The Lille Apathy Rating Scale (LARS), A New Instrument For Detecting and Quantifying Apathy: Validation in Parkinson's Disease
The Lille Apathy Rating Scale (LARS), A New Instrument For Detecting and Quantifying Apathy: Validation in Parkinson's Disease
The Lille Apathy Rating Scale (LARS), A New Instrument For Detecting and Quantifying Apathy: Validation in Parkinson's Disease
com
579
PAPER
Background: Apathy is usually defined as reduced interest and participation in various activities. It is a
frequent consequence of neurological and psychiatric disorders. Although various scoring methods have
been proposed, there is a lack of validated, standardised instruments for detecting apathy and assessing
its severity.
An appendix is available Objective: To develop an apathy rating scale using a structured standardised interview capable of
online at http://www. distinguishing between the condition’s various features.
jnnp.com/supplemental Methods: The Lille Apathy Rating Scale (LARS) is based on a structured interview. It includes 33 items,
See end of article for divided into nine domains. Responses are scored on a dichotomous scale. The participants used to validate
authors’ affiliations the scale consisted of 159 patients with probable Parkinson’s disease and 58 healthy control subjects. The
....................... Marin Apathy Scale, the Montgomery and Asberg Depression Rating Scale, and the Mattis Dementia
Correspondence to: Rating Scale were also administered.
Dr Pascal Sockeel, UFR de Results: Principal component analysis showed that the LARS probed a single construct which forms the root
Psychologie, BP 149, F- of an oblique factor structure reflecting four dimensions: intellectual curiosity, self awareness, emotion, and
59653 Villeneuve D’Ascq
cedex, France; pascal. action initiation. The main psychometric properties of the LARS (internal consistency, inter-rater and test-
sockeel@univ-lille3.fr retest reliability) were satisfactory. Concurrent validity was evaluated by reference to the Marin scale and
to judgements provided by expert clinicians.
Received 13 July 2005 Conclusions: Standard validity indices showed that the LARS is sensitive and capable of distinguishing
In revised form
5 December 2005 between apathy and depression. As a screening tool, the scale is able to support dichotomous judgements
Accepted 3 January 2006 accurately and, when greater measurement sensitivity is required, also determine the severity of apathy
....................... within a four category classification.
A
pathy refers to a set of behavioural, emotional, and primarily dependent on the opinion of the caregiver, who
cognitive features such as reduced interest and may not always be available or reliable.
participation in the main activities of daily life, a lack From a pathophysiological viewpoint, the most common
of initiative, a trend towards early withdrawal from initiated cause of apathy is dysfunction of the frontal lobes, following
activities, indifference, and flattening of affect. The concept either a direct lesion of the frontal cortex or damage to
of apathy lacks specificity and various different definitions regions tightly connected to the latter (such as the basal
have been suggested. For certain investigators, the key ganglia). The frontal-subcortical circuits often seem to be
feature is lack of motivation, and apathy can thus be defined involved, and apathy is a common behavioural consequence
as ‘‘diminished motivation not attributable to diminished of basal ganglia disorders.2 3 7 Current estimates of the
level of consciousness, cognitive impairment, or emotional prevalence of apathy in Parkinson’s disease vary from
distress’’.1 For others, the prime characteristic is lack of 16.5% to 42%.3 7 8 It is also frequently observed in other
initiative: apathy is considered to be ‘‘an absence of conditions with parkinsonism.9
responsiveness to stimuli as demonstrated by a lack of self Our aim was to develop an apathy rating scale using a
initiated action’’.2 In addition to these conceptual difficulties, structured, standardised interview capable of distinguishing
apathy overlaps with a range of other behavioural and between the various features of apathy. We examined its
psychological factors, including mood and some aspects of concurrent validity, internal consistency, and inter-rater
personality and cognitive function.3 reliability in a population of healthy subjects and patients
The apathy evaluation scale (AES) proposed by Marin et al4 with Parkinson’s disease. The latter group was chosen in view
is currently the scale most often used to assess apathy. Its of the fact that apathy is commonly observed in this basal
reliability and validity for measuring apathy in different ganglia degenerative disease.2
pathological conditions have been demonstrated.4 However,
the administration instructions and scoring method have METHODS
suffered from a lack of standardisation. In clinical research Participants
and most drug treatment studies, apathy has been assessed One hundred and fifty nine patients with probable
with the Neuropsychiatric Inventory (NPI), which includes a Parkinson’s disease participated in the study (the demo-
specific item for the global evaluation of apathy.5 Recently, graphic characteristics are shown in table 1). Parkinson’s
Robert et al6 proposed an extension of this assessment by
using the Apathy Inventory, which allows separate assess-
Abbreviations: AES, apathy evaluation scale; DRS, dementia rating
ment of emotional blunting, lack of initiative, and lack of scale; LARS, Lille Apathy Rating Scale; MADRS, Montgomery and
interest in addition to the global NPI score. Despite the Asberg depression rating scale; NPI, Neuropsychiatric Inventory;
widely demonstrated validity of these latter scales, they are UPDRS, Unified Parkinson’s Disease Rating Scale
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
580 Sockeel, Dujardin, Devos, et al
disease was defined according to the United Kingdom (MADRS).12 In addition to the global score and in view of
Parkinson’s disease brain bank criteria.10 The study popula- the scale’s factorial structure, we also used three subscores
tion was separated into three groups: for assessing dysphoric apathy, psychic anxiety, and vegeta-
tive symptoms.13
N 47 patients with non-demented Parkinson’s disease early
in the course of the disease and well stabilised on
Global cognitive efficiency was assessed in terms of the global
score (out of 144) on the Mattis Dementia Rating Scale
antiparkinsonian drug treatment (stable Parkinson’s dis- (Mattis DRS).14
ease); All participants underwent assessment of apathy, depres-
N 73 non-demented patients with fluctuating Parkinson’s
disease and severe symptoms (fluctuating Parkinson’s
sion, and cognitive efficiency during a one hour test session.
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
LARS: validation study 581
Table 2 Factor loadings after oblique rotation and the correlation matrix between
oblique factors
Factor 1 Factor 2 Factor 3 Factor 4
Variable IC SA E AI
Numbers in bold type indicate the correlations that determine the clusters for the oblique factors in (A) and
significant correlations between oblique factors (p,0.01) in (B).
AI, action initiation; C, lack of concern; E, emotion; EP, everyday productivity; ER, blunting of emotional responses;
IC, intellectual curiosity; INI, lack of initiative; INT, lack of interest; M, motivation; NS, extinction of novelty seeking;
SA; extinction of self awareness; SL, poor social life.
Table 3 Comparisons between the different patient groups using the LARS and MADRS
scales
Patient group n (%) LARS MADRS
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
582 Sockeel, Dujardin, Devos, et al
A further principal component analysis using oblique As shown in table 4, both LARS and MADRS were
rotation generated a satisfactory model for this number of generally sensitive to both apathy and depression, although
factors (goodness of fit with x2 (df 6) = 9.69, p.0.13, NS). the results for different subscales were not homogeneous.
Table 2 gives the factor loadings and the correlations between The LARS ‘‘IC’’ factor was reactive to both variables,
the hierarchical structure’s different components. showing the dependence between these two constructs.
First, four clusters of variables were found, with either Nevertheless, the mean scores observed for the different
high unique factor loadings or low cross loadings. Next, the patient groups, the confidence intervals, and the absence of
correlations between these four primary oblique factors interactions between the apathy and depression factors all
yielded a set of two secondary factors, with the first showing argue in favour of the LARS’s ability to assess apathy
evidence for a main construct representing apathy (factors 1, independently of depression. Examination of the results for
3, and 4) and a second one dealing more with self awareness the ‘‘dysphoric apathy’’ factor in the MARDS supported this
(factor 2). Finally, there was evidence to suggest that the four conclusion, as the correlation between the LARS and the
primary factors might represent distinct dimensions of MADRS mainly reflected the correlation between the LARS
apathy: (1) intellectual curiosity (lack of interest, novelty and the depression scale’s apathy subscore.
seeking and motivation, poor social life), reflecting low
interest in novelty as well as a drop in the perceived need for Concurrent validity
knowledge; (2) self awareness; (3) emotion (blunting of Concurrent validity was assessed, first, by the correlation
emotional responses, lack of concern); and (4) action between the AES and LARS scores, and second, by
initiation (low everyday productivity, lack of initiative). comparison of the frequency distributions between the
different cut off scores and expert judgements. We noted a
Internal consistency, test–retest, and inter-rater strong correlation between the global scores for the AES and
reliability the LARS (r = 0.87). Close examination of links between
Internal consistency was determined both in terms of split Marin’s scale and the four LARS factors established that the
half reliability and Cronbach’s standardized a coefficients. strongest correlations were found with the IC (r = 0.84) and
The between-items and between-subscales a values were 0.80 AI dimensions (r = 0.65). The correlation between AES and
and 0.74, respectively. Split half reliability was 0.73 and the E dimension was r = 0.44 and comparisons between the
reached 0.84 after correction with the Spearman Brown SA dimension and AES yielded r = 0.15.
‘‘prophecy formula’’. When evaluated on a subgroup of 35 Criterion related validity was measured in order to obtain
patients, the test–retest correlation coefficient was 0.95. the best accuracy relative to an expert diagnosis. It was
Inter-rater reliability was checked using intraclass correlation calculated from two kinds of cross tabulation tables, referring
calculated from the ratios of the different sources of variance. to either an expert dichotomous patient classification
The latter were generated by an analysis of variance (moderately/severely apathetic v non-apathetic/mildly apa-
(ANOVA) on repeated measures, with the identity of the thetic) or a four class categorisation of disease severity (non-
judge as a dependent variable. This ANOVA did not reveal apathetic, mildly, moderately, or severely apathetic). Cut off
any differences between scorings (F,1, NS), and the scores for the LARS were derived empirically from the
intraclass correlation was high (r = 0.98). According to distributions of apathetic and control subjects, in order to
Nunally,15 these values correspond to high reliability. separate the two sets and to avoid the inclusion of subjects in
an inappropriate category (fig 1). An initial cut off score was
set at 2.5 SD below the mean score of the control group.
Separability between apathy and depression Thereafter, and depending on the user’s choice in terms of
Parkinson’s disease patients were divided into four groups specificity and sensitivity, three cut off scores were proposed,
according to the clinicians’ binary classification of apathy and as shown in table 5.
depression (table 3). The MADRS and LARS scores were Comparisons with Marin’s AES were provided for three cut
compared in a two way multivariate analysis of variance off scores calculated using the same methodology. For a
(MANOVA), with the two classifications as categorical prevalence of 29.56%, the cut off value of 216 seemed to be
predictors. In a second MANOVA, we entered various the best compromise, with a k of 0.79 and a sensitivity index
dependent variables: the MADRS ‘‘dysphoric apathy,’’ ‘‘psy- of 0.89, which are considered to represent excellent agree-
chic anxiety,’’ and ‘‘vegetative symptoms’’ scores on the one ment.16 Finally, classification into four categories was
hand, and LARS subscores from the four factorial analysis checked against a corresponding distribution of patients
clusters (referred as intellectual curiosity (IC), self awareness with the cut off values of [236;222] for non-apathetic and
(SA), emotion (E), and action initiation (AI)) on the other. [221;217], [216;210], and [29;+36] for slightly, moder-
We hypothesised that the main scores or the subscores, or ately, or severely apathetic subjects, respectively. Again, these
both, would be differentially sensitive to their corresponding values were adjusted empirically in order to create classes
factors—that is, apathy or depression. If the two constructs with minimum overlap and to provide as much agreement as
were independent, we expected not to see an interaction possible with the experts. Table 6 shows the corresponding
effect. contingency cross tabulation, from which we calculated an
Table 5 Criterion related validity, sensitivity, and specificity indices and cut off values for
the AES and LARS scales, with respect to dichotomous expert judgments of apathy
Scale Cut off scores Accuracy k Sensitivity Specificity
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
LARS: validation study 583
Table 6 Cross tabulation table showing the proportion of patients (per cent) in each of
the four apathy severity classes, according to the LARS global score and the expert’s
judgement
Expert judgement
accuracy index of 0.81 with a k of 0.74. These data clearly of apathy (behavioural, cognitive, and emotional) and our
argue in favour of use of the LARS for optimally distinguish- results agree with and reinforce these suggestions, as these
ing between different degrees of severity in apathy syn- same three realms emerged from our analysis. Nevertheless,
dromes. our data also generated a fourth factor, representing a
reduction in self awareness and impaired behavioural
DISCUSSION adjustment to social life. This factor seemed to emerge in
This new Lille Apathy Rating Scale (LARS) was built on the relation to certain specific characteristics of patients with
conceptual basis of Marin’s apathy evaluation scale (AES) cognitive decline.
but sought to remove various practical difficulties in using Discriminating between depression and apathy has always
the latter. In particular, we have noticed first, a lack of been a tricky issue. Nevertheless, some studies have
standardisation in the administration and scoring procedures addressed this problem. For instance, Marin et al19 evaluated
(because of the semistructured nature of the AES); second, apathy and depression in patients with either Alzheimer’s
variations in interpretation owing to multiple sources of disease, stroke, or major depression. Although apathy and
informants; and third, possible sources of error because of depression generally correlated within the groups, absolute
fluctuation in the positive/negative orientation of questions. scores varied considerably (and independently) between
Moreover, we have also noticed a heterogeneous weighting of groups. Levy et al20 found the same disease specific relation
the items in relation to the main psychological domains. In using the NPI and concluded that the presence of one
order to enhance standardisation, improve stability, and condition did not predict the presence of the other. Pluck and
reduce subjective interpretations during scoring, we adopted Brown3 drew very similar conclusions: although the symp-
a dichotomous scale. Moreover, the nine domains of interest toms can dissociate within individual patients, comorbid
were equally weighted in the final score, enabling the depression and apathy appeared to have an additive effect on
generation of subject profiles. Question by question exam- symptoms such as cognitive dysfunction. Our data seem to be
ination did not reveal floor or ceiling effects or extremely low compatible with published reports: the correlation between
or high inter-item correlations that would indicate incon- LARS and MADRS scores is clearly explained by the latter’s
gruence or redundancy. This internal consistency was dysphoric apathy subscale, which covaries with the LARS IC
reinforced by relatively high reliability coefficients, suggest- dimension (and, to a lesser extent, with AI). Moreover, the
ing that the scale indeed deals with a single, coherent simultaneous presence of these two symptoms indicated the
construct. Parkinson’s disease patients with the worst scores on the
In addition to the global assessment of apathy, the LARS LARS. In practical terms, distinguishing apathy from depres-
also revealed a structure whose factors were interpreted as sion implies that one should consider both the LARS and the
representing intellectual curiosity, action initiation, emotion, MADRS scores: extremely low scores on both scales indicate
and self awareness. In fact, several studies2 4 6 17 18 have patients with little suspicion of either condition; extremely
proposed definitions which incorporate distinct components high scores on both scales indicate patients with a high
suspicion of both conditions; depressed patients should
present a relatively high MADRS score with a relative low
20 LARS score, whereas a relatively low MADRS score and a
18
relatively high LARS score predict the presence of apathy in
Parkinson's disease
the absence of depression.
16 Healthy controls
The main goal of this study was to provide a useful tool
14 (meeting the usual psychometric prerequisites) for the
Number of cases
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
584 Sockeel, Dujardin, Devos, et al
In the current version of the LARS, all input information is 3 Pluck GC, Brown RG. Apathy in Parkinson’s disease. J Neurol Neurosurg
Psychiatry 2002;73:636–42.
obtained from the patient. In patients with anosognosia (who 4 Marin RS, Biedrzycki RC, Firinciogullari S. Reliability and validity of the
may thus underrate their symptoms), this may constitute a apathy evaluation scale. Psychiatry Res 1991;38:143–62.
limitation. It is useful to obtain information from an 5 Cummings JL, Mega M, Gray K, et al. The neuropsychiatric inventory:
comprehensive assessment of psychopathology in dementia.
informant in such cases, and we are currently working on Neuropsychology 1994;44:2308–14.
an informant version of the LARS. 6 Robert PH, Clairet S, Benoit M, et al. The apathy inventory: assessment of
Our results showed that apathy is frequent in Parkinson’s apathy and awareness in Alzheimer’s disease, Parkinson’s disease and mild
cognitive impairment. Int J Geriatr Psychiatry 2002;17:1099–105.
disease and that higher apathy levels are observed in patients 7 Starkstein SE, Mayberg HS, Preziosi TJ, et al. Reliability, validity, and clinical
with cognitive complications. The observed prevalence of 29% correlates of apathy in Parkinson’s disease. J Neuropsychiatry Clin Neurosci
was within the range of previously reported values.3 7 8 1992;4:134–9.
8 Aarsland D, Larsen JP, Lim NG, et al. Range of neuropsychiatric disturbances
in patients with Parkinson’s disease. J Neurol Neurosurg Psychiatry
Conclusion 1999;67:492–6.
9 Litvan I, Mega MS, Cummings JL, et al. Neuropsychiatric aspects of
The LARS is a reliable and practical instrument for assessing progressive supranuclear palsy. Neurology 1996;47:1184–9.
the multiple dimensions of apathetic syndrome. Its psycho- 10 Gibb WR, Lees AJ. The relevance of the Lewy body to the pathogenesis of
metric qualities appear to make it particularly suitable for idiopathic Parkinson’s disease. J Neurol Neurosurg Psychiatry
1988;51:745–52.
assessing changes in the manifestations of apathy: in the 11 Fahn S, Elton RL, and the members of the UPDRS Development Committee. The
future, the scale could thus constitute an interesting outcome Unified Parkinson’s disease rating scale. In:Fahn S, Marsden CD, Calne DB,
variable for evaluating the efficacy of potential apathy Goldstein M, editors.Recent developments in Parkinson’s disease, vol 2.
Florham Park, NJ: Macmillan Healthcare, 1987:153–63.
treatments. Further studies will have to demonstrate the 12 Montgomery SA, Asberg M. A new depression scale designed to be sensitive
ability of the LARS to specify the apathy profile of different to change. Br J Psychiatry 1979;134:382–9.
patient groups in relation to a given disease aetiology or 13 Parker RD, Flint EP, Bosworth HB, et al. A three-factor analytic model of the
MADRS in geriatric depression. Int J Geriatr Psychiatry 2003;18:73–7.
severity level. 14 Mattis S. Mental status examination for organic mental syndrome in the
elderly patient. In:Bellak L, Karasy TE, editors. Geriatric psychiatry. New York:
..................... Grune and Stratton, 1976:77–121.
Authors’ affiliations 15 Nunally JC. Psychometric theory, 2nd edition. New York, NY: McGraw-Hill,
P Sockeel, K Dujardin, Psychology Department, Charles De Gaulle 1978.
16 Landis JR, Koch GG. The measurement of observer agreement for categorical
University, Lille, France data. Biometrics 1977;33:159–74.
D Devos, C Denève, A Destée, L Defebvre, Neurology and Movement 17 Marin RS. Apathy: concept, syndrome, neural mechanism and treatment.
Disorders Unit, EA2683, Faculty of Medicine and Lille University Semin Clin Neuropsychiatry 1996;1:304–14.
Hospital, Lille 18 Starkstein SE, Petracca G, Chemerinski E, et al. Syndromic validity of apathy
in Alzheimer’s disease. Am J Psychiatry 2001;158:872–7.
Competing interests: none declared 19 Marin RS, Firinciogullari S, Biedrzycki RC. Group differences in the
relationship between apathy and depression. J Nerv Ment Dis
1994;182:235–9.
20 Levy ML, Cummings JL, Fairbanks LA, et al. Apathy is not depression.
REFERENCES J Neuropsychiatr Clin Neurosci 1998;10:314–19.
1 Marin RS. Differential diagnosis and classification of apathy. Am J Psychiatry 21 Andersson S, Krogstad JM, Finset A. Apathy and depressed mood in acquired
1990;147:22–30. brain damage: relationship to lesion localization and psychophysiological
2 Stuss DT, Van Reekum R, Murphy KJ. Differentiation of states and causes of reactivity. Psychol Med 1999;29:447–56.
apathy. In:Borod J, editor. The neuropsychology of emotion. New York: 22 Kant R, Duffy JD, Pivovarnik A. Prevalence of apathy following head injury.
Oxford University Press, 2000:340–63. Brain Injury 1998;12:87–92.
www.jnnp.com
Downloaded from http://jnnp.bmj.com/ on October 8, 2016 - Published by group.bmj.com
These include:
Email alerting Receive free email alerts when new articles cite this article. Sign up in the
service box at the top right corner of the online article.
Notes