Researching Early Childhood Policy and Practice. A Critical Ecology
Researching Early Childhood Policy and Practice. A Critical Ecology
Researching Early Childhood Policy and Practice. A Critical Ecology
Introduction
Our societies’ engagement with the upbringing and education of the youngest
children has finally become a highly political issue. At least this is the impression
one could get by browsing through the rapidly increasing collection of interna-
tional policy documents concerned with early childhood education and care. The
World Bank, the Organisation for Economic Cooperation and Development
(OECD) and UNICEF have been hugely influential in promoting systematic
investment in services for children below compulsory school age and in outlining
and underpinning early childhood policies in many countries (OECD, 2001,
2006; UNICEF Innocenti Research Centre, 2008; World Bank, 2003). Childcare
and early education have played a role in EU policies for some time, with the 1992
Council Recommendations on Childcare being an early example of a EU policy
document emphasising the need for coherent policy making across several areas
that are seen as affecting families with young children: childcare services, parental
leave, labour regulations and gender equality (Council of the European Commu-
nities, 1992). More recently, the EU policy interest in early childhood has
increased significantly. This is manifest in the publication of high level policy
documents linking early childhood and the services set up by Member States to
support young children and families to the framework strategy for the EU for this
decade (European Commission, 2010). These documents, including the 2011 EU
Commission communication ‘Early childhood education and care: providing all our
children with the best start for the world of tomorrow’ (European Commission, 2011)
are discussed in many of the contributions to this issue. The renewed interest in
early childhood has created a growing demand in research to inform, orient and
legitimate the policies promoted by the EU.
There is a second approach to the relationship between policy and practice in
early childhood. Caring for and educating young children lie at the core of any society.
Childrearing practices and the institutions and professions we establish around them
are the most fundamental manifestations of the relationship between the private and
the public which is not static, universal or uncontested. Due to unequal distribution
of private and public resources, they are more favourable for some than for others.
There are growing numbers of children and families for whom this most basic
relationship has become precarious. Approached from this perspective, early child-
hood education and care has always been a ‘res publica’, a political issue.
The questions we ask as researchers depend on how we position ourselves in
the micro- and macro-politics of early childhood (Dahlberg & Moss, 2005). They
are shaped by our personal and professional backgrounds and histories (and
biases) and shape the image of the child and the possible, desirable, imaginable
practices and policies.
In this article, I analyse the questions we might ask in early childhood research
and how they relate to the constructions of the child and to our understandings of
© 2012 Blackwell Publishing Ltd., 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA
02148, USA.
Mathias Urban 495
the role of research.The article begins with a brief examination of recent European
policy documents that have been influential in promoting a particularly important,
but, as I argue narrow, view of children and early childhood education in a
changing European policy context. I then discuss current research in early child-
hood in relation to the policy analysis and argue for a much broader understanding
of the challenges we are facing and the implications for doing research in our field.
The final two sections make the case for a radical reconceptualisation of research
as a democratic, transformative and inevitably political practice.
developed in its context. Europe 2020. A strategy for smart, sustainable and inclusive
growth (European Commission, 2010) provides the current strategic orientation
for the EU. It builds on a rather bleak analysis of the state of the EU at the
beginning of the second decade of the 21st century. Two terms that feature most
prominently in the EU 2020 strategy are crisis and transformation:
Europe faces a moment of transformation.The crisis has wiped out years of economic
and social progress and exposed structural weaknesses in Europe’s economy. In the
meantime, the world is moving fast and long-term challenges — globalisation,
pressure on resources, ageing — intensify.The EU must now take charge of its future.
(European Commission, 2010, p. 3)
outcomes of children participating in ‘high quality’ ECEC because the far reaching
claims are backed up by research findings (Barnett, 2010).
However, defining both the ‘crisis’ and the ‘solution’ as economic prevents us
from taking other views into account. Edgar Morin in his ‘Manifesto for the new
millennium’ (Morin & Kern, 1999) insists that, on a global scale, we can no longer
pretend to identify one key problem, the solution to which would miraculously lead
to ending the ‘crisis’:
‘One is at loss to single out a number one problem to which all others would
be subordinated. There is no single vital problem, but many vital problems,
and it is this complex intersolidarity of problems, crises, uncontrolled proc-
esses, and the general crisis of the planet that constitutes the number one vital
problem.’ (Morin & Kern, 1999, p. 74)
We are indeed facing global challenges and life-threatening catastrophes, includ-
ing, but not limited to:
— the increasing danger posed by the proliferation of nuclear weapons
— the global climate crisis, threatening, among others, to unleash unrest, conflict
and mass-migration due to growing shortages of water, food and fuel
— the threat to biodiversity
— the impossibility of unlimited economic growth
— the dysfunctional economic and financial system.
(Moss & Urban, 2010, p. 15).
These ‘challenges’ should provoke radical new approaches to education and to
early childhood education in particular, as we have argued in ‘Democracy and
Experimentation’ (Moss & Urban, 2010):
All of these challenges mean we cannot continue as we are, and they should
provoke major democratic debate in all countries. In relation to education,
the question of its purpose becomes even more critical and urgent. The
dangers we face require spreading and deepening democratic values and
practices, collaborative action and a willingness to think and act differently,
trying new approaches: “more of the same” is no longer an option (p. 16).
This view finds support from José Manuel Barroso, President of the European
Commission. He writes in his preface to the Europe 2020 strategy document:
The crisis is a wake-up call, the moment where we recognise that “business
as usual” would consign us to a gradual decline, to the second rank of the new
global order. This is Europe’s moment of truth. It is the time to be bold and
ambitious. (European Commission, 2010, p. 3).
However, the question in early childhood policy and practice is not so much
whether we can continue with ‘business as usual’. It is, much more fundamentally,
whether ‘business’ is an appropriate concept for the societal engagement with the
youngest children at all.
Researching Complexity
The policy arguments for early childhood education and care brought forward in
recent EU policy documents seem to be strangely at odds with Barroso’s ‘wake-up
call’. Instead of opening the debate for radically new questions (and actors), they
seem to rely on and ask for ever ‘more of the same’ evidence to legitimate the most
effective interventions, e.g. to ‘close the gap’ by promoting early literacy and
numeracy, especially for children from the most ‘disadvantaged’ communities.
In fields of research other than education, the complex ‘problématiques’ (as the
Club of Rome refers to the interwoven crises of the planet (Max-Neef, 2005)) have
raised questions of transdisciplinarity and critical epistemology: how can we col-
laborate to understand the complexity and bring in many different perspectives?
How can we come to new understandings of knowledge and how (and by whom) it
is produced? There are, transdisciplinary thinkers suggest, at least five dimensions
shaping the complex realities we address as researchers:
1. Multi-dimensional — complex problems straddle different levels of reality
at the same time and therefore imply a thorough understanding of the simul-
taneity of both the discontinuity and coexistence of natural and social
systems;
2. Systemic — complex problems are interconnected — it is not so much the
individual problem areas that are complex, but rather the sets of overlapping
relationships between them that define and constitute the bigger, planetary,
nexus of problems;
3. Emergence — complex problems tend to reveal new or different sides as our
perceptions of them change — understanding complex problems therefore
implies a multi-referential epistemology with its point of departure in a
non-separable subject-object relationship which involves all our faculties of
knowing and understanding — the mind, body and feelings / intuition;
4. Global-local context — complex problems do not manifest themselves exclu-
sively at either the macro-, meso- or micro-levels — they are not restricted to a
particular ‘scale’ or ‘level’, neither are they limited to a specific geographical
place or region — complex problems are, by definition, planetary, which means
that their presence is observed and experienced both globally and locally;
5. Long-term consequences — complex problems pose severe/adverse impli-
cations for the continued existence of the human species if left unattended or
unresolved — this implies the urgency of sustainability or finding sustainable
solutions to these problems.
(Swilling & van Breda, 2005, pp. 3–4)
All this implies that we can no longer study and interpret the world with concepts
of certainty (e.g. linearity, local causality, predictability), but need to embrace
concepts of uncertainty instead (e.g. non-linearity, global causality, unpredictabil-
ity).The implications for research methodology and for the questions we ask are far
reaching, but rewarding: ‘Using these new lenses not only changes our perceptions
of reality, but they allow us to observe a radically different ‘reality’ (ibid, p. 5).
Beyond ‘limited situations’, writes Paulo Freire, lies ‘untested feasibility’ — and
hope (Freire, 2004).
European research in early childhood tends to fall into two categories. On the
one hand, there are large-scale, often international studies with a strong element of
comparison and/or evaluation (between countries, programmes, groups of chil-
dren, etc.). They include landmark studies such as the first two ‘Starting Strong’
reports (OECD, 2001, 2006), SEEPRO (Oberhuemer et al., 2010), EPPE (Sylva
et al., 2004) or the Roma Early Childhood Inclusion (RECI) study (Bennett,
2012), to name but a few. On the other hand, there is an increasing volume of
small-scale, mainly qualitative (and often unfunded) local research, e.g. document-
ing the experiences in a particular setting, programme or community. Many of
these studies are conducted by practitioner-researchers who are closely involved
with their specific enquiry. There is also a small but growing body of small-scale
qualitative research that pushes the boundaries of traditional ECEC research and
introduces new theoretical frameworks, e.g. using the work of Deleuze and Guat-
tari as a basis for analysis and interpretation (Mozère, 2007; Olsson, 2009). Only
a few studies seek to bridge the ‘global’ and the ‘local’, not by adding up distinct
local experiences into a comparative picture, but by creating spaces for encounter
and collaborative enquiry between the macro-, meso-, and micro-aspects of early
childhood policy and practice. In our CoRe project (Urban et al., 2011, see also in
this issue, pp. 508–526) we attempted this by systematically connecting local case
studies (and the local researchers who conducted them) with the overarching
European policy environment.
There are obvious problems of perspective and vantage point in both large-
scale transnational and small-scale local studies in early childhood. Researchers,
like cartographers, must find the right scale for their representations of the world
(how these differ fundamentally in different knowledge systems is discussed by
David Turnbull (2003) in Masons,Tricksters and Cartographers).The larger the scale,
the less detail can be included in the map, the smaller the scale, the less likely it is
to see the big picture. Peter Moss, in his contribution to the launch of the first
Starting Strong report (OECD, 2001) in Stockholm in 2001 reminds us of the
dilemma in early childhood research:
Cross-national studies of early childhood can lose sight of the child. Or
rather, their focus on structures and technologies runs the risk of producing
an image of the child as a universal and passive object, to be shaped by early
childhood services — to be developed, to be prepared, to be educated, to be
cared for. There may be little sense for the child as a social actor, situated in
a particular historical and spatial context, living a childhood in these services,
and making her own meanings from the experience. (Moss, 2001)
The problem with the studies that produce the type of data that are most
appealing to those committed to ‘evidence-based’ policy making is not just one
of scale, proximity or distance. The concept of ‘comparison’ itself is problematic,
as it is often linked to the number one question in evidence-based policy making:
what works? Posed in contexts of policy making and governance, the underlying
question of comparative studies tends to be one of transferability: How can what
works there be made to work here? Pursuing this rationale inevitably shapes the
what? and how? of research: the questions we ask of the complex, diverse, mul-
tifaceted and often contradictory worlds of children, families, practitioners and
communities and the approaches we take to explore and understand the
‘swampy lowland [of] messy, confusing problems’ (Schön, 1987, p. 28) that con-
stitutes the reality of early childhood practices. It also runs the risk of restricting
the who? — the participants in the enquiry into, analysis, interpretation and
transformation of the world — to those on the ‘high ground’ (Schön, 1987), the
experts and academic researchers. The focus on ‘what works’, obscures the fun-
damental democratic deficit in educational research argues Gert Biesta because it
‘makes it difficult, if not impossible to ask questions of what it should work for
and who should have a say in determining the latter’ (Biesta, 2007, p. 5).
‘normal science’. It has adopted forms of enquiry that remain safely within the
boundaries of the dominant world view and serve to ‘solve’ the accepted problems
within that paradigm. It is widely accepted and supported by research, for instance,
that children from poor and marginalised communities are disadvantaged in the
education system and therefore fare considerably worse in life than their privileged
peers. Research has identified ‘the gap’, provided the ‘evidence’ for policy makers,
and is now offering ‘solutions’ and interventions that ‘work’ to close ‘the gap’. The
problem here is that the question implies the solution (e.g. greater participation in
early childhood education and care in order to raise children’s literacy and
numeracy levels). Once the ‘problem’ is identified as one of lacking educational
attainment, ‘more’ education is offered as a solution.
But what if the situation is not as straightforward as it seems through the
educational lens? What if the question of educational attainment is tangled up with
structural injustice, systemic inequality, oppression or blatant racism (see Colette
Murray’s contribution in this issue, pp. 569–583 and Murray & Urban, 2012)?
How is it possible to reframe the question of who does well in education as a
question of dominant and widely accepted knowledge versus other knowledges,
e.g. indigenous, that are ignored, seen as irrelevant or openly suppressed? What if,
as Paulo Freire (2000a; 2000b) argues, the education system itself, its preschools,
schools and universities, played an active role in perpetuating the oppressive
situation? How do poor housing, poverty, exclusion come together with educa-
tional experience in multifaceted ‘problématiques’, an ‘intersolidarity of crises’
(Morin) in the lived experience of ‘disadvantaged’ children and communities?
Access to ‘high quality’ early childhood education has an important role to play,
but on its own it certainly does not provide a ‘solution’.
‘Normal’ scientists, argues Kuhn (1962, p. 46), ‘do not usually ask or debate
what makes a particular problem or solution legitimate’. In other words, they do
not question the rules of the game where the problems are framed by those who
define what counts as problems to be solved. This is the argument John and Jill
Schostak make in their book on ‘Radical Research’ (Schostak & Schostak, 2008).
In it, they argue that, in order to bring about the kind of paradigmatic change
Kuhn talked about in his ‘Structure of Scientific Revolutions’, ‘normal’ research
will have to be challenged by questions raised ‘by people face to face with issues in
their everyday lives’ (Schostak & Schostak, 2008, p. 8).
What does current ‘normal research’ in early childhood look like? An example
can be found in a recent programme of a seminar with ‘internationally renowned
scientists’ for early childhood PhD students. It was hosted by a Foundation
committed to counter the ‘foreseeable dearth of qualified young academics’ in our
field, and firmly grounded in the conviction that the ‘importance of education in
early childhood for an individual’s personal development is uncontested’
(www.boschstiftung.de/content/language2/html/25076.asp). Lectures were given
on topics such as emotional and behavioral self-regulation and learning skills, Quality
assessment in early childhood care and education (ECE) using the ECERS and the
CLASS and Promoting literacy and numeracy development: the role of curriculum and
teacher in ECE.
I have no intention to belittle the importance of the initiative or to question the
motives of the funders and participants. My argument is, however, where, in
‘normal research’ in early childhood, the importance of the early years of life is
largely uncontested, so are the questions, the procedures, and the answers. What
counts, the researchable topics (e.g. self-regulation and learning skills, quality
assessment, curriculum), is clearly defined by those who count (internationally
renowned scientists), rarely by those who are counted.The solutions to be suggested
by this research are already implied in the questions: programmes and interven-
tions to support children’s ‘self-regulation’ in order to increase their ‘leaning skills’,
to measure ‘quality’ using externally defined criteria, and to support teachers to
‘deliver’ effective curricula. Assumed is a normality of the individual child (behav-
iour, skills), the environment (quality) and the content (curriculum) that remains
unquestioned. But if ‘behaviour’ and lack of learning skills are a general problem
(to pick just one of the issues as an exemplar), how then is it that ADHD diagnosis
rates for children from marginalised groups in society (e.g. Roma in Europe and
indigenous children in Canada and Australia) are regularly ‘significantly higher
than expected based on prevalence rates in the general population’ (Baydala et al.,
2006)? What other questions could we ask if we turned the focus of our attention
from the child to the relationship between the marginalised and the dominant and
their privileges to define what behaviour is acceptable in educational settings?
Schostak and Schostak (2008) ask ‘why so much research contributes so little
to democratic questioning of the powerful’ (p. 1). They outline a programme for
research that is ‘radical’ in at least two respects: first, the etymology of ‘radical’
(roots) implies a focus on the essential assumptions, foundations, values and ethics
that frame our perspective on the world. It is concerned with identity, race, class,
gender, religion and politics. The question of the radical, they write, ‘emerges in
conflict, where fundamental approaches to life, to ways of thinking, to ways of
seeing the world are in dispute’ (p. 6). Research, conceptualised from this ‘radical’
vantage point, insists on asking why? questions.
Second, reframing research as ‘radical’ implies a political dimension. Not to
accept the social reality as a given, but to ask why things are the way they are
implies there are other ways of seeing and doing things. Questioning the taken-for-
granted may not in itself ‘effect the transformation of the world, as Freire (2004)
wrote about the practice of education, ‘but it implies it’ (p. 23). The political
dimension of ‘radical’ research lies in its suggestion that it is possible to ‘overthrow
[. . .] a previously stable or at least dominant order of ways of knowing, thinking
believing, acting’ (Schostak & Schostak, 2008, p. 1).
Radical, transformative research and radical democracy (Moss & Urban, 2010)
go hand in hand because the questions that matter (what counts?) are not exclu-
sive, they cannot be defined by the academic researcher alone (who counts?). On
the contrary, with ‘faith in the capacity of human beings for intelligent judgment
and action if proper conditions are furnished’ (Dewey, 1939, p. 227),
everyone is capable of asking questions such as:
— Why do things have to be like this?
— Why am I considered to be inferior to them?
— Why do they have more than me?
— So, what is actually going on here? Who benefits from these circumstances and
who loses?
— Why can’t I do just whatever I want?
— How do I stop them from doing whatever they like and hurt me in the
process?
— Why can’t we all just get on with each other?
(Schostak & Schostak, 2008, p. 1).
Research that enables asking these and other questions cannot be designed and
‘conducted’ within the boundaries of traditional disciplines. It implies transdisci-
plinary approaches (Fairclough, 2005), a ‘refocusing of research and action on the
political, the cultural [the educational, M.U.] and the social without splitting them
up into separate disciplines’ (Schostak & Schostak, 2008, p. 8).
communities. The first questions it would ask would not be about how to treat the
deficiency or how to ensure ‘best practices’ for future outcomes. Rather, it would
start with questions about here and now:
— What are the lived experiences (Van Manen, 1990) of children, families and
communities, e.g. in and with the education system?
— What knowledges other than the dominant worldview do marginalised
and oppressed children, families and communities use to make sense of the
world?
— What are their capabilities (Nussbaum, 2000); what contributions could they
make now if ‘proper conditions were furnished’ (Dewey, 1939)?
In early childhood education and care, such questions extend beyond the imme-
diate classroom, programme or early childhood setting to the relationship between
children and adults, between the private and the public, and the governance of the
institutions and systems we establish around this relationship. They challenge the
position of the researcher-as-expert, as they require a radically different under-
standing of the nature of the body of knowledge underpinning our policies and
practices and of those who contribute to it (Murray & Urban, 2012). Elsewhere, I
have argued that the ‘epistemological hierarchy’, the top-down structure of
knowledge-production-and-application in our field can be replaced by much more
reciprocal and inclusive ways of understanding, orienting and theorising early
childhood practices as a ‘critical ecology’ (Miller et al., 2011; Urban, 2007; 2008).
Recent European research has taken this approach as a vantage point and has
shown how a ‘competent system’ in early childhood depends on the systematic and
reciprocal relationship between individuals, institutions, research, professional
preparation and governance (Urban et al., 2011 and in this issue, pp. 508–526).
However, to fully engage with the diversity of children’s, families and communities
experiences in Europe, and especially experiences of dominance, marginalisation,
exclusion (see Murray and Herczog in this issue), I suggest that more radical steps
are necessary to reconceptualise research, policy and practice in early childhood.
But how, for instance, could we re-frame the relationship between the ‘advantaged’
and ‘disadvantaged’ communities (e.g. Roma, Travellers, Immigrants) in a more
equal and respectful way and move beyond the deficit model of early childhood
intervention?
Could we learn from experiences outside Europe in the ‘majority world’? (e.g.
from ECD interventions in Africa that ‘are more successful when built on local
knowledge’ (Pence & Schafer, 2006, p. 2)). Referring to cross-cultural psycholo-
gists, Judith Evans and Robert Myer, Pence and Schafer point to the value of
indigenous knowledge and child rearing practices not only from an ethical and
philosophical perspective. They are ‘intrinsically sound and valuable’, and impor-
tant to ‘understand, support, and improve child-rearing; respond to diversity;
respect cultural values; and provide continuity during times of rapid change (Evans
& Myers, 1994, pp. 2–3 cited in Pence & Schafer, 2006, p. 2).
Alan Pence and colleagues have applied the recognition that there are multiple
ways of knowing that can mutually enrich each other to develop an early childhood
curriculum jointly with First Nations communities in Canada, a process they refer
to as ‘generative curriculum’ (Ball & Pence, 2000). Their experiences with the
effectiveness of including indigenous knowledge in ECD curricula have informed
successful professional development and capacity building initiatives in Canada
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