SHRM Competency Model - Detailed Report - Final - SECURED PDF
SHRM Competency Model - Detailed Report - Final - SECURED PDF
SHRM Competency Model - Detailed Report - Final - SECURED PDF
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To learn more about the SHRM Competency Model, visit shrm.org/learningandcareer/competency-model.
Table of Contents
Introduction Page 4
Model Application Page 5
Model Use Page 7
Competency Assessment and Professional Development Page 8
Model Development Page 9
SHRM Competency Model Overview Page 10
Model Key Page 11
HR Professional Career Levels Page 12
HR Professional Competency Clusters Page 14
Competency Cluster: Technical Page 15
Human Resource Expertise (HR Knowledge) Page 16
Competency Cluster: Leadership Page 20
Ethical Practice Page 21
Leadership and Navigation Page 26
Competency Cluster: Business Page 30
Business Acumen Page 31
Consultation Page 36
Critical Evaluation Page 40
Competency Cluster: Interpersonal Page 44
Communication Page 45
Global and Cultural Effectiveness Page 49
Relationship Management Page 53
Additional SHRM Research and Resources Page 57
References Page 58
© 2016 SHRM. All rights reserved.
Introduction
The SHRM Competency Model®, presented in this document, is designed for all HR professionals. We have conducted
several rounds of model development to provide specific behaviors that define proficiency at each stage of an HR
professional’s career. It is designed to serve as a resource for all HR professionals – from those just entering their HR
career to those at the executive level. Further, it can help the HR practitioner create a road map for developing
proficiency in each critical competency to achieve his or her professional goals in HR.1
A competency refers to a cluster of knowledge, skills, abilities and other characteristics (KSAOs) needed for effective
job performance. Competencies simplify the process of tying concrete examples of performance expectations to
organizational or professional missions and goals, which increases the likelihood of a positive impact on organizational
outcomes (Campion et al., 2011; Shippmann et al., 2000). A set of competencies that define the requirements for
effective performance in a specific job, profession or organization are collectively referred to as a competency model.
Competencies can be either technical or behavioral. Technical competencies primarily reflect the knowledge-based
requirements of a specific job category (e.g., HR professionals). Behavioral competencies are typically more general
and at surface level can apply across multiple job categories, describe the specific and observable behavior associated
with effective job performance and reflect the ways in which knowledge is applied. Typically, competency models also
include detailed information for each competency, such as key behaviors and standards of proficiency that apply to
different levels of job experience or expertise.
Competency models play an important role in the selection, training and appraisal of HR and other professionals. HR
professionals can use competency models for individual career management and development purposes by guiding the
choice of job assignments and in making other career decisions. Businesses and other organizations can use
competency models to help structure their organization and teams to align what is needed for successful performance
to organizational strategy. An organization can also use well designed competency models to build performance
assessments for existing employees, create behavioral interviews for hiring new employees and determine selection
criteria for succession planning.
1 The
SHRM Competency Model is intended to be used for developmental purposes only. Selection decisions should not be based
upon this model.
Thus, SHRM developed the SHRM Competency Model to identify and define the foundational competencies required
for HR professionals:
This model and the resources developed based on the model are designed to help HR professionals succeed in their
current roles and develop a roadmap for career advancement. Through professional development and continuous
learning, any HR professional can develop proficiency in competencies that will bolster success in his or her career. In
addition, proficiency in the competencies defined in the SHRM Competency Model helps the HR professional contribute
to her or his organization's success in a meaningful way.
SHRM developed the model to provide a clear understanding of what makes an HR professional successful or where
he or she needs to develop further. Thus, it helps the HR profession by serving as a benchmark for HR success as well
as a framework for communicating to others what we do as a profession. For example, the SHRM BoCKTM, which
serves as the foundation for the SHRM Certification Exams and SHRM educational resources available to prepare for
the exams, is based on the SHRM Competency Model. The SHRM Competency Model also serves as a guideline for
many of the articles published in HR Magazine and as an outline for sessions at our Annual Conference and other
SHRM conferences.
Although individual differences in the importance of the competencies may arise for HR professionals in their specific
day-to-day functions, these differences tend to play out more at the level of individual behaviors or knowledge required,
not at the overall competency level. In other words, regardless of industry, sector, geography or other factors beyond
career level, the same nine competencies included in the SHRM Competency Model reflect the most critical
competencies for distinguishing between high- and low-performing HR professionals.
SHRM’s Competency Model distinguishes between four different career levels: early, mid, senior and executive. As HR
titles and organizational needs vary (across organizations, across cultures, etc.), SHRM has operationalized the various
career levels accordingly.
The SHRM Competency Model identifies specific behaviors that define proficiency at each stage of an HR
professional's career. It serves as a resource to understand how you should be performing in your current career level
as well as what you will need to know and do to succeed at the next level. We define the HR professional Career levels
represented in the SHRM Competency Model on the following pages.
Further, HR professionals can use the model and its components in the planning and design of their HR departments.
The model is built to easily align with existing organizational strategies and can be used to identify areas of strategic
importance in the HR function. HR departments can also use the model to identify HR competency strengths and gaps
from which staffing, performance management, and training and development plans and processes can be established.
The model can be used to design professional development activities for HR teams as well.
HR leaders can use the SHRM Competency Model to clarify and communicate to others in their organization what HR
does and how it aligns with the culture and other business processes in the organization. By showing other leaders
what HR does and how it aligns with the rest of the business, HR can create more collaborative working relationships
and build greater buy-in and trust, key factors leading to successful strategic HR management. By using the SHRM
Diagnostic™ - HR Department Tool, HR leaders can gain feedback from others in the organization about how well their
HR department is doing across each of the competencies. This information can be invaluable to improving HR
department effectiveness and showing the importance to other organizational leaders that HR sees performance
accountability as critical to business success.
There are several ways you can assess your proficiency in these competencies. First and foremost, if you are not
already certified, or if your certification has lapsed, you can sign up to become certified.
In preparation for certification, you can purchase access to the SHRM e-Learning System where you will have the
opportunity to take a practice assessment (in addition to learning more about what knowledge and behaviors are critical
to successful HR performance).
In addition, SHRM offers a suite of Competency Diagnostic Tools that can be used by individuals and organizations to
assess their proficiency level at various career stages for each competency. These assessments include:
Through each of these tools, you can get a robust sense of your proficiency in the competencies necessary for success
as an HR professional.
In the initial model development phase, SHRM developed a draft of the model based on:
• A thorough review and synthesis of the relevant literature and
• Input from over 1,200 HR professionals during 111 focus groups in 29 cities throughout the world.
Content validation refers to gathering evidence supporting the assumption that what is included in the competency
model actually reflects what is necessary for successful performance. SHRM gathered content validation evidence for
the SHRM Competency Model through a survey with over 32,000 subject matter experts who provided ratings regarding
the accuracy, relevance, and importance of the competency model's content. Based on the results of this survey, SHRM
refined the draft model. Together, with the focus group data collected in the initial model development phase, the
perspectives of HR professionals from 33 different nations were represented in the development of the SHRM
Competency Model. See the Content Validation Study Report for more information.
Criterion validation refers to gathering evidence supporting the assumption that differences in proficiency in the
competencies included in the model predict differences in work performance. SHRM gathered criterion validation
evidence for the SHRM Competency Model by collecting data on competency proficiency (i.e., self-ratings and
situational judgment responses) and supervisor ratings of employee performance. SHRM then analyzed these data to
identify the statistical relationship between competency proficiency and performance. See the Criterion Validation Study
Report for more information.
Key
Title Title of the competency
Definition Overall definition of the competency
Cluster Competency cluster under which the competency is
categorized (described in the following section)
Subcompetencies Small clusters of KSAOs embedded within a broader
competency
Mid Level
•A “Mid Level” HR professional is characterized in the following way:
•Moderate experience
•Leads or supports operational functions
•Leads or manages small- to mid-sized projects
•Implements the HR plan and contributes to its refinement
•For example: Tyler has around five years of experience as an HR professional. Although Tyler is an HR
generalist, Tyler has colleagues with similar levels of experience and responsibility who are senior HR specialists.
Tyler has responsibilities such as, but not limited to, managing projects, programs and initiatives, implementing
plans passed down and delegating tasks to early-level staff. Tyler and colleagues at Tyler’s level hold titles such
as, but not limited to, HR manager, HR generalist and HR specialist.
Executive Level
•An “Executive Level” HR professional is characterized in the following way:
•Typically is one of the most senior leaders in HR
•Holds the top HR job in the organization or VP role
•For example: Helen is the organization’s most senior HR professional with 15 years of experience. As a member
of the organization’s executive committee, Helen serves as an organizational leader and designer of human capital
strategy. Helen knows of individuals with similar responsibilities at other organizations who have more years of
experience as an HR professional. Helen and individuals at a similar level hold titles such as, but not limited to,
chief human resource officer or vice president.
The initial component of the model is HR technical expertise. Together, the technical areas represent the collective HR
Expertise (HR Knowledge) needed to succeed as an HR professional. Examples of these technical areas include
employee and labor relations, compensation and benefits, talent acquisition, and learning and development.
The second cluster of competencies is interpersonal proficiency. A key factor for achieving success is the proficiency
demonstrated in managing relationships, communicating information, and demonstrating deft global and cultural
sensitivities. In addition, a significant part of an HR professional’s job is characterized by interdependence with
stakeholders. Accordingly, this cluster consists of the Communication, Relationship Management and Global and
Cultural Effectiveness competencies.
The third cluster of competencies is business-oriented proficiency. A key factor for achieving success is proficiency in
analyzing and interpreting data, offering coaching and consultative services, and making savvy business decisions for
the organization. Further, today’s HR professionals are considered business partners across the organization. Thus,
they must be able to (a) understand and apply information to contribute to the organization’s strategic plan, (b) interpret
information to make business decisions and recommendations, and (c) provide guidance to organizational stakeholders.
In other words, these successful practitioners are proficient in the competencies that make up this cluster: Business
Acumen, Critical Evaluation and Consultation.
The final cluster of competencies is leadership proficiency. A key factor for achieving success is the proficiency
demonstrated in navigating the landscape of industry, engendering cooperation, driving results with strategic planning
and execution, and practicing ethically for corporate social responsibility. This cluster consists of the Leadership and
Navigation and Ethical Practice competencies.
© 2016 SHRM. All rights reserved. 14
Competency Cluster:
Technical
HR EXPERTISE (HR KNOWLEDGE)
Subcompetencies:
o Strategic Business Management o HR Technology
o Workforce Planning and Employment o Global and International Human Resource
o Human Resource Development Capabilities
o Compensation and Benefits o Talent Management
o Risk Management o Change Management
o Employee and Labor Relations
Behaviors:
o Remains current on relevant laws, legal rulings and regulations
o Maintains up-to-date knowledge of general HR practices, strategy and technology
o Demonstrates a working knowledge of critical human resource functions (see Subcompetencies)
o Prioritizes work duties for maximum efficiency
o Develops and utilizes best practices
o Delivers customized human resource solutions for organizational challenges
o Seeks professional HR development
o Seeks process improvement through numerous resources
o Utilizes core business and HR-specific technologies to solve business challenges
Ethical Practice
Ethical Practice
Definition: The ability to integrate core values, integrity and accountability throughout all organizational and business
practices
Cluster: Leadership
Subcompetencies:
o Rapport Building o Professionalism
o Trust Building o Credibility
o Personal, Professional and Behavioral Integrity o Personal and Professional Courage
Behaviors:
o Maintains confidentiality
o Acts with personal, professional and behavioral integrity
o Responds immediately to all reports of unethical behavior or conflicts of interest
o Empowers all employees to report unethical behavior or conflicts of interest without fear of reprisal
o Shows consistency between espoused and enacted values
o Acknowledges mistakes
o Drives the corporate ethical environment
o Applies power or authority appropriately
o Recognizes personal bias and others’ tendency toward bias, and takes measures to mitigate the influence of
bias in business decisions
o Maintains appropriate levels of transparency in organizational practices
o Ensures that all stakeholder voices are heard
o Manages political and social pressures when making decisions
Business Acumen
Business Acumen
Definition: The ability to understand and apply information to contribute to the organization’s strategic plan
Cluster: Business
Subcompetencies:
o Strategic Agility o Knowledge of Technology
o Business Knowledge o Knowledge of Labor Markets
o Systems Thinking o Knowledge of Business Operations/Logistics
o Economic Awareness o Knowledge of Government and Regulatory
o Effective Administration Guidelines
o Knowledge of Finance and Accounting o HR and Organizational
Metrics/Analytics/Business Indicators
o Knowledge of Sales and Marketing
Behaviors:
o Demonstrates an understanding of the strategic relationship between effective human resource management
and core business functions
o Demonstrates a capacity for understanding the business operations and functions within the organization
o Understands the industry and business/competitive environment within which the organization operates
o Makes the business case for HR management (e.g., return on investment/ROI) as it relates to efficient and
effective organizational functioning
o Understands organizational metrics and their correlation to business success
o Uses organizational resources to learn the business and operational functions
o Uses organizational metrics to make decisions
o Markets HR both internally (e.g., ROI of HR initiatives) and externally (e.g., employment branding)
o Leverages technology to solve business problems
Consultation
Consultation
Definition: The ability to provide guidance to organizational stakeholders
Cluster: Business
Subcompetencies:
o Coaching o Creativity and Innovation
o Project Management (Vision, Design, o Flexibility
Implementation and Evaluation) o Respected Business Partner
o Analytic Reasoning o Career Pathing/Talent Management/People
o Problem-solving Management
o Inquisitiveness o Time Management
Behaviors:
o Applies creative problem-solving to address business needs and issues
o Serves as an in-house workforce and people management expert
o Analyzes specific business challenges involving the workforce and offers solutions based upon best
practices or research
o Generates specific organizational interventions (e.g., culture change, change management, restructuring,
training, etc.) to support organizational objectives
o Developing consultative and coaching skills
o Guides employees regarding specific career situations
Critical Evaluation
Critical Evaluation
Definition: The ability to interpret information to make business decisions and recommendations
Cluster: Business
Subcompetencies:
o Measurement and Assessment Skills o Research Methodology
o Objectivity o Decision-making
o Critical Thinking o Auditing Skills
o Problem Solving o Knowledge Management
o Curiosity and Inquisitiveness
Behaviors:
o Makes sound decisions based on evaluation of available information
o Assesses the impact of changes to law on organizational human resource management functions
o Transfers knowledge and best practices from one situation to the next
o Applies critical thinking to information received from organizational stakeholders and evaluates what can be
used for organizational success
o Gathers critical information
o Analyzes data with a keen sense for what is useful
o Delineates a clear set of best practices based on experience, evidence from industry literature, published
peer-reviewed research, publicly available web-based sources of information and other sources
o Analyzes information to identify evidence-based best practices
o Identifies leading indicators of outcomes
o Analyzes large quantities of information from research and practice
Communication
Communication
Definition: The ability to effectively exchange information with stakeholders
Cluster: Interpersonal
Subcompetencies:
o Verbal Communication Skills o Active Listening
o Written Communication Skills o Effective Timely Feedback
o Presentation Skills o Facilitation Skills
o Persuasion o Meeting Effectiveness
o Diplomacy o Social Technology and Social Media Savvy
o Perceptual Objectivity o Public Relations
Behaviors:
o Provides clear, concise information to others in o Provides proactive communications
verbal, written, electronic and other o Demonstrates an understanding of the
communication formats for public and audience’s perspective
organizational consumption
o Treats constructive feedback as a
o Listens actively and empathetically to the views developmental opportunity
of others
o Welcomes the opportunity to discuss competing
o Delivers critical information to all stakeholders points of view
o Seeks further information to clarify ambiguity o Helps others consider new perspectives
o Provides constructive feedback effectively o Leads effective and efficient meetings
o Ensures effective communication throughout the o Helps managers communicate not just on HR
organization issues
o Provides thoughtful feedback in appropriate o Utilizes communication technology and social
situations media
Relationship Management
Relationship Management
Definition: The ability to manage interactions to provide service and to support the organization
Cluster: Interpersonal
Subcompetencies:
o Business Networking o Negotiation and Conflict o Responsiveness
Expertise Management o Mentorship
o Visibility o Credibility o Influence
o Customer Service (internal o Community Relations o Employee Engagement
and external) o Transparency o Teamwork
o People Management o Proactivity o Mutual Respect
o Advocacy
Behaviors:
o Establishes credibility in all interactions o Manages internal and external relationships in
o Treats all stakeholders with respect and dignity ways that promote the best interests of all
parties
o Builds engaging relationships with all
organizational stakeholders through trust, o Champions the view that organizational
teamwork and direct communication effectiveness benefits all stakeholders
o Demonstrates approachability and openness o Serves as an advocate when appropriate
o Ensures alignment within HR when delivering o Fosters effective teambuilding among
services and information to the organization stakeholders
o Provides customer service to organizational o Demonstrates ability to effectively build a
stakeholders network of contacts at all levels within the HR
function and in the community, both internally
o Promotes successful relationships with and externally
stakeholders
SHRM continues to monitor what is happening in the field of HR and what is necessary for HR professionals to be
successful now and in the future. Based on industry best practices, SHRM plans to make updates to the model every
five to seven years, depending on what our research tells us about changes in HR knowledge and behaviors necessary
for career success. When SHRM does make modifications to the model, we will work across our organization to ensure
that such changes are reflected in our content, products and services to the HR community. In addition, we will
communicate in a timely manner to our members and the HR field in general when significant changes might occur.
Campion, M.A., Fink, A.A., Ruggeberg, B.J., Carr, L., Phillips, G.M., & Odman, R.B. (2011). Doing competencies well:
Best practices in competency modeling. Personnel Psychology, 64, 225-262.
Shippmann, J.S., Ash, R.A., Battista, M., Carr, L., Eyde, L.D., Hesketh, B., Keyhoe, J., Pearlman, K., Prien, E.P., &
Sanchez, J.I. (2000). The practice of competency modeling. Personnel Psychology, 53, 703-740.