G.R. No. 122241 - Board of Optometry v. Colet
G.R. No. 122241 - Board of Optometry v. Colet
G.R. No. 122241 - Board of Optometry v. Colet
Colet
THIRD DIVISION
SYLLABUS
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in the controversy; and (4) that the issue invoked is ripe for judicial
determination. On this score, we find no difficulty holding that at least the first
and fourth requisites are wanting.
4. CONSTITUTIONAL LAW; JUDICIARY; POWER OF JUDICIAL
REVIEW; REQUISITES. — Then there is the unbending rule in constitutional
law that courts will not assume jurisdiction over a constitutional question
unless the following requisites are first satisfied: (1) there must be an actual
case or controversy involving a conflict of rights susceptible of judicial
determination; (2) the constitutional question must be raised by a proper
party; (3) the constitutional question must be raised at the earliest opportunity;
and (4) the resolution of the constitutional question must be necessary to the
resolution of the case.
5. ID.; ID.; ID.; REQUISITE OF ACTUAL CASE OR
CONTROVERSY IS NOT PRESENT IN ACTIONS FOR DECLARATORY
RELIEF. — An actual case or controversy means an existing case or
controversy that is appropriate or ripe for determination, not conjectural or
anticipatory. It cannot be disputed that there is yet no actual case or
controversy involving all or any of the private respondents on one hand, and
all or any of the petitioners on the other, with respect to rights or obligations
under R.A. No. 8050. This is plain because Civil Case No. 95-74770 is for
declaratory relief . Then, too, as adverted to earlier, the private respondents
have not sufficiently established their locus standi to question the validity of
R.A. No. 8050.
6. ID.; ID.; ID.; PRESUMPTION OF CONSTITUTIONALITY CAN
BE OVERCOME ONLY BY CLEAREST SHOWING THAT THERE WAS AN
INFRACTION OF THE CONSTITUTION. — In the exercise of this jurisdiction,
lower courts are advised to act with the utmost circumspection, bearing in
mind the consequences of a declaration of unconstitutionality upon the
stability of laws, no less than on the doctrine of separation of powers. As the
questioned act is usually the handiwork of the legislative or the executive
departments, or both, it will be prudent for such courts, if only out of a
becoming modesty, to defer to the higher judgment of this Court in the
consideration of its validity, which is better determined after a thorough
deliberation of a collegiate body and with the concurrence of the majority of
those who participated in its discussion. It is also emphasized that every
court, including this Court, is charged with the duty of a purposeful hesitation
before declaring a law unconstitutional, on the theory that the measure was
first carefully studied by the executive and legislative departments and
determined by them to be in accordance with the fundamental law before it
was finally approved. To doubt is to sustain. The presumption of
constitutionality can be overcome only by the clearest showing that there was
indeed an infraction of the Constitution, and only when such a conclusion is
reached by the required majority may the Court pronounce, in the discharge
of the duty it cannot escape, that the challenged act be struck down.
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DECISION
DAVIDE, JR., J : p
Petitioners seek to annul and set aside for having been rendered with
grave abuse of discretion the order of 25 August 1995 issued by public
respondent Judge Angel V. Colet in Civil Case No. 95-74770 which granted a
writ of preliminary injunction restraining, enjoining, and prohibiting the
petitioners herein "from undertaking in any form or manner, the enforcement
or implementation of the Revised Optometry Law [R.A. No. 8050] or any
regulations or Code of Ethics issued thereunder."
The background facts are not disputed.
R.A. No. 8050, 1 entitled "An Act Regulating the Practice of Optometry
Education, Integrating Optometrists, and for Other Purposes," otherwise
known as the Revised Optometry Law of 1995, was a consolidation of House
Bill (HB) No. 14100 2 and Senate Bill (SB) No. 1998 3 which were respectively
approved by both Houses and, thereafter, reconciled by the Bicameral
Conference Committee. 4 The Reconciled Bill 5 was then separately ratified by
both the Senate and the House of Representatives 6 and approved into law by
the President on 7 June 1995. LibLex
On 31 July 1995, the private respondents filed with the Regional Trial
Court (RTC) of Manila a petition for declaratory relief and for prohibition and
injunction, with a prayer for a temporary restraining order. 7 As grounds for
their petition, the private respondents alleged that:
1. There were surreptitious and unauthorized insertion and
addition of provisions in the Reconciled Bill which were made
without the knowledge and conformity of the Senate panel,
thereby derogating the orderly procedure essential to the
legislative process and vitiating legislative consent;
2. R.A. No. 8050 derogates and violates the fundamental right of
every Filipino to reasonable safeguards against deprivation of
life, liberty and property without due process of law in that it
authorizes optometrists to engage in acts of practice within the
zone of medical practice through permitted use in certain kinds
of diagnostic pharmaceutical agents thereby exposing and
subjecting those who avail of the services of optometrists to
definite hazards which would inflict upon them impairment of
vision, resultant blindness, or possible loss of life;
3. R.A. No. 8050 derogates and violates the principle against
undue delegation of legislative power when it provides for a
penalty of imprisonment for a maximum of eight years and a
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On 1 August 1995, the trial court, per respondent Judge Angel V. Colet,
issued a Temporary Restraining Order 9 enjoining the respondents from
enforcing or implementing R.A. No. 8050 or its Code of Ethics, until further
orders of the court; directing that summons, with a copy of the petition and of
the temporary restraining order, be served immediately; and setting the
application for a writ of preliminary injunction for hearing on 15 August 1995.
On 11 August 1995, the petitioners herein, as respondents below, filed
an Opposition 10 to the application for preliminary injunction and alleged that:
(1) No proper ground exists to warrant the issuance of a writ as
(a) petitioners therein do not possess the requisite right as
would entitle them to the relief demanded;
(b) petitioners have unquestionably not shown their legal
existence or capacity to file the case, much less their
authority to file it in a representative capacity; and
(c) petitioners have misled the court into believing that an
act is being done in the implementation of R.A No. 8050
tending to make the judgment ineffectual;
(2) The implementation of R.A. No. 8050 carries no injurious
effect; and
(3) Petitioners failed to overcome the presumption of
constitutionality in favor of R.A. No. 8050.
At the hearing of the application for a writ of preliminary injunction, the
parties indicated their intention to present witnesses in support of their
respective positions. Nevertheless, the trial court, finding such procedure "not
[to be] conducive to the summary procedure appropriate to the auxiliary
remedy of preliminary injunction," merely directed the parties to submit their
other arguments in writing with supporting evidence, after which the
application for a writ of preliminary injunction would be deemed submitted for
resolution. 11 The parties complied therewith.
On 25 August 1995, the trial court issued the challenged order, 12 the
dispositive portion of which reads as follows:
PREMISES CONSIDERED, the Court grants the writ of
preliminary injunction prayed for until further orders of the Court,
respondents and their officials, agents and employees, are
restrained, enjoined, and prohibited from undertaking in any form or
manner, the enforcement or implementation of the Revised
Optometry Law [R.A. 8050] or any regulation or Code of Ethics
issued thereunder.
Let the writ issue upon filing with this Court a bond in the
amount of ONE HUNDRED THOUSAND [P100,000.00] PESOS in
favor of respondents, conditioned upon payment of damages
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this action, there are also private individual rights of petitioners which
the Revised Optometry Law tends to injure, and which would be
injured irreparably with the actual operation of said law.
Hardest hit in this regard are the optometrists, whose vested
right to continue in the practice is virtually bludgeoned by the Revised
Optometrist Law, as virtually admitted by respondents in their
Opposition. On the one hand, the revised concept of the practice of
optometry [Sec. 4] mandates as standard, the use of DPA's in
optometric examination. For this reason, said Law authorizes virtual
suspension of the licenses of the present crop of optometrists, until
after they shall have re-trained and qualified to use DPA's [Sec. 31].
In case such optometrists insist on practicing without the mandatory
training, their practice could be viewed as substandard if they would
avoid use of DPA's [Sec. 4]. Alternatively, if they use DPA's before
they are qualified through mandatory training, they could incur
criminal liability [Secs. 32 and 33]. In either case, their use of DPA's
without or after qualifying training, would expose them to malpractice
suits from persons who might have sustained injury through the use
of DPA's. Again, they might not have the option of refraining from the
use of DPA's, since they could face an ethics charge for substandard
practice in not using DPA's in their practice.
Finally, even petitioner Acebedo Co. would suffer injury in its
operations because its activities, based on the affidavits submitted as
exhibits, would surely touch the boundaries of conduct prohibited and
penalized in the Revised Optometry Law. For one thing, its right to
continue in employment, the optometrists working in its optical shop
clinics [including affiant petitioners] might be injured through a
criminal charge that such employment constitutes a prohibited
indirect practice of optometry within the strictures of Section 5 in
relation to Sec. 32. Or its advertising of optical goods and wares,
which is its right under the general law and the Constitution, could be
charged as an offense under Section 32 and subjected to penalty
under Section 33. These restraints, which could seriously prejudice
existing legal rights, entitle the petitioner corporation to the
extraordinary remedy of declaratory relief, and to preliminary
injunction pending the holding of a trial on the merits. The Court
understands that petitioner could have adduced more evidence than
what appears especially on the matter of the jeopardy to public health
as a result of changes of optometric practice introduced by the
Revised Optometry Law. But as the Court understands it,
preponderance is not required for evidentiary support for the grant of
preliminary injunction. As the rule stands, a "sampling" of relevant
evidence is enough, so as to give the Court a justification for the
issuance of the writ [See Olalio v. Hizon, 196 SCRA 665; Syndicated
Media Access vs. CA, 219 SCRA 794].
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IV
RESPONDENT JUDGE GRAVELY ABUSED HIS DISCRETION
AND/OR ACTED WITHOUT OR IN EXCESS OF JURISDICTION IN
ISSUING THE WRIT OF PRELIMINARY INJUNCTION.
As we see it, the assigned errors quoted above may be reduced to two
key issues, viz.:
(1) The locus standi of the private respondents to question
the constitutionality of R.A. No. 8050; and
(2) The absence of a valid cause of action for either
declaratory relief or prohibition.
The petitioners maintain that for a party to have locus standi to question
the validity of a statute, he must have a personal and substantial interest in
the case such that he has sustained or will sustain direct injury as a result of
its enforcement. 15 In this light, the private respondents do not have the
requisite personal and substantial interest to assail the constitutionality of R.A.
No. 8050 for, per the certifications of the SEC, private respondents COA and
ACMO are not registered associations; and two of the alleged presidents of
the respondent associations are not duly registered optometrists as certified
to by the PRC. Finally, the petitioners aver, the private respondents did not
allege in their petition in Civil Case No. 95-74770, and in their Rejoinder to the
Opposition therein, their capacity to bring suit as required by Section 4, Rule 8
of the Rules of Court.
Refuting this charge, the private respondents claim in their Comment on
the petition that they have, as held by the trial court, locus standi "under the
rule of Public Right" pursuant to Tanada vs. Tuvera, 16 citing Severino vs.
Governor General; 17 moreover, as also found by the trial court, their rights as
optometrists or optical companies would be adversely affected by the assailed
law. They further claim that they seek to protect their Constitutional rights to
property and freedom of expression from enforcement of the provisions of the
challenged law, which bar truthful advertisements and impose vague and
unreasonable conditions for the continued practice of their profession. Insofar
as private respondents Acebedo Optical Co., Inc., and Panol are concerned,
the said law would likewise adversely affect the conduct of their business of
maintaining optical shops and expose them to threats of criminal prosecution.
Finally, they contend that they also seek, "as taxpayers and citizens, under
the concept of Public Right, to bar the enforcement of the law because it
endangers the Public's health," a danger "clearly seen from the oppositions to
the law filed before both houses" of Congress.
I
Only natural and juridical persons or entities authorized by law may be
parties in a civil action, and every action must be prosecuted or defended in
the name of the real party in interest. 18 Under Article 44 of the Civil Code, an
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suit.
As a class suit, Civil Case No. 95-74770 must fail. Not only did the
private respondents fail to allege this in their petition, they likewise failed to
allege the existence and prove the requisites of a class suit, viz., the subject
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Ethics promulgated thereunder, if one has been issued. Even if there was
before him a case involving the law, prudence dictated that the respondent
Judge should not have issued the writ with undue haste, bearing in mind our
decision, penned by Mr. Justice Isagani A. Cruz, in Drilon vs. Lim, 30 where we
stated:
We stress at the outset that the lower court had jurisdiction to
consider the constitutionality of Section 187, this authority being
embraced in the general definition of the judicial power to determine
what are the valid and binding laws by the criterion of their conformity
to the fundamental law. Specifically, BP 129 vests in the regional trial
courts jurisdiction over all civil cases in which the subject of the
litigation is incapable of pecuniary estimation, even as the accused in
a criminal action has the right to question in his defense the
constitutionality of a law he is charge with violating and of the
proceedings taken against him, particularly as they contravene the
Bill of Rights. Moreover, Article X, Section 5(2), of the Constitution
vests in the Supreme Court appellate jurisdiction over final judgments
and orders of lower courts in all cases in which the constitutionality or
validity of any treaty, international or executive agreement, law,
presidential decree, proclamation, order, instruction, ordinance, or
regulation is in question.
In the exercise of this jurisdiction, lower courts are advised to
act with the utmost circumspection, bearing in mind the
consequences of a declaration of unconstitutionality upon the stability
of laws, no less than on the doctrine of separation of powers. As the
questioned act is usually the handiwork of the legislative or the
executive departments, or both, it will be prudent for such courts, if
only out of a becoming modesty, to defer to the higher judgment of
this Court in the consideration of its validity, which is better
determined after a thorough deliberation of a collegiate body and with
the concurrence of the majority of those who participated in its
discussion.
It is also emphasized that every court, including this Court, is
charged with the duty of a purposeful hesitation before declaring a
law unconstitutional, on the theory that the measure was first
carefully studied by the executive and legislative departments and
determined by them to be in accordance with the fundamental law
before it was finally approved. To doubt is to sustain. The
presumption of constitutionality can be overcome only by the clearest
showing that there was indeed an infraction of the Constitution, and
only when such a conclusion is reached by the required majority may
the Court pronounce, in the discharge of the duty it cannot escape,
that the challenged act be struck down. cdrep
Footnotes
1. Annex "B" of Petition; Rollo, 49.
2. Entitled "An Act Regulating and Upgrading the Practice of Optometry in
the Philippines," and introduced by Congressmen Lagman, Serapio, et al.;
Id., 267.
3. Entitled "An Act Regulating the Practice of Optometry, Upgrading
Optometric Education and Integrating Optometrists," introduced by Senators
Romulo, Herrera, Webb, Shahani, and Ople; Id., 287.
4. Id., 65.
5. Id., 376.
6. Paragraph 23, Petition in Civil Case No. 95-74770; Id., 59 et seq.
7. Rollo, 59 et seq.
8. Rollo, 77-80.
9. Rollo, 327.
10. Id., 328.
11. Page 3, Order of 25 August 1995; Rollo, 42.
12. Id., 40. Per Judge Angel V. Colet.
13. Rollo, 43-47.
14. Id., 48.
15. Citing People vs. Vera, 65 Phil. 56 [1937].
16. 136 SCRA 27 [1985].
17. 16 Phil. 366 [1910].
18. Sections 1 and 2, Rule 3, Rules of Court.
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19. Exhibits "U" (of Cyril Corales), "V" (of Elmer Villarosa), "W" (of Roberto
Rodis, Jr.), and "Y" (of Miriam Figueras-Llave); Rollo, 561, 568, 574, 581,
respectively.
20. FLORENZ D. REGALADO, Remedial Law Compendium, Vol. 1 [1988],
51, citing Salonga vs. Warner, Barnes & Co. Ltd., 88 Phil. 125 [1951].
21. Rollo, 78.
22. Id., 202.
23. Section 12, Rule 3, Rules of Court; Mathay vs. Consolidated Bank and
Trust Co., 58 SCRA 559, 570 [1974]; Oposa vs. Factoran, 224 SCRA 792,
802 [1993].
24. See Cadalin vs. POEA Administrator, 238 SCRA 721, 769 [1994].
25. E.g., Kilosbayan, Inc. vs. Guingona, Jr., 232 SCRA 110 [1994], and the
cases enumerated therein.
26. Rule 64, Rules of Court.
27. International Hardwood and Veneer Co. of the Phils. vs. University of
the Philippines, 200 SCRA 554, 569 [1991]; Galarosa vs. Valencia, 227
SCRA 728, 737 [1993].
28. Garcia vs. Executive Secretary, 204 SCRA 516, 522 [1991]; Santos vs.
Northwest Orient Airlines, 210 SCRA 256, 261 [1992]; Fernandez vs.
Torres, 215 SCRA 489, 493 [1992]; Macasiano vs. National Housing
Authority, 224 SCRA 236, 242 [1993]; Joya vs. PCGG, 225 SCRA 568, 575
[1993]; Philippine Constitution Association vs. Enriquez and companion
cases, 235 SCRA 506, 518-519 [1994].
29. Garcia vs. Executive Secretary, supra, note 28, at 522.
30. 235 SCRA 135 [1994].
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