Computers and Electronics in Agriculture: Anna Siedliska, Piotr Baranowski, Wojciech Mazurek
Computers and Electronics in Agriculture: Anna Siedliska, Piotr Baranowski, Wojciech Mazurek
Computers and Electronics in Agriculture: Anna Siedliska, Piotr Baranowski, Wojciech Mazurek
a r t i c l e
i n f o
Article history:
Received 13 November 2013
Received in revised form 19 February 2014
Accepted 26 May 2014
Keywords:
Apple bruising
Supervised classication
Hyperspectral imaging
a b s t r a c t
The aim of this paper is to create supervised classication models of bruise detection and cultivar
detection for ve apple cultivars with the use of hyperspectral imaging system in the VNIR (Visible
and Near-Infrared) and SWIR (short wavelength infrared) spectral regions. The Correlation-based Feature
Selection (CFS) algorithm and 2nd derivative pre-treatments of the hyperspectral data were used when
constructing supervised classication models of bruise and cultivar detection. The best prediction
accuracy for the bruise detection models was obtained for the Support Vector Machines (SVM), Simple
Logistic (SLOG) and Sequential Minimal Optimization (SMO) classiers (more than 95% of the success rate
for the training/test set and 90% for the validation set). Even higher prediction accuracies were obtained
for the cultivar detection models. The percentage of correctly classied instances was very high in these
models and ranged from 98.2% to 100% for the training/test set and up to 93% for the validation set. The
performance of the studied models was presented as Receiver Operating Characteristics (ROC) for the
bruise detection models and confusion matrices for the cultivar classication models.
2014 Elsevier B.V. All rights reserved.
1. Introduction
Apple quality and texture evaluations during harvesting and
storage are really important for producers and it is a goal of some
research (Zdunek et al., 2011). A great problem in apple production
is to nd an effective way of sorting fruits to eliminate damage of
various kinds (Brosnan and Sun, 2004; Sun, 2008; Sun, 2010;
Leemans and Magin, 2002). A large percentage of harvested apple
fruits are wasted each year because of bruising damage that results
from various static and dynamic loads occurring during picking,
packing, and distribution operations. Bruise damage can be caused
in apples due to impact, compression, vibration, or abrasion. Additionally, the susceptibility of apples to bruise damage depends on
the mechanical properties of apple skin and esh which are cultivar dependent and can be modied by soil cultivation, nutrition
and weather conditions in the eld during fruit growth
(Drogoudi and Pantelidis, 2011; Ferguson et al., 1999; Grimm
et al., 2012; Lle et al., 2011; Xing et al., 2007). Therefore, the
location, shape and depth of bruising vary and damage detection
is difcult, especially in case of dark skin colour or a small surface
area of the bruise (Sun, 2008). Although bruising is the reason for
rejecting the highest number of fruits in sorting lines, the accuracy
67
an electronic digital Mettler XS1003S balance, Mettler Inc., Switzerland (an operating capacity of up to 1000 g with a readability
of 0.001 g).
2.2. Hyperspectral imaging system
The spectral characteristics in VNIR and SWIR of apples studied
were acquired using a hyperspectral imaging system which consists of spatial (2-dimensional) and spectral (1-dimensional) data.
They create a 3-dimensional spectral cube (Fig. 1) in which the
spectral characteristics of selected pixels can be studied as well
as images obtained for various wavelengths can be analysed using
available image processing methods.
A visible and near infrared (VNIR) camera with an ImSpector
V10E imaging spectrograph (4001000 nm) and a short
wavelength infrared (SWIR) camera with a N25E 2/3 imaging
spectrometer (10002500 nm), manufactured by SPECIM, Finland,
were placed 40 cm above the belt conveyor. The illumination
source for each camera consisted of eight halogen lamps of 20 W
placed in two opposite frames positioned at an angle of 45 towards
the conveyor belt surface. The measurements were performed in a
dark room to prevent the inuence of external illumination. The
fruits examined were placed on the belt conveyor which had the
speed regulated for each camera. The belt conveyor speed was
adjusted individually for each camera because of the differences
in spatial resolution and integration time of the cameras (Fig. 2).
The hyperspectral images obtained during the measurements
were recorded using data acquisition software SpectralDAQ ver.
2.1 for SPECIM cameras. Initially, the acquired images were
corrected with white and dark references.
2.3. Analysing Algorithms
Bruised and non-bruised areas were selected from the hyperspectral cube. To distinguish the bruised areas from the hyperspectral images, a script was written in ImageJ software (Rasband,
19972001). A modication of the procedure proposed earlier by
ElMasry et al. (2009) was used for segmentation. The implementation of the Otsu thresholding algorithm was used. It divides the
histogram into two classes and inter-class variance is minimized.
Additionally, for images that enable regions of sizes ranging from
50 to 5000 pixels to be distinguished, particle nucleus counting
was applied. This range was suitable for creating masks of bruised
regions. The segmentation procedure was used as a reference to
distinguish the areas with bruise for all the studied apples. It
enabled to create a database of the areas within the studied fruits
with and without the defects. Such a method of visual inspection of
the fruit surface is not sufcient for sorting systems as was indicated earlier (Leemans and Magin, 2002; ElMasry et al., 2009;
Sun, 2010). Therefore, the main interest of this study was to analyse the reected spectrum in VNIR and SWIR ranges to create an
effective classication models of apple bruise and cultivars.
The reectance was calculated separately for all the bands and
taken as an average from pixels in regions containing bruised and
sound tissues.
All the classication algorithms were implemented from comprehensive software called the Waikato Environment for Knowledge Analysis, or Weka for short, which is available as source
code on the World Wide Web at http://www.cs.waikato.ac.nz/ml/
weka. The system is written in Java and is available for all major
computer platforms. This software allows various methods to be
provided for data pre- and post-processing and for evaluating the
result of learning schemes. Pre-processing of the hyperspectral
data consisted in choosing, from the whole spectral range
registered by the two cameras, the range in which the spectral
characteristics of the signal were sufciently strong. Due to low
68
Fig. 1. Diagram of a hyperspectral image (hypercube) for an apple presenting the spectral and spatial dimensions.
classiers were included in the study (Witten and Frank, 2005). Initially, the majority of classiers available in Weka software were
tested on representative groups of training and testing data. Ten
of them with the best prediction accuracies were chosen for comparison. These classiers are presented in Table 1, together with a
general description and the actual parameters determined in this
study.
Two groups of dependent variables were studied: bruising and
cultivars. The prediction model for bruised (BR)/non-bruised (NB)
apples of ve cultivars (Champion, Gloster, Golden Delicious,
Idared, Topaz), as dependent variables, was created using the
Weka Knowledge Flow Interface for all the classiers studied. This
graphical interface allows the design and execution of congurations for streamed data processing (Fig. 3). Within this interface,
the appropriate data le for each group was loaded in ARFF format
(the native le format in Weka). Then, the dependent variable (a
class) was selected with the Class Assigner and a value for the positive class was chosen for each model with the Class Value Picker.
The Cross-Validation Fold Maker split the dataset into folds (10
folds were chosen). It has been conrmed in a study (Witten and
Frank, 2005) that stratied 10-fold cross-validation is the standard
69
Description of algorithm
Acronym
Multilayer
perceptron
Furia
BNN
FURIA
IB1
NNC
LOG
SVM
SLOG
SMO
LibLINEAR
Logistic
LibSVM
Naive Bayes
Random
forests
Simple
Logistic
SMO
Class Value
Picker
e.g. bruise
data
set
Classifiers:
Multilayer Perceptron
data
set
Class Assigner
e.g. cultivar
data
set
ARFF Loader
data file
in ARFF format
Cross Validation
Fold Maker
folds: 10
preserve order:
false
seed: 1
training set
data set
Furia
IB1
LibLinear
LINE
NB
RF
batch
Classifier
Text
Viewer
text
Classifiers
Performance
Logistic
LibSVM
Naive Bayes
Random Forests
Simple Logistic
Evaluation
threshold
data
Model
Performance
Chart
SMO
Fig. 3. The Knowledge Flow interface arrangement for the studied classication models with the main components of data ow.
day after bruising are presented in Fig. 4. In these gures, the spectra were obtained from ROIs, which represented the average for
sound tissue and bruised tissue. In all the spectral characteristics,
the typical water absorption bands, i.e. 660 nm, 970 nm, 1200 nm,
1470 nm and 1900 nm, appear as localized minima. The decrease
of reectance of bruised tissue for these wavelengths is caused by
the outow of water from the bruised tissues in the rst period after
damage. Fig. 4 shows that signicant differences in the spectral
characteristics exist between bruised and non-bruised regions of
apples for various cultivars in the VNIR and SWIR ranges.
The chemical bonds of biological materials absorb light energy
at specic wavelengths. The spectra of all the studied apple cultivars indicated peaks at about 680 nm, which was attributed to
the absorption by chlorophyll in the fruit tissue. For the spectral
range less than 550 nm, absorption due to carotenoid in the fruit
tissue, which has an absorption peak at 480 nm, became evident
for the Champion, Gloster and Idared apples. This specic
absorption peaks can be used as a means for the determination
of some defects or chemical contamination within fruit tissues. A
strong absorption peak was found near 550 nm for Golden Delicious and Idared apples due to absorption by anthocyanin in
the fruit tissue. The absorption valleys in the NIR at 840 and
960 nm represent sugar and water absorption bands.
70
Champion
Bruised tissue
0.6
Sound tissue
0.4
Reflectance
0.8
Reflectance
Gloster
0.8
Bruised tissue
0.6
Sound tissue
0.4
0.2
0.2
0
400
400
Wavelength (nm)
Wavelength (nm)
1
0.8
Bruised tissue
0.6
Idared
0.8
Reflectance
Reflectance
Golden Delicious
Sound tissue
0.4
0.2
Bruised tissue
Sound tissue
0.6
0.4
0.2
0
400
0
400
Wavelength (nm)
Wavelength (nm)
1
Topaz
Reflectance
0.8
Bruised tissue
0.6
Sound tissue
0.4
0.2
0
400
Wavelength (nm)
Fig. 4. Spectral characteristics of bruised and sound tissue of the ve studied cultivars on the seventh day after bruising.
In the ranges 718890 nm and 10171118 nm, non-bruised tissue of Gloster and Golden Delicious reects more radiation than
bruised tissue. For the other cultivars, the reverse situation takes
place: bruised tissue shows higher reectance in these two ranges
than sound tissue. This effect was observed earlier by (Lu, 2003; Lu
et al., 2010). The authors noticed for Golden Delicious apples that
in the range 700900 nm, between fth and ninth day after bruising absorption for the normal apples was higher than that for the
bruised apples. The contrary effect was noticed for Red Delicious
in that range. The authors explained it by changes of relation
between scattering and absorption during bruise development
and they indicated the spectral properties in this range are strongly
inuenced by variety and bruise severity, and they change with
time and at different rates, even for the same apple fruit. This effect
can be explained by analysing antioxidant activity in apples with
bruises. It was reported by Duda- Chodak et al. (2010) that Golden
Delicious and Gloster have considerably higher antioxidant activity than Idared, Champion. It was also observed by Coesteng and
Lee (2006) that there is high difference in relationship between
degree of browning and enzyme activity. In Golden Delicious
degree of browning was related to phenolic concentration. Further
studies of the chemical compounds inuencing spectral response
in 718890 nm and 10171118 nm is needed.
Signicant differences in bruised and non-bruised tissues were
also observed in two SWIR ranges: 14951871 nm and 2052
2382 nm. In these ranges, bruised tissue exhibited lower reectance than sound tissue for all the cultivars.
71
Table 3
Detailed accuracy analysis by class of the studied classiers: bruised tissue has a
positive class label and non-bruised tissue has a negative class label.
Wavelength [nm]
430
1
554
680
809
940
1156
1471
1784
2096
2407
0.9
0.8
Reflectance
0.7
0.6
0.5
0.4
0.3
0.2
0.1
TP rate
recall
FP
rate
Precision
Fmeasure
BNN
FURIA
NNC
LINE
LOG
SVM
NB
RF
SLOG
SMO
0.951
0.951
0.991
0.915
0.951
0.857
0.843
0.937
0.942
0.915
0.022
0.040
0.036
0.027
0.081
0.040
0.031
0.031
0.049
0.013
0.977
0.959
0.965
0.971
0.922
0.955
0.964
0.968
0.959
0.986
0.964
0.955
0.978
0.942
0.936
0.903
0.900
0.952
0.950
0.949
Fig. 5. Spectral bands obtained using the CFS attribute selection algorithm for the
classication models of bruise detection and cultivar detection.
prediction accuracy was also obtained for the RF, SMO and SLOG
models. The analysis of the models using the validation set
resulted in slightly lower classication accuracy, but in the case
of three models (SVM, SLOG, SMO) it was equal to 90%. When comparing the correctly classied instances, Kappa statistic and root
mean squared error, it can be stated that the SLOG and SMO
models are the best for detection of bruising in apples of the ve
studied cultivars.
To analyse the performance of the tested classiers, the results
of the analysis of the detailed accuracy by class are presented in
Table 3. The classication problem of distinguishing between
bruised and sound tissue is treated as a binary (two-class) problem. A binary classier algorithm maps an object into one of two
classes, denoted as positive (+), which in this case is bruised tissue
(BR), and negative (), which in our case is non-bruised tissue
(NB). The parameters of the classier are derived from training
on known (+) and () instances. Then, the classier is tested on
instances that were not part of the training sets. There are four
possible outcomes. If an object is positive and it is classied as
positive, it is counted as a true positive (TP). If a positive object
is classied as negative, it is counted as false negative (FN). If the
negative object is classied as negative, it is counted as a true
negative (TN), and if it is classied as positive, it is counted as a
false positive (FP). Various numeric measures (some of them are
presented in Table 3) which characterize the performance of the
classication model can be constructed. The true positive rate (also
called a recall) of a classier is estimated as:
TP rate
FP rate
Precision
TP
TP FP
F-measure
2
1=Precision 1=recall
Table 2
Results of classication models for distinguishing bruised and non-bruised apple tissue.
Classication model for distinguishing bruised and
non-bruised apple tissue
Training/test set
Correctly classied
instances %
Kappa
statistic
Root mean
squared error
Correctly classied
instances %
Validation set
Kappa
statistic
Root mean
squared error
BNN
FURIA
NNC
LINE
LOG
SVM
NB
RF
SLOG
SMO
96.4
95.5
97.8
94.4
93.5
90.8
90.1
95.3
95.1
95.1
0.928
0.910
0.955
0.888
0.870
0.816
0.812
0.906
0.901
0.901
0.180
0.200
0.150
0.237
0.252
0.303
0.391
0.209
0.203
0.222
86.7
76.7
83.3
86.7
73.3
90.0
83.3
86.7
90.0
90.0
0.733
0.533
0.667
0.733
0.467
0.800
0.667
0.733
0.800
0.800
0.339
0.416
0.408
0.365
0.516
0.316
0.411
0.323
0.299
0.316
72
Fig. 6. ROC curves for detecting bruised tissue in apples. Left: the entire ROC graph. Right: a magnication. The diagonal corresponds to the random classier.
Table 4
Results of classication models for distinguishing various cultivars of apples.
Classication model for
distinguishing varieties
Training/Test set
Correctly classied
instances %
Kappa
statistic
Correctly classied
instances %
Validation set
Kappa
statistic
BNN
FURIA
NNC
LINE
LOG
SVM
NB
RF
SLOG
SMO
99.8
98.4
99.8
98.7
100.0
98.2
98.3
99.3
99.8
99.8
0.997
0.981
0.997
0.983
1.000
0.978
0.981
0.992
0.997
0.997
0.027
0.076
0.030
0.073
0.006
0.085
0.076
0.075
0.035
0.316
90.0
56.7
86.6
90.0
83.3
86.7
86.7
86.7
66.7
93.3
0.875
0.449
0.832
0.875
0.791
0.832
0.830
0.834
0.583
0.916
0.173
0.373
0.231
0.200
0.248
0.231
0.233
0.243
0.278
0.322
73
CH
GD
1, 3, 1
I
1
T
1, 2, 2
BNN
91, 90, 91,
91, 91, 91,
91, 91, 91,
91
FURIA
NNC
LINE
GD
1, 2
LOG
SVM
NB
RF
SLOG
2, 1, 3, 4, 1,
1, 1
SMO
Fig. 7. Confusion matrices of the classication models for cultivars as an independent variable. Each model has a specic colour representation and the diagonal cells
(in grey) present the correct classications.
positive and negative values were spread along the whole studied
spectral range, with the highest absolute values for bands
506.3 nm,
581.3 nm,
1131.0 nm,
1376.5 nm,
1382.8 nm,
2202.3 nm.
4. Discussion
The obtained results conrmed the applicability of hyperspectral imaging for bruise detection in apples and for precise determination of apple cultivar. The available hyperspectral systems
cannot be treated as online sorting systems at the present technological stage (Sun, 2010), but their usefulness for detecting selected
spectral bands in order to construct multichannel sorting devices is
invaluable. Reectance images of apples in visible region are predominantly affected by the presence of plant pigment such chlorophyll and carotene species. In the previous studies it is reported
that a lot of biological materials with similar pigmentation have
a different appearance in the NIR spectrum (ElMasry et al., 2008).
The absorption valleys around 500 and 680 represent carotenoids
and chlorophyll pigments which are responsible for colour characteristic in the fruit. This wavebands represent the typical bruise
characteristics: the browning and loss of chlorophyll (ElMasry
et al., 2008). On the other hand, the use of SWIR range enables to
evaluate changes of water characteristics in affected tissues. The
water absorption minima are dominant factors in this range.
The CSF algorithm and 2nd derivative pretreatment of the
hyperspectral system applied in this study, and conrmed in
(Baranowski et al., 2013), proved to be very effective in constructing supervised classication models of bruise and cultivar detection. The thirty-three wavelengths selected for bruise
classication models cover a broad range of the spectrum. However, the majority of these wavelengths are in the SWIR range,
which can suggest that water absorption bands play an important
role in distinguishing between sound and mechanically damaged
tissue. This result is in agreement with Lu (2003) who used the
ranges of 9001700 nm and 10001300 nm as the most appropriate for bruise detection in Red Delicious and Golden Delicious,
respectively. This result of bruise classication indicates the need
to use the SWIR range to construct classication models. Some of
previous studies (Xing et al., 2005; ElMasry et al., 2008) used the
VNIR range for detection of bruised tissues in apples of individual
cultivars. In these studies the wavelength selection algorithm was
based on Principal Components or Minimum Noise Fraction Algorithms or just pixel grey values were used. The advantage of the
CFS wavelength selection algorithm applied in this study is that
it is a fully automatic procedure and that the selected wavelengths
correspond to physically based absorptions valleys (Baranowski
et al., 2013). On the other hand, the numbers of selected bands
for bruise (33) and cultivar (58) classications with the use of
the CFS algorithm were considerably higher than in previous studies. ElMasry et al. (2008) selected 5 optimal wavelengths for bruise
classication models, while Kavdir and Guyer (2004) selected 3
optimal wavelengths sufcient for their models. The wavelengths
selected in our study with the CFS algorithm for cultivar discrimination cover the VNIR spectral range to a larger extent than in the
case of bruise detection. It suggests that chlorophyll and other
pigments of apple skin play an important role in cultivar detection.
The comparison of ten supervised classication models for distinguishing between bruised and non-bruised apples as well as
between the cultivars studied indicated very high prediction accuracy of the majority of them. The obtained classication results are
comparable to or even better than those in the study of Kavdir and
Guyer (2004) who used Backpropagation Neural Networks,
decision trees, K-nearest neighbours, and Bayesian classication
models. In their study, the success rate in Empire apples was
the highest with the use of a Backpropagation Neural Network
with texture features (93.8%). In our study, the success rate for
the same classier was 96.4%. However, some other classiers,
such as FURIA, NNC, SLOG and SMO, gave very high classication
Weights
0
-1
-2
-3
-4
-5
430
554
680
809
940
1156
1471
1784
2096
2407
Wavelength (nm)
Fig. 8. Weights for the bands selected by CFS algorithm and used in Backpropagation Neural Network (BNN) models of bruise detection and cultivar detection.
74
accuracies (more than 95%) in spite of the fact that training and
testing instances contained bruised and non-bruised apples of ve
cultivars. Automatic classication of apples with respect to cultivar
detection can be successfully used in sorting systems. The results
presented in this study indicated very high applicability of hyperspectral imaging for cultivar classication. Because the classication rates of the majority of the cultivar classication models
used were very high (both for training/testing and validation sets),
hyperspectral imaging technology seems to be promising compared to existing computer vision systems of cultivar classication
(Yang, 1993).
5. Conclusions
Overall, hyperspectral imaging proved to be the precise method
in detecting bruised tissues and distinguishing particular cultivars
of apples. The study was limited to ve cultivars, therefore further
studies on more varied apple material is needed. Both VNIR and
SWIR spectral ranges are important in presented classication
models of bruise detection and cultivar detection. The very high
accuracy and prediction performance of the obtained models could
be a basis for implementation of the results in sorting systems. The
limited number of the spectral wavelengths required to deliver
input data in the elaborated classication models enables to distinguish selected features of the studies apples efciently and can
lead to creation of considerably cheap on-line sensors for apple
sorting.
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