A Competency-Based Model For Construction Supervisors in Developing Countries
A Competency-Based Model For Construction Supervisors in Developing Countries
A Competency-Based Model For Construction Supervisors in Developing Countries
www.emeraldinsight.com/0048-3486.htm
A competency-
A competency-based model for based model
construction supervisors in
developing countries
585
Alfredo Serpell and Ximena Ferrada
Department of Construction Engineering and Management,
Pontificia Universidad Católica de Chile, Santiago, Chile
Abstract
Purpose – To analyze the role of construction site supervisors, including foremen and general
foremen, as front-line managers. The role is treated as a critical labor function and a source of
value-added for construction management.
Design/methodology/approach – An original model based on the labor competency management
framework is proposed for training, developing and certifying construction supervisors in Chile and
other developing countries. This model was developed from the findings of a case study in which the
competency framework was applied to a specific construction company.
Findings – This case study has demonstrated the significant potential of the competency framework
for the Chilean construction sector, with its underdeveloped human resources management methods.
In particular, this framework can be an effective approach to achieving the competencies required by
construction site supervisors who must deal with inadequately trained workers, as is the case in many
developing countries. The structured approach of the competency framework can help companies
create more objective schemes for the design and implementation of training programs.
Practical implications – The application of the competency approach can greatly improve the
human resources management function in construction companies as well as the site performance of
their personnel. The findings obtained so far in Chile can also be projected to construction companies
in other developing countries in the region.
Originality/value – This paper presents the first application of the competency framework to a
Chilean construction company. This study is also original in the sense that the application described
here was carried out in an environment where human resource conditions are quite deficient.
Keywords Line managers, Construction industry, Human resource management, Competences,
Developing countries, Chile
Paper type Case study
Introduction
A company can be characterized independently of its organizational structure or the
product it offers as a system of relationships among its parts and connected with its
external environment (Libbrecht and Vandevyvere, 2002). An important component of
this dynamic and flexible architecture is the human factor, that is, the contribution
made by people to the achievement of the company’s strategic and business objectives
(Drucker, 2002). In the view of Woodruffe (as cited by Hayes et al., 2000), competencies
will be the common language of human resource systems in the future, and can be used
to provide the necessary framework within which an organization can develop its
personnel. Personnel Review
Vol. 36 No. 4, 2007
The labor competency management approach is currently applied in many pp. 585-602
developed and developing countries (Mertens, 1996). However, there is as yet no single q Emerald Group Publishing Limited
0048-3486
definition of the concept of competency. According to the Instituto Nacional de Empleo DOI 10.1108/00483480710752812
PR de España (INEM, 1995), for example, “professional competencies define the effective
36,4 use of skills that allow work to be performed having regard to the levels required by
the job. More than mere technical knowledge, they also involve understanding and
know-how . . . ” For Spencer and Spencer (1993), competency is an underlying
characteristic of the individual that is causally related to a standard of effectiveness
and/or to a superior performance in a job or situation. Mertens (1998), on the other
586 hand, defines competency as the capacity demonstrated by a person to achieve a result
that may or may not become an effective contribution. The common element in all of
these definitions of the competency concept is that it involves people’s attributes,
which are evaluated in terms of the degree to which the desired results are actually
achieved.
Woodruffe (1991) differentiates between “areas of competency”, a role- or job-related
concept referring to what a person must be proficient in, and “competencies”, a
person-related concept describing the sets of behaviors that a person must adopt in
order to perform the tasks or functions of a job in a proficient manner. In this study,
however, a different typology is proposed. We define “basic competencies” as entry
attributes, this is, the knowledge, abilities and attitudes of a person upon joining an
organization; “organizational competencies” as those that are directly related to the
values, policies and culture of the organization; and “labor function competencies” as a
mixture of knowledge, abilities and psycho-social behaviors, both technical and
generic to the function in question.
The emergence of competency labor management may be considered as a break
from the classic labor management methods of the Frederick Taylor and Henri Fayol
school (Le Boterf, 2001). It is the latter approach, however, that still predominates in the
Chilean construction industry, where management has confined itself to the
bureaucratic roles of paying wages, complying with labor laws and recruiting and
selecting personnel. The new labor management concept attempts to transform
workers traditionally oriented only toward production and the carrying out of
prescribed tasks into actors who go beyond what is prescribed, putting actions into
practice and able to react to events; in short, to make a contribution to their job (Le
Boterf, 2001).
According to Evans and Lindsay (2002), one of the greatest limitations of the Taylor
system and the promoters of scientific management was their failure to make use of
some of the most important assets of any organization, which are the knowledge, talent
and creativity of its workers. Though perhaps justifiable at the time the system was
created, when workers and foremen did not have the necessary education for work
planning and decision-making, this shortcoming is no longer excusable in today’s
world. In the Taylor model, the foreman’s sole responsibility was to assure production.
This tendency to minimize the human contribution to work is what led to the
discrediting of the model (Vargas et al., 2001). Again according to Evans and Lindsay,
the current thinking is that employees should design and improve work processes,
inspect their own work and search for ways to increase the productivity of their efforts.
This leads to a different way of looking at competencies of workers, and especially
those of foremen, that is more oriented toward exploiting their personal qualities,
knowledge and skills, or indeed, the entire range of their capabilities.
In the competency labor management approach, personnel management becomes a
strategic area where the management of talent is aligned with the objectives of the
business as well as its vision and mission (Vargas, 2002). The approach begins with an A competency-
overall view of the company as a complete organization and of its human resources based model
subsystem. Employee selection and recruitment, incentive policies and, above all,
personnel training and development are driven by labor competency norms designed
as a function of the requirements of business processes and their performance
indicators. As reported by Antonacopoulou and Fitzgerald (1996), many see the
competency management approach as a reference framework for a system that can 587
design the inputs for an organizational plan and deliver outputs in the form of
employee performance through the application of criteria for recruitment and selection,
training and development, personnel changes, and payment and benefits schemes.
With the implementation of a competency framework, personnel are seen as the
main source of value added (Alles, 2000). The various levels of management, who have
traditionally managed human resources similarly to any other physical asset as a mere
cost, find themselves required to adopt a type of management they have not been
educated for. This is occurring both among professional staff, who usually have
technical training, and work supervisors, general foremen and foremen, whose training
is usually minimal.
A good human resources management function should be aligned with the strategy
of the organization, and this can be efficiently achieved through the application of the
competency approach. Some have pointed out, however, that there is always a risk that
human resources systems can damage an organization’s competitive advantages,
inhibiting the mobilization of new competencies or the appropriate exploitation of
existent ones (Lindgren et al., 2004). In the case of the Chilean construction industry,
the development of workers’ competencies is so inadequate that any action taken on
human resources will likely produce a significant improvement over the current
situation. The competency approach can provide a framework that would serve as a
useful guide for developing systematic training plans for construction personnel in a
developing-country context.
The building industry exists to meet the need for housing and infrastructure and is
thus an important sector of every country’s economy, employing large numbers of
people. In Chile, construction accounts for an average of 8.4 percent of GDP and
provides jobs to an estimated 500,000 workers. Nevertheless, it also suffers from a
notable waste of talent and human potential. One of the causes, as highlighted by Datta
(2000), is management’s traditional lack of commitment to the development and
training of its labor force. Indeed, it is telling that there exists no official government or
industry-wide qualification system for construction workers. Each company
determines the skill levels of its personnel according to its own qualification system,
if it has one at all.
The globalized context in which Chilean construction companies now operate
demands the capacity to adapt quickly to changes, challenges and opportunities. In
this new scenario, flexibility, initiative and multiple abilities are qualities that
company personnel must have. Site supervisors in particular are being confronted
with competency requirements for which they are not well prepared. Tasks are not as
narrowly defined as in the past and have become more service oriented, making
social skills increasingly important (National Centre for Vocational Education
Research, 2003).
PR In the face of these new demands, construction companies regardless of their size
36,4 must incorporate in their management strategies the management of their own
personnel, and especially the development of their competencies. In Chile the industry
has been slow to value non-professional labor, and this has given rise to a significant
gap between construction companies’ need to implement new competitive strategies
and the actual daily conduct of their human resources management and development.
588 A military style of organization is common in these firms, with well-defined lines of
authority and superior-subordinate relationships. The result is an almost total absence
of site supervisors’ participation in workplace decision-making (Serpell and Rodrı́guez,
2002).
In this article, we describe the application of the competency labor management
framework to the management of human resources in a Chilean construction company.
Our analysis will focus on just one of the various employment positions typically found
in such an enterprise, which is the construction site supervisor function. Included in
this job category are general foremen and foremen. The role of the site supervisor is
discussed and interpreted as a “critical labor function” due to its impact on site
productivity, quality and general site performance and its importance for achieving the
objectives of a construction project.
The main concepts and principles of the competency framework as applied to the
construction site supervisor position are also discussed, and the concept of a critical
labor function is explained. Finally, the central results obtained from the application of
these concepts to a particular construction firm are presented together with the
implementation model derived.
According to the previously cited Chilean Construction Chamber study (1993), there are
serious weaknesses in the training of site supervisors (general foremen and foremen)
and a lack of middle-level professionals or technicians with one or two years of
specialized training in construction for supervisory positions. Among the most
important deficiencies currently encountered in the construction sector as regards site
supervisors, we may mention the following:
.
A lack of formal training to qualify site supervisors for taking on supervisory
responsibilities. There is no an official supervisor job definition to orient their
training.
.
Current training activity is insufficient to supply the number of supervisors
required by the market.
.
The lack of appropriate training for site supervisors increases construction costs
due to their inability to carry out work planning, communicate effectively with
workers or properly direct work activities.
.
Inappropriate supervisory personnel selection processes. Supervisors tend to be
workers with experience in site work and strong personalities that set them apart
from their fellow workers, but without formal knowledge or training in
management skills.
.
There is no national qualification system that evaluates and certifies site A competency-
supervisors. Their skill qualification levels are set by each individual company, based model
thus creating a supply of supervisors that is neither uniform nor comparable.
In the last few years, some Chilean construction companies have begun to change their
view of the site supervisor’s role and are implementing a new vision of the position in
their organizations. On this approach, site supervisors are seen as first-line managers, 593
meaning that their function is recognized as belonging to the management level. The
focus of the supervisor’s management role is thus to direct the basic work processes for
executing construction. This means that activities formerly the preserve of higher
management levels are now becoming part of the site supervisor’s work at the
operating level.
In this new role, supervisors are now qualified to design, develop and manage their
work teams for performing construction work. The new leadership function for
directing the members of their teams has thus become another required competency.
As regards the classic functional control activity in which site supervisors confined
themselves to overseeing the carrying out of tasks, this has also changed. Supervisors
must now assume many other functions such as management control, operational
planning, evaluation of planning goal execution, and quality control. Charged with
these new responsibilities, supervisors are required to develop skills and abilities for
communicating effectively and coordinating the activities of external suppliers and
subcontractors.
To ensure that personnel at the various levels, and particularly site supervisors,
attain the required competencies, a number of construction companies are adopting
and implementing the competency labor management framework. One of these
companies approached the authors to request guidance in the framework’s application.
A complete list of competencies was developed for each of the company’s occupational
groups, with definitions tailored to the firm’s specific needs. One of the target
occupational groups for competency definition was the supervisor group.
595
Figure 1.
Competency-based labor
management
implementation model
(ovald represent inputs or
results and rectangles
represents activities)
clearly defined. The firm’s vision and the strategic objectives that framed its
then-current strategic priorities were examined together with its organizational values,
its principal policies and its human resources management function.
Emerging from this analysis were the principal required organizational
competencies. One of these competencies was the occupational category of site
management.
To plan the site and operational processes in To plan and implement operational actions of
accordance with tactical plan of construction work teams in accordance with project cost, time,
project and company policies quality and safety indicators
To distribute and control resources required by
basic site operations in accordance with process
plan and quality standards
To coordinate execution of site activities at the
different work faces based on operational plan
To lead internal and external work teams carrying To assign functions and their responsibilities
out project construction in accordance with among the different construction process stages in
personnel management policies of organization accordance with project’s human resources plan
To involve internal and external construction
workers in quality system, safety and
environmental practices in accordance with
corporate policies
To train and evaluate competencies of
construction workers involved in basic
construction processes in accordance with
corporate and project policies
To supervise the progress of construction To supervise the fulfillment of construction
Table I. activities and their execution, ensuring objectives while ensuring compliance with legal
Critical activities of the compliance with the organization’s quality safety and environmental regulations and
site supervisor (purpose: system, safety and environmental standards company policies
to supervise and To measure progress of construction activities in
coordinate the execution accordance with project’s tactical and operational
of the critical activities in schedule
the operational work in To report the state of progress of operational
accordance with project activities based on performance indicators and
plan) operational plan measures
The information and descriptions generated up to this point were enough to establish A competency-
the knowledge, attitudes and behavioral attributes a site supervisor should possess in based model
order to achieve a proficient performance level.
The competency profile should not be an abstract list of items obtained from a
dictionary of competencies, but rather must be founded on a complete prior analysis
that would enable a clear delineation of site supervisors’ performance criteria, training,
performance levels and psycho-social behavioral characteristics. 597
A correctly drawn-up profile will contain the elements necessary for an effective
subsequent evaluation of the competencies involved. Table II shows the competency
profile of the CLF under analysis that was obtained using the aforementioned
procedure. The main output of this stage was the list of competencies for the site
supervisor function.
Evaluation of competencies
The evaluation of the site supervisor’s competencies consisted of measuring their
current competency levels against those established in the competency profile for the
position. Due to the very nature of the competency framework, what needs to be
measured is not what the site supervisor is “potentially” prepared for but rather, what
he or she is genuinely capable of doing effectively. More precisely, the outcome of the
supervisor’s actions should be measured against the standards established in the
competency profile.
In applying our model, we followed the formula given in the ISO 9000:2000 standard
defining “competency as demonstrated capacity”. Besides the incumbent or candidate
site supervisor and the human resources facilitators, those who carried out related
functions such as the construction project manager also participated in the evaluation
process.
Competency profile
Education and training Understand the concepts and elements of the tactical and operational
planning of a construction project
Distinguishes and evaluates construction materials and equipment
frequently used in construction projects
Recognizes the different construction techniques
Distinguishes and applies quality, safety and environmental
procedures
Abilities and performance Leads operational working teams and involves them in operational
planning
Involves people in safety, quality and environmental practices
Plans construction projects at the operational level
Applies management tools to evaluate the progress of construction
projects and evaluates quality
Attitudes Oriented to the mission and vision and strategic goals of the project
Committed to the organizational values of the company
Committed to the safety of personnel and the security of material
resources Table II.
Flexible and able to adapt in the face of aggressive environments and Competency profile of the
situations site supervisor
PR Depending on the specific objectives of a given evaluation, which in this case is to
36,4 detect training requirements, other variables such as the organization’s objectives or
business priorities should also be considered. As an example, in a selection and
recruitment process a candidate for site supervisor can be selected or eliminated
through direct comparison with the position’s competency profile.
In our study we administered a competency proficiency survey to a representative
598 group of each of the organization’s critical labor functions in order to evaluate them in
terms of the competency profiles. In the case of site supervisors, 24 persons were so
evaluated. The results showed that in very few cases were the supervisors proficient in
the required competencies. The complete findings for the three evaluated competency
units are shown in Table III.
Those who satisfied more than 90 percent of the evaluation elements constituting a
competency unit were ranked as proficient; those who satisfied 61 percent to 90 percent
were deemed satisfactory; and those who satisfied only 41 percent to 60 percent or less
were classed as unsatisfactory. For every competence unit, there was some persons
who did not satisfy at least one such element.
It is interesting to observe that according to the survey, site supervisors did not
have the computer skills considered to be basic to their function, such as word
processing, use of spreadsheets or Internet navigation.
The final result of this stage of our model was to define the gaps between the
competency profile standards and the actual demonstrated competencies of the
company’s site supervisors at the time the evaluations were conducted. It was found
that not one supervisor successfully passed the evaluation. The gaps discovered were
then interpreted in terms of training needs.
Evaluation 599
Whether for determining training gaps or performing competency certifications, the
evaluation of site supervisors’ competencies will involve comparing their competency
levels to those of a standard or reference (Vargas et al., 2001). The difference between
the two applications resides in the complexity and extent of the evaluation used for
certification, which requires the compilation of a variety of data in order to build a case
for making a well-grounded judgement about the person being evaluated.
Our evaluations of site supervisor competency were not conducted with a view to
gathering sufficient data for the certification of candidates for this function.
Nevertheless, it was explained to the company that as the implementation of the labor
competency framework progressed and human resources personnel developed their
expertise in the competency management approach, changes would have to be made to
company practices on performance evaluations, which at the time of the study were
done using strictly quantitative indicators. The new system would employ a mix of
indicators: quantitative ones involving process performance parameters, and
qualitative ones relating to internal and external clients’ satisfaction.
The principal reason for not pursuing the certification of competencies was that
there was then no certification system in Chile. A law establishing such a system based
on the competency approach is, however, currently being debated in the Chilean
Congress. The government entity that will be responsible for applying the law is
known as ChileCalifica, which falls under the purview of three government ministries.
One of the main purposes of the proposed law is to allow workers to have their
competencies certified on the job without regard to where or how they have acquired
them (Chilecalifica, 2003).
References
Alles, M. (2000), Dirección Estratégica de Recursos Humanos, Gestión por Competencia (Strategic
Management of Human Resources, Competency-based Management), Ediciones Granica
S.A., Buenos Aires.
Antonacopoulou, E.P. and Fitzgerald, L. (1996), “Reframing competency in management A competency-
development”, Human Resources Management Journal, Vol. 6 No. 1, pp. 27-48.
based model
Cámara Chilena de la Construcción (1993), Plan Estratégico de la Cámara Chilena de la
Construcción: Análisis Estratégico del Sector de la Construcción, Cámara Chilena de la
Construcción, Santiago.
Chilecalifica (2003), Educación y capacitación permanente (Permanent Education and Training),
Chilecalifica, Santiago, available at: www. chilecalifica.cl.htm. 601
Datta, M. (2000), “Challenges facing the construction industry in developing countries”, paper
presented at the 2nd International Conference on Construction in Developing Countries,
Gaborone, November, pp. 119-27.
Drucker, P. (2002), “No son empleados, son personas” (“They are not employees, they’re people”),
Trend Management, Vol. 4 No. 4, pp. 16-22.
Evans, J. and Lindsay, W. (2002), The Management and Control of Quality, 5th ed.,
South-Western College Publishing, Mason, OH.
González, A. (2002), “Diagnóstico para el mejoramiento de la administración de obras de
edificación en Chile” (“Diagnosis for improving site management of building works in
Chile”), MSc thesis, Departamento de Ingenierı́a y Gestión de la Construcción, Pontificia
Universidad Católica de Chile, Santiago.
González, C. (2001), “Caracterización de la cultura organizacional de la construcción nacional y su
influencia en estrategias de cambio” (“Characterization of the national construction
organizational culture and its influence on change strategies”), MSc thesis, Departamento
de Ingenierı́a y Gestión de la Construcción, Pontificia Universidad Católica de Chile,
Santiago.
Hayes, J., Rose-Quirie, A. and Allinson, C.W. (2000), “Senior managers’ perceptions of the
competencies they require for effective performance: implications for training and
development”, Personnel Review, Vol. 29 No. 1, pp. 92-105.
INEM (1995), Metodologı́a para la ordenación de la formación profesional ocupacional
(Methodology for Organizing the Professional Job Training), Subdirección general de
gestión de formación ocupacional, Madrid.
Le Boterf, G. (2001), Ingenierı́a de las Competencias (Competency Engineering), Ediciones Gestión
2000, S.A., Barcelona.
Libbrecht, S. and Vandevyvere, P. (2002), “Systemic competency management in support of the
viability of organizations”, paper presented at the 6th International Conference on
Competency-Base Management, International Institute for Management Development,
Lausanne.
Lindgren, R., Henfridsson, O. and Schultze, U. (2004), “Design principles for competence
management systems: a synthesis of an action research study”, MIS Quarterly, Vol. 28
No. 3, pp. 435-72.
Mertens, L. (1996), Competencia Laboral: sistema, surgimiento y modelos (Labor Competency:
System, Emergence and Models), International Labor Organization, Cinterfor.
Mertens, L. (1998), La gestión por competencia laboral y la formación profesional
(Competency-based Labor Management and Professional Training), OEI, Madrid.
National Centre for Vocational Education Research Ltd (2003), Defining Generic Skills: At a
Glance, NCVER, Adelaide.
Rodrı́guez, D. (2001), Gestión Organizacional (Organizational Management), Ediciones
Universidad Católica de Chile, Santiago.
PR Serpell, A. and Rodrı́guez, D. (2002), “Studying construction organizational culture: preliminary
findings”, in Fellows, R. and Seymour, D. (Eds), Perspective on Culture in Construction, CIB
36,4 Publication No. 275, pp. 76-91.
Serpell, A. and Ureta, A. (1989), “Selección y capacitación de los capataces en la construcción
(Selection and training of construction foremen)”, Revista Ingenierı́a de Construcción, No. 7,
pp. 39-51.
602 Spencer, L. and Spencer, S. (1993), Competency at Work: Models for Superior Performance,
John Wiley & Sons, New York, NY.
Vargas, F. (2002), Competencias en la formación y competencias en la gestión del talento humano:
convergencia y desafı́os (Competencies for the Training and Management of Human
Talent: Convergence and Challenges), Cinterfor, Montevideo.
Vargas, F., Casanova, F. and Montanaro, L. (2001), El enfoque de competencia laboral: manual de
formación (The Labor Competency Approach: Training Handbook), Cinterfor, Montevideo.
Woodruffe, C. (1991), “Competent by any other name”, Personnel Management, September,
pp. 30-3.
Further reading
Chávez, G. (2002), Manual para el diseño de normas de competencia laboral (Handbook of Labor
Competency Standards Design), Panorama Editorial, San Rafael.
Serpell, A. (1993), Administración de Operaciones de Construcción (Construction operations
management), Ediciones Universidad Católica de Chile, Santiago.