Hugo Ball - Carl Schmitt's Political Theology

Carl Schmitt's Political Theology
Author(s): HUGO BALL and Matthew Vollgraff

Source: October, Vol. 146 (Fall 2013), pp. 65-92
Published by: The MIT Press
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Carl Schmitt's Political Theology*
HUGO BALL
I.
Carl Schmitt ranks among the few German savants who are equal to the pro
fessional dangers of a teaching chair in the present era. I do not hesitate to
suggest that he has taken and established for himself the type of the new German
savant. If the writings of this remarkable professor (not to say confessor) served
only towards the recognition and study of its author's catholic (universal) physiog
nomy, that alone would be enough to assure him a preeminent status. In a fine
essay, "On Ideals," Chesterton says that the remediation of our confused and des
perate age in no way requires the great "practical man" who is clamored for the
world over, but rather the great ideologist. "A practical man means a man accus
tomed to mere daily practice, to the way things commonly work. When things do
not work, you must have the thinker, the man who has some doctrine about why
they work at all. It is wrong to fiddle while Rome is burning; but it is quite right to
study the theory of hydraulics while Rome is burning."1 Carl Schmitt belongs to
those who "study the theory of hydraulics." He is an ideologist of rare conviction,
and indeed it's safe to say that he will restore to this word a new prestige, which
among Germans has carried a pejorative meaning since Bismarck.2
* This essay first appeared in Hochland 21, issue 2 (April-September 1924), pp. 263-86. Reprinted
in Der Fürst dieser Welt: Carl Schmitt und die Folgen, ed. Jacob Taubes (Munich: W. Fink, 1983), pp. 100
15; and subsequently in Hugo Ball, Der Künstler und die Zeitkrankheit: Ausgewählte Schriften, ed. Hans
Burkhard Schlichting (Frankfurt: Suhrkamp, 1984), pp. 303-43. Except for note 55, Schmitt did not
include references in his original version; they have been added here by the translator and coordinated
wherever possible with extant English translations.
1. G. K. Chesterton's essay "Wanted: An Unpractical Man," in What's Wrong with the World?
(London, 1913), appeared in German as "Von den Idealen," Summa 4 (1918), pp. 32-47. Summa was a
Catholic journal edited by the writer Franz Blei, a mutual acquaintance of Ball and Schmitt, both of
whom had published in its pages.
2. In a diary entry dated Sept. 15, 1915, Ball writes: "Once upon a time in the heart of Europe
there was a land that seemed to have a perfect breeding ground ready for an unselfish ideology.
Germany will never be forgiven for ending this dream. Bismarck was the one who performed the most
thoroughgoing elimination of ideologies in Germany. All the disappointment must be directed at him.
He has done ideology a bad turn in the rest of the world too." Hugo Ball, Right Out of Time, ed. John
Elderfield (New York: Viking, 1976) p. 27.
OCTOBER 146, Fall 2013, pp. 65-92. ©2013 October Magazine, Ltd. and Massachusetts Institute of Technology.
66 OCTOBER
What characterizes the ideologist? How does the ideologist come

ideologist? He possesses a personal, almost private system, and he want
it last. He classifies all the facts of life and arranges the wealth of his e
around the fundamental conviction that life is dominated by ideas; tha
not be ordered and structured upon existing conditions, but only upon
of free and absolute insights that themselves exert a determining pow
things—on the basis, finally, of ideas. The exaltation and obstinacy of
viction is what constitutes the ideologist's greatness. In an age that
nothing, that fights or mocks ideology—in such an age the ideologi
forced to prove his ground. Before he knows it, he will become a polit
finally a theologian. One could say that the last hope of our age lies sea
abortionistic inclinations. Be that as it may: in Carl Schmitt's work
finds one of its fiercest, most fervent defenders. His point of departu
jurisprudence; he is a professor of law in Bonn. His first writings deal w
and Forms of Guilt (1910), with Law and Judgment (1912).3 But one alrea
transition to political philosophy ( The Value of the State and the Meanin
Individual, 1914).4 There is no law outside of the state, and there is no
side the law. Accordingly, there is no just person who does not reco
state as the closest instance of the idea (Political Romanticism, 1919, pub
Duncker & Humblot, as are his subsequent works).5 In his later wri
question of instances expands into the question of the final deter
authority and form, with which the juristic interpretation of a "politi
ogy" comes to its conclusion.
The singularity of this savant is that he is not only aware of the uni
culties facing the ideologist, but actually structures his work in all its r
and consequences starting precisely from this problem and from this ex
He experiences his epoch in the conscious form of his talent. This give
ings their rare consistency and that allure of universal cohesion that the
Schmitt follows his innate juridical inclination, not to say his formal disp
its final conditioning cause, with an uncommon dialectical force and an
extraordinary strength of expression. The result shows the intertwineme
question of law with all sociological and ideological instances. One could
that since the idea of law [Rechtsidee] was once conferred upon him, h
give duration to the concrete fact; he elevates the imparted gift to its hig
3. Über Schuld und Schuldarten. Eine terminologische Untersuchung (1910); Gesetz und U
Untersuchung mm Problem der Rechtspraxis (1912).
4. Der Wert des Staates und die Bedeutung des Einzelnen (1914).
5. Politische Romantik (1919). Römischer Katholizismus und politische Form (1923) is an excep
published byjakob Hegner, Hellerau.
Carl Schmitt's Political Theology 67
ble value. He doesn't just want to recognize the idea of law, but to represent it
wherever possible, to be its personal incarnation.6 This is thought of in a Catholic
manner, eschatologically, and it leads to a discussion of the issues of dictatorship
and representation in his most recent writings.
However, his characteristic propensity for the absolute is by no means
directed towards abstractions as it is with the great master system-builders of the
Baroque and Enlightenment, but is instead attuned to the concrete. It leads in its
final consequence not to an abstraction that conditions everything—be it God,
form, authority, or whatever else—but rather to the Pope as the absolute person,
who represents a once more concrete world of irrational persons and values that
cannot be compassed by logic. Like any old Kantian, Schmitt proceeds from a pri
ori concepts, i.e., from his ideology of law. But he is not content to define and
interrelate these concepts for their own sake; his method is different. He seeks to
identify his legal concepts progressively in existing states and furthermore to
locate them in tradition according to their ultimate connections and associations
with all other higher categories (philosophy, art, theology).
As a sociologist for whom no significant detail of life, near or far, eludes notice,
Schmitt inquires everywhere into the actual application of law so as to arrive, follow
ing the facts, at its ultimate and decisive form. He does not advance an ideal state or
Utopia, nor does he play the pre-tuned chimes of a system. The framework of final
instances that at length reveals itself to him is an organism, not a machine; a free
floating planetarium, not an imposed construction. It is a testament to this work's
complete lack of sentimentality that not even the loftiest of feelings serves as its point
of departure. Morality begins with assured legal concepts; these embrace all higher
irrational values de facto within their reason. The juristic sphere, in Schmitt's interpre
tation, is the rational form of the presence of ideas [rationale Präsenzform der Ideen].
Compare the work of Schmitt to that of his forebears, and its distinctive
character becomes apparent. Bonald and de Maistre as well as Donoso Cortés
hailed from Catholic nations during a time when the ideological world picture
had been shaken to its foundations, to be sure, but was neither shattered nor
utterly devastated.7 Their starting point is a stable legal structure that finds
6. In a diary entry dated February 21, 1919, Ball writes: "To practice politics means to realize ideas.
The politician and the ideologist are opposite types. The former modifies the idea, the latter sets it in
motion, always thwarting practical endeavors. But they complement each other; for ideas that are ideas
for their own sake, without constant attempts to bring them to fruition or without tests of their social
worth, would not succeed to any measurable extent, and so would not exist at all for society. The only
politics worthy of the ideologist is perhaps the realization of his idea with his own body and in his own
life." Ball, Flight Out of Time, p. 162.
7. Louis Gabriel Ambroise de Bonald (1754-1840), French royalist statesman and political thinker.
Joseph de Maistre (1753-1821), French absolutist political philosopher and diplomat. Juan Donoso
Cortés (1809-1853), Spanish conservative writer and diplomat.
68 OCTOBER
robust support for existence in the monarchical Restoration for Bonald an

Maistre, and for Cortés in the Counter-Reformation tradition of his S
homeland. The theological state is contested but not yet destroyed; it still
daily proof of its vital force. The opposition of faith and knowledge, in h
ever critical a form, dominates the minds of men. But it is only here and
that the lost faith wants to be recovered and newly exalted. Scholasticism an
rationalistic posterity were able to construct systems born from the ubiqu
an axiom, which held their multifarious arguments together arou
unshaken axis. But ever since negation erupted into metaphysics with Prou
and Bakunin, the center of the old legality was demolished, and unity had
reclaimed along new lines.8 The rejection of authority was the mark of th
vaunted philosophy of our time. Towards this philosophy, the individual p
himself has become dubious, as has the sense and value of any confe
Machinery is all-powerful; a demonic world feigns life and harmony withou
possessing a single soul, to say nothing of spiritual or hieratic order. And
genius, attired as a dandy or a rebel, glosses over the hollow bankruptcy o
ture and feels himself to be the refuge of all higher life.
In his interest in the complex of Romanticism, Schmitt also makes a s
fice to this situation. The character of the genius reaches into the b
antinomian, and instinctive depths of nature as much as it also reaches int
supra-rational sphere of the religious world. Disentanglement from the norm
a petrified society gives even the illegal instincts a certain rationale. The m
enemy of Romanticism—whom Schmitt proves himself to be on occasion—
bats in it' the irrational danger of his own creative foundation. His writin
appear dedicated to its purification, as their organic character suggests. By
means is Schmitt already a theologian and Roman Catholic from his first s
His work develops through sufferings not just of a technical nature, in a co
succession of grim diatribe and objective inquiry, of defining dictate and a
apology. Its results are achieved incrementally from logical consequences; a
rus of parallel and overlapping voices attends its conception. A certain aph
flair accentuates his isolation, but there is a world separating Schmitt from
dangers of remote individualism. The social nature of legal concepts en
that his work is tethered constantly to a norm, and the basic form from wh
system develops emerges more clearly and incisively with each new work.
irrational foundation of a great personality and his age is freed from the
of nature and from ecstasy, and transferred completely into the concept.
8. Mikhail Alexandrovich Bakunin (1814-1876), Russian revolutionary activist and an

philosopher. Between 1915 and 1918, Ball worked on a massive "Bakunin breviary" that was ne
pleted.
Political Romanticism is the first of Schmitt's writings to appear before a public

composed not solely of specialists. Here his uncommon command of form under
takes to reduce the pseudobgia phantastica [fantastic pseudo-logic] of Romanticism
to political norms. The general interchange and confusion of concepts, a bound
less promiscuity of words and values is not only characteristic of Romanticism; it
has become, since Romanticism, the common property of cultivated society. A
mystical-aesthetic-spiritualistic conviction rages on, one which Troeltsch in 1912
could still describe as the secret religion of the educated classes in modern
Protestant Germany.9 Schmitt's way of thinking, by contrast, focuses on what is dis
quieting and journalistic; he can find little of interest in nebulous generalities.
There, one encounters every form of prevarication; here, the strict will to over
come. There, all of the symptoms of a disease of the will; here, a caustic,
inquisitorial intellect. A jurist who could lecture on grammar clears up the confu
sions of an extravagant genius cult. The Romantic Proteus finds himself in a
straitjacket of logic. Romanticism's language-surrogates receive an articulation that
can hardly be excelled.
The theme appears restricted. The pamphlet does not apply to Romanticism
in general, but to political Romanticism—and then only to German Romanticism,
and really only to Adam Müller.10 An entire province has been fenced off, one
could say, to hunt a hare. It would also be easy to think that Schmitt is referring
here to something that, strictly speaking, does not exist. But his superiority tri
umphs precisely in the logical ensnarement of this most imaginary of themes,
carried out with a formidable art of definition, of distinction, of methodical regis
ters. It then becomes clear that Adam Müller is perhaps the most factitious and
idiosyncratic exponent of what is called the politics or theology of Romanticism.
He employs a large number of philosophical, aesthetic, political, and theological
arguments in such a way as to compromise each individual discipline with the
exception of rhetoric. Of the involved parties, Schmitt is most interested in the
politico-theological engineers of that time, the Catholic theologians of state in the
era of the Reformation. At the beginning of his career, Nietzsche attacked David
Strauss as a "Bildungsphilister " [cultured philistine], in whose figure he lambasted
9. "This religious Romanticism, together with the aesthetic differentiation and the mysticism which
is connected with the philosophical idea of Immanence, is the source of that which the modern
German Protestant of the educated classes can really assimilate—his understanding of religion in gen
eral. This is the secret religion of the educated classes." Ernst Troeltsch, The Social Teaching of the
Christian Churches (London: George Allen and Unwin, 1931), p. 749. In Political Romanticism, Schmitt
coins the blanket term "romantic-mystical-aesthetic-spiritual Protestantism" to describe the same phe
nomenon. See Carl Schmitt, Political Romanticism, trans. Guy Oakes (Cambridge, MA: MIT Press, 1986),
p. 112.
10. Adam Müller (1779-1829), German Romantic philosopher and political economist.
70 OCTOBER
the critical platitudes of his day.11 Schmitt attacks the "theologian of state"
Müller, in whom he hounds the ingenious hypocrisy of liberalism to its dea
rigor of style alone is not what makes this brochure unique amidst the hazi
a new Teutonic literature.
Well beyond his Romantic subject, one is interested in the author's per
sonal inquiry; his breakdown of the history of ideas; the literature that he
mobilizes; and the abyss into which the glory of Romanticism crashes with a
shrill clank. Adam Müller, whom one not so long ago could call a solitary politi
cal thinker, dissipates in a colorful flash like a soap bubble; but the breeze that
effected this augurs an oncoming thundercloud. The "incompatibility of the
Romantic with any moral, legal, or political standard" may or may not be a new
discovery.12 But the standard that Schmitt imposes is itself thoroughly new in its
elements and of the highest interest. The points of attack offered by
Romanticism go back to Malebranche and Descartes, and extend forward into
the present day. The assessment of this considerable and complex subject must
offer the most valuable insights into the inner physiognomy of the eighteenth,
nineteenth, and early twentieth centuries.
The Romantics, Schmitt says, promised a new religion, a new gospel, a new
form of genius. Yet none of their manifestations in ordinary reality enjoyed any
thing like a forum externum.13 Adam Müller in particular wanted to revive the failed
project of the French Revolution and lead it to its conclusion, to give a new con
tent to the words religion, philosophy, nature and art. The bounds of the hitherto
mechanistic age should be blasted open and the otherworldly speculations of spiri
tual revolution transplanted onto the solid ground of reality. In this respect, Müller
relates to Burke, Bonald, and de Maistre, who took sides against the French
Revolution in an original way. But he himself can find no directly moral pathos, only
a sensualistic one. His book On the Necessity of a Theological Foundation for All Political
Science never moves beyond the imaginary figures of an empty eloquence, a game
played with other people's property, a lyrical philosophy of the state.14 The most
important sources of political vitality—the faith in justice and outrage against injus
tice—do not exist for him. In his aesthetic attitude, as in his way of arguing arbitrarily
against norms, lies "the distinction from all political irrationalism, fundamentally
11. "David Strauss: The Confessor and the Writer," the first of Friedrich Nietzsche's Untimely
Meditations, was written in 1873. In this polemic against the erstwhile Hegelian theologian Strauss,
Nietzsche condemned the cultural pretensions of the Prussian bourgeoisie in general.
12. Schmitt, Political Romanticism, p. 127; translation modified.
13. Forum externum a term in canon law for a public ecclesiastical tribunal subject to human law, as
opposed to the judgment of the Church (Jorum internum).
14. Adam Müller, Von der Notwendigkeit einer theologischen Grundlage der gesamten Staatswissenschaften
und der Staatswirtschaft insbesondere (Leipzig, 1820).
mystical or religious in origin, and where the fabric of arguments, which it can no
longer renounce, emanate from a political activity."15
Political irrationalism: here we have the decisive word for Romanticism and
also for Schmitt. With Descartes commence the convulsions of ancient ontological
thought and the relegation of reality to a subjective and internal process, to think
ing rather than to objects in the external world. Modern philosophy is governed
by a schism between thought and being, concept and reality, mind and nature,
subject and object, which was not eliminated even by Kant's transcendental solu
tion; "it did not restore the reality of the external world to the thinking mind. That
is because for Kant, the objectivity of thought lies in the consideration that
thought moves in objectively valid forms. The essence of empirical reality, the
thing in itself, is not a possible object of comprehension at all."16 Irrationality,
obscurity, and the secret of existence are henceforward sought after in a constant
vacillation between subjective thought and empirical reality. The whole confusion
dates from this depreciation, both human and material, of an ancient theological
problem. Fichte attempts to dispel the conflict with an absolute ego; Romanticism
wants to fix the same problem through the conscious and contrived heteronomy
of the genius.17 "The highest and most certain reality of traditional metaphysics,"
writes Schmitt, "the transcendent God, was eliminated. More important than the
controversy of the philosophers was the question of who assumed his functions as
the highest and most certain reality, and thus as the ultimate point of legitimation
in historical reality."18 Two new worldly realities appear and impose a new ontol
ogy. Entirely irrational if considered through the lens of eighteenth-century logic,
but objective and evident in their supra-individual importance, they govern
mankind's thought in realitate like two new demiurges. One is community, the rev
olutionary demiurge manifested in the various forms of the people, society,
humanity; its omnipotence is proclaimed by Rousseau's Contrat social. The other,
conservative demiurge is history. Romanticism tries to ascribe an irrational mean
ing to both demiurges.
Romanticism entered the scene with limitless promises of a new creation,
with tremendous possibilities that it aimed to oppose to the potency of those two
new realities. The Romantic seeks to maintain the role of a world-producing ego;
nonetheless he becomes entrapped in the contradictions that arise from the pres
ence of two realities independent of his will, and superior to his subjectivity. He
starts to stake the non-objectified potentiality as the higher category; he tries to
thwart all rational argumentation. In a flight from antitheses, he tirelessly creates a
new alibi. In the attempt to redeem the irrationality of the person and the irra
15. Schmitt, Political Romanticism, p. 160.

16. Ibid., p. 52. The preceding two sentences are also taken, nearly unaltered, from Schmitt's text.
17. Johann Gottlieb Fichte (1762-1814), German Idealist philosopher who founded the beginnings
of his Wissenschaftslehre, or "Doctrine of Science," on the self-positing of an absolute ego [absolutes Ich].
72 OCTOBER
tionality of the age, he lapses into a sentimental pointillism of the mome

just as soon, into the illusions of a fantasized primitivity. Sometimes the m
the numinous is the simple peasant, sometimes it is the "undetermined c
the paradisiacal idyll of nature. But only in the Church, after renounci
jectivity, does the Romantic find what he was looking for: "a vast,
community, a world-historical tradition, and the personal God of traditi
physics."19 But with this, one ceases to be Romantic.
The Romantic's attempt to explode the rational mechanism of
failed on two counts: first because Romanticism declined to take a decisive stand
in the battle of ideas, and then because it imagined it could claim the role of
world-creator even against reality. The final judgment reads: there is no arguing
away the fact "that the person who argues employs a rational, and not an irra
tional, faculty. Intellectual intuition, a genial flight of fancy, or any other
intuitive process might also be mentioned by means of which special insights not
accessible to the mere understanding (in Schlegel's terminology: to mere rea
son) were to be obtained. But as long as there were pretensions to a
philosophical system, the contradiction within the system could not be over
come. As long as, in the manner of Romanticism, fragments and aphorisms were
to mediate the results of intuitive activity, however, this amounted to nothing
more than an appeal to the same activity on the part of like-minded souls; in
other words, an appeal to the romantic community. The goal of all philosophical
endeavor—to reach the irrational philosophically—was not attained. In a special
form, the new reality, society, had prevailed over the Romantics and had forced
them to appeal to it."20
I should now like to show the link to Schmitt's Political Theology of 1922. The
two books relate to one another roughly as the Critique of Pure Reason relates to the
Critique of Practical Reason, and not just because their titles are congruent with one
another. When it comes down to it, the entire investigation of Political Romanticism
was undertaken in order to protect the great political theologians Burke, Bonald,
and de Maistre from any superficial confusion with adaptateurs and pseudo-politi
cians like Adam Müller and Friedrich Schlegel. In the fourth chapter of his
Political Theology, Schmitt expressly follows up on the outcomes of his Romanticism
book, with a complementary investigation into the systems of Bonald, de Maistre,
and Donoso Cortés. The former two were already much discussed in Politica
Romanticism, which worked to demonstrate the repudiation of Romanticism in
their particular attitude to the problem of reality. The experiments of
Romanticism, by contrast, illustrated precisely what should be avoided if one wants

20. Ibid., p. 67; translation modified.
to save and represent the irrational, freedom, and the numinous. The Church
appeared as the sole solution to these Romantic efforts. Political Theology is thus the
consequence of the path suggested by the Romantics themselves. The juridical
definitions of this book, to which I shall return, serve to resolve the conflict whose
contradictions led to Romanticism's collapse. The Catholic theologians of state
(whose achievement will be discussed presently) relate to the political Romantics
as the practical example of an actualization does to a theoretical experiment that
fails in spite of everything.
Those are the thematic points of comparison. What dialectically unites both
of these writings is the following: in Schmitt's analysis of Romantic concepts of
reality, there arose the capital importance of the concept of decision. The
Romantic is someone who in the realm of facts prefers not to decide, who even
fabricates a philosophy of the irrational out of indecision. Conversely, the Catholic
theologians of state de Maistre, Bonald, and Donoso Cortés, "who are called
Romantics in Germany because they were conservative or reactionary and ideal
ized the conditions of the Middle Ages," base their systems directly on the concept
of the decision, and, who knows, perhaps the decision contains the whole problem
of form in general. 21 One original idea is specific to the German Romantics: the
eternal conversation. By contrast, wherever the Catholic philosophy of the nine
teenth century expressed itself in intellectual activity, "it expressed the idea in one
form or another that there was now a great alternative that no longer allowed of
synthesis. Everyone formulated a big either/or, the rigor of which sounded more
like dictatorship than everlasting conversation."22
Bonald, the founder of traditionalism, was far removed from the idea of an
everlasting evolution that progresses of its own accord. His faith in tradition never
yields to anything like Schelling's philosophy of nature, Adam Müller's mixture of
opposites, or Hegel's belief in history. For him, humanity is a herd of blind men
led by a blind man, groping his way forward with a cane; tradition offers the only
possibility of finding that content that the faith of men is capable of accepting
metaphysically. The antitheses and distinctions that earned him the name of a
Scholastic contain moral disjunctions—and not polarities in the sense of
Schelling's philosophy of nature, which reveal "points of indifference," or merely
dialectical negations of the historical process. He feels himself constandy between
two abysses, between being and nothingness. But these are contrasts between good
and evil, God and the devil, between which (according to Schmitt) "an either-or
exists in the sense of a life and death struggle."23 For de Maistre, the Church's
value lies in its final decision without appeal. The words "'infallibility'" and '"sover
21. Carl Schmitt, Political Theology: Four Chapters on the Concept of Sovereignty, trans. George Schwab
(Cambridge, MA: MIT Press, 1985), p. 53.
22. Ibid., pp. 53-54. Ball omits the middle sentence of the passage: "No medium exists, said
Cardinal Newman, between catholicity and atheism."
23. Ibid., p. 55. Quotation marks notwithstanding, the entire passage from the beginning of the
paragraph is a selective, but nearly identical, paraphrase of Schmitt's text, pp. 54-55.
74 OCTOBER
eignty'" are for him "parfaitement synonymes" [perfectly synonymous]. He d

authority as such to be good once it exists; the important point is that t
higher authority overlooking the decision.24 With Cortés the typical pict
bloody decisive battle that has flared up today between Catholicism and
socialism. According to Cortés, it is characteristic of bourgeois liberalis
make a decision in this battle but instead to begin a discussion. He strai
wardly defined the bourgeoisie (Schmitt: Romanticism) as a "discussing cl
clasa discutidora. "It has thus been sentenced," adds the interpreter, and
becomes clear why Schmitt made it his business in Political Romanticism
gate the liberal-Romantic philosophy.25
Does there exist a reality at all without decision? Can one understan
ity by any means other than analysis and judgment? In the pl
objectification, the Romantic substituted narcissistic self-reflection. Ne
mos, faith, people, nor history interested him in their own right. The
Romantic object, and culture, conviction, religion itself as Romantic ob
corresponds to the Romantic-liberal view of things. All the same, even
dissolute Romantic cannot forego decision. Faced with choices, he m
decide for himself. He decides in favor of the "higher third," a synthesi
ognizes both sides of an opposition and, with a fictitious superiority, le
to a compromise. It is this abominable method, popularized by Hege
promising between good and evil, yes and no, that has become the root
the evils of the nineteenth century, a method which Ernest Hello wrote
his prodigious book Philosophy and Atheism: "If affirmation and negat
effectively identical, all doctrines become equivalent and indifferent. T
radical and immense error so fundamental to our century; this is the m
negation; this is that absolute doubt which is the very absence of ph
touted as the absolute philosophy."26
In the second section of chapter 2 of Political Romanticism, Schmitt trace
metaphysical provenance of this "synthetic" form of the decision, and th
at Romanticism's "occasionalistic structure." Descartes is the supreme in
this way of thinking. Proceeding from the argument that I exist because I thi
distinguished between internal and external, soul and body, res cogitan
extensa. This gave rise to the challenge of reconciling the two, or of expl
interaction of soul and body. The occasionalistic solution adopted by the
of Géraud de Cordemoy, Geulincx, and Malebranche essentially entailed t
the higher third, represents the synthesis of the expressions of the soul
all of mundane, finite reality is nothing but an occasion for God's activity
24. The preceding passage is a condensed selection of excerpts from Schmitt, Political Th
55-56.
25. The discussion of Cortes is a patchwork of citations from ibid., p. 59.

26. In French in the original. Ernest Hello (1828-1885), French Catholic philosopher and critic; his
Philosophie et Athäsme was published in 1888. Schmitt also references Hello in Roman Catholicism and
Political Form, trans. G. L. Ulmen (Westport, CT: Greenwood Press, 1996), p. 33.
real efficacy and true cause.27 Now in Romanticism, God's place is supplanted by the
subjectivity of the genius, who in an analogous manner perceives the external world
as an occasion for his superior, synthesizing productivity. The opposition between the
sexes becomes suspended in the "total human being"; the opposition between indi
viduals in the higher organism, in the state or the people; the discord between states
in the higher organization, the Church.28 What counts as the true and higher reality
is that which has the power not to resolve oppositions, but to paralyze them. Thus
Adam Müller begins with a doctrine of oppositions that repudiates any absolute iden
tity, and proclaims as his final principle a kind of "antithetical synthesis" which is
nothing but opposition. Schlegel ranks Malebranche above even Descartes; Müller
follows suit; and Novalis constanüy cites occasionalism in his fragments.29 The goal
was to overcome the dead, mechanical rationalism of the eighteenth century. But the
political and cultural danger of this philosophy set in when, instead of siding with a
party, they abandoned the very opposition between legitimism and liberalism and left
its resolution to God alone. As the essence of things is ever being sought in a different
sphere from the one to which it belongs, speculation becomes a continuous pole
vaulting from one domain to the next. The worst is that the Romantic lays claim to an
identity with the Creator that he cannot sustain. A fatal aversion to all personal activ
ity leads to a theology in which God's own personality is annulled and to a politics in
which conviction is indifference.
The artificial irrationalism of Romanticism stands in contradiction to reality;

but according to Schmitt's clear-cut doctrine, reality is identical with the decision.
How then does the decision—reality—relate, not to feigned irrationality, but to
true irrationality? How does jurisprudence relate to the supreme authority? By
pronouncing the two new realities (community and history) to be demiurges,
Schmitt condemns them as blind, irrational creators, as demonic values. Their
rule (if this word is understood in its Gnostic sense) rests on a conjunction of
suprasensible and material powers, on a shadowy deception whose effects must
inexorably lead, and have led, to catastrophes.30 In his inquiry into the irrational,
27. Géraud de Cordemoy (1626-1684), Arnold Geulincx (1624—1669), and Nicolas Malebranche
(1638-1715), rationalist philosophers in the Cartesian tradition, all of whom argued for occasionalism.
See Schmitt, Political Romanticism, p. 86.
28. Paraphrase of ibid., p. 88.
29. Novalis, pseudonym of Georg Friedrich Philipp von Hardenberg (1772-1801), German
Romantic poet and philosopher.
30. According to Hans Jonas, the Gnostic demiurges, named Archons, "collectively rule over the world,
and each individually in his sphere is a warder of the cosmic prison.... As guardian of his sphere, each
Archon bars the passage of the souls that seek to ascend after death, in order to prevent their escape from
the world and their return to God. The Archons are also the creators of the world, except where this role is
reserved for their leader, who then has the name of demiurge (the world-artificer in Plato's Timaeiis) and is
often painted with the distorted features of the Old Testament God." Hans Jonas, The Gnostic Religion
(Boston: Beacon Press, 1963), pp. 43-44.
76 OCTOBER
Schmitt too follows the development of community and history, but for him
serve only as a substrate of the decision. Far from believing in the rationality of
material processes of history, or likewise in an immanent evolution to
increasingly superior forms, Schmitt has little regard for the Hegelian world
or for the Marxist laws of economy. In such doctrines of history and societ
sees nothing but heresies, which for their part never cease to remain the ob
an evolutionary-historical consideration. Man understood as an "instrument
son that develops in a dialectical process" is not Schmitt's concern. He i
metaphysical freedom, which is identical with metaphysical reality.
In his book Dictatorship (1921), which develops the political concept of r
he is so little convinced of the notion that reason develops continually out o
course of history that he discusses the French Revolution before the E
Revolution, and pouvoir constituant [constituent power] prior to Cromwell's
torship.31 And more decisively still: Cromwell's dictatorship, which can har
fathomed using the categories of reason, appears to him to be the prop
superior reason in spite of all rationalistic systems. The idea that facts depe
the will of God finds scant purchase in this system. Instead, what it teaches
to be a spontaneous emergence of the divine into the chaos of history, the
cal miracle, one might say, the transgression of the laws of nature by the sovere
person. This results in the opposition of ratio to the irrational, which dom
Schmitt's work in the most diverse forms.
VIII.
In the era of Neoplatonism, this antithesis entered for the first time into the
seminal debate that split the position of the Church from that of antiquity on cru
cial points. For Proclus and Dionysius Areopagita, reason and unreason are nearly
identical with the opposition of good and evil, god and demon, creator and demi
urge.32 Superior reason is whatever is good; evil is what opposes reason: what is
spiritless, inordinate, and mired in matter; an attitude without distance from one's
own time. But the concept of malum in that eschatologically oriented age was in no
way evaluated as damning or moralistic. "Evil" is only an inferior state of nature, a
31. Die Diktatur: Von den Anfängen des modernen Souveränitätsgedankens bis zum proletarischen
Klassenkampf (Munich: Duncker & Humblot, 1921).
32. Proclus (412-485), Hellenistic philosopher whose work represents the pinnacle of
Neoplatonic thought in late antiquity. Dionysius Areopagita (also known as Pseudo-Dionysius or
Pseudo-Denys), sixth-century mystical theologian and Neoplatonic philosopher. His pseudepigraphal
writings attained great influence in the Middle Ages and count among the foundational texts of
Christian mysticism. Until the Renaissance, they were believed to have been written by the epony
mous judge of the Areopagus, whose conversion by the apostle Paul is described in Acts 17:34. Ball
devoted the central chapter of his Byzantine Christianity (1923) to Dionysius, arguing that his works
on celestial and ecclesiastical hierarchies reconciled individual mystical experience with a political
form of institutional organization.
Carl Schmitt 's Political Theology 77
defect; a lack of insight, force, or impetus; it is a confusion of the will, a susceptibil

ity to the influence of the physical passions. Thus the opposition of ratio and the
irrational in the ancient era is also the opposition of rest and movement, of dura
tion and time, of immortality and death, of absolute and contingent. It is in this
form that the antithesis is transmitted from Dionysius to Thomas Aquinas and
Albertus Magnus. Yet already by the time of the pre-Scholastics, the moralizing
interpretation of the concept of evil seems to have prevailed in practice if not in
theory. (Influence of the Augustinian tradition.)33 Whereas in the Oriental [i.e.,
Byzantine—7V. ] conception one was evil if one believed in death rather than
believing in Christ, from the newer standpoint one is evil if one shirks the dictates
of a rationalism that had for some time already ceased to be ecclesiastical.
The classical philosophers of the state, from Machiavelli to Hobbes up to de
Maistre and Cortés, continue to see through the eyes of Thomas Aquinas, viewing
the unrepresented people as an irrational entity that must be commanded by ratio
and guided by it. But even so, these thinkers made claims for the antithesis at a
time when the ratio of sovereigns and constitutions had long been led by the pri
vate interests of the ruling houses and classes. This bears emphasis for two reasons.
First, because it is demonstrable that the moralistic vulgarization of the concept of
malum is accompanied by a corresponding decline in the grandeur of the dictator
ship of reason [ Vernunftdiktatur] and of ratio itself; and second, because for
Schmitt, following Cortés, this antithesis acquires a dogmatic severity that, in a
political context, is not exactly scrupulous. The conviction that man is by nature
vile, fallen, bestial rabble (rather than frail, ignorant, weak, and in need of eman
cipation)—this is the position of the Renaissance artists of statecraft and of the
absolutism that succeeds it. It justifies their estimation of the unorganized mass of
men as a malignant material to be domineered, against which all means are autho
rized.34 In turn, the domestic opposition responds with a rancorous campaign
against the putative dictatorship of rationalistic chiefs of state and constitutions,
and credits the people vice versa with an instinctive goodness, reason, order, and
ultimately the right to self-dictatorship.
Schmitt's position is the Latin one. Still more decisively than Bonald and de
Maistre, he separates the "irrational" elements (nation and history) from reason.
He even turns against the quasi-rationalistic state, the enlightened legalism that,
because of its defection from theological authority, Schmitt defines as the state of
exception. On just one point does he hold a bias: For him the moralistic theses on
the nature of man (whether he is evil by nature or good by nature) become, in all
their questionable extremity, the criterion of every doctrine of state he encoun
ters. If Mably, Rousseau, and anarchists from Babeuf to Kropotkin hold that man,
33. In contradistinction to the Neoplatonic understanding of evil as an outcome of material nature,

Augustine's definition of evil as "privation of good" helped to transform it into a moral category.
34. As Schmitt notes, the postlapsarian anthropology propounded by Cortés was far more extreme
than the position of the Church itself; see Political TheoUigy, p. 57.
78 OCTOBER
the people, the proletariat, and even the Lumpenproletariat is naturally

indeed, for the very salvation of the world—and if they are therefore irratio
then all rational minds, above all the Catholic philosophers of the state
with growing vehemence that man is blind, confused, depraved, and des
Towards the end of Political Theology, where Schmitt develops the count
tionary ideas of Donoso Cortés, the opposition of axioms is flagrantly illu
the antagonism between Cortés and Proudhon. The opposition
Satanism on its flag; with the thesis that "man is good," they fight for t
tion of ideology. The ideologists, and especially Cortés, fight for metap
under the banner of God, with the axiom that "man is worse than a repti
The doctrine of man's depravity can hardly be surpassed in the apo
form expressed by Cortés. His contempt for man knew no limits: man's
son, his weak will, and the ridiculous vitality of his carnal longings ap
him so pitiable that all words in every human language do not suffice
the complete lowness of this creature.36 Schmitt emphasizes (and th
equally pro domo) that Cortés wants to be understood here not dogmatiko
thetikos, as a consequence of his opposition to the era.37 Still, he conce
legal despotism is what initially gives rise to the opposition's embitterme
makes reference to the conciliatory position of the Council of Trent, wh
accord with an emancipatory, rather than oppressive, politics.38 But w
author in his later writings treats the position that man is naturally g
"anarchist doctrine," this shortcut sacrifices an element of the more clem
to formal stringency. He can henceforth also identify the anarchic and
Dostoyevsky's natural saints take on the scent of dynamite, and Sorel's pr
irrational reform appears laughable in comparison with the ratio of the C
The dispute with Sorel (in Roman Catholicism and Political Form) takes up
erable space, given Schmitt's characteristic concision.39 Georges Sorel sou
the crisis of Catholic thought in a new alliance of the Church with "irrationa
35. Gabriel Bonnot Abbé de Mably (1709-1785), French philosopher and political write
cated the elimination of private property and the equality of men. François-Noël Babeuf
French journalist and radical agitator for proto-communistic ideals; he was executed for
role in the extremist Conspiracy of the Equals during the French Revolution. Prince Pyotr
Kropotkin (1842-1921), influential Russian anarcho-communist and theorist of mutual aid.
36. This sentence is a direct citation from Schmitt, Political Theology, p. 58.
37. Ibid., p. 57: "When [Cortés] spoke of the natural evil of man, he polemicized agai
anarchism and its axiom of the good man; he meant agonikos [arguing in pursuit of a polit
not dogmatikos [explicating a dogmatic position]The change from agonikos to antithetikos is
the new spirit of resistance it implies.
38. Schmitt writes that "the dogma of Original Sin promulgated by the Council of Tren
not absolute worthlessness but only distortion, opacity, or injury and leaves open the possibil
natural good." Ibid., p. 57.
39. Georges Sorel (1847-1922), French revolutionary syndicalist and "irrationalist" philoso
exercised an ideological influence over both communist and fascist movements. His writ
the importance of myth in politics and defended the use of violence as a means to revolution
40. This sentence is a direct quotation from Schmitt, Roman Catholicism, p. 12.
Here again the people are deemed "irrational," and specifically the people of the syn
dicates, the rebellious proletariat to whom Sorel ascribes a farce créatrice [creative
force]. For Schmitt and Cortés, it would be just as well to propose that the Church
sign a pact with the devil himself. Schmitt's statements on this point are most illumi
nating. He concedes that in the nineteenth century, the Church was reinvigorated by
every conceivable form of opposition to the Enlightenment and to rationalism. He
mentions the converts from various traditionalist, mystical, and Romantic tendencies,
and also a certain internal discontentedness within the Church concerning tradi
tional apologetics, which many find to be merely spurious argumentation. He cannot,
however, accord a fundamental importance to the irrational opposition, since the
representatives of this movement proceed from scientific rationalism and fail to see
that at the root of Catholic argumentation there lies a special way of thinking, the
burden of proof for which is a specific juridical logic and whose focus of interest is
the normative guidance of social life.41 Irrationalism may combat the abstract state
and the mechanical conception of the world—it may combat the "mathematical
mythology"—but it does not affect the ratio of the Church.
In fact, the irrational can mean two things: the non-rational and the supra
rational. In the state, the opposition of ratio to the irrational always relates to the
ordering of the unpredictable material out of which the state is made
[Staatsmateriel\, which must be handled with great care. It relates to the masses of
people abandoned to their own intuitions, which are predominantly spontaneous
impulses of the will, most often material in their origins and in their aims. In theol
ogy, this opposition points to the relation of the legal and the institutional to the
inspirations of a superior, creative, spiritual order; it denotes their relation to the
numinous, holy, and miraculous, to revelation. The Gnostic and Neoplatonic sys
tems acknowledge various degrees of mediation, which bind the supra-rational first
cause [ Urgrund] to rational categories, to the stages of the hierarchy. For Dionysius
Areopagita, God is the primal sun that draws all levels of being, even the most mater
ial, into its orbit so as to penetrate them. He does this not out of duty or logic, but
lovingly and irrationally. The angels who proclaim the "law" of this penetration, who
thus give the ratio of the commandments, stand in a deductive relationship to this
first cause, at a distance from it. Furthermore, in this philosophico-theological sys
tem which had an immeasurable influence on Scholasticism and medieval thinking
in general, the heavenly kingdom is founded in ecstacy, meaning the supra-rational,
the irrational. The world of inspiration and revelation, the canonic and sacramental
world, the very Church itself, precisely in its hierarchical constitution, represents a
supernatural and supra-rational organism. Only through interpretation does this
world become rational, that is, clear in its relation to its temporal, material state,
41. This passage paraphrases Schmitt, Roman Catholicism, p. 12.
80 OCTOBER
which is devoid of reason. The sacrificium intellectus [sacrifice of the intellect] t

Church demands for its dogmas, miracles, and sacraments marks the point wher
all times, there appears postulated the inferiority of the powers of reason in the
of the incomprehensible.
This having been said, I see with Schmitt the rationality of the Church
relationship to the "state," and I would characterize Schmitt himself as a rat
in questions of the state. In theological questions, however, he is an irrati
Without anticipating what is to follow, I can add that Schmitt gets the ra
force with which he analyzes and apprehends the pseudo-rationalistic stat
cisely from the irrational majesty of the grandeur of the Church, and fr
juridical norms. But one could easily find a contradiction in Schmitt's wri
inasmuch as the system's theological form is not present from the outset; i
not arise from a firmly anchored faith but ensues from its consequences.
faith and theology are gained in his work by deductive coups and swift adv
they are nevertheless only attained in the course of his work's creation. His
writings appear to have originated, or at least to have been conceived, outsi
Church; the unique heuristic style discernible in his sociological method poi
this. His far-reaching contempt for traditional legality is likewise "irrationa
origin, but this is the irrationality of the organic and of genius. Hence th
culty of envisioning it as a system, a difficulty that vanishes only with his two
works, Political Theology and Roman Catholicism and Political Form.
Of Schmitt's writings, Dictatorship (1921) is the one that leads its auth
recognize his problem and to freedom. In his attempts here to grasp the jur
forms of the reformatio, Schmitt makes discoveries that will be decisive for
lowing works as well as his theology. Since Machiavelli, the pseudo-rational s
nature [Naturstaat] appears as a revolt against the plein pouvoir [absolute pow
the religious sovereign, as a state of exception. In a diagnosis (given refere
the notes) of the concept of law from Thomas Aquinas to Montesquieu and
one continually discovers, in the most diverse constitutions and doctrines
state, the word "dictatorship." According to Thomas Aquinas, law is a dictam
ticae rationis [a dictate of practical reason] ,42 For Locke, what occurs in the
what "calm reason and conscience dictate."43 The Massachusetts Declaration
Rights of Man (1780) presents in Article 2 the concept of the "dictates of h
conscience." New Hampshire affirms the unalienable right to worsh
"according to the dictates of his own conscience and reason," and even
speaks of the "dictamen rationis " [dictate of reason]. For the entire absolut
Jacobin periods, to rule meant to establish or maintain a "dictatorship of re
over the incondita et confusa turba [the disordered and confused multitude
characteristic of the dictator himself that, whether he takes power as comm
or by his own authority, he is always issued (either by a foreign sovereignty
42. Schmitt, Die Diktatur, p. 10, note 2.

43. This and the following two citations are in English in the original.
his own) the mandate to reform, to reestablish the conditions of law after the
chaos into which the state had fallen.
One cannot mistake a certain confusion in this most extensive of Schmitt's
works, and it is interesting enough to find out why. It is supposed to determine the
juridical forms of the reformatio, but the problem arises that the reformatio presup
poses an absolute sovereign, the Pope as principal [Auftraggeber]; hence what is
commonly called reform can by no means be vindicated as a revolt against the reli
gious sovereign. An opposition is introduced between commissarial and sovereign
dictatorship, but it is untenable in the form that Schmitt presents. It just permits
one to recognize the point where the author turns from the naturally irrational to
the theologically irrational. The papally appointed dictator of the Middle Ages is
an executive commissary [Aktionskommissar]. He suspends existing rights in order
to restore the broken condition of the law and the state. Insofar as restoration and
reformatio have proceeded since the Middle Ages from a constituted organ—be it
Pope or prince—one could call the commissariat a rational dictatorship. But an
irrational dictatorship would result if according to Schmitt's definition "even some
one who has no constituted post but is only a deo excitatus [called by God] eliminates
the established order," such that one is confronted with a disintegration of all social
forms for the sake of their restoration at a higher level.44 One need only ask oneself
in what sense, political or theological, this dictatorship is irrational; or, in a word,
whether and to what degree anything like an irrational politics can exist.
The homo a deo excitatus to whom Schmitt refers is a figure familiar from the
writings of the Protestant monarchomachs; all the same, Schmitt only cites by
name one example of this kind of individual sovereignty at the center of the new
nature of state: Cromwell.45 "The Puritan Revolution was the most conspicuous
example of a rupture in the continuity of the existing order of state."46 But was
Cromwell a sovereign dictator, fully born out of freedom, or was he rather a
usurper who knew that when he invoked God his soldiers would support him?
Now, for the characteristics of sovereignty that Schmitt enumerates in Political Theology
(1922): "Sovereign is he who decides on the state of exception."47 The state of excep
tion consists in "the suspension of the entire existing order."48 In its absolute form,
the exceptional case occurs "when a situation in which legal prescriptions can be valid
must first be brought about."49 Also important is the proposition that sovereignty is
"not a monopoly of constraint or domination, but a monopoly of decision."50 These
are its rational characteristics. When it comes to its irrational foundations, however,
44. See Schmitt, Die Diktatur, chap. 4.

45. The monarchomachs ("those who fight against the monarch") were French Protestant theorists
of the late 16th century who challenged absolutism and religious persecution.
46. Schmitt, Die Diktatur, p. 131.
47. Schmitt, Political Theology, p. 5.
48. Ibid., p. 12.
49. Ibid., p. 13.
50. Paraphrase of ibid.
82 OCTOBER
Schmitt makes clear that he is interested solely in the exception, in the extre
since in the exception "the power of real life breaks through the crust o
nism that has become torpid by repetition."51 To paraphrase, one could say th
are situations in history where life is so fatally tied and gagged that no legal
any longer seems possible. The stream of life then flows back in all its pr
the source and imposes its right [Recht] according to higher laws. Life attains
according to a superior mode and means, an eternal principle that provide
even in threatening times and against all of the approbations of state and law.
given historical situation for the emergence of the saint, or, to stay in the do
the political, of the homo a deo excitatus. A miracle must take place, and the m
again be believed.
But how do miracles and politics relate to one another? Are there p
saints, homines a deo excitati, who direct mercantile and martial campaigns? C
irrational govern the politics of a state by direct intervention? Is a sover
torship at all possible inside the state? Cromwell is without doubt a usurpe
only for his vociferous opposition to the Church. To be sure, he acte
tional motives; he saw the source of his authority in God, and did not pre
sovereignty on the people, as did the radical democracies of his time. He
doubt about the fact that, before God, any terrestrial authority becom
relative or fades away. But physical power supported him as he spoke, an
miraculous. He was favored by fortuitous commercial contracts, not divi
and inspirations. Enfin, he is a heretic. Never will he become canonical; h
sovereign. By consequence, it must be said that in this book Schmitt still
in a sovereignty outside of the Church. But as a Roman Catholic one mus
to the principle that nothing within the domain of politics can be found
irrational except a commissarial dictatorship, in which an instrument,
command of an irrational power, establishes the higher intentions manda
effect by rational means. The homo a deo excitatus, or the saint in the Pu
German conception of the Reformation, is a rebel who believes not in t
of peace but in the god of war, and who exploits the wealth of the nati
firm his political mission. So long as a universal faith does not prevail,
and the affairs of the state exclude each other. The irrational can never come into
direct relation with the state. That is the sense of the Church qua institution, and
also of commissarial dictatorship. The sovereign dictator can only be legitimated
within the Church.
X.
Any effort to apply the antithesis analogously to the relation between com
missarial and sovereign dictatorship was doomed to fail so long as Schmitt
believed (as in Dictatorship) in the supra-rational, ecstatic power of an individual
enemy of the Church, and in an individually founded sovereignty. In
Dictatorship, Schmitt still succumbs to the views and interests of material irra
tionalists à la Sorel, against whom he will later crusade with such vehemence.
Certain anti-mechanistic instincts betray themselves here, reflecting his modern
point of departure. But this does not impact the fact that the concrete opposi
tion of commissarial and sovereign consists, if anything, only in the relationship
of the papal executive commissary to his principal. By the same token, Schmitt
can define surprising new characteristics of sovereignty but is incapable of
demonstrating plausibly how the emergence of a homo a deo excitatus detached
from the Church—or even, as in the case of Cromwell, in the most intense con
tradictions with it—should be possible without leading in praxi to a confusion of
all legal and moral concepts.
Now, in Political Theology, which appears one year later, he resumes the
analysis of the concept of sovereignty, and this work (as the title already
announces) transposes the concept of sovereignty exclusively into the domain
of theology. That sovereignty is not "a monopoly of constraint or domination,
but a monopoly of decision" guarantees this turn and rules out any further mis
understandings. The aforementioned authority to suspend the law now appears
as one of the characteristics of sovereignty. This authority can only be due in
essence to a spiritual power that is superior to politics, that exerts a law superior
to political law. When Schmitt refers to Bodin's Vraies remarques de souveraineté
(chap. 10 of book 1 of the République) and describes it as Bodin's achievement
and success to have introduced decision into the concept of sovereignty, one
recalls that Bodin was really only familiar with a commissarial dictatorship
(which presupposes the principal's sovereignty) and not with a sovereign dicta
torship.52 At the time only the Pope exercised a sovereign dictatorship, which
was delegated to him by the councils and which he still exercises de facto to this
day. One can debate (and it has long been debated) whether this dictatorship is
52. "In defining a dictatorship, Schmitt's starting point was Bodin's distinction between sovereignty
and dictatorship. 'Sovereignty,' according to Bodin, 'is the absolute and perpetual power of a republic
which the Latins call maiestatem... ' and which is exercised either by the people or the prince. The dic
tator, on the other hand, is 'neither prince, nor sovereign magistrate ...,' but one who holds a commis
sion from the sovereign to accomplish certain tasks, such as 'to wage war,' 'reform the state,' and simi
lar assignments. The dictator's powers are neither absolute nor perpetual." George Schwab, The
Challenge of Carl Schmitt (Berlin: Duncker & Humblot, 1970), p. 30.
84 OCTOBER
justly founded, and in what sense. That is the problem of the churches
for union.
In Dictatorship, Schmitt's own personalism became a danger to him, much

as the concept of the "legitimate usurper" became dangerous to de Maistre. But
the conceptual tour de force of this book [i.e., Political Theology], its comprehen
sive scientific accomplishment, seems to reveal things to him in a new and
humbler light. He now connects the problem of sovereignty to the form of law
[Rechtsform] in general, and rules out any individual solution of the kind the
book on dictatorship held possible. That would only be the case if the individual
coincided with the supreme ideological authority, which cannot be maintained
for Cromwell, Münzer, Mazzini, or other individual attempts to establish a dicta
torship outside the Church.53
The concept of personality in Schmitt's oeuvre takes on a greater impor
tance with each new work. I have already pointed out the degree to which the
scientific problem and the personal problem are linked for this ideologist. Who
seeks to give longevity to his own person must be mindful of the identity of his
expressions. The dignity and value of the person cannot be maintained other
wise. If this conviction coincides with a propensity for the absolute and the
definitive, then one encounters the religious personality that aspires to an "eter
nal life," to immortality, to a sublime existence beyond death and chance. I
called this attitude eschatological, Catholic, and I would like to refer anyone
looking to know more to a little-known book by the Spaniard Miguel de
Unamuno.54 The relation of the person to reality and to the beyond, or, follow
ing Schmitt, to the state and to form of law, practically makes up the substance
of Political Theology. A dictatorship is unthinkable without a determining person
ality, and equally unthinkable without a representation of dignity and value. Just
as there is no form, or indeed any reality, without decision, so no decision is pos
sible without a person who decides. According to Schmitt, the personality
cannot be thought apart from the absolute juristic form: "In the proper meaning
of the subject lies the problem of the juristic form."55
In chapter 2 of Political Theology, the author enters into a disputation with
recent German philosophy of law concerning the problem of form. A vigorous per
sonalism spells out the distance separating Schmitt's system from the system of the
53. Thomas Münzer (1489-1525), protosocialistic Protestant theologian and leader of revolution
ary uprisings during the Peasants' War. Giuseppe Mazzini (1805-1872), Italian publicist, politician, and
revolutionary patriot, instrumenta! in the national unification of Italy.
54. Miguel de Unamuno, "L'essence du catholicisme," chap. 4 in Le sentiment tragique de la vie (Paris,
1917). [Note in the original.]
present, whose impersonal and anonymous physiognomy excludes almost any

independent consciousness. Kelsen's teaching, whereby the state is itself the legal
order, can as little agree with Schmitt's theological insight as Krabbe's, in which
the abstract state is itself the sovereign. "The legal interest is not the highest inter
est"; that of the metaphysical person is for him superior.56 Erich Kaufmann's
Critique of the Neo-Kantian Philosophy of Law (and of its sterile abstractions) appears
to be "the sole expression of a new, spiritual intensity."57 Instead of epistemologi
cal shadow-boxing, Kaufmann delivers a philosophy of history. He follows the
given facts rather than letting abstractions gain the upper hand. He puts the state,
and not the law, at the center of his critical reflections. Neo-Kantianism, impris
oned by its own conceptual patchworks, cannot hold back life's assaults.
Kaufmann cautions against the temptation to violate the last remnants of irra
tionality that have escaped rational formulation; yet here again "'irrational'"
signifies the forces of life in general, and not the reasons [ Gründe] of ratio. Thus
Kaufmann's critique also concludes with the problem of the supreme form, with
out it becoming clear what this form finally consists of.
Schmitt has the advantage over his predecessors of his Catholic education
and his passionately ideological temperament. He makes a powerful repudiation
of the objective and impersonal abstract conception of form (Kelsen, Krabbe,
Preuss), which places an anonymous, formalistic authority at the beginning of
things.58 Law is present where decisions are made; where there is a decision with
out appeal, there is the sovereign; and where the sovereign's decisions transpire,
there is the state of exception. These are clear and extremely vivid definitions,
which, with the author's stylistic quality, have not only a juristic significance but a
universal one. If the philosopher's special task is to create tensions within the
intellectual economy \Denkwirtschaft] of his time, then what Schmitt calls up here
is a crisis in the concepts of sovereignty, one which must not be underestimated:
for "all tendencies of modern constitutional development point toward eliminat
ing the sovereign in this (theological and ideological) sense."59
56. A paraphrase of Schmitt, Political Theolog), p. 24.

57. Carl Schmitt, Politische Theologie (Berlin: Duncker Sc Humblot, 1922), p. 27; the English trans
lation omits this passage. Erich Kaufmann (1880-1972), leading Weimar-era jurist whose work com
bated then-dominant trends toward legal positivism. His Kritik der neukantischen Rechtsphilosophie
appeared in 1921.
58. Hans Kelsen (1881-1973), jurist and legal philosopher who advanced a positivistic theory of "pure
law" based on impersonal norms; Kelsen was one of Schmitt's most sustained intellectual adversaries. Hugo
Krabbe (1857-1936), Dutch public lawyer. Hugo Preuss (1860-1925), German constitutional lawyer and
political theorist most renowned for having drafted the constitution of the Weimar Republic.
59. Schmitt, Political Theology, p. 7; the parenthetical insertion is Ball's.
86 OCTOBER
Still lacking, however, is the most essential element of legal form:

versally binding force. What qualifies Schmitt's doctrine of law as
theology is his idiosyncratic introduction and implementation of a mas
applied analogy between political and theological norms, between theolo
jurisprudence. His investigations into the history of ideas reveal the rem
fact that the constitutional [staatsrechtlichen] constructions of the legis
respond in each case to the metaphysical constructions of the philosoph
"law," this analogy, attains in Schmitt's hands the virtue of an infallib
wherever he is concerned with developing the sense of a political doctr
as much as of a superior metaphysical notion. Descartes and Leibn
already aware of the existence of such an analogy. Merito partitionis nos
ptas, said the latter, a theologia ad jurisprudentiam transtulimus, quia mira ut
facultatis similitude. ["We have deservedly transferred the model of ou
from theology to jurisprudence because the similarity of these two dis
astonishing."]60 With Schmitt, this analogy, which had hitherto only s
torical knowledge, leads finally to the definition of theology as the
form of jurisprudence, insofar as all of its concepts develop within the
proceed from it. "All significant concepts of the modern theory of sta
third chapter of Political Theology states, "are secularized theological con
only because of their historical development—in which they were trans
from theology to the theory of the state, whereby, for example, the om
God became the omnipotent lawgiver—but also because of their sys
structure, the recognition of which is necessary for a sociological consi
of these concepts."61
What is the "sociological consideration of legal concepts"? It is the e
to trace the historical forms of legal concepts back to their origin, and f
to draw conclusions concerning the absolute juridical form. It is the att
reach the absolute starting not from the abstract, but from historical ac
this end, a sociology of legal concepts calls for a "consistent and rad
ogy."62 Except that an ideology is employed concretely and seeks to mak
through historical material; it proceeds from historical configurations
festations. The philosopher who employs such a sociology owes his resu
"radical conceptualization, a consistent thinking that is pushed into met
and theology."63 The analogy in question is the instrument of such soci
60. G. W. Leibniz, Nova methodus docendi discendiquejuris (1667), sections 4 and 5; quoted
Political Theology, p. 37.
61. Ibid., p. 36.
62. Ibid., p. 42.
63. Ibid., p. 46.
observation, and indeed its most distinguished instrument. With this analogy, the
philosopher penetrates the systems that present themselves to him; he construes
and conceives them by way of this analogy. The question of the facts and structure
of a system always boils down to the question of what conscious or unconscious
theology rules over it. One has not understood a system, an epoch, until one has
discovered the god or the idol in which it places its faith and trust. The language
of God, theology, is the highest concept not only of jurisprudence but also of art,
politics, the person, even of number and time.
Beside the antithesis of ratio and irrational, the juridico-theological analogy is
the most important structural principle of Schmitt's writings. Upon closer inspec
tion, however, both of these principles turn out to be one and the same: for
theology relates to jurisprudence—as Leibniz's partitio nostra also shows—as the
irrational in its higher sense relates to ratio. In this context too, Schmitt follows up
on findings from his 1919 Political Romanticism. It was there that he first mentioned
and utilized the analogy. Dictatorship marked a wrong turn, or perhaps it was writ
ten prior to the book on Romanticism.64 In Dictatorship, the antithesis did not
agree with the analogy, leading to a confusion of basic concepts. The unity of
Schmitt's work rests on his explication of the relations of reason
[ Vernunftsbeziehungen] to the supra-rational, which is the principle that gives it
form [Formprinzip\. These same relations accurately reflect the relations of
jurisprudence to theology, and not (as in Dictatorship) the relations of jurispru
dence to the arbitrariness of an usurpation.
I would not want to neglect to cite briefly some examples of the analogy. In
Political Romanticism, Schmitt shows why the typical Romantic is incapable of
comprehending reality [ Wirklichkeit]. He is unable to do this because he sees the
highest conceptual reality [Realität], God, replaced by two pseudo-realities, com
munity and history, which he mistakes for real authorities. The Romantic, the
genius of his day whose task it would be to comprehend the age and give it form,
sees himself faced with the total impossibility of doing this task justice. He is con
demned to impotence, to endless discussion, to a floundering rhetoric. He seeks
his freedom in skeptical or ironic consent, in cheap sophisms. He is capable nei
ther of deciding nor of realizing the problem, since for him the highest concept,
the reality of God, is destroyed. But this is why Schmitt for his part can grasp
Romanticism so exceptionally, since its political situation leads him to its meta
physical and theological structure, wherein the conflicts of this movement open
onto a universal plurality.
Another example is taken from Dictatorship. The metaphysics of Descartes
taught that God has only a volonté générale [general will], and that His nature is
64. There is no evidence to support this chronology; it is likely a result of wishful thinking.
88 OCTOBER
alien to all particulars. The legislation of Rousseau stipulates analogously

individual must renounce all of his particular rights for the sake of th
générale (as the criterion of the state's omnipotence), which returns their
them under the form of the general law. Rousseau defines the concept of
lator itself in such a way that its activity corresponds approximatel
occasionalistic causes that appear in Malebranche's metaphysical series as
générales initiated by God. But from the laws of nature as elaborated by D
Malebranche, and Leibniz, there already ensue Holbach's "laws of e
development," to which the state is supposed to submit itself.65
In Schmitt's most recent work, Roman Catholicism and Political Form, one
the concluding proposition that a mechanistic age can only ever represe
supreme being beyond things as the general motor, as the operator and
of the cosmic machine.66 In the same work, one is also confronted with h
assessment of religion in modern European society as a religion of privat
and private property.
XII.
It is continually surprising how much the typically Thomist style of posing

questions lives on in Schmitt, or takes on new life. That medieval system, entirely
turned toward experience, defended the irrationality of dogmas by showing that
their supra-rationality need not be contrary to reason, or even unreasonable. It
used all strengths of the ancilla philosophia to define the ties linking the supra-ratio
nal and reason, theology and philosophy, holy and profane.67 In Roman Catholicism
and Political Form as well, the issue of ratio is at the center of the configuration, a
very artful configuration that is so successful that the scientific question flows, even
stylistically, into the theological secret. The very title introduces the oppositional
pairing of theology and politics noted above; only now the opposition has been
elevated to the sphere of the absolute, where theology gives rise to a "Roman
Catholicism" and politics to a "Political Form." To say it straightaway, this is also
the other opposition between irrational and rational, with the radical intensifica
tion that both parts of the antithesis are transferred into theology, insofar as the
rational power to give form [Formkraft] to politics is credited to "Roman
Catholicism." In other words, the Roman Church safeguards irrationality and is
65. Paul-Henri Thiry, Baron d'Holbach (1723-1789), French-German Enlightenment philosopher;

a radical materialist and atheist, he viewed the universe as being governed by mechanistic laws rather
than through divine intervention.
66. See Schmitt, Roman Catholicism, p. 13.
67. A typical Scholastic formula, ancilla philosophia theobgiae translates as "philosophy is the hand
maiden of theology."
able to make its imprint on rational forms of the material state, which it appre
hends and unifies according to norms.
Ratio, in Latin, means not only "reason" [Vernunft] but also "explanation,"
"measure," "law," and "method." Ratio is by and large the mode of comportment
of one thing or person to another, the explanation of the nature of a phenome
non; and the word moreover carries the general meaning of "arrangement"
[Einrichtung]. In the end, reason can only understand what announces itself to
it, and one could therefore say that the ratio of the Church is bound to revela
tion above and to the state below. Having said this, ratio by its nature
presupposes the concept of repraesentatio, which—to linger for a moment on this
grammatical pedantry—denotes making something present [Vergegenwärtigung]
through its figurative likeness, and which by nature embraces objects of a nonfig
urative, ideological, irrational order. Those are the basic concepts around which
the Latin Carl Schmitt arranges his work and which, true to his antithesis, he
employs in the relation of ratio to repraesentatio-. a Scholastic theme in concretely
modern garb.
That this sociology inevitably leads to Roman Catholicism is no surprise,
given the retrospective aims of this method. All concepts of legislative power and
metaphysics that have appeared in the course of European history over the last
centuries and that have gained influence over the formation of society trace
back to the medieval supremacy of the Roman Church—and demonstrate fur
thermore that this Church is, as Schmitt says, "the consummate agency of the
juridical spirit and the true heir of Roman jurisprudence."68 It has been its spe
cific vocation to determine the relationship of supra-rational intelligence to the
state, ever since Peter's successors assumed the office of bridge construction
from the ancient Roman pontifex maximus. Not that there was no Roman law out
side the Church, but, just as the Greek Areopagus was the most supreme
authority of both cult and law, so too was the ancient Roman pontifex maximus,
and so is the Christian pontiff.69
Ratio is the bridge that links the concrete God to the concrete people, and
not, as in the work of the so-called rationalists, the bridge from a skeptical and
abstract philosophy to a demonic reality. Ratio calls for faith in the reality of God;
it postulates a representation, a concretization [ Vergegenwärtigung] of this faith.
The rationalism of the Church resides, according to Schmitt, "in institutions," in a
"specific, formal superiority over the matter of human life."70 Catholic argumenta
tion is based on "a particular mode of thinking whose method of proof is a specific
68. Schmitt, Roman Catholicism and Political Form, p. 18.

69. The Areopagus was the highest legislative council and judicial court of ancient Athens.
70. Schmitt, Roman Catholicism and Political Form, p. 8.
90 OCTOBER
juridical logic and whose focus of interest is the normative guidance of

social life," and this formal characteristic of Roman Catholicism "is based
strict realization of the principle of representation."71 The Pope is
supreme prophet, but rather the deputy, the Vicar of Christ; he repre
absent, ecstatic, irrational person of Christ; he represents the community
(absent in ecstasy), the body of Christ, the Church. "In such distinction
prophet, but deputy), says Schmitt, "lie the rational creative power of the
In representation lies its will to take responsibility and public form—in o
to all religions for which conviction is a private affair.72
In Roman Catholicism, Schmitt locates the political, juridical form,
the ideological form sine qua non, and with this he guarantees all the hig
gories of European civilization. The formal relations have already be
clear; but the position that Schmitt attributes to the Roman Church, wit
to its content, is explained by its power of representation. "It represents
humana. It represents in every moment the historical connection to th
tion and crucifixion of Christ. It represents the person of Christ himself
of the attributes, one could add, that the Creed gives him, among which
cal attributes take a decisive place.73 For according to the Creed, Christ
under Pontius Pilate, meaning that the irrational person suffers under p
And following the Creed, Christ comes to judge the quick and the dead
tionalia and the rationalia, if one may interpret with [Francis] Bacon of
under the living, theology, and under the dead, philosophy.
It is not by chance that Schmitt defends the living eschatology of so
ern Catholics (Veuillot, Bloy, Cortés, Robert Hughes [sic] Benson) agains
Here he also could have referenced above all the canonizations and beatifications
of recent decades, in which the "mythological" vitality contested by Sorel finds it
71. Schmitt, Roman Catholicism, pp. 12 and 8. The second quoted passage reads in full: "This for
mal character of Roman Catholicism is based on a strict realization of the principle of represent
tion, the particularity of which is most evident in its antithesis to the economic-technical thinking
dominant today."
72. In a diary entry dated July 31, 1920, Ball writes: "The great, universal blow against rationalism
and dialectics, against the cult of knowledge and abstractions, is: the incarnation. Ideas and symbols
have become flesh in the divine-human person; they have suffered and bled in and with the person
they have been crucified. It is no longer just the intellect but the whole person that is representative of
the spiritual heaven ..." Ball, Flight Out of Time, p. 192.
73. Schmitt, Roman Catholicism, p. 19.
74. Ball refers here to the Apostles' Creed: passus sub Pontio Pilato.
75. Louis Veuillot (1813-1883), French journalist and zealous proponent of Ultramontanism, a rel
gious philosophy stressing the absolute authority of the Pope. Léon Bloy (1846-1917), choleric French
author and Roman Catholic convert who elected a lifestyle of destitution and ardent faith. Robert
Hugh Benson (1871-1914), English novelist, essayist, and former Anglican priest, who converted to
Catholicism in 1903.
canonical expression. Eschatology is most closely connected to questions of repre

sentation as Schmitt treats them. The repraesentatio originates in the aspiration
towards permanence and finality; Unamuno in his philosophy of the irrational
declares the "soif d'immortalité' [thirst for immortality] that shapes representation
to be the authentic discovery of Christianity and Catholicism. " Quid ad aeternitatem?
[What is this to eternity?] This is the capital question. . . . The specifically Catholic
religious quality is immortalization and not justification in the Protestant mode."76
Institutional representation is the actualization of immortality, of permanence. It
gives Roman Catholicism that "pathos of authority" that Schmitt describes as its
political power, that dignity and superiority over political and social contingency.
It can therefore become, at any time, the source of a new right [Recht], since any
new political constellation can only obtain its law and measure from the absolute.
Permanence, where it is represented, decides; for (to speak with Unamuno) "what
is of greater, of more sovereign, utility than the immortality of the soul?"77 And so
the representative forms of Roman Catholicism also contain that pathos of deci
sion that Schmitt described in his earlier writings as "sovereign dictatorship." This
world of the representative is what gives the Church its power in three major
respects: "the aesthetic form of art; the juridical form of law; finally, the glorious
achievement of a world-historical form of power."78
Those impulses that inspire "anti-Roman temper," however, reveal them
selves consequently to be enemies of the norm, equally hostile to political
responsibility and to artistic form.79 For whatever reason, these forces try to chal
lenge the ratio of the Church, to evade or sublate it in a "higher third term"; they
are directed against metaphysical dignity and against the heroism of man. They
drive toward despotism, or an uncontrollable mysticism, or the negation of author
ity. Objectors may, like Rudolf Sohm, see in the juristic nature of the Church their
own fall from grace, or may experience with Dostoyevsky a shudder of horror and
terror before law and authority.80 They may, like the Freemasons, attack this super
natural institution as inhuman; or they may desire, like Bakunin and Marx, to
dispose with ideology itself. What these adversaries have in common is an aversion
to the rational formative power of the absolute. But Schmitt counters that this
power demonstrates its humanity precisely inasmuch as it can only assert its supra
76. English translation from Miguel de Unamuno, The Tragic Sense of Life in Men and Nations, trans.
Anthony Kerrigan (Princeton: Princeton University, 1972), pp. 73 and 75.
77. Ibid., p. 83.
78. Schmitt, Roman Catholicism, p. 21.
79. Ibid., p. 3.
80. Rudolf Sohm (1841-1917), German Protestant jurist and historian of law who maintained the
irreconcilability of ecclesiastical law with secular law. He is the unstated target of Schmitt's Roman
Catholicism and Political Form.
92 OCTOBER
rational values and render them visible through their concrete realization an
representation. All of those adversaries of the Church play into the hands o
modern state of consumption, hostile to form and norm alike, however litt
may intend such a fatal alliance, which they anxiously struggle to evade by
ever sophisms. In contrast, it is the great significance of the Church that
invites those to whom it addresses its representation, be it the isolated indi
or the state as the formalized collectivity of individuals.
With this, we have returned to our point of departure: the ideolo
opposition to the mechanized consumption of the modern age. The cap
industrial state of today, as well as the socialist state of tomorrow, know or
nize neither form nor representation; they lack even the power of a langu
their own. They are founded on vacuous and nonexistent needs; their fatal
objective is a self-governing and self-regulating flow of economic processe
no personal, political, ideological, or rational connection is possible wi
automaton. As long as this state persists in its astonishing fervor against
it can hardly be interested in any mediation of supra-rational values. B
Church can wait. "Sub specie of its duration that outlives everything else, it
the complexio of all that survives."81
— Translation by Matthew Vollgraff
81. Schmitt, Roman Catholicism, p. 38; translation modified. The concept of compkxio oppos
derives from Schmitt: "The Catholic Church is a complex of opposites, a complexio oppositorum
appears to be no antithesis it does not embrace." Ibid., p. 7.

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Hugo Ball - Carl Schmitt's Political Theology

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Carl Schmitt's Political Theology

Author(s): HUGO BALL and Matthew Vollgraff

What characterizes the ideologist? How does the ideologist come

robust support for existence in the monarchical Restoration for Bonald an

8. Mikhail Alexandrovich Bakunin (1814-1876), Russian revolutionary activist and an

Political Romanticism is the first of Schmitt's writings to appear before a public

15. Schmitt, Political Romanticism, p. 160.

tionality of the age, he lapses into a sentimental pointillism of the mome

19. Schmitt, Political Romanticism, p. 65.

eignty'" are for him "parfaitement synonymes" [perfectly synonymous]. He d

25. The discussion of Cortes is a patchwork of citations from ibid., p. 59.

The artificial irrationalism of Romanticism stands in contradiction to reality;

defect; a lack of insight, force, or impetus; it is a confusion of the will, a susceptibil

33. In contradistinction to the Neoplatonic understanding of evil as an outcome of material nature,

the people, the proletariat, and even the Lumpenproletariat is naturally

41. This passage paraphrases Schmitt, Roman Catholicism, p. 12.

which is devoid of reason. The sacrificium intellectus [sacrifice of the intellect] t

42. Schmitt, Die Diktatur, p. 10, note 2.

44. See Schmitt, Die Diktatur, chap. 4.

51. Schmitt, Political Theology, p. 15.

In Dictatorship, Schmitt's own personalism became a danger to him, much

present, whose impersonal and anonymous physiognomy excludes almost any

56. A paraphrase of Schmitt, Political Theolog), p. 24.

Still lacking, however, is the most essential element of legal form:

alien to all particulars. The legislation of Rousseau stipulates analogously

It is continually surprising how much the typically Thomist style of posing

65. Paul-Henri Thiry, Baron d'Holbach (1723-1789), French-German Enlightenment philosopher;

68. Schmitt, Roman Catholicism and Political Form, p. 18.

juridical logic and whose focus of interest is the normative guidance of

of recent decades, in which the "mythological" vitality contested by Sorel finds it

canonical expression. Eschatology is most closely connected to questions of repre

— Translation by Matthew Vollgraff

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