Brian Daley On Humility
Brian Daley On Humility
Brian Daley On Humility
Introduction
n 1965, shortly after I arrived at Shrub Oak, the philosophate of the New
York Province of the Society of Jesus, to begin studying philosophy as a
Jesuit scholastic, I had my first interview with the man who was to be my
spiritual father. He is a quiet, gentle, kindly person, with extremely bright and
penetrating eyes and a low, somewhat irregular voice; he smiled a good deal but
didn't say very much, letting me try-with my usual intolerance of silence-to
fill the gaps in the conversation. I had just come from the novitiate, and we
talked for a while about how that experience had gone, and about what I
expected, positively and negatively, from philosophy. Then suddenly he
skewered me with a direct question: "What do you think is the heart of
Ignatian spirituality?" I rummaged furiously in my mind, trying to think of
what might be the least stupid thing to say, on the basis of my very limited
experience, and finally answered, "The third degree of humility, I suppose." He
nodded, and didn't seem to disagree.
I am sure I identified Ignatius's famous "consideration" on Three Kinds
of Humility, from the Second Week of the Spiritual Exercises (165-68),1 as a
central expression of his spirituality largely because our novice master had
1 Here and elsewhere I am citing from and using, with minor modernizations, the
English translation of the SpiritU4l Exercises by Louis J. Puhl, S.J. (Newman Press: Westmin
ster, Md., 1959). The section symbol {) refers to the paragraph numbering used in that
e dition.
Brian E. Daley, S.]., a member of the New York Province, is associate professor of
historical theology at Weston Jesuit School of Theology, Cambridge Mass. After graduating
from Fordham University in 1961, he attended Oxford University as a Rhodes scholar. He
entered the Society of Jesus in 1964, studied theology at Frankfurt, and received a D.Phil from
,
Oxford. The Hope of the Early Church..(Cambridge University Press} is one of his publica
tions in the area of patristic theology. His address is Weston Jesuit School of Theology, 3
Phillips Place, Cambridge, MA 02138.
BRIAN
E. DALEY,
S.J.
. 1
Un1verstty Press,
Practice (Chicago,
}
Jb;d.
Doctrine and
.
ran s_-L ?uva1n Desclee de Br ?uer, .1958), 131f.; Paul Begheyn, S.J., and Kenneth Bogart, S.J,,
A B1bl1ography on St. Ignatius s Spiritual Exen::ises)" STUDIES IN 1HE SPIRITUAIJTY OF JESUITS
2J, no. J (May 1991).
4
Vatican IL To some degree, no doubt, this has been part of a general tendency
to emphasize the apostolic aspects of Ignatian spirituality rather than the
ascetical the ecclesial and communitarian rather than the interior and
incommunicably personal, the world-affirming rather than the world-denying.
We want to bring good news of freedom and justice to the world and find it
difficult, perhaps, to see how the humility Ignatius presents to us here fits into
such a message.
Partly, too, our reticence may be due, within the Society of Jesus at
least1 to a certain sense of paradox, even oxymoron, in the notion of "Jesuit
humility." We tend to have a strongly positive image of ourselves as a group, an
almost mystical reverence towards our spiritual and corporate traditions; we
stress success, communicate (perhaps not fully intentionally) a strongly competi
tive spirit to our younger members, and expect our institutions and works to
strive for excellence in every possible way; we identify generosity, perhaps, or
resourceful adaptability or the quest for the magis as central characteristics of
our spirituality-so much so that a real indifference to success or failure, a
deeply felt desire f or obscurity, poverty, and a negative reputation in order to
be more closely associated with Jesus, such as this part of the Exercises appar
ently recommends, may seem to many Jesuits a hypocritical pose, even a
contradiction of our central spiritual identity.
BRIA
E. DALEY,
S.J.
:;;,:;-Y:'.811
sacrifice his or her best interests is really a way of controlling others by induc.
ing guilt for doing what they are most inclined to do.'
God
ovc;s:
hum ility has for those today who are trying to live out their commitment to
he Gospel of Christ with an Ignauan charism, and more specifically ':'hat
Jesuit humility" might mean in the light of our recent general congregauons
and in the shifting limits and opportunities of contemporary Jesuit life. We owe
it to our own spiritual heritage to try.
Bondi points out that the presentation of humility by classic Christian spiritual writers
seems
to many people today both negative and "repulsive." "Across the manv centuries of the
Christian era up to the modern world when women have been exhor;ed to he humble
humility included as one of its components being obedient to their husbands. fathers, brothers
and ?r p :iests. Humility has been a shorthand word for recognizing and accepting an inferior
position in the world . ... The real difficulty is not so much that wornen have been taught to
serve but that service seerns to demand loss of self. The very phrase 'selfless love' raises a
specter of a woman without any needs, de!lites, or even personality of her own" (43f.). For
many, too, she argues, "humility" is associated with "manipulative selfs:acrfice"-the "vou take
the only good. chair" attitude-or with the cultivation of unjmtified feelings of guilr: with
"deliberately raking on ourselves a [ow seJf-esteem" (45). Bondi rightly argues that humility, in
the Christian spiritual tradition, actually "has nothing to do with a low selfitnage" (44) and is
really a necessary part of the road to realism, freedom, and a love mirroring ..the humllity of
God" (see pp. 46-56, 1041.).
"Nothing in excess"
{l'f6iv (ryaP):
Aristotle Rhetoric 1389b4. For 11moderation" {.trpiOrl'f:;) as a norm of virtue, see especially
Aristotle Eth. Nie. 2.6 (1106h8-1107a6); 6.1 (!D8b18), For the history of the notions of
humiJity and magnanimity l am especially indebted to R.A. Gauthier, O.P., Magnanimitrf:
L'ldea! de la grandeur dam la phi1050phie paienne et dam la thCologie chrltienne, Bibliotheque
Thomiste, no. 28 (Paris; Vrin. 1951) and P. Adnes, "Humilit," Dictionnaire de Sp iritualitl 7
(1969), 1136-87.
7 See, e.g., Pindar Nern, 6.1.1-11 (on the difference in power and knowledge between
humans and the gods); Herodotus Hm. 7.10.55. For an introspective rereading of the phrase
see Cicero Tusc1tlan DUputations L22,52; Augustine De Trinitate X.12. Pierre CouraUe has
written a remarkable history of the understanding of this maxim in Greek and Christian
thought: "'Conna1:stoi toi-m &ne de Socrate a saint &rnard1 3 vols.. Etudes augustiniennes
(J>aris, !974-75).
"
s:u..1;J1:,":'.s:
. . . . . . . .,
For all this sobriety and caution, however, the Greeks respected peopl
who had a realistic appreciation of their own worth. Aristotle's famous descn
tion of the qualities that reveal the virtue of magnanimity (pt-yaXofvxfrx) depic
a natural aristocrat, who "lays claim to great things when he is worthy oj
them."' The f oundation of magnanimity, for Aristotle, is the whole range ol
other virtues, of which it is the "crowning ornament."'w The magnanimo
person knows he is genuinely good, able to perform well in most human
respects, and is willing to make use of his gifts, and accept the rewards they
bring, in a realistic way. Since the greatest reward of all, offered even to the
gods, is honor, the magnanimous person is ready to claim his just share of that
as well; but he does so with moderation, just as he accepts wealth, power, soci
status, even good luck in a moderate way and will not be over-joyful at good
fortune or O>'ersorrowful at bad fortune"" He is, in fact, a man of indifference'
as far as earthly rewards are concerned, single-mindedly pursuing intrinsic'
human excellence, of whose realization he alone is the final judge. Aristotle's
magnanimous person is also courageous when need arises. likes to confer
benefits on others mare than he likes receiving them, stands on his mettle when
dealing with important people but is easy and unpretentious in dealing with
those less important than he, and only bestirs himself to compete for external
prizes that are truly distinguished." He is straightforward in speech, "cares mare
for the Truth than for what people think," avoids gossip and slander, and shows
his independence of need by liking to own beautiful rather than useful things.
Even his body language suggests quality, Aristotle observes with almost comic
precision: he cultivates a dignified, confident bearing, walking slowly and
speaking in a deep voice. 13 Magnanimity is a virtue particularly found in young
people, Aristotle remarks in the Rhetoric: they tend to think themselves worthy
of great things because they are still "full of hope" and "have not yet been
humbled by life." Aging makes us more realistic, perhaps, but also makes us
"small-minded."
"To
Be
16
8
See, e.g., Hesiod Works and Days Sff.; Xenophon He/Jenca 6.4,23; Anabam 3.2.10;
9 Nicomachean
su
(97b15-25).
10
1123a34-l125a36); see also .demi.an Ethu, 3.5 (1233'1-25); Poste>'ior Analytics 213
rarv
Ano
' nymous, "God grant me the courage to change what can be changed, the patience to
aa:ept what cannot be changed, and the wlsdom to know the difference."
17
Ibid. 1124b9-28.
"Ibid. 1124b27-1125a!5.
12
See Gauthier, 1Magnanimte, 119-64. for references and details. A good contempo
to Zeus.
20
21
The
Old
BRIAN
E. DALEY,
S.J.
Testament
Christ"
Christian Writers
ce to the
The value of humility as a willing dependence on and obedien
ied in the "way" that led to
saving, mysterious God, taught by Jesus and embod
.
ed in the Scriptures that early
bis death on the cross, was so deeply ingrain
the heart of the Church's
Christian writers could not help but see it as close to
some rethinking for those
spirituality. Identifying it as a virtue, however, .took
Clement and Ortgen of
steeped in the culture of the ancient Greek c1ty. So
to integrate the Gospel
Alexandria for instance, with their habitual tendency
sm, tried to identify
with the b st moral and philosophical traditions of Helleni
"unstuffiness" (imx/Jio:) or
the humility modeled by Jesus with the Stoic ideal of
pt for success and his
Aristotle's norm of moderation." In his grand contem
Jesus uifies both
courageous endurance of suffering, the early Alexandrian
virtues for his disciples
humility and magnanimity in a way that redefines both
and makes them practically the same thing."
becon;e more
By the late fourth century, Christ ian writers .had
humility as a
of
tanding
conscious of the distinctiveness of the Christian unders
and ther
stom,
Chryso
means of following Christ. For Basil, Augustine, John.
deslfe to
e
pervers
the
sm,
classical Fathers, pride is the root and archetype of all
only
leads
and
,
creator
make ourselves masters of the world in place of God our
istian
Ch
the
to
ing
cs.24 Accord
"'Humilite," 1153f.
10
BRIAN
E. DALEY, S.J.
my own knowledge.it.- Where, after all, was that love that builds on the
know yourself. So it is because God Is teaching us humility that he says, "I did
not come to do my own will, but the will of the one who sent me" Uohn
6:38]. For this is his way of recommending humility; pride, in fact, does its
own will, humility does the will of God."
For the Fathers of the fifth century, then, humility had been
transformed by the incarnation of God from being simply a negative human
characteristic, or a sign of weakness in which God might be able to show his
25 The
26
27
Conf 7.20.26.
essem."
11
:digio;,.
the Savior's entire victory over the devil and the world began in humility and
was brought to its completion in humility.... Therefore, dear friends, the
whole method of attaining Christian wisdom consists not in abundance of
speech, not in sharpness of argument, not in a hunger for praise and glory, but
in true and voluntary humility, which the Lord Jesus Christ chose and taught,
with all imaginable courage, from the womb of his mother to the pains of the
cross.ro
Half a century earlier, John Chrysostom had presented this new Christian
wisdom of voluntary self-emptying in still more dramatic terms, as freely chosen
union with the humiliated and suffering Christ. In his eighth homily on
Ephesians, he reflects passionately on the figure of Paul, "a prisoner in the Lord":
Nothing else is glorious, but chains for the sake of Christ, and bonds tied up
with those holy hands. More than being an apostle, more than being a teacheri
more than being an evangelist, this is glorious: to be a prisoner for Christ....
Even if the situation had no reward of its own> this alone is a great reward1 this
is sufficient recompense; to suffer these terrible things for the sake of my
Beloved .. . If anyone were to offer me a choice of all heaven and these chains,
.
Humility here has been transformed into a desire for union with Christ in his
passion, and has become part of a new mysticism of the cross.
48 The story of the baptism of the philosopher Victorious, with which Augustine
proud humanity is a great misery, but an even greater mercy is a humble God."
30
Sermon 37.2f.
12
BRIAN E. DALEY,
S.J.
virtues can be brought to full realization apart from humility, "31 If m<Jn,LsttC!Sll)
was, at root, simply a structured way of living out Christian discipleship
community with total commitment, it soon came to be conceived, as one
dern scholar has put it, as an objective state of humility, which fo rmed
most suitable framework for becoming truly humble of heart.H
So John Cassian, the first great propagator of the Egyptian monastid
ideal in the fifth-century Latin West, speaks of humility as a kind of extended'
middle stage of spiritual growth, by which a person's fear of the Lord, which
has motivated his first conversion and brought him to embrace the monastic
life, is gradually transformed into the "love, which has no fear; and in which
he keeps the commandments velut ruturaliter, out of love for the good." In a
fictive homily delivered by the experienced Egyptian ascetic, Abba Pinufius, to a
young beginner, Cassian lists ten "signs" (indicia) by which this monastic
humility can be recognized as it grows: mortifying one's desires; manifesting all
one's thoughts to the elders of the community; relying completely on their
judgment; observing the gentleness of obedience and the constancy of pati
ence"; refraining both from injuring others and from complaining about how
they injure us; doing nothing not urged by the rule or the elders; being content
.
with the worst things in the community and considering oneself unworthy even
of them; truly believing oneself the inferior of all in the community; restraining
one's voice and tongue; not being "ready or eager to laugh."" All of these, in
Cassian's context, are seen as corporate virtues: expressions of an intense desire
to b e integrated into a community of disciples and to be wholly absorbed into
its commitment to the way of Christ, as a means of purging one's ingrained
vices and growing towards purity of heart. Yet humility is their common
denominator, in Cassian's mind, and their underlying cause-a humility that is
both the presupposition and the long-term effeet of single-minded communitv
living.
'
Llke much in his writings on the monastic life, this passage of Cassian's
Institutes left a deep mark on later traditions of Western religious life, In the
sixth century both the anonymous Rule of the Master and the better-known Rule
of St. Benedict, which seems to incorporate large portions of the Rule of the
Master Into its O'\ltn text, took Cassian's ten "signs" of monastic humility and
15
3G
Innitu.tiones 4,39.3.
13
rebu ilt them into the ten central steps of a twelve-step "ladder" by which we can
attain speedily that exaltation in heaven to which we climb by the humility of
this present life.'"' The first step, for the "Master" and St. Benedict, is "that a
pezson keep the fear of God always bef ore his eyes and never forget it."18 This
in volves remembering the commandments and our last end, guarding against our
vices, being conscious that God always sees us and kno"'"' our thoughts, and
seeking God's will rather than our own desires. Beginning here and climbing
thro ugh Cassian's ten "signs" as progressive stages of growth, the monk in these
rwo sixth-century rules arrives linally at the complete integration of humility
into every aspect of his life: "that a monk always manifests humility in his
bearing no less than in his heart, so that it is evident at the Work of God
[singing the office, that is], in the oratory, the monastery, or the garden, on a
journe y or in the field, or anywhere else."" This final stage of humility still
includes a measure of fear, since the monk remains aware of his sinfulness and
of the prospect of judgment, yet now growth in humility has begun to trans
form fear into love, so that "all that he once performed with dread he will now
begin to observe without effort, as though naturally, from habit, no longer out
of fear of hell, but out of love for Christ, good habit, and delight in virtue."'"
For both of these sixth-century monastic rules, humility is no longer simply an
effect of living in a religious community but has itself become a way of life, a
central structural principle of Christian discipleship, a stairway to heaven."
Medieval Spirituality
These early treatments of humility remained enormously influential on
the development of various forms of Christian discipleship in the Western
Church. Equally influential on later medieval spirituality was the discussion of
humility by St. Bernard of Clairvaux in several of his writings. Following
Abelard's identification of the classical virtue of magnanimity as a subspecies of
fortitude, which makes a person ready to undertake the most difficult projects
"Regula Magistri [- RM] 10.S; Regula Benedicu [ - RB] 7.5, trans. and ed. Timothy
1981), 193, The picturesque paradox of "climbing"
b "steps of humility" to the "peak of lowliness," in which we draw close to heaven during
this present earthly life, is perhaps more striking in the Latin than in English translation.
Fry, O.S.B. {Collegeville: Liturgical Press,
38 RM 10.10; RB
14
15
se rvice towards all people. For Bernard, justice, is made perfect in Christlike
6
serv ice.4
By the time of Bernard, Christian writers had so come to emphasize
the importance of humility in Christian growth to perfection that magnanimity,
its classical counterweight, had come to be conceived in derivative, and similarly
ascetical, terms: the greatness of soul to undertake the labor of self-conquest,
undaunted by its difficulty." St. Bonaventure, lecturing on the biblical account
of creation in the spring of 1273, went so far as to identify magnanimity as a
subspecies of humility: the ability to recognize what is truly great (God) and
what is truly small (the world and its honors) and to focus one's efforts and
energies wholly on serving God.48
Benedict's now classic twelve steps for the benefit of his Clstercian brethren, Bernard develops
a parallel scheme in terms of three "steps of truth/' which conceive of humility, service, and
love in more cognitive terrrn. The first "step of truth" is to know ourselves
as
we really are.
This is, he suggests, the result of climbing the Benedictine "ladder" of humility, and i s both
the cure for pride and the experiential basis for compassion towards others (De gradibus
humilir.atis 4.13.). The second step of truth is to know our neighbor, recognizing-"not
178.1657.
angrily or insolently, but men:ifully and sympathetically"-that he or she shares our weak
nesses and has the same needs that we do, so that we "flee from justice to mercy" (ibid. 5.16-
18). The third step is to know the truth itsdf, which is God, in a loving contemplation
purified by humility and compassion (ibid. 6.19).
41 See, for instance, William of Auvergne De virtutibus 11 and 17 (Opera omnia
l.155ff., 176). Gauthier, }./agnanimiti, 234-41.
411 Collariones in Hextemeron 6.10. See also the anonymous Franciscan tract Compen
d:ium de vi'rtute humilir.ati5, among the works of St. Bonaventure (ed. Quaracchi 8, proleg. 3.5,
p . cii).
..
49
16
Ludolph of Saxony Vita lesu Cbristi I, 21.7, ed. L.M. Rigol1ot (Paris
and Ro me:
Palme, 1870) 1.215.
5
17
,'
If I condemn myself, utterly abase myself, abandon all self-esteen:, trea myJf
as the dus t that I am1 then your grace will favor me, and your light will she
on my heart. Then all self--estirnation1 however slight, will be s"Wallowed up lll.
the abyss of my nothingness and v.-111 perish for ever.... If I am left to myself,
all is nothingness and weakness; but if you suddenly look my way, at once I
H See Ignatius's own remark in the 1'.femoria/e of Gonalves da C:1rnara {97) that
after he discovered the Imitation at Manresa, he did not want to read any other devo
tional b ook.
56 See Imitation of Christ Ll; d. 1.3: "l\ really great man has great love. A really
great man is humble in his own eyes, and considers all distinction id honor wo thless. A
a:
_ er edit. A a
really wise man treats all earthly things as refuse in order to have Christ to his
.
who has reallv learnt something ls one who does rhe will of God and abandons his own will
(trans. Betty I. Knott [London' Collins 1963], 42).
.
57 Ibid. 1.3, Much of the evangelical activity of the early leaders of the dewtto
58
to Novice$ of the
Imitatum
to
between
phrase "'Aim at being unknown and thought of no account" was apparently an o t quoted
maxim <1mong the Brethren of the Common Life, :he lay confraternity who exercised great
.
influence on Thomas a Kempis and others at the beg1nn1ng
of the fiftttnth century.
18
BRIAN E. DALEY,
S.J.
"To Be More
am made strong, I am filled with new joy. , , . For by sinfully loving myself, I
lost myself, but by seeking you alone and loving you wholeheartedly I have
found both myself and you, and by that love have been utterly humbled again.
. . . Turn us back to you rself, so that we may be thankful, humble and loving;
for you are our salvarion. our boldness and our strength.59
like Christ"
19
holiness and perfection. Although he does not distinguish these grades from one
another with all the clarity one might wish for, he seems to have five in mind,
the first three of which are dearly dependent on Bernard's three "degrees of
jU!'ti ce (see above, p. 16). The fast kind of humility, which is necessary for
_
salvation, Savonarola suggests, 1s to submit ourselves obediently to the
commandments of God and to our legitimate superiors, thus avoiding mortal
sin.63 The second, which is more meritorious, is to move beyond the obligation
of the commandments and to observe the "'counsels'> as well; at the same time, a
person begins to humble himself not only before superiors but even before
one's equals, to reflect deeply on his or her own defects and on God's great
gifts1 and to make new, concrete efforts to practice the other virtues towards his
neighbor.64 The third degree of humility is to humble oneself even bef ore one's
social inferiors and to express this attitude in concrete acts of charity towards
them-nurSing a sick servant, for example, or occasionally even sharing the ser
vants' work." A fourth degree, more perfect still, is a humility so completely
interiorized and so free of self-congratulation that it leads a person to reject any
recognition by others of his or her own holiness or humility, and to be utterly
amazed-as Mary was-at any sign of favor or recognition by God." This is
indeed perfect humility, in human terms. "Nevertheless," writes Savonarola,
it see ms to me that the most perfect grade of humility comes after a person has
acquired all those mentioned above, performs excellent works for the love of
God and the welfare of his neighbors, and lon gs for lowly things: it is to be
after doing the most excellent works, he embraced the lov,.liest things of a.11the hatred of the Jews and the indignity of the cross. But this grade is found in
few places, and very seldom.61
60
See Thom-as a Kempis Prl>fJers and Medit4ti'ons on the Life of Chriu L4: "f praise
and magnify you [Christ] for voluntarily emptying yourself of your fulness, and for graciously
taking upon yourself our weak and degraded nature, capable of suffering and of death; that so
you might fill us by emptying yourself, might save us by your sufferings. might raise us by
your lowliness, might strengthen us by your weakness, and by your death might bring us to a
glorious i.mmortality" (trans. 'Yl. Duthoit [London: Kegan Paul, Trench. Tri.ibner, 1908), 13
[ modern.izedD.
61 Imitation of Christ 2.8 (trans. Knon, 94); cf. ibid. 2.1: "If you resort wtrh devotion
to the wounds. and precious scars of Jesus, you will find great comfort in trouble. You will
not mind so much if people despise you, and you will find it easy to hear when they speak
against you. , .. If you had once entered completely into the heart of Jesus and had tasted just
a little of his burning love, then you would care nothing about your own convenience or
inconvenience. Instead you would rejoice when insult was offered you-for the love of Jesus
makes a person unmindful of himself' (trans. Knott, 84f.).
62
Trattato
{Padua: Mesaggero, 1983), 126-33. As far as I know. this treatise has not been translated into
English.
Ibid., ll5f.
fh
68
Ibid., 139.
Ibid.. 139!.
20
BRIAN
E.
DALEY, S.J.
characteristics of the Christian disciple's mind and heart. Looking back over the
development we have so briefly sketched here, we might sum up its main
features in a few broad strokes:
21
4.
69
For the suggestion of a direct conneciion, see Henri Watrigant, La gbtse des
Exercices de saint lgnace de Lr.ryola (Amiens, 1897), 124, Tt is at least possible that Ignatius came
to know Savonarola's tteati:re on humility during the formative period of the text of the
Exerci$e$, bct\\reen the mid 1520s and the completion of the first Latin verslon in 1341. Some
of the friar's works, in Spanish translation, seem to have been published as early as 1511 at the
behest of Cardinal Cisneros and were dedicated to Doiia Guiomar, duchess of N.ljera, the wife
of Ignatlus'5 first patron. A Latin collection, including the tract on humiHcy, was published in
1529 at Alcala by another friend and patron of Ignatius, Miguel de Eguia, who had also
published Spanish translations of Erasrnus's Em:hiridion and the Imitation of Christ in 1526. A
Spanish translation of Savonarola's tract was certainly available before 1534. See M. Bataillon,
"Sur la diffusion des oeuvres de Savonaroie en Espagne et en Portugal, 1500-1560," in A1lmges
de philo/ogie; d'histoire et de littbatu.re ojferr.s a Joseph Vianey (Paris: Les presses frani;aises, 1934),
94f., 96ff. Like Erasmus, whose influence on the First Principle and Foundation of the
Exercises has also been suggested (see J. Calveras and C. de Dalmases., eds., Sancti Ignatii de
Layo/a Exetcit"1. SpiriU14lw, Monumenta Historica Societatis Iesu, vol. 100 [Rome, 1969): 56fi.),
Savonarola enjoyed a very positive reputation in Spain during the first few decades of the
sixt eenth century, but came to be considered dangerous in the 1530s because of his emphsis
on internal sanctity and his critical antipapal positions; his works were placed on the Spanish
index in 1559 (Bataillon, "Sur la diffusion," 101ff.). Significantly. perhaps, Polanco recounts
that a copy of Savonarola's works 'l\>'as found in the Society's house in Rme in 1553 and
burned at lgnatius's orders, "because his spirit, rebellious towards the Aposrohc See, seemed to
him not deserving of approv<lil. even though he S<tid many good things" (Chronicon 3.24).
Hereafter the Monumenta Historica series will be abbreviated as MHSl.
22
23
Jove that led to the consummation of the cross. So they "will act against their
sensual ity and carnal and worldly love" -against their normal human drives of
self-interest and self-preservation-to realize the desire they now profess: "to
imitate You in bearing all wrongs and all abuse and all poverty, both actual and
spiritual, should Your most holy majesty deign to choose and admit me to such
a state and way of life" (98).
No mention is made here of humility, yet the specific reference to
sharing the Lord's poverty and abuse, which will be identified as the way of the
highest humility later in the Second Week, doubtless will already have suggested
it to the minds of those nourished with the late medieval spiritual ideals of The
Imitation
24
him or her mor immediately for making a choice of a state in life by proposing
two key nonscnptural meditations: the Two Standards and the Three "Pairs" or
Classes of Persons. The introduction to the whole election process, which
precedes these two meditations (135), suggests that the deepest alternatives
b et ;:veen which one is called to choose, as a believer-the alternatives of simply
_
l i ving a good C h r i s t i a n l i f e , g i v i n g o n e s e l f to the "work" o f t h e
Commandments, as anyone of "judgment and reason" would d o (see 96), and
that of "making offerings of greater value" (97) by embracing "evangelical
perfection"-have already been mirrored in the events of Jesus' childhood,
which have been occupying the retrcatant's prayer. The meditations on the
Two Standards and Three Classes are the next step in bringing these alternatives
closer to the retreatant's actual choice, through leading him or her to reflect on
the "intention" of Christ and his enemy Satan/0 and so to "see how we ought
to prepare ourselves," by deepening the purity of our motivation and goals, "to
arrive at perfection" in whatever state God moves us to choose.
In the meditation on the Two Standards, pride and humility are openly
presented as the dear thematic centers of the strategies followed by the two
powers at war f or domination of the human heart: the Kingdom of God, real
ize in Chris:, and the nti-Kingd o".' of Satan. Satan's goal is to lead all people
.
. 1s the source of "all other vices (142); the
. 1 srnce this
to overweemng pride,
steps to pride are riches and worldly honors, the possessions and social status
that lead to the domination of others and to a conviction of our own self
contained security. Jesus, on the other hand, means to attract people to humility
as the starting-point f or "all other virtues" (146); and the steps to humility are
prc1sely the ab;;nce of secure possessions and social status: "the highest
spmtual poverty, m any case, and if one has a vocation from God f or it, also
actual poverty," plus "a desire for insults and contempt" (ibid.). The retreatant
is urged to pray earnestly in the "triple colloquy f or the grace of sharing these
first two steps toward s humility with Christ: a poverty realized according to
_
one , s part1 :ul r vocat1on,
an the oprt nity to "bear insults and '\vrongst
.
thereby to 1m1tate him better (147). It lS m a lack of resources and social sta
tus, accepted not simply as deprivations but as a liberating gift of God, that the
retratant becomes a real disciple and discovers the fo undation for all genuinely
Chnst1an virtue in Christlike humilitv.
ul:ate
70
The
both Christ and Satan for Involving men and women in their plans.
.
71 Autograph: erescida soberuia; the earliest Latin translations have arragantem
ntperbi.am, the \1ulgate >uperbia: bar,:;thrum ("the abyss {the pits!] of pride"-a powerful
oxymoron not .tn Ignatius' s original).
25
26
;.
11
for instance, ln his memorandum of 1562, seerru to include it among the subjects for ptayer in
the fourth ay of t e Se ond We e along wlth the contemplation of rhe coming of the magi
.
(I, Iparragurrre, Di"fectorta Exercttorm
Spiritualium, 1540-1599, in MHSI1 voL 76 {Rome,
1955): 59). Fr, Paul Hotfaeus; in his notes (1575-80) assigns it as the material for regular
m ;d:tanons ?n the day before the election is to be made (ibid., 239}. and Fr. Gil Gon:rllez
.
Davila, wnttng
before 1591, seern.s to consider it as parallel to the meditations on the
Standards and the Ct:sses (ibid., 524). Fr. Polfuco, in his Direcrory of 1573-75, says that the
:etrtant shouJ ? be given the Three Kinds of Humility so that he or she can "turn them over
1n his or her mind" throughout the whole day prior to the election, and that he or she should
al devot ;wo or three full hours of formal prayer to then1 (ibid., 308f. and n. 146). Fr,
1daco M.1ro, ho'\\rever, who was commissioned by Fr, Mercurian to draw up an official
tr tory in 1582 ad who was concerned r return to the authentic practice of Ignatius,
insists hat the text ts not propcsed as a substtrute for any of the day's contemplations of the
. of Chnst, but is simply to be kept in mind all day, "even during
mys:en of the hfe
medn:attons, bur only at the appropriate moment, ..,,.-ith rhe help of the triple colloquy taken
from the Standards" (>bid., 3971.).
17
re, although
of accepting fully the fact that I am a creatu
1t is the humility
a!!
of realizing that I can never be the "lord of
. telligent and free: the humility
here
life
that I cannot ultimately ''save my
tion'' in any genuine sense and
humility of accepting responsibility to a
the
r;
powe
rth" through my own
on e a
sts;
making and not manipulable in my own intere
ral order not of my own
ative
altern
God, and that is the only
humility that recognizes God alone as
sin- Without this degree of humility,
n
huma
real
all
at the heart of
to the pride
_
a he.
destroys himself or herself by lmng out
a creature only
bes as "more perfect than
The second kind of humility Ignatius descri
of God's
the same indifference, the same preference
the first"; it consists in
dation
Foun
other things, that the First Principle and
s ervice and praise above all
right use of human freedom:
held up as the standard for the
that I neither desire nor 31:1 I inclined
I Possess it if m y attitude of mind is such
honor rather than dishonor, to
seek
to
,
poverty
to have riches rather than
ed only in either alternative I
desire a long life rather than a short life. provid
and the salvation of m y
Lord
would promote equally the service of God our
:ea
:
soul. (166)
28
BRIAN E. DALEY,
S.J.
totally dependent on God for both being and happiness but capable of rejecting
that dependence in favor of a counterfeit and ultimately destructive self.
sufficiency-to recognize fuily both what we are and what God is-is to realize
what Christian humility is at its root: not a feeling of unworthiness, not a way
of putting oneself down for no apparent reason, but a prac-iical grasp that God
alone is ultimately desirable and that we are not, in ourselves, worthy ultimate
goals for choice and action. As Erich Przywara observes, following Thomas
Aquinas, in his great theological commentary on the Spiritual Exercises, humilitv
is not primarily a way of regarding ourselves at all, but is reverence before God
as creator and submission to God Jn his concrete will to save us."75
It is in lgnatius's third kind of humility that this reverence and
submission take a new and mysterious turn, leaving the realm of ethical norms
and creaturely self-understanding to enter with Jesus into the full unfolding of
that saving will in human history.
This is the most perfect kind of humility. It consists in this. If w e suppose the
first and second kind attained, then whenever the praise and glory of the
Several things should be noted about this challenging text. First is its
and
striking emphasis on imitating Christ. The first two kinds of humility
new
are described only in terms of our relationship to God, as the creator of our
being and as the one ultimately desirable goal of our choosing. Here, with that
"creaturely rea1ism"' and that ordering of affective priorities presuppased, Chris
tian humility deliberately strives to conf orm itself to "that mind, which is in
Christ Jesus" (Phil. 2:5) by "emptying itself' in a way that reflects and realizes
the pattern by whicb Jesus revealed the self-emptying love of God. All the
tendency of the Second Week of the Exercises to see humilitv as the central
characteristic of the saving history of the Incarnation here re;ches a kind of
climax in the direct appeal to let a desire f or this same humility-expressed, as
always, primarily in terms of poverty and lack of honor or social status-be the
guiding affective element in the retreatant's decision on how to shape his or her
own saving history, how to realize his or her own "incarnation" as Jesus'
disciple and companion.
Second, it is important to note that the third kind of humility, as
presented here, is more a question of desires, of preferences, and even prejudices
75 Erich Przywara, Dew Semper Afaior: Theologie der Exerzitien (Munich, 1961), 352;
see also Thomas Aquinas Summa Theo/ogi.a: Ila Il<e, q. 161, a. 6.
29
dlan it is of behavior. Part of the difficulty in interpretation that the teJ<t has
ed to modern writers results from their having tried to find here a formula
tinely applicable to concrete daily choices, or an abstract and universal prin
pie for perfection in the spiitual life." Similarly, scholastic commentatos on
.
the passage smce F ranctSco Suarez have been puzzled by the apparent condmon
imposed on this Christlike humility, in the phrase "whenever the praise and
glory of the Divine Majesty would be equally served." Is it not always for God's
greater glory that we choose to imitate Christ more closely? ls one then not
always bound to choose the way of greater humility if one desires to glorify
God most fully?77
Po,:
76 See, for example, Charles Boyer, ..Le troisiCme degre d'humi!ite de S. Ignace de
Loyola et la plus grande gloire de Dieu," RA,M 12 (1931): 162-69. lie sees here "la proposition
doctrinale d'un Ctat de perfection" (163).
77 F. Su.lrez De religi'one Socieratis fem 9.5, dub. 9, 23 (Opera omnia [Paris: Vives,
18n], 1025); cf. C. Boyer, "Le troisiCme degrC,.; A. Gaultier, "Le troisiCme degre d'humiiitf: de
S. lgnace: L'hypothese impossible," RAM 12 {1931): 218-29. Suarez's answer is that choosing
the way of poverty and humility is always, in itself. more perfect and therefore more
conducive to God's glory and praise, but that the text i.nvii:es the retreatant to prescind from
this doctrinal truth in his or her own mindi as a kind of intellectual exercise, in order to allow
himself or herself to be motivated simply by the love of Christ (De religone, 26 (1027). In
effect, the retreatant would be saying, even if a choice of poverty and obscurity were not in
itself for God's greater glory-which it is, other things being equal-I would choose it to he
like Jesus. See Gaultier, "Le troisiCme degrC," 227ff. Boyer argues that such a mental "ahstrac
tion" ls impermissible when one is dealing with the baste principles of Christian perfection
and that, therefore, the restrictive clause ln Ignatius's text js, in fact, nonsensical \Le troisiCme
degrt!," 163, 166f). The third degree of humility, in his view , is simply a clumsily written
statement of where God's greater glory, in itself, always lies.
78 For a good discussion of Ignatius's conception of God's glory in the context of his
understanding of humility, see Roger Cantin, "Le troisieme clegrC d'humilitC et la gloire de
Dieu selon saint Ignace de Loyola," Sciences ecc!#siastiques 8 {1956): 237-66, esp. 253ff. See also,
for example1 Irenaeus Adversus haereses 4.20.7.
30
desire, then in cases where poverty and lack of personal honor seem not to
limit the effectiveness of my efforts to make God better known and loved in the
world, I will prefer them for myself, simply as a way of being more closely and
concretely conformed to the model of Jesus. In fact, it may be important for
On the evening of the fifth day [of the Second Week], after the director has
asked for an account of what has happened that day, he should notice whether
the retreatant is disposed, as far as the affect is concerned, to undertake the
elections. For the retreatant's disposition should be such that in the matter of
follo wing the way of the precepts or the counsels his or her will is placed in
the hands of God, as in a kind o f balance; or rather, as far as the retreatant is
concerned, that he or she be inclined towards the side of the counsels, if such
should be understood to be the will of God. But if it is noticed that the will is
tending rather towards the (way of the] precepts, and shrinks from the way of
the counsels, the retreatant is not well disposed, nor is it to be hoped that he or
she will make a good election. For the affect that is turned away from the more
perfect way and inclined towards the less perfect will draw the mind to think
up reasons th:at conform to such an affective state. With such persons, then,
one should not go on to the three times of making an election {that is, $17588], but the exercises of the sixth day could be given to them, to meditate on
them the next day; , , , and the person should be urged to dispose himseH or
herself to begging God for resignation [to his will] by repeating the exercises on
the three classes of people and the three kinds of humilicy, asking, as we have
said above, that if ir is more or equally pleasing to God, he might incline one's
affect towards choosing the counsels rather than the precepts."at
rai
choose between the "way of the precepts" and the "way of the counsels": be
tween living a good Christian life in the secular world, trying there to keep the
commandments and do God's will, and giving oneself to the more demanding
forms of total ded1cat1on to God that normally found expression in the religiotJS
The consideration on Three Kinds of Humility seems to have been meant both
as a help towards such indifference and as a test of the retreatant's readiness for
the election. Thus Ignatius himself observes, in the brief notes on giving the
Exercises he dictated to Polanco:
First of all one must insist that any who will make the elections enter into
them with complete resignation of their will, and, if it is possible, that they
:each the third d ree of humility, in which for their part, they are more
rnclJ_ed to ,..hat :S more conformed to the counsels and to the example of
Chr1st our Lorri. tf God should be equally served. Any who are not in the
indifference of the second degree are nor ready to put themselves in the
position of making a choice, and it is better to keep them engaged in other
exercises before moving on to it. 80
n See J. Delepierre, "Note sur ies trois degr&. d'humilitC." l\Jouvel!e revue theologique
70 (1948), 963-75, esp. 972ff.
!O Directori.a
1955), 74ff.
31
Polan co himself explains this delicate point more fully in his own unfinished
J)irectory of 1573-75:
God's service that I make use of some material possessions, even of considerable
life. If a person was not in a state of real indifference with regard to this level of
choice, he or she was not considered ready to make an election in freedom and
openness to divine guidance and should not be allowed to go forward with it.
Exercises' insistence that the second kind is "more perfect" than the first and the
third "more perfect" than the second. Clearly the whole movement of the
consideration is to lead the retreatant towards actually wanting the third kind o f
humility for himself o r herself, as far as that is possible; a s the official
Directorium of 1591-99 observes, "These three degrees ... only contain one
principal point, namely, the desire to attain that third degree of humility."" It is
only in this desire to empty oneself with Christ that the indifference of the
81
81
32
have those who are already settled ill their state of life deliberate about that
state of life; but in place of this deliberation, one may propose one of two
things, which they may want to choose. The first is when the divlrle service is
the same and without sin on one's on or one's neighbor 's part, to desire
injuries and insults and to be made low in all things with Christ, to be dressed
in his uniform and to imitate him in this aspect of his cross; or rather to be dis
posed to suffer patiently everything of this kind, when they happen to one, for
love of Christ our Lord. 85
'4: "L''1ndi'
' h'eve
. degre's, " 9o
"Note sur Ies tron
nerence sac
norma!ement . . . clans l 'humil ite du 3e degre. L'une et l'autre sont plus que des vifritk a
admettre OU des objectifs paisager s a conquCrir,'' Cf, B. Pottier. "L' Election/; in A. Chapelle et
et thiologique
(Brussels : Institut d'Etudes Thtologiques, 1990). 298. As in the meditation on the Kingdom,
the first two kinds of humility are based on the recognition of truths that "everyone who has
judgment and reason"' would admit, but the retreatant is assumed to be at least open to
moving beyond the "ordinary" level of Christian practice.
84 See the Directory of Polanco, no. 92 (MHSI 76:318) and the officiaJ Diroctorium of
1591/99, no. 91 (ibid., 628}; the Brevis Instructio on giving the Exercises, which may he notes
by Fr. Everard Mercurian for some conferences he gave in France in 1569-70, even suggests a
person already committed to a permanent state in life might use the election process to
..choose" between two virtues or between the second and third kinds of humility {no. 52,
ibid., 252f.).
85
"To Be More
MHSI 76'78.
:,<,:._-.- . .... .
33
like Christ"
the
"
'
ity Przywara
In his illuminating chapter on the Three Kinds :'f Humil '.
Exer
al
Spmtu
the
of
art
h
the
is
s
is':s srmpl
'_
85
Ibid., J55f.
34
BRIAN E. DALEY,
S.J.
expresses this same rash generosity in seeking perfect indifference before the will
of God, a habitual inner obedience and reverent "fear of the Lord" that
Przywara likens to Old Testament wisdom-an attitude of reverent openness
before the divine mystery like that of Job, which avoids Stoic self-sufficiency by
recognizing the limitations of our own intuition for what is right.91 But it
only in the Third Kind of Humility, in the simple desire to share fully in thei
way of Jesus, that these first two "Old Testament" forms of humility find their!
fulfillment; "for since there is really only a single order of salvation, and sincei
this is the order realized in the scandal of the cross and in being crucified intoi
this same scandal ... , so there is only a single genuine humility: the one'
humility of the emptied and oppressed and humiliated Christ. .,, The Third1
Kind of Humility, in a sense, lets go of all the retreatant's earlier calculations of:
what is "better" or "more for the praise and service of the Divine Majesty" and
simply desires, so far as is possible, to enter into the movement of God's love
for the world, to be drawn by grace, with the incarnate Word, into an "ever
greater descent into the ever-greater God."91 It is the final preparationt in terms
of desires, for the concrete life choice that is to lead the retreatant himself into
the Paschal Mystery, the realization of the Kingdom of God in the crucified and
risen Christ: into the Third and Fourth Weeks of the Exercises, and so into the
final sealing of the mutual gifts of love, perceived and desired throughout the
whole journey, in simple terms of "Take, Lord, and receive ... all that I have
and possess." In the self-emptying of love, the humility framing a good election
can finally be seen for what it is.
t the end of this rather tortuous survey of the role of humility in the
well still ask ourselves, What use can we make of all this today? How
does it speak to our own spiritual needs and desires as men and women of the
late twentieth century? Is humility still an intelligible and suggestive category to
use in trying to express basic human responses to the mysterious grandeur and
goodness of God? Can we still say, as m y novice master liked to say thirty and
more years ago, that the phrase "humble service" captures the heart of the
Ignatian ideal? These are questions each of us must attempt to answer for
himself or herself, but we might at least draw a f ew general, preliminary
conclusions from all we have said here.
"Ibid., 358.
9-J
Ibid., 360.
"lhid., 363.
Christ"
35
First, the humility held up as an ideal in the Scriptures and the Spiritual
Jf#rdses
for ce us to accept our dependence in gratitude and to give our being back to
bim in love. It grows from the uniquely Christian recognition that "God has so
loved the world that he sent his only Son," who revealed, in his life of
obscurity, service, and fidelity unto death, the love that God is, and who calls
us to find our salvation by realizing
John
Second, the humility Ignatius describes as the "third" and highest kind
habitual concrete practices: it is an ideal for our ultimate loving, a sense thatt in
the most concrete shaping of our lives, union with Christ as he lived is what we
want above all things. As such, it does not preempt apostolic decision making
or excuse us from governing our daily lives by prudence, charity and common
Constitutions
BRIAN E. DALEY,
36
S.J.
97
Crmrtitutions> p.
75, p. 75 n. 1.
37
One finds this same tension today, for instance, in our recent emphasis
.on the "preferential love of the poor" as a freely chosen principle guiding our
choice of ministries and as one of the main criteria fo r ensuring the honesty and
credibility of our work for the Gospel."" To conceive of our identification with
the materially poor in the way we live and the works we do, not simply as part
of a program of social reform, but as the expression of "a love like Christ's
own" and a way towards "communion" with him in his Kingdom, lo+ is to
reemphasize one of Ignatius's own central spiritual and apostolic concerns.10s
Yet the same recent documents of the Society that commit us to identifying
ourselves with the poor also sketch out a vision of apostolic action that
98
99
See the examples in De Guiben, The ]it5, 78-811 along with De Guibert's
comments.
too
Wt
Sent
107f.
into Today1s
1'
own
ofJesus
World {St. Louis: Institute of Jesuit Sources, 1984), ,52 (p. 63).
Ibid.
105 See, for instance, the letter dat5d August 7, 1547, written by Polanco in lgnatius's
name to the Jesuits in the college at Padua (Ep. 186 [Epp. Ign. 1.572-577]; also in William J.
Young, S.J., trans., letters of St. Ignatius of Lcryola (Chicago: Loyola University Press, 1959],
146-50).
BRlAN E. DALEY,
38
$.J.
.
nammtty, thtnkmg little and "thinking big," are not only not opposed to each
other in the Jesuit scale of virtues but actually require each other if either is to
be realized in a corporate way. Without Ignatian humility, our projects simply
become expressions of collective triumphalism or ideological crusades, ultimately
dehumanizing ourselves and de-Christianizing our work; without Jgnatian
magnanimity, our "option for the poor" becomes a self-punishing romanticism
of protest, ultimately leading to hopelessness and cynical alienation.
On the more personal level, too, the desire to share in the poverty and
humiliation of Christ has an essential role to play in keeping our individual and
corporate idealism alive, keeping our generosity high. Each of us faces the
inevitable process of what Teilhard de Chardin referred to as "diminishment":'"
the growing weakness and failure of our personal resources and energies,
through aging, illness, and disappointment, always ending in death. Together, as
a Society, we face a host of threatening uncertainties: smaller numbers and an
increasing average age in most of our provinces, economic insecurity) growing
hostility or indifference from a world less and less respectful of the Christian
ideal, even a less central and less honored role for ourselves in the apostolic
activities of the Roman Catholic Church. It seems that poverty, limitations in
our work for the Kingdom, misunderstanding, "insults and contempt," will
assuredly be part of our collective future, in new and perhaps dramatic ways,
just as weakness and death face each of us as individuals.The question is always
whether we are able to accept these things freely and generously as an
authenticating context for our work as disciples of Jesus-whether we will be
given the grace to welcome and even to desire them in the way God offers them
to us and still find the energy, the greatheartedness, and quiet self-confidence to
go on proclaiming the Kingdom of God according to our Institute and our in
dividual charisms. We can only hope the answer is yes.
Conclusion
of Jes us and his companions. Could it be that some of the lack of success we
hav e experienced in attracting and retaining vocations to the Society over the
past twenty years may be due to our reluctance to challenge young inquirers
or even to challenge ourselves-to desire Ignatius's Third Kind of Humility?
Could it be that our desire to be affirming, to preach a positive image of God,
to pro mote freedom and fulfillment and "feeling good about yourself," has
ended by emptying the Gospel of so much of its challenge and its reality that
few are interested in giving their lives to preaching it to others with us? Could
it be that we will only again arouse the natural magnanimity, the
greatheartedness or l'<"ictAo\fuxia of the spiritually young, by deliberately
drawing them-with us-more deeply into "the mind, which was in Christ
Jesus, who ... emptied himself, taking the form of a slave, ... and humbled
himself and became obedient unto death, even death on a cross" (Phil. 2:5-8)? If
so, we will have to practice what we preach.
The German poet Holderlin once quoted as "the epitaph of Loyola" an
enigmatic phrase that Hugo Rabner, nearer to our own time, rightly identified
as coming from a sumptuous commemorative volume produced by the Flemish
Jesuits in 1640 to mark the centenary of the Society's founding:
Non
coerceri maximo,
contineri
tamen
!OS
und The.ologe [Freiburg: Herderj 1964], 422-40, esp. 42Jt). The phrase is not
an
Sccj for example, GC 32, Decree 4 ,159-61 in Docu ments of tbe ThirtyFirst and
Tlnrty-Second General Congr<!g.irions of the Society of Jesus (St. Louis: Institute of Jesuit Sources.
"Co mimions
The Divine Milieu (New York: Harper and Brothers, 1960), 80-111, esp, 84-90.
or iginally
patt of
the Imago Primi suli Societdtis Iesu (A.\ntwerp: f..ioret, 1640 280-82.
106
39