not to impede the passage or safe
passage of another vessel shall, when required by the circumstances of the case, take early action to
allow sufficient sea-room for the safe passage of the other vessel.
(ii) A vessel required not to impede the passage or safe passage of another vessel is not
relieved of this obligation if approaching the other vessel so as to involve risk of collision and shall,
when taking action, have full regard to the action which may be required by the Rules of this Part.
(iii) A vessel the passage of which is not to be impeded remains fully obliged to comply with
the Rules of this Part when the two vessels are approaching one another so as to involve risk of
collision.
Rule 10
(a) This Rule applies to traffic separation schemes adopted by the Organization and does not relieve
any vessel of her obligation under any other Rule.
(b) A vessel using a traffic separation scheme shall:
(i) proceed in the appropriate traffic lane in the general direction of traffic flow for that lane;
(ii) so far as practicable keep clear of a traffic separation line or separation zone;
,)
(iii) normally join or leave a traffic lane at the termination of the lane, but when joining or
leaving from either side shall do so at as small an angle to the general direction of traffic flow as
practicable.
(c) A vessel shall, so far as practicable, avoid crossing traffic lanes but if obliged to do so shall cross
on a heading as nearly as practicable at right angles to the general direction of traffic flow.
(d)
(i) A vessel shall not use an inshore traffic zone when she can safely use the appropriate
traffic lane within the adjacent traffic separation scheme. However, vessels of less than 20 metres in
length, sailing vessels and vessels engaged in fishing may use the inshore traffic zone.
(ii) Notwithstanding sub-paragraph (d) (i}, a vessel may use an inshore traffic zone when
en route to or from a port, offshore installation or structure, pilot station or any other place situated
within the inshore traffic zone, or to avoid immediate danger.
(e) A vessel other than a crossing vessel or a vessel joining or leaving a lane shall not normally enter a
separation zone or cross a separation line except:
(i) in cases of emergency to avoid immediate danger;
(f) A vessel navigating in areas near the terminations of traffic separation schemes shall do so with
particular caution.
(g) A vessel shall so far as practicable avoid anchoring in a traffic separation scheme or in areas near
its terminations.
(h) A vessel not using a traffic separation scheme shall avoid it by as wide a margin as is practicable.
(i) A vessel engaged in fishing shall not impede the passage of any vessel following a traffic lane.
(j) A vessel of less than 20 metres in length or a sailing vessel shall not impede the safe passage of a
servicing or picking up of a submarine cable, within a traffic separation scheme, is exempted from
complying with this Rule to the extent necessary to carry out the operation.
Rule 13
Overtaking
(a) Notwithstanding anything contained in the Rules of Part B, Sections I and II, any vessel overtaking
any other shall keep out of the way of the vessel being overtaken.
(b) A vessel shall be deemed to be overtaking when coming up with another vessel from a direction
more than 22.5' degrees abaft her beam, that is, in such a position with reference to the vessel she is
overtaking, that at night she would be able to see only the stern light of that vessel but neither of her
sidelights.
(c) When a vessel is in any doubt as to whether she is overtaking another, she shall assume that this
is the case and act accordingly.
(d) Any subsequent alteration of the bearing between the two vessels shall not make the overtaking
vessel a crossing vessel within the meaning of these Rules or relieve her of the duty of keeping clear
of the overtaken vessel until she is finally past and clear
Rule 15
Crossing situation
When two power-driven vessels are crossing so as to involve risk of collision, the vessel which has the
other on her own starboard side shall keep out of the way and shall, if the circumstances of the case
admit, avoid crossing ahead of the other vessel.
Rule 16
Every vessel which is directed to keep out of the way of another vessel shall, so far as possible, take
early and substantial action to keep well clear.
Rule 17
Action by stand-on vessel
(a)
(i) Where one of two vessels is to keep out of the way the other shall keep her course and
speed.
(ii) The latter vessel may however take action to avoid collision by her manoeuvre alone, as
soon as it becomes apparent to her that the vessel required to keep out of the way is not taking
appropriate action in compliance with these Rules.
(b) When, from any cause, the vessel required to keep her course and speed finds herself so close that
collision cannot be avoided by the action of the give-way vessel alone, she shall take such action as
will best aid to avoid collision.
(c) A power-driven vessel which takes action in a crossing situation in accordance with subparagraph (a)(ii) of this Rule to avoid collision with another power-driven vessel shall, if the
circumstances of the case admit, not alter course to port for a vessel on her own port side.
(d) This Rule does not relieve the give-way vessel of her obligation to keep out of the way
Rule 34
Manoeuvring and warning signals
(a) When vessels are in sight of one another, a power-driven vessel underway, when
manoeuvring as authorized or required by these Rules, shall indicate that manoeuvre by the
following signals on her whistle:
-one short blast to mean "I am altering my course to starboard".
- two short blasts to mean "I am altering my course to port".
- three short blasts to mean "I am operating astern propulsion".
(b) (b Any vessel may supplement the whistle signals prescribed in paragraph (a) of this Rule by
light signals, repeated as appropriate, whilst the manoeuvre is being carried out:
(i) these light signals shall have the following significance:
- one flash to mean "I am altering my course to starboard"
- two flashes to mean "I am altering my course to port".
- three flashes to mean "I am operating astern propulsion".
(ii) the duration of each flash shall be about one second, the interval between flashes shall be
about one second, and the interval between successive signals shall be not less than ten
seconds;
(iii) the light used for this signal shall, if fitted, be an all-round white light, visible at a
minimum range of 5 miles, and shall comply with the provisions of Annex I to these
Regulations.
(c) When in sight of one another in a narrow channel or fairway.
(i) a vessel intending to overtake another shall in compliance with Rule 9(e)(i) indicate her
intention by the following signals on her whistle:
-two prolonged blasts followed by one short blast to mean "I intend to overtake you on your
starboard side".
- two prolonged blasts followed by two short blasts to mean "I intend to overtake you on
your port side".
(ii) the vessel about to be overtaken when acting in accordance with Rule 9(e)(i) shall indicate
her agreement by the following signal on her whistle:
- one prolonged, one short, one prolonged and one short blast in that order.
(d) When vessels in sight of one another are approaching each other and from any cause either
vessel fails to understand the intentions or actions of the other, or is in doubt whether
sufficient action is being taken by the other to avoid collision, the vessel in doubt shall
immediately indicate such doubt by giving at least five short and rapid blasts on the whistle.
Such signal may be supplemented by a light signal of at least five short and rapid flashes.
(e) A vessel nearing a bend or an area of a channel or fairway where other vessels may be
obscured by an intervening obstruction shall sound one prolonged blast. Such signal shall be
answered with a prolonged blast by any approaching vessel that may be within hearing
around the bend or behind the intervening obstruction.
(f) If whistles are fitted on a vessel at a distance apart of more than 100 metres, one whistle
only shall be used for giving manoeuvring and warning signals.