Safe Transport of Radioactive Materials, Philosophy & Overview
Safe Transport of Radioactive Materials, Philosophy & Overview
Safe Transport of Radioactive Materials, Philosophy & Overview
Rifaat M. K. El-Shinawy
Egyptian Atomic Energy Authority
.ABSTRACT
Safe transport of radioactive material regulations issued by IAEA since 1961, provide standards for
insuring a high level of safety of people,transport workers, property and environment against radiation,
contamination and criticality hazards as well as thermal effects associated with the transport of the
radioactive wastes and material. The history ,development, philosophy and scope of these international &
national regulations were mentioned as well as the different supporting documents to the regulations for
safe transport of radioactive material were identified.The first supporting document , namely TS - G-1.1
(ST-2) ,Advisory material is also issued by the IAEA.It contains both the advisory and explanatory
materials previously published in safety series Nos 7and 37 and therefore TS-G-1.1 (ST-2) will supersede
safety series Nos 7 and 37. The second supporting document namely TS-G-1.2 (ST-3), planning and
preparing for emergency response to transport accidents involving radioactive material ,which will
supersede safety series No 87. In addition to quality assurance (SS#113), compliance assurance (SS#112),
the training manual and others.
INTRODUCTION
The use of radioactive material is an important part of modern life and technology.
Radioactive material is used extensively in medicine ,industry ,agriculture ,research , consumer
products and electrical power generation .Tens of millions of packages containing radioactive
material are consigned for transport each year throughout the world(1) .The quantity of
radioactive material in these packages varies from very small quantities in shipments of
consumer products to very large quantities in shipments of irradiated nuclear fuel.
The Regulations for safe transport of radioactive material establish standards of safety
which provide an acceptable level of control of the radiation, criticality and thermal hazards to
persons ,property and the environment that are associated with the transport of radioactive
material. These Regulations depend upon the principles set forth in both the Radiation
Protection and the Safety of Radiation Sources IAEA Safety Series No.120(2) and the
International Basic Safety Standards for Protection Against Ionizing Radiation and for the
Safety of Radiation Sources IAEA safety Series No. 115(3),jointly sponsored by the Food and
Agriculture Organization of the United Nations ,the IAEA ,the International Labour
Organisation ,the Nuclear Energy Agency of the Organisation for Economic Co-operation and
Development ,the Pan American Health Organization and the World Health Organization.Thus,
compliance with these Regulations is deemed to satisfy the principles of the Basic Safety
Standards in respect of transport.
These Regulations are suplemented by hierarchy of Safety Guides and Safety Practices
including Advisory Material for the IAEA Regulations for the Safe Transport of Radioactive
Material IAEA Safety Standards Series No.ST-2(4) ; Planning and Preparing for Emergency
Response to Transport Accidents Involving Radioactive Material IAEA Safety standard series
No.ST-3(5); Compliance Assurance for the Safe Transport of Radioactive Material IAEA
Safety Series No.112(6) ; Quality Assurance for the Safe Transport of Radioactive
Material,IAEA Safety Series No.113(7) and others.
The IAEA first published Safety Series No.(6) in 1961 for application to the national
and international transport of radioactive material by all modes of transport. Several reviews
,conducted in consultation with Member States and the international orangizations concerned,
resulted in four comprehensive revisions being published in 1964, 1967,1973 and 1985.
Through the worldwide adoption of the IAEA`s Regulations for all modes of
transport ,a very high level of safety during transport has been achieved.
IAEA Regulations, History and Development
Although radioactive material has been used for more than a century ,signifcant use for
beneficial purposes only began in the later 1940s and early 1950s . At that time ,since the
utilization of this material was increasing dramatically ,it was rescognized that safe and
effective transport arrangements were required in order to properly protect man and his
environment.
Since 1957, the IAEA has exerted efforts towards developing and maintaining its
Regulations for the Safe Transsport of Radioactive Material.
The result of this effort was the publication of the IAEA`s Regulations for the Safe
Transport of Radioactive Materials, 1961 Edition, Safety Series No. 6 (9) .This first edition of
the Regulations established basic prescriptions in terms of packaging standards and package
make-up for the containment of radioactive material and for the prevention of criticality when
the material is fissile(8).
Since the Regulations were first issued ,the IAEA has hardly worked with its Member
States and relevant international organizations to update the Regulations ,taking advantage of
experience in the application of the Regulations and of advances in technology and knowledge.
Consequently ,the IAEA has issued several revisions to the Regulations.
The 1996 Edition of the Regulations was issued with a new nomenclature. It was
identified as IAEA Safety Standards Series , Requirements, No.ST-1,(11) rather than
Safety Series No.6. In 2000 a revised edition of ST-1 was issued and was identified as
IAEA Safety Standards Series Requirements ,No.TS-R-1 (ST-1 Revised) (12).
- The Standing Advisory Group on the Safe Transport of Radioactive Material
(SAGSTRAM) was established by the IAEA in 1978 to advise on the IAEA`s transport safety
programme and on the development and implementation of the Regulations Safety Standards
Commttee (TRANSSAC) was formed in 1996 (and renamed to TRANSSC in 2000 )
replacing the function of SAGSTRAM .This advisory body ultimately endorses the text for a
revision to the Regulations, and recommends submission of that text to the IAEA Borad of
Governors for approval.
A user desiring to transport a specified type of radioactive material consignment must
study and assimilate requirements from all sections of the Regulations pertaining to that
specific type of material although much of the information and requirements may not apply .
The Schedules of Requirements for the Transport of Specified types of Radioactive
Material Consignmentswas published separately from the Regulations in 1986 as Safety
Series No.80 (13).
The1996 Edition of the Regulations(11 ) includes schedules of requirements following the
main body of the regulatory requirements . The schedules are not the complete and binding
set of regulatory requirements .but can be used as a basic aid orguide to national authorities
and international organizations that may wish to adapt these Regulations (12) in schedule
form.
Regulations Philosophy
The Regulations are fundamentally based on the philosophy that radioactive material
being transported should be adequately packaged to provide protection against the hazards
of the material under all conditions of transport including foreseeable accidents.
Therefore ,the philosophy of the Regulations is that, as far as possible:
(1) Packages of radioactive material should be dealt with in the same way as other
hazardous goods;
(2) Safety depends primarily upon the package and not on operational control;
(3) The consignor should be responsible for ensuring safety during transport through
proper characterization of the contents proper packaging of those contents , and proper
operational actions.
Regulations Scope
the scope of the Regulations is clearly specified and applied to:
(1) the transport of radioactive material by all modes on land, water or in the air,
(2)Any transport which is incidental to the use of the radioactive material.
In this context, transport comprises all operations conditions associated with , and
involved in the movement of the radioactive material including the :
(1) Design of the package;
(2) Manufacture ,maintenace and repair of the packaging ;and
(3) Preparation ,consigning ,loading, carriage (including in-transit storage), unloading and
receipt at the final destination of loads of radioactive material and packages.
In this Regulations there are three general performace levels that relate to the
design of the package:
(1) Routine conditions of transport (incident free),
(2) Normal conditions of transport (minor mishaps ) ,and
(3)Accident conditions of transport.
On the other hand,theseRegulations do not apply to the following types of material:
(1) Radioactive material that is an integral part of the means of transport (such as
depleted uranium conuterweights in a aircraft);
(2) Radioactive material moved within an establishment that is subject to appropriate
safety regulations in force in the establishment and where the movement dose not
involve public roads or railways;
(3) Radioactive material implanted or incorporated into a person or live animal for
diagnosis or treatment (such as a cardiac pacemaker, or radionuclides injected into a
person for medical purposes );
(4) Radioactive material in consumer products that have received regulatory approval,
following their sale to the end user (such as smoke detectors );
(5) Natural material and ores containing naturally occurring radionuclides which are not
intended to be processed for use of these radionuclides provided that the activity
concentration of the material does not exceed certain limits .
NATIONAL REGULATIONS
The competent authority is responsible for providing the National regulations, which
emplement the IAEA regulations .
The national regulation must fully and accurately reflect the requirments of the IAEA
regulations.This is necessary to ensure harmony with other countries regulations & to exent
the IAEAs` regulations to cover all national needs.
Some countries give effect to the regulations simply by incorporting the text of them
into their National regulations .National regulation will often be mode specific , catering
for the individual conditions of transport in a specific mode.
National regulations for Safe transport of rodioactive Naterial throngh Suez Canal were
published & well known allover the world.
Fig. (1)
Fig. (2)
Fig.(3)
Liquids:
Gases:
Tritium
Special form
Other forms
10-3
10-2 A1
10-2 A2
A2
-2
2x10
A2
10-3-3 A1
10 A2
10-3 A1
10-3 A2
A1
A2
10-1
2X10
10-2-2
10
A2
-1
Materials
Package limits
A2
A1
A2
10-4
A2
-2
2X10
10-3
10-3
A2
A1
A2
For transport by post, the total activity in each package shall not exceed 1/10 of
the relevant limits specified in table (6).
2- Industrial packages
The total activity in a single package of LSA material or in a single package of
SCO shall be so restricted that the radiation level of 1 rem/h (10 mSv/h) at 3 meters
from the unshielded material or object is not exceeded.The activity in a single
package shall also be so restricted that the activity limits for a conveyance shall not
exceeded the limits as shown in table (3)
Table (3): Activity limits for LSA Material and SCO in industrial packages.
Nature of Material
LSA I
LSA II,LSA III
Non-combustible
Solids
LSA-II
LSA-III
Combustible Solids
And all liquids and
gases
SCO
No limit
100A2
100A2
10A2
100 A2
10A2
A1
TBq
7
0.4
.3
10
0.3
2
A2
TBq
2
0.4
0.7
1X10-3
0.3
2
Each package of gross mass exceeding 50 Kg shall have its permissible gross mass
legibly and durably marked on the outside of the packaging.
Each package which conforms to a type A package design shall be legibly and durably
marked on the outside of the package with Type A.
Each package conforms to a type B package design shall be legibly and durably with
identification mark allocated to that design by the competent authority, serial number of the
design and marked with either Type B(U) or Type B(M) as required.
Each package marked type B(U) or type B(M)shall be plainly marked by embossing
,stamping or other means resistant to the effect of fire and water with the trefoil symbol.
2-Labelling:
Each package, overpack, tank or freight container shall bear labels according to the
appropriate category (see Figs 1&2). Any labels which do not relate to contents shall
removed or covered. Additional labels describing other dangerous properties shall be
added.
The labels shall be affixed to two opposite sides of the outside of a package or overpack
or on the outside of all four sides of a freight container or tank.
persons. All persons who may have become contaminated with radioactive materials should
be subject to immediate examination and appropriate decontamination measure.
Any conveyance, building , location equipment or part thereof which has become
contaminated as a result of an accident in the course of transport of radioactive materials
should be decontaminated by qualified persons as soon as possible. Finally,a complete
accident report should be submitted to the competent authority for further actions.
Documents Supporting the Regulation
The recognition of the more current information of both an explanatory and an advisory
nature led the IAEA to publish a series a of documents beginning in 1961 when it issued
Notes on Certain Aspects of the Regulations Over time, additional transport specific
supportive safety series documents have been issued .These include (with most recent
editions):
(1) Explanatory material (Safety Series No.7 ) recently (Safety Standard Series # ST-2).
(2) Advisory material (Safety Series No.37 ) recently (Safety Standard Series # ST-2).
(3) Schedules (Safety Series No.80).(Included in Safety Standard Series #ST-1)
(4) Emergency response guidance(SS No.87 )recently (Safety Standard Series #ST-3)
(5) Complinance assurance guidance (Safety Series No,112).
(6) Quality assurance guidance (Safety Series No.113).
Advisory Material for IAEA Regulation
This Advisory Material(ST-2)is not stand-alone text. It only has significance when used
concurrently as a companion to the IAEA Safety Standards Series No.ST-1 (1996 Edition).To
facilitae cross reference between it and the Regulations,each paragraph of the Advisory
Material is numbered in correspondence with the paragraph of the Regulations to which it most
directly relates.
The primary purpose of this publication is to provide guidance to users on proven and
acceptable ways of complying with and demonstrating compliance with the Regulations.
Member States and international organizations are invited to take note of this publication and
to bring it to the attention of persons and organizations who make use of,or are subject to, the
IAEA Regulations.
Emergency respose to IAEA regulations
Despite the extensive application of these stringent safety controls, transport accidents
involving packages containing radioactive material have occurred and will occur. Whenever a
transport accident involving radioactive material ,loss of shielding or loss of criticality
control ,the consequences should be controlled or mitigated by proper emergency response
actions.Historically ,there have been no reported transport accidents involving radioactive
material that have resulted in serious radiological consequences. Despite this excellent safety
record, plans should be developed, responsibilities should be defined and preparedness actions
should be taken to ensure that an adequate emergency response capability is available when
transport accidents involving radioactive material do occur.
The type of emergency planning and preparedness for responding to transport accidents
involving the other types of dangerous goods,such as flammables, explosives, poisonous gases,
corrosives and toxic chemicals, that are in transport every day.
A Safety Guide Emergency Response Planning and Preparedness for Transport Accidents
Involving Radioactive Material was published in 1988.(14)This Safety Guide reflected the
Requirements of the 1985 edition of the Transport Regulations. The publication of the 1996
edition of the IAEA`s Transport Regulations necessitated that Safety Series No.87 be reviewed
and revised to reflect the new regulatory requirements. Therfore ,the Safety Srandard ST-3 was
published (2002)(5).
Compliance Assurance
The purpose of this document is to assist competent authorities in the development and
maintenance of compliance assurance programmes in connection with the transport of
radioactive material, and to assist applicants, licensees and organizations in their interactions
with competent authorities .In order to increase co-operation between competent authorities
and to promote uniform application of international regulations and recommendations it is
desirable to adopt a common approach to regulatory activities .This document is intended to
assist in accomplishing such uniform application by laying down most of the actions that
competent authorities need to provide for in their programmes for ensuring regulatory
compliance .
This document concerns specifically the radiation safety aspects of the transport of
radioactive material ,i.e. the subjects that are covered by the Regulations .Radioactive
material ,however ,may also have other dangerous properties (such as explosiveness,
flammability , pyrophoricity ,chemical toxicity and corrosiveness ); these must be taken into
account in the regulatory control of the package design and transport.
Physical protection and safeguards control of nuclear material as well as aspects of third
party liability are also mentioned in this document. These subjects are not within the scope of
the Regulations, but they are included here because they have to be takan into account in the
overall regulatory control of transport ,especially when the regulatory framewkork is
established.
A country whose radioactive material transport is not yet fully esablished may develop its
own compliance assurance programme in stages, depending on the size of that transport
industry.
An effective programme for compliance assurance by a competent authority should take
into account all users of the Regulations,i.e. persons or organizations which at one time or
another ,may be subject to the requirements of the Regulations, such as:
Consignors,.Carriers ,Suppliers /manufactures of packagings and,Multiple regulatory
organization (shared responsibilites).
A compliance assurance programme should include two major elements:Firstly, the
competent authority should review and approve certain activities in advance of the activity in
question. Secondly ,the competent authority should ensure through a regulatory inspection and
enforcement programme that all regulatory requirements are correctly fulfilled in practice.
Quality Assurance
The importance attached to Quality Assurance (QA) was significantly increased by its
high profile treatment in the 1985 IAEA Transport Regulations This treatment recognised the
value of (QA) in contributing positively to enhanced levels of safety in the transport of
radioactive material .This importance was maintained in the 1996 Edition of the IAEA
Transport Regulations (TS-R-1) .Paragraph 310 of TS-R-1 was extended to cover special form
material and low dispersible radioactive material.
When QA principles are applied to radioactive material transport operations , it
becomes possible to have all relevant aspects of the transport operations clearly identified,
controlled and documented.This is the key to demonstrate positive assurance that those
operations are carried out safely , efficiently ,and most importantly in compliance with the
Regulations.
TS-R-1 not only defines QA but also indicates that QA programmes must be developed
to cover the manufacture of the special form material, low dispersible radioactive material or
package used to physically transport the radioactive material.Further, QA programmes must
also be established for the design, testing documentation,use, servicing and maintenance of the
package, as well as shipment and in-transit storage operations.
When an organization has considered what its quality management or QA system is, or should
be (by comparing it with a QA standard),it must ensure that the system is clearly understood
and followed .
There may only be one QA programme covering all phases of radioactive material
transport ,but usually are several separate QA programmes in effect during transport.
Training
In approving the first revision to the Regulations in 1964,The IAEA`s board of Governors
authorized the Director General to apply the Regulations to IAEA operations . Member States
and other relevant organizations were encouraged to use the Regulations as a basis for their
respective national regulations for domestic and international transport(15) .As a result, the
Regulations have been adopted worldwide by Member States and international regulatatory
bodies as the basis for relevant national and international regulations.
As one means of promoting safety in transport ,as well as encouraging harmony in
regulatory control, the IAEA has from time to time organized training courses with the cooperation of Member State Governments and organizations.These have been aimed at
individuals from developing countries with appropriate responsibilities in the area of the
transport regulations and their implementation.The programme started with individual training
courses to specific Member States in the early 1980s and regional training course for other
countries in 1984 .Begining in 1987 formal regional and inter-regional training courses have
been held about once per year at different Member States.
In order to encourage further training ,the IAEA found it desirable to develop a basic
course text on the safe transport of radioactive material .It was therefore decided that the
lecture notes from the 1987 course would form the basis of this text, and that it would be
focussed on the 1985 Edition of the Regulations (15).The result was the IAEA`s Training Course
Series No.1 which was updated to a second edition in 1991 (16).To facilitate a supplement to
training , training Course Series No.1 was developed and issued in 1996 (17 ) . The current text is
a furher update the training manual to make it consistent with the latest TS-R-1 Regulations
(12)
,and to encompass the IAEA `s desire to structure its training courses in a modular format.
The purpose of a regional or inter-regional training course is to provide guidance to
regulatory and key industrial personnel on the Regulations and practices for the safe transport
of radioactive material .The objective of each IAEA training course is to ensure that the
participants thoroughly understands the philosophy principles, and application of the provision
of the transport Regulations.
The purpose of the training manual is to provide a rational method for convening a training
course and to foster high quality training. The manual serves as a tool for insturctors to use in
presenting subjects pertaining to the Regulations in a logical and understandable manner .It
also allows training course participants to become knowledgeable about the Regulations
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