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Procedia Environmental Sciences 28 (2015) 519 – 527

The 5th Sustainable Future for Human Security (SustaiN 2014)

Analysis of environmental carrying capacity for the

development of sustainable settlement in
Yogyakarta urban area

a b c d b
Widodo B. *, R. Lupyanto , B. Sulistiono , D.A. Harjito , J. Hamidin ,
a a a
E. Hapsari , Yasin M , Ellinda C.
a Department of Environmental Engineering, Universitas Islam Indonesia (UII), Jl. Kaliurang km 14.5 Yogyakarta 55584,
Indonesia b Center for Climate Change, Disaster and Environmental Studies (PuSPIK), UII, Yogyakarta 55584, Indonesia
cDepartment of Civil Engineering, UII, Yogyakarta 55584, Indonesia
d Department of Management Economics, UII Condongcatur, Depok, Sleman, Yogyakarta 55283, Indonesia

Abstract

The growth of urbanization in Yogyakarta area has a significant impact on environmental degradation. One of the indications is the
environmental carrying capacity and environmental settlement quality that tend to decrease. The research was aimed to analyze the
environmental carrying capacity of the settlement land resources and water resources as the development base of sustainable
settlement in Yogyakarta Urban Area (YUA). The research method used a studio analysis based on primary and secondary data and
available mathematical formulas. The results showed that the carrying capacity of settlement land resources in YUA reached 2.89 or
conditionally-save. In addition, the analysis of water resources carrying capacity in YUA indicated a conditionally-save result with
the value of 2.44. Land resources carrying capacity is considered as save when reaching 22.73%, conditionally save when the value
is 60.60%, and overshoot when it reaches 16.67%. Meanwhile, water resources carrying capacity is entitled save if the value is
15.15%, conditionally-save if it reaches 74.24%, and overshoot if reaching 10.61%.
© 2015 Published by Elsevier B.V This is an open access article under the CC BY-NC-ND license © 2015
The Authors. Published by Elsevier B.V. (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Peer-review under responsibility of Sustain Society.
Peer-review under responsibility of Sustain Society

Keywords: carrying capacity; land; water; urban; Yogyakarta

* Corresponding author. Tel.: +62-818-0421-3321; Fax: +62-274-895-330.

E-mail address: widodo.bronto@uii.ac.id

1878-0296 © 2015 Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND
license (http://creativecommons.org/licenses/by-nc-nd/4.0/).
Peer-review under responsibility of Sustain Society
doi:10.1016/j.proenv.2015.07.062
520 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527

1. Introduction

1
The United Nations predicts that 3 out of 5 people in the world will live in urban areas in year 2030 . As an urban
area, Yogyakarta has a significant urbanization level. The extent of its available land has been extremely limited, and
this has caused urbanization in Yogyakarta to spread out to Sleman Regency and Bantul Regency. Sleman has the
highest urbanization rate because there are more supporting factors. The consequence of such condition is that the
demand for houses and other supporting facilities becomes very high, making settlement areas wide and dense.
The large number of settlement areas in Sleman cannot be separated from the image of Yogyakarta as a study
destination along with the developments of various business units supporting it. Around 60% of university campuses
are located in Sleman, and it is assumed that more than 63% of their students come from other cities. Consequently, the
need for houses/settlement areas increases significantly. Developments of property to support settlement areas reach the
highest percentage in Yogyakarta Special Region, i.e., 71%, followed by commercial properties with 26%, while the
2
rest is for industries and conferences .
The growth of settlement areas has caused a lot of problems. Relating to land use, some of the emerging problems
are: the domination of strategically located lands resold for higher price, the long list of land brokers, the land
ownership problems, etc. Widodo predicted that rice fields in Sleman, Yogyakarta and Bantul would disappear and
3
change into settlement areas by 2030s if these problems were not well controlled .
The control and management of settlement buildings as well as the construction of housings should focus on the
ecosystem approach by combining all environmental aspects fairly. Similar to living things, settlement areas should
have a healthy condition physically, spiritually, and environmentally (men sana in corpore sano in vicinia sana). The
development of housing areas and/or settlement areas must comply with the development regulations in a responsible
and sustainable way.
The development trend of YUA has been continuously spreading to its surrounding areas, and one major
phenomenon of this is the development of settlement areas. A significant problem related to the growth of YUA
indicates that the environmental carrying capacity is likely to decline. This research tries to describe the condition of
environmental carrying capacity of the settlement land resources and water resources as the base for the construction
and management of settlement areas that adhere to the sustainable settlement concept. In other words, this research is
aimed to analyze the environmental carrying capacity of either the settlement land resources and/or water resources to
be the base of sustainable settlement development in Yogyakarta Urban Area.

2. Literature Review

Land-use development represents the increasing human needs, particularly the primary need for building houses.
Today, housing provision has been a potential business project. In DIY (Yogyakarta Special Region), property
developments for housing complexes reach 71 %, while 26% develops commercial properties, and the rest is for
2 4
industries and conferences . The highest settlement growth occurs in Sleman Regency with about 1,500 houses per
5 4, 5
year . The housing business in Sleman Regency is mostly run by developers; yet, according to , this business remains
prospective and conducive. As a result, the housing business keeps increasing and makes an impact on land conversion
occurring frequently in Sleman. If no suitable control efforts are taken, it is forecasted that by 2030s the rice fields in
3
Sleman will vanish because they are used as settlement areas .
The market of housing business and properties remains a ‘booming’ trend in DIY, especially in Sleman and Bantul.
5
A research stated that the factors influencing the housing growth in Sleman Regency are land locations, credit
accessibility from banks, and land prices. The research recommended that the issues of building permits should
consider the land availability and land mapping in order to maintain the balance between land sustainability and
settlement areas. It is therefore important to analyze how far that aspect has been fulfilled by housing business
developers.
The development of settlement areas should not only fulfill the need for places to live in but also consider all
facilities or infrastructures that either support or influence the surrounding environment. One of the important impacts
caused by land conversion into buildings is environmental problems 6, 7. Some of the emerging problems are floods,
droughts, ground water contaminations, environmental diseases, wastes, increasing local temperatures, etc.
Therefore, the settlement development planning should consider environmental conservation aspects as an act
of
 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527 521

8
responsibility as well as ethics towards the environment . The existing housing areas cannot be regarded as ‘free’ from
conservation demands. The developers and inhabitants of housing areas can revitalize the settlement’s surroundings to
9
achieve the function of environmentally-friendly area . The revitalization acts can be established by providing green
open space, planting trees, as well as building catchment wells, IPAL (Waste Water Treatment Plant), and other
environmental infrastructures. The efforts of revitalization towards sustainable settlements, however, need to be
examined based on the condition of environmental carrying capacity.
The essence of environmental carrying capacity is the comparison between supply and demand. Supply is usually
limited, while demand is unlimited. The many factors influencing demand and supply make the calculation of
environmental carrying capacity difficult; consequently, environmental carrying capacity is usually determined for a
closed system without considering the interaction among areas/locations. The concept of environmental carrying
capacity is usually developed based on sectors (agriculture, tourism, physical, social, etc.). Meanwhile, the
application of environmental carrying capacity to people/human beings should be appropriately positioned on the
10, 11
condition it is meant for .
Some people no longer live from nature recently, so it also causes pressure on their environments. The population
pressure towards the environment, according to 10, is the problem of the most critical environmental degradation. This
problem keeps increasing as the population growth and economic activities escalate.
The environmental carrying capacity and its influencing factors vary according to areas due to the differences in
such aspects as population, environment, natural resources, and local management. Therefore, it is extremely important
for the policy making and priority of development programs to consider the existing situation, condition, characters,
and local potentials that are reflected from their environmental carrying capacity. As a matter of fact, many researches
on environmental carrying capacity as well as the available concepts have not yet explicitly considered the factors of
physical land and water resources carrying capacity. This research is therefore conducted to analyze specifically the
environmental carrying capacity by relating the existing condition evaluation, the future condition projection, and their
strengthening strategies.

3. Methods

The data were collected from primary and secondary sources found in relevant institutions, journals, and others.
Then, the data analysis was conducted by applying a quantitative and descriptive analysis method. The quantitative
method was used to analyze the environmental carrying capacity involving mathematical formulas. Meanwhile, the
descriptive method was utilized to analyze the recommendations resulted from the calculation of environmental
carrying capacity. The formulas used for calculating the environmental carrying capacity are as follows:

3.1. Settlement land resources carrying capacity:

ൌൌൌ ఈ‫כ‬
(1)

௪ൌ
ൌൌൌ (2)

Note:
DDLB : Settlement land carrying capacity for buildings
LW : Extent of Land (Ha)
α : Coefficient of maximum extent of built-land:
ƒ For cities, use 70%, according to Law No. 26/2007 stating that 30% must be used for green
open space (RTH)
ƒ For villages, use 50% (assumed value) because the rest is for agricultural lands and
preservation/conservation function
LTb : Extent of Built-Land (Ha)
LB : Extent of Buildings (Ha)
522 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527

LTp : Extent of land for infrastructures, such as roads, rivers, drainages, and others (Ha). If they
cannot be identified, then it is assumed to use 10% of the building extent.

3.2. Water resources carrying capacity:

x Water Availability (SA)

ൌൌൌ (3)
σ

ൌൌൌ (4)
σ ൌ
ൌൌൌ (5)

Note:
SA = water availability (m3/year)
C = coefficient of weighted runoff
Ci = coefficient of land use runoff i as shown on the following table
Ai = extent of land use i (Ha)
R = average of annual rainfall of the area (mm/year)
Ri = annual rainfall on i station
m = number of rainfall observation stations
A = extent of the area (Ha) 10 =
conversion factor

Table 1. Coefficient of Land Use Runoff

No Land Cover Ci
1. City, asphalted road, roof tile 0.7 – 0.9
2. Industrial area 0.5 – 0.9
3. Multi-unit settlement area, shopping centre 0.6 – 0.7
4. Housing complex 0.4 – 0.6
5. Villa 0.3 – 0.5
6. Park, cemetery 0.1 – 0.3
7. Yard of heavy land:
a. > 7 % 0.25 – 0.35
b. 2 – 7 % 0.18 – 0.22
c. < 2 % 0.13 – 0.17
8. Yard of lightweight land:
a. > 7 % 0.15 – 0.2
b. 2 – 7 % 0.10 – 0.15
c. < 2 % 0.05 – 0.10
9. Heavy land 0.40
10. Meadow 0.35
11. Land for agricultural cultivation 0.30
12. Production forest 0.18
Source: Regulation of Environmental State Minister No. 17/ 2009
B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527 523

x Water Demand (DA)

 ൌൌൌ (6)

a. Demand for Domestic Water (DAD)

ƒ village (rural): 80 liters/day/capita
ƒ city (urban): small city: 100 liters/day/capita, and average-big city: 150 liters/day/capita
b. Demand for Non-Domestic Water (DAND)
x livestock: 40 liters/day/lives for cows/buffalos/horses, 5 liters/day/lives for goats/sheep, 6
liters/day/lives for pigs, and 0.6 liters/day/lives for poultry
x fishery: 7 liters/day/lives for ponds with the depth < 70 cm
x agriculture: 1 liter/second/hectare for paddy, and 0.3 liters/second/hectare for dry-crops, dry-
land paddy, and moorland plants/garden
x industry, based on the number of employees, assumed: 500

liters/day/employee x Water Resources Carrying Capacity (DDA)

ൌൌൌ Ȁ (7)

Note:
DDA = Water Resources Carrying Capacity
SA = Water Availability
DA = Water Demand
Output analysis:
DDA < 1 = The Water Resources Carrying Capacity is overshoot.
DDA 1-3 = The Water Resources Carrying Capacity is conditionally-save.
DDA >3 = The Water Resources Carrying Capacity is save.

4. Results and Discussions

Yogyakarta Urban Area (YUA) is a fast growing area that covers all administrative areas of Yogyakarta City, and
some of them are located in Sleman Regency as well as in Bantul Regency. Geographically, the position of YUA is in
the middle of Yogyakarta Special Region with the coordinates of latitude 7° 42’ 5.3786” South Latitude – 7° 52’
2.0603” South Latitude and longitude of 110° 18’ 9.7310” East Longitude – 110° 26’ 57.0212” East Longitude. YUA
consists of 3 (three) regencies/cities, covering 23 sub-districts and 67 villages with the total extent of 15.535,21 Ha.

The area of built-land use dominates the extent by 57%, while the rest is non-built land. The built-land is
dominantly used for settlement areas, which keeps expanding as the population grows. In addition, new asphalted-
road access, hotels, and campuses in the sub-urban areas of Yogyakarta City contribute to the growth of settlement
areas and the decreasing number of rice fields. The growth of settlement areas itself, according to the Report of Spatial
Plan of YUA in 2007, was 4.47% per year.

4.1 Settlement Land Resources Carrying Capacity

The analysis of the settlement land resources carrying capacity in YUA showed that the area was conditionally-safe
with the grade of 2.89 (Table 2). This result was gained as the extent of built-land (3767.83 Ha) did not go beyond the
extent of land permitted to build (15535.21 Ha). However, the grade indicates a worrying condition for
524 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527

the next few years because the extent of land permitted to build is static, whereas the extent of built-land will keep
increasing.
Table 2. Value of Settlement Land Resources Carrying Capacity in YUA in 2013
No Aspect Value
1 Extent of Building (Ha) 3425.30
2 Extent of Settlement Infrastructure Area (Ha) 342.53
3 Extent of Built-Area (1+2) (Ha) 3767.83
4 Extent of Permitted to Build Area (Ha) 15535.21
5 Settlement Land Resources Carrying Capacity 2.89
(Conditionally-Save)

The above value of settlement land resources carrying capacity varies according to villages. The settlement land
resources carrying capacity that is considered save is found in 15 villages (22.73%), while the one regarded as
conditionally-save is found in 41 villages (60.60%), and what is beyond save level is found in 11 villages (16.67%).
The details of settlement land resources carrying capacity per village are presented in Table 3.

Table 3. Distribution of Settlement Land Resources Carrying Capacity in YUA in 2013

No Status Number of Villages (%)
1 Save 15 22.73
2 Conditionally-Save 40 60.60
3 Overshoot 11 16.67
Total 66 100

The projection of settlement land resources carrying capacity for the upcoming years can be conducted based on the
prediction of land availability and land need. The availability of land permitted to build is static; meanwhile, the need
for land as settlement areas is assumed based on the population growth. The analysis result indicated that the settlement
land resources carrying capacity in YUA would be reached in 250.58 years, or it would start exactly in the year 2262
(Figure 1) assuming that the efforts to strengthen the settlement land resources carrying capacity are not conducted.

25000

Land Area (Ha) 20000

15000

10000
5000
0
2013 2063 2113 2163 2213 2263 2313
Year

Land Resources Availability

Fig. 1. Projection of Settlement Land Resources Carrying Capacity in YUA

4.2 Water Resources Carrying Capacity

The analysis of water resources carrying capacity in YUA confirmed that it was conditionally-save with the value of
2.44 (Table 4). This result was achieved because the total amount of water availability (155,449,579 m 3) did not go
beyond the total amount of water demand (63,698,431 m3). The value indicates a worrying condition because the
 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527 525

water demand will certainly increase in accordance with the rapid population growth and development activities. If the
water availability remains stagnant, its water resources carrying capacity will be overshoot at certain time.

Table 4. Value of Water Resources Carrying Capacity in YUA in 2013

No Aspect Grade
1 Water Availability (m3) 155,449,579
2 Water Demand (m3) 63,698,431
3 Water Resources Carrying 2.44
Capacity (Conditionally-Save)

The value of water resources carrying capacity also has various projections based on villages. The water resources
carrying capacity that is still safe found in 10 villages (15.15%), the conditionally-safe one is found in 49 villages
(74.24%), while the one with overshoot condition is found in 7 villages (10.61% ). The details of water resources
carrying capacity of each village are described in Table 5.

Table 5. Distribution of Water Resources Carrying Capacity in YUA in 2013

No Status Numbers of Villages (%)
1 Save 10 15.15
2 Conditionally-Save 49 74.24
3 Overshoot 7 10.61
Total 66 100

Similar to the settlement land resources carrying capacity, the water resources carrying capacity can also be
projected. The projection is conducted based on the prediction of water availability and water demand. The water
availability is assumed as static and experiencing the worst condition. Meanwhile, the water demand is predicted based
on the population growth. The analysis result showed that the water resources carrying capacity of YUA would become
overshoot in 157.98 years or beginning exactly in the year 2161 (Figure 2). It is foreseen that the water resources
carrying capacity will decrease faster than the land resources carrying capacity if there are no efforts made to
strengthen it.

250000000
200000000
Water Volume (m3)
150000000
100000000
50000000
0
2013 2063 2113 2163 2213
Year

Water Supply Water Demand

Fig.2. Projection of Water Resources Carrying Capacity in YUA

The environmental carrying capacity should be strengthened for the sake of the establishment of sustainable
settlement. The area that is found overshoot becomes the first priority to be strengthened. The strengthening of
the land resources carrying capacity can be conducted by optimization of land use. In addition, the urban
settlement must be developed and managed based on the following intensity criteria.
526 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527
Table 6. Criteria of Urban Settlement Area Intensity

Aspects of Criteria Value

Plan of Maximum KDB (Coefficient of Building Area) 50

Maximum Height of Building (m) 12

Minimum Green Open Space Coefficient (KDH) (%) 30

Managing settlement areas can also be conducted using building range. The building range is determined based on
building heights. Table 7 illustrates the criteria of ideal range for buildings.

Table 7. Terms of Height and Building Range

Building Height (m) Building Distance (m)

0 to 8 3
8 to 14 3-6
14 to 40 6-8
>40 >8

5. Conclusion and Recommendation

Strengthening land and water resources carrying capacity altogether can be conducted through the development of
green open space (RTH). Based on Law No. 26/2007 on Spatial Planning, RTH of Urban Area must be at least 30% of
the total urban area, which comprises 10% private RTH as the responsibility of inhabitants and 30% public RTH as the
responsibility of the local government. The following alternatives to achieve the targeted RTH are: 1) Determining rice
fields as RTH by managing timeless rice fields or encouraging the government to buy rice fields to be used as RTH; 2)
Managing and suggesting private spaces (private yards, office buildings, and settlement areas) to have at least 30% of
its extent as RTH with a suitable canopy density; 3) Optimizing state lands and buildings to be the model of RTH; 4)
Customizing private RTH of high buildings in dense areas, such as establishing roof gardens, pots, arbors, etc.

Several effective strategies for water resources carrying capacity include the containment of land conversion rates,
the management of rainwater harvesting, and the control of water use. The models of rainwater harvesting that are
appropriate for urban settlement areas are, for example, rainwater storage, catchment wells, bio-pore holes, retention
ponds and open space lands.

Acknowledgments

The writers would like to acknowledge DITLITABMAS (Directorate for Research and Community Services),
Directorate General of Higher Education, and Ministry of Education and Culture that has sponsored this research
through Competitive Scheme (Hibah Bersaing) 2014. We appreciate the work of DPPM (Directorate for Research
and Community Services) and the Department of Environmental Engineering of UII that has supported the
research with facilities. The role of Public Work Agency of DIY is significant to be appreciated as well.
 B. Widodo et al. / Procedia Environmental Sciences 28 (2015) 519 – 527 527

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