The Frankfurt School's Critique of Karl Mannheim and The Sociology of Knowledge
The Frankfurt School's Critique of Karl Mannheim and The Sociology of Knowledge
The Frankfurt School's Critique of Karl Mannheim and The Sociology of Knowledge
In its initial contract with the Education Ministry of the city of Frankfurt
signed in 1923, the Institut fiir Sozialforschung agreed to provide office
space for two university professors on the first floor of its soon-to-be-
completed building on the Victoria-Allee. During the early thirties, in the
period that began with Max Horkheimer's accession to the directorship and
ended with the Institut's forced departure from Germany, the tenants were
two scholars of considerable distinction. The first was the political economist
Adolph L6we, recently of the Institute for World Economics in Kiel. Lowe
had been a boyhood friend of Horkheimer and his co-director Friedrich
Pollock and continued his close association with them during his years in
Frankfurt. Together with Paul Tillich, Kurt Riezler, and Karl Mennicke,
they met periodically in a small discussion group known as.the Kr&nzchen,
which retained its coherence for some time after its members regrouped in
exile in New York. Although L6we was a luminary of the New School for
Social Research, a center of opposition to the Institut fur Sozialforschung
during its days at Columbia, he remained close friends with Horkheimer
and his circle.
The second tenant in the Institut's building was the sociologist of know-
ledge, Karl Mannheim, who had just moved from the University of
Heidelberg to Frankfurt. Although he too was an occasional member of the
Kr&nzchen, it appears from the testimony of his former pupil Kurt H. Wolff
and others that Mannheim's relations with the Institut, unlike LSwe's, were
never more than correct.1 Although all the sources of his distance from the
Institut cannot be known, it is likely that substantive disagreements were the
most responsible. In fact, the first article that Horkheimer ever published
was a slashing attack on Mannheim's Ideology and Utopia, which appeared
in'the ArchivfiXr die Geschichte des Soziatismus undder Arbeiterbewegung
in 1930.2 That Horkheimer chose Mannheim as the first object of his
critical scrutiny is itself significant. More significant still is that in years
hence other members of what became known as the Frankfurt School
returned again and again to Mannheim and the sociology of knowledge.3
* This essay has benefitted from the comments of David Kettler, Volker Meja, Paul
Piccone, Wolfgang Sauer, and my wife, Cathy Gallagher.
1. Conversation with Kurt H. Wolff, Cambridge, Massachusetts, May, 1971.
2. Max Horkheimer. "Ein neuer Ideologiebegriff?," Archiv /fir die Geschichte des
Sozialismus und die Arbeiterbewegung, XV (1930).
S. Among the other articles were Herbert Marcuse, "Zur Wahrheitsproblematik der
soziologischer Methode." Die Gesellschaft, VI 2 (1929); Karl August Wittfogel, "Wissen und
Gesellschaft. Neuere deutsche Literatur zur Wissenssoziologie," Unter dem Banner des
Marxismus, V, 1 (1931); Theodor W. Adorno, "The Sociology of Knowledge and its
THE FRANKFURT SCHOOL CRITIQUE OF MANNHEIM / 73
Max Scheler, the other chief exponent of that nascent discipline during
Weimar, was also a frequent target of their attack.4 Clearly, the sociology of
knowledge and the related issues of ideology and true and false conscious-
ness were deemed of great importance by Horkheimer and his colleagues.
For with the collapse of both positivism and its historicist alternative,
bourgeois and Marxist thinkers alike were faced with the need to establish
the ground of their value systems to fend off relativism. The neo-Kantian
revival of the pre-war years had clearly failed in this task. Bourgeois neo-
Kantians like Max Weber withdrew into a stoical resignation when
confronted with the irrationality of value choices. Marxist neo-Kantians like
Bernstein and Adler could offer little more to overcome the antinomy of
facts and values. After the war, which generalized the crisis of meaning well
beyond the intellectuals whose preserve it had been before 1914, several new
bourgeois alternatives emerged. Existentialism, whose most political
exponent was the jurist Carl Schmitt, argued for a decisionism in which men
posited their values through irrational action. Another position, equally
sinister in its implications, was the vtilkish or social conservative claim that
values were "rooted" in a people or race, an answer that historians
traditionally include in the pathology of proto-Nazism. Within religious
circles, the so-called neo-orthodoxy of Karl Barth turned to unreasoning
faith as an antidote to Ernst Troeltsch's failure to ground Christian values in
the flux of history. But none of these satisfactorily dealt with the crisis in
bourgeois values, a crisis whose origins could not be found in the sphere of
culture alone.
A recognition that society rather than culture was the source of the
confusion led other intellectuals, either in the Marxist movement or on its
fringes, to consider the sociology of knowledge as a possible answer. Broadly
speaking, this was the tack taken by the neo-Hegelian Marxists, Georg
Luk5cs, Karl Korsch, and the Frankfurt School. It was also taken, however,
by the non-Marxist Karl Mannheim, whose challenge to the Marxist position
was all the more important because of a shared stress on the connection
between culture and society. In fact, Mannheim's Ideology and Utopia has
been called by some the bourgeois response to Lukacs' History and Class
Consciousness at least by those who challenge that attribution to Heidegger's
Consequences," Prisms, trans. Samuel and Shierry Weber (London, 1967), first appeared as
"Ueber Mannheims Wissensoziologie," AufklUrung, II (April 25, 195S); Max Horkheimer,
"Ideologic und Handeln," in Soziologische Forschung in unseren Zeit. Leopold von Wiese zum
75. Geburtstag, ed. Karl Gustav Specht (Cologne and Opladen, 1951); and "Ideology" in
Aspects of Sociology, by the Frankfurt Institute for Social Research, trans. John Viertel
(Boston, 1972).
4. See, for example, Max Horkheimer, "Bemerkungen zur philosophischen Anthropologie,"
Zeitschrift fur Sozialforschung, IV, 1 (1935). A post-war member of the Institute, Kurt Lenk,
has continued the attack. See his Von der Ohnmacht des Geistes: Darstellung der Spatphilo-
sophie Max Schelers (Tubingen, 1959) and "Geist und Geschichte. Ein Beitrag zum
Geschichtsdenken Max Schelers," KOlner Zeitschrift fUr Soziologie und Sozialpsychologie, VIII
(1956). I am indebted to Volker Meja for bringing Lenk's work to my attention.
74 / TELOS
Being and Time.5 Consequently before one can understand the Frankfurt
School's critique of Mannheim, his relationship to LukScs must be clarified,
a task made much easier by the research of David Kettler.6
From 1916 through 1919, Mannheim and Lukdcs were members of a
circle in their native Budapest known as "The Sprites" (Szellemkek), a name
derived from the German word Geist. Among their associates were Bela
Fogarasi, Arnold Hauser, Bela B£ldsz, and Bela Bartok. Mannheim's essay
of 1919, entitled "Soul and Culture," was the leading manifesto of the
group, which advocated what Kettler has called "revolutionary culturalism."
Although to the left politically, the Sprites were strongly opposed to the
mechanical materialism they associated with the Orthodox Marxism of the
Second International. Instead, they supported a moral-cultural revolution
that derived in part from Ervin Szabo, the leading Hungarian disciple of
Georges Sorel. Luk&cs' sudden conversion to Marxism in December, 1918,
during the revolutionary turmoil following the first world war, thus came as
an enormous shock to his colleagues. Although a number of the Sprites were
to follow his lead and join the newly created Communist Party, Mannheim
did not. He was apparently unaffected by Luka"cs' political metamorphosis.
But on a crucial intellectual level, if Kettler is right, LukScs' transformation
did have a profound effect on Mannheim's subsequent thinking, especially
after the publication of History and Class Consciousness.
The change was most important, at least for our purposes, in his work on
the relation between culture and society. In his first study of that relation,
"On the Peculiarity of Cultural-sociological Knowledge,"7 written in 1921
but left unpublished, Mannheim had explicitly rejected the genetic fallacy
he saw lurking behind attempts to relate the validity of values to other social
origins. He took pains instead to maintain the neutrality of a sociological
analysis in judging values. But in a second essay on the same theme written
three years later, after LukScs' History and Class Consciousness, an essay
entitled "A Sociological Theory of Culture and its Knowability,"8
Mannheim's position had altered drastically. Now the barrier between social
function and intrinsic value was broken, at least for a certain type of
5. George Lichtheim in The Concept of Ideology (New York, 1967), p. 40, calls it the
"positivist's rejoinder to History and Class Consciousness." Mannheim's response to LukScs was
primarily over his treatment of ideology. The section of his book on Utopia might be seen as an
answer to Ernst Bloch's Geist der Utopie, which appeared in 1918, although Mannheim never
mentions this work in his book. I owe this suggestion to a conversation with Hans Mayer in
Milwaukee in November, 1973.
6. David Kettler, "Sociology of Knowledge and Moral Philosophy: the Place of Traditional
Problems in the Formation of Mannheim's Thought," Political Science Quarterly, LXXXII
(1967); "Culture and Revolution: Lukacs in the Hungarian Revolution of 1918," Telos, 10
(Winter, 1971).
7. Mannheim, "TJber die Eigenart kultursoziologische Erkenntnis," discussed in Kettler,
"Sociology of Knowledge and Moral Philosophy."
8. Mannheim, "Eine soziologische Theorie der Kultur und ihrer Erkennbarkeit," discussed
in Kettler, "Sociology of Knowledge and Moral Philosophy."
THE FRANKFURT SCHOOL CRITIQUE OF MANNHEIM / 75
11. For a history of historicism, see Georg G. Iggers, The German Conception of History
(Middletown, Conn., 1968).
12. Kettler has also argued that Mannheim adjusted his remarks to his audience in a way
that might well have earned the Frankfurt School's distrust (letter from Kettler to me, January
17, 1974).
13. Mannheim, Ideology and Utopia, trans. Louis Wirth and Edward Shils (New York,
1936), p. 310.
THE FRANKFURT SCHOOL CRITIQUE OF MANNHEIM / 77
and Maurice Mandelbaum as one of the last to grapple with the relativistic
implications of historicism and ultimately, like so many others, to have
failed.14
There is, however, another perspective from which Mannheim's work can
be seen. Here the importance of History and Class Consciousness is crucial,
for although Mannheim repudiated the role assigned by Luk&cs to the
proletariat, he was considerably more faithful in other ways. The first of
these was his acceptance, which we have already noted, of the necessary
relationship between social situation and the truth value of the cultural
products created in any specific context. Here a link between theory and
some version of practice was suggested, although without the connection
between practice and the labor process which Marxism demanded. In fact a
number of later observers were to stress the element of commitment and
action in Mannheim's analysis of the means by which valid "conjunctive"
knowledge was to be obtained.15 His "free-floating intellectuals" were not to
be understood as floating amidst the parapets of an ivory tower. On the
contrary, their participation in the world they hoped to understand was a
precondition for a real contribution to that understanding.
Mannheim was essentially faithful to LukScs in another way as well: in his
adherence to the concept of totality, to which he had been committed as
early as 1922 and his study of the "Structural Analysis of Epistemology." 16
In Ideology and Utopia, Mannheim was to write: "The study of intellectual
history can and must be pursued in a manner which will see in the sequence
and co-existence of phenomena more than mere accidental relationships,
and will seek to discover in the totality of the historical complex, the role,
significance, and meaning of each component element. It is with this type of
sociological approach to history that we identify ourselves."17 Although
Mannheim was careful to disengage himself from what he called the
"ontological-metaphysical" reading of the idea of totality in LukScs and
seems to have identified more closely with the hypothetical usage of the
concept in the work of Ernst Troeltsch,18 it is clear that a synthetic, holistic
impulse was at the root of his attempt to overcome the cultural crisis of his
14. Fritz Ringer, The Decline of the German Mandarins (Cambridge, 1969), p. 425 f.;
Maurice Mandelbaum, The Problem of Historical Knowledge; An Answer to Relativism (New
York, 1938), pp. 67 f.
15. See, for example, Paul Kecskemeti, Introduction to Mannheim, Essays on the Sociology
of Knowledge (London, 1952), p. 7; and H. Stuart Hughes, Consciousness and Society (New
York, 1958), p. 424. Felix Gilbert has gone as far as linking Mannheim to Carl Schmitt as
common advocates of decisionism. See his article "Political Power and Academic
Responsibility: Reflections on Friedrich Meinecke's Drei Generationen deutscher Gelehrten-
politik," in The Responsibility of Power, ed. Leonard Krieger and Fritz Stern (Garden City,
New York, 1969), p. 437.
16. Mannheim, Essays on Sociology and Social Psychology, ed. Paul Kecskemeti (New
York, 1953).
17. Ideology and Utopia, p. 93.
18. Ibid., p. 253.
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time. His belief that the solution might well be at hand was expressed in his
1924 essay on "Historicism," where he wrote: "the present trend toward
synthesis, toward the investigation of totalities may be regarded as the
emergence, at the level of reflection, of a force which is pushing social
reality into more collectivist channels."19 What the force was Mannheim
did not specify. Clearly, there was an element of wishful thinking here, as
there was in LukScs' identification of the proletariat as the universal class,
both subject and object of history. His yearning for synthesis was of such
intensity that Karl Popper, for all his other faults, was probably correct in
singling out Mannheim as a leading advocate of holism in The Poverty of
Historicism.20 In Werner Stark's use of the term, both Lukacs and
Mannheim were "functionalist" sociologists of knowledge; that is, they
assumed that culture and society form a totality with analogous
interrelationships among its various constituent elements. Both rejected the
"causalist" alternative that posited a centrally determining factor, such as
the economic sub-structure of Orthodox Marxism.
With the relationship between Mannheim and Lukdcs presumably a bit
clearer, we can now turn to the Frankfurt School's critique of Mannheim
and the larger issue of the concept of ideology. When Lukacs finally
confronted Mannheim's arguments in an article in Aufbau in 1946, eight
years before his diatribe against him in Die Zerst&rung der Vernunft, he
based his arguments on relatively orthodox Marxist grounds.21 As a result,
the task of defending and refining the arguments of History and Class
Consciousness from within the Marxist tradition was left to others outside
the orbit of the Communist Party, where such issues as totality, praxis,
reification, and the distinction between history and nature were rarely
treated with sophistication, if discussed at all. Among the first to respond to
Mannheim's challenge to Marxism were the members of the still inchoate
Frankfurt School.
In addition to Horkheimer's article in the Griinberg Archiv, to which we
will return shortly, Ideology and Utopia was subject to almost immediate
scrutiny by Herbert Marcuse in an article in Rudolf Hilferding's Die
Gesellschaft in 1929.22 At that time, Marcuse was not yet a member of the
Institut fiir Sozialforschung, which he joined only shortly before its
departure from Germany. In fact, he was still very much a student of
Martin Heidegger, whose philosophy he attempted to reconcile with
Marxism in a number of essays written before his entrance into the Institut's
circle in 1932.23 But despite what can be seen as its impure status as a
Frankfurt School response to Mannheim, Marcuse's article should be
examined for its anticipation of later points made by his future colleagues,
as well as for its positing of other arguments that they, and the later
Marcuse himself, would reject.
What immediately strikes the reader of the piece is Marcuse's surprisingly
favorable attitude towards Ideology and Utopia. The central problem of the
contemporary period, he argued, was discussed in Mannheim's book, that
problem being the universal historicity of human existence and the
correspondingly questionable nature of the traditional separation of real
and ideal being. Mannheim, Marcuse noted with approval, recognized the
inevitably temporal dimension of all cultural phenomena, as well as their
situational relatedness. In fact, even when applied to Marxism itself, which
Mannheim reduced to the particular ideology of the working class, these
arguments served a useful function in Marcuse's eyes. For what Mannheim
did was to free Marxism from the transcendental, ahistorical status accorded
it by the Revisionists and Neo-Kantians such as Max Adler and thereby
reveal it as the concrete theory of proletarian praxis. In so doing, he
restored the relationship between theory and practice which the Revisionists
and Orthodox theoreticians of the Second Internation alike had denied. Still
another virtue of Mannheim's analysis, as Marcuse interpreted it, was his
undermining of the assumption that truth is timeless. Like Marx, he
recognized that the historical conditioning of a theory does not necessarily
call its validity into question. As a result, the old antithesis of relativism and
absolutism could no longer be grounded in the notion that truth and
immutability were synonymous.
Having thus praised Mannheim, however, Marcuse was quick to point to
a number of inadequacies in his version of the sociology of knowledge.
Mannheim was perhaps at his worst on the question of true and false
consciousness, a distinction that Marcuse as a Marxist was anxious to retain.
To call consciousness "true" when it corresponded to the given social reality
of the group which spawned it and "false" when it was incompatible with
that reality failed for several reasons. First was the problem of the means by
which an appropriate correspondence of thought to social being might be
ascertained. Nowhere did Mannheim really provide a mechanism by which
such a decision might be made. Second was the inadequacy of Mannheim's
treatment of the "social being" to which ideologies were to correspond. To
Marcuse, Mannheim's understanding of society was undialectical, lacking an
appreciation of what he called the "intentional" character of social being.
23. The most important of these was "Beitrage zu einer Phanomenologie des historischen
Materialismus," Philosophische Hefte I, 1 (1928); for a critique of his efforts, see Alfred
Schmidt, "Existential-Ontologie und historischer Materialismus bei Herbert Marcuse,"
Antworlen auf Herbert Marcuse, ed. Jurgen Habermas (Frankfurt, 1968).
80 / TELOS
That is, Mannheim reified society as a given and missed the constitutive role
consciousness itself played in the creation of social reality. To posit a fixed
social being which unreciprocally conditions thought was to fall back to a
pre-Lukdcsian, indeed pre-Marxist materialism. Third, Mannheim's hope
for a dynamic synthesis of partial viewpoints into a total truth valid for a
specific period in history could not be realized because the concrete
preconditions for such a reconciliation were left unexplored in Mannheim's
theory of the free-floating intelligentsia. The necessity of mediations
between or among different, even contradictory viewpoints was lost in
Mannheim's harmonistic belief in the possibility of a grand synthesis of
partial views. What was to happen, Marcuse implied, if Mannheim's
relationist symphony played out of tune? Fourth, Marcuse argued that
Mannheim's attempt to judge a theory's worth by its relation to a specific
social situation was only partially successful, for there is—and here Marcuse
the Heideggerian was speaking—a transcendent dimension to truth.
Historical facticity was part of a deeper structural reality which had to serve
as the final court of appeal for the validity of a theory, and then only in the
long run.
This last argument, the appeal to long-run historical processes as the
court of last resort, was later to become a major element in the Frankfurt
School's critique of pragmatism.24 That Mannheim himself was something
more than a pragmatist can be grasped from his expression of concern over
the decline of Utopian thought in Ideology and Utopia,25 a fear the
Frankfurt School itself was frequently to voice. But Marcuse, like
Horkheimer after him, paid little attention to this common sentiment and
focused instead on Mannheim's failure to integrate the Utopian into his
epistemology, which he saw as essentially pragmatist in inclination.
Marcuse finished his review on a positive note, the last time such a note
would be sounded by a Frankfurt School member in discussing Mannheim.
According to Marcuse, Mannheim's historicization of knowledge, with its
reopening of the question of theory and practice, had helped recapture the
"ground of genuine decision without which existence in the world (Dasetn)
cannot exist in the long run." 26 This conclusion is striking not only because
it links Marcuse to the existential decisionism which he was to criticize in the
work of Carl Schmitt only a few years later,27 but also because it was
directly opposed to Horkheimer's appraisal of Mannheim in "A New
Concept of Ideology?" published in the following year.
To Horkheimer, there was no real connection between theory and
24. See for example, Max Horkheimer, "Zum Problem der Wahrheit," Zeitschrifl far
SozialfoTSchung, IV, 3 (1935).
25. Ideology and Utopia, pp. 248-263.
26. Marcuse, "Zur Wahrheitsproblematik...," p. 369.
27. Marcuse, "The Struggle against Liberalism in the Totalitarian View of the State,"
Negations, trans. Jeremy J. Shapiro (Boston, 1968), pp. 31 f.
THE FRANKFURT SCHOOL CRITIQUE OF MANNHEIM / 81
28. Horkheimer, "Traditionelle und kritische Theorie," Zeitschrift filr SozialfoTSchung, VI,
2 (1937).
29. Martin Jay, "The Frankfurt School's Critique of Marxist Humanism," Social Research,
XXXIX, 2 (Summer, 1972).
82 / TELOS
52. Mannheim, Man and Society in the Age of Reconstruction (London, 1940); the book
p. xcvi-cii; for Adorno's review, see footnote 3.
growing optimism about the possibility of democratic planning was first expressed. For a
critique, see Kurt H. Wolffs Introduction to From Karl Mannheim (New York, 1971),
p. xcvi —cii; for Adorno's review, see footnote 3.
53. Adorno, Prisms, p. 37.
34. Ibid., p. 38.
35. Ibid., p. 48.
84 / TELOS
confidence that true knowledge comes through the very process of changing
society. The intellectual, either as an individual or as a group, could not
serve as the agent of change. How then certain of their number possessed
access to truth, albeit in its negative, fragmentary form, the Frankfurt
School could not really say.
After Adorno's attack on Man and Society in an Age of Reconstruction,
only three years went by until the Frankfurt School's next serious encounter
with the issues raised by the sociology of knowledge. In 1956, an article on
"Ideology" jointly written by members of the Institut, by then once again in
Frankfurt, appeared in a volume entitled Soziologische Exkurse, recently
translated as Aspects of Sociology.36 In the article, the problem of the
grounding of knowledge was put aside for a more urgent question: the
potential obsolescence of the concept of ideology itself. This fear reflected
the Frankfurt School's growing pessimism about the closing off of negation
in what Marcuse was to call "one-dimensional society." As usual, Adorno
had been the first to sound the tocsin. In the early 1940's, he wrote an
article entitled "Cultural Criticism and Society," later reprinted in Prisms,
in which he warned, "There are no more ideologies in the authentic sense of
false consciousness, only advertisements for the world through its
duplication and the provocative lie which does not seek belief but
commands silence."37 This argument, which might be called the Frankfurt
School's version of the end-of-ideology, grew out of their belief that liberal
society was being replaced by an almost totally "administered world" in
which ideological justifications were no longer necessary. The full
ramifications of this development were spelled out in the 1956 collective
essay.
The very existence of ideology, its authors contended, was historical in
nature. Only at the beginning of the bourgeois world, when Francis Bacon
had developed his theory of the Idols, or collective prejudices, did the
concept first appear. Although Bacon had universalized the Idols to apply to
all men at all times, by the Enlightenment and Helvfetius and Holbach, the
social origins of ideology were beginning to be understood. Bourgeois society
needed ideological justification because of its antagonistic character, at once
universal and particular. The universal tenets of liberalism were needed to
hide the contradictions of class society. Moreover, the possibility of a
universal ideology rested on the bourgeois supposition of rational men with
an equal access to discursive logic. This egalitarian premise, although only
formal in character, was crucial in creating the dialectical potential of
ideology in the bourgeois world. That is, substantive ideologies could be
confronted with their own truth, which rested in the rational, egalitarian
kernel inherent in their attempt at universal justification.
38. Aspects of Sociology, p. 190. This point is particularly interesting when seen in contrast
to Hannah Arendt's contemporaneously published The Origins of Totalitarianism, where
ideology plays a key role in her analysis of Nazism.
39. Ibid., p. 199.
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40. Marcuse, One-dimensional Man (Boston, 1964); Habermas, Technik und Wissenschafl
als "Ideologie" (Frankfurt, 1968).
41. Adorno, Negative Dialectics, p. 148.
THE FRANKFURT SCHOOL CRITIQUE OF MANNHEIM / 87
42. Habermas, Knowledge and Human Interests, trans. Jeremy J. Shapiro (Boston, 1971).
43. Marcuse, Negations, p. 147-148.
44. Adorno, Negative Dialectics, p. 197-198.
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which is back is turned, while the pile of debris before him grows skyward.
This storm is what we call progress."46
Fragments of the truth, so the Frankfurt School believed, can be found
among the debris, but the whole truth is only visible to the angel as he
retreats into the future. An almost Kantian agnosticism about the limits of
reason began to reemerge in their later writings. Without a faith in angels
or the usefulness of final reconciliations as the ground of truth, however, the
rest of us may well be left with the feeling that as in other instances, the
Frankfurt School has punctured the claims of rival theoretical positions
without, alas, offering a truly satisfactory alternative. For from the point of
view of Horkheimer's "Traditional and Critical Theory"—that is, from an
immanent vantage point within the Frankfurt School's own tradition—the
challenge of the sociology of knowledge to the doctrine of true and false
consciousness has not yet been convincingly refuted.
46. Walter Benjamin, "These on the Philosophy of History," Illuminations, trans. Harry
Zohn (New York, 1968), p. 259-260.