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assembly comes into existence at its first meeting. He concludes that as the
assembly had never been convened in Rameshwar Prasad, it had not been
validly constituted and thus could not be dissolved under Article 356.
In this paper, we respond to Dam's claim on how this decision impacts
the relationship between the executive and the legislature. We show how
the ·Court's concern in Rameshwar Prasad is limited to the chronological
sequence in which the executive and legislative wings of government come
into existence after an election. We argue that the relationship between the
executive and the legislature under the Indian Constitution is not determined
by this case but by other well established precedents. We argue that the
Significance of the decision in Rameshwar Prasad is the nature of remedies
available to a court under Article 356 and demonstrate how Rameshwar Prasad
is the strongest application till date of the proposition that courts can review
the exercise of power under this provision. The most remarkable aspect of
the decision in Rameshwar Prasad is that it confirms that Indian courts can
offer a rare public law remedy: the revival of a dissolved assembly. We
conclude with some critical observations about the nature of constitutional
interpretation in such cases. Dam argues that Sabharwal CJ. provided
insufficient reasons for preferring one interpretation of "duly constituted"
over the other, and could be characterised as "qualified silence".5 We propose
that constitutional adjudication must proceed by giving adequate weight to
justifying reasons which pay attention to the text of the Constitution, the
institutional framework and political prinCiples embedded in the Constitution.
Judged in this light, the interpretative methodology in Rameshwar Prasad
may not be as vacuous as Dam suggests.
n. Judicial Review under Article 356
Article 356 enables the President, acting on the advice of the Union
government, to proclaim a regional emergency when "a situation has arisen
in which the government of the State cannot be carried on in accordance
with the provisions of this Constitution." Article 356(1) prOvides that if the
President is "satisfied", on the basis of a report from the Governor or otherwise,
that such a situation exists, he has the power to issue a Proclamation and act
in one of three ways: firstly, to directly exercise the executive powers of the
State government; secondly, to transfer the legislative powers of the State
legislature to Parliament; and, thirdly, to make any incidental or consequential
provisions to give effect to the above. The provision also vests in the President
the power to suspend wholly or partially the provisions of the Constitution
5. [d. at 225.
170 Indian J. Const. L.
6. On prerogative powers, see generally ADAM TOMKINS, PuBuc LAw 81-83 (2003) (Oxford University
Press).
7. AIR 1968 Punj 441.
8. In re A. Sreeramulu, AIR 1974 AP 106.
9. AIR 1977 SC 1361.
10. Id. at 1380.
11. Id. at 1422, 1441. For a detailed analysis of the decision, see Alice Jacob & Rajeev Dhavan, The
Dissolution Case: Politics at the Bar of the Supreme Court, 19 J. INDIAN L. INST 355, 375 ("At the end of
the day, one is left with the impression that while the judges wanted to limit very severely the scope
of judicial review and the interpretation of the "political question" doctrine, some of the judges'
own views on the action taken by the union government appears to have found its way into their
judgments") .
12. AIR 1994 SC 1918 [hereinafter, Bommal]. See generally, Soli J. Sorabjee, Decision of the Supreme
Court in S.R. Bommai v. Union of India: A Critique, 3 SUP. CT. CASES J. 1 (1994); Gary Jeffrey
Jacobsohn, Bommai and the Judicial Power: A View from the United States, 2 INDIAN J. CaNST. L. 38
(2008); O. CIllNNAPPA REDDY, THE COURT AND TIlE CONS1TIUI10N OF INDIA: SUMMITS AND SHAllOWS 224-227
(2009) (Oxford University Press).
Regional Emergencies under Article 356: The Extent of judicial Review 171
alia, that the power under Article 356(1) was reviewable on several grounds.
It inquired into whether relevant data was considered and the reasoning was
justifiable and not mala fide. In this case, the Court applied the entire range
of administrative law grounds for the review of executive action to an Article
356 proclamation and no longer treated it as a prerogative power. Further, it
suggested that such proclamations were subject to basic structure review to
ensure that they did not damage or destroy basic features of the Constitution.
Applying these tests, the court invalidated three proclamations that had been
issued under Article 356(1). It further asserted that so long as a State was
performing its duty in conformity with the Constitution, there was no question
of issuing a proclamation under Article 356(1) merely because a different
political party was in control of the Union Government.
S~R. Bommai Significantly expanded the scope of judicial review by
holding that Article 356 was to be exercised under certain guidelines which
were subject to judicial review. In Rameshwar Prasad, the Court marginally
extended the Bommai holding. Rameshwar Prasad arose as a result of the
elections in the State of Bihar in 2005 which delivered a fractured verdict. As
a consequence of a hung assembly, the Governor recommended that
President's rule be imposed under Article 356. Subsequently, political shuffles
ensued between parties and the National Democratic Alliance (NDA) claimed
to have the requisite numbers to form a government. The Governor,
however, wrote to the President informing him that financial incentives had
made politicians switch their support, and then submitted a final report to
the President recommending dissolution of the assembly.13 The assembly
was dissolved and the constitutionality of the dissolution was challenged
before the Supreme Court. With respect to judicial review of the proclamation
under Article 356, Sabharwal CJ. reiterated Bommai and held that though
"the sufficiency or otherwise of the material cannot be questioned, the
legitimacy of inference drawn from material is certainly open to judicial
review".14 He further held that "it is open to the Court... to examine the
question whether the Governor's report is based upon relevant material or
not; whether it is made bonafide or not; and whether the facts have been
duly verified or not".15 Applying these standards to the facts of the case, the
proclamation was found to be unconstitutional. Significantly, the Court
confinned its power to revive the dissolved assembly. This issue is considered
more fully in the next part of this paper.
13. See Special Correspondent, President Kalam signs Proclamation in Moscow to dissolve Bihar Assembly,
THE HINDU, May 24, 2005, available at http://www.thehindu.com/2005/05/24/stories/
2oo5052410010100.htm.
14. R. Prasad, at para 118.
15. Id. at para 133.
172 Indian J. Const. L.
16. Raja Ram Pal v. The Hon'ble Speaker, Lok Sabha, (2007) 3 SCC 184.
17. R. Prasad, at para 161.
18. As Sturm notes, "The nature of the court's liability task - interpreting norms and determining
parties' responsibility - differs in important respects from the remedial task - implementing those
norms in a particular context. We insist on developing uniform, general rules at the liability stage,
but recognize that different contexts may require different remedial approaches to implement
those norms". See Susan P. Sturm, A Normative Theory of Public Law Remedies, 79 GEO. LJ. 1355,
1445 (1991).
19. See Lord Justice Bingham, Should Public Law Remedies be Discretionary, PuB. L. 64 (1991).
20. See Eastham v. Newcastle United Football Club Ltd., [1964] Ch. 413.
21. See R. v. Monopolies and Mergers Commission, ex p. Argyll Group plc, [1986] 1 W.L.R 763.
Regional Emergencies under Article 356: The Extent of judicial Review 173
The Court reiterated its position in Ram ]awaya Kapur v. State of Punjal?4
where it had held that before the executive can perform its duties it must
have the confidence of the legislature and that executive action takes place
subject to the control and authority of the legislature. 25 This view has been
confinned in later decisions such as S.R. Bommai.
In his article, Dam cites Bagehot26 andJennings27 to illustrate the ideal
relationship between the executive and the legislature in a parliamentary
democracy and suggests that Rameshwar Prasad does not align with this
understanding. 28 Dam emphasizes that "in a representative democracy, it is
the elected members of the assembly that validate the executive... the cabinet
evolves from the assembly and not the other way round".29 The decisions
discussed above reveal that the general position in Indian law are in line
with what Bagehot and Jennings posit to be the relationship between cabinet
government and the legislature.
Rameshwar Prasad does not deal specifically with the cabinet in any
way; it is concerned with the relationship between the executive branch of
government and the legislative assembly in the context of the formation of a
new government after.an election. Dam interprets Sabharwal CJ.'s statement
that "the Constitution does not postulate a live assembly without an executive
government"30 to suggest that the court creates a hierarchy where the
legislature is dependent upon the executive. However, the force of the
argument in Rameshwar Prasad as set out by Sabharwal CJ. is that the
Constitution does not envisage a scenario where if no party can form a
government due to a fractured verdict, the Governor can neither appoint an
executive government (for want of majority strength) nor dissolve the assembly
(since there has been no meeting)! If this paradox were allowed to come
about, then an assembly would exist even where there is no possibility of
the formation of executive government, and the Governor would not have
the power to resolve the situation. Hence, Rameshwar Prasad merely sets out
the chronological sequence of events after an election by which the legislature
is duly constituted even before an executive government is formed. At no
time does the case posit a relationship between these two branches of
41. Aharon Barak., A judge on judging: The Role of a Supreme Court in a Democracy, 116lIARv. L. REv. 16,
68 (2002). For a more detailed account of Barak.'s views, see AHARON BARAK, THE JUDGE IN A DE.l\fOCRACY
(2006) (Princeton University Press).
42. Dam, at 228.
43. Id. at 229.
Regional Emergencies under Article 356: The Extent of judicial Review 179
VI. Conclusion
In this article, we have argued that Rameshwar Prasad is significant for
its confirmation of the remedies available in a judicial review challenge to a
proclamation for a regional emergency under Article 356. Initially articulated
in Bommai, Rameshwar Prasad affirms the power of courts to revive a dissolved
legislative assembly. We respond to Dam's arguments in a recently published
article to show that he mischaracterizes the core of the judgment to be about
the relationship between the executive and legislative branches of government.
This institutional relationship is not the focus of Rameshwar Prasad and is
best discerned from other relevant and important decisions of the Supreme
Court.
We conclude by developing a sound approach to constitutional
interpretation that helps us better analyze and understand decisions such as
180 Indian J. Const. L.
Rameshwar Prasad. One of the key techniques used by the Court is to draw
simultaneous inferences from diverse provisions of the Constitution in order
to resolve ambiguity in the provision which determines the decision in the
case. Such an approach is neither novel nor very controversia1. 44 Multi-
provisional implications are useful in constitutional interpretation and
contribute significantly to an effort to read the Constitution as a document
with integrity. However, there are constraints on the manner in which this
should be done. The analytical and inductive inferences sought to be drawn
from several provisions must be integrated with the support of constitutional
prinCiples. In other words, it is the constitutional prinCiples drawn from
constitutional provisions that may exert a gravitational force on the preferred
interpretation of other ambiguous constitutional provisions. The effort to
resolve linguistic ambiguity at the textual level by supplementing this with
the linguistic resources of other textual provisions fundamentally
misunderstands the nature of constitutional interpretation. In order to carry
out constitutional interpretation with any conviction, advocates, courts, and
commentators need to move beyond playing games with rules and bring
substantive constitutional prinCiples to offer justifying reasons to choose one
constitutional interpretation over another. Dam's failure to do ·so leads to a
skewed and unhelpful analysis of Rameshwar Prasad. In this article, we have
identified those constitutional prinCiples which have a bearing on the judicial
review of Article 356 proclamations and conclude. that they adequately support
the Court's decision in Rameshwar Prasad.
44. For a discussion on multi-provisional implications, see SUDHIR KRISHNASWAMY, DEMOCRACY AND
CONSTITIJTIONAIlSM IN INDIA: A STIJDY OF THE BASIC STRUCTURE DoCfRINE 178-183 (2009). See also Akhil
Reed Amar,Intratextualism, 112 HARv. L. REv. 747 (1999). But see Adrian Vermeule and Ernest A.
Young, Hercules, Herbert, and Amar: The Trouble with Intratextualism, 113 HARv. L. REv. 730 (2000).