Person, Personality, Self, and Identity: A Philosophically Informed Conceptual Analysis
Person, Personality, Self, and Identity: A Philosophically Informed Conceptual Analysis
Person, Personality, Self, and Identity: A Philosophically Informed Conceptual Analysis
Who is the person, or self, associated with personality disorder and its
treatment? How are we to account for a self conceptualized in terms of
schemas and representations, that at the same time—as self—scruti-
nizes these schemas and representations (as in cognitive therapy for
personality disorders)? Five approaches to personhood are examined:
metaphysical, empirical, transcendental, hermeneutical, and phenome-
nological. An elementary sense of selfhood is tied to all one’s experi-
ences and activities; this sense of self is experientially irreducible and
conceptually connected to a primordial form of self-relatedness. After
examining these issues, I formulate four provisional conclusions: (a) the
separation between person and roles (functions, personality features) is
a modern fiction—persons are not neutral bearers of roles and func-
tions; (b) the concept of personality in DSM-IV refers to nonhomoge-
neous behaviors such as feelings, moods, inclinations, temperaments,
and habits, and these behaviors differ with respect to their distance to
the core self; (c) there exists an enormous variety of ways of self-relating
and this variety may affect the contents of the core self under certain
circumstances; and (d) the concept of person may be primitive; that is,
irreducible and referring to a background of unity and integrity.
From the Department of Philosophy, University of Leiden, The Netherlands and Zwolse Poort,
Zwolle, The Netherlands.
Address correspondence to Gerrit Glas, P.O. Box 110, 8000 AC Zwolle, The Netherlands;
E-mail: glasg@xs4all.nl
126
PERSON, PERSONALITY, SELF, AND IDENTITY 127
sons. Reports about these concerns emerged after the introduction of sero-
tonin reuptake inhibitors and were presented by Peter Kramer in his
Listening to Prozac (Kramer, 1993). Interestingly, some of Kramer’s pa-
tients reported that once they began medication therapy they became “who
they really were,” implying that while being in their initial state of person-
hood they already had some sense of their subsequent and more authentic
personhood, at least in such a form that it could be unpacked and recog-
nized at a later stage. So, are we talking about different persons, about
different states of personhood, or about different personalities? Or could
the alterations in personhood perhaps better be described in terms of a
change of self, or core self?
I take the notion of person here to denote the individual human being,
both in its singularity and in its quality of being a human person. Person-
hood, then, refers to being-a-person, whereas the term self refers to the
experiential side of personhood; that is, to the core self as (among others)
a form of basic self-awareness which at the same time reflects an elemen-
tary form of self-relatedness. In my use of the concepts of personality and
personality disorder I will not deviate from what usually is understood by
these terms.
The more-than-theoretical dimensions of the conceptual distinction be-
tween personhood, personality, and personality disorder also become appar-
ent in discussions about classification. Definitions of disorder articulate dis-
tinctions between disordered and just improper behavior. Psychiatrists,
lawmakers, and the general public may differ with respect to the question
of where to draw the boundary between evil and ill. Psychiatrists some-
times feel urged to treat persons with behavioral problems who do not con-
form to the definition of any personality disorder. Societal pressure may
lead to an inclination among psychiatrists to emphasize the objectivity and
value neutrality of the profession, in order to maintain as clear as possible
distinctions between personality disorder on the one hand and person-
hood and personality on the other hand. These pressures may contribute
to a tendency to exclude the concept of personality disorder from psychiat-
ric classification. For example, these issues play a significant role in Brit-
ish discussions about the distinction between mental illness and psycho-
pathic disorder (Kendell, 2002).
This dynamic in the classification debate can be understood from a con-
ceptual point of view. Persons can be evil, disordered personalities cannot;
that is, moral behavior can be attributed to persons, not to characters or
personalities. This is the way our language works and most people take
this as evidence for a deeply ingrained, normative intuition about the way
(our) reality is structured. If only persons—and not personalities—can be
bad, then one can understand why professionals, by focusing on disorder,
attempt or hope to avoid moral evaluation of the patient’s behavior. While,
this may sometimes be a successful strategy in individual cases, in the end
it is doomed to fail. First, there are personalities that seem to represent a
form of intrinsic badness, such as sadistic personality and some forms of
128 GLAS
ward them. This is, of course, difficult in itself, because these schemas,
attitudes, and representations belong to what is innermost to us. Behind
this looms a much larger, conceptual problem; that is, how to conceive a
self that adopts such an objectifying attitude. On the one hand, such a
self cannot be a different or second self, outside or beyond the schemas
and representations it is asked to scrutinize. Such a conception would
lead to infinite regress (i.e., to an endless series of selves behind previous
scrutinizing selves). On the other hand, such an objectifying self cannot
be completely identical to the self it has to investigate, for how would it be
possible for a self to gain insight into itself when the investigating self fully
coincides with the investigated self? Some distinction between investigator
and the investigated seems to be required in order to make investigation
possible at all.
PERSONAL IDENTITY
Who is the person that is addressed in psychotherapy of personality disor-
der? This is the question that led my investigation. I have followed a path
that is both suggested by clinical experience and by the recent burst of
literature on the self in academic psychology; that is, a path leading to
what has been called the core self. Some of the conceptual problems that
are associated with this concept have been discussed above, and I have
reviewed five philosophical approaches to the self that broaden the scope.
Although none of these approaches offered a full and clear-cut answer to
the question of the relation between the experiencing and acting self, the
focus of the discussion became sharper. Before proceeding, one should
briefly investigate another, more usual path—a path that is defined by the
concept of personal identity (for, it is obvious, that the who of the patient
is a person that has to be identified).
The concept of personal identity is usually divided into two forms: iden-
tity as singularity (numerical identity) and identity as a series of qualities
that make it possible to identify the individual as belonging to a particular
type or kind or class of individuals (qualitative identity). Singularity refers
to uniqueness. Uniqueness in its turn is based on discreteness; that is, on
the fact that there is only one who is me (him, her). Numbers are discrete
entities and for this reason this form of identity is usually called numerical
identity.
Singularity does not refer, therefore, to something distinctively human.
Tables, trees, and dogs are, as individual entities, also singular. Singular-
ity is of tremendous importance in the identification of individual persons
(fingerprints, DNA); however, it does not provide an answer to the question
of what it is that makes a person a person. For this reason, the philosophi-
cal discussion about personal identity has primarily been concentrated
on qualitative identity—on the qualities (features, characteristics) that are
necessary and/or sufficient for calling a person a person. These qualities
refer to what human beings share. They focus on sameness and similarity.
Ricoeur (1992) has coined the term idem-identity for this type of identity.
Idem-identity refers to sameness; ipse-identity to selfhood or self-relatedness.
Numerous attempts have been made to define the qualitative identity of
persons. A discussion of these attempts would lead us far beyond what
is relevant for our discussion about personality and personality disorder.
134 GLAS
Criteria for personhood that have been proposed are, among others: bodily
identity, brain identity, memory, and psychological connectedness or con-
tinuity (Noonan, 1990). Others, like Parfit (1984), have denied the rele-
vance of the whole topic by stating that “what matters is not personal iden-
tity” (p. 217). Parfit and others show a predilection to support their
arguments with thought experiments, from simple fission cases (fission of
the two hemispheres and transplanting them in two other bodies) to highly
complicated situations with teletransportation of brains and brain halves
to other worlds (Hofstadter & Dennett, 1981). Other philosophers have
criticized this method by pointing to the limitations of thought experiments
(Wilkes, 1988).
The concern about criteria for personhood is typically an Anglosaxon
debate, and is generally discussed using the conceptual tools of analytic
philosophy. Participants to this debate are currently inclined to question
the possibility of finding sufficient or necessary criteria for personhood.
Continental philosophers, like Ricoeur (1992) and Taylor (1989), would
say that this is no wonder. Asking for criteria for personhood is simply
asking the wrong question. Any set of criteria at best defines what a person
is, not who he is. To know what it is to be a person, is an issue that cannot
be separated from the question about whom this question is raised. The
search for criteria for personhood by analytic philosophers is executed
from a third person perspective (i.e., from a perspective that describes per-
sons as objects or as facts in the world); however, personhood is not a
quality or feature belonging to a neutral bearer or owner of that quality or
feature. In human beings the relationship between owner and feature is
itself a defining feature. It is, for instance, marked by self-concern (a wis-
dom of Leibniz). Criteria of personhood bear relevance, because they per-
tain to me or him or her. In the search for the who of personhood, the first
person perspective cannot be left out. Who I am is not a fact about me,
but should be phrased in terms of from where I come and what I am up
to. If this is true, we are back to the point where we left our discussion
about the self. For questions about who the person is who is addressed in
the psychotherapy of personality disorders, one is typically answered by
referring to a self with a story and with core values and with shortcomings
and with gaps in that story.
REFERENCES