Attachment 3 - PPQ

Attachment 3 Past Performance Questionaire
NAVFAC/USACE PAST PERFORMANCE QUESTIONNAIRE (Form PPQ-0)

CONTRACT INFORMATION (Contractor to complete Blocks 1-4)
1. Contractor Information
Firm Name:
CAGE Code:
Address:
DUNs Number:
Phone Number:
Email Address:
Point of Contact:
Contact Phone Number:
2. Work Performed as:
Prime Contractor
Sub Contractor
Joint Venture
Other (Explain)
Percent of project work performed:
If subcontractor, who was the prime (Name/Phone #):
3. Contract Information
Contract Number:
Delivery/Task Order Number (if applicable):
Contract Type:
Firm Fixed Price
Cost Reimbursement
Other (Please specify):
Contract Title:
Contract Location:
Award Date (mm/dd/yy):
Contract Completion Date (mm/dd/yy):
Actual Completion Date (mm/dd/yy):
Explain Differences:
Original Contract Price (Award Amount):
Final Contract Price (to include all modifications, if applicable):
Explain Differences:
4. Project Description:
Complexity of Work
High
Med
Routine
How is this project relevant to project of submission? (Please provide details such as similar equipment, requirements,
conditions, etc.)
CLIENT INFORMATION (Client to complete Blocks 5-8)

5. Client Information
Name:
Title:
Phone Number:
Email Address:
6. Describe the clients role in the project:
7. Date Questionnaire was completed (mm/dd/yy):

8. Clients Signature:
NOTE: NAVFAC REQUESTS THAT THE CLIENT COMPLETES THIS QUESTIONNAIRE AND SUBMITS DIRECTLY BACK TO THE OFFEROR. THE OFFEROR WILL SUBMIT THE COMPLETED
QUESTIONNAIRE TO NAVFAC WITH THEIR PROPOSAL, AND MAY DUPLICATE THIS QUESTIONNAIRE FOR FUTURE SUBMISSION ON NAVFAC SOLICITATIONS. CLIENTS ARE HIGHLY
ENCOURAGED TO SUBMIT QUESTIONNAIRES DIRECTLY TO THE OFFEROR. HOWEVER, QUESTIONNAIRES MAY BE SUBMITTED DIRECTLY TO NAVFAC. PLEASE CONTACT THE OFFEROR FOR
NAVFAC POC INFORMATION. THE GOVERNMENT RESERVES THE RIGHT TO VERIFY ANY AND ALL INFORMATION ON THIS FORM.
Revised 7 December 2011
SOURCE SELECTION SENSITIVE INFORMATION

DISCLOSURE LIMITATIONS AS OUTLINED IN FAR 2.101 & 3.104 APPLY
ADJECTIVE RATINGS AND DEFINITIONS TO BE USED TO BEST REFLECT

YOUR EVALUATION OF THE CONTRACTORS PERFORMANCE
RATING
DEFINITION
(E) Exceptional
Performance meets contractual requirements and

exceeds many to the Government/Owners
benefit. The contractual performance of the
element or sub-element being assessed was
accomplished with few minor problems for
which corrective actions taken by the contractor
was highly effective.
(VG) Very Good
Performance meets contractual requirements and

exceeds some to the Governments/Owners
benefit. The contractual performance of the
element or sub-element being assessed was
accomplished with some minor problems for
which corrective actions taken by the contractor
were effective.
Performance meets minimum contractual
requirements. The contractual performance of
the element or sub-element contains some minor
problems for which corrective actions taken by
the contractor appear or were satisfactory.
(S) Satisfactory
(M) Marginal
(U) Unsatisfactory
(N) Not Applicable
Performance does not meet some contractual

requirements. The contractual performance of
the element or sub-element being assessed
reflects a serious problem for which the
contractor has not yet identified corrective
actions. The contractor's proposed actions
appear only marginally effective or were not
fully implemented.
Performance does not meet most contractual
requirements and recovery is not likely in a
timely manner. The contractual performance of
the element or sub-element contains serious
problem(s) for which the contractor's corrective
actions appear or were ineffective.
No information or did not apply to your contract
NOTE
An Exceptional rating is appropriate when
the Contractor successfully performed
multiple significant events that were of
benefit to the Government/Owner. A
singular benefit, however, could be of
such magnitude that it alone constitutes
an Exceptional rating. Also, there should
have been NO significant weaknesses
identified.
A Very Good rating is appropriate when
the Contractor successfully performed a
significant event that was a benefit to the
Government/Owner. There should have
been no significant weaknesses identified.
A Satisfactory rating is appropriate when
there were only minor problems, or major
problems that the contractor recovered
from without impact to the contract.
There should have been NO significant
weaknesses identified. Per DOD policy, a
fundamental principle of assigning ratings
is that contractors will not be assessed a
rating lower than Satisfactory solely for
not performing beyond the requirements
of the contract.
A Marginal is appropriate when a
significant event occurred that the
contractor had trouble overcoming which
impacted the Government/Owner.
An Unsatisfactory rating is appropriate

when multiple significant events occurred
that the contractor had trouble
overcoming and which impacted the
Government/Owner. A singular problem,
however, could be of such serious
magnitude that it alone constitutes an
unsatisfactory rating.
Rating will be neither positive nor
negative.
Revised 7 December 2011
SOURCE SELECTION SENSITIVE INFORMATION

DISCLOSURE LIMITATIONS AS OUTLINED IN FAR 2.101 & 3.104 APPLY
Contractor Information (Firm Name): ________________________________________________

Client Information (Name): ________________________________________________________
TO BE COMPLETED BY CLIENT
PLEASE CIRCLE THE ADJECTIVE RATING WHICH BEST REFLECTS
YOUR EVALUATION OF THE CONTRACTORS PERFORMANCE.
1. QUALITY:
a) Quality of technical data/report preparation efforts
VG
b) Ability to meet quality standards specified for technical performance
VG
c) Timeliness/effectiveness of contract problem resolution without extensive

customer guidance
VG
d) Adequacy/effectiveness of quality control program and adherence to

contract quality assurance requirements (without adverse effect on
performance)
VG
a) Compliance with contract delivery/completion schedules including any

significant intermediate milestones. (If liquidated damages were assessed or
the schedule was not met, please address below)
VG
b) Rate the contractors use of available resources to accomplish tasks

identified in the contract
VG
a) To what extent were the end users satisfied with the project?
VG
b) Contractor was reasonable and cooperative in dealing with your staff

(including the ability to successfully resolve disagreements/disputes;
responsiveness to administrative reports, businesslike and communication)
VG
c) To what extent was the contractor cooperative, businesslike, and concerned

with the interests of the customer?
VG
d) Overall customer satisfaction
VG
a) Effectiveness of on-site management, including management of

subcontractors, suppliers, materials, and/or labor force?
VG
b) Ability to hire, apply, and retain a qualified workforce to this effort
VG
c) Government Property Control
VG
d) Knowledge/expertise demonstrated by contractor personnel
VG
e) Utilization of Small Business concerns
VG
f) Ability to simultaneously manage multiple projects with multiple disciplines
VG
g) Ability to assimilate and incorporate changes in requirements and/or

priority, including planning, execution and response to Government changes
VG
h) Effectiveness of overall management (including ability to effectively lead,

manage and control the program)
VG
2. SCHEDULE/TIMELINESS OF PERFORMANCE:
3. CUSTOMER SATISFACTION:
4. MANAGEMENT/ PERSONNEL/LABOR
5. COST/FINANCIAL MANAGEMENT
a) Ability to meet the terms and conditions within the contractually agreed
E
VG
S
price(s)?
Contractor Information (Firm Name): ________________________________________________
Client Information (Name): ________________________________________________________

b) Contractor proposed innovative alternative methods/processes that reduced
cost, improved maintainability or other factors that benefited the client
VG
c) If this is/was a Government cost type contract, please rate the Contractors
timeliness and accuracy in submitting monthly invoices with appropriate backup documentation, monthly status reports/budget variance reports, compliance
with established budgets and avoidance of significant and/or unexplained
variances (under runs or overruns)
VG
d) Is the Contractors accounting system adequate for management and

tracking of costs? If no, please explain in Remarks section.
Yes
No
e) If this is/was a Government contract, has/was this contract been partially or

completely terminated for default or convenience or are there any pending
terminations? Indicate if show cause or cure notices were issued, or any
default action in comment section below.
Yes
No
f) Have there been any indications that the contractor has had any financial
problems? If yes, please explain below.
Yes
No
6. SAFETY/SECURITY
a) To what extent was the contractor able to maintain an environment of safety,
adhere to its approved safety plan, and respond to safety
issues? (Includes: following the users rules, regulations, and requirements
regarding housekeeping, safety, correction of noted deficiencies, etc.)
b) Contractor complied with all security requirements for the project and
personnel security requirements.
7. GENERAL
VG
VG
a) Ability to successfully respond to emergency and/or surge situations

(including notifying COR, PM or Contracting Officer in a timely manner
regarding urgent contractual issues).
VG
b) Compliance with contractual terms/provisions (explain if specific issues)
VG
c) Would you hire or work with this firm again? (If no, please explain below)
d) In summary, provide an overall rating for the work performed by this
contractor.
Yes
E
VG
No
S
Please provide responses to the questions above (if applicable) and/or additional remarks.
Furthermore, please provide a brief narrative addressing specific strengths, weaknesses,
deficiencies, or other comments which may assist our office in evaluating performance risk
(please attach additional

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Attachment 3 Past Performance Questionaire

NAVFAC/USACE PAST PERFORMANCE QUESTIONNAIRE (Form PPQ-0)

CLIENT INFORMATION (Client to complete Blocks 5-8)

7. Date Questionnaire was completed (mm/dd/yy):

Revised 7 December 2011

SOURCE SELECTION SENSITIVE INFORMATION

ADJECTIVE RATINGS AND DEFINITIONS TO BE USED TO BEST REFLECT

Performance meets contractual requirements and

(VG) Very Good

Performance meets contractual requirements and

(N) Not Applicable

Performance does not meet some contractual

An Unsatisfactory rating is appropriate

Revised 7 December 2011

SOURCE SELECTION SENSITIVE INFORMATION

Contractor Information (Firm Name): ________________________________________________

b) Ability to meet quality standards specified for technical performance

c) Timeliness/effectiveness of contract problem resolution without extensive

d) Adequacy/effectiveness of quality control program and adherence to

a) Compliance with contract delivery/completion schedules including any

b) Rate the contractors use of available resources to accomplish tasks

b) Contractor was reasonable and cooperative in dealing with your staff

c) To what extent was the contractor cooperative, businesslike, and concerned

d) Overall customer satisfaction

a) Effectiveness of on-site management, including management of

b) Ability to hire, apply, and retain a qualified workforce to this effort

c) Government Property Control

d) Knowledge/expertise demonstrated by contractor personnel

e) Utilization of Small Business concerns

f) Ability to simultaneously manage multiple projects with multiple disciplines

g) Ability to assimilate and incorporate changes in requirements and/or

h) Effectiveness of overall management (including ability to effectively lead,

Client Information (Name): ________________________________________________________

d) Is the Contractors accounting system adequate for management and

e) If this is/was a Government contract, has/was this contract been partially or

a) Ability to successfully respond to emergency and/or surge situations

b) Compliance with contractual terms/provisions (explain if specific issues)

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