Corrosion and Corrosion Prevention in Heat Exchangers
Corrosion and Corrosion Prevention in Heat Exchangers
Corrosion and Corrosion Prevention in Heat Exchangers
Willem Faes*, Steven Lecompte, Zaaquib Yunus Ahmed, Johan Van Bael, Robbe Salenbien,
Kim Verbeken and Michel De Paepe
2 T
ypes of corrosion encountered lematic for overhauling. In the case described by Xie et al.
(2015), the carbon steel tubes of a vertical shell-and-tube
in heat exchangers heat exchanger, used to cool a stripper overhead vapour,
had to be replaced after only 2.5 years of service (Xie
Corrosion is a term used to describe the (unwanted) deg- et al., 2015). Around the tubes, cooling water flowed,
radation of a metal when exposed to an environment, due which cooled the process vapour inside the tubes. Brown
to interaction with this environment. Most of the exam- and reddish rust was found on both internal and exter-
ples discussed below involve aqueous environments. The nal surfaces, and severe wall losses (>70% for 159 of the
corroding metal in the liquid is called the anode, and the 1410 tubes) were detected. Figure 4 shows a cross section
metal ions go into solution following the anodic oxidation of different tubes. Signs of corrosion can be seen on both
reaction. Corrosion is only possible if the electrons result- external and internal surfaces, and the difference in wall
ing from this reaction are consumed by a cathodic reaction thickness can clearly be observed. The authors discov-
(e.g. the reduction of dissolved oxygen). An electrically ered that the corrosion was most severe just underneath
conductive path must exist between the two locations the top tube sheet. This was explained by the accumula-
for the electrons to pass (Edwards, 2013). This corrosion tion of non-condensable gases at the top of the shell area,
process is illustrated in Figure 3. Many types of corrosion causing the concentration of corrosive elements (e.g. chlo-
are possible, depending on the material, the environment, rides) in the water on the hot tube surfaces at the vapour-
and the working conditions (Roberge, 2000). In the next liquid interface.
sections, the most prevalent forms encountered in heat The uniform corrosion was more severe at the cooling
exchangers are discussed and several examples of failures water side than at the internal surface of the tubes.
of heat exchangers, caused by corrosion, are presented. However, uniform corrosion was not the only type of
lower and upper tubes were preferentially filled with brine similarity to pitting corrosion and will be discussed in the
and steam, respectively, while the middle tubes received next section.
a mixture of condensing steam and brine. These condi-
tions caused an increasing concentration of acid gases
like CO2 and H2S in the condensing water, making it even 2.3 Crevice corrosion
more acidic. This locally high acidity was suggested as
the reason for the rapid development of pits in only one Crevice corrosion is another intense and dangerous form
row of tubes. Also, elemental arsenic, which precipitated of localised corrosion, caused by a local environment dif-
from the brine, was observed in the pits, which might have ferent from the bulk environment. In crevices or shielded
enhanced corrosion by galvanic effects (galvanic corro- areas with stagnant liquid, a depletion of oxygen can
sion is discussed in Section 2.7). occur. The initiation of crevice corrosion is influenced by
An example of a plate heat exchanger that failed due this differential concentration of oxygen. The presence of
to pitting is described by Deen et al. (2010). In their study, chlorides can also cause the initiation of crevice corrosion.
the failure of a heat exchanger with plates constructed The rate of corrosion increases as the crevice narrows and
with type 316L stainless-steel plates (PREN ≈ 24.2) is the cathode area is increased (Roberge, 2000). In plate
investigated. The device was used in the cooling loop of heat exchangers, such crevices are typically present at the
textile mill. A 316L stainless steel was originally chosen gaskets (metal/non-metal contact), at the plate contact
for its corrosion-resistant properties; however, when the points, and under deposits.
heat exchanger was opened for maintenance after 2000 h The studies by Crum et al. (2007) and Cassagne et al.
of operation, it was observed that several of the plates (2010) illustrate the difficulty of avoiding crevice corrosion
were perforated by pits. An example of a failed plate can in plate heat exchangers for seawater applications. In both
be seen in Figure 6. The authors concluded that a local studies, several metals are tested as plate material at ele-
breakdown of the passive oxide film occurred, which was vated temperatures (up to 70°C) with both laboratory tests
caused by high chloride contents in the cooling water. and exposure to real seawater (with controlled chlorine
Additional examples of failure analyses of shell-and- concentrations, added to suppress marine life) in dummy
tube heat exchangers where pitting was one of the main heat exchangers. The metals tested were super-austenitic
modes of corrosion-related failure can be found in the fol- stainless steels, nickel-chromium-molybdenum alloys, and
lowing references: Xie et al. (2015), Ghayad et al. (2015), titanium. Almost all metals, even titanium, showed signs
Qiankun et al. (2017), Sanders and Iwand (2013), Ifezue of crevice corrosion in the most severe conditions. Only the
and Tobins (2015), Zheng et al. (2014), Song et al. (2013), most recent Ni-Cr-Mo alloys, like alloy 686 [Unified Num-
and Abouswa et al. (2007). Two papers in which pitting bering System (UNS) N06686], could withstand the corro-
corrosion in plate heat exchangers was observed are sive environment. An example of severe crevice corrosion at
described by Crum et al. (2007) and Turissini et al. (1997). the gasket area of a plate made from alloy 31 (UNS N08031)
The main corrosion process in this last case was, however, is shown in Figure 7. More cases of crevice corrosion in plate
crevice corrosion, which is a type of corrosion with some heat exchangers were described by Turissini et al. (1997).
Several other examples of stress corrosion causing the Figure 10: Effect of flow velocity on the corrosion rate of carbon
failure of heat exchangers can be found in the literature steel in seawater.
for both shell-and-tube heat exchangers (Otegui & Fazzini,
2004; Guo et al., 2011; Qu et al., 2011; Ravindranath et al.,
prone to erosion corrosion, especially at the tube side,
2012; El-Amoush et al., 2014; Corte et al., 2015; Xu et al.,
where this is often called inlet-tube corrosion (Walker,
2015; Corleto & Argade, 2017) and plate heat exchangers
1990).
(Turissini et al., 1997; Traubert & Jur, 2012; Khodamorad
Two other forms of wear, sometimes classified under
et al., 2016). For two of these cases, it concerns corrosion
erosion corrosion, are “cavitation erosion” and “fret-
fatigue (Otegui & Fazzini, 2004; Ravindranath et al., 2012),
ting corrosion” (Walker, 1990). On the one hand, in the
while in the others, SCC was the main cause of failure.
former, bubbles collapse on the surface. This often occurs
in evaporators, but is also possible in non-boiling condi-
tions at pressure drops, resulting from sudden changes in
2.5 Erosion corrosion velocity. Fretting corrosion, on the other hand, is caused
by a periodic rubbing motion between two metal parts.
Erosion corrosion is the synergistic interaction between This often occurs in shell-and-tube heat exchangers at the
corrosion and erosion, caused by a relative motion between tube-to-tube sheet joints or at the tube-baffle contacts.
a corrosive fluid and a metal wall. The combined effect of This increases the shell-side baffle bypass flow, leading to
the two phenomena is larger than corrosion or erosion a less efficient heat exchanger.
separately. The phenomenon normally occurs under tur- Several examples of erosion corrosion can be found in
bulent flow conditions. Surface material is removed by the literature for shell-and-tube heat exchangers. Erosion
the fluid shear stress, and a protective corrosion film (e.g. corrosion was observed in several studies (Kuznicka,
formed on stainless steel or aluminium) can be destroyed 2009; Eich, 2012; Yang et al., 2012; Li et al., 2013; Klein
by the motion of the fluid. The damage increases with et al., 2014). Also, some examples of cavitation erosion
increasing fluid velocity, and most metals have a criti- (Reitz, 2002; Klenowicz et al., 2003) and fretting corrosion
cal velocity above which the corrosion rate strongly rises (Cassagne et al., 2010; Klein et al., 2014; Shahrani & Al-
due to the destruction of the protective film (Wang et al., Subai, 2014) could be found. An example of a plate heat
2007). In seawater, where there is a high chloride con- exchanger that failed because of fretting corrosion was
centration, stainless steel might not be able to establish described by Wassilkowska et al. (2016).
passivity, causing the corrosion rate to increase with flow In the case described by Kuznicka (2009), pits were
velocity (Revie & Uhlig, 2008). A relationship between the detected on the outside surface of the copper tubes in a
flow velocity of seawater and the corrosion rate of carbon shell-and-tube heat exchanger. Some of these pits were
steel was proposed by LaQue (1948). This relationship was perforating the tube wall. Around the tubes, industrial
fitted to an exponential function by Guedes-Soares et al. water was flowing with an inlet temperature of 16°C. The
(2011), as shown in Figure 10. inside surface of the pits was smooth and free of corrosion
In plate heat exchangers, erosion corrosion can occur products. The pits were positioned in the longitudinal
at the inlets and is more severe when the fluid contains direction of the tube and appeared as craters undercutting
abrasive solids such as sand particles (Wang et al., 2007). the metal. These observations led the author to believe
In shell-and-tube heat exchangers, the inlets are also that the pits were created by erosion corrosion. Also, the
fact that the water contained some solids in suspension 2.6 Intergranular corrosion
was thought to be the possible cause of the erosion corro-
sion. Most of the tubes on which the pits were discovered In solid state, metals typically have a crystalline structure.
were laying in the same row: the row closest to the baffle Carbon steel has a body-centred cubic crystal structure;
edge. According to the author, the turbulence was most aluminium, copper, and austenitic stainless steel are
intense at this location, increasing the effect of erosion face-centred cubic; and magnesium has hexagonal close-
corrosion. packed crystal lattice. During the solidification process,
An example of a shell-and-tube heat exchanger that these crystals are formed as individual grains where the
failed because of fretting corrosion is discussed by Klein boundaries between the different grains are chemically
et al. (2014). In a wastewater plant, hot vapours were used more active (Walker, 1990).
on the shell side. These vapours, however, contained Narrow regions along the grain boundaries can be
some debris, fouling the outer surface of the tubes. This corroded with only negligible attack on the grains them-
blocked the flow path in some areas of the heat exchanger, selves. This can cause the metal to disintegrate or lose
causing the fluid velocity to be higher in other regions. An its strength. Intergranular corrosion often occurs on
oscillating behaviour of the tubes resulting from these welded structures of the widely used type 304 stainless
high velocities caused the tubes to be in contact with each steel. Operation at high temperatures, like an improper
other, inducing fretting corrosion on each other. Figures 11 heat treatment or welding, can cause the depletion of
and 12, respectively, show friction marks on the outside of the alloying element chromium near the grain bounda-
the tubes and worn-out holes in the baffle plates, created ries in a process called sensitisation. These chromium-
by the vibrating motion of the tubes. depleted regions have lost their corrosion resistance,
Only one case of erosion corrosion (in the form of fret- and what remains are the characteristics of the base
ting corrosion) could be found for plate heat exchangers. metal (Kuppan, 2000). The chromium forms chromium
The corrosion process was described by Cassagne et al. carbides, because at these temperatures, the carbides
(2010), who investigated materials for plate heat exchang- are insoluble and for them to precipitate at the grain
ers. The fretting corrosion occurred at the contact points boundaries, they must obtain chromium from the sur-
of adjacent plates. rounding metal. When the corroding metal is under a
tensile stress, corrosion cracks can form along the grain
boundaries. This phenomenon is termed intergranular
SCC (Roberge, 2000).
From the examples given in the section on stress
corrosion, the cracks discussed in several publications
were intergranular (Turissini et al., 1997; Guo et al., 2011;
Corleto & Argade, 2017). Intergranular cracks (without the
Figure 11: Friction marks on the outside of heat exchanger tubes.
Reprinted from Klein et al. (2014), with permission from Elsevier. application of stresses) were found in the cases discussed
by Ifezue and Tobins (2015) (together with pitting) and
Chandra et al. (2010). Figure 13, from the work of Ifezue
and Tobins (2015), clearly shows intergranular corrosion
of a section of an aluminium tube, which typically results
from inappropriate heat treatment, e.g. during material 2.8 Selective leaching
production.
Selective leaching or de-alloying is a form of galvanic cor-
rosion on a microscopic scale where one alloying element
2.7 Galvanic corrosion is preferentially attacked over the other alloying elements
in the matrix material. As a result, the remaining structure
When two dissimilar metals are electrically connected and is weakened (Roberge, 2000). A common example is the
are in contact with an electrolyte, a galvanic cell is created removal of zinc from brass (de-zincification) in stagnant
and a potential difference exists over the two metals. In waters. Also, the removal of aluminium from aluminium
this bimetallic couple, the metal with the lowest poten- brass in acidic solutions or nickel from cupronickel alloys
tial, the anode, will start to corrode. The more noble metal under conditions of high heat flux (respectively called de-
will behave as a cathode, and its surface will remain unaf- aluminiumification and de-nickelification) is reported in
fected (Roberge, 2000). In this context, it must be added industry (Kuppan, 2000). Addition of appropriate alloy-
that the potential of a metal depends on the characteris- ing elements is frequently quoted to be a viable strategy
tics of the electrolyte as well. Consequently, it is possible against selective leaching. For example, de-zincification
that for two dissimilar metals, one metal is anodic with of brass can be prevented in most aggressive environ-
respect to the other in one electrolyte, while it behaves ments by adding arsenic as alloying element to the brass
cathodic with respect to the same other metal in a differ- (Ravindranath et al., 2012).
ent electrolyte. Galvanic corrosion can also happen on a According to Wang et al. (2007), failures caused by
single metal, caused by local imperfections, local differ- selective leaching are not common in plate heat exchang-
ences in the chemistry of the electrolyte (e.g. an oxygen ers, as they can be avoided by selecting an appropriate
concentration cell), or metallic deposits on the surface material for each application. One example was found in
(Wang et al., 2007). the literature where cupronickel tubes in a shell-and-tube
Galvanic corrosion is common in shell-and-tube heat heat exchanger experienced de-nickelification (Cincera
exchangers at the contacts between the tubes and the et al., 2012). The failure analyses in publications by Qu
baffles or tube sheets when different metals are used for et al. (2011), Ravindranath et al. (2012), Li et al. (2013), and
those parts. Also, the contacts between the baffle and Ranjbar (2010) mention de-zincification as one of multiple
the shell are sensitive areas (Kuppan, 2000). In plate causes of failure of a shell-and-tube heat exchanger.
heat exchangers, galvanic corrosion can exist at welded, In the example discussed by Ranjbar (2010), tubes
brazed, or soldered joints (Wang et al., 2007). One spe- made of yellow brass were used in a shell-and-tube heat
cific example of galvanic corrosion was already men- exchanger. In the tubes, circulating cooling water flowed
tioned in Section 1. Parrott (2014) described the failure of to condense the steam on the shell side. Several tubes
a shell-and-tube heat exchanger made from carbon steel experienced severe fouling and even plugging, causing
with a titanium cladding on an offshore gas production the velocity to increase in the tubes that were not plugged.
platform. In this case, the carbon steel was anodic to the The flow in these tubes was rapid with a high turbulence
titanium and corroded. Another example of galvanic cor- intensity. Additionally, the metal was weakened, because
rosion where carbon steel was anodic to titanium was zinc was leached from the copper alloy. This weaken-
discussed by Yang et al. (2012) in a failure analysis of a ing, in combination with the turbulent motion, caused
shell-and-tube heat exchanger (caused by a combina- severe erosion. A section that de-zincified can be seen in
tion of corrosion mechanisms) in a nuclear power plant. Figure 14. The original brass had a yellow colour, while
One last illustration of the need to avoid combining dis- the de-zincified area has a red colour, as one typically
similar metals is the failure analysis of Mousavian et al. observes for pure copper.
(2011). In a shell-and-tube heat exchanger, used to cool
oil with cooling water, the tubes, tube sheet, and gaskets
were made of copper, carbon steel, and aluminium, 2.9 Hydrogen damage
respectively. After being used for only 4 months, the oil
and water mixed because both the gaskets and the tube Hydrogen can cause damage of a metal in different ways.
sheets corroded. Galvanic corrosion was determined to be Atomic hydrogen H (not the molecule H2) is the smallest
the main cause of failure. The concept of galvanic corro- atom and is often able to diffuse in the metal lattice inter-
sion is rather well known, so the mistake to bring different stitially at a measurable rate, along grain boundaries and
metals into contact with each other is only seldom made. along dislocations. Dislocations often play a crucial role
T w,h T w,c
T b,h T b,c
Rconv,h Rcond Rconv,c
This figure shows the bulk (Tb) and wall (Tw) temperature
on the hot (h) and the cold (c) sides, the two convective
resistances (Rconv), and the conductive resistance (Rcond).
The kinetics of electrochemical reactions (such as
corrosion of a metal surface) normally increase with
increasing temperature. An exponential relationship,
which is reflected in the Arrhenius equation, usually
Figure 16: Tubercles observed on the shell surface of a heat
exists between temperature and reaction rates (Silverman,
exchanger. 2003). This implies that when a corrosive fluid is heated,
Reprinted from Huttunen-Saarivirta et al. (2012), with permission the temperature in the boundary layer near the wall is
from Elsevier. higher and corrosion kinetics will be faster than kinetics
driven by the bulk temperature (Tw,c > Tb,c). However, when
a corrosive fluid is cooled, the metal temperature will be
surface roughness at this ferrite phase, giving bacteria the
lower than the bulk fluid temperature (Tw,h < Tb,h) and the
possibility of attachment, subsequently leading to oxygen
corrosion kinetics are reduced (Moore & Smith, 1967). A
concentration cells. These cells locally induced corrosion
schematic illustration of the temperature profile over the
and created the tubercles.
fluids, the boundary layers, and the surface is given in
In the literature, more examples can be found of
Figure 18.
heat exchangers that failed due to MIC (Rao & Nair, 1998;
The local differences in temperature also cause differ-
Abraham et al., 2009; Sharma, 2014; Rizk et al., 2017).
ent solubility products of substances in the fluid. For most
species, the solubility increases with increasing tempera-
ture, while some have inverted characteristics (Stumm &
3 Corrosion and heat transfer Morgan, 2012). Corrosion products are typically among
the first category. As explained, the temperature of the
In this section, the interaction between corrosion and bulk fluid in a heat exchanger is different than the metal
heat transfer is discussed. The first part explains how a temperature or the temperature of the fluid in a boundary
metal surface can experience differences in the corrosion layer near the wall. Heat transfer to the liquid can cause
process under heat transfer conditions, compared to when the corrosion products to dissolve instead of forming a
the temperature distribution is uniform. In the second protective layer, because their solubility near the wall is
part, it is demonstrated how corrosion can affect heat high. This can increase the corrosion rate. When a liquid
transfer and the performance of a heat exchanger.
is cooled, the corrosion products do not have the tendency then occurs at the point where the solution reaches a criti-
to dissolve, but form an adherent scale, protecting the cal concentration.
surface from further corrosion (Ross, 1967). In addition to
the corrosion products, the corrosive species causing the
degradation of the metal also experience this change in 3.2 Influence of corrosion on heat transfer
solubility. Dissolved oxygen, for example, has an inverted
solubility characteristic, so it is less soluble at higher tem- Not only does heat transfer have an influence on the cor-
peratures. The mass transport of oxygen from the bulk rosion process, but corrosion can also negatively affect
fluid to the hotter metal is difficult, so this might counter- the thermohydraulic performance of the heat exchanger
act the higher corrosion rates expected for a heated fluid (Edwards, 2008; Mousavian et al., 2011).
(Ross, 1967). This is illustrated by the study of Zhao et al. (2012),
Not only a temperature gradient between the fluid in where the effect of corrosion on the performance of fin-
the boundary layer and the bulk fluid can affect corrosion. and-tube heat exchangers was investigated. The heat
On the heat transfer surface itself, different areas can have exchangers were subject to accelerated corrosion by
another temperature. According to Roberge (2000), hot keeping them in a standardised salt spray chamber for 48
metal is anodic to the same metal at a lower temperature. or 96 h. The performance after being corroded was evalu-
This is a cause of thermogalvanic corrosion, which was ated based on the cooling capacity, the heat transfer coef-
mentioned by Ross (1967), Green (1967), and Maylor (1967). ficient, the thermal resistance, and the air-side pressure
Ross (1967) and Green (1967) indicated this phenomenon drop, and compared to the performance before the test.
with the term “hot-spot corrosion”. In heat exchang- All heat exchangers had copper tubes, while the fins were
ers, local overheating typically occurs under deposits or either copper or aluminium. The influence on the cooling
because of damaging behaviour of the flow, like e.g. the capacity can be seen in Figure 19. The cooling capacity
impingement of steam, an acceleration at blockages, or of the heat exchangers with the copper fins is highest for
the stagnation in enlargements. This hot-spot corrosion is all flow rates, both before and after corrosion, due to the
discussed in more detail by Francis (1987). According to higher conductivity of copper than aluminium. The reduc-
this author, it is common in copper alloy heat exchanger tion in performance after the corrosion is larger for the
tubes, and its process depends on the temperatures and samples with the aluminium fins (maximally 19%) than
the chemicals in the water. Several examples can be for the samples with the copper fins (maximally 2%).
found of hot-spot corrosion in copper tubes in desalina- In the study by Zhao et al. (2012), the decrease in
tion plants (Todd, 1967; Powell & Michels, 2000; Abouswa heat transfer is attributed to a layer of corrosion prod-
et al., 2007). ucts that formed on the fins (mainly Al2O3, aggravated by
Additional complications occur during a change of
phase of the fluid. When a liquid starts boiling, small
bubbles of vapour are produced on the surface (nucleate Sample with Cu fins #1 #2 #3
Sample with Al fins
boiling). These bubbles can collapse and cause cavita- 6000 #1 #2 #3
and is the cause of the failure of the heat exchanger dis- 1000
cussed by Julian et al. (2015), described in the part about
pitting corrosion. 0
300 400 550 720
A last type of corrosion induced by heat transfer is Air flow rate (m3/h)
“liquid-line corrosion”, described by Green (1967). When #1 before salt spray test, #2 after 48 hours salt spray test,
a diluted acid, flowing through a tube, is heated, the water #3 after 96 hours salt spray test
can evaporate. A more concentrated solution is remaining, Figure 19: Influence of corrosion on the cooling capacity of a fin-
which might be corrosive to the metal, although the origi- and-tube heat exchanger.
nal diluted acid was not a problem. Localised corrosion Reprinted from Zhao et al. (2012), with permission from Elsevier.
Aluminium 237 (Kakaç et al., 2012) Aluminium oxide (Al2O3) 25 (Weast, 1981)–40 (Kakaç et al., 2012)
Copper 401 (Kakaç et al., 2012) Copper(II) oxide (CuO) 20 (Kakaç et al., 2012)
Carbon steel 52 (Weast, 1981) Iron oxide 0.58 (The Engineering ToolBox, 2017)
Stainless steel 17 (Weast, 1981) Chromium(III) oxide (Cr2O3) 10–33 (Shackelford & Alexander, 2001)
Titanium 20 (Weast, 1981) Titanium dioxide (TiO2) 11.7 (AZoM)
the galvanic cell that exists between the aluminium fins successfully been used to reduce weight and improve
and the copper tubes). This additional thermal resistance corrosion resistance in heat exchangers (Knezevic et al.,
caused by corrosion products also occurs in other heat 2014). When using different metals, one should, however,
exchangers constructed from different materials (Turissini be careful to avoid galvanic corrosion (see Section 2.7),
et al., 1997; Ranjbar, 2010; Yang et al., 2012). Table 1 lists not only with bimetallic tubes but also for tube and tube
the thermal conductivity of some metals commonly used sheet combinations or with smaller elements like bolts
in the construction of heat exchangers and some of the (Kuppan, 2000). When the use of two different metals
oxides that typically result from corrosion of these metals. cannot be avoided, they should be electrically insulated.
It can be seen that the thermal conductivity of the corro- The anodic (corroding) part should be readily replaceable
sion products is often significantly lower than that of the and have a larger surface than the cathode (area effect)
base metal. This could be expected as oxides are ceramics, (Walker, 1990). To protect the metal from the aggressive
which usually are thermal insulators because of their lack environment, coatings can be applied on the surface. Coat-
of large numbers of free electrons (Callister & Rethwisch, ings generally do not provide any mechanical strength,
2011). but only isolate the material from the fluid to preserve its
strength and integrity (Roberge, 2000). They are typically
classified into three groups: metallic, organic, and inor-
4 P
revention of corrosion ganic (non-metallic) coatings.
–– Metallic coatings can be applied to a substrate in
several ways, for example hot dipping, electroplat-
4.1 G
eneral considerations and guidelines ing, spraying, cementation, and diffusion (Revie &
Uhlig, 2008). The choice of the type of coating process
Many problems with heat exchangers for corrosive appli- depends on several factors such as the required corro-
cations can be avoided by using good practice in the mate- sion resistance or the anticipated lifetime of the coat-
rial selection, during the design phase, and during the ing. Nickel, zinc (e.g. galvanising of steel), lead, tin,
operation of the device. aluminium, cadmium, and chromium are some exam-
Material selection is one of the most important ples of metals that are often applied as coating on a
aspects in avoiding corrosion of a heat exchanger in a spe- substrate made of another material (Carter, 1977). The
cific fluid. Some metals are better suited for a certain envi- coating can be both cathodic or anodic with respect to
ronment than others, and the most appropriate material the substrate.
should be chosen (Tuthill, 1990). If only expensive, highly –– Paints, resins, lacquers, varnishes, and plastic lin-
alloyed materials can resist the environment, a plate heat ings are all categorised as organic coatings (Roberge,
exchanger is preferred, because these require less mate- 2008). They are typically designed to have a high
rial than a shell-and-tube heat exchanger. If, however, a impermeability and an inhibitive function to the cor-
shell-and-tube heat exchanger would be preferred, the rosion process while they can also contain cathodi-
corrosive fluid has to flow in the tubes, as then the shell cally protective pigments.
can be made of a cheaper metal (Kakaç et al., 2012). For –– Inorganic (non-metallic) coatings can be divided into
shell-and-tube heat exchangers with different corrosive two categories (Roberge, 2008). Hydraulic cements,
fluids on the shell side and the tube side, bimetallic tubes ceramics, carbon, silicates, and glass are applied on
are sometimes used. These tubes are made from two dif- the surface of the protected substrate. Other treat-
ferent metals, which are usually co-extruded and have ments change the natural characteristics of the oxide
film, with a low corrosion resistance, into a different the holes in the tube sheets before rolling should be as
protective film or metallic oxide with a higher cor- small as possible. Otherwise, residual stresses after rolling
rosion resistance in the specific operational envi- could induce SCC (Kuppan, 2000). To completely rule out
ronment. Some examples here include anodising, leakages from one fluid to the other, special designs with
nitriding, and phosphatising. double tube sheets in shell-and-tube heat exchangers or
double-wall plates in plate heat exchangers can be used
Each of these types of coatings has been applied in heat (Kuppan, 2000). With these designs, any leakage at the
exchangers to protect the heat transfer surface from a cor- tube-tube sheet interface or through a pit in a plate will be
rosive environment (Chang & You, 1997; Fedrizzi et al., to the environment instead of to the other fluid.
2008; Jong-Soon et al., 2009). In addition to the protec- Special care should also be taken when designing the
tion from corrosion, coatings can also fulfil a different flow path. Dead spaces or areas with low velocities have
role. Wang and Chang (1998) tested hydrophilic coatings to be avoided, because they can induce pitting or crevice
to improve the condensate draining in fin-and-tube heat corrosion. Dead spaces can, for example, exist in verti-
exchangers. This better draining could reduce the pres- cal shell-and-tube heat exchangers above the upper tube
sure drop up to 40%. Also in dehumidifying heat exchang- sheet as a result of a wrong rolling procedure where the
ers, hydrophilic coatings have successfully been applied tubes protrude the tube sheet and a crown is produced
(Hong & Webb, 2000). Hydrophobic coatings, however, in the tube sheet (Collins, 1955). An incorrectly and a cor-
have also been tested in heat exchangers. Das et al. (2000) rectly rolled tube bundle are shown in Figure 20. The fluid
applied such coatings on copper tubes to promote drop- velocity should also not be too high, as this can cause
wise condensation in a condenser. The achieved heat erosion corrosion. Erosion corrosion at the first centime-
transfer coefficients were, in some cases, 14 times higher tres of the tubes is common and often called tube-inlet
than with filmwise condensation. A disadvantage of coat- corrosion. It can be prevented by inserting a short, wear-
ings is that they usually have a significantly lower thermal resistant tube in the wearing inlets, similar to the princi-
conductivity – lower than that of the base metal. In gas ple of bimetallic tubing (Kuppan, 2000). The outer surface
turbines, for example, inorganic coatings are applied of the tubes located near the inlet of the shell is also sen-
because of their lower thermal conductivity to reduce sitive to erosion corrosion. Protection can be provided
the temperature of the airfoils (Strangman, 1985). In heat under the form of wear-resistant impingement plates or
exchangers, their thickness is normally only in the order angle tube protectors, shown in Figures 21 and 22, respec-
of micrometres (Roberge, 2000), so their effect on the heat tively (Kuppan, 2000). Another type of corrosion that can
transfer is limited. be avoided by carefully designing the flow path is fretting
Apart from the material selection, some other meas- corrosion caused by flow-induced vibrations of the tubes.
ures can be taken during the design phase to reduce the Kuppan (2000) proposed changing the fluid velocity or
risk of corrosion-based failures. When the conditions stiffening the tubes with tube support plates, while Walker
to which the heat exchanger will be exposed can cause (1990) also mentioned the use of coatings to roughen the
uniform corrosion, the construction material is typically surface and dampen vibrations.
made thicker than required to guarantee the necessary Pakhomov and Parshin (1993) gave some recommen-
strength over the entire lifetime. This extra material is dations for the thermal design. They defined the term
called the corrosion allowance. This strategy is, however,
not possible with plate heat exchangers, because the plates
need to be very thin, both to maintain a compact form and
for production purposes (Kakaç et al., 2012). Also during
the design phase, sharp edges should be avoided, because
these can induce corrosion fatigue or crevice corrosion. In
general, crevices should always be avoided. When they
cannot be avoided, they should either be filled or be wide
and shallow. The connection between the tubes and the
tube sheets in shell-and-tube heat exchangers is a sensi-
tive location for crevice corrosion. One possibility to avoid
these crevices is to weld the connection instead of rolling.
When using a rolled connection, the difference between Figure 20: Dead space in a vertical heat exchanger (left) and a
the outer diameter of the tubes and the inner diameter of correctly rolled heat exchanger (right).
Figure 21: Impingement plate in a shell-and-tube heat exchanger. Figure 23: Effect of heat transfer coefficient on the effective
temperature near a heat transfer surface.
corrosion inhibitors) and the choice of a different construc- hydrogen-induced damage happen at the cathode. Cor-
tion material. The advice to change the flow configuration rosion of a structure can be avoided by altering the cir-
is also often given. It might, in some cases, be necessary to cumstances such that the protected surface becomes a
either increase or decrease the flow velocity or to reduce cathode. This cathodic protection can be done by reduc-
the level of turbulence in the flow. Preventive measures ing the corrosion potential and is in practice achieved
like periodic cleaning or regular non-destructive testing by two possible strategies (Roberge, 2008). A “sacrificial
of the heat exchanger are also repeatedly recommended. anode” can be connected to the structure to be protected.
Finally, it is sometimes proposed to change the mechani- This part is made from a metal that is less noble in the
cal design or production process. An overview of which galvanic series than the protected structure and will, by
preventive strategy is given in the failure analyses can be consequence, suffer corrosion instead of the protected
found in Table 2. metal. Zinc and magnesium are often used in combination
with steel. When this sacrificial anode has been exten-
sively consumed, it is simply replaced by a new one. This
4.2 Cathodic protection method is easy and relatively cheap; however, the pro-
vided protection is uncontrollable and frequent replace-
As explained earlier, corrosion processes consist of ment of the anodes might be necessary. The second option
a cathodic and an anodic reaction. The anode is the is to use “impressed current cathodic protection” (ICCP).
reactive metal and will corrode. Only features such as The protected structure is connected to an anode through
an external power source. Because of the electric current, Several patents exist disclosing the use of cathodic
impressed by this power source, the protected structure protection in heat exchangers. Patents by Deivasigamani
is cathodically polarised. Because of the anodic polarisa- and Preiser (2013), Noboru et al. (1989), Inagaki et al.
tion, anode materials with a passive surface in the elec- (2002), and Ivusic (2004) discuss the protection of shell-
trolyte are preferred to limit the metal dissolution and the and-tube heat exchangers. In the patent by Deivasigamani
anode consumption rate. and Preiser (2013), both a zinc sacrificial anode and an
Al-Hashem et al. (1997) investigated the possibility of impressed current system with an iron anode are installed
cathodically protecting heat exchanger tubes in seawater in the end chambers. In Figure 25, the two anodes are indi-
at 45°C. The tubes had an internal diameter of 1.27 cm and a cated with 82 and 90, respectively.
length of 6 m, and were made of a copper nickel alloy (UNS A different location, instead of the end chambers,
C71500). The cathodic protection was done with sacrificial where the anode (either as sacrificial anode or for ICCP)
anodes made from carbon steel and attached to both ends can be placed is in the piping just before the shell-and-
of the tubes. The potential of the tubes was recorded at six tube heat exchanger. This was done in the patent by
different places, and the current between the anodes and Noboru et al. (1989) and can be seen in Figure 26.
the tubes was measured with a zero resistance ammeter. In the patent by Inagaki et al. (2002), an invention
The results indicated that the tubes could be protected is described where the goals were to both cathodically
over the entire length. In another study by Wigen et al. protect the tubes and to prevent biofouling of the tube
(2007), the possibility to use cathodic protection to sheet. In Figure 27, the brass tubes are indicated with 1b
prevent corrosion in small-bore stainless-steel tubes was and the tube sheet with 1a. On the tube sheet, a titanium
investigated. In this research, a resistor-controlled sacri- sheet 4 is deposited. With controller 7, the potentials of
ficial anode was used to protect the tubes. Although rec- the cathode (the tubes) and the anode (the titanium sheet)
ommended practices advise a maximum length/diameter are controlled so that oxygen evolves at the anode. This
(L/D) ratio of 5 for carbon steel tubes, their calculations oxygen evolution prevents organisms in the seawater from
showed that this ratio depends on the electrical conduc- fouling the surface. An additional controller 40 is used to
tivity of the fluid, the diameter of the tube, the potential
necessary for protection, and the required current density.
It was found that for stainless-steel tubes, cathodic pro-
tection is possible for tubes with L/D ratios up to 225. The
authors discussed a case where a heat exchanger with
10-m-long tubes was used for cooling with seawater in a
plant. The original heat exchanger with tubes made from
a copper-nickel alloy failed after only a couple of months.
The new heat exchanger had super duplex tubes that were
cathodically protected. After several years, no signs of cor-
rosion were detected.
Care should, however, be taken when designing the
cathodic protection system. In the condenser described
in the failure analysis by Shalaby (2006), titanium tubes
were coupled with Muntz tube sheets and carbon steel
waterboxes. Aluminium sacrificial anodes were attached
to the waterboxes to cathodically protect these waterboxes
and the tube sheets from galvanic corrosion. Despite the
sacrificial anodes (that were found consumed), the carbon
steel, Muntz tube sheets, and titanium all suffered cor-
rosion. Their research indicated that the main corrosion
process was hydrogen embrittlement caused by the over-
protection provided by the sacrificial anodes. The authors
advised the plant operators to remove the aluminium
anodes and to apply a coating to the waterboxes and the Figure 25: Cathodic protection of heat exchanger tubes by placing
tube sheets. Similar findings were published by Fulford the anodes 82 and 90 in the end chamber (Deivasigamani & Preiser,
et al. (1987) and Tsai et al. (1987). 2013).
smaller than that of the base metal. Furthermore, the corrosion rate (like cathodic or anodic protection) is still
corrosion products, which are usually more volumi- limited and should be expanded. An alternative approach
nous than the base metal, can obstruct the flow and might be to change the heat exchanger design so that
increase the pressure drop. corrosion can be tolerated or that corroded parts can be
4. The most important methods to prevent corrosion of replaced easily.
heat exchangers are an adequate material selection
with a combination of proper control of the environ-
ment. During the design, attention should be paid to
avoiding crevices and sharp edges, and for demand-
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Robbe Salenbien obtained his MSc (cum laude) and PhD in physics Michel De Paepe (°1972) is professor of thermodynamics and heat
at the KU Leuven, in 2007 and 2012, respectively. He was involved in transfer and is currently the head of the research group Applied
photoacoustic and photothermal studies of ultrathin structures and Thermodynamics and Heat Transfer at the Faculty of Engineering
viscoelastic materials. In 2012, he joined the Flemish Institute of and Architecture of Ghent University. Research in this group focuses
Technological Research (VITO) as a researcher in energy technology, on thermodynamics of new energy systems, performance of HVAC
focussing on smart district applications such as optimal technology (heating, ventilation, and air conditioning) systems and energy
integration. He is engaged in different national and international rel- in buildings, and complex heat transfer phenomena in industrial
evant research projects, e.g. FP7 Resilient, IWT-VIS Smart Geotherm, applications, as in compact heat exchangers, combustion engines,
and EFRO SALK GeoWatt. Currently, he is active as domain responsi- refrigerant two-phase flow, and electronics cooling. Michel De
ble for the thermal energy systems research group in EnergyVille. Paepe was supervisor/promotor of 18 PhDs defended at Ghent
University. Michel De Paepe is (co)author of 117 papers published in
Kim Verbeken international peer-reviewed journals and >350 conference papers.
Department of Materials, Textiles and
Chemical Engineering, Ghent University,
Ghent, Belgium