595df-World History Complete4in1 131921
595df-World History Complete4in1 131921
595df-World History Complete4in1 131921
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Contents
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World before 18 century ................................................................................................................................................5
1] Feudalism .....................................................................................................................................................................5
1.1 Introduction.................................................................................................................................................................5
1.2 Why Feudalism developed? ........................................................................................................................................5
1.3 Features of Feudalism .................................................................................................................................................5
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1.4 Conclusion ...................................................................................................................................................................7
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2] The Church ...................................................................................................................................................................7
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2.1 Church’s Evils ...............................................................................................................................................................7
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3] The Changing Times ......................................................................................................................................................8
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3.1 Emergence of Trade, Towns and Cities .......................................................................................................................8
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3.2 Change in Method of Production: Guilds ....................................................................................................................8
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3.3 Rise in influence of Merchant Class .............................................................................................................................8
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3.4 Transition to Capitalist Economy .................................................................................................................................9
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3.5 King Merchant Nexus and the Peasant Revolts ...........................................................................................................9
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4] Modern Era ..................................................................................................................................................................9
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5.1 Introduction............................................................................................................................................................... 12
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6.1 Introduction............................................................................................................................................................... 12
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9.2 Unification of Italy ..................................................................................................................................................... 21
9.2.1 Role of 1848 Revolts ................................................................................................................................................. 21
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9.2.2 Unification through Bismarck like Policy of Prime Minister Clavour ........................................................................ 21
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10] Industrial Revolution ................................................................................................................................................ 22
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10.1 History of Methods of Production before Industrial Revolution .............................................................................22
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10.2 What is Industrial Revolution? ................................................................................................................................22
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10.3 Why Industrial Revolution first in England? ............................................................................................................23
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10.4 Components of Industrial Revolution......................................................................................................................23
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10.4.1 Revolution in Textile Sector .................................................................................................................................... 23
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10.4.2 Steam Power .......................................................................................................................................................... 23
10.4.3 Revolution in Iron Production ................................................................................................................................. 23
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22.2.6 May 4 Movement (1919) ..................................................................................................................................... 41
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22.2.7 Kuomintang and Sun Yat Sen ................................................................................................................................. 42
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22.2.8 Chiang Kai Shek ...................................................................................................................................................... 42
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22.2.9 Chinese Communist Party (1921+) ......................................................................................................................... 42
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23] Imperialist Japan ...................................................................................................................................................... 44
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24] Imperialist US ........................................................................................................................................................... 46
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25] World in 1914 ........................................................................................................................................................... 47
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25.1 Europe still dominated rest of the World ................................................................................................................47
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25.2 Political Systems of the world powers varied widely ..............................................................................................47
25.3 Imperial Expansion after 1880................................................................................................................................. 47
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28] Who/What was to blame for the Assassination of Archduke steamrollering into World War I ? .............................. 49
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31] Attitude of the Allied Powers & the Peace treaties ................................................................................................... 51
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31.2.1 Treaty of St Germain (1919) and the Treaty of Trianon (1920) .............................................................................. 52
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35] Attempts after the World War I to improve International relations ......................................................................... 61
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42.1 Adolf Hitler & The Nazis ..........................................................................................................................................70
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1] Feudalism
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1.1 Introduction
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The Middle Ages or the Medieval Period in Europe was the period from 600 AD to 1500 AD. During this period
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many social and economic changes took place, especially in Western Europe. A system of society that was very
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different from rest of the world developed in Western Europe during the medieval period. It came to be known
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by the name of ‘Feudalism’.
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The word Feudalism comes from the word ‘feud’, which means ‘conditional ownership of land’. Feudalism was a
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new social and economic system that came to prevail in Western Europe and later in other parts of Europe in the
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Medieval period (600-1500 AD). Under this, society was divided into rigid classes, politically there was no central
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authority and the economy was based in villages, which were self-sufficient and produced little surplus for trade.
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Hence, it was marked by a decline in trade as well as towns.
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Also, there was lack of a central political authority and it were the numerous Feudal Lords who controlled the
affairs of the society. The King was not very powerful. The peasants were exploited by the Feudal Lords and
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‘Serfdom’ became an important feature of Feudalism. Moreover, influence of the Church extended beyond
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Feudalism developed due to lack of a single central political authority in Western Europe as it had disintegrated
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into many small and big kingdoms. In such a system the local Lords became more powerful than the King and
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The economy in the Feudal system was village based and the villages were self sufficient. There was a decline in
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towns as well as trade during this period. Land, not money, was the main source of power.
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The peasants worked on the land of the Feudal Lord, which was organized into many Estates or Manors. Each
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Manor had a Castle (home of the Lord), farms for peasants to work, houses for peasants to stay, workshops for
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peasants to produce non-agricultural goods and common woods for lumberjacks to cut. Whatever was produced
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on the Manor was consumed by the Lord and the inhabitants, while very little was traded. The workers on the
Manor included the Serfs and the Tenant farmers. The farm was divided into strips of land. While some were
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given to the tenants who paid a share of the produce as tax to the Lord, rest of the land belonged to the Lord.
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Social and Economic System:
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Peasants
1. Serfs: they worked on the land of the Lord for free and had to perform all labour for him as he desired.
They were not free and were tied to the land. This meant that their owners changed with the change in
ownership of the land from one Lord to another. This system came to be known as Serfdom.
2. Freeholders: they got their lands from the Lord. They were free and only paid a tax fixed by the Lord.
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3. Villeins: they also got their land from the Lord. For a fixed number of days they worked for the Lord but
otherwise they were free and paid tax in form of a part of their agricultural produce.
4. Freemen: they were the Serfs freed by their Lords on their discretion.
The Feudal Hierarchy consisted of the King at the top. Noblemen below the King were also arranged in a
hierarchy of overlords and subordinate lords. Every nobleman was a vassal, of and only of his overlord. Being a
vassal means owing allegiance or being loyal, in return of which the vassal got some formal rights. This
hierarchical system was unbreachable i.e. a lower Lord would only follow commands of his immediate overlord
and not of Lords further higher in the hierarchy. Thus couplets of command developed with a command having
legitimacy just between two immediate levels. The King could only order the Dukes and the Earls who would
then order their subordinate Lords and so on. The Dukes and Earls got military support from the Barons who
were like Military Generals who further depended on the Knights, the actual warriors.
Further, any Lord himself was not the direct owner of the land under him. He held land in the name of his
overlord. Thus legally, all territory belonged to the King. It was the King who only had the authority to grant
Knighthood to son of a Nobleman who could then affix ‘Sir’ to his name.
Each Lord had his own soldiers and was the sole authority in his estate. Thus there was no central authority in
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functional terms and King was a central authority only in legal terms resulting in very little political unity.
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Gradually, this Hierarchy became Hereditary. The sons of a Lord would become the next Lords and the next
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generation of their father’s vassals would become their vassals.
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1.4 Conclusion
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It is quite evident that feudal society was divided into rigid classes with no scope for social mobility. The King had
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no real authority and the powerful Lords did not think about welfare of the people, majority of whom were
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peasants. There was economic stagnation, since most of the produce was wasted by Lords in luxurious living.
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There was no freedom of movement for the peasants as they were tied to the land and individual
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entrepreneurship was absent.
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2] The Church
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The Roman Catholic Church was as powerful as the institution of Feudalism. Once the rulers in Europe accepted
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Christianity, the Pope, who headed the Church, became the head of the Christian world in western Europe. By
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the 6th century, the Pope often wielded more power than the King and could make him follow his orders.
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Initially, the Monasteries (the places where the Monks lived) were institutes of high learning. The monks worked
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to uplift people’s moral life and for welfare of the poor. But soon, corruption crept into the monasteries.
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Tao Te Ching, the Chinese manual of Statecraft, preached two thousand four hundred years ago: “The
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ancients practiced the way which did not enlighten the people ; they used it, rather to stupefy them; the
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people are hard to rule when they have too much knowledge. Therefore, ruling a state through
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knowledge is to rock the state. Ruling a state through ignorance brings stability to the state.” The Church
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used the same principle in maintaining its stranglehold. Also as we will see later, this power of
enlightenment of people, is exactly why the American and French Revolutions are much more important
for being the revolution of ideas than anything else.
In the Middle Ages (600 AD to 1500 AD) the Church’s evils took the form of:
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revolves around the Earth), which the Church propagated to glorify God. Many of them were burnt after
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being classified as witches & as possessed by evil spirits.
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3] The Changing Times
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3.1 Emergence of Trade, Towns and Cities
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The Crusades in the 7th century brought Europe in contact with the Arabs. This exposed them to the rich Arab
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civilizations and their luxury goods. The demand of luxury goods from the East increased among the Lords. Also
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the increase in agricultural productivity due to improvement in methods of production, allowed the peasants to
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become buyers of more non-agricultural goods. These factors led to an increase in trade with the east. The crafts
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and the Towns (where crafts were produced) also increased in importance. Especially the period from 11th
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Gradually, the peasants started to work as Artisans (i.e. Craftsmen) and the Merchants started to settle in these
new towns. As the number of Artisans increased in the towns, the latter expanded to become cities. These cities
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developed, all across Europe, mainly along the land-based trade routes or around the sea ports. From the ports,
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the goods imported from Asia were transported along the overland routes to the mainland Europe. Italy
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witnessed the maximum development of cities (e.g. sea-port cities like Venice & Genoa) due to its location and
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the geographical advantage of having good natural harbours which facilitated trade with the East. The sea-ports
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and the inland centers of trade & commerce that developed during this time in Europe, are still its flourishing
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cities.
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To cope up with the demand due to increased trade and towns as well as specialization in crafts, a change in
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method of production of goods was felt necessary. The Merchants and craftsmen in towns started to organize
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themselves in Guilds, which were specific to the good being produced, e.g. Guilds of Goldsmiths, barbers,
leather-workers etc. Under the Guild system, there was a Master Craftsman with three to four workers or
apprentice working under him.
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wanted to get rid of dependence on the Lords and desired less interference of the Church, the Merchants
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wanted to enjoy freedom of trade and social status, which the monetary profits brought through trade and
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commerce.
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During the Middle Ages (600 AD to 1500 AD) in the 14th century there were many peasant revolts against the
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Feudal institutions as well as the Church. Many times, the rebelling peasant leaders propagated religious
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doctrines, which were at variance with the Church. Thus, due to all these developments, the Feudal system
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began to decline, though it completely ended only by 18th and 19th century.
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4] Modern Era
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Thus, by the end of Middle Ages the system of Feudalism was starting to disintegrate. In the Modern era, this
process reached its conclusion. From 14th to 17th century some important developments like Renaissance and
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4.1.1 Renaissance
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The term Renaissance means ‘rebirth’. The period of Renaissance began from 14th Century & lasted till 17th
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century. It began first in Italy because trade had brought maximum prosperity to Italian cities, which had
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freedom from feudal control (Italian cities had a virtual monopoly of this trade. It was after voyages of discovery
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at end of 15th century, that Portugal and Spain and subsequently, Holland, France and Britain started dominating
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trade). Later, the Renaissance ideas spread from Italy to the rest of Europe.
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It began as a movement to revisit the old scriptures and learn about ancient Greece and Rome. But soon,
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it turned into a movement of new ideas in art, religion, literature, philosophy, science and politics. It
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resulted in decline of Church’s influence in the intellectual & cultural life of Europe. While the Church
talked about peace in life after death, the Renaissance thinkers attacked the Church and talked about
happiness on this earth.
Humanism was at the core of Renaissance. It meant focus on Humanity, rather than Divinity. It
manifested in a shift in focus towards study of man and nature, rather than theology. The concern for
the other-worldly matters was rejected and the focus was on the living man, his joys and sorrows.
Renaissance came to imply a new thinking, which was humanistic and rational, rather than superstitious.
The potential of man, his dignity and his rights were stressed. Gradually, even the theme of Art & Culture
became more about man and nature. E.g. Mary & Jesus were depicted as human beings rather than as
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centric (Sun-centric) theory, i.e. Earth revolved around the Sun (as against the Church’s idea that the
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Earth was center of Universe which is also known as Geo-Centric (Earth-centric) theory. The Church
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condemned him on charges of Heresy. Bruno who supported Copernicus view was burnt to death.
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Galileo invented Telescope in 1554 and used it to study heavenly bodies. He confirmed Copernicus’s
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observation and established that universe was an open system (Church described Universe as a closed
system maintained in motion by God) and earth was only a small part of it. Galileo was also charged of
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Heresy and not allowed to work on Astronomy anymore. Kepler from Germany explained with help of
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Mathematics how planets move around the sun. Newton continued the work of Kepler & established
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that all heavenly bodies move as per the Law of Gravity.
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Vesalius through study of dissections of human body provided complete description of the anatomy of
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human body. Harvey in 1610 explained blood circulation. This helped in medical science. Innovations like
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use of Astrolabe and Compass and development of better ships which could sail in any direction
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irrespective of the wind direction helped in discovery of new lands at the end of 15th century. The
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Scientific revolution paved the way for a new movement called Enlightenment that began in 1600s and
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reached its height in mid 1700s. Enlightenment stressed on ideas of self-rule, basic human rights and
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democracy. It was the driving force behind movements for establishment of self-rule and democracy in
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Europe and elsewhere. Thus, we shall see that Enlightenment played a very important role in the
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American Revolution (1776), the French Revolution (1789) and the Russian Revolution (1905, 1917).
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4.1.2 Reformation
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Alongside, the 16th Century also witnessed Reformation which can be classified into Protestant
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Protestant reformation (early 16th century) was a movement against the practices and authority of the
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radical Catholic Church. It resulted in the rise of Protestantism and in their opposition, the Protestant
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leaders started setting up Protestant Churches in different countries of Europe. Under Martin Luther, a
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monk who opposed the Letters of Indulgence and other Church evils, the first Protestant Church was
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Protestant Churches. In Spain, the reformers formed an organization of clergymen to work as
“Soldiers of Jesus”. The members of this organization came to be known as Jesuits and they went to
France and Germany to win back followers. They also setup missions in India, China, Africa and
America.
After these reformations, religious wars began among the followers of both sects and many followers
were killed on both the sides. The violence against Protestants in England resulted in their migration to
North America where their colonies later laid foundation of USA. In England, due to the pro-Catholic
religious policies of King Charles I, religious violence merged into the English Civil War (1642-51) which
was fought between the Parliamentarians and the pro-Monarchy Royalists over the form of government.
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4.2 Beginning of International Trade
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Voyages of Discovery (at end of 15th century) also characterized the beginning of the Modern Age in Europe
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(*They resulted in founding of new lands of Asia and Americas by the Europeans and are discussed in the topic of
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Colonialism).
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Italy was the first to establish virtual monopoly in trade with rest of the world. Later the trade got a boost with
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discovery of new lands of America, Asia and Africa at the end of 15th century. This changed the economy of many
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European nations. Also, with the discovery of these new lands, Colonialism began its march. The early colonial
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powers were Portugal and Spain. They were soon joined by, and in many cases replaced from their colonies by
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The King-Merchant nexus and the decline of Feudalism by the end of Middle Ages (600 AD to 1500 AD) helped
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the Kings in consolidating their hold on power. Strong rulers in form of Absolute Monarchies rose by subjugating
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the Feudal Lords and defying the Church’s political interference. Denmark was the first to include Absolutism in a
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written constitution in 1665. Also, there were strong monarchies in Prussia (present day Germany), England,
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For example, Louis XIV consolidated the French empire in 17th century and by the first decade of 18th century,
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There were struggles for democracy against the rule of Absolute Monarchy in England. The English Civil War
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(1642-51) was fought between the Parliamentarians and the pro-Monarchy Royalists. The Parliamentarians were
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against the absolute rule of King Charles I who believed in the Divine Right of the King to rule. They opposed the
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levy of tax by the King without the consent of Parliament. The result was:
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The Glorious Revolution of 1688 in England legally established the supremacy of Parliament. It was during this
revolution that the Parliament, for the first time, appointed the King. The King was removed and his son-in-law,
the William of Orange from Holland was made the King. Thus, from a limited constitutional monarchy
established by the English Civil War (1642–1651), England transitioned to a Democracy with supremacy of
Parliament.
In North America, the British had 13 colonies on the Eastern coast along the Atlantic Ocean. They wanted to
expand westwards for want of more raw materials and an increased export market in North America. But the
west was under the domination of France. The French were anxious to hold on to Western North America to
prevent British hegemony in the world political and economic affairs.
Britain was undergoing the Industrial revolution (1750 onwards) at that time, which was making the British
goods much more competitive in the world markets. Also, Britain was emerging as a dominant sea power and its
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maritime trade profits were soaring. Thus, France feared that a stronger Britain in North America would soon
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threaten the French colonies in the Caribbean. They were right and in Caribbean the British fought against Spain
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and France who controlled the profiteering sugar plantations in their Caribbean colonies.
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The West African Senegal had large natural resources, especially of Gum, and the French trading ports here,
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came under the British attack.
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In India the Battle of Plassey in 1757 was fought between the Nawab of Bengal, Siraj ud Daula and the East India
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Company. The East India Company benefited from the war by getting exclusive trading rights in Bengal and the
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total trade control by the British reduced the influence of the French in India. Further, in 1760-61 the Battle of
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Wandiwash between the French and the British established the British supremacy in South Asia while the French
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were restricted to Pondicherry.
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The Treaty of Paris of 1763 signed after the 7 Year War had the following clauses:
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The effect of the Seven Year War on world politics was that it reduced the domination of France, while Britain
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consolidated its colonial power. Also, it laid the ground for American Revolution (1765-83) and French
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Revolution (1789).
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6.1 Introduction
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In North America, the British had established 13 colonies on the west coast of Atlantic Ocean. After the Seven
Year War, the influence of the French in rest of North America was ended.
Further, the Americans were forbidden by law to setup industries like iron works & textiles. The exports of
finished iron and textile goods was very profitable to the British businessmen and thus, the Americans were
forced to fund the British growth in these sectors of economy.
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American Indians, who had started an armed rebellion at the end of the Seven year War, the British Parliament
issued a “Proclamation of 1763” which banned the expansion by the US settlers to the west of the Appalachian
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Mountains, as this area was now reserved for the native American Indians. Another reason for issue of such a
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proclamation was the lobbying by the Aristocrats in Britain, who did not want the westward expansion. They had
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bought land in the American colonies and made profits from the rents they extracted from the white settlers.
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The American settlers, who had fought in the Seven year War along the British with the purpose of westward
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expansion, felt cheated and thus ignored this proclamation. Their local militia forces continued to bring the area
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in the west under their control.
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The Enlightenment or the “Age of reason” was a movement that began in 1600s with ideas proposed by thinkers
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like Hobbe and Locke on the form of government and the rights of the people. It reached its height in mid 1700s.
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Hobbe was pro-Absolute Monarchy and gave the concept of Social Contract which means that - because all
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people behave in self interest, people should give up some of their rights to the government, which in return
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should provide law and order to the society. On the other hand, Locke had a positive view of man and believed
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that man can learn from experience. He favoured the concept of Self-government. According to Locke, all people
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are born free and equal, with three natural rights—life, liberty, and property. The purpose of government, said
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Locke, is to protect these rights. If a government fails to do so, citizens have a right to overthrow it. (This right to
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insurrection was also made part of the Jacobin constitution in the French revolution.)
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These modern thinkers and philosophers played an important role in American and French Revolution. Around
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1750, many Thinkers were challenging the status-quo and demanding freedom and liberty for the people. They
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placed before the people, the idea of a democratic form of governance. They helped in development of ideas of
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Republicanism and Liberalism that militated against colonialism. English Philosophers like Locke, Harrington and
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Milton believed that men have fundamental rights, which no government can infringe. In 1690, Locke had
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defined the three natural rights of man. Montesquieu had described the principle of Separation of Powers in
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1748. Thomas Paine of France argued that it was absurd that a continent (North America) be governed by an
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island (Britain). The Enlightenment thinkers in mid-1700s in France gave following ideas, which influenced both,
the American Revolution and the French Revolution:
1. Reason: Enlightenment thinkers believed truth could be discovered through reason or logical thinking.
Reason, they said, was the absence of intolerance and prejudice in one’s thinking.
2. Nature: To them, what was natural was also good and reasonable. They believed that there were natural
laws of economics and politics, just as there were natural laws of motion.
3. Happiness: A person who lived by nature’s laws would find happiness. Philosophers were impatient with
the medieval notion propagated by the Church that people should accept misery in this world to find joy
in the life after death. They wanted well-being on earth, and they believed it was possible.
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4. Progress: The philosophers were the first Europeans to believe in progress for society. With a scientific
approach, they believed, society and humankind could be perfected.
5. Liberty: The philosophers envied the liberties that the English people had won in their Glorious
Revolution (1688). In France, there were many restrictions on speech, religion, trade, and personal
travel. Through reason, they believed, society could be set free.
Since the British Parliament had no American representation, the American leaders opposed the right of Britain
to levy any taxes on them. Moreover, the Americans felt that the money thus collected was used in interest of
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the British and not for development of the peoples of America. In the Massachusetts Assembly, the leaders of
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all 13 colonies gathered and adopted the slogan of No Taxation without Representation.
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The threat by the American leaders to stop the import of British goods forced the British into repealing the
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Stamp Act.
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Further, the Americans opposed the tax on consumer goods imported by the colonies by cutting British imports
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by half, which coerced the British into withdrawing all taxes except on Tea. The tax on Tea was not very high but
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it was not withdrawn by British because they wanted to retain their right to levy tax in US colonies. The Boston
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Tea Party of 1773 was a protest against this Tea tax. A ship carrying tea was anchored in the Boston port. Initially
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the Americans did not allow the ship to unload and this resulted in a standoff for many days. Finally, when the
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pro-Britain Boston Governor ordered unloading, the white settlers dressed as American Indians destroyed all the
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tea by offloading all the containers into the sea. The infuriated British responded by closing the Boston Port to all
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trade and by passing the Intolerable Acts of 1774 (They were called Coercive Acts by the British. Intolerable Acts
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The 1st Continental Congress in Philadelphia (1774) or simply the Philadelphia Congress, which had
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representatives from 12 colonies (Georgia did not participate because it wanted British help in dealing with
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militancy of American Indians) was held in response to the Intolerable Acts/Coercive Acts passed by the British
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Parliament earlier in 1774 to punish the colony of Massachusetts for the incident of Boston Tea Party by taking
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away its right of self-government. The Americans also appealed to King George III to remove restrictions on
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indigenous industry, allow Americans to trade with all the countries at reduced tariffs and not to tax the
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American colonies without their consent. Britain interpreted these demands as a Mutiny and attacked the
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colonies in 1775. This led the American representatives to proclaim the Declaration of Independence in 1776
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That they are endowed by their creation certain inalienable rights like right to life, liberty and pursuit of
happiness.
Republicanism, i.e. the principle that people are the source of authority and it is people’s right to setup
their own government.
Independence, i.e. the American colonies are oppressed by the British government and these United
Colonies are and ought to be free and independent states. (*notice here that these colonies declared
themselves as “independent states”. The principle of states coming together to form the US Federation
can be read between these lines.)
In 1783, the British commander Cornwallis surrendered before the army led by George Washington.
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Perpetual Peace between USA and Britain
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All US Colonies were recognized as free, sovereign and independent states, with Britain giving up all
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claims on government, property and territory.
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US would give back confiscated lands of Loyalists.
Spain signed a separate treaty with Britain and it got back Florida (lost to Britain after the 1st treaty of
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Paris, 1763)
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Constructive Criticism of American Revolution
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In 1789, the United States Constitution came into effect. It was the first written Republic Constitution. The Bill of
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Rights is the set of first ten amendments to the USA constitution and includes freedom of speech, press, religion
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and justice under the law.
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The American Revolution established the first democratic Republic in the world and the USA soon embarked on
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Industrial Revolution. It also expanded its territory within the continent of North America by westward
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expansion and purchase of territory like Louisiana from France in 1803 and Florida from Spain in 1819.
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The new Republic of the USA was not free of biases. The Republic was not truly democratic as the women, the
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blacks and the Native Americans did not get the Right to Vote. Slavery was a blot on the principle of equality and
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it could be finally abolished, only after the Civil War of 1861-65 between the Northern and the Southern States
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of USA. The Southern States were against Slavery abolition as their economy was farm based and required the
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cheap black labour. They also profited from the Slave Trade and even desired that slavery be expanded to the
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It can be argued that the Men referred to in US constitution were Men of Property, as only those who held
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Still, the most important contribution of American Revolution was its contribution to ideas of Liberty, Equality,
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Fundamental Rights, Nationalism and anti-colonialism. The idea of equality with no special privileges to Nobility
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was radical at a time when much of the world was under Feudalism, where the Nobles were the prominent class.
The idea of no taxation on property, which flowed from the Right to Property, was also novel in those times.
Thus American Revolution was a revolution in ideas and system of Polity and it impacted the future events, the
most prominent of them being the French Revolution of 1789.
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The middle classes were the educated people like writers, doctors, civil servants and richer people like
merchants. Though economically middle classes were important, they enjoyed very little social prestige and
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political rights in the society. The Artisans and city workers also lived a miserable life of poverty. They enjoyed no
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rights at workplace and couldn’t shift jobs without certificate of good conduct by the employer.
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The Third Estate did not have voting rights. On the other hand, the Clergy and the Nobles did not pay any tax and
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the tax burden was solely borne by the Third Estate. This was a major source for the grievance of people.
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7.1.2 Unpopular Monarchy & financial troubles
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King Louis XVI was an inefficient ruler with poor intelligence. The people hated his wife Marie Antoinette who
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interfered in the appointments of officials. The King also showed favoritism in appointing officials (nepotism).
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Under King Louis XVI, France was in financial trouble due to costly wars like the Seven Year War. The American
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Revolution had pushed France to bankruptcy as France had aided the Americans against Britain. The irony was
not missed by the people of France. While France supported the American Revolution (which aimed self-rule,
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liberty, equality and democracy for the people), the way the Monarchy ruled in France was an anti-thesis to the
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The revolutionary Enlightenment thinkers made the French Revolution more than just an outbreak of violence.
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Grounding their arguments on Rationalism, the thinkers argued that man was born to be happy and not to
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suffer as stated by the Church. This happiness could be achieved by removing the prejudices prevailing in
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society.
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Further, they focused on Secularism as they either denied God or ignored him in their discussions. The Doctrine
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of Nature brought the Clergy under attack by the thinkers. It emphasized that there was a need to study nature’s
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laws and religion cannot help in this, rather, it is the power of reason that is key to nature’s understanding.
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Voltaire believed that all religion was absurd as it was against the logics of reason. Atheists and Materialists
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gained popularity as it was emphasized that man’s destiny lay in his own hands.
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The principles of Laissez Faire and No Taxation without Representation were stressed which brought the
Nobility under criticism. Further, the ideas of democracy were propounded by thinkers like Montesquieu and
Jean Rousseau. (*the student should establish the link here between the French Revolution and - the
Renaissance of 14th century, the Reformation of 16th century, the Scientific Revolution from 17th century onward
that helped undermine the authority of the Church, the Enlightenment that started from 1600s and dwelt upon
the form of government & the rights of the people and the American Revolution (1765-83))
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Following were the major ideas enlisted in the Declaration of Rights of Man and Citizen:
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All men are born free and equal.
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Equality before law.
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Principle of innocent until proven otherwise.
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All people were eligible to the public offices
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Freedom of speech and press.
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Right to private property unless the public welfare necessitates to infringe this right.
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The society has a right to demand accountability from each civil servant.
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The document gave the term nation its modern meaning i.e. a Nation is sum total of the people residing
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in a territory and not the territory itself. From the idea of Nation followed the idea of sovereignty of the
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people. Thus people were the source of all power and authority, and there cannot be any ruler above
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The French revolutionary wars were fought from 1792 to 1802, by France, against the absolute monarchies of
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Austria, Prussia and Savoy (Italian State) as the latter desired to protect their own hold on power from being
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eroded by ideas of liberty and equality. They are known as Revolutionary wars because France was trying to
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protect the revolution of 1789, which was under threat from neighbouring monarchies who were afraid of the
French revolution spreading to their countries. Hence they wanted to reinstate Monarchy in France. The French
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forces tried to enlist the support of the people of the territory they gained control of, by offering them
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assistance and the ideas of fraternity, liberty and equality. In 1793, the King and the Queen of France were
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executed and then France declared a pre-emptive war against Britain, Holland, Spain and Hungary.
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To qualify as a voter, a person had to have income above a certain threshold. Due to this conditional Right to
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Vote, majority of the Third Estate could still not become voters. The Aristocracy was now replaced by the
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Bourgeois and the conditions of the peasants and city workers did not improve as they had expected. Soon after,
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in 1793, the radical Jacobins came to power in France. They made the Right to Vote unconditional by removing
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The years between 1803 and 1815 are known for Napoleonic wars, wherein the French fought against rest of
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Europe and brought the ideas of French Revolution to the conquered territories. Napoleon’s forces abolished
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serfdom and modernized the administration of the conquered territories in Europe. After Napoleon’s defeat at
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Waterloo (United Kingdom of Netherlands-present day Belgium), the monarchies in rest of the Europe helped
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the old dynasty to come to power in 1815. But the monarchy could never restore its control to the level
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witnessed prior to the 1789 revolution and soon France saw four waves of revolutions to finally become a
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Republic in 1871.
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7.3 Impact/Constructive Criticism of French Revolution
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The French revolution had an important impact not just on France, but rest of the world. The wars with France
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weakened the European colonial powers like Spain and Portugal and their colonies in South and Central
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America declared themselves as independent republics. In Central America, inspired by the French Revolution,
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Haiti gained freedom from the French itself in 1804 through an armed revolt that began in 1792. Haiti gave
protection to Simon Bolivar when he fled South America during his struggle for independence from France.
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Simon Bolivar from 1813 to 1824 liberated many South American countries and later tried to organize them into
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a US type federation in form of Gran Columbia. He freed Venezuela, Colombia, Ecuador, Peru, and Bolivia from
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The abolition of Slavery after French revolution was the first move against this repressive system and Britain
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It led to destruction of feudalism in France as all laws of old feudal regime were repealed and lands of the
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nobles and church were confiscated and redistributed. The privileged classes i.e. the first and the second estate,
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were abolished. The anti-Feudalism wave that hit Europe in 19th century owes its origin to the events in France.
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Also, the French revolution ushered in the new economic system of Capitalism as against the prevalent
Feudalism.
The Jacobian constitution, which although never came into effect, was the first genuinely democratic
constitution. It gave the right to vote to all, and even the Right to Insurrection, which implies the right to revolt
or rise against the government. The Government under the Jacobin constitution had the responsibility to give
work to all and ‘Happiness’ of people was to be overarching state policy.
Under Napoleon’s rule, the Napoleonic Code as a civil code for France, was introduced and some of its provision
like merit based recruitment to government jobs and focus on clearly written law, continue to effect the present
legal system in France and other nations.
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The French Revolution inspired movements against colonialism in colonies around the world, while movements
for democracy and self-rule rose in whole of Europe. In French Revolution, the working class had played an
important role. They had formed secret societies to bring about the revolution. The rise in workers solidarity
was later seen all across Europe especially in the industrialized Britain (as reflected in Chartist Movement in
1830s and 1840s). This helped in workers getting the right to vote and other welfare measures. The French
revolution’s ideas of equality and liberty helped make Britain much more democratic in the 19th century.
Cons:
But the French Revolution had limited success in achieving its objectives. In reality, post-revolution regime
failed to resolve the grievances of the workers, who were the main force during the uprising of 1789, and only
the peasants benefited (as they became owners of land confiscated from the privileged classes). The revolution
failed to bring in democratic rule and the Reign of Terror under the Jacobians was a mass slaughter
characterized by nothing but brute force and breach of rule of law.
Napoleon, due to his continuous warfare resulted in rise of nationalism in the invaded territories and he came to
be perceived, not as a liberator, but a conqueror. This Nationalism was to prove advantageous to the unification
of Germany and Italy in 1870s.
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8] Nationalism - Rise and Impact
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The rise of Nationalism, especially after French revolution, had important impact on the world including on the
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re-drawing of national boundaries.
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Britain and France were the first nation-states to emerge.
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8.1 Concept of Nation
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Until the French revolution, except for Britain, the Europe was under the domination of feudal system and there
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was no concept of a Nation. There were empires with scattered territories ruled by Monarchs, there existed
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feudal lords with their estates and there were towns and cities, but no Nation, as we understand it today. The
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French revolution gave the concept of a Nation, which was sum total of people and in whom lay the sovereignty.
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Thus, Nationalism came to be represented as self-rule due to the French and American revolutions.
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Further, when Napoleon invaded the rest of Europe, stoked by the monarchs of Europe, nationalism manifested
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in form of the desire to protect the territory against foreign invasion. Thus the Monarchs used nationalism to
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consolidate their hold on power and the 19th century Europe witnessed aggressive Absolute Monarchies with
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focus on extension of territory and expansion of colonial empire. After Napoleonic wars, Europe saw waves of
pro-democracy revolutions but Monarchies were opposed to the democratic ideas of French revolution and they
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used nationalism as a shield to defend and even extend their empires. War victories (e.g. Bismarck consolidated
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his hold on Germany via Franco-Prussian War of 1870) and admission of more colonies (e.g. Italy entered
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colonial race in Africa for political benefits at home) were used to maintain the hold on power.
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Modern thinkers contributed a lot to the concept of nationalism. Idea of self-rule and nationalism were also
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altering the national boundaries. Greece became independent from Ottoman Empire in 1832, while Belgium’s
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pro-democracy revolution against United Kingdom of Netherlands helped it attain independence in 1839.
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The movement for unification of Germany and Italy derived much of their energies from the ideas of these
thinkers. Example, Garibaldi and Mazzini played an important role in unification of Italy, while the English poet
Byron wrote and fought for Greek independence.
These thinkers brought Romanticism to the literary content of those times, which enthused the people to lend
their support to their armies, freedom fighters and monarchies alike for sake of Nation’s glory.
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The social conditions were similar to those witnessed in any Feudal society. In Germany, the landlords were
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called Junkers, who dominated the affairs of the state. Economically, the division of Germany into multiple states
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resulted in poor economic development because of restrictions these states brought on free movement of
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goods. The backward socio-political system also contributed to the poor economic situation.
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In 18th century, Germany was divided into many states. The Napoleonic wars ended the artificial boundaries of
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many states and united them, but still 38 states remained. Prussia was the biggest and the most powerful of
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them. After the French revolution, the German people started demanding democratic form of government and
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economic reforms. The wave of nationalism enthused the Germans for unification of these states. All these
undercurrents resulted in formation of the German Confederation in 1815. It included parts of Austrian &
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Prussian Empire and some German states. Large parts of Prussia and Austria were not included in the
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Confederation. Confederation’s purpose was to coordinate economic policies of the constituent members. But it
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Consequently the Confederation itself was ended.
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c) In 1867, Bismarck formed the North German Confederation. It united 22 German states but excluded
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the Southern German states like Bavaria, which remained independent. The constitution of this
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Confederation made the Prussian King the hereditary head of the state. The Southern states followed a
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pro-Austria policy but were forced to unite after the German victory in Franco-Prussian war of 1870.
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d) The Franco-Prussian war in 1870 led to final unification of Germany. In 1870 the French monarchy was
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tattering and the conditions were ripe for another revolution for establishment of a democratic republic.
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The French King Louis Bonaparte declared war on Germany in 1870. He wanted to use a war victory to
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divert attention of the public and to use the consequent war gains to lend credibility to his regime. On
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other hand, Bismarck was also partially responsible for provoking the French for war. The result was that
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France was defeated and it declared itself republic in 1871. The war and the consequent German victory
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allowed Bismarck to absorb rest of the German states into a united Germany (1871).
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Unification of Italy was a two-step process. In the first step, it had to gain independence from Austria and
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secondly, it had to unite the consequent independent Italian states into a single unit. Mazzini and Garibaldi were
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revolutionaries who played an important role in this process. Mazzini had formed an organization named Young
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Italy in 1831 for unification of Italy. From 1831 onwards, Young Italy repeatedly attempted revolts against the
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Monarchy but all of them failed to establish a democratic and united Italy. Yet, Young Italy enthused the people
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The 1848 revolts were led by intellectuals and liberals who were against the reactionary Austrian control and
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wanted a liberal government. These revolts did usher in democratic reforms, but neither did these result in
independence from Austria nor the consolidation of the states into a united Italy.
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After the 1848 revolts, attempts at unification of Italy were made by the Prime Minister Clavour of the Italian
State of Sardinia. His policy was similar to that of Bismarck. In 1859, Sardinia allied with France in a war against
Austria, which freed many states of Italy from Austrian rule and most of them were united under the Monarch of
Sardinia except:
a) Venetia which still remained under Austrian rule,
b) The Kingdom of two Sicilies (in Southern Italy), which was the collective name for Kingdom of Sicily and
Kingdom of Naples; and finally
c) Papal States, with their capital in Rome, which were under direct rule of the Pope who was supported by
the French troops.
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Garibaldi and consequently brought under the Sardinia Monarchy in 1860 and the Kingdom of Italy was
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established. Venice was annexed by Italy in 1866 by taking advantage of Austro-Prussian War of 1866. Now only
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Rome was left. The Pope had the protection of the French troops. Weakened by the Franco-Prussian war of
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1870, the French could not support the Pope anymore and in 1871, Rome was annexed and made the capital of
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Italy, thus completing the process of unification. After the unification, Italy and Germany started industrializing
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and Industrial Revolution started in these states as well.
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10] Industrial Revolution ur
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The trajectory of the method of production of goods has been like this- from Guild System to Putting-Out System
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to Factory System. There was decline of the Guild System, when the volume of trade increased further and the
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Guilds were unable to cope with the demand as they were unsuited for mass production.
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Putting-Out System: This resulted in coming of Putting-Out System. Under this system, the raw material and the
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final product were owned by the merchant and the worker was only a wage earner. The site of work was the
home or the backyard of the worker. The Merchant would have the responsibility of providing raw material and
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collected the final produce. The invention of machines changed everything and even this system was replaced by
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Factory System: Under this system, the centre of production shifted from home to the factory. The workers, for
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the first time now, travelled from home to work-sites on daily basis. They for the first time aggregated in such
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large numbers under a shed working on machines. The capital was owned by the Capitalist and the worker was
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just another factor of production and the capitalist was the owner.
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good natural network of tributaries of rivers. These rivers were easily navigable, which allowed cheaper
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transport of goods and raw materials.
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10.4 Components of Industrial Revolution
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10.4.1 Revolution in Textile Sector
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Industrial Revolution started with revolution in the Textile Industry. In 1700s, the East India Company was
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earning lot of profit, to the envy of British businessmen, by exporting the finished cotton cloth from India into
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Britain. This prompted the English businessmen to import raw cotton from India and convert it into finished
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cotton cloth in Britain so they could earn some profit from the booming cotton demand. When the old
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machinery like spinning wheel and handlooms could not meet the demand, a series of innovations occurred. The
new machines in the Textile industry aided faster spinning of raw cotton into thread. Hargreaves was first to
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develop such a machine. Arkwright adapted Hargreaves machine to run with water power. Soon, Crompton
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combined the positives of the two machines to develop one of his own. The impact of faster spinning machines
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was that they allowed the Textile factories to produce thread that was much finer and cheaper to produce. The
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decreased cost of production increased the profits and soon the machines became very popular in England.
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Further, in 1785, Cartwright developed the Powerloom, which truly revolutionized the production of cloth from
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the thread. The term Horsepower has its origin in the Powerloom of Cartwright as this machine was driven by
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horses running in a circular motion. Later, the powerloom was modified to run using water power as the
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factories were setup near rivers and canals to make use of hydropower. Cotton Gin was another invention,
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which made the process of separating the fiber from the seeds 300 times faster than by hand. This machine was
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invented by Eli Whitney in 1793 and it solved the problem of shortage of supply of raw cotton fiber due to the
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Another, and the most significant invention was development of Steam Engine by James Watt in 1769. Steam
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Engines gave a big boost to production of goods and consequently led to huge increase in demand for raw
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materials. They were the real thing which led to mass production because machines based on manpower or
hydropower were much less efficient. Soon, the Steam Engines were deployed for running spinning machines
and for powerlooms. This resulted in England importing five times more raw cotton by 1840. Steam Engines
were also adapted for use in coal mines to pump out water, which in turn led to an increase in coal supply.
10.4.3 Revolution in Iron Production
Another revolution was in Iron production, which ultimately led to increased and cheaper mechanization of all
industrial processes. The Steam power had led to demand for more machinery and England had huge deposits of
iron ore and coal to make steel. But where England lacked was in the cheaper mode of processing raw iron. This
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former. It involved the production of more cash crops to meet the demands of the British industry. The new farm
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machinery like steel plough and harrow for breaking the ground, mechanical seed drills, horse-drawn cultivator
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that replaced hoe and machines for reaping and threshing reduced the labor requirement in the Agriculture
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sector. The Enclosure Movement was led by the big landlords, who in connivance with the legislators in
Parliament, increased their farm landholdings by taking over the small landholdings of marginal peasants and the
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village commons. Thus a lot of labor was actually available for the Industry in the towns and the labor surplus
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ensured cheaper labor costs and thus more profits to the businessmen. The new farm practices like intensive
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manuring and crop rotation increased the soil fertility and ensured food security of Britain.
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10.5 Impact of Industrial Revolution
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The impact of Industrial revolution was significant. Britain’s economy came to be dominated by the Industrial
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sector, rather than the Agriculture sector whose share in the GDP declined. Higher GDP boosted textile exports
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and raw material imports by the British businesses. Britain now produced enough coal and pig iron for self-
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consumption and exports. Industrial revolution led to emergence of Britain as the top ranking Industrial
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economy. But the impact on the people was not very positive. There was increased migration from the villages
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to the cities in search of employment. More people now lived in cities and worked in factories and this
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population was not connected to the land. The urban areas now became the centers of production and were no
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more limited to being the center for trade and administration. A downside of this process was the crowding in
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cities, which led to problems of housing and sanitation. The urban area was now divided into two contrasting
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components of the slums on one side and the luxurious homes of the businessmen and the manager class on the
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other side. Migration caused social stress in form of dissolution of social bonds and the moral restraint that the
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village life generally places on its inhabitants. Clubbed with poverty this resulted in increase in crimes in the
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cities. The industrialists saw the workers as cog in the machine and as just another factor of production. Their
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aim was to maximize profits and thus the wages of workers were paltry. Little was done for the social security of
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the workers and the working conditions in the factories where unsafe machines maimed many. Child labor and
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participation of women in labor force increased, as they were available at cheaper wages. The working hours
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Environmental pollution was also on an increase. This caused many health problems for the workers. The
industrial lobby for long ensured that the Parliamentarians did nothing for the welfare of the workers, which led
to development of resentment and many worker movements like of Luddites and Chartists developed after
Industrial revolution in England. It is pertinent to remember here, that it was the negative side of the Capitalism
of post-Industrial revolution era, which hastened the arrival of Socialism. Karl Marx developed his ideas by
observing the miserable conditions of workers in England. There was increase in trade unionism and increased
solidarity among the working class.
In a way, Industrial Revolution increased the penetration of democracy in England. The growing resentment
among the workers and their consequent movements made the government conscious that Laissez Faire is not
24 www.visionias.in ©Vision IAS
the sine qua non and the State has a responsibility to protect the vulnerable sections, if Capitalism itself is to be
protected from workers revolution.
Gradually, with passage of four acts, the right to vote was extended to many sections of the society including the
workers and by 1929, Britain adopted Universal Adult Franchise. Trade Unions were legalized in 1824 and series
of factory Acts were passed, like in 1802 and 1819, which brought in age and working hours restrictions and
regulated the employment conditions, especially of Women and Children.
Industrial revolution also resulted in increased contact between Industrialized and non-industrialized world. But
this contact was not based on equality. The demand for raw materials and export markets made the Colonial
powers to look for more territories to colonize. When in the 19th century, rest of the Europe witnessed Industrial
Revolution, there was a race for colonies among European nations. Thus, Industrial Revolution played an
important role in emergence of Imperialism whereby the Colonial powers tried to establish much stronger
control over the colonies by use of military power, direct rule and rule by intermediaries. Many colonies were
treated as an extension of their own territory by colonial powers.
10.6 Spread of Industrial Revolution outside England
In Europe, the end of Napoleonic wars in 1815 brought an atmosphere in which the nations could focus on
Industrial development. Machines were introduced in many European nations after 1815, but the movements
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for democracy, independence and unification of territories didn’t allow Industrial Revolution to take root till
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1871. In France, by 1850, the iron industry had started to develop, but the lack of raw material in form of coal
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and iron ore limited its progress.
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Germany was second only to Britain in production of steel but was still far behind Britain. After German
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unification under Bismarck, German industry developed in leaps and bounds and soon became a rival to the
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British in production of pig iron and coal. Italy also witnessed Industrial revolution post-unification in 1871. It
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was Russia, which was last to industrialize.
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Russia was rich in natural resources but due to lack of capital and free labor because of serfdom, the process of
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its industrialization was slow. Russian industrial production got a boost when Serfdom was abolished in 1861 and
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it borrowed foreign capital. But it was only after the 1917 October revolution that Russia underwent true
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Industrial revolution.
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Outside Europe, the USA industry started developing after independence from Britain in 1783. But since the
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British policy of Mercantilism had prevented development of indigenous industry, and USA was engaged in its
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own political turmoil of Territorial expansion and the Civil War after President Lincoln banned Slavery, it was
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only after 1870 that Industrial production got a big boost. USA then emerged as an industrial power and by the
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World War I was the major supplier of finished goods to rest of the world.
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Japan was the first Asian country to industrialize. Industrial Revolution took place in Japan in late 19th century. It
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became a major exporter of steel machinery, metal goods and chemicals from the traditional exporter of silk,
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Thus it can be said that the system of polity, political independence, security from invasions, the availability of
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labor and capital along with law and order stability were the major determinants of the Industrial revolution.
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Britain was the first to industrialize not because it had better intellectuals but due to existence of favorable
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conditions as mentioned above. When these conditions became prevalent in other countries, they soon
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embarked upon Industrial revolution. These conditions on the other hand never existed at the same time in
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The profits from trade increased the attraction of the European ports and the merchants made the ports their
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center of activity. Soon towns developed in coastal areas of the Mediterranean sea and places like Venice &
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Genoa increased in prosperity. These coastal towns enjoyed freedom from the rural based system of Feudalism.
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The serfs were free in these towns and thus migration from the villages to the towns gained pace. The society in
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these coastal towns was based on money and not land. The Kings, who in the Feudal system were dependent on
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the subordinate lords for military help and despised the powers of the Feudal Lords and the Church, patronized
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the merchants by funding their voyages. The merchants inturn aided the King so as to escape the feudal controls
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where merchants enjoyed little social status and political rights.
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The monetary profit became the most important reason for explorations, which brought goods that could be
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sold at home at a much higher margin. E.g. Vasco Da Gama (1498) found the price of pepper in India to be 1/20th
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of the price in Venice. Spice trade was the most lucrative. By mid 13th century, Venice emerged as the primary
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trade port for spices. From Venice, the spices were transported to Western and Northern Europe. Venice
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became extremely prosperous by charging huge tariffs (*recall Renaissance of 14th century began first in Italy).
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Geography played an important role. Without direct access to Middle East, the Europeans were forced to pay
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high prices charged by Venice. Even the wealthy had trouble paying for spices. The routes to the east were
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known by the name of Silk Routes. Along with Venice, it was the Byzantine Empire with its capital in
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Constantinople, which acted as a middle man in this trade with the east. These two lay along the trade routes
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and had power to choke them if they wanted. In 1453, Ottoman Empire defeated the Byzantine Empire and
choked/blockaded the sea routes.
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Routes before Age of Discovery: The economically important Silk Road (via land) and spice trade routes(via
sea) blocked by the Ottoman Empire 1453 with the fall of the Byzantine Empire, spurring exploration
motivated initially by the finding of a sea route around Africa and triggering the Age of Discovery.
26 www.visionias.in ©Vision IAS
Routes after Age of Discovery: Map showing main Portuguese (dark) and Spanish (grey) oceanic
trade routes in the 16th century, as a result of the exploration during the Age of Discovery
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The Europeans had to do something about it and this paved the way for Voyages of Discovery at end of 15th
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century. Thus, before the 16th century it was Italy, which dominated the trade with rest of the world owing to its
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geographical location and monopoly on the knowledge of sea-routes of commerce. But soon, due to the envy of
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the prosperous Italian trading cities and the blockade put up by the Ottoman empire, the sailors began journeys
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with an aim of finding an alternative route to the East. This quest for finding a North West route led to the
discovery of Canada by John Cabot of Britain. With the explorations, gradually the geographical map of the
66
world emerged.
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12.2 Technical innovations
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Technical innovations played an important role in success of explorers in being able to sail to the new lands. By
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the end of 15th century, innovations in form of Compass, Astrolabe(it helps in determining the location of ship),
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the Art of Mapping and development of better ships that could travel longer, improved the explorer’s
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knowledge of geography of the sea. They were able to develop accurate maps of sea-routes and gain knowledge
of weather patterns that enabled them to safely reach the new lands. The period around the end of 15th century
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thus came to be known as the Age of Discovery. Christopher Columbus, funded by Spain, went out in search of
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India but landed up in Central America in 1492. He had touched the shores of Haiti but mistook it for India. This
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In 1498, aided by Portugal, Vasco Da Gama discovered India by traveling from Europe to India by circumventing
the Cape of Good Hope (South Africa).
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exploration. Spain and Portugal were soon joined by the Dutch, France and Britain.
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13] Colonization
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The colonization of Asia, Africa and America began with three focuses - Gold, Glory and God. While Gold
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represented the profits from trade, Glory represented the recognition a European power received as a world
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hegemon. With the flag of the Kingdom came the Missionaries to promote Christianity.
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It is to be noted here that the country which dominated in the realm of sea power was able to benefit the most
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out of the Colonial era. A larger fleet of merchant ships was a mark of trade volume and spread across external
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markets while a strong navy could protect them , attack the vessels of the competitors and block the sea-routes
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of commerce. The country which was able to have friendly harbors along the trade route in form of Ports of call
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where the ships could refuel and the crew could rest, had an advantage in the trade competition. Thus,
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Mercantile capitalism went hand in hand with colonialism, with the latter providing a safe zone for the former to
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prosper. As mentioned earlier, many new commodities entered the trade basket, and products like potatoes,
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tobacco, maize and spices, which were hitherto unknown in Europe were traded. The colonies served as sources
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of raw material to feed the European factories. E.g. Sugar plantations setup in America gave a boost to the sugar
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industry. Similarly, rice, coffee and cotton resources were also exploited.
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The Europeans established trading posts in the coastal areas of the new found lands. The policy of Mercantile
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capitalism involved attacking merchant vessels of other kingdoms, blocking trade routes, setting up colonies,
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placing trade barriers, monopolizing the trade with the colonies and if unable to colonize, then securing special
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trading rights with the new found lands so as to have a trade monopoly. The Portuguese had established trade
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monopoly with Asia after discovery of trade route to India via Cape of Good Hope in 1498 and thus replaced
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Italian monopoly on trade with the east. Later, the Portuguese were replaced by the Dutch in Indonesia and by
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the British in India. Afterwards, the military strength and the sea power aided France and Britain to emerge as
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merchants, sailors and pirates who conducted the trade but by the end of 16th century the Slave Trading
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Companies had taken over. The Black Africans were initially hunted from coastal Africa as the interiors were out
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of bound but after the explorations of the mainland in the 19th century, the slave hunting extended to whole of
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Africa. The conditions of journey across Atlantic were inhumane and many Africans died during these journeys
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due to lack of hygiene and crowding. The Industrial Revolution, after 1750 , increased the demand for raw
66
materials in England. To increase supply of raw materials from the colonies and with the increasing colonial
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empire of Britain, the number of Africans traded in the Slave Trade also increased. In the British colony of West
ar
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Indies nearly 2 million slaves were imported in 100 years. The present demographic profile of America is
.ti
symptomatic of the extent of slave trade from the 16th to 19th century.
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Slavery was ended by France after the French Revolution in 1789 mainly because the revolution was based on
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ideas of liberty, equality and fraternity. The British passed the Slavery Abolition Act in 1833 to end slavery in all
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of its colonies, while the USA banned it after the civil war (1861-65). The ban on Slavery faced opposition from
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many quarters. The Dutch settlers of South Africa opposed the ban. Also, the civil war in US was fought between
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the USA Federal government and the southern states on the issue of slavery. The southern states were opposed
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to a ban on Slavery and rather desired its extension to the new territories being acquired by USA.
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Mercantile Capitalism was the British policy in the 18th century. The idea was that the Government should
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regulate the economy at home and colonies abroad so as to increase the national power. This amounted to
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placing trade barriers and monopoly of trade with colonies to British companies, with the aim of having a
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positive balance of payment. The traders wanted Free Trade Agreements and trade monopolies with countries
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outside Europe. On opposition from the native chiefs and the rulers, these countries were colonized.
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In 19th century, there was a new development. Due to thinkers like Adam Smith, the policy of Laissez Faire was
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begun to be implemented. It meant less domination of the State in the economic sphere (as during Mercantile
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Capitalism) and thus a free market economy. It was a free market economy only in the domestic economy. The
whole world was not being converted to a free market (as today, in era of MNCs & Globalization). The Imperial
powers had special rights in areas of trade and investment over most of their colonies. Companies from other
countries did not enjoy equal privileges in these colonies and the contracts of economic projects were secured
for companies belonging to the Imperial country. By end of 19th century Laissez Faire declined. British economist
Keynes published The End of Laissez Faire in 1926. It was due to ills of Laissez Faire- like exploitation of workers
and non-intervention of government even when there was a famine (1880 famine in India-government did not
intervene)- that it was realized that Laissez Faire cannot be followed blindly and the State has to intervene for
ensuring the enjoyment of basic human rights.
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There was also an increase in the degree of every aspect of the Colonial actions. Race signified the economic
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competition between the European powers to get hands on to as many colonies as possible. It was a race for raw
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material sources and export markets, both of which would be provided for by the colonies. It was also a race for
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securing sea-lanes of commerce by either colonizing the ports of call or signing treaties with other nations to
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provide safe harbors to the merchant vessels. The race component also included a race for naval supremacy and
build up of land based military forces. But why this race phenomenon did not occur in as explicit a form
66
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before? The answer lies in important factors like Industrial Revolution, which spread to the rest of Europe, USA
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and Japan in 19th century; the rise of Nationalism which fueled the national rivalries for quest of economic and
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military supremacy; and also the decreased geographical space. The last factor is interesting and had important
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bearing for the world peace. Earlier there was enough territorial space for the European powers to colonize but
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in the 19th century, except for the interior lands of Africa, nearly the whole world had come under influence of
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one powerful nation or the other. Thus, now the major powers of the world could only grow at expense of one
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another. There was brute competition to protect whatever colonies one nation had, and at the same time try to
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displace the rival colonial power from the other colonies. Here came in the factor of degree. The colonial powers
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in the New Imperialism had to use greater force to protect their colonial assets and secure own frontiers. This
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made political control in the colonies much more imperative to ensure an economic control. To secure political
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control, military was required and thus a peculiar feature of the New Imperialism was the rise of State power.
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Trading companies like the East India Company were slowly replaced by the their governments.
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Imperialism is the political and economic domination or exploitation of the non-industrialized nations by the
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industrialized nations. This can be achieved by military conquer or by colonizing the foreign territory i.e.
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acquiring the foreign territory and then making them dependent. The foreign rulers are a minority and they
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Next is the question of the features that characterize this phenomenon of Imperialism. The major components of
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of call i.e. Capture those places where ships could replenish supply of coal and water. The colonists tried
conquering islands that were along the sea routes and near the coasts of trading nations.
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18] History of New Imperialism
66
New Imperialism or ‘Neo-Imperialism’ as such can be identified as the second wave of imperialism in the late
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19th and early 20th centuries, as distinct from the earlier wave of European colonization from 15th to early 19th
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centuries. This was a result of Industrial Capitalism.
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Struggle for independence in some colonies started as the world was moving towards New Imperialism. America
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had declared independence in 1776, during the American Revolution. The French Revolution inspired
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independence movements worldwide. Napoleonic wars during the initial years of 19th century weakened Spain
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and Portugal, and consequently, some of their colonies in South and Central America declared independence.
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Mexico became independent in 1821 from Spain. Simon Bolivar freed Columbia, Ecuador, Peru, Venezuela and
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Bolivia from Spain. Brazil became independent from Portugal by 1824. Thus, there was a temporary period of
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decline in Imperialism after the French Revolution of 1789, before its rise again in 1870s.
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It is pertinent here to provide a summary of factors that led to rise of New Imperialism.
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a) Role of Political Factors: There were a plurality of political factors behind the emergence of New
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Imperialism. One of these was the rise of Absolute Monarchies in Italy and Germany, post-unification in
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However, New Imperialism cannot be attributed solely to the Absolute Monarchies. In fact, Britain which
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had democracy had the largest colonial empire. Thus, all industrialized regimes, whether democratic or
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absolute, engaged in Imperialism. Industrialization increased their hunger, as well as potential, to build their
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colonial empire. The rulers also saw Imperialism as a tool to maintain political control at home.
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Military victory over colonies and empire building was not only improving the economy of the colonial
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power, but raising the prestige of the rulers as well. These two factors, viz. a sound economy and national
glory provided legitimacy to their rule. It was due to such reasons, for instance, that Italy and Czarist Russia
joined the race for colonies.
b) Role of Nationalism: Nationalism rose after the French Revolution (1789). In the era of Industrial Revolution,
it soon manifested in form of economic rivalry among the nation states. National rivalries were further
fueled by nationalist ideas propounded by the nationalist thinkers. In Britain, France, Germany and Italy,
nationalism resulted in demands for expansion of colonial empires during 1868-72. Also, the Absolute
Monarchies relied on both Imperialism and Nationalism to divert attention of the public, which was getting
exposed to ideas of democracy.
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c) Role of Industrial Revolution/Industrial Capitalism: Industrial Revolution was one of the major factors in
rise of New Imperialism. There was surplus money from trade as well as profits from mass production, after
Industrial Revolution. This money was further reinvested for capital formation. The development of
transport and communication infrastructure allowed faster movement of goods and people, and
development of steam ships reduced the time taken for trading goods around the world. The demand for
goods in the domestic markets was also increasing due to rapid increase in European population in the 19th
century.
The factories’ demand for raw material increased, which led to a search for raw material outside national
boundaries. Population pressure in Europe led to search for more colonies where Europeans could settle.
Soon, the factories were producing much more than the domestic and existing external markets could
absorb. This further increased the attraction of new colonies. Thus, a cycle of more demand for
manufactured goods, profits, capital formation, demand for raw material, surplus production and demand
for export markets got established and it can be said that the Industrial Capitalism (Capitalism after
Industrial Revolution when production of goods was done in factories with machines) gave a thrust to
Imperialism.
d) Increased number of players: Industrial revolution in rest of Europe, USA and Japan happened after 1870s.
The industrialized nations desperately started looking for sources of raw material and export markets.
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e) Decreased Geographical space: The world was relatively more peaceful till 19th century when there was
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enough unoccupied space to be colonized and the empires could expand easily. But in 19th century, any
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further expansion could only occur at expense of another colonial power. Also, the number of players in the
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‘race’ had increased. Thus, colonialism changed into Imperialism as now State’s military power and tighter
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control over colonies was needed to maintain and expand the colonial empire. In the next four decades
66
(from 1870 onward), there was a race for colonies and the only untouched areas, China and Africa, were
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scrambled among European nations.
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f) Religion and Cultural Factors: Other factors like aspirations of Christian Missionaries to spread Christianity
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and the notion of White Man’s burden to spread superior civilization in the backward colonies also played a
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role. Belgium’s King Leopold II used the latter as a garb for exploiting Congo and so was the case with other
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Imperial powers. However, some good samaritans actually tried to uplift the life of the people by working for
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social reforms. Theosophical Society even led the anti-Imperial Home Rule movement in India (1916). Other
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issues that they dealt with included rights of women and spread of modern education.
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Powers proper
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Russia 1850s onward Begun by 1914, yet on eve of Mainly Central Asia. Also West Asia, China
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Agricultural economy.
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America)
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Japan By 1890s 1868 onward Mainly China (Far East) and Pacific
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There were many squabbles among the European powers for territory and trading rights in Africa. French and
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British interests collided in Egypt and Sudan. Belgium opposed an agreement in 1884 signed by Britain and
Portugal, demarcating their areas of influence, as it would have resulted in denial of sea access to Congo. Finally,
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the overlapping claims of European colonists were resolved through negotiations in different conferences.
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Berlin Conference, held in Germany in 1884-85, was called to resolve disputes regarding the West and Central
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Africa, especially the river valleys of Niger and Congo. It was an important event and resulted in demarcation of
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1. Niger river Valley was divided among the British and the French with the Lower Niger becoming a
protectorate of Britain and the Upper Niger a protectorate of France.
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2. Niger river was made free for ships of all signatory nations.
66
3. The British agreed to French colonization of Tunis. Spain was awarded coastal area of present day
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Western Sahara.
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4. Also, the European powers promised to take steps for welfare and development of the Africans. The
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conference vowed to end Slavery by the Black and Islamist powers and this was to be ensured by each
colonial power in their sphere of influence.
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5. It was decided that the Congo Free State will be governed by the International Association for
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Exploration and Civilization of Central Africa. This association was setup by King Leopold II of Belgium
and thus Congo was recognized as a private colony of King Leopold II (to be taken away from him by the
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6. Freedom of trade and navigation for all was guaranteed in the Congo River Valley. Also, no individual
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nation was to claim any special rights in Congo and King Leopold II granted freedom of investment to all
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signatory nations. An International Commission was also setup for monitoring of compliance with the
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agreement.
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France established its empire in North-West Africa. After colonizing Algiers (1830), part of Gambia, and Tunis
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(1881) it longed for control over Morocco. Initially, the French faced opposition. In the Madrid Conference in
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1880, the independence of Morocco was guaranteed and all European nations were given a right to freedom of
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trade. But in 1900, France signed an agreement with Italy, whereby Italy agreed to not oppose French influence
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over Morocco and France, in return, pledged not to oppose Italian control of Libya. During the Berlin Conference,
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Britain agreed to French special rights over Tunis. Further, in 1904 Britain and France signed an agreement,
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whereby the French recognized the British special rights over Egypt and Sudan, while France got British
recognition with respect to its special rights over Morocco. In the same year, Spanish and French Morocco were
demarcated through an agreement. Germany was a late entrant into colonization, and it felt left out in the
scramble. In 1911, when France deployed its troops in Morocco, Germany sent its warship to the nearby island
of Agadir. After the negotiations, Germany was given some territory in French Congo and in return it recognized
French control of Morocco. In 1912, France made Morocco its Protectorate and Morocco ceased to be
independent.
).
Allied Powers as Mandates. Mandates were the former colonies, which were assigned to developed nations by
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the League of Nations for preparing them for independence at a later date. For example, German South West
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Africa was given to South Africa as a mandate.
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19.4 Italy in Scramble for Africa
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Italy, like Germany was a late entrant. It failed to colonize Tunis because the French took control of it in 1881. It
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succeeded in colonizing Eritrea in North Eastern Africa. Through various treaties Italy acquired Eastern
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Somaliland in 1880s. Abyssinia (Ethiopia) lay between Eritrea and Eastern Somalia. Italy failed to colonize it and
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was defeated by the nationalists in 1896. In 1911, Italy occupied Libya from the weak Ottoman Turkey. In 1935,
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Italy attacked Ethiopia and took it under its control. After defeat in World War II, Italy lost all of its colonies.
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Even a small country like Belgium was able to get a share in the African pie. It first colonized Congo, and then
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Portugal colonies were Angola, Guinea and Mozambique, while Spain had Spanish Morocco, Spanish Sahara (Rio
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b) Slavery
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19.5.1 White settlers became elites and exploited the Black natives
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Colonialism in Africa brought along with it trading merchants, businessmen, missionaries, military and
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administrative officers. Many of them settled in Africa due to attractions of plentiful arable land and profits from
trade. The missionaries stayed on and established Christian institutions for propagation of their religion. Thus,
today we see many African countries divided into Muslim and Christian dominated regions. The European
settlers were elites in Africa and they enjoyed luxuries of living, which they could not afford back home. The
European settlers, like the Boers in South Africa, became wealthy and powerful in Africa. They controlled the
government and denied Africans any political right. In almost every colony, the lands of Africans were taken
away for cultivation and mining by settlers with Blacks working as slaves.
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unity or economic viability. This resulted in colonies having multiple tribes, with very different cultures. They did
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not see themselves as part of one nation. Further, the colonists used the policy of divide and rule. They
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patronized one tribe at expense of the others. The favored tribesmen were provided with arms and money and
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were used to coerce the other tribes into submission. This resulted in mutual hostility among tribal groups. For
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example, in Rwanda, Belgium followed this policy and after independence the country witnessed constant tribal
66
violence. In 1994, this process culminated in the worst genocide in recent history as the Hutu tribesmen
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massacred millions of Tutsi tribe members. The lack of national unity still haunts many African nations and it has
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been very difficult to ensure functional democracy.
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19.5.5 Extreme neglect of Education and Health
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The colonists and white settlers ensured that the native blacks did not get educated. Higher education, in
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particular, was neglected. Wherever the policy of Apartheid was followed, Africans were given inferior education
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in separate schools. Statistically speaking, the gross enrolment ratio at levels of primary, secondary and higher
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education was very low at time the African nations became independent. For example, at the time of
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independence in 1960, there were just 17 graduates in Belgian Congo and no doctors, lawyers, engineers. Also,
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there were no Africans at officer level posts in the Army. This resulted in inefficient governance after
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independence, and caused the consequent collapse of democratic regimes. The elected governments failed to
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deliver on the huge developmental goals and became dependent on the developed world for aid, which brought
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Neocolonialism to the African nations. Today Africa’s population is increasing at rapid pace and much of its
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population is in the working age group. But it is struggling to convert this bulge in working age group into a
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demographic dividend due to lack of education, which if present could have ensured a skilled workforce.
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Health sector was also subjected to great neglect. The colonies suffered from epidemics regularly given the
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humid conditions due to an Equatorial climate. HIV-AIDS today is most prevalent in Africa and Africa is the
biggest intervention area for World Health Organization and NGOs like Bill and Melinda Gates Foundation.
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Colonialism impacts the social, psychological, economic, cultural and political aspects of the colony. Lack of
cohesion in the society due to tribal rivalries, presence of prejudices of being a slave race, which were
internalized, and the consequent inferiority, lack of education and denial of participation in governance - were
the resultant aspects of Colonization. These factors prevented economic development, and indigenous
entrepreneurship, in any significant form, could not develop in Africa. The policy of Mercantile capitalism
followed by the Colonists hurt the economy of Africa. Africans did not get the market price for the mineral
resources, which were exported out of Africa. The Colonists ensured that no indigenous industry develops and
Africa remains an exporter of raw material and importer of finished goods manufactured in European factories.
During the Berlin Conference in 1880s, Germany wanted a clause of effective control of a European nation in a
territory to claim it as a colony. This clause would have required Colonists to develop infrastructure and setup
36 www.visionias.in ©Vision IAS
government machinery for things like law and order etc. Germany desired to use this clause to replace other
European nations from the colonies. But Britain and France defeated this clause. Thus, in many African nations
the colonists ruled and reaped the economic benefits, but without any responsibility of governance. The little
infrastructure that was developed was to facilitate colonial interests. For example, the transport infrastructure
was aimed at creating linkages between mineral rich interiors with the ports to facilitate easier raw material
extraction. Britain was quick to develop pipelines in Sudan and Nigeria for extraction of hydrocarbons. Further,
the colonial rivalry resulted in colonists establishing trade barriers between colonies and thus an integrated
market could not develop across Africa.
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USA:
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In 1823, Monroe Doctrine was brought out by USA. It emphasized two things: Policy of Isolation and Hegemony
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of US in North and South America. It said that US would not interfere in the European affairs or colonies and it
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would treat any interference in its backyard (all of America) as an act of aggression. But by 1890s, USA emerged
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as a new Imperialist power. It started to bring areas outside America under its influence i.e. it extended the
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notion of its ‘backyard’ to the Pacific and the Far East (China).
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A. By 1881, US had started claiming Hawaii Islands as part of American system. During the Spanish-US war in
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1898 (fought over Cuba, which along with Puerto Rico was the only Spanish Colony in the Americas):
a) Spanish colonies in the Pacific
i. Philippines came under USA attack and consequently annexed.
ii. Spain ceded Puerto Rico and Guam to the US.
b) Cuba though made legally independent, its foreign policy came under US control. It was forbidden to
make any treaties with any other country.
B. Hawaii (Pacific) was officially annexed by USA in 1898. (*Islands of Guam and Hawaii are strategically
important even today for the present US policy of Asia pivot).
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C. Samoan Islands (Pacific) became victim of rivalry for control between USA, Germany and Britain. In 1899
Samoan islands were divided between USA and Germany (Britain was compensated elsewhere).
In case of Britain, it were mainly the settlers of New Zealand and Australia who wanted Britain to colonize more
territory around them. In the Fiji islands it was on the demand of locals, who resented the autocratic rule, that
Britain took over in 1885. In 1885, Britain and Germany divided the Eastern half of New Guinea among
themselves, while Dutch were in control of the Western half. Germany also bought some islands in the Pacific
from Spain.
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In Central and West Asia, the main rivalry for colonies was between Russia and Britain. Russia wanted access to
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the sea for trade and thus desired to control the ports. It followed an expansionist policy, which threatened
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Britain with respect to the Indian empire. The two rivals had strained relations till 1907. Russian expansion in
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Asia began after the Crimean war (1853-6) in which Russia lost against an alliance of France, Britain, Ottoman
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Empire and Sardinia (Italy). In the Crimean War, Russia wanted expansion of territory at expense of a weakening
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Ottoman Empire, while the European powers were against such a Russian expansion as it would threaten
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Eastern Europe coming under sway of the Russians. In 1858, Russia forced China to hand over huge territory
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north of the River Amur establishing much of the modern border between Russian Far East and Manchuria
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more relevant word to use, as we will see later) :
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1. China was discovered by the Portuguese in 1514 and they established trade relations with China by
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setting up a trading center in Canton in 1557.
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2. But, China followed a policy of seclusion and only limited trade happened.
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3. The Opium Wars of 19th century forced China to open up to rest of the world i.e in trade, inflow of
66
foreigners and in establishing diplomatic relations.
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4. Historically, China had national unity and Manchu Dynasty ruled from 1640s to 1911. From 1840s till
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1949, when Maoists came to power, it witnessed a period of foreign interference, civil war and
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disintegration.
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5. Taiping rebellion (1850-64) was a religious-political movement, which was crushed by provincial armies
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of China.
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7. Japan invaded China in 1894-5 and brought parts of China under its control, especially Manchuria was
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8. Boxer Rising occurred during 1899-1900. It was a violent anti-foreign and anti-Christian revolt. British
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9. Japan emerged victorious from the Russia Japan war of 1904-05 and replaced Russia from areas under
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10. In 1911, the Manchu Dynasty was overthrown and a Republic was proclaimed.
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11. From 1916 to 1928, there was no central authority in China and the Generals with private armies seized
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12. It was Kuomintang or KMT or the Nationalist party, which rose during the Warlord Era and ended it
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completely in 1928. Sun Yat Sen and later Chiang Kai Shek were its important leaders.
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13. KMT fought a civil war with Chinese Communist Party which emerged victorious by 1949, establishing a
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communist form of government in China while Chiang Kai Shek fled to Taiwan operating a Government
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in exile.
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After the second Opium War, many more European nations, some South American nations and Japan
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established trade relations with China. Thus, China was opened up with different imperialist powers gradually
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establishing their Spheres of Influences in China.
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22.2.1 Loss of territory north of River Amur to Russia in 1858
66
In 1858, China was weak. It was losing in the 2nd Opium War and was fighting the Taiping Rebellion. In 1858,
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Russia threatened to attack & thus forced China to hand over huge amount of territory north of the River Amur.
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22.2.2 Manchu Dynasty and Warlord Era
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Manchu Dynasty ruled China from 1640s to 1911. As discussed above, till the 1st Opium War in 1840s, Manchu
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rulers followed a policy of seclusion or isolation. It was able to sustain isolationist policy because China was
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pretty much self sufficient in all goods and in fact always had a positive Balance of Trade (BoT) with rest of the
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world. Its tea was circulated by the British in their empire and rest of the world. The Boston Tea Party’s tea was
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actually Chinese Tea. There were no major upheavals in China and it remained generally peaceful till 1840s. In
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1840s, European nations started to force their way into China to take advantage of trade possibilities. Their aim
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was to make China an exporter of raw material and importer of finished goods. Britain was the first to interfere.
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It fought and won the Opium Wars and forced China to end policy of seclusion. Other EU nations followed suit
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and divided China into Spheres of Influences i.e. special areas of domination where a particular European nation
got rights and concessions at specific ports. Then USA intervened in late 19th and early 20th century and imposed
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an Open Door Policy where all nations were free to trade with all of China with no one nation dominating its
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affairs.
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During 1850-64, Taiping Rebellion occurred in Southern China. It was a partly religious and partly political
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movement, with an aim to setup a Heavenly Kingdom of Great Peace through armed rebellion against the
Manchu Dynasty. The Christian Taiping rebels demanded shared "property in common," equality for women,
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and the replacement of Confucianism, Buddhism and Chinese folk religion with their form of Christianity. The
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Taiping Rebellion was crushed but not by the government at the Centre but by the provincial armies. The
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degradation in image and control of the Manchu rulers led to beginning of a process of Provinces asserting
independence from the Central government. This process culminated in the Warlord Era (1916-28) where the
real authority lay with the provincial armies led by individual Generals.
22.2.3 Five Major Events
Five major events occurred before beginning of the Warlord Era:
i. Sino-Japan War (1894-5): This war was fought mainly over Korea, which was hitherto under the control of
China. After the loss, China recognized Korea as an independent state (*Japan occupied Korea in 1910).
Also, China was forced to give some territory to Japan in the Southern China. Formasa (Taiwan) was
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b) Japan converted independent Korea into its Protectorate in 1905 and also acquired control of Liaotung
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Peninsula.
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c) Russia ceded half of Sakhalin islands to Japan.
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The win established Japan as a major world power. US was against Russian domination in China. In Russo-
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Japan war, US President Roosevelt mediated and persuaded Russia to recognize Japan’s territorial gains. US
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entered into a secret agreement with Japan to allow US trade freely in these areas. Thus, US began Policy of
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Appeasement towards Japan, which boosted Japan’s imperialism and allowed it to become a major power
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and a US rival in the Pacific. The Russian defeat at hands of an Asian country, on one hand, psychologically
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boosted the Asians in their independence struggle and on other hand, it weakened the Russian Czarist
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regime at home. The defeat was an important reason for decline of the Czar and it culminated in the
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Russian revolution of 1905 that brought limited constitutional monarchy and then in 1917 established the
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Communist regime.
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iv. Western Educated Chinese youth returned in early 1900s with radical revolutionary ideas. They desired to
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overthrow the Manchu Dynasty and some like Sun Yat Sen wanted to establish a USA type democracy. Sun
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v. Republic China in 1911: The Manchu Dynasty’s rule ended in a revolution in 1911, when most of the
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provinces declared themselves independent. The new government tried for democratic reforms demanded
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by the young intellectuals. But the provincial armies opposed such reforms and in a military coup in 1911,
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the nascent government was overthrown. China was proclaimed a Republic under a military General named
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Yuan Shih Kai as President. Further, when Yuan declared himself to be the Emperor in 1915 against the
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wishes of provincial armies, he was removed from power and the Warlord era began (1916-28).
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During the World War I (1914-9), Japan captured more Chinese territory in form of Kiachow islands and
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Shantung Province. However, it agreed to free these areas during a conference in Washington in 1921, in
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exchange for limitation on presence of US, British and French navies in the Pacific Ocean.
22.2.5 Warlord Era (1916-28)
During this time China disintegrated in numerous states, each controlled by a Warlord with a private army, who
fought among themselves. The Warlord era created chaos in China and the farmers suffered the most hardships.
22.2.6 May 4th Movement (1919)
The May 4th Movement (1919) was a movement started by the Chinese youth against the warlords and the
regressive Chinese culture. Students gathered and held mass demonstrations. The Chinese Communist Party
was formed in 1921 and it was sympathetic to the cause of peasants, who were the most oppressed section of
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Warlords ended in 1921 and thereafter he had to flee Canton and had to seek Soviet Russia’s help for unification
of China, which helped modernize and train KMT’s Army. He was successful in rousing the spirit of Nationalism
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and became famous as an intellectual statesman but unable to end foreign interference or build China into a
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great nation. He died relatively young at the age of 59 in 1925 after which Chiang Kai Shek became the leader of
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KMT.
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22.2.8 Chiang Kai Shek
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After 1925, it was Chiang Kai Shek, a militarily trained man, who was responsible for developing the KMT Army
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with the Soviet help. Although he studied the working of Communist Party and Red Army of Soviet Russia, he
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had a right wing ideology and was pro-capitalist class. He removed all the communist members from the KMT in
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1925 and thus, was less tolerant than his predecessor Sun Yat Sen.
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Even though KMT’s aim was establishing democracy in China, the Soviet Russia after 1921 began supporting the
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KMT with cash, military training and arms with hope of having a friendly and united China under Kuomintang. On
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the other hand, the Chinese Communist Party was formed by the leftist intellectuals in 1921. Both KMT and
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Chinese Communist Party got support from peasants and workers during the warlord era.
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Northern March (1926) was a military campaign by KMT and Chinese Communist Party against the Warlords. In
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1927, after its win against the Warlords, the KMT initiated the Purification Movement, which was KMT’s
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campaign against the Chinese Communist Party during which worker and peasant leaders as well as Chinese
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Communist Party members were massacred. In fact, the Chinese Communist Party was to a good extent
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eliminated.
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But the consequent KMT government that came to power failed to meet aspirations of the masses. The
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government was inefficient and corrupt. A nexus developed between the landlords, the industrialists and the
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government officials, which resulted in exploitation of the poor. The workers suffered from poor conditions of
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work, while the peasants were disenchanted by lack of land reforms, high taxes and forced labor. They formed
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the support base of whatever was left of the Chinese Communist Party.
From 1930 to 1934, KMT initiated the Encirclement Campaigns to destroy Chinese Communist Party. The
strategy was to encircle the Chinese Communist Party base and exterminate them in combat. The 1934
Communist escape is famous in this context, whereby 1 lakh Chinese Communist Party cadres were able to
breach the KMT trapped Chinese Communist Party Headquarter in Southwest China and they set out on the
famous 6000 mile Long March from Southwest China to the mountains in the North. The Chinese Communist
Party cadres covered 6000 miles in one year (Indian coastline is of 7517 km while 6000 miles convert to 9600 km
approximately) and on their way they crossed mountains & rivers, fought the warlords, which were allies of KMT
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With the support of peasants, the remaining leadership of Chinese Communist Party, especially Mao Zedong
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reinvigorated the party. Chinese Communist Party gradually started bringing more area under its control. They
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provided an honest administration and introduced pro-peasant land reforms in areas under their control, which
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further tilted the masses in their favor.
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Japan had invaded Manchuria in 1931 and established a puppet state (Manchukuo) there. From 1931 onwards,
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small localized “incidents” of Japanese aggression against China continued. But the KMT continued to attack the
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Chinese Communist Party cadres, instead of diverting full energy against the Japanese. Due to pressure from its
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own soldiers, KMT had to make truce with Chinese Communist Party in 1936 and after that both of them fought
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together against Japanese invasions, which took form of full blown war when Japan in 1937 initiated full fledged
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invasion of China. This is called as the second Sino-Japan war (1937-45) and it became part of the World War II.
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The KMT forces were quickly defeated by Japanese army while the Chinese Communist Party cadres had more
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success due to its guerrilla warfare strategy. This increased the support base of Communists who were now seen
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as patriotic. Also, Mao Zedong (who was chairman of Chinese Communist Party since 1931) did not delay the
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reform process and resumed it as soon as it was possible, even amidst the war. For example, it started a
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Rectification programme in 1942 under which the intellectuals, students and urban youth were sent to remote
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villages to work on the fields with peasants for understanding and empathizing with the hardships of peasant’s
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life. Thus, during the Sino-Japan war the Chinese Communist Party was able to increase its military control in
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China by their Guerrilla warfare strategy and by enlisting more and more Chinese peasants and workers.
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After 1945, the civil war resumed between Chinese Communist Party and Kuomintang. USA and USSR had
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occupied territory in China after defeating Japan. As USA was against communism it handed over the territory
under its occupation to Kuomintang while Russia handed over Manchuria to Chinese Communist Party. Thus,
now the Chinese civil war became part of the Cold War whereby USA supported KMT and USSR supported the
Chinese Communist Party.
By 1949, the Chinese Communist Party emerged victorious as its Red Army was by then relatively large and well
armed with Soviet weapons. This forced Chiang Kai Shek to flee to Taiwan where he setup a government in exile
for whole of China. This government was recognized as the legitimate government of China by the USA, while a
new Communist State emerged on the world map in territory of mainland China.
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workforce needed for rapid industrialization. Extreme nationalism and worship of Emperor were stressed in the
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education. This enthused people to work hard for national economic growth and also helped in justification of
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Imperialism that was to happen later. In 1889, a new constitution was enacted. The ministers were responsible
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to the Emperor and not the Diet (Parliament). Emperor was referred to as divine. The ministers and the Diet had
no say in appointment of Army and Navy officers who. The Diet had limited financial powers. The right to vote
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was given to only 3% of population. Thus, gradually the armed forces came to dominate the political affairs of
66
Japan.
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Japan was a small island nation with majority of people living on meager wages. Thus, it lacked domestic market
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and embarked upon colonization in search of export markets and raw materials to feed its industry. Manchuria
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was very important due to its high coal and mineral reserves. It also provided access to Pacific Ocean. Japan
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envied the Russian control of Manchuria after 1858.
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1. Sino-Japan War (1894-5): This war was fought mainly over Korea, which was hitherto under the control of
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c) Senkaku islands in South China Sea, which are today a point of contention between China and Japan,
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d) Manchuria came under economic influence of Japan, but it still envied the Russian control of
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2. Russo-Japan War (1904-05): It was fought over Manchuria. Japan won this war and acquired more Chinese
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territory
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a) Japan converted Southern Manchuria into its sphere of influence and also got Port Arthur.
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b) Japan converted independent Korea into its Protectorate in 1905 and also acquired control of Liaotung
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Peninsula.
c) Russia ceded half of Sakhalin islands to Japan.
3. Japan annexed Korea in 1910. During WWI, Japan wanted but failed in converting China into its
Protectorate.
4. Japan invaded Manchuria in 1931 and established the puppet state of Manchukuo. From 1931 onward,
small localized “incidents” of Japanese aggression against China continued.
5. Sino-Japan war (1937-45): Japan in 1937 initiated full fledged invasion of China. It became part of the World
War II.
44 www.visionias.in ©Vision IAS
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Japan turned into a military dictatorship in early 1930s, which gave a boost to imperialistic campaigns in China. It
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were the economic and political problems, which had plunged Japan into control of the Army. Japan had enjoyed
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economic boom till middle of 1921. It had benefited from the World War I (1914-19) as after the war European
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powers were weak economically and were involved in quarrels over Treaty of Versailles. Economic weakness of
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European nations made their exports less competitive. Also, they were militarily exhausted and thus not in a
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position to check Japanese aggression. The only nation powerful enough to check Japan’s imperialist march was
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USA but it was itself disgusted with the World War I and followed a policy of isolation, which entailed non-
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interference in world affairs and prevention of military conflict with any other nation at all costs. Thus, Japan
took benefit of this whole situation. By 1918, it had profited economically by exporting shipping and other goods
to the Allied Powers during WW I. It had replaced European companies in export markets, especially in Asia, and
got supply orders which Europeans could not service. During World War I, Japan’s cotton exports had tripled and
merchant ships doubled.
The social conditions in Japan were also responsible for its Imperialist tendencies. The influential sections of the
society like the Army and the conservatives were against Democracy and frequently criticized the government.
The Army was against Government’s soft and conciliatory approach to China, as it waned to take advantage of
the Civil War in China to expand the colonial empire.
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The economic conditions also played a role. The economic boom ended by 1921, because the European nations
had recovered economically and now recaptured their lost export markets. In Japan, unemployment increased
and the peasants were hit by rapid decrease in prices of rice due to bumper harvests. The protests of workers
and peasants were suppressed brutally and thus, they also turned against the government. The World Economic
Crisis served as the turning point, as Japanese exports were hurt badly as the importing nations were not in a
position to pay for imports. In Manchuria, the Chinese companies were trying to replace the Japanese companies
and the Japanese trade and businesses were at risk. This was unbearable in the background of the Economic
Crisis of 1929. The Army invaded Manchuria in 1931 without the government’s knowledge and the Prime
Minister was killed in 1932 when he opposed the invasion. Till 1945, it was the Army, which ran the country on
Fascist lines. The Emperor enjoyed high prestige but he also failed to control the Japanese imperialism because
he was afraid of his orders not being followed. Thus in Japan, it was the Army and not the elected government,
which was responsible for Imperialism in 1930s. Also, it were the economic problems and the small size of its
territory, which increased its Imperialism.
24] Imperialist US
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From 1865 to 1895, USA rose as an industrial power. For some time, the US influence in international economy
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was not felt because it had huge domestic market and thus much of its production was consumed internally. The
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reason for huge domestic market was increased population in USA due to huge migration of Europeans and
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other groups in 19th century and first decade of 20th century. Another reason was the Policy of Isolation, which
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But by 1890s, US emerged as a new Imperialist power. The major reason was Industrial Revolution induced
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demand for export markets and raw materials. US also used the concept of White Man’s Burden and export of
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modern civilization was cited as a reason for US interference. The domination of the weak by the strong nations
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was justified as the law of nature. US expansion in the Pacific had started even earlier.
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In 1890s, when Europeans wanted to partition China, the USA felt left out and thus enforced the ‘Open Door
Policy’, which implied that in China all Imperial powers would have equal rights and no Imperial power would
discriminate against another power citing any area as its Sphere of Influence. Thus, China became an
International Colony. US contributed troops for suppression of Boxer Rebellion (1899-1900)
In 1893, US reiterated its hegemony over North and South America. It declared itself as practically sovereign
over whole of America and its orders should be treated as law. It forced the British to agree to arbitration in a
territorial dispute between Venezuela and British Guiana (present Guyana).
US was against Russian domination in China. In Russo-Japan war of 1904-5, US President Roosevelt mediated
and persuaded Russia to recognize Japan’s territorial gains. US entered into a secret agreement with Japan to
46 www.visionias.in ©Vision IAS
allow US trade freely in these areas. Thus US began Policy of Appeasement towards Japan, which boosted
Japan’s imperialism and allowed it to become a major power and a US rival in the Pacific.
Corollary to Monroe Doctrine: In 1904 Monroe Doctrine (1823) was expanded. Roosevelt argued now that US
had the right to not just oppose European interference in Latin American affairs but also had the right to
intervene in internal affairs of South American countries. From 1906-9 US troops intervened in Cuba to restore
law and order.
Panama Canal in Columbia: It was completed in 1914. It boosted US trade in a big manner. The canal allowed a
link between the two oceans of the Pacific and the Atlantic. Earlier US bought shares of the French Company,
which was constructing the canal. When the Columbian government opposed the terms of agreement with the
US, the latter manufactured a revolution and sent troops to prevent curbing of the revolution. Soon, Panama
was recognized as an independent nation and it signed a much more favorable agreement than what the US had
offered Columbia.
Neo-Colonialism in South America: The Presidents after Roosevelt, namely, Taft and Woodrow Wilson followed
the policy of promoting investments by US companies and bringing Latin American economy under its control
with help of these investments. US intervened in Mexico by helping in a coup against popularly elected leader
Madero (elected in 1910, removed & murdered in 1913). Mexicans became hostile to US after this event (Mexico
became independent from Spain in 1821).
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25] World in 1914
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25.1 Europe still dominated rest of the World
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Though Europe still dominated rest of the world, important powers like US and Japan had arisen outside Europe
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too. Moreover, within Europe, not all European countries were powerful. It were Germany, France and Britain,
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which were the major powers. The rest of Europe was still in the process of economic modernization.
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By 1914, Germany was ahead of Britain in production of pig iron and steel but lagged behind in production of
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coal. On other hand, France, Italy, Belgium and Austria-Hungary were well behind Britain and Germany. Russia
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was last to begin with industrialization. In 1914, Russian industry was expanding rapidly but still its economy was
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pre-dominantly agricultural and thus, far behind Germany and Britain. Russia was also witnessing political
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turmoil. One Russian Revolution had happened in 1905 and the next took place in 1917.
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Outside Europe, US and Japan had begun industrialization around 1870s. In 1914, US produced more pig iron,
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steel and coal than Germany and Britain. It had adopted the Monroe Doctrine in 1823 and by 1914 it had
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ensured its domination of all of the Americas but was relatively detached from the affairs of Europe. Japan had
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emerged as a major exporter of textiles. It had defeated Russia in the Russo-Japanese War of 1904-5 and gained
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recognition as a major world power. Japanese imperialism was directed towards China. US policy of
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appeasement towards Japan had made it a strong rival in the Pacific. Thus by 1914, US and Japan both had
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There was democracy in US, Britain and France. Germany had lower house but the real power lay in office of the
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Chancellor and the Kaiser (Emperor). Italy was a constitutional monarchy but the Right to Vote was available
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only to the wealthy. Japan after Meiji Restoration (1868) had brought a constitution in 1889, which provided for
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a lower house (Diet). But the Diet had limited powers, the Right to Vote was available to only 3% of the
population and the real power was in the hands of the army, navy, the Emperor (Meiji) and the privy council.
25.3 Imperial Expansion after 1880
After Industrial Revolution in the 1870s, many European nations sought to increase their colonial empire.
European powers had scrambled the whole of Africa by 1914. Although nominally China was a Republic since
1911, after overthrow of Manchu Dynasty, it had been converted into an international colony by US, Japan,
France, Britain and Germany.
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5. Serbian nationalism: The Serbs wanted to integrate the Balkan areas populated with Slavs into a single
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Yugoslavia. Such a Yugoslavia would have required secession of certain areas from the Habsburg empire
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which had people from different ethnic groups including Slavs. Once the Slavs had been integrated into
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Yugoslavia, other groups would have also demanded secession. Thus, the idea of Yugoslavia threatened
the integrity of Habsburg empire.
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6. Europe had divided itself into two alliances: The Triple Alliance had Germany, Austria-Hungary and Italy
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while the Triple Entente had Britain, France and Russia. But these were not very rigid alliances. In fact,
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Italy fought on the side of Britain and France in the World War I. The World War I was fought between
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the Central Powers (Germany, Austria-Hungary, Ottoman Empire and Bulgaria) and the Allied Powers
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(Italy, Britain, France, Russia and US). ur
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1. Moroccan Crisis (1905-6): In 1904-5 Britain and France had signed Entente Cordiale with a clause that
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Britain’s control over Sudan and Egypt would be recognized by France and the special rights of France
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over Morocco would be recognized by Britain. Germany became anxious of increasing French influence
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in Morocco. It pledged to maintain independence of Morocco and called a conference. But Italy, Spain,
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Russia and Britain supported France in the conference and the latter got control over Moroccan Banks
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2. Britain-Russia Agreement of 1907: It ended their disputes in Asia. Afghanistan and Tibet were
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recognized as British spheres of influence and Iran was divided into three zones with the North
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recognized as Russian zone, the central area as a buffer and the South as British zone. Russia hoped to
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get British investments for its industrial development after this agreement.
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3. Bosnia Crisis (1908): Austria-Hungary annexed Bosnia from the weak Ottoman empire. Bosnia had
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significant population of Slavs and thus Serbia also longed for Bosnia as an integral part of future
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Yugoslavia. Serbia called for help from Russia, which tried to organize a conference over the issue. But
no conference was held as Britain and France withdrew support to Serbia when it became clear that
Germany would support Habsburg Empire in case of a military conflict. They wanted to avoid a direct
military clash with the Germans. Russia was not militarily strong to take any action in favor of Serbia.
After this humiliation, Russia began its militarization so it could help Serbia if the need arise in future.
Russia was now more suspicious of Habsburg empire’s ambitions in the Balkans and Serbia became a
bitter rival of Austria-Hungary.
4. Agadir Crisis (1911): When France deployed troops in Morocco, Germany got anxious of Morocco
coming French control. It sent its warships to the island of Agadir near Morocco. It threatened France
that if it did not withdrew its troops then Germany will annex Agadir. Britain was worried that if
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Germany captured Agadir then it would be in a position to threaten British trade routes. Britain again
sided with France. In a compromise, Germany was given a small strip of land in French Congo and in
return Germany was compelled to recognize French control of Morocco. The German public opinion
became bitter against France and Britain, and this event gave further boost to naval race between
Britain and Germany.
5. 1st Balkan War (1912): Here the Balkan League (Montenegro, Serbia, Greece, Bulgaria) attacked Turkey
and captured most of Ottoman Empire’s territories in Europe. Germany and Britain mediated to bring
about a ceasefire. In the peace settlement, the Ottoman Empire’s territory in Europe was divided among
the Balkan States. Serbia was unhappy as it wanted Albania for this would have provided it with access
to the sea but Albania was made an independent state. Obviously, the Austrian hand was working
through Germany against Serbia.
6. 2nd Balkan War 1913: This was fought against Bulgaria by Greece, Romania, Turkey and Serbia. Bulgaria
attacked Serbia because it was unhappy with most of Macedonia being given to Serbia at the end of the
1st Balkan war. After its defeat in the war, Bulgaria lost all territory it had gained from the 1st Balkan war.
Germany had restrained Austria-Hungary from militarily helping Bulgaria. Britain on the other hand, had
not come to the aid of Serbs. Germany took this as a sign of British detachment with the Russians. The
result of the 2nd Balkan War was a stronger Serbia, which was now determined to instigate Croats and
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Serbs (both are Slavs) of Habsburg Empire for realization of the goal of Yugoslavia.
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7. Assassination of Archduke of Austria Franz Ferdinand in Sarajevo, capital of Bosnia (June 1914) :
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Bosnia had been annexed by Habsburg empire and the Bosnians were aligned with Serbia. A secret
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society had organized the killing and the Bosnian government was aware of the plot but did not do
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anything to stop it. This event was definitely an act of terrorism and the anger among the Austrians was
66
justified but Austria-Hungary took this event as an opportunity to try annexing Serbia. It presented
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Serbia with a set of demands with a deadline. Serbia accepted most of the demands but not all because
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accepting all the demands would have amounted to surrendering the sovereignty of Serbia to Habsburg
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empire. Serbia fearing invasion ordered military mobilization. After the deadline, Austria-Hungary
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declared war on Serbia. The assassination served as the immediate cause of the World War I.
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28] Who/What was to blame for the Assassination of Archduke steamrollering into
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World War I ?
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Definitely the quarrel between Serbia and the Habsburg Empire was responsible for the outbreak of war
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between Serbia and Austria but not for World War I. Following were the reasons for escalation of Serbia-
Austria conflict into a World War:
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Web of Alliances: It refers to the Alliance System, Europe had organized itself into. This made the
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allies of each side to enter the war. Once Austria declared war on Serbia after the latter failed to
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meet all the demands, Russia ordered full mobilization honoring its alliance with Serbia. Then
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Germany mobilized troops and declared war on Russia because Russia had rejected the German
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demand of not mobilizing troops against Austria and Germany had an alliance with Austria. Then
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Germany formed an alliance with Ottoman Empire and declared war on France because Germany
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believed that France would enter the war in favor of Russia, honoring the Franco-Russian alliance
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of 1894. The German War Plan was also known as Schlieffen Plan, which aimed at German victory
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over France in just 6 weeks. This was possible only if Germany would attack France through
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Belgium, which lay between France and Germany. Since Britain was an ally of Belgium and had
guaranteed its neutrality, it declared war against Germany when Belgium was attacked. Japan
entered war, honoring its alliance with Britain. Thus, all major powers were at war with each other
due to the Alliance System. But this was not the sole reason as the earlier conflicts had not
escalated into a world war.
Imperialism: Colonial rivalry in Africa and the Far East was also to blame. France, Britain and
others had ganged up against Germany in the Moroccan crisis thwarting its colonial ambitions.
Japan wanted German Pacific islands and thus entered the war on the side of Allied Powers. Italy
entered the war on side of Allied Powers in 1915 on promise of more territory.
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territorial disputes and trade & investments.
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Mobilization plans of the big powers were also responsible. The mobilization of armies increased
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the tensions and mutual suspicion. Europe had many internal disputes other than the Serbia-
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Austria quarrel and once one power ordered the mobilization of its forces, the rival powers had to
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mobilize their own forces to be able to deal with any possible military threat to their own frontiers.
A tragedy of Miscalculations:
66
o Germany believed that due to France-Russia Agreement of 1894, France will surely fight in
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favor of Russia.
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o After passive stand of Britain in the 2nd Balkan War, Germany thought that Britain would not
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come to the aid of Russia or France.
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o Germans miscalculated that by supporting Austria they would be able to threaten Russia
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into neutrality.
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o Austria miscalculated that since it had German support, Russia wont come to aid of Serbia.
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o Politicians in Germany and Russia felt that mobilization would not necessarily escalate into a
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War.
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Cultural belief that war was good, necessary, glorious and the notion of superiority of us over
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The Schlieffen Plan failed as the Germans failed to defeat the French in the planned time of 6 weeks. After this it
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was clear that it was to be long drawn war. Trench Warfare and the war at the sea were the two important
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i. The Trench Warfare occurred mainly in France with both sides armies digging trenches. The soldiers used to
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sit in and fire from the trenches. Whenever troops charged out of the Trenches against the enemy, they
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were exposed in an open field and became easy targets of the enemy. In this way, both sides suffered huge
casualties. Soon a standoff developed with both sides stationed in their respective trenches. The life in the
trenches was miserable with water clogging resulting in diseases and consequent deaths.
ii. War at the Sea:
a) The Blockade Policy: This was followed mainly by Britain and Germany. It aimed at three things:
i. Blockade of the rival trade routes so the rival is starved out due to the lack of supply of goods
(arms, rations etc.) and is thus forced to surrender.
ii. Provide security to own trade routes so that the country which is blockading doesn't itself starves.
50 www.visionias.in ©Vision IAS
iii. For movement of troops.
Britain was successful in destroying many surface warships of Germany.
b) Allied Blockade caused problems to the US as the British stopped and searched all ships to prevent
Germany from getting any supplies. This slowed down movement of US merchant ships. Also, the US
wanted to trade with both the sides and thus disapproved of Allied Blockade,
c) Germans retaliated with sea mines and submarine attacks. Once the German surface warships had
suffered huge damage at hands of the British navy, the Germans did not have any other option but to
resort to submarine attacks and sea mines. But this infuriated US as some of its ships were sunk and in
one incident many US citizens onboard a ship had died. From now on the public opinion in the US was
more pro-British.
d) Battle of Jutland (1916) : This was a battle on the sea and resulted in further British control of sea
surface. This left Germany with no option but to use underwater submarines and in an attempt to
blockade the Allies it started the unrestricted submarine warfare.
e) Unrestricted Submarine warfare by Germans in Atlantic Ocean in 1917: This was the German Blockade
with an aim to cut off British supply lines and it started attacking ‘all’ ships in the Atlantic. This policy
did not discriminate between neutral ships and the ships of Allies. This infuriated US further but
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Germany thought that it would be able to starve the Allied Powers into surrender before the US
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decides to enter the war. Unrestricted submarine warfare was a major reason that catapulted US into
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the war on the side of Allied powers.
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30] Woodrow Wilson’s 14 points (1918)
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They more or less served as the war aims of Allied Powers.
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1. Abolition of secret diplomacy
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3. Removal of economic barriers between states
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7. Restoration of Belgium
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12. Self government for the non-Turkish people of Ottoman empire and permanent opening of Dardanelles
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Wilson under pressure from Britain and France added two more points regarding Germany viz disarmament of
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Germany and war reparations by Germans for civilian losses caused by them in occupied territories.
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5) War guilt clause: It placed the blame for World War I solely on Germany and its allies.
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6) War Reparations: Germany was to pay 6600 pounds after a lot of deliberations. But it was decreased to
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2000 million pounds later as the earlier amount was disproportionately high and Germans were in no
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position to pay such a huge amount. The aim of the reparations was to ensure that Germany continues
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to grapple with its economy for a long time and thus never be a threat to France and Britain in
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foreseeable future.
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31.2 Other Treaties
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31.2.1 Treaty of St Germain (1919) and the Treaty of Trianon (1920) ur
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Treaty of St Germain (1919) was signed with Austria and the Treaty of Trianon (1920) was signed with Hungary.
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a. Austria & Hungary were reduced to a very small size as compared to the expanse of Habsburg empire.
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b. Territory was distributed among other European nations on the principle of self determination which
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entailed that now people lived under the government of their own nationality.
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1) Huge loss of territory to Greece e.g. Eastern Thrace and Smyrna. Italy also got some territory.
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2) Dardanelles or the Straits (provided outlet from Black Sea) were permanently opened.
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3) Ottoman Empire’s colonies were converted to mandates and given to Britain and France. Syria became
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French Mandate while British Mandates included TransJordan, Iraq and Palestine.
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As can be seen from the Woodrow Wilson’s 14 points, the principles of self government, reorganization of states
on lines of ethnicity, international peace and security through overall disarmament were the major principles
forwarded by the allied powers as war aims. When assessed on these principles the Treaty of Versailles cannot
be justified. It rather became a major tool that was to be used later by Fascist regime of Hitler to wage another
war, the World War II. Following are some points in this regard:
1) The Treaty of Versailles was a dictated peace as the Germans were not allowed to be part of the
negotiations. They could only put forward their opinion and criticism through writings. All their criticisms
were ignored. Only the clause of loss of territory was the one where the Germans were compensated.
The industrial region of Upper Silesia in West Prussia was handed over to Germans after a vote. But then
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the Allied Powers argued that the Treaty of Brest Litovsk was also a dictated peace upon Russia.
2) The clause of disarmament of Germany made it virtually impotent and the reparations charged upon
the Germans were unjustified. Wilson’s 14 points included ‘all round decrease in armament’ but it was
only Germany which was disarmed and no other European power started disarmament. The limit on
troops and arms made it difficult for Germany to maintain law and order.
3) Principle of nationality, ethnicity and of Self Determination: This was a major principle advocated by
the Allied Powers to justify reorganization of Europe’s internal borders and creation of new
independent states out of Habsburg empire. But it was not completely followed:
a) Germans: Significant amount of German territory with German population was given to newly
created nations. Poland had more than a million Germans. The union between Austria and
Germany was forbidden even when Austria had many ethnic Germans. After the Treaty of St
Germain and Treaty of Trianon with Austria and Hungary respectively, three million Germans in
Sudetenland were now part of Czechoslovakia. The result was that many Germans lived outside
Germany after the World War I and this was to be used by Hitler to justify German aggression and
expansion before World War II.
b) Turks: The Treaty of Sevres was also in violation of the principle of Self Determination as it
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resulted in areas populated by Turks being given to Greece especially the territory of Smyrna
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which was on Turkish mainland. This resulted in the rise of nationalism in Turkey and the
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nationalists under Mustapha Kemal rejected Treaty of Sevres. The Greeks were chased out of
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Smyrna and Mustapha Kemal forced a renegotiation. Smyrna and some other former territories of
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Ottoman Empire were restored to Turkey through Treaty of Lausanne (1923).
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c) Arabs: T.E Lawrence was a British officer who played a major role in inciting Arabs against the
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Turks. He led the revolts by the Arabs against the Ottoman empire from 1916-18. After supporting
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the Allies in the World War I, the Arabs hoped for independence but their hopes remained
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unfulfilled. Arabs were also unhappy with the talks regarding creation of a Jewish state within
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Palestine. ur
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d) Indians: India did not gain any real autonomy even when many Indian soldiers fought on the side
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of British. The War Aims of Allied powers included self-governance and self-determination. The
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Government of India Act 1919 failed to meet the aspirations of the Indian National Congress. The
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dismemberment of Turkey was also a major grievance among the Muslims. The British had
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promised to Indians a lenient treatment to the Ottoman Empire after the World War I in return for
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Indian support but they did not keep their promise. These factors along with colonial oppression in
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form of Jallianwala Bagh Massacre and Rowlatt Act served as a trigger for the Khilafat & Non-
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4) Principle of ‘Economic Viability’: It was ironical that Allied Powers used the principle of ‘Economic
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Viability’ to justify that the newly created states needed areas having German population but the union
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between Austria and Germany was ignored even when it made perfect economic sense.
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5) Loss of Colonies: The objection to loss of African colonies by Germany was genuine. The distribution was
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not impartial and was for satisfying imperialistic ambitions of the Allied Powers. The League of Nations
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handed over these colonies as mandates only to the members of Allied Powers. Mandate System was a
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virtual annexation of German colonies by Allowed powers. Britain got German East Africa. France got
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most of Cameroon and Togoland while rest of these two colonies was given to Britain. South Africa got
German South West Africa.
6) War Guilt Clause: It is pretty much evident that all the Imperial powers were responsible for the World
War I. Thus the War Guilt clause, which fixed responsibility of World War I solely on Germany and its
allies was unjustified. It served as a humiliation for the Germans. The Allied Powers insisted on it as it
made Germany legally liable to pay war reparations.
7) War Reparations: The huge War Reparations resulted in humiliation to the Germans. The amount of
6600 million pounds was too high and was aimed at keeping Germany weak economically in the
foreseeable future.
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b) Treaties divided Europe into two groups of states. While one group wanted to revise the peace
settlements, the other group wanted to defend/preserve the peace settlements.
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c) US did not ratify the peace settlements and never joined the League of Nations as the public soon
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denounced Wilson and US reverted back to the Policy of Isolation to prevent any military
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engagement in future.
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d) Italy felt cheated as it did not get all the territory that was promised to it in lieu of entering the war
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in 1915.
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2) League of Nations was created to ensure world peace and for social work.
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3) Russia became Communist: World War I led to rise of revolting Bolsheviks who were against the Russian
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participation in the war due to the economic burden it brought upon the Russian population. There were
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two phases of Russian Revolution of 1917. In the February Revolution (1917) the Czar was overthrown
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due to army mutinies and the civil unrest. A provisional government was setup but it failed to hold the
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promised elections. Helped by the Germans, Lenin returned from exile to Russia and this paved way for
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the October Revolution (1917) that led to overthrow of the Provisional Government. The Bolsheviks, led
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by Lenin, came to power and a separate peace treaty (Treaty of Brest Litovsk) was signed with Germany
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in 1917. This treaty was very harsh upon the Russians and was used against the Germans when they
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complained about the Treaty of Versailles being immoral and excessively harsh.
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4) Rise of US as a hegemonic power: US entered the war in 1917 when the German blockade of ships
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(1917) started targeting all the merchant vessels in Atlantic, including of the US. The Zimmerman Plan
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was another factor which changed the public opinion in US in favor of entering the war. This plan was a
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product of German diplomat Zimmerman and entailed persuading Mexico to attack US. Also, earlier US
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did not want to enter the war on side of the autocratic Czar. The spirit of American Revolution was
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behind the US reluctance. But the fall of the Czarist regime in Russia removed this barrier as well. The
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following factors helped US emerge as the true winner from the World War I:
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a) The war was not fought on the US soil. Thus US escaped the usual damage to infrastructure and
the consequent economic costs of reconstruction a war brings.
b) US intervened militarily only during the last phase of the World War I and thus it lost minimal
soldiers in the warfare unlike the Europeans who had to deal with the shelling and the trench
warfare.
c) US gave loans to the Allied Powers during the war and to the Germans after the end of the war to
meet the reparation costs imposed on them under the Treaty of Versailles. Thus, US made a lot of
money through World War I. Its war machine i.e. the military industries gained the most by selling
weapons during and after the war. The decade after the war, till 1929 when the economic crisis hit
54 www.visionias.in ©Vision IAS
US, was one of the most prosperous for US.
d) The leading role played by President Woodrow Wilson in the negotiations in Versailles is a
symbolic proof of the stature of US during and after the World War I.
Thus, although even on the eve of World War I, US was the leading industrial economy, the World War I
catalyzed its arrival on the world stage as a truly global power.
5) European economy suffered due to the war and European nations became dependent on loans from US
for reconstruction.
6) Dismemberment of Ottoman Empire: The Ottoman empire disintegrated after its loss in the World War
I and the new nation state of Turkey came into being.
7) Disintegration of Habsburg Empire: Austria-Hungary separated on their own just before the end of the
World War I and the Habsburg empire came to an end.
8) Rise of new nations states: Turkey, Austria and Hungary were created as mentioned above. Further,
Czechoslovakia and Poland were created. Serbia fulfilled its dream of uniting the Slav people under
Yugoslavia which was formed by merging Serbia and Montenegro. Also Estonia, Latvia and Lithuania
were made independent nations. Germany had ceased them from Russia after the Treaty of Brest
Litovsk (1917).
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9) Imperialism continued: The German colonies were converted into Mandates. Mandates were handed
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over to the victors for preparing them for independence at a suitable future date. The British got the
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German colonies in Africa. Ottoman Empire’s territories of Iraq, Syria, TransJordan and Palestine were
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distributed as Mandates among France and Britain.
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10) Introduction of new Weapons: Many new weapons were used for the first time in World War I. Barbed
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Wires, Machine Guns, Tanks, Poison Gas and Shelling were put to great use. This pushed the world away
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from peace and ensured that the future wars were more dangerous.
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11) World War I did change the people’s outlook towards war: War was now condemned by many thinkers
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due to the high civilian casualties. Before the World War I, war was cited as glorious and there was a
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dominating flavor of romanticism in the literature being published. This changed after the World War I
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and writers like Hemingway began denouncing the war as inhuman. Most viewed the World War I as a
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tragedy because it didn't need to happen, it didn't accomplish much and it only created socio-economic
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League of Nations had its origin in the war aims of Allied Powers. Woodrow Wilson’s 14 points had envisaged
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creation of an international agency that would work for maintenance of world peace. Similarly, Britain had also
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listed creation of such an organization as one of its war aims during World War I. This clause took the form of
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League of Nations, which was formed in January 1920, with its headquarters in Geneva, on the same day as the
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1. Settle international disputes to prevent war in future. This was to be achieved through the principle of
collective security. All the member nations were to collectively act against a nation who tried to wage a war.
This action against the aggressor nation would take form of economic sanctions and military action, if
required. Thus, maintenance of international peace and security was the primary goal of the League.
2. Economic and Social work: The League of Nations was to seek international cooperation for socio-economic
development across the world. For this purpose various organizations within the League of Nations were
created.
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4) General Assembly: Members of the League of Nations constituted the General Assembly. The Assembly met
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annually and the decisions were to be taken unanimously. All members of the Assembly had one vote. The
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Assemble was a policy making body of the League and thus its mandate was to decide on the general policy
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issues. It also controlled the finances of the League of Nations and had powers to change a peace treaty.
The special functions of the Assembly included the admission of new members, the periodical election of
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non-permanent members to the Council, the election with the Council of the Judges of the Permanent
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Court, and control of the budget. In practice, the Assembly was the general directing force of League
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activities.
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Permanent Court of International Justice: It was setup in Hague (Netherlands). Its mandate was to deal
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only with the legal disputes between states and not the political disputes. It had fifteen judges from
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different nationalities. It continues to function today as part of the United Nations and is known as the
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6) Secretariat: It was setup as a support unit and handled the paperwork, formulation of reports and preparing
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the agenda.
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7) Commissions & Committees: Commission were setup, with each commission dealing with specific
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problems. Examples of important commissions included commission for handling issues regarding
‘Mandates’, Disarmament, Military Affairs etc. On the other hand, important committees were those
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dealing with areas of Health, Labor, Women Rights, Drugs, Child Welfare etc.
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To determine the success or failure of the League of Nations, we can analyze its performance with respect to
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two major aims of the League as mentioned earlier. If the performance of the League of Nations is to be
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summarized, then it can be said that it failed with respect to its aim of being a leading forum for resolution of
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international disputes and ensuring a peaceful world. But, it did important work for the socio-economic
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development across the world, specially, the work by International Labor Organization towards welfare of the
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workers and the contribution of League of Nations for rehabilitation of the refugees of the World War I was
commendable.
33.4.1 Success of the League of Nations
The League was successful in two areas:
1) Economic and Social work through its Commissions and Committees:
a) ILO: The International labor Organization was the most successful. The goals of ILO included - fixing
maximum working days and minimum wages, ensuring that member nations provided for
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2) Resolution of minor International disputes: Here the League had partial success. It forced Greece to pay
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compensation to Bulgaria, when the former invaded the latter. The League decided in favour of Britain
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when Turkey started claiming the Mosul province, which was a mandate of Britain. The League solved a
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territorial dispute between Peru and Columbia. Also in 1921, when there was a dispute regarding Upper
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Silesia (an industrial region) between Germany and Poland, the League successfully made both the parties
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reach a settlement and Upper Silesia was partitioned between the two.
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Conclusion: None of these disputes threatened the world peace. Also whenever a major power was involved,
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the decision of the League was always in favour of the major power.
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33.4.2 Failures / Causes of Ineffectiveness of the League of Nations
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1) An Allies Organization: League of Nations came to be viewed as an organization of the Allied Powers
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especially of France and Britain, setup for implementation of unjust peace treaties, which failed to satisfy all
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nations.
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a) Turkey and Italy were both dissatisfied with the peace treaties. While Turkey was aggrieved at
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territories it considered as inalienable being handed over to Greece, Italy was dissatisfied for not
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getting the territorial gains it was promised in 1915 in lieu of entering the war in favor of the Allies.
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b) The Peace treaties signed were against principle of Self Determination. For instance, millions of
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Germans, after the peace treaties, resided outside Germany in Czechoslovakia and Poland. Similarly,
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2) Conference of Ambassadors: This body was setup as a temporary body to resolve disputes regarding peace
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treaties until the League of Nations was setup and made fully functional. But, it continued to exist even
after the formation of the League. This hurt the legitimacy and the authority of the League of Nations. At
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times, the Conference of Ambassadors overruled the League’s decisions, for example, in case of the Corfu
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3) Failure of Disarmament: It was only Germany, which was made to disarm under the Treaty of Versailles.
The League failed to convince other major powers to disarm. Britain and France did not want self-
disarmament. When the World Disarmament Conference was held in 1932-33, Hitler demanded equality of
armament with France. But, France refused as it feared that Germany would become an equal military
power and soon emerge as a threat to its frontiers. Hitler used this as an excuse to quit the World
Disarmament Conference. Soon, he would denounce the League of Nations and make Germany quit it as
well.
4) Mockery of Collective Security: The League of Nations failed to check any violations of the frontiers
established after the WWI through the peace treaties.
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a) 1923 resolution: It allowed each member the freedom to decide if it wanted to contribute any military
resources during activation of the collective security clause. This literally nullified the responsibility that
all the member nations had in their duty of checking any act of war by another member nation.
b) Failure of Geneva Protocol (1924): The British and French governments had proposed a Geneva
Protocol. It provided for compulsory arbitration of disputes. It committed the League of Nations
members to come to immediate military aid of a victim of aggression and also aimed at general
disarmament. In the Geneva Protocol the member states would declare themselves “ready to consent
to important limitations of their sovereignty in favor of the League of Nations”. But, USA condemned
the proposal (due to its Policy of Isolation) and the next Conservative government in Britain withdrew
the British support to the protocol. Thus, the protocol was never ratified.
c) Economic Crisis of 1929 led to poverty and unemployment and consequently, right wing governments
came to power across the world. These governments were more aggressive and violated the League
Covenant. For example, Japan invaded Manchuria in 1931, Abyssinia was invaded by Italy in 1935, the
Spanish Civil War of 1936 saw military intervention by Mussolini and Hitler in favor of France, Japan
invaded China in 1937 and Hitler annexed Austria in 1938. In all these cases, the League proved
powerless and failed to check the military aggression. In case of Japanese invasion of Manchuria in
1931, the decision of the League was that the Japanese should evacuate Manchuria. Japan rejected this
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decision and consequently withdrew from the League in 1933. Military or economic sanctions against
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Japan were not even discussed as Britain and France were under economic stress due to the Great
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Depression. Similarly, when Abyssinia appealed to the League against the Italian aggression of 1935,
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the League applied sanctions but only half-heartedly. Italy was still allowed to import important goods
like coal, oil and steel, and thus, the sanctions failed to coerce Italy to withdraw from Abyssinia.
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Three things are clear from the above discussion and following was the impact of the Economic Crisis of
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1929 on world politics :
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i. The right wing governments, especially the Fascist regimes in Japan, Italy and Germany took benefit
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of the World Economic Crisis as they knew that due to economic concerns the important League
members like Britain and France would not act. ur
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ii. Britain, France and USA were following a policy of appeasement towards the Fascist regimes to
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prevent war. This was to prove disastrous and was the major reason for Fascist regimes becoming
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iii. Also, it is clear that every nation, including the proponents of the League, were concerned with their
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own economic interests. Be it the US Policy of Isolation or the British abandonment of the Geneva
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Protocol, the major powers did not want a responsibility that would not bring any direct territorial or
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economic gains. Even Britain and France, who were at the helm of the affairs of the League, did not
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act when they did not find support of other important economic and military powers like USA, USSR
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etc. The national economic concerns and political benefits became more important than the world
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peace.
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5) The League of Nations was not a truly representative organization: It had limited membership. This also
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resulted in lack of funds for the League’s work. The three main world powers, namely, USA, USSR and
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Germany were not its members when the League was formed in 1920. Thus, it became an organization of
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the French and the British and lacked the legitimacy of being called a truly representative world body.
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Germany was admitted only by 1926, while USSR gained membership in 1934. USA never joined the League
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of Nations and neither did it ratify the peace treaties. After the World War I, the US public rejected
Woodrow Wilson and his fourteen points and US reverted back to its Policy of Isolation. The Republicans
viewed LoN as a world government, which would threaten US national sovereignty and freedom. It did not
want to be involved in any future military conflict or to be involved in the European affairs. By 1933, Japan
had quit the League of Nations and soon after that the Hitler’s Germany also left the League. Thus, on the
eve of the World War II, the League of Nations was in ruins and a failure.
Summary: The League failed to implement its decisions in disputes, where the verdict of the League was against
a major power. Aggressive regimes like Japan, Italy and Germany defied the League. Britain and France did not
do much to give teeth to the League. The Economic Crisis of 1929 was also responsible in its own way. The
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UN aims were world peace, protection of League of Nations did not include protection to rights of an
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all individual human rights and socio- individual.
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economic development.
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UN General Assembly decision making not LoN’s General Assembly took decisions based on unanimity
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based on unanimity principle. principle. This resulted in frequent stalemate.
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In UN, developing countries have much In LoN, the colonies had no say.
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more voice.
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UN is more representative body with nearly LoN was less representative due to lack of membership to all
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all nations being its members. It has nations.
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become more representative of the Third ur
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World after former colonies gained
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Voting in UNSC need not be unanimous for Voting in League’s Security Council had to be unanimous.
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Permanent members of UNSC are USA, Permanent Members of League’s Council were France, Britain,
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Number of non-permanent members are Number of Non permanent members were 9 by 1926 from four
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10 elected for 2 years. in 1920 when the League was formed. They were elected for 3
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years.
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UN has been more successful because of more time and money being devoted to Economic and Social
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development work. Also, the scope of UN is much wider in the domain of socio-economic development than
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LoN. All specialized agencies of UN, except ILO, were setup after 1945. UN is more focused on Good Governance.
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For example, it has formulated and works with the member-nations for achievement of developmental targets
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like Millennium Development Goals. UN has been able to take decisive action due to change in procedures as
UNGA does not need unanimous vote. Also, UNSC veto can be overruled by UNGA as per the Uniting for Peace
Resolution of 1950 (during Korean War (1950) - USSR was boycotting the UNSC due to non-admission of
Communist China. Some analysts argued that abstention meant vetoing the resolution. Thus, UNGA was
consulted and it passed this clause that allowed veto to be overruled and thus UN could intervene in the Korean
war). The resolution stated that “in any cases where the Security Council, because of a lack of unanimity amongst
its five permanent members, fails to act as required to maintain international peace and security, the General
Assembly shall consider the matter immediately and may issue any recommendations it deems necessary in order
to restore international peace and security.”
Lack of permanent army of their own and thus dependence on members for contribution of troops
Common weaknesses:
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Criticism of being a tool of super powers
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Pro-West
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Being subservient to powerful individual nations
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Financial dependency on US and Europe: UN is mainly dependent on US funding while LoN was
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dependent on Britain and France
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34] The World from 1919-23
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1) Turkish nationalism: Turkey was unhappy with the Treaty of Sevres (1920), as it had lost a lot of territory
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to the Greece. Many turks found themselves under the occupation of the Greeks. This led to rise of
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2) Italian unhappiness with peace treaties: Italy was unhappy with the territorial gains it had made after
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the World War I. It was promised much more when it was persuaded to join the Allied Powers in 1915.
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When Mussolini came to power in 1922, Italy seized Fiume from Yugoslavia. The Corfu Incident
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happened in 1923. Corfu was an island of Greece. Some Italian workers working under the Boundary
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Commission setup for resolution of a territorial dispute between Albania and Greece were killed. In
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response, Italy bombed Greece and occupied Corfu and left it only after Greece paid compensation as
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demanded by Italy.
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3) US war debt to Europe: US had benefited a lot from the World War I. It had sold lots of arms and
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extended loans to the Allied powers. Britain, France and other Allied nations expected that US would
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provide them some concession on the loans. But US continued to demand full repayment of the war
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debt.
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4) Question of German Reparations: Britain and France were under economic stress. They had to repay
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the US war debt and also invest money for infrastructure reconstruction after the war. The Germans
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were themselves devastated by the war and were finding it very difficult to pay the war damages. They
expected a lenient treatment and a reconsideration on the amount to be paid. Britain was in favor of
easing the terms of payment as it would make German economy recover faster making it actually
capable of paying the war reparations. Also, a prosperous Germany would serve as an export market for
British goods. On the other hand, France was rigid and wanted Germany to pay full reparations. This was
due to two reasons. One, it was French tactics to keep Germany economically weak for foreseeable
future so it does not threaten French frontiers. Two, France actually depended on German reparations
to payback the loans taken from US.
5) Russian Civil War (1918-20): After the Bolsheviks came to power, they tried to export the communist
revolution to the rest of the world by sending their agents to support communists in other countries.
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This earned Russia, the hostility of most countries having democratic regimes. In Russia, Lenin had
dissolved the assembly formed through the democratic elections after the revolution and usurped
power by establishing a Communist regime. This became the major cause of resentment among other
groups who wanted a democracy. The Western nations and Japan sent forces to fight Bolsheviks in the
Russian Civil War which was being fought between Bolsheviks and other groups (known as Whites). The
communist revolution failed in rest of the Europe but it was successful in Russia as the Bolsheviks won
the Civil War (1918-20)
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civil war. It now desired investment and reconciliation with British.
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3) Washington Conference (1921-2): The Washington Conference was held by US to check increasing
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Japanese influence in the Far East. During the World War I, Japan fought on the side of Allied Powers and
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it had seized Kiachow island and Shantung Province of China. It had also occupied all the German Pacific
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islands. Thus, after World War I Japan had emerged as a rival of US in the Pacific and it had developed a
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strong navy which could have threatened the US interests. Through Washington Conference the US
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wanted to prevent a war and a naval race with Japan. After this conference it was agreed that Japan
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would withdraw from the Kiachow island and the Shantung province of China. In return, Japan was
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allowed to retain the German Pacific islands. Also Britain, France and US agreed not to build a naval base
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within the striking range of Japan. Neutrality of China was guaranteed by US, Japan, Britain and France.
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Also these powers agreed to respect each other’s possessions in the Far East. The agreement place limits
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on the naval fleet of US, Britain and Japan whose navy was to be in the ratio of 5:5:3 i.e. Japanese navy
AR
Japan emerged as the supreme power in the Pacific because although the size of its navy was to
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3/5th of Britain and US, the Japanese navy was concentrated in Pacific while the navies of Britain and
rG
When US refused to intervene against Japan when the latter invaded China in the 1930s, the Britain
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and France also did not act as they realized that without US they would suffer huge losses by getting
lis
4) Genoa Conference (1922): It was called by Britain to solve the following problems:
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a) France-Germany hostility: Germany was threatening to stop payment of war reparations to France.
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b) War debt to US: US had doled out loans to the allied powers during the World War I and due to
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weakened economy after the war, Britain and France were finding it difficult to pay back.
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Th
).
6) Locarno Treaties (1925): The main players involved were Britain, France, Germany and Italy. The minor
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players were Poland , Belgium and Czechoslovakia. These treaties were seen as a dawn of a new era of
l.c
peace and friendship in Europe. Under the Locarno treaties the signatory nations agreed to recognize
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the frontiers set by the peace treaties after World War I. This meant that the nations promised to not
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attack each other and if one of the nation attacked then the other nations would come to rescue of the
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victim against the aggressor. Germany reaffirmed that it would continue to keep Rhineland demilitarized
66
as per the Treaty of Versailles.
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Impact of Locarno treaties:
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i. The treaties were celebrated in Europe as Locarno Spirit or Locarno honeymoon between France and
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Germany. Germany was allowed to enter the League of Nations in 1926. There was economic prosperity in
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Europe and an environment of friendship. Stresemann (Germany), Briand (France) and Chamberlain
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ii. Weaknesses: Britain and Germany did not guarantee the German frontiers with Poland and Czechoslovakia,
TI
the area which was prone to maximum trouble. By ignoring this problem, Britain gave an impression that it
AV
may not intervene if Germany attacked Poland or Czechoslovakia. Locarno Spirit was an illusion because so
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much depended on economic prosperity which when evaporated in 1929, the old hostilities resurfaced.
AU
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7) Kellogg-Briand Pact (1928): It was a US-France led initiative and was joined by 65 nations who signed an
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Impact: It did not mean much because there was no mention of sanctions against an aggressor.
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Japan had signed the pact but soon attacked Manchuria in 1931.
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8) Young Plan (1929): It was aimed to settle the question of German reparations. As per the plan, the total
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amount to be paid was decreased to 2000 million pounds from earlier figure of 6600 million pounds.
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Also this newly agreed amount was to be paid over 59 years. The reason for the Young Plan piloted by
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US was that the Dawes Plan had left the total amount to be paid by Germany unchanged and Germany
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wanted a decrease in the amount. Also France was more ready to negotiate due to the Locarno Spirit.
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37] France-Germany relations (1919-33)
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France insisted on a harsh treaty during the Treaty of Versailles negotiations.
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France followed three strategies to prevent a German attack in future
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i. Keep Germany economically and militarily weak. This included following elements:
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a) France stressed that Germany pay full reparations.
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b) Occupation of Ruhr (1923) to force Germany to pay reparations: The occupation of Ruhr was strongly
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opposed by Britain because the British favored a lenient way of dealing with Britain. Britain felt that a
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prosperous Germany would be better for stability of Europe and its exports.
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d) Disarmament of Germany and demilitarization of Rhineland were stressed by France during drafting of
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Treaty of Versailles.
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France was disappointed by Britain when it withdrew from Geneva Protocol and the USA which had
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reverted to Policy of Isolation and thus refused to promise in advance any support to France in case of war.
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ii. Signing alliances: France signed treaties with Yugoslavia, Czechoslovakia, Poland and Romania from 1921 to
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1927, to check any future German aggression. These treaties collectively are known as Little Entente. But
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the Little Entente did not amount to much because of weak partners. France desperately needed an ally like
lis
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Russia because it allowed to engage Germany on two frontiers simultaneously. But, Russia was now under
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the Communists who were seen by many in France as greater threat than Germany. USSR had tried to
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export its communist revolution after 1917 by sending secret agents to help communists in France.
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iii. Reconciliation/Friendship: via Dawes Plan (1924), Locarno Treaties (1925), Young Plan (1929) and Lausanne
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Conference (1932). Stresemann was the German foreign minister from 1923 to 1929. He was a very
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important leader and steered the German foreign policy during the difficult decade after the World War I.
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The relationship between France and Germany remained bitter until the Dawes Plan (1924). After the
Dawes Plan there was economic recovery of Germany under Weimar Republic and consequently, the
tensions between the two decreased. The problem with the reconciliation approach was that even the man
behind Locarno Spirit, Stresemann wanted fulfillment of the German desires and redressal of German
grievances after the World War I. Under Stresemann, Germany still desired, though it did not take an
aggressive stand:
a) Polish Corridor and Danzig port.
b) Union with Austria
c) Sudetenland from Czechoslovakia
63 www.visionias.in ©Vision IAS
d) Revision of Treaty of Versailles i.e. a decrease in German reparations, annulling of disarmament clause
and Rhineland’s rearmament.
After the 1929 crisis, the Nazis influence increased and so did the extreme nationalism in Germany. The
French attitude hardened against Germany and it began approaching possible future allies like USSR:
Austria Germany Custom Union (1931): It was proposed by Germany and made economic sense.
France appealed to the Permanent Court of International Justice in the Hague which ruled against the
custom union.
World Disarmament Conference (1932-3): At the conference Germany wanted equality of arms with
France if all nations do not agree to disarm. France disagreed and Germany, under Hitler, withdrew
from the conference and also the League of Nations.
).
2) Left-Right divide: It can be said that the relationship was good whenever the Labor party was in power
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and sour when the Conservatives came to power. This was so because of the difference in the ideology
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of the Leftist Russia and Right wing conservatives in Britain.
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3) British involvement in Russian Civil War (1918-20)
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4) Trade Agreement (1921): Lenin wanted trade and investment to boost Russian economy. Also this
66
agreement the communist government got recognition in a way from Britain.
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5) Genoa Conference (1922): Here the rift between the Russians and the British widened on question of
.ti
war debt incurred by Czarist regime.
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6) On-off Diplomatic ties: 1927- British Conservative government broke off diplomatic ties with Russia
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when it came to know about Comintern activity in Indian and Britain. 1929- Labor Government resumed
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7) Rise of Hitler: After Hitler became Chancellor in 1933, there was increase in positivity among the two
TI
nations. Hitler’s Germany threatened the Russian frontiers and also the Nazi propaganda was very
AV
radical in its criticism of the communists. This was so because the communists in Germany were a major
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opposition group of the Nazis and after 1917, Bolsheviks had tried to incite a communist revolution in
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Germany.
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ed
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The relations between the Russia and Germany were generally good till 1930, thanks to the leadership of
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Stresemann. On the other hand, USSR wanted good relationship with at least one capitalist country. Following
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1) Trade Treaty (1921): a trade treaty was signed between USSR and Germany in 1921 and subsequently the
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).
Russia in 1939.
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5) Non Aggression Pact (1939): This was signed by Russia and Germany and both of them promised not to
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attack each other. This agreement included a clause to divide Poland in half between USSR and Germany, if
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USSR remained neutral when Germany attacks Poland. This was a strategic victory for Hitler as this
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prevented Britain from signing an alliance with USSR. Such an alliance would have allowed Britain to better
66
protect Poland whose safety Britain had guaranteed.
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40] USSR-France Relationship (1919-33)
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The relations were sour till 1930 due to following:
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1) Treaty of Versailles: Russia was not invited in Treaty of Versailles negotiations due to French opposition.
AR
This was so because after 1917, Bolsheviks had tried to incite communists for revolution in France.
W
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2) Russian Civil War (1918-20): France sent troops in favor of Whites who were fighting Bolsheviks.
AV
3) Russia-Poland War (1920): France sent troops in aid of Poland which then was able to push back the
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4) Little Entente (1921-7): France-Poland Alliance (signed in 1921) under the Little Entente was as much
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After 1930, there was increase in positivity in Franco-Russian relationship due to the rise of the Nazis in
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Germany.
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KEY THEME 1: The Treaty of Versailles hurts German pride and spurs the growth of
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Nazism.
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KEY THEME 2: The US adopts a policy of isolation, turning a blind eye to European
political affairs. The Great Depression in the US goes on to become a world economic
crisis, which engulfs Europe and influences European political decision-making for
years to come.
).
Japanese influence in the Far East. Through Washington Conference the US wanted to prevent a war and
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a naval race with Japan. After this conference it was agreed that Japan would withdraw from the
l.c
Kiachow Island and the Shantung province of China. In return, Japan was allowed to retain the German
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Pacific islands. Also, Britain, France and US agreed not to build a naval base within the striking range of
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Japan. Neutrality of China was guaranteed by US, Japan, Britain and France. Also these powers agreed to
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respect each other’s possessions in the Far East. The agreement place limits on the naval fleet of US,
66
Britain and Japan whose navy was to be in the ratio of 5:5:3. This resulted in tensions between US and
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Britain because the British were not pleased at the limits placed on the British navy. In 1930, Japan
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reaffirmed commitment to Washington agreement but it soon breached the limits placed on its navy.
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Policy of Isolation:US was deeply involved in World War I. After the war, the Republicans came to power
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and adopted the Policy of Isolation. US under Republicans decided not to join the League of Nations. It
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also did not ratify any of the peace treaties and also refused to guarantee the French frontiers. The
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reasons for the Policy of Isolation were that the people of US were tired of war and were suspicious of
AR
the European nations remaining peaceful. They did not want US to be involved in a military conflict and
W
TI
rejected the idea of League of Nations as they viewed it as a supra-national government to which they
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refused to submit a part of their sovereignty. It was on these lines that it had opposed the Geneva
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Protocol devised by France and Britain which would have provided for collective security as it entailed
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the member nations to “consent to important limitations of their sovereignty in favor of the League of
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Nations”.
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The Policy of Isolation resulted in inaction by US against various acts of aggression in the 1930s by the
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Fascist regimes. In case of Manchurian invasion (1931) by Japan, when US showed lack of resolve to act
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against Japan, even Britain and France did not take any action. The League of Nations could not do
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EU war debt: European nations were finding it difficult to payback the war debt. Britain and France
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expected a loan waiver from US as US had gained a lot from the World War I. It had taken over
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former European export markets. But US insisted on full payment. Until the French occupation of the
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Ruhr, US rejected the connection between ability of Allies to payback US loans and the German
reparations to Allies. Also US kept high tariffs in external trade. These factors hurt recovery of
European economy.
Although US sought to revert back to Policy of Isolation after the WWI, it soon realized that it could
no more shy away from the events taking place outside its borders as these events had
consequences for its economy. The second decade of 20th century was a prosperous one for the
European economy and thus US tried to increase trade and investment in Europe. The economic
health and the political stability of Europe was crucial to US interests of trade, investments and for
recovery of loans given to Allied powers and US could not ignore events affecting the European
66 www.visionias.in ©Vision IAS
nations. The French occupation of Ruhr industrial region in 1923 resulted in galloping inflation in
Germany as the German workers stopped work as part of their passive resistance. This consequent
demand supply imbalance in the German economy caused rapid depreciation in the value of Frank
and the German economy was in turmoil. The French found it difficult to pay back US loans. It was
after this event that US realized the connection between German reparations and Allies ability to
pay back US loans. Thus US came to aid of Germany through the Dawes Plan (1924) which allowed
Germans to pay reparations and the French agreed to withdraw from Ruhr. In Mexico, a crisis
situation arose when due to a dispute Mexico threatened to takeover oil wells owned by US
companies. US government intervened and a compromise was reached. Thus, due to increasing
economic interests outside its borders, US had to deviate from its Policy of Isolation.
Web of Loans: As discussed earlier, US had loaned out money to the Allies during the World War I.
The Allied Powers themselves depended on the war reparations from Germany for paying back the
loans taken from US. Thus when Germany started to default on the payment of war reparations, the
US had to bailout Germany by extending loans in form of Dawes Plan(1924) and Young Plan (1929).
Thus a web of loans was created where US gave loans to Germany, which paid war reparations to
Britain and France, who thenpaid back US loans. This web of loans was a major reason for the crisis
in the USA steamrolling into the Great Economic Depression. Once the US was no more capable of
extending loans to Germany and demanded immediate repayment of its loans to European nations,
).
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the whole European Economy started to crumble. Thus US was responsible for the Great Economic
Depression of 1929.
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KEY THEME 3: The 1930s witnesses a rise in acts of aggression by fascist regimes of the
66
would-be axis powers of Germany, Italy and Japan. Through a clever mixture of
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blatant aggression and clever diplomacy, the axis powers expand by chipping away at
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the territories of neighbouring countries, while increasing their military strength at the
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same time.
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Introduction: The period of 1933-9 was a period of aggression by Fascist regimes viz Italy, Germany and Japan. It
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was a period when Germany started to violate the Treaty of Versailles. The Locarno Spirit, which was a mark of
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positivity in relations between Britain, France and Germany, had faded away after the Great Depression and
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death of Stresseman (German foreign minister who brought about reconciliation between Germany and France) in
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1929. The third decade of 20th century saw rise in extreme nationalism in Japan, Italy and Germany.
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1. Japan invaded Manchuria (1931) and the League of Nations failed to force Japan to withdraw.
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2. In 1933, Germany withdrew from the World Disarmament Conference. It was in 1933 that Japan and
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Germany withdrew from the League of Nations. Gradually the authority of the League of Nations
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).
in South Manchuria and the Port Arthur. (*By 1931, Japanese controlled Manchurian Railways and the Banking
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system.) Thus the military attacked Manchuria ignoring the reservations of the Japanese government.
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Result of invasion of Manchuria: Japan declared Manchuria as an independent state of Manchukuo and installed
gm
its puppet government. The League of Nations had opined that the territory of Manchuria should be brought
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under its administration but Japan ignored the League. The League could not act because US did not want a war
66
with Japan and without US backing, Britain and France also refused to act. Thus it became an act of
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appeasement of Japan by the Western powers.
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Invasion of the North East China (1933): Japanese advanced into the North Eastern regions of China in 1933.
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This act had no justification and was purely an act of aggression. Japan was able to occupy a large area by 1935
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by taking benefit of the civil war between the Kuomintang Government (KMT) of Chiang Kai Shek and the
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Chinese Communist Party (CCP) of Mao Zedong.
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Full scale invasion of China (1937): After signing the Anti-Comintern Pact with Germany in 1936, Japan planned
W
the full invasion of China. Japan took a minor incident between Chinese and Japanese troops in Peking as an alibi
TI
to begin the invasion. By 1938, Shanghai and Nanking (Chiang Kai Shek’s capital) was under Japanese control but
AV
it had not achieved full victory. This was so because by 1936, there was a truce between CCP and KMT to jointly
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resist the Japanese aggression. Earlier, Chiang Kai Shek had concentrated more on defeating the Mao instead of
tackling the Japanese which explains greater success of Japan till 1936. Also Russia helped the Chinese but it did
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not get fully engaged because it itself did not want a full scale war with Japan.
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ed
Conclusion: On the eve of World War II, Japan controlled most of East China while Chiang Kai Shek and Mao
lis
controlled the central and the western parts. It can be argued that although the League of Nations condemned
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Japan but it was not strong enough to take a firm action because of
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US Policy of Isolation
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1919-24: Mussolini came to power in 1922 and soon after he started to implement an aggressive foreign policy.
He bombed Greece over the Corfu incident in 1923 (*discussed earlier) where Greece was forced to pay full
compensation demanded by Italy. It was here that the Conference of Ambassadors overruled the opinion of the
League of Nations. Fiume: In 1924, Italy invaded and took over the independent state of Fiume. After 1920, the
territory of Fiume was a bone of contention between Yugoslavia and Italy. As a compromise a Treaty of Rapallo
(1920) was signed that provided for a Free City of Fiume to be used jointly by Italy and Yugoslavia. It existed as a
free state from 1920-4 till Italy sent it troops and Yugoslavia agreed to Fiume’s annexation by Italy.
).
relations with Albania, Bulgaria and Greece. Albania which was a southern neighbour of Italy came under
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economic control of Italy due to the economic and defence pacts signed between the two. Albania was against
l.c
Yugoslavia. This was so because Serbia, which was now part of Yugoslavia, had desired the territory of Albania
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gm
after the first Balkan war (1912) but Albania was made an independent state during the peace settlement. The
influence over Albania provided Italy with control in the area around Adriatic Sea.
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Italy and Britain: Italy also tried to develop good relations with Britain especially on the question of colonies. It
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supported Britain’s claim over Mosul province of Iraq which Turkey also desired. The League of Nation favoured
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Britain in the dispute and Turkey agreed to the decision in 1926. In return, Britain gave a part of Somaliland to
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Italy. Further, Italy signed a Non-Aggression Pact with USSR in 1933. With this development Italy recognized the
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government of USSR. Thus during this decade, Italy engaged more in diplomacy than in aggressive foreign policy.
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After 1934: Mussolini after initial opposition to Hitler gradually drifted towards Germany and Italy committed
I(
Austria, Germany and Italy: Mussolini tried to strengthen Austria against Nazi Germany by supporting the anti-
TI
Nazi government of Austria by signing trade agreements. In 1934, the Austrian Chancellor was murdered by the
AV
Nazi protesters. Thereafter, Mussolini sent troops to Italy-Austria frontier to pre-empt any German attack to
R
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annex Austria. With this, the first attempt of Hitler to take control of Austria failed and the France-Italy relations
improved.
rG
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Stresa Front (1935): Its aim was to reaffirm the Locarno Treaties and to declare that the independence of Austria
ed
"would continue to inspire their common policy". The signatories also agreed to resist any future attempt by the
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Germans to change the Treaty of Versailles.Italy joined with France and Britain to condemn Hitler’s decision to
na
introduce conscription (compulsory military service) in 1935, which was a violation of the Treaty of Versailles.
o
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Also, Britain, France and Italy guaranteed Italian frontiers. This was a great relief to Mussolini, who was wary of
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Anglo-German Naval Agreement (1935) allowed Hitler to build submarines. After this event, Mussolini lost trust
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in Britain. France was also disappointed with Britain and the Anglo-German Naval agreement broke the Stresa
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Front. It was a diplomatic victory for Hitler. After this, impressed by Hitler’s successes Mussolini gradually
became pro-Hitler.
Invasion of Abyssinia (1935): Soon after, Mussolini invaded Abyssinia (Ethiopia). Following were the major
reasons for the invasion:
1. Mussolini wanted to avenge the loss of Italy in the 1896 war with Abyssinia. The victory would increase
his prestige at home.
2. Mussolini wanted to divert public attention from the local problems and bring him popularity. It is to be
remembered that Italy was still facing the impact of the Great Depression.
).
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2. Mussolini desired another Fascist state in Europe which would act as an ally and shift the balance of
l.c
power in favour of Italy.
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Rome-Berlin Axis: In 1936, Mussolini joined hands with Hitler to declare the notion of a Rome-Berlin Axis. This
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implied that all the peace loving nations in Europe would revolve around the axis formed by the imaginary line
66
between Italy and Germany. Thus Italy and Germany intended to form an Alliance system by bringing as many
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states as possible under their influence.
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Anti-Comintern Pact: In 1937, Italy joined the Anti-Comintern Pact which now comprised of Japan, Italy and
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Germany. By signing the Pact the popularity of Mussolini among the Italians decreased as the public viewed it as
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a sign of aggressive posturing in international affairs. The masses in Italy feared that Mussolini would push Italy
ga
towards another war.
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AR
Munich Conference (1938): It resulted in Germany getting the German populated territory of Sudetenland
W
(Czechoslovakia). The participation in the Conference resulted in temporary increase in Mussolini’s popularity at
TI
Invasion of Albania (1939): Mussolini invaded Albania in 1939. This was an unnecessary act of aggression as
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AU
Albania was already under economic domination of Italy, the two countries had friendly relations and the
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annexation would not bring any more tangible profits. The motive here was to match the successes of Hitler who
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had recently annexed Austria (1938). Mussolini did not want to be left behind in the race for popularity with
ed
Pact of Steel (1939): This was signed between Italy and Germany. By this pact, Italy entered into full alliance with
o
Some of the important events that characterized Hitler’s conduct in International affairs from 1933-9 have
fil
is
already been highlighted in the text above. Before detailing those events further, it is pertinent to answer the
Th
).
at the Munich Conference (1938) Britain had literally gifted Sudetenland to Hitler. If Britain wanted to check
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German expansion then Czechoslovakia would have formed a better ally than Poland, so why would Britain risk
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going to war with a weaker ally.
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Hitler’s successes:
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1) World Disarmament Conference (1932-3): Hitler withdrew Germany from World Disarmament
66
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Conference (1932-3) when France did not agree to German condition of parity in armament. Britain was
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sympathetic to the German stand as it saw it as a just demand. The diplomatic victory was that Hitler got
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an alibi for rearmament of Germany.
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2) Ten year Non-Aggression Pact with Poland (1934): Poland was always anxious of the German designs. It
ga
feared that Germany would try to take back the Polish Corridor which included the following areas:
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As it can be seen from the map, the Polish Corridor separated East Prussia from the rest of Germany and
this served as a grievance for Germany. Polish Corridor provided Poland with access to the Baltic Sea, as
promised by the war aims of the Allies, under the Treaty of Versailles. After getting the Polish Corridor there
was an exodus of the Germans, who were a minority, from the area due to Polish oppression. The majority
of the population in the area was Polish. Polish Corridor, since it provided with access to Baltic Sea, was very
).
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4) Conscription (1935): Conscription is the compulsory military service. The Treaty of Versailles had barred
l.c
Germany from introducing it. Hitler introduced conscription in 1935. His excuse was that Britain had just
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increased the strength of its Air Force and France had increased the tenure of conscription from 12 to 18
gm
months. Thus it is evident that France and Britain were also preparing militarily to deal with possible
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future aggression from Germany. With the introduction of Conscription, Hitler announced that he would
66
raise an army of 6 lakh men. This was again a violation of Treaty of Versailles which had put a limit of 1
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lakh men. Britain, France and Italy now wary of Hitler’s intentions organized themselves into Stresa Front
ar
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(1935) that condemned Hitler’s move to introduce conscription and guaranteed Austrian Frontiers to
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pre-empt any German plan to annex Austria.
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5) Anglo-German Naval Agreement (1935): This was again a strategic victory for Hitler as it resulted in
breaking of the Stresa Front (1935). Britain went ahead with the agreement without consulting the
I(
AR
Stresa Front allies. Under the agreement Hitler offered to limit German navy to 35% of British Navy. The
W
reason for the British action was that it felt that it would be able to control the German armament after
TI
it had already introduced conscription. As Britain did not want a war, it felt this was the best way to
AV
ensure a non-threatening Germany. The impact of the Anglo-German Naval Agreement was that it led to
R
a great increase in German rearmament. By 1938, Germany had 8 lakh men and the reserves, 5000
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airplanes, 47 U-Boats (submarines) and 21 large vessels that included Battleships, Cruisers and
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Destroyers.
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ed
6) Rhineland Remilitarized (1936): Hitler took advantage of preoccupation of Britain and France in the
lis
Abyssinian crisis to send troops to Rhineland. This was a violation of the Treaty of Versailles and the
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7) Rome Berlin Axis (1936): It was an alliance between Italy and Germany. This implied that all the peace
is
loving nations in Europe would revolve around the axis formed by the imaginary line between Italy and
e
Germany.
fil
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8) Anti-Comintern Pact (1936): This was an act of alliance formation. Germany and Japan were the original
Th
signatories. In 1937, Italy also joined the Anti-Comintern Pact. The alliance was targeted against the
spread of Communism in respective countries. This was also a signal to the France and Britain that the
aggressive stance of the members was more targeted towards Russia rather than them.
9) Spanish Civil War (1936): Germany participated in favour of Franco. Hitler order bombing of Spain which
resulted in huge casualties for innocent civilians. This terrified the Britain and France and they were
inclined to appease Hitler in order to prevent such a devastating war that would exact a huge toll on the
civilians.
10) Anschluss with Austria (1938): Anschluss means union. Austria had millions of ethnic Germans. The
).
bombed innocent civilians in the Spanish Civil War (1936). The impact of the Anschluss was that :
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a) It was a severe blow to Czechoslovakia which could now be attacked from three sides viz. from the
l.c
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south (Austria), west and north (Germany).
gm
b) Germany soon demanded and got Sudetenland at Munich Conference (1938) and thus
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Czechoslovakia lost much of its industries to Germany.
66
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11) Munich Conference (1938): It resulted in Germany getting the German populated territory of
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Sudetenland (Czechoslovakia). Hitler hated Czechoslovakia for their democracy and because it was
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created by the Treaty of Versailles. Hitler desired Czechoslovakia to fulfill his dream of a Lebensraum for
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the Germans. He specifically wanted Sudetenland because it was industrially rich and had huge German
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population. Hitler began to argue that the Germans in Sudetenland are being discriminated by the
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government. This was based on the argument that the Germans had more unemployment than other
AR
groups. Nazis began to organize huge protests in Sudetenland. It was felt that Hitler might attack
W
Czechoslovakia to annex Sudetenland and thus a conference in Munich was organized. In the Munich
TI
Conference, Italy, France, Britain and Germany participated. USSR and Czechoslovakia were not even
AV
invited. The decision of the conference was that Germany can annex Sudetenland but he would not lay
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claim to any more of Czechoslovakia. The Czechs were told by Britain and France that if they do not
rG
accept the Munich pact then Britain and France would not come to its aid in event of a German attack.
This was against the Locarno Treaties where even though Germany had not guaranteed its frontiers with
fo
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Czechoslovakia, the French did commit to aid Poland and Czechoslovakia if Germany attacks them.
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Czechoslovakia agreed to the Munich Pact. With the loss of Sudetenland, it lost 70% of its Heavy Industry
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and most of her fortifications against Germany. Soon due to the decreased authority of the government
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and the economic problems, Slovakia started demanding secession. Law and Order problems soon
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12) Annexation of Rest of Czechoslovakia (1939): Under the circumstances that prevailed after Munich
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Conference, Hitler forced the President of Czechoslovakia to request German troops for restoring order.
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Soon the German troops marched in and Czechoslovakia was annexed. Britain and France protested only
verbally. Britain said that the guarantee to the rest of Czechoslovakia does not apply since the latter
itself had requested the German troops and thus technically it was not an invasion.
13) Invasion of Poland (1939): After the annexation of Czechoslovakia, Britain decided that there would not
be any more appeasement of Germany. The annexation of Poland was unjustifiable. Till now Hitler had
justified his claims of territorial expansion on the argument of Ethnicity and on the Treaty of Versailles.
The annexation was the first act of taking over non-German populated territory. Britain and France
reiterated their commitment to protection of Poland when Hitler announced that he wanted Danzig.
Hitler also desired access to the Rail-Road Connectivity through Polish Corridor so the rest of Germany
KEY THEME 4: Britain, and to a lesser extent France, adopt a policy of appeasement
towards a resurgent Germany. Italy and Japan also get away with aggressive acts as
the League of Nations proves to be a resounding failure in addressing the threat of
expansionist tendencies.
Policy of Appeasement was one of the most important reasons for German success in violating the Treaty of
Versailles and Japan and Italy being able to escape sanctions for their aggressive acts. Why was such a policy
followed? There are multiple reasons:
Avoid War: The other powers wanted to avoid war because they could not win such a war as they were
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not economically and militarily strong. Such a war would in all probability result in a stalemate. Britain
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and France feared bombing of cities and the civilians as demonstrated by the bombing of Spanish cities
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by Germany in the Spanish Civil War (1936).
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Economic Crisis (1929): Other European powers could not afford rearmament or bear huge war
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expenses. They had not fully recovered from the economic crisis.
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Public Opinion: The people in Britain were against war. After the World War I the public opinion towards
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war had changed dramatically. The businessmen were also against a war as it would hurt their economic
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interests. A war orients the whole economy towards military production and the shelling results in loss
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of infrastructure that hurt industrial interests.
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Sympathy: Many groups felt that Germany and Italy had genuine grievances. This prevented formation
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of a firm public opinion in favour of militarily tackling Germany and Italy. Especially in Britain, many
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leaders favoured a sympathetic attitude and called for revision of the harshest clauses of the Treaty of
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Versailles to remove the reason for war itself. Thus, British viewed the Treaty of Versailles as the real
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cause of a possible war and thus agreed to the German demands which were targeted towards nullifying
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the harshest of the clauses in the treaty. Thus they followed a policy of appeasement.
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Failure of League of Nations: League of Nation had proved to be ineffective and thus the British Prime
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Minister Chamberlain who was elected in 1937 believed that a personal contact among the leaders of
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different countries was important to make them respect international law through negotiations. He
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favoured the path of diplomacy rather than of war to resolve conflicts with Germany.
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Economic Cooperation: Germany was an export market to Britain and thus the British felt that the
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economic cooperation would be good for both the countries. Britain believed that if it helps in German
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Fear of Communist Russia was greater than the fear of the Nazis. This was especially true among the
conservative groups in Britain and France. They viewed the Nazi Germany as a buffer against the
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Communist expansion westward. Thus they favoured or allowed for the German rearmament.
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To buy time: Some scholars argue that British followed the policy of appeasement to buy time of self-
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rearmament. Because of economic problems due to the economic crisis and the earlier toll taken by the
World War I, some leaders in Britain and France felt that the longer the appeasement process, the more
time they would get for self-rearmament. Chamberlain increased rearmament alongside the Policy of
Appeasement. He felt that the dual sword of Rearmament and Appeasement would act as a deterrent.
1. It created a perception among the Fascist powers which led to miscalculations. Hitler was convinced about
the complacency and weakness of Britain and France. He thought that no one will act even if Germany
invaded Poland (whose protection had been guaranteed by the British).
2. Attempts of other powers to check Germany:
a) France was against Appeasement. It had dragged Germany to the Permanent Court of International
Justice over the proposal of Austria-Germany Custom Union (1931). It formed the Stresa Front (1935)
against the German conscription (1935). The Stresa Front guaranteed the Austrian frontiers to check
German aggression.
b) In 1934, Italy had prevented the first attempt at Anschluss.
).
c) France ensured that USSR enters the League of Nations in 1934. This was directed against the Germans.
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France wanted to build an anti-German alliance of Italy-France-USSR.
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d) Italy had signed a Non-Aggression Pact with USSR in 1933. France signed an alliance with Russia in
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1935. But the Russia-France alliance had no provision for military cooperation because the leadership
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in France distrusted the communists. This was so because Moscow for a long time had instructed the
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communists in France to not cooperate with other left wing parties in France.
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3. Hoare-Laval pact (1935): It was a secret pact between Britain and France. It entailed partition of Abyssinia
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and giving most of it to Italy. The pact failed because the information was leaked and caused public outrage
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in Britain and France.
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4. Why did France follow Appeasement: France failed to check appeasement and at times followed the policy
of appeasement itself because in the 1930s, France got deeply divided into Left and Right wings. The right
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Table of Contents
1] What were the factors that caused the Second World War? ........................................................................................4
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5] Role of Air-force in Allied victory in WWII ..................................................................................................................12
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6] Axis Defeated (July 1943-5) ........................................................................................................................................12
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7] Why Axis Powers lost the World War II ......................................................................................................................13
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8] Impact of World War II ...............................................................................................................................................13
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9] Different Socio-Economic Systems..............................................................................................................................14
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9.1 Capitalism .................................................................................................................................................................. 14
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9.2 Communism ..............................................................................................................................................................14
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9.3 Socialism ....................................................................................................................................................................14
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24.7 Evaluation of Mussolini’s Rule in Italy ..................................................................................................................... 51
24.7.1 The Positives of Fascism for Italians ....................................................................................................................... 51
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24.7.2 Negatives of Fascism in Italy .................................................................................................................................. 51
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24.8 Reasons that led to the fall of Mussolini .................................................................................................................52
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24.9 How totalitarian was Mussolini’s System ................................................................................................................52
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25] Germany: Weimar Republic and the Rise of Hitler .................................................................................................... 52
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25.1 German Revolution (November 1918-August 1919) ...............................................................................................52
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25.2 Attempts against Weimar Republic that Failed .......................................................................................................53
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25.3 Three Phases of Weimar Republic ...........................................................................................................................53
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25.4 Collapse of Weimar Republic................................................................................................................................... 53
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25.5 Reasons that led to the Rise of Hitler and made Nazis Popular ..............................................................................55
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27.1 Situation on the eve of the Spanish Civil War (1936-9) ...........................................................................................58
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43] Situation in Eastern Europe ...................................................................................................................................... 98
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44] Situation of Europe in the 1990s ............................................................................................................................... 99
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45] European Union ........................................................................................................................................................ 99
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45.1 How to join EU .......................................................................................................................................................100
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45.2 Challenge of 2008 Economic Crisis ........................................................................................................................100
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46] Eurozone ................................................................................................................................................................ 101
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47] Schengen Group ..................................................................................................................................................... 101
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Decolonization.............................................................................................................................................................. 101
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a) He attacked Poland on all fronts, rather than just capturing the Polish corridor and Danzig, which
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were parts of his demands to Poland. This act of Hitler showed that he desired destruction of the
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whole of Poland and not just restoration of the territory lost after the Treaty of Versailles.
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b) Hitler wanted to destroy Russia and use its territory for his Lebensraum or ‘Living Space for the
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Germans’. The concept of Lebensraum has been explained earlier. Capturing Poland was an
important prerequisite for an eastward march towards Russia. The Non Aggression Pact of 1939 with
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Russia was just for keeping Russia neutral, while Hitler took Poland. He did not want a war on two
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fronts viz. against the Western powers (who would come to the aid of Poland) and Russia. The
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evidence of Hitler’s desire for occupying Russia comes from the Mein Kampf (My Struggle) and an
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unpublished secret book that he wrote in 1928. If this theory is right, then Appeasement cannot be
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blamed. It can be said then, that the appeasement only made Hitler’s goal achievement easy. Also
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then the German people cannot be blamed and responsibility for the World War II lies only with
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Hitler.
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c) Yet, it can be said based on general opinion of various scholars that Hitler cannot be blamed for the
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World War II. He only wanted a localized war. He did not think that Britain and France would honour
their guarantee of Polish frontiers when they had abandoned Czechoslovakia, where too, Hitler’s
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actions were unjustified. He thought that Poland and Russia being weak, would be quickly defeated
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through the German Blitzkrieg i.e. a swift and violent military offensive with intensive aerial
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bombardment.
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d) Also, it can be argued that Hitler was an opportunist and went ahead with occupation of the
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Czechoslovakia (minus Sudetenland) in 1939 only because there existed an opportunity in form of
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poor law and order situation due to demand for semi-independence by Slovakia.
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2) The Role of Appeasers: The appeasers share the blame equally with Hitler. The Policy of Appeasement
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raised Hitler’s prestige at home. After Hitler was offered Sudetenland on a plate in Munich Conference
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(1938), Hitler was convinced of British and French inaction when he invaded Poland in 1939. Also, it can
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be argued that the British Prime Minister Chamberlain picked a wrong issue to act militarily against
Germany. Danzig and Polish Corridor were more genuine demands than Sudetenland. This was so
because in Danzig the Germans formed 95% of the population and the Polish corridor was important for
connecting East Prussia with the rest of Germany. The British justification for Munich Conference (1938)
- that it chose to appease Hitler because it needed time for rearmament - is hard to digest since
Czechoslovakia was militarily strong and had excellent fortifications in Sudetenland against a Germany
invasion. Thus, Czechoslovakia would have formed a better ally when it had Sudetenland than Poland.
Also, the inaction during annexation of the rest of Czechoslovakia is condemnable.
3) The Treaty of Versailles and the German People: It can be argued that without the support of the
German people, the rise of Hitler would not have been possible. Hitler did not do any coup to come to
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power and rather he came to power through a democratic process of elections. He headed the Nazi
party that fought elections and won a good number of seats. It can be said that Hitler said those things,
which the Germans wanted to hear. His propaganda against the Treaty of Versailles capitalized on the
anger among the Germans against the humiliation the treaty brought. The German public thus approved
of Hitler’s action. But it can be said that the public was responsible for the rise of Hitler but it cannot be
blamed for the atrocities Hitler committed. There was a Department of Propaganda, which continuously
brainwashed the Germans and fed them with antisemitic views. The school curriculum was changed
accordingly. Hitler stoked the public phobia towards communism and thus manipulated them in his
favor. The weak politicians before the rise of Hitler who worked only in self interest and did not stand up
against Hitler are also to blame. The German capitalists contributed monetarily to the Nazi party as it
helped restore law and order. The people and businessmen supported Hitler because he ensured law
and order stability and because they were against communism in general.
4) Non-agression Pact between USSR & Germany: It can be argued that USSR made world war inevitable
by signing the Non Aggression Pact of 1939 with Germany. Had this not happened, the German
aggression would probably have been nipped in the bud. The activities by Comintern in India and other
British colonies were also responsible for the distrust. In their defence, the Russian scholars argue that
Russia knew that it would be attacked in future and thus needed the pact to buy time to bolster its
defences.
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5) Distrust between USSR and the would-be Allied Powers: This was also a reason. The conservatives in
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France and Britain were more suspicious of communists in USSR than the Nazis. The right wingers in
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France were sympathetic to Hitler and in awe of his achievements. The conservatives in France
prevented addition of a clause for Military cooperation in the agreement signed by France and USSR in
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1935. If the military alliance between the two had materialized then Germany would have been
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defeated in a localized war in Eastern Europe or it might have not ventured into a war at all.
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2] Summary of Events during the World War II
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As against the World War I, which was a war of trenches (trench warfare is a form of land warfare using occupied
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fighting lines consisting largely of trenches, i.e. ditches, in which troops are significantly protected from the
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enemy's small arms fire and are substantially sheltered from artillery) to a great extent, the World War II was a
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war of rapid movement with troops moving in mechanized divisions aided by tanks, trucks etc. But, not all the
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participants in the war had this technological advantage to aid their military. Poland used cavalry for moving
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their troops when Germany and USSR invaded it in 1939. Similarly, France was slow in deploying its troops,
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whichbecame a major cause of its defeat to the Germans. The war was fought in the Pacific Ocean, the Far East,
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the Atlantic Ocean, North Africa, the Russian heartland, and Central and Western Europe, thus making it a World
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War.
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Battle of Britain fought between the German and British Air Force.
Mussolini invaded Egypt and Greece
Phase II: Increase in Axis Offensive:
Russia invaded by Germany in 1941.
Pearl Harbour bombed by Japanese Air Force leading to the entry of USA into WW II.
Japanese occupation of important areas in South East Asia. It had under its control-Philippines, Burma,
Malaya and Singapore.
Germany and Japan seemed unstoppable while Italy was less successful.
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via Poland. It was able to reach Berlin before US and Britain.
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By 1945, Germany had lost the war.
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1945- To force Japan to surrender, USA dropped nuclear bomb on Hiroshima. When Japan still did not
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surrender, Nagasaki was also nuked.
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3] Important Events and Analysis
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We would deal with some of the important events of the war and try to answer some of the important questions
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incidental thereto.
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Why was Germany very successful in the initial phases of the war? Germany was very successful initially due to
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the technique of Blitzkrieg whereby the forces would move quickly in mechanized divisions, tanks would march
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upon destroying the enemy on their way and most importantly the land based action would be preceded and
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supported by destructive air strikes. The superiority of German Air Force was an important factor in the battles
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Germany won. Also, the support of local Nazi groups in invaded countries, proved handy for the German forces.
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For example, during the invasion of Norway, the local Nazis helped the Germans and although Britain and France
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Defeat of Poland: As per the Non-Aggression Pact of 1939, Russia and Germany were not to attack each other.
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USSR was promised parts of Poland, and the Baltic States. USSR was to remain neutral when Germany would
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attack Poland. While Germany attacked Poland from the west, the Russians attacked from the east. Poland could
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not stand the attack. The German Blitzkrieg destroyed the Polish railways and airforce. Poland had no motorized
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divisions and they used cavalry (troops trained to fight on horseback) for troop movement. Britain could not help
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much and France failed to act in a timely manner due to slow and out of date troop mobilization procedures. The
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result was that Poland was divided among USSR and Germany with East Poland going to the former and the
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western half to the latter as agreed under the Non-Aggression Pact (1939).
The Phoney War: It was a 6 month period, coined as the Phoney war, during which Germany did not attack any
parts of the Western Europe in the hope that Britain and France would call for negotiations for peace. The
German Generals were happy with the period of lull as they felt that Germany was not strong enough to fight a
war of bigger scale at that time.
In the East, when Finland was attacked by USSR in 1939, the League of Nations expelled the Russians. Finland
had gained independence from Russia during the Russian Revolution and the Russian Civil War (1917, 1918-20
respectively). Russia did not occupy the whole of Finland but forced it to cede a large part of its territory. Only
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those areas were taken away from Finland which would help the Russians deal with an attack from the West. In
1940, Russia invaded and occupied the Baltic States of Estonia, Latvia and Lithuania which were taken away
from it by the Germans under the Treaty of Brest Litovsk (1917) and then made independent states under the
Treaty of Versailles (1920). Stalin wanted them back under the Russian fold.
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Invasion of Denmark and Norway (1940):
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This battle is important because it led to important developments. Norway was important to Germany because it
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the Norwegian Fjords could serve as good sites for naval bases.
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a) Germany could now ensure unrestricted import of Swedish iron ore, which was important for its Armament
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factories, from Norwegian ports. Thus after winning the battle, Germany got assured supply of iron and
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good sites for naval bases.
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b) In Britain, Winston Churchill became the Prime Minister as Chamberlain resigned. Churchill proved to be
very successful in leading Britain during the war. ur
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Holland, Belgium and Northern France were occupied. The German victory over Belgium and Northern France
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was important because the surrender left British and French troops in these areas exposed and vulnerable.
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Britain and France were faced with the challenge of evacuating these troops from Dunkirk, a port town, which
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was the only territory in Northern France under the Allied Powers. This successful evacuation from Dunkirk of
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3,38,000 allied troops by British Navy under shelling by German Luftwaffe (German Air-force) is famously known
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as the Operation Dynamo or the Battle of Dunkirk. It also proved crucial for the surrender of France. The British
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could not help France because under the pressure of evacuation and Luftwaffe shelling, the troops at Dunkirk
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lost all arms and equipments. After Operation Dynamo the Germans captured Paris and France surrendered (also
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known as Battle of France (1940)). Germany made France sign the armistice (ceasefire) in the same rail coach
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that was used for the ceasefire of 1918 during World War I. The French army was demobilized i.e. France was
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disarmed, the same way Germany was disarmed by the Treaty of Versailles. Germany occupied Northern France
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and the Atlantic coast which gave Germany important bases for submarine attacks. The unoccupied France was
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put under a Puppet government and this came to be known as Vichy France that existed from 1940 up till 1944
when the Allies liberated France. Vichy France was an authoritarian regime and with it the Third French Republic
(1870-1940) came to an end. After liberation, the Fourth French Republic (1946-58) was proclaimed.
It is important to discuss the reasons why France was defeated so quickly by Germany.
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a) The French were psychologically not prepared for a war. Although the French were aware of the German
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threat, the split between the Left and the Right wings resulted in lack of unity and preparedness. Even
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though there was a split between the Left and the Right wingers, yet both were against a war with
Germany. The Left was not in favour of war after the Russo-German Non-Aggression Pact of 1939, while
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the Right wingers admired Hitler’s achievements and wanted truce. They argued that since the Poles had
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been defeated, there was no reason to fight a war against the Germans as France had a role in the war
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b) The slow troop mobilization: The mechanized divisions were slowed down by infantry that moved along
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them. This gave an advantage to the Germans who were faster in troop movements.
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c) France neglected air support for its troops, while the German air support was very effective.
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d) Most importantly, in the First World War, Germany was fighting the battle on two fronts simultaneously
viz. against Russia in the east and France in the west. The genius of Hitler was the Non Aggression Pact
with Russia in 1939 which allowed him to concentrate all his forces on a single front against France. Thus
France missed the ally in Russia which had served it well during the First World War.
Battle of Britain (1940): This was fought in the air between the German Luftwaffe and the Royal Airforce of
Britain. It is crucial because it was a turning point and served as the first defeat for Germany. Although Britain
served huge loss of infrastructure in its cities due to bombing by the Luftwaffe, yet Germany could not defeat
the British Airforce. Germany lost 1400 airplanes while Britain lost only 700. The answer to why Britain won the
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2) Operation Barbarossa (1941): Here Germany invaded Russia breaking the Non Aggression Pact (1939)
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which was signed for 10 years. Why did Germany attack Russia? There can be multiple reasons:
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a) Some scholars argue that the Germans feared an attack from Russia when Germany was involved in the
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west. They wanted to pre-empt such an adventurism by Russia.
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b) Germany hoped that Japanese would attack the Russians simultaneously from the Far East, making its
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defeat quick and certain.
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c) Hatred of communism could also have been a reason.
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d) Some argue that Hitler always wanted to attack Russia. Occupation of Russian territory till the Ural
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Mountains was part of the strategy to create a living space or Lebensraum for the Germans.
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e) Another reason is that the Germans wanted to catch the Russians off-guard.
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Germany attacked from the north, south and centre, and marched towards Leningrad, Ukraine and Moscow
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respectively using Blitzkrieg tactics which involved simultaneous and rapid attacks by airplanes, tanks and men.
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a) Japan wanted domination of the Greater East Asia Co-prosperity Sphere. This was an imperial concept
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and implied all the Asian nations in East Asia under the Empire of Japan and free of western powers.
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b) Japan wanted raw material and thus desired British possessions of Malaya and Burma which were rich
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in rubber, oil and tin. It also wanted to colonize the Dutch East Indies which was rich in oil.
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c) Japan did not want a war with US but the latter was proving to be a hurdle in the Japanese plans. US
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was helping China in the war against Japan. The US had also placed oil embargo on Japan because Japan
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would not heed to the US demand of withdrawing from the French Indo-China (Indo China is the region
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comprising of Laos, Vietnam and Cambodia). The Japanese had got Indo-China from Vichy France which
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was a puppet government installed by Hitler after Battle of France (1940). The negotiations had reached
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a deadlock when US continued to demand withdrawal of Japan from Indo-China and China.
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d) Also war became inevitable when the aggressive General Tojo became the Prime Minister of Japan.
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to gain Indonesians support in the Japanese war effort.
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Three Defeats of the Axis: These were the US victory over Japan in Midway Island, the loss of Germany in Egypt
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at the hands of Britain and New Zealand (also known as Battle of El Alamein) and the defeat of Germany at
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hands of Russia in the Battle of Stalingrad.
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The Battle of Midway (1942) served as a turning point as during this battle the US bombers destroyed Japanese
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Aircraft Carriers. It is almost impossible to win naval battles without aircraft carriers. After this Battle, the US
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started, what came to be known as, ‘Island Hopping’ whereby between 1942-44 it won back from Japan the
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Pacific islands one by one, via a strategy of aerial bombing of islands followed by ground assaults on them.
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The defeat in Egypt [Battle of El Alamein -October 1942] was a turning point because this prevented the
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important Suez Canal from falling under the control of Germany. It also ended the possibility of an alliance
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between the Axis powers and the Middle East. The war in desert drained Germany of its resources which could
TI
have been better utilized against USSR. Thus Italy’s non-performance hurt Germany. Most importantly the Battle
AV
of El Alamein led to complete exit of Axis powers from North Africa. This allowed the Allied forces to land in
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Morocco and Algeria to attack the Axis troops from the West. After this Libya and Tunisia were won back and
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The Battle of Stalingrad (1942) was fought in Southern Russia. Germany had reached Stalingrad by August 1942
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and destroyed the infrastructure. But Russians refused to surrender and started a counter-offensive in
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November. By February 1943, the Germans were trapped, their supply lines were cut and they surrendered.
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Battle of Stalingrad was a turning point because had Germany won then it would have been able to cut oil supply
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lines of Russia which transported oil from the Caucasus. With Stalingrad under its control, Germany would have
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been able to attack Moscow from the south-east. The victory boosted a morale of Russian troops and soon
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survival.
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b) Use of new technology in Airplanes for detection of U-Boats in low visibility conditions helped in winning
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the Battle of Atlantic (1939-45).
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c) US Air-force aided the US navy in winning the Pacific War (1941-5). It had an important contribution in
the Battle of Midway and the consequent ‘Island hopping’ by US. Also, the US airplanes ensured a vital
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flow of supplies to allies during winning back of Burma.
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d) Royal Air Force bombed supply ships in Mediterranean during the war in North Africa.
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e) The airplanes allowed dropping of paratroopers and gave air protection to them in Normandy (1944) and
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Italy (1943).
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f) Allied Strategic Air Offensive: It was the bombing of cities of the Axis powers especially the military and
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industrial targets. But this did not have an effect on German industrial production till 1944 but it did
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It included four events viz. the fall of Italy (1943), the Operation Overlord (1944) for liberation of France, the
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invasion of Germany (1944-5) and the defeat of Japan (1945) by nuking it.
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Fall of Italy (1943): This happened quickly after the US and British troops were air-dropped in Sicily. The King
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dismissed Mussolini and Italy joined the Allies. Germany sent troops but they lost. The fall of Italy forced Hitler to
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send troops to Italy which could have been better utilized against Russia. Also the Allied powers got air bases for
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Operation Overlord (1944): This was the invasion of France that began on the so called D-Day to liberate it from
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German occupation. The operation was carried out due to multiple reasons. The Russians had been demanding
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to open this second front since 1941. By now the German U-boats were down and out. Also the Allied air
superiority had been established and Italy had been brought on Allied side. Thus the Allied powers could now
focus on liberating France, Belgium and Holland.
Invasion of Germany (1944-5): There was disagreement over this, between US and Britain. While Britain wanted
to reach Berlin before the Russians, the US demanded to practice caution due to an earlier failed attempt at
German invasion in 1944. The Battle of Bulge was fought in December 1944. It is named so due to the fact that
German troops were able to break through American lines and advanced 60 miles leading to a huge bulge in the
front line between the two forces. US and Britain pushed them back. The result was that Hitler had spent all
).
production and use in the battlefield.
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4) The Allies had huge resources in form of resource rich US, USSR and British Commonwealth. The USSR
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moved its factories to the east of Ural Mountains, which ensured continuous production away from the
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theatre of war. Also, the axis powers could not match the US in the production of arms.
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5) Axis powers opened too many fronts at the same time.
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6) Mussolini proved to be an incompetent general, as he was unable to deliver victories and Hitler had to
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come to his rescue twice, in North Africa and then Italy.
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7) Also, there were certain tactical mistakes. Japan failed to understand the importance of Aircraft
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carriers and continued to produce battleships. Similarly, Hitler did not plan for the Russian winters and
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1. Destruction: More than 40 million people were killed of which half were Russians. Many people were
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uprooted from their homes. The German industrial areas and cities were devastated. Similarly, cities in
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France and West Russia were devastated by air strikes. Holocaust was another feature of the war. Hitler
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engaged in systematic execution of six million Jews in the concentration camps. The nuclear bombs dropped
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on Hiroshima and Nagasaki killed and disabled countless Japanese and continued to affect the health of
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2. Peace Settlement: Multiple separate treaties were signed. Italy lost all of its African colonies along with
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Albania and Ethiopia. USSR took East Czechoslovakia, parts of Finland and did not free the Baltic states of
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Estonia, Latvia and Lithuania which were captured in 1939. Trieste came under United Nations
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administration. Japan (1951) surrendered all territories acquired in the past 90 years and thus completely
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withdrew from China. USSR refused any settlement over Germany and Austria except that they would
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remain under the occupation of Allied troops, while East Prussia would be divided between Poland and
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Russia.
3. Migration: Many Germans migrated to Germany from their homes in Allied occupied areas outside
Germany. This was done to ensure that no future German government claimed these territories.
4. Nuclearization: World War II led to production of nuclear weapons.
5. Balance of Power: The European domination of the world ended with the World War II and the balance of
power shifted in favour of the USSR and US. Due to high war costs, Italy, Germany, Britain and France were
on the verge of bankruptcy. Britain was under high US debt which it acquired due to the US aid provided
under the Lend-Lease Act (1941). After the war, Britain was forced to ask for another US loan. Also, the
European exports declined. The US was economically strong while the USSR had the largest army. The world
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after the World War II was a bipolar world, which became engulfed in a Cold War rivalry between the two
super powers.
6. Third World Concept emerged: The Third World meant to be non-Aligned to any of the two world powers.
In 1973, the leaders of the independent states that emerged after the war gathered at Algiers and declared
themselves as the Third World. The Third world was suspicious of both Communism and Capitalism.
7. Decolonization: The defeat of European powers at the hands of Japan decreased their prestige upon which
their colonial rule depended. It was said that the British was able to maintain its colonial empire not
through military but through prestige. The war was fought against oppression and for freedom from fascist
regimes. Also many soldiers from colonies fought in Europe where they got exposed to the ideas and the
prosperity of the West which was in stark contrast with the poverty at home. All this led to rise of
nationalism in the colonies. Also the European powers were militarily and economically weak. USSR was
now a world power. Communist ideology was against colonialism. Many erstwhile European colonies which
came under Japanese rule during the war witnessed rise of nationalist struggles under Communist leaders.
India was the first colony to gain independence after the war. Thus, decolonization first began in Asia which
led to demands for independence in Africa and Middle East. The decolonization process led to emergence of
many new nation states in the 1960s.
8. United Nations was established in 1945 for maintenance of world peace, protection of rights of individuals
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and for socio-economic development across the world.
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9] Different Socio-Economic Systems
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Terms like Capitalism, Socialism and Communism are frequently used in general parlance, but it is important to
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understand the underlying meaning and philosophies behind these terms. These terms collectively denote the
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different socio-economic systems in use across the world. For greater clarity, general principles of these political
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philosophies have been explained below.
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9.1 Capitalism
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The Capitalist system of organizing the state and society is based on the principles that- there should be private
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ownership of country’s wealth, the economy works on the principle of Laissez Faire i.e. the market forces
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determine the economic policies and there is no command economy. The State does not tell the industry what
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to produce, when to produce and how to produce. Also, under the Capitalist system, there is no special
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protection provided to the working class. The worker is just another factor of production like capital and land
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(Factors of production are the inputs required for producing the finished goods). The driving forces of the
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Capitalist system are focus on private enterprise (entrepreneurship), security of private wealth and production
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9.2 Communism
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Communism is an economic system characterized by the collective ownership of property by the community,
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with the end goal being complete social equity. The Communist system of organizing the state and society is
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based on the ideas of Karl Marx where by three things are of importance viz ownership of wealth, economic
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planning and protection of working class. The wealth of the country should be collectively owned. The economy
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should be centrally planned (command economy) and the state should take affirmative action for protection of
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interests of the working class. The driving forces of the communist system focus on equality, collective
ownership and production for social good. Both Communism and Capitalism have been adopted differently by
different countries as per their own specific requirements.
9.3 Socialism
Before we move on to discuss the rise and evolution of socialism, it is important to clearly understand the
meaning of the term. Most generally, socialism refers to state ownership of common property, or state
ownership of the means of production. Alternatively, socialism is any of the various systems of social
organization in which the means of producing and distributing goods can be privately or collectively owned or
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dictated by a centralized government that often plans and controls the economy. Although, socialism does not
always co-exist with only communist or fascist governments, the implementation of socialism in many countries
generally requires that a strong central government exist to implement this philosophy.
Socialism has the following characteristics:
a) An Egalitarian society: It means no class, caste or color should be discriminated against. “There can be no
genuine liberty without equality”
b) Satisfaction of basic needs: Motive of profit should be replaced by motive of service. The state should
focus distribution of resources not where it will fetch the highest value, but where it is most needed.
c) Common Ownership: Common ownership of all the means of production. For them, an industry which is
collectively owned is more efficient and from the moral point of view more satisfying.
d) Ideal of service: Socialism advocates the idea of general welfare or common good. It protests against the
harsh materialism and individualism of classical liberals.
A purely socialist state would be one in which the state owns and operates the means of production. However,
nearly all modern capitalist countries combine socialism and capitalism. Some economies are highly centralized,
while some others completely decentralized. They all stand for equality but differ on meaning attached to it.
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10] Forms and Shades of Socialism
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Socialism is not a straightforward concept and several forms of it have emerged since its existence. Communism
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is a closely related concept, which we have already discussed in brief before. Russia was the first Communist
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state in the world. Soon, communism (Marxism) spread outside Europe into Asia, South America and Africa, with
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each country adopting its own style of Marxism as per their specific needs, conditions and history. For example,
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China adopted the Russian Model till 1958, but then Mao introduced the Great Leap Forward (1958) to get rid of
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weaknesses of the earlier model and bring in a model of communism/socialism that would be more relevant to
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the Chinese situation and more effective in solving the specific Chinese problems. Thus, it is to be understood
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that there is no one perfect model of Communism and which features are to be imported as it is, which features
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are to excluded totally and which features are to be modified and then adopted - the answers to these questions
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vary from country to country and from time to time. The Communist China adopted Market Socialism under
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Deng Xiaoping (leader from 1978-1992), who was a more liberal, relatively less antagonistic to capitalism and
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thus was a right wing communist. Thus, under Deng, the People’s Republic of China moved towards Market
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Economy as per needs of the time. Market Socialism is a brand of socialism, which has a Socialist Market
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Economy, which is achieved through Open Door Economic Policies, whereby the local economy is more
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integrated to the global economy through decrease in investment and trade barriers. Market Socialism has
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features of decentralization of economic power (as it entailed withdrawal of communist party from decision
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making in management of economy), more private ownership of land and other features of capitalism. But, it
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does not lose sight of equality, which is the primary goal of a communist state.
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To clearly understand the concept of socialism and communism it is important to draw contrasts between the
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Marxism vs Socialism: Marxism is also known by the name of Scientific Socialism or Marxist Socialism, which was
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a philosophy of Marx and Engels as given in the Communist manifesto (1848). The contours of this relationship
can be understood through the following points:
a) Marxism talks about how to bring about socialism in the society.
b) Socialism is an umbrella term and Marxism is just a part of it like other methodologies suggested by
other thinkers to bring about socialism.
c) Socialism as a concept is older than Marxism. The Utopian socialists like Robert Owen and other
socialists had worked before Marx gave his version of Socialism.
d) Marxism is socialism as desired by Marx.
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e) Marxism is Socialism in an industrialized setting i.e. in an industrialized economy.
f) Marxism talks about Dictatorship of Proletariat (i.e. Working Class). Thus Marxism’s focus is upon
workers only and thus narrow. But focus of Socialism is wider as it does not binds itself to just workers
and includes peasants and all population working in whichever sector of economy. For example
Socialism has been applied in non-Industrialized countries viz by Russia, China, India, Vietnam, Cuba and
African countries like Angola.
g) Marxism is anti-State and wants a stateless society while there is no such compulsion on Socialism which
is more general concept and does not demands abandonment of State. Socialism is not anti-state but
just focusses upon equality of all. The Indian Socialism rather used the institution of State to bring about
more equality in the society.
h) Method: Marx argued that the violent revolution is the only way but there is no such compulsion on
Socialism. For example, countries like Chile under Allende witnessed a peaceful revolution for socialism
and under a democratic polity.
i) Ends: Aims of socialism are broader in nature. A version of Socialism may aim for mere decrease in
domination of the Capitalist system while Marxism aims for complete annihilation of capitalism.
j) The similarity lies in the fact that Marxism aims Socialism which implies an equality based non-
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exploitative society. Both concepts are just philosophies and lack operational details about how to
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actually organize such a society. Thus both concepts have scope for being further elaborated in form of
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their operationalization.
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Fabian Socialism is yet another form of socialism and has been discussed below in brief: The origin of term
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Fabian Socialism can be traced back to the formation of the Fabian Society (1883) in Britain. The Fabian society
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set the foundation principles of the Labor Party in Britain. The Fabianism mandated evolution rather than
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Revolution to bring about socialism. Here two things are of importance: One, to bring about socialism and two,
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evolution. The Fabian Socialists did not advocate overthrow of democracy and establishment of a one-party
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communist state. They believed that a representative democracy is the best political system. Also, they rejected
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the use of violence to bring about revolution and believed in gradual reforms achieved through negotiations,
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petitions and a democratic process to move the society towards a socialist order. Their goal of equality was
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similar to that of proponents of Communist states but their means were different. Prominent names who are
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generally referred to as Fabian Socialists include Annie Besant and Jawaharlal Nehru.
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Democratic Socialism and Social Democracy are two really important terms associated with Socialism. The
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origin of these two terms can be traced to the split between the Reformists and the Revolutionary Socialists at
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the time of 2nd International. For now students can understand 2nd International as an organization of socialist
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and labour parties across the world. The Reformists are also referred as Social Democrats. The main issue of
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debate in the Democratic Socialism is Democratic vs Authoritarian Socialism while the main thrust in the Social
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Democracy is on the reformist non-violent means against the revolutionary violent means to achieve a socialist
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order.
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i. Democratic Socialism: The propounders of Democratic Socialism argue for a socialist order which is truly
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democratic. In their view in a true Socialist society, the masses would have the power to take decisions
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regarding the management of economy. Their thrust is therefore on “Socialism from Below” which has
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is less concentration of wealth and more equality.
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b) The means are reformist - gradual methods rather than violent means. . They favour peaceful and
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evolutionary change towards a socialist economy from a capitalist economy.
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c) Social Democracy can also be defined as a political ideology that aims a welfare state with socialist
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policies and where workers have the power of collective bargaining within the framework of a
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Capitalist Economy and Democracy.
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d) The form of polity preferred is Democracy with rule of law. Democracy stressed here is both political
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and economic.
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e) They favor a mixed economy but are against excess intervention by the State. They are equally
against 100 per cent free market economy and 100 per cent planned economy.
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Two Political
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Radicalism
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state.
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gradual reforms.
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workers in England. As industrialization was taking place in Europe in 19th century, socialist ideas came more in
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conflict with capitalism. This was more pronounced in England which had begun industrialization after 1750. In
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19th century Socialism began to take more concrete shape and it was here that Socialism was promoted by
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Socialist thinkers as an alternative to the system of Capitalism. It was in this century that Karl Marx (1818-1883)
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gave a comprehensive critique of capitalism. Thus in conclusion it can be said that Socialism rose due to
66
inequality in society and mainly due to negatives of Industrial Capitalism in the post-Industrial revolution Europe
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(18th & 19th century), although the socialist ideas had also began to take shape in France which was a Feudal
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society in 18th century.
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Let us now focus specifically on the rise of workers against the capitalists, which hastened the rise of socialism in
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Europe.
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After industrial revolution there was an increase in the number of workers in towns where the factories were
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located. The workers were exploited by the factory owners and the management. They had unsafe conditions of
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work, working hours were as long as sixteen hours, child labor was rampant, provisions of social security were
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lacking and their wages were paltry. Trade Unions (organization of workers), began to emerge but they were
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illegal for a long period of time as the capitalists had influence in the law making bodies of the State. In the
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French Revolution (1789), workers were a major force and they had organized themselves into secret societies
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for overthrow of Feudalism. In England and other countries, the governments were forced to pass laws against
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some of the worst features of capitalism due to the pressure of working class. For Example, laws against unsafe
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conditions of work were passed in many countries and limits were placed on the maximum hours of work.
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Let us now discuss some of the movements and scholars associated with the rise of socialism in Europe. All of
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these had a significant impact in some or the other way on the philosophy of socialism.
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Luddites (1811-7): They were the group of workers in England under the leadership of Ludd who believed that
the machines were the cause of their misery. They launched a movement to break the machinery in the
factories. This was a naive idea and they soon realized that their agitation was futile.
Chartist Movement (1830s-40s): This movement began in England for demand of Right to Vote to the workers.
The movement died down by 1850s but had a considerable impact and enthused the workers for demanding
their rights and made them more aware. Britain moved gradually on the question of right to vote and through
four acts of Parliament, by 1929 all adults got the Right to Vote.
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favoured Laissez Faire and Capitalism. Yet the idea of equality was central in French Revolution’s attack on
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Feudalism. (The American Revolution’s Declaration of Independence had described individual’s right to property
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as an inalienable right while French Revolution’s Declaration of Rights of Man and Citizen had argued that
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individual has a right to property but it can be overruled in favor of public welfare). But the French Revolution
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failed to provide for a stable republic. It could only end the autocratic rule of Louis 16 and did not result in a
66
more equitable society. The workers did not benefit from the revolution, only peasants did as they got lands
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confiscated from the Nobility and the Clergy. Immediately after the French Revolution the government was
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under the domination of the Bourgeois (middle class). The workers did not get the right to vote due to the
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minimum income criteria in the constitution. This discontent resulted in the rise of Jacobins to the power, but
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they failed to provide for rule of law and France drifted into the Reign of Terror where Guillotine was used for
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mass slaughter of every dissenting voice. Afterwards, the Bourgeois again came to power. Thus there was wide
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gap in the actual results of the French Revolution and its ideas. This discontent led to Babeuf’s Conspiracy
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(1796).
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Babeuf’s conspiracy and Babeuf’s Manifesto: The Babeuf’s conspiracy was an attempt by Babeuf to overthrow
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the French government and to build a society based on principles of Socialism. Babeuf had participated in the
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French Revolution and had formed a secret society named “Society of Equals”. Babeuf failed because the
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government repressed the movement and he was killed in 1797. Babeuf Manifesto stressed the idea of equality
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in society. It argued that everyone was born with equal rights to enjoy all goods in the economy. A true society
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has no room rich and the poor. Therefore another revolution is must for removing the rich-poor divide.’
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Utopian Socialists: These included thinkers like Saint Simon, Charles Fourier & Robert Owen. They desired a new
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collective society. Saint Simon gave the slogan “from each according to his capacity and to each according his
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work”. They are known as Utopian Socialists because the methods they proposed to establish such a society
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Auguste (1805-81): He was a propounder of the idea of a violent revolution as a tool for establishment of a
Socialist order. Auguste was very active in the uprisings in Paris from 1830s to 1871 when the Third French
Republic was established. He advocated the idea of revolutionary conspiracy for establishment of socialism. He
was very popular and nearly two lakh workers gathered to pay their respects during his funeral in 1871.
League of Just: It was one among the many socialist organizations. Its major contribution was the idea of
Internationalism. Internationalism implied unity of all the workers in all the countries and rejection of borders as
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Capitalist system, as he analyzed it in post-Industrial revolution England, and tried to provide an alternative form
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of system which would ensure the welfare of the masses (which were workers). His important works include the
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Communist manifesto (1848) and the Das Kapital (1867). The ideas of Karl Marx were published in the mid 19th
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century which also a time of protests against Feudalism and Capitalism in Europe.
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Marxism is also known as Scientific Socialism because Marx did an empirical scientific analysis before arriving at
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his theory. He demonstrated that the Profit of Capitalist = (Value created by Workers) minus (Wages given to
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Workers) and this is the primary source of conflict in the society.
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Communist Manifesto (1848) was authored by Marx and Engels on instructions by the Communist League. It
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changed the slogan “from each according to his capacity, to each according to his work” to “ from each according
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to his capacity, to each according to his need”. This was so as to have a more inclusive society which would care
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for those who cannot contribute enough due to old age, disability etc.
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Das Kapital (1867): It was Marx’s study of Capitalism and in this publication he cited features of Capitalism which
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What is the basic conflict in a capitalist society? - The basic conflict in society is that the workers
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produce more value in the society than they get back in form of wages. The difference between the
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wages and the produced value forms the profits of the capitalist. The capitalist tries to increase the
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profits at the cost of wages and therefore there exists an irreconcilable conflict between the worker and
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the capitalist.
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Why Economic crisis is inevitable in a Capitalist society?:- This is so because the wages are far less than
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the value of goods produced. There exists a discrepancy between the purchasing power of majority of
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the population (i.e. Workers) and the total value of goods to be purchased from the market. Thus an
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economic crisis is inevitable. The solution to this problem is in ending the private ownership of the
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means of production and an end to profit motive. This will lead to production for social good rather than
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for profits for few. A classless society would come to exist where there would be no difference between
what is good for an individual and what is good for the society. End of private ownership would also lead
to end of exploitation. But Marx argued that this can be only done by the working class because it is the
most revolutionary class in an industrialized society.
His ideas can be further discussed under following heads:
1) Capitalism, conflict and classes: Karl Marx tried to analyze why there is conflict in the society. He
concluded that the conflict is result of division of society into classes. Further, he blamed Capitalism for
division of the society into classes. Thus Capitalism is responsible for conflict which in turn is
responsible for stratification of society into classes. According to Karl Marx, it is natural for people to
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come together for production of goods. Thus originally, there exists a harmony among people for joint
production but Capitalism ruins this harmony and results in conflict in the society. To put it in another
way, the classes do not lead to conflict but it is the conflict that pushes people to organize themselves
into classes to seek superiority of “us” vs “them”. This is how a classless society changes into a class
based society. Karl Marx desired a society without conflict, without Capitalism, and without classes.
[No Capitalism-->No Conflict-->Classless society].
2) Exploitation of Workers: Karl Marx argued that the workers (i.e. the proletariat) are the real producers
of value in the economy and they are exploited everywhere by the Capitalists (i.e. the middle class or
the Bourgeois). Thus eventually they would rise against this exploitation and there will be Dictatorship
of Proletariat. By this he meant that when a society becomes “fully industrialized”, the workers will
eventually revolt to take control and run the government/society in their interest. This is what Marx
referred to as “Dictatorship of Proletariat”.
3) Industrialization: It is to be noted that Marx was not against Industrialization but only against Industrial
Capitalism dominating an industrialized society.
4) Means for Ends: Marx believed that since the State controls all the power and is itself a tool of the
Bourgeois, a violent revolution is the only way ahead to destroy capitalism.
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5) Communist Society: Marx argued for a stateless society. He was against all the existing institutions viz
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the army, the government and bureaucracy as he viewed them as institutions on which the State relies
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for its existence. State only protects the interests of the Bourgeois. Bureaucracy was not neutral
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according to Marx. It gradually develops its own class interests. It has interests in secrecy and derives
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power by concealing information.
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In place of Capitalist society, Marx desired a Communist society. Commune means a body of people
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living together in harmony and sharing everything. Marx argued that in a Communist Society “each
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would contribute according to his ability and get according to his need”. But, Marx did not give a
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detailed view of how a communist society would be organized. His proposition was to a great extent
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ideological without a comprehensive implementation plan for operationalizing this Communist
ideology. ur
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6) Anti-Rule of Law: Democracies thrive on and advocate the principle of Rule of Law. Marx believed that
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laws are always the product of human will and, more specifically, the arbitrary will of the ruling social
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class. He sought, therefore, to displace the ideal of the rule of law. “Law, Religion, Art, Morality and
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Literature are the opium of the masses, a mere construct devised by the bourgeois class to subjugate
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the proletariat” – Karl Marx. Marx viewed the state and the law as mere instruments of the elite to
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subjugate and oppress the lower class, thus hindering the capacity of human evolution to peak at its
finest in prime. Thus, Marx sought to dispel the Rule of Law and put in its place a secular utopia where
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there would be equality in wealth and power. Thus while liberalism insists that the law is neutral and
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non-partisan, Marx opposes it as a cloak used by the elites to oppress the masses.
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7) Internationalism: The aim of all workers in all countries was overthrow of Capitalism. He argued that
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free development of each is a precondition for free development of all. Thus every worker should be
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8) Inevitability of Socialism: Marx believed in inevitability of socialism because Capitalism doesn't serve
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the needs of man and therefore like Feudalism, the Capitalism will also come to an end.
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9) Surplus Production: Marx was against surplus production because for him it was the reason for
colonialism and exploitation of natural resources.
Impact of Communist Manifesto (1848)
It gave a boost to the morale of workers who participated along with the middle class in the revolts all across
Europe in 1848. The aim of these revolts were-
1) to end the domination of Aristocratic class
2) End the rule of the autocratic government and establishment of democracy
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sometimes called the First International, recognised that the working class was an international class which had
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to link its struggle on an international scale. The aims of the 1st International was the total abolition of all ‘class
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rule’. It also stressed international unity of the working class and the socialist leaders. The 1st International
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influenced and aided the worker’s movement in Europe and North America. It arranged aid for helping the
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workers of one country by collecting funds from workers of other countries. It took up an anti-war stance.
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Workers of both Prussia and France were opposed to initiation of the Franco-Prussian war (1870) and the
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consequent secession of Alsace Lorraine by France to Germany.
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Paris Commune (1871): During the Franco-Prussian war (1870) the Monarchy rule came to an end and the Third
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French Republic was established. The new government was dominated by the propertied class and it continued
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to fight Prussia even after removal of the Emperor. The workers had opposed the French attack on Prussia which
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started the war. But once the war had started they were opposed to French surrender to an imperialist Prussia
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which wanted to capture French territories. The workers captured Paris after the newly formed French
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government agreed to Bismarck’s terms for truce which included ceding Alsace Lorraine to Prussia and payment
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of huge war reparations. The workers formed an elected council which is also known by the name of Paris
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a) Officials to all public offices were to be elected through a Universal Adult Franchise
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c) The elected council or the Paris Commune had representation from the workers and the lower middle
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class of Paris.
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The aims of the Paris Commune were to end the stock market speculation, the monopolies and all privileges
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that were responsible for oppression of the workers. Subsequently, the French government which was in control
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of parts of France other than Paris asked for Prussian help to crush Paris (1871). The French army along with
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Prussian troops stormed Paris and brought down the Paris Commune. More than 30,000 workers were killed in
the struggle. The 1st International supported the Paris Commune and helped the escaping refugees after
Commune’s fall. Due to this all the governments in Europe turned against the 1st International and tried to curb
its activities.
Why 1st International collapsed?
The 1st International witnessed a split in 1872 over the methods and aims of the organization. It was finally
disbanded in 1876. But by 1876 it had played an important role in awareness among the workers. They had
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and outside Europe. The aim of the 2nd International was to unite all socialist parties in all countries. It was
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against imperialism and wanted equality between the natives of colonies and the colonists. It was also against
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war and against militarization of Europe that was happening before the First World War.
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The important work done by it include the following:
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a) May Day (1890): The 2nd International on behalf of all workers put forward the demand of limiting the
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maximum working hours per day at 8 hours and in this context it declared 1st May (1890) as the
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International Workers Day as a symbol of unity and solidarity of all workers.
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b) The 2nd International enthused the workers to join their movement. Soon, the membership of Trade
Unions and Socialist parties increased in most countries. ur
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c) The 2nd International was in favor of independence of the colonies and supported their nationalist
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struggles. Dadabhai Naoroji, an eminent leader of the Indian National Congress, addressed the 1904
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Conference of the 2nd International. The organization opposed the Scramble for Africa and other colonies
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during the late 19th and early 20th century, and condemned the subsequent militarization that happened
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as a result of this scramble. The European nations in pursuit of empire building were increasing their
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military expenditure. The organization was against this militarization of Europe in the run up to the WW
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d) Prevention of war became a major aim of the 2nd International, along with bringing a war to a speedy
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end if it breaks out. During 1904-5 Russo-Japanese War, as a symbolic gesture against the war, the
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leaders of the socialist groups from Japan and Russia were made the joint Presidents of the 2nd
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f) The 2nd International made efforts to prevent the WW I. It gave the call for a general strike to prevent
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the respective countries from participating in the war. It asked the workers, socialist parties and their
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leaders to make use of the economic and political crisis created by the war to bring down capitalism and
the governments that supported it. The governments were thus opposed to the socialist leaders who
supported the 2nd International. Jean Jaures, a French Socialist leader, was killed on the eve of the World
War I for opposing the war.
Weakness of the 2nd International: The weakness of the 2nd International can be listed as follows:
a) Unlike the 1st international, the 2nd International was a loose federation of socialist parties from
different countries. The 1st International was in contrast a well-knit close group, more united, smaller
and thus easier to coordinate and manage.
b) There were some internal differences which weakened the 2nd International.
23 www.visionias.in ©Vision IAS
i. It was divided on the question of the method of struggle to bring about socialism. Some preferred
the method of a violent revolution while others favored gradual reforms by pressuring and
lobbying with the governments. Those who favored gradual reforms supported their governments.
ii. Some sections within the 2nd International favored colonialism, their respective countries engaged
in.
iii. On the issue of war, the different groups within the 2nd International had unanimity of opinion
over the basic principle of opposition to war but they differed over what actions to take. For
example, some socialist parties feared repression from their governments if they opposed the war.
Also some socialist parties were unwilling to use the crisis created by the war to promote their
revolution.
iv. When the World War I broke out-most socialist parties supported their governments. This led to
an end to the 2nd International. Thus it can be argued that Nationalism was a reason for downfall
of the 2nd International. The rift between Internationalism and Nationalism played out during the
last years of the 2nd International and the latter prevailed.
).
opposed a purely Proletariat (Working Class) Revolution because such a revolution would leave out the peasant
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interests and would focus on rapid industrialization. The party on other hand desired an Agrarian economy
l.c
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based on cooperatives of peasants (i.e. Farm collectivization). They were against furthering Industrialization.
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Since peasants formed the majority of the Russian population, the Social Revolutionaries Party won more than
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twice the seats won by Bolsheviks in the election held after the 1917 revolution. But the Red Guards (of
66
Bolsheviks) disbanded the constituent assembly which led to a civil war (1918-20).
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Bolsheviks Vs Mensheviks: The Social Democrat labor Party in Russia was the father organization from which
w
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Bolsheviks and Mensheviks originated. Both these factions had grown out of this party which was Marxist in
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outlook. During an elections to the Editorial Board of a newspaper run by the party, there was a split between
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Bolsheviks and Mensheviks. Bolsheviks means “majority” and Mensheviks means “minority”in Russian language
I(
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and thus the majority group came to be known as Bolsheviks and vice-versa. Lenin was the leader of Bolsheviks.
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Bolsheviks Mensheviks
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Bolsheviks argued that the party must work with not just Mensheviks had little faith in peasants cooperating
R
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the industrial workers but also with the peasants to get in the revolutionary activity because peasants were
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them involved in the revolutionary activity. the most conservative group in the Russian society.
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Bolsheviks believed that the party should be a small Mensheviks wanted a bigger party with membership
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disciplined group of professional revolutionaries who open to all who wanted to join irrespective of the
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would work full time to bring about the revolution. This time members can devote and the level of their
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should be the major criteria for membership irrespective commitment to the activities of the organization.
fil
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They wanted an immediate start to the revolution. Believed that the revolution cannot take place until
Russia is fully industrialized and workers are in big
majority over peasants. This was so because they did
not expect support from the peasants.
).
had led to further degradation of Russian economy. The defeat in the war had eroded any public confidence in
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the Czarist regime. The public responded with a general strike and attempted a revolution to overthrow Czar and
l.c
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establish a democracy. The revolution of 1905 failed due to following reasons:
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a) The army remained loyal to the Czar.
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b) Czar made concessions in time in form of October Manifesto (1905).
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c) Lack of unity among opponents.
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d) Lack of a central leadership among the revolutionaries as the movement had erupted spontaneously
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without any plan and a leader. ur
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October Manifesto (1905): The concessions by the Czar took the form of a promise named October Manifesto
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b) He promised a pay hike to the workers and an improvement in the working conditions at factories.
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e) He promised a genuine democracy where there would be an important role of the Duma in governance
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of the country.
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Implementation of the October Manifesto: Czar did setup Duma and redemption payments were abolished but
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he did not fulfill many promises he made in the October manifesto. The demands and the views of the Duma for
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reforms were ignored. The first two Dumas were disbanded by Czar’s troops. The 3rd and the 4th Duma
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completed their five year term only because they were constituted by members who were pro-Czar. This was so
fil
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because Czar had changed the voting system after disbanding the second Duma. The new voting system
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deprived the peasants and urban workers of their right to vote which resulted in election of conservative
members from Aristocracy who were pro-Czar.
1917 Revolutions:
In 1917, there were two revolutions in Russia - the February Revolution and the October Revolution. The
February Revolution led to end of the rule of Czar and establishment of a Provisional government. The October
revolution resulted in overthrowing of the Provisional government in a coup by Bolsheviks and consequent
establishment of a communist state in Russia.
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right to vote, the interests of the workers and peasants were neglected and thus the revolution was led not by
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middle classes but by peasants and workers. Also, the Czar controlled the secret police and the appointment of
ai
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ministers and thus continued to remain powerful.
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Why there was no revolution immediately after the October Manifesto’s non-fulfillment?
66
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This can be explained by the following factors:
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a) The economic recovery after 1906 pacified the peasants and the workers.
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b) The leaders who opposed the Czar and wanted a revolution were short of money. Many of them were
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either in prison or in exile. For example, Lenin went into exile to later return in 1917, with help of the
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German Foreign Secretary, Zimmerman (Germany wanted Russian withdrawal from WW I or at least
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ii. Land Reforms were introduced: Peasants were encouraged to buy their own land. For example,
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the peasants were encouraged to migrate to Siberia where they could buy the uncultivated lands
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at cheap prices. But, this led to emergence of a new class of wealthy peasants or Kulaks, who were
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pro-government.
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iii. He tried to win workers support. Inspectors were deployed to ensure that working conditions in
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the factories are improved. The greater industrial growth after 1906 allowed the capitalists to
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increase wages of workers. In 1912, a sickness and accident insurance scheme was floated.
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d) Disunity among opposition leaders: The Bolsheviks and Mensheviks differed on various issues.
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Mensheviks did not want an immediate revolution until the Russian economy was not fully
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industrialized and thus unless the workers form the majority of the population. On the other hand,
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Bolsheviks under Lenin wanted immediate revolution with support of both - workers and peasants.
Reason for February Revolution (1917): Following can be listed as the reasons for the revolution:
a) Longterm grievances:
a) Halfhearted fulfillment of the October Manifesto (1905). There was no fulfillment of the promise of a
genuine democracy.
b) Land reforms failed by 1911: Land reforms aimed at improving the life of peasants by making them
landowners and also at bringing down food inflation that hurt the poor the most. The land reforms
failed because the population of peasants grew faster than the growth in Agriculture sector, which
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alleged that a priest, who used to help the sick child of the Czar, had become important in the decisions
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taken by the Czar.
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b) Immediate Cause:
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a) The participation in the WW I accelerated the overthrow of Czar because the war led to high
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expenditure and worsened the economic conditions of the masses. Example during the war years there
66
was a rapid increase in food inflation and Bread Riots broke out in St Petersburg (then called
i5
Petrograd). The failures in the WW I and the inefficient leadership of Czar in running the war (example
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slow transport of arms to the fighting units) led to a mutiny among the troops as well as the police.
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Thus in contrast to 1905 revolution, in 1917- the army and the police were not loyal to the Czar.
ur
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b) The February revolution was a spontaneous outburst. Nicholas II sent troops who soon refused to fire
and the whole Petrograd Garrison mutinied. Soon, the mobs seized the public buildings. The 4th Duma
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advised the Czar to setup a Constitutional Monarchy but he refused and sent even more troops who
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failed to dispel the mobs. The senior army generals then tried to convince Nicholas II to abdicate
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throne to save the Monarchy. Nicholas II agreed but the next heir (Czar’s brother) refused the throne
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and thus the Romanov Dynasty’s rule ended because of a poor transition plan.
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c) The February Revolution was a spontaneous outburst and the privileged class (Duma members,
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industrialists, aristocracy and senior army generals) turned against Czar only to save its own skin.
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October Revolution (1917): The failures of the provisional government led to the October Revolution where the
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Bolsheviks did a coup and overthrew the government. Following are the failures of the Provisional Government
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a) It did not withdrew Russia from the WW I. The morale of the army was low because of losses in different
battles.
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b) It did not fulfill two important promises of land redistribution and immediate elections for a Constituent
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Assembly that would frame a new constitution. The Bolsheviks used the discontent among the peasants
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over delay in land redistribution to increase their support base by starting a programme for forceful land
eviction of Kulaks. The government argued that the elections could not be held because the nation was at
war.
c) The rise of Soviets degraded the authority of the government. Soviets propped up in all cities. A Soviet was
the name given to an elected committee of soldiers and workers formed for city governance. Petrograd
Soviet that governed Petrograd after February 1917, asked the Petrograd soldiers to only obey the Soviet
and not the government. Thus the Provisional Government began to lose army’s support.
d) Germany helped Lenin return from exile in Switzerland in April,1917. Lenin in April Thesis demanded that all
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ordered the Red Guards to disband the constituent assembly. He argued that “we don't need a Parliament to tell
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what to do. We know what to do”. This led to the Civil War (1918-20), which was fought between the Bolsheviks
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and the Whites (Mensheviks, Social Revolutionaries Party; and Cadets who wanted genuine democracy). Britain,
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USA, France and Japan sent troops in favor of the Whites because they feared the spread of communism outside
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Russia if the Bolsheviks came to power. Also, they wanted Russia to re-enter the WW I (Russia had quit the war
66
via Treaty of Brest Litovsk (1917) signed by Bolsheviks after the October Revolution). Some sections of workers
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and soldiers were also against Bolsheviks because of highhanded treatment of Soviets by the Bolsheviks after
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October Revolution. Bolsheviks with their Red Guards forced out Social Revolutionaries and Mensheviks from
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the Soviets and made a Commissar (appointed by the Centre) the head of a Soviet. Thus soviets were brought
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under total control of Bolsheviks. In August 1918, there was an assassination attempt against Lenin after which
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the Red Guards of Bolsheviks started what came to be known as Red Terror where many Whites were shot dead.
AR
During the civil war, Ukraine and Georgia were forced to re-unite with Russia. Russia had lost these territories
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under Treaty of Brest Litovsk (1917) with Germany. The movement for independence in Armenia and Azerbaijan
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was crushed during the civil war. These two had declared themselves independent using the opportunity
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a) Whites were not well organized and did not have a single central leadership.
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b) The Red Army had more troops and a very able leader in form of Trotsky.
na
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c) The Whites lost support of peasants because of the brutalities the whites engaged in during the civil
rs
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war.
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d) Lenin was able to present Bolsheviks as nationalists fighting against a foreign army.
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e) The war communism helped Bolsheviks to save resources for fighting the war. Under War Communism
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- all factories were nationalized and all private trade was banned so the resources came directly to the
party. Further, all grains were seized from the peasants to feed the troops and the workers who formed
the support base of the Bolsheviks.
Thus, the communist revolution in Russia was successful and reached stability by 1920.
).
fight the civil war. All factories were nationalized and all private trade was banned so the resources came
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directly to the party. Further, all grains were seized from the peasants to feed the troops and the workers
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who formed the support base of the Bolsheviks. War Communism led to food shortages after the Civil War
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because there was no incentive for the peasants to produce since their produce was taken away without
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paying them any compensation. Thus the farmers began to produce only for self-consumption. Lenin and
66
Marx both argued that Capitalism was the real cause of war, imperialism and colonialism.
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Let us now understand the New Economic Policy of Lenin, political changes introduced by him and criticisms of his
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ideas and policies.
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New Economic Policy or NEP (1921) of Lenin: The Treaty of Brest Litovsk (1917) signed by Russia with Germany
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to exit World War I had resulted in huge economic loss to Russia. Through this treaty, Russia lost one-third of its
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farming land, one-third population, two-thirds of coal mines and half of heavy industry. This was so because it
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had lost Ukraine, Georgia, Estonia, Latvia, Lithuania, Finland and parts of Poland. (It was able to seize back
TI
Georgia and Ukraine from a weak Germany during the Civil War and got back Baltic States and pars of Poland in
AV
WW II). After the end of Civil War (1918-20), Lenin wanted to achieve two things. One, economic recovery and
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two, reconciliation between the workers and the peasants, who were hurt by war communism. The workers
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formed the core support base of the communists while the peasants fought against the Bolsheviks in the civil
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war because Lenin had disbanded the constituent assembly formed to frame a constitution after the democratic
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elections held after 1917 revolution. The elections had returned the Social Revolutionaries Party (with peasant
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support base) with maximum number of seats and the Bolsheviks were target of their criticism in the assembly
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debates. This was so because the peasants, and not the workers, formed the majority of the population. The
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reason for this was that the Russian economy in 1920 was still predominantly agricultural. The war communism
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further alienated the peasants. Thus to achieve the two aims, Lenin took following steps
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a) Lenin signed a trade agreement with Britain in 1921 for getting British investment (FDI) that would spur
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growth.
b) Lenin introduced the New Economic Policy (1921-27) with following features:
i. Broadly the policy focused on Peasant welfare and boosting growth.
ii. The NEP was to be a temporary measure to boost growth.
iii. Allowing for private ownership of land and using capitalist incentives to increase production of
food. Peasants were allowed to keep surplus produce after payment of tax (which was a
percentage of the surplus produce).
).
a) Banned factionalism in 1921. This was to check disagreement within the party. Free discussion was
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allowed until a decision was taken. But post-decision all party members had to support the decision
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and work with full commitment for its implementation.
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b) Purging (forceful expulsion from party): During 1921 about one-third members were purged with help
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of secret police while many resigned because of the NEP.
66
c) Trade Unions were not 100 per cent free under Lenin’s rule: Lenin rejected the demand of trade unions
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that they should run the factories (as the old managers were brought back under the NEP). (Student
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should link the anti-Democratic Socialism spirit present here). The work of Trade Unions as per Lenin
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was only to help in increase of production and to strictly follow the government orders.
Criticisms of Lenin:
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a) He prevented democracy from taking root when he disbanded the Constituent Assembly after the
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b) The Red Terror during civil war whereby many opponents were killed.
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c) He left in place tools & precedents which were to be misused by Stalin viz
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After death of Lenin in 1924 there was a debate on future course of action and some other approaches to
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1) Rapid Industrialization: One approach was to abandon the pro-peasant NEP and focus on rapid
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industrialization. The proponents of this approach argued that a communist state thrives on the support
base of workers and not peasants. They feared that the NEP would lead to rise of Kulaks (wealthy peasant
landlords) who would threaten not just the goal of equality but the communist revolution as well. This idea
was similar to what Mensheviks proposed earlier -focus on workers and focus on industrialization.
2) Socialism in One Country: This was the approach of the right-wing communist leaders who were- pro-
peasant and pro-NEP. They were advocates of limited private ownership of wealth and use of feature of
capitalism to spur growth. This approach mandated:
a) Prosperity of Peasants: Consolidate power of Soviets in Russia by focusing on the prosperity of
peasants by allowing private ownership of property because it were the peasants who formed the
).
introduced by the 42nd Constitutional Amendment (1976) it is clear that Socialism as envisaged by the Preamble
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will include participation of the workers in the management of industry and consequently profit sharing with the
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workers.
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The Supreme Court in Nakara vs Union of India (1982) had adjudicated that the goal of Indian Socialism is to
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have a blend of Marxism and Gandhism, leaning heavily towards Gandhian Socialism.
66
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The Liberalization, Privatization and Globalization after 1991 economic reforms have led India to drift away from
ar
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the concept of collective ownership of means of production. Yet, Socialism continues to impact the national
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debate. The following can be listed as some of the important aspects of Indian Socialism:
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1) Equal opportunities for all.
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2) Reduction of inequalities through state legislation and through state implemented welfare schemes.
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Indian constitution has tried to incorporate protective measures to check the major negative features of
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capitalism. Child Labor in factories, mines and other hazardous employment for children below 14 years
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of age is banned by Article 24 and the Minimum Wages Act 1948 is in place to ensure security of
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3) Prevention of concentration of wealth in the society through state regulation and laws.
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4) Public control over important areas of economy. A strong public sector especially in Heavy Industry and
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6) India tried to implement a programme for land redistribution after banning Zamindari. Also we tried to
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implement collectivization of agriculture through cooperative farming. Under, cooperative farming the
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peasants voluntarily organize themselves into cooperatives of farmers by submitting their land for
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collective farming. They continue to retain the legal right to the land but jointly cultivate the land. The
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cooperative body provides the farmers with credit, better seeds and fertilizers which otherwise are not
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affordable for the individual farmers. But cooperative farming in India was a voluntary drive unlike USSR
which forced the peasants to give up their lands in favor of collective farms. India was only partially
successful as some sections were suspicious that in time the farmers would lose their land ownership.
Also since Agriculture is a state subject, so different states implemented different versions of
cooperative farming and with different success rates.
7) Indian Socialism can be termed as evolutionary and reformist.
8) It focuses on harmony between individual interest and collective interest. We adopted a mixed economy
i.e. an economy with features of both public and private ownership of wealth. Thus it can be said that
India has a socialism that coexists with capitalism and democracy.
31 www.visionias.in ©Vision IAS
9) Indian Socialism is often referred to as Democratic Socialism. It is pertinent to note that what is called as
Social Democracy in Europe has more in common with the form of Socialism in India.
10) The Indian Socialism is inspired by French Revolution’s ideas of Liberty, Equality and Fraternity.
11) There were many shades in Indian Socialist Movement ranging from Marxism, Social Democracy,
Democratic Socialism, Anarchism to Gandhism.
12) The major stream before the Stalin’s Purges was Marxism. In Meerut Conference the Indian socialists
had adopted Marxism as their creed. But after Stalin’s Purges the Indian socialists rejected Marxism
because it calls for a violent revolution. This disenchantment with the violent means made the Indian
socialists adopt Democratic socialism with focus on non-violence and they argued that “Socialism is
impossible without democracy”.
13) In 1931 Karachi Session, the National Economic Programme mentioned ‘Nationalization of key
industries’ and other measures to bridge the rich-poor divide. Also in the session, the socialist pattern of
development was set as the goal for India.
14) We adopted command economy through Five Year Plans. In the Haripura Session (1938), Indian National
Congress President S.C. Bose had setup the National Planning Committee with Jawaharlal Nehru as its
head.
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15) Prime Minister Nehru used the term “socialist pattern of society”. It can be argued that Indian Socialism
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is difficult to categorize and is unique since:
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a) It aims not just for a classless society but also a caste-less society. Thus we have adopted the policy
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of reservation to decrease inequality in the society. It can be said that because of features specific to
our society, we have targeted both type os inequality-class based (we banned Zamindari) and Caste
66
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based (we banned untouchability and introduced reservation in public employment).
ar
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b) It aims at decreasing poverty, increasing communal harmony and equitable economic development.
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c) Gandhism has an impact on Indian Socialism in form of non-violence, decentralization of power and
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specifically the ideas of Trusteeship and Arbitration. The concept of Trusteeship argues that the
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Capitalist is the trustee and he holds wealth only on behalf of the workers who are the real
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producers of value in the economy. Since the capitalist is the trustee, he should take care of workers
W
interests and work for their welfare. The concept of Arbitration has been implemented through the
TI
Industrial Disputes Act 1947 which aims at using the method of Arbitration to reconcile the
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India adopted Socialism right after the Independence. Most of the Indian Freedom movement leaders like J.L
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Nehru, J.P Narayan and Ram Manohar Lohia were strong advocates of socialism. Therefore socialistic pattern of
ed
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society was declared as one of the goals of planned economy. At that time India tried to combine democracy
na
with Fabian kind of collective controls leading to regulations of imports and exports. Curbs on production of
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consumer goods and licensing of industrial set-up. Removal of poverty and attainment of self-reliance were
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accepted as the two major tasks before the Indian state. Nehru tried to promote the collective sector by greater
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state interference in economic life to mobilise resources and enhance employment opportunities. However,
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after 1991, India has liberalized its economy under the compulsions of globalization.
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Post-Independence steps were also taken to nationalise basic industries like Coal, Steel, Banks and Power.
Government also took up programmes for housing, education, public health etc. But this kind of socialism was
socialistic only to the extent that State redistributed some resources and therefore, cannot be called as
socialistic in the classic sense of the term.
There is no doubt that socialism is necessary but mere provision of services and government regulations on
economy doesn’t lead to socialism. Centralized planning, which has been adopted in India creates a uniform
system of economic development, which does not fully take into account local variation of individual aspirations.
Decentralization of political power is therefore important to achieve the goals of socialism in country. It has also
32 www.visionias.in ©Vision IAS
been realised that public ownership and economic subsidies only help big corporations in increasing their profits.
They reduce the risks of business competition. Even the system of progressive taxation is alleged to favour the
super-rich over the wage earner. This kind of system has contributed very little to redistribution of the wealth of
the super-rich among the masses.
In India, therefore the socialism would have to transform itself before it sets out to achieve its goals in reality.
Perhaps, socialism would have to be a balance between liberalism on one hand and Marxism on the other.
Key Theme 1: Stalinism was a policy on how to develop a communist society, conceived and implemented by
Joseph Stalin, while officially adhering to Marxism–Leninism. Stalinist policies in the Soviet Union included:
rapid industrialization with focus on heavy industries, centralization of state and collectivization of agriculture.
Due to the repressive political actions undertaken by Stalin, "Stalinism" is often used in a negative or
pejorative sense.
16] Stalinism
Joseph Stalin was appointed general secretary of the party's Central Committee in 1922, but Stalinism began
from 1929 onwards when Stalin consolidated his power by defeating Trotsky and other leaders in the power
).
struggle that took place after Lenin’s death in 1924.
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16.1 Challenges before Stalin & his Solutions
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When Stalin came to power, Russia faced four major challenges, viz. food shortages, poor military, poor industry
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and countering the increasing influence of the capitalist west. Stalin tried to deal with these challenges in the
66
following manner:
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1. He introduced the Five Year Plans with focus on heavy Industries.
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2. Nationalization of industries.
3. Abandoning the New Economic Policy in 1929. ur
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4. Collectivization of Agriculture by violent eviction of Kulaks (big & rich peasants).
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5. Introduction of a totalitarian regime, which was characterized by greater use of secret police and killing
any voice of dissent. Trotsky, an important ally of Lenin, was deported out of Russia.
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6. Remilitarization
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8. An aggressive foreign policy which viewed the Western powers, especially USA as hostile.
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Stalin focused on heavy industrialization. USSR invested more capital in heavy industries like coal, steel, oil, iron
lis
etc. and neglected light Industries. Light industry is less capital intensive than heavy industry and more consumer
na
oriented than business oriented. Thus, consumer durables and non-durables were in shortage in USSR and this
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hurt the daily needs and life of the common man. Heavy Industry, on the other hand, creates basic infrastructure
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a) Stalin believed that a war with the capitalist west was inevitable for communist Russia. He was vindicated
when Germany attacked Russia in 1941.
b) Greater Industrialization would lead to more number of workers and less number of peasants in the
workforce. It was the industrial workers who supported communism and Stalin viewed peasants,
especially the Kulaks (wealthy peasants) as enemies of socialism. (Maoism drifts away from Russian
model on this point). Thus, Stalin believed that heavy industrialization would lead to stability of the
communist state.
).
focus on heavy industrialization and transportation.
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The general aspects of these plans were:
ai
gm
a) They focused on heavy industries and were quite successful. Hundreds of factories were setup in the
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area, east of the Ural Mountains, in order to
66
b) Impressive growth was recorded in the heavy industries sector but other sectors including agriculture
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sector under performed.
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c) Many hydro power plants were setup.
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d) Oil refineries were setup in the oil-rich region of Caucasus.
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e) Domestic sources of investment were deployed. ur
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f) Promotion of education skilled workers.
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g) Extra focus on efficiency by using Taylor-ism principles which argued for breaking the work into specific
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parts and executing each part with maximum efficiency. The workers who achieved record outputs were
W
known as Stakhanovites.
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a) Improve agricultural efficiency and divert excess workers from the agricultural sector to the industrial
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sector.
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b) Ensure food security and boost agricultural production through economies of scale that would come
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c) Ensure supply of raw material (e.g. cash crops) for the industries.
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Collectivization was forced upon the peasants and was not voluntary. It was brutal because the farmers who
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refused to be part of the program were often brutally suppressed. Initially, the harsh implementation of forced
is
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collectivization resulted in much hardship for the rural population and productivity declined because the Kulaks
retaliated by slaughtering their cattle and burning crops rather than allowing the state to take away their
produce. So many cattle were killed that it was not until 1953, that the same population figures could be
reached. There was a famine in Ukraine in 1932-3 and millions died of starvation. By 1932, 60 per cent of
peasant households had joined the collectivization program but the agricultural output had declined by 23 per
cent. During the Second Plan (1933-7),agriculture output improved.
Success of Collectivization: Collectivization of farming was successful in the sense that by 1937, 90 per cent of
the land was collectivized. The mechanization had resulted in descent increase in production of food by 1937.
).
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4) No freedom of speech and expression: Writers, artists, musicians were expected to produce work
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glorifying the soviet achievements. Education was made a tool of indoctrination of students by making it
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free and compulsory.
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5) Social Services: Social services in form of education, healthcare and social security increased during
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Stalin’s rule.
66
6) Forced Labour: Under Stalin’s rule the prisoners were made to do forced labour. Gulag was a
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government agency under Stalin which managed the Soviet forced labour camps. The Gulag became a
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major tool of political oppression as the opponents of Stalin were also put into these camps.
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7) Clampdown on Orthodox Church: Stalin clamped down on the Orthodox Church. Many churches were
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closed and the clergy prosecuted. This was part of consolidation of political power by Stalin.
ga
8) Zero tolerance against separatism: Stalin had no sympathy towards demands for autonomy or
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independence by a non-Russian part of USSR. Stalin played an important part in the Russian success in
AR
bringing back territories of Ukraine and Georgia during the Civil War (1918-20). Stalin had also ensured
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that Azerbaijan and Armenia, who had declared independence during the Civil War, continued to remain
TI
AV
a part of Russia. Stalin continued this policy of iron hand rule under his term. The real problem lay in the
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9) Economic front: On the economic front, there was some improvement. Heavy industries grew the most
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but other sectors witnessed a poor performance. Food shortages continued for a long time. Also the
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basic consumer goods, which are essential to the daily life of common man, were in shortage.
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10) Cold War: Under Stalin, Russia also got heavily involved in the Cold War with USA. Thus deep suspicion
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towards USA and worsening ties between USA & USSR were a feature of Stalin’s rule. USSR spent a lot of
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Stalin argued that ‘peaceful coexistence with the west was impossible until a final victory over Capitalism’. We
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will discuss cold war in detail as a separate topic, yet we can mention the important aspects of the Cold War
is
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during Stalin’s rule (1929-53). Under Stalin, USSR was embroiled in an arms race with USA. Stalin’s policy of
isolating USSR’s zone of influence from the west resulted in, what is famously known as an Iron Curtain in
Europe. The iron curtain divided Europe and specifically Germany into two parts, one under Russian influence
and the other under western influence. The iron curtain signified reduction in all sorts of interaction between
the nations on either side of the curtain. The cold war involved building a network of allies. Under Stalin, USSR
piloted the Warsaw Pact (a NATO like military alliance), Molotov Plan (to give aid to soviet allies), Cominform (a
group of all communist parties in Europe formed to ensure USSR has a firm grip on them) and Comecon (an
organization to coordinate economic policies of Cominform). US and USSR never fought a direct war but
17] De-Stalinization
Stalin died in 1953 and the Fifth Plan ended in 1955. De-Stalinization referred to the process of political and
economic reforms that were started after the death of Stalin. It was in 1956 that Nikita Krushchev, the First
Secretary of Communist party (1953-64), gave a landmark speech that condemned Stalin. In the 1956 speech,
a) Khrushchev condemned Stalin for promoting the cult of personality instead of allowing the party to rule.
b) Khrushchev revealed the details of Stalin’s purges carried out during 1930s.
c) Khrushchev criticized Stalin’s leadership during WW II.
d) Khrushchev claimed that socialism can be achieved in ways different from those used by Stalin and by
).
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non-violence.
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e) Khrushchev argued that “peaceful coexistence with the West was not only possible but essential for
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avoiding a nuclear catastrophe”.
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Following can be argued as some important features of a general policy of De-Stalinization followed by Nikita
Khrushchev, which is regarded as a major turning point in the history of Soviet Union:
66
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1) Political reforms: The primacy of the Party was restored and the cult of personality was abandoned.
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Places named after Stalin were renamed. Also, the use of secret police was decreased. Tourism was
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promoted and the common man was given more freedom. Also the controls on the press were reduced,
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and thus relatively more freedom of speech and expression could be enjoyed. Khrushchev tried to
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reduce tension with the West by arguing for peaceful co-existence, although the cold war still continued
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due to incidents like Cuban Missile Crisis where USSR had placed nuclear missiles in the US backyard of
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Cuba in response to missiles the western powers had placed in Europe (Turkey and Italy) to target
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Russia.
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2) Industry
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a) The five year plans continued but for the first time the light industry that produced basic consumer
rG
goods was focused upon, with an aim to raise the standard of living of the common man.
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b) Decentralization in management of economy was attempted. For example, 100 Regional Economic
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Councils were formed for making decisions with respect to the respective local industries falling
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c) To increase factory output, the managers were given incentives to make profit rather than just
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d) The Gulag labour camps that were used for making prisoners do forced labour were disbanded.
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3) Agriculture: Virgin Lands Scheme was introduced in 1954. It implied cultivating for the first time, the
fil
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huge land tracts in Siberia and Kazakhstan. The scheme failed by 1963 because of poor quality of land
Th
and the fact that the dust storms resulted in soil erosion (top layer of soil is the most fertile). Further, to
increase agricultural output, the government paid more to the collective farms for the harvested crops it
procured. This incentivized the collective farms to produce more. Also, farmers on collective farms were
allowed to keep or sell crops grown on their private plots. But there still remained too much
centralization in the agriculture sector which continued to remain backward. USSR had to import grains
from the USA.
4) Revisionism: Khrushchev was accused by radical Marxists of revising the basic tenets of Communism.
This was so because, Khrushchev had argued that there existed different roads for reaching the goal of
socialism. He had allowed the satellite countries to follow their own methods to attain the goal of
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Ethiopia, Mozambique and Angola.
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Key Theme 3: Mikhail Gorbachev's policies of Glasnost (openness) and Perestroika (restructuring) and his
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reorientation of Soviet strategic aims contributed to the end of the Cold War, removed the constitutional role
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of the Communist Party in governing the state, and inadvertently led to the dissolution of the Soviet Union.
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However, communism in one form or the other continues to exist in Eastern Europe and Russia.
66
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19] Fall of Communist States
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Mikhail Gorbachev became the General Secretary of the Communist Party in 1985. In December 1991, the USSR
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disintegrated and this brought an end to 74 years of communist rule in USSR. ur
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Fall of communism in Poland (1989) had a domino effect and one by one communist regimes in Eastern Europe
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Poland: In August 1988, Solidarity Trade Union’s huge anti-government strikes forced the government to
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Subsequently, revolutionary public protests spread to all Russian Satellites. In Hungary, free elections
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were held and communists were defeated. In East Germany, in 1989 the communist government was
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forced to resign and the Berlin Wall (setup in 1961) was breached. In the summer of 1990, USSR agreed
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to the unison of East and West Germany (the reason was that Gorbachev wanted aid and investments
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from West Germany to boost Russian economy). In Czechoslovakia, Bulgaria and Romania the
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communist governments were overthrown at the end of 1989.Free multi-party elections were held in
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Yugoslavia (1990) and Albania (1991). In December 1991, USSR itself disintegrated.
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This became a major reason for disintegration of USSR. The economic system was over-centralized and high
restrictions were put on businesses by the State which resulted in continued inefficiency. In these communist
countries, there was very slow improvement in the standard of living of the masses because of inefficient
resource utilization. For example, in USSR there were shortages in basic consumer goods despite USSR being the
highest producer of steel, fuel and energy. Then there were trade restrictions on the satellite states of Soviet
Union who were allowed to trade only with fellow communist countries. This hurt their economic growth. It can
also be argued that communism failed the workers as the working class lived in relatively poorer conditions in
the communist world in contrast to the workers of Western Europe. Also the social indicators of health,
education, housing and social services were better in the capitalist Western Europe as compared to the
37 www.visionias.in ©Vision IAS
communist Eastern Europe. In 1980s, due to greater contact between the people of the Eastern and Western
Europe, people of Eastern Europe saw the huge contrast in the prosperity of the west and the poverty of east;
they blamed communism and their leaders for this.
The economic conditions of the USSR have been discussed earlier in detail. Nikita Khrushchev did try to revive
economy but after him there was slow economic growth. Nikita’s agriculture reforms had failed. The Cold War,
the space race, the arms race, involvement in conflicts of other nations and the pressure to dole out aid to allies-
had negative effects on USSR’s economy. USSR continued to be marred by over-centralization, state monopoly,
neglect of light industry and inflation in basic consumer goods.
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he began the process of withdrawing from Afghanistan. He also chose not to intervene militarily in Soviet
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satellite states if and whenever there were protests for political reforms.
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2) Glasnost (Openness):- This was a policy of openness in areas of politics, human rights and cultural affairs.
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The aim of the Glasnost was to use the media to publicize the inefficiency and corruption and to not just
prepare people for the new policies but toalso educate the public opinion and mobilize public support for
66
the new policies. Glasnost (openness) was encouraged provided there was zero criticism of the Communist
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party.
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a) Politics: Glasnost involved giving amnesty to erstwhile dissidents who were now released from prisons.
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Important leaders who were in exile due to the ‘purges’ in the past were allowed to return to Moscow.
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More transparency was introduced in the party’s functioning. For example, the 1988 party conference
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was televised. A new law was brought in 1988 to prevent the political dissidents from being sent to
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mental hospitals/institutions.
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b) Cultural Affairs: The radical heads of organizations like Union of Soviet Film Makers, Union of Writers
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etc were removed and independent minded people were brought in through democratic elections. Also
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the ban on anti-Stalin movies and novels was removed. Poetic works which were critical of the system
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were allowed to be published. Freedom in media reporting was allowed. Example, the 1986 Chernobyl
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3) Perestroika (Socio-economic reforms):- It was the reforms for which Glasnost was introduced to create an
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enabling atmosphere.
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a) Economic changes under Perestroika: 1987 was declared by Gorbachev as the year of ‘new economic
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management’. With Perestroika, Gorbachev wanted to create competition for the PSUs and the
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government services so they came under the pressure to improve efficiency. Another aim of
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Perestroika was to create alternative employment opportunities for the people so the market could
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share the employment burden with the state. Thus private MSMEs like family restaurants, family
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business, and handicrafts were allowed. Similarly, private services like giving tuitions, car repairing,
selling paintings etc. were allowed. For improving the quality of factory output, Perestroika reforms
included bringing the quality control function throughout the industry under the independent bodies
rather than being the prerogative of the factory management. Public sector companies were sought to
be revamped through a 1987 Law on public enterprises under which the market demand was to
determine what and how much to produce. Earlier the factories were now allowed to directly take
orders from customers but post the enactment of the law, central planners’ control over decision
making regarding raw material procurement and production was removed.
).
be blame as his counterpart, Deng Xiaoping, in China was able to preserve one-party communist state, despite
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initiating a wave of market-friendly reforms in post- Cultural Revolution China.
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The first proposition can be supported by the text discussed so far. The second proposition, i.e. Gorbachev’s
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policies led to the demise of the USSR, could be argued for by citing five major factors- viz- opposition faced by
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Gorbachev from the radicals as well as the conservatives; the failure of economic reforms to bring about quick
66
results; nationalist sentiments among the Soviet Republics; the rivalry between Gorbachev and Boris Yeltsin; and
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the Coup of 1991.
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1) Opposition from Radicals and Conservatives: When Gorbachev started implementing his reforms, the
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radicals in the party opposed him while the liberals in the party condemned him for not doing enough.
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The time when a repressive regime starts reforms is most dangerous for the regime. The people who
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desire reforms are never satisfied and want more concessions while the radicals turn against the regime
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itself. The same thing happened with Gorbachev. Boris Yeltsin was right wing member within the party.
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He was the leader of the party in Soviet republic of Russia and became popular for combating
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corruption. Yeltsin wanted a western style market economy as soon as possible. Soon, there was a split
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in the party between the left wing conservatives and the right wing liberals. Taking opportunity
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presented by the Glasnost, Yeltsin led public demonstrations for more radical reforms and criticised the
rG
conservatives in public. Clearly, Gorbachev could not satisfy both the left and the right wingers in the
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party.
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2) Economic Reforms did not yield quick results: In the 1980s, USSR was going through economic problems
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of the kind US faced during the 1930s. The national income was falling continuously over the years and
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one-fourth of the population was living below the poverty line. There were also some problems due to
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the ‘Law on State Enterprises (1987)’. After this law, the wages were a function of the output of the
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factories. The aim was to make factories focus on increasing the output. But the problem was that the
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output was calculated in terms of value of goods produced i.e. in roubles (Russian currency). Thus the
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factories focused on producing expensive goods at expense of cheaper goods like soap, cups etc. This led
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to a shortage of basic consumer goods and inflation. There were long queues at stores. Siberian Coal
Miners Strike (1989) was a result of this. The workers were enraged when they did not have soap to
wash themselves and they went on strike. Soon they were joined by other mine workers from
Kazakhstan, Ukraine and Siberia totalling half a million miners. This was the first such major strike after
the 1917 Bolshevik Revolution. Gorbachev accepted the miners’ demands like giving full control of the
factories to the workers. This event is important because one of the major demands of the striking
miners was an end to the one party system. They wanted to form a party of their own to contest
elections on the lines of the Solidarity Trade Union of Poland. Thus pressure was clearly building on
Gorbachev to think about an end to Multi-Party System.
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work together, USSR might have been able to remain intact but their differences were many. Yeltsin was
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of the view that the Union should be voluntary and if a Soviet Republic wanted independence/secession
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then it should have it. Yeltsin had lost confidence in the communist party which was dominated by the
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conservatives and turned against the one party system. On other hand, Gorbachev wanted to balance
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the two forces within the party. Although he was not against the idea of multi-party system, he practiced
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caution and wanted gradual reforms. Also, while Yeltsin wanted a shock therapy or a quick transition to
66
a market economy, Gorbachev wanted gradual transition because the market economy would lead to
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massive unemployment and high inflation (only price control kept inflation in check because there was
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otherwise shortage in supply of goods).
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5) 1991 Coup: Yeltsin resigned from the communist party in 1990. The conservatives on other hand
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attacked Gorbachev for he was open to a discussion on the idea of a multi-party system. Already Soviet
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Republics had started to demand secession. Georgia declared independence in 1991. In a last effort to
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preserve the Union, Gorbachev proposed the idea of a voluntary union to the 15 republics. At this point,
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the left wing radicals led by Yanayev led a coup against Gorbachev before he could sign the agreement
TI
on voluntary union. In response, Yeltsin began organizing huge public rallies and the government failed
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to arrest him. Under pressure, the coup leaders resigned and were arrested. After this, Yeltsin banned
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the communist party in the Soviet Republic of Russia (not USSR). Now Yeltsin had become a hero in
public eyes and Gorbachev had been sidelined. Yeltsin quickly moved the Soviet Republic of Russia to a
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market economy. Yeltsin negotiated a voluntary union of the republics called Commonwealth of
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Independent States (CIS) in which the members were to have full political independence but would
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coordinate their defence and economic policies. Initially, Ukraine, Belarus and Russia joined and later 8
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other republics also agreed to join CIS. In December, 1991 Ukraine voted to be independent, Gorbachev
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resigned from the post of President on Christmas Day (December 1991) and the USSR came to an end.
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What ended in 1991 was not communism but Stalinism. Soon, reformed communist parties emerged strong,
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sometimes under different nomenclature, in a multi-party system such as in Lithuania, Bulgaria, Poland, Russia
and South America. Russia after 1991 faced economic hardships due to the shock therapy. Yeltsin’s market
economy failed in the short term. (Yeltsin had foreseen it. He had argued that Russia would face difficulty in
short term but would benefit in the long term). When Chechnya declared independence, Yeltsin sent troops. In
the 1995 elections to the Duma, the reformed communist party under Zyuganov made a comeback and won
many seats. Economic recovery began after IMF gave $10 billion loans to Russia to prevent the communists
winning the 1996 presidential elections and Yeltsin was elected as president by a small margin. Thereafter,
Russia has continued to have some socialist features in its policies. Thus, it could be said that communism still
survives and did not come to an end in 1991.
40 www.visionias.in ©Vision IAS
Key Theme 4: The early Communist Party in China adhered closely to the Russian political philosophy in the
initial years. However, Mao realised that China was a society of peasants and a peasant revolution along and
an agriculture-based economy was more suited to Chinese needs. Hence, Mao refocused the goal of Chinese
communism towards the concept of a peasant revolution. Despite these differences, the two nations shared
fairly similar values until the 1950s, when a major ideological rift developed. During this time, the Soviet Union
under Khrushchev advocated peaceful coexistence with capitalism and introduced some so-called capitalist
features in Russia’s command economy. On both these fronts, the doctrinal differences proved intractable and
the Communist Party of China formally denounced the Soviet variety of Communism as a product of
revisionism, i.e. a dangerous departure from the teachings of Marx.
).
China had to again intervene in the Korean War (1950) on the side of North Korea. China had cautioned
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US to not invade North Korea but in its enthusiasm to unite the two Koreas, US-led and United Nations
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sanctioned forces crossed over into the territory of North Korea and came very close to the Chinese
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border. China, threatened by the possibility of a pro-capitalist Korea in its immediate neighbourhood
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pushed back the UN forces. Finally the frontier between North and the South Korea was restored to its
original position along the 38th parallel north. (38th parallel north is the 38 degree North latitude).
66
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b) China was in dire need for infrastructure development.
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c) It also had to deal with inefficiency in agriculture and industrial sector.
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d) The poor agricultural output was failing to meet the need for food security of the huge population and
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thus China faced the dual challenge of food shortages and the consequent food inflation.
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e) China in 1949 was an inequitable society. The Kuomintang had supported wealthy landlords and
industrialists. Thus land reforms were part of the immediate agenda of the Chinese Communist Party.
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The model adopted by China was similar to that of Russia till 1958. The 100 Flowers Campaign (1957) was
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launched by Mao to allow people to express their views towards the system. After the 100 Flowers Campaign,
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Mao realized that there was simmering discontent among the masses and thus he launched the Great Leap
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Forward in 1958 which thereafter became the basic program for socialism in China.
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a) The focus on heavy industrialization was starting to result in creation of a new class of technicians and
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engineers. The conflict between the party cadres and the new class of technicians and engineers was
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growing. The work of the party cadres was to mobilize people politically and economically. For example,
during collectivization of farms and during the land redistribution programme it was the party cadres
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b) 100 Flowers Campaign (1957): The government wanted to resolve the class conflict in Chinese society.
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Happy with the result of the 1st Plan (1953-58), the Government decided to hold open discussion for
conflict resolution between the cadres and the experts. Mao said “let 100 flowers bloom and 100 school
of thoughts contend”. Thus through the 100 Flowers Campaign, Mao called for “constructive criticism”,
but what he got was an aggressive vocal criticism that targeted - incompetence and over-enthusiasm of
the party cadres; over-centralization by the government; and the Chinese Communist party was
criticized for being undemocratic. Some critics even suggested a multi-party system. The result was that,
Mao called off the campaign immediately and clamped down on his critics. The 100 Flowers Campaign
showed how much opposition was still there against communism. Thus he abandoned the Russian
model and launched the Great leap Forward (1958) to protect the revolution and consolidate the
advances of socialism.
41 www.visionias.in ©Vision IAS
Following can be argued as basic differences between Russian Model and the Chinese Model of communism:
1) Innovation of Communes was specific to China. Communes were much more than agglomeration of
collective farms. They acted as units of local self governance, provided welfare services and allowed the
party to remain in touch with masses.
2) Less focus on heavy industries and increased focus on basic consumer goods. This addressed the basic
daily needs of the common man by preventing shortages of daily life goods and by keeping inflation
under control. Russia on other hand suffered from shortages in the basic consumer goods.
3) Decentralized industrialization instead of centralized Industrialization was focused upon by the Great
Leap Forward. Mao talked about 6 lakh backyard steel furnaces to be organized and managed by
communes. These were much smaller factories to provide farm machinery.
4) Focus on developing an agricultural-centred economy rather than an industrial economy: Mao under
GLF decided that China would mainly be an agricultural economy with small scale industries scattered in
the countryside. Also the industries were to be labour intensive with less dependence on machines. This
prevented unemployment which was a basic feature of highly industrialized western economies and was
thought to be the best strategy given the huge population of 600 million in China. The agricultural
economy also allowed for improving the position of women in the society.
21.3 Similarity with the Russian Model till 1958
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The 1st Five Year Plan (1953-8) was drafted with help of Russian advisers. Russia also gave aid to China in its
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quest for industrialization. Like the Russian model, the 1st Plan focused on heavy industry and relatively less
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focus was laid upon production of the consumer goods. China, like USSR, adopted command economy model
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through the adoption of the Five Year Plans. Thus like Russia, China adopted centralized economic planning.
66
21.3.1 Russia like Agricultural Changes (1950-56)
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China followed two stage land reforms. First, it introduced the programme for land redistribution among the
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peasants. This included use of some violence for its implementation, as the wealthy farmers opposed the
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confiscation of their lands. Secondly, cooperatives were introduced. The formation of cooperatives involves
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bringing together fragmented landholdings into collective farms. But China’s adopted the method of persuasion
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rather than violent methods used in Russia. Each cooperative of peasants was to be a group of 100 to 300
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families with joint ownership of farms and its equipments. By 1956, 95 per cent of Chinese peasants were a part
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of the cooperatives.
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In the first five year plan, China nationalized most businesses and also Russia made huge investments in the
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The result of the first plan was good as industry grew by 120 per cent more than the target. Chinese economy
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began to improve. All communications were restored and inflation was brought under control. But there were
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associated negatives as well. The government was criticized for its policies by the people during the 100 Flowers
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Campaign of 1957 and thus Mao doubted if special focus on heavy industry was good for China. Also, when Mao
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accused Russia of revisionism (a dangerous departure from the teachings of Marx), it decreased aid to China and
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thereafter the relations between USSR and China took an adverse turn. China sought to replace the USSR as the
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i. It aimed at prevention of over-centralization of power, which stifles initiative, by using
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Communes. A commune was a unit larger than the collective farms. It included multiple
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collective farms (each collective farm had 100 to 300 peasant families) and thus a commune
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had people numbering from anywhere between 30,000 to 75,000. Each commune included
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in its fold peasants, elderly people, women, children, workers and a science team comprising
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of 30-40 graduates and 30-40 technicians.
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ii. The communes were not just simple agglomeration of farms but they were supposed to
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act as institutions of local self government. The Communes had the functions of planning
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and implementing small infrastructure development projects like dams, irrigation projects
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and construction of roads- as per the local needs. They ran their own factories (model of
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small scale industries in the country-side) in the form of backyard steel furnaces. Mao had
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talked about setting up of 6 lakh backyard steel furnaces i.e. Small scale industries/factories
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iii. Role in provision of social services: The Communes ran crèches, schools and primary health
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centres to provide basic services to commune members and help in spread of education,
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providing better opportunities for women and providing other welfare services.
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iv. The political structure within a commune included an elected council, brigades and work
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teams. In other words, people in communes were organized into brigades and work teams
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i. The people faced hardships in the short term but the GLF definitely benefited China in the
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long term.
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ii. There were problems in the short term because of inexperience of the party cadres in the
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tasks they were given to perform. Also there were series of bad harvests from 1959 to 1961.
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The withdrawal of Russian aid after 1956 led to economic hardships that China faced during
1959-63. Nearly 20 million people died prematurely because the hardships caused by the
GLF. Also the opposition to Mao increased.
iii. In the long term, the GLF proved to be an important milestone for China
The efforts began to reap benefits and agricultural and industrial production increased
significantly in the long term.
The GLF, through its innovation of communes prevented over-centralization that stifles
initiative. Communes were much more than simple tool for collective farming. They
allowed for participation of the masses in local governance and thus helped pacify their
43 www.visionias.in ©Vision IAS
grievances. They were able to act as efficient units of LSG and allowed the Chinese
Communist Party to keep in touch with the local opinion and aspirations of the masses.
GLF was able to check unemployment due to the scattered and labour intensive
industrial model.
Spread of education, improved status of women, better welfare services - were some
other benefits of the GLF.
21.5 Cultural Revolution (1966-9)
This is also known as the Great Proletarian Cultural Revolution. It was a massive propaganda campaign launched
by Mao to renew revolutionary fervour in his quest for saving the communist revolution, for mobilizing public
support in favour of the Great Leap Forward and for keeping the GLF on pure Marxist-Leninist lines.
1) To protect the communist revolution & to keep GLF on Marxist lines- It was Mao’s attempt to save the
communist revolution, which was under the threat of right wing leaders within the communist party
who advocated in favour of introducing capitalist features along Russian lines (Russia under Khrushchev
had allegedly chosen the Capitalist road to socialism). Thus, the Cultural Revolution was aimed at
countering the right wing leaders who demanded introduction of incentives like greater wage
differentials and larger private plots to farmers which they felt were necessary for improving the
).
efficiency of communes. They also argued for the creation of an expert managerial class on the Russian
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lines for giving a push to heavy industry instead of relying on the inexperienced party cadres. The debate
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that the 100 flowers campaign aimed to resolve was obviously continuing. But such measures were
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characteristic of the capitalist road adopted by Khrushchev, which Mao had criticized as Revisionism.
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According to Mao, such an approach would lead to emergence of affluent classes in form of wealthy
peasants and managers who would soon exploit the weaker sections, effectively ending the communist
66
revolution.
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2) To garner support for Great leap Forward- Mao’s experiment of the Great Leap Forward was
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characterized by hardships in the short term and in its early phase, from 1959 to 1963, the GLF was yet
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to show results. Thus the opposition to Mao had grown within the party and there was a great debate
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over the GLF and many advocated that capitalist measures should be introduced. Thus, Mao needed a
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3) Features of the Cultural Revolution: Mao in his capacity as Chairman of the Chinese Communist party
W
launched the Cultural Revolution in 1966. The Mao supporters were the Red Guards (most of them
TI
students who had recently quit schools and colleges in support of Mao’s Cultural Revolution) who toured
AV
across the length and breadth of China arguing Mao’s case. During the Cultural Revolution - four ‘olds’
R
were criticized viz -old culture, old habits, old ideas and old customs. Also, intellectuals were sent to the
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countryside to understand the rural life and the challenges and opportunities it offered.
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4) Criticism of Cultural Revolution: The Cultural Revolution brought caused a certain degree of chaos and a
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civil war like situation developed in China. Initially the Red Guards (mostly students) targeted their
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violence against the critics of Mao, but soon in their enthusiasm, they began to attack anybody and
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everybody. Teachers, professionals, the local party officials -all were targeted. Once the student masses
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had been roused, they were difficult to control. The infamous ‘Gang of Four’ which included important
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leaders and Mao’s wife were responsible for inciting the Mao supporters for committing excesses. It is
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said that the Gang of Four were more Maoists than Mao himself. Many lives were ruined and huge
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disruptions were caused. The economic growth stagnated during the Cultural Revolution due to the
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chaos it brought. Millions of people were harassed and ruined. Within a year, i.e. by 1967, the extremists
Th
among the Red Guards were out of control and Mao had to call in the army, which brought the situation
under control. Mao blamed the Red Guard leaders and the Defence Minister for the situation spiralling
out of control. Consequently, many Red Guard leaders were tried and executed for committing excesses.
In 1969, the Cultural Revolution was formally ended with Mao being cleared of all blame.
5) Positive Impact of Cultural Revolution: Even though the Cultural Revolution held up the economic
growth by approximately 10 years, some economic recovery did happen in mid 1970s. By the time of
Mao’s death in 1976, China was on path of economic recovery.
a. Thanks to focus on light industry, consumer goods were not in shortage unlike the situation in
Russia.
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1) Power Struggle: After Mao’s death a power struggle ensued within the communist party. The anti-Mao
l.c
lobby emerged stronger and from within them -Deng Xiaoping emerged as the leader (1976-89). The
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Gang of Four who were led by Mao’s wife were put to trial for excesses during the Cultural Revolution.
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This was an anti-Mao gesture by the party leadership which like De-Stalinization wanted to reduce the
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cult of personality of Mao. From mid-1978 onward, Deng Xiaoping became the paramount leader of
66
China. During the Cultural Revolution, Deng had been forced to retire from all his positions in the party
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because of his pro-capitalist policy advocacy. Deng Xiaoping had been beaten by Red Guards during the
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Cultural Revolution and his son was tortured. He was sent to countryside to work as a regular worker
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for four years.
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2)
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Dramatic Policy Changes under Deng: After coming to power, Deng Xiaoping in 1978 began
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implementing dramatic policy changes which were pro-capitalism and against Maoism and his Cultural
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Revolution. In the economic domain, China adopted policies which culminated in adoption of market
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socialism.
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ii. More freedom of expression and freedom of religion were given to the masses.
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iii. Greater freedom was given to the intellectuals to express themselves in literature and other
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art-forms.
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iv. The revolutionary committees which were setup to run local government were replaced with
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b) 4 Modernizations viz. agriculture, industry, science & technology and defence were targeted by
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Deng by adopting capitalist and ‘Open Door’ economic policies. The four modernizations were
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sought to be achieved by
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a) There was a record grain output in 1979 and peasants were now more prosperous.
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b) However, reforms in the economic domain by the government led to demands for radical reforms
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even in the political domain. This is highlighted by the Democracy Wall (November 1978) where
people posted anonymous posters demanding an end to one party system and transition to a
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democracy.
66
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5) Democracy Wall (1978): In 1978, there were poster campaigns (on walls) and marches in China in
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praise and support of Deng Xiaoping. These poster campaigns and marches were soon banned by the
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government when there was a massive demonstration demanding more radical reforms. But the wall in
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Beijing, which was Deng’s constituency, was allowed to continue since it was till now used by the
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people to attack the Gang of Four. Problems began when in 1979, when the posters on the wall
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became more daring. They started to attack Mao and demanded more rights in the form of- (a) right to
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criticize government, (b) representation of non-communist parties in the National People’s Congress
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(the Parliament), (c) abolition of communes and (d) freedom to change jobs and travel abroad. Deng’s
TI
response was ruthless. He was a strong believer in one party system. The dissidents were detained and
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put in prisons and the Democracy Wall, as it came to be known, was demolished in 1979.
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6) Market Socialism: Britannica defines market socialism as: market socialism, also called liberal
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socialism, is an economic system representing a compromise between socialist planning and free
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enterprise, in which enterprises are publicly owned but production and consumption are guided by
ed
market forces rather than by government planning. With market socialism, China gradually moved
lis
towards market economy and adopted open door policies for greater interaction with the world in the
na
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economic domain through reduction of trade barriers and promotion of international trade. The
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transition to market socialism can be analyzed into two phases- (a) policies followed by Deng till
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demolition of Democracy Wall in 1979 (already discussed) and (b) the policies followed by Deng
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thereafter with 1984 being the year of significant changes. In the second phase some important
fil
a) Communes were broken up and the resultant land was distributed among the peasants so they
could have larger private plots. This meant that, land in the communes (although still owned by
the State) was divided up and given to individual peasant households who were allowed to keep
most of the profits. This led to increase in their standard of living.
b) In 1984 significant changes were made in favour of transition to market Socialism
i. Compulsory state purchase of crops was abandoned.
ii. It was decided that state would continue to buy staple products but would buy in much
lesser quantity. Thus farmers were encouraged to sell in open market.
iii. Price control over commodities like pork, grain, vegetables, cotton etc. was ended and it was
46 www.visionias.in ©Vision IAS
allowed to fluctuate in the open market as per the demand-supply forces.
c) Negative effects of Market Socialism: By 1984, negative effects of market socialism were visible.
Imports grew much faster than exports and thus the Current Account Deficit increased. There was
a sharp fall in foreign exchange reserves. Although the government tried to check imports by
increasing custom duties but this led to an increase in inflation (inflation was at 22 per cent in
1986).
7) Tiananmen Square Protests (1989): It was a moment of crisis for communism in China and communism
emerged as a victor and survived.
a) Background: The policy of Deng Xiaoping was to balance the right wing (reformers) and the left
wing (hardliners) factions within the communist party. Thus, he allowed criticism from students
and intellectuals only to the extent where they were useful in garnering public support for his
reforms aimed at removing inefficiency and corrupt bureaucrats. He clamped down on critics
beyond this threshold level (example in Democracy Wall incident) to preserve this left-right
balance. Similarly, in 1986 Deng allowed demonstrations supporting his 4 Modernizations but
when the demonstrators started demanding more radical reforms and violated a ban on poster
campaigns, he again clamped down on them.
).
b) The Dilemma: The dilemma Deng and his associates faced was whether it is possible to bring
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economic reforms without simultaneous political reforms. Would the people be satisfied simply
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with choice in market and would it be possible for the state to resist giving choice in political
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domain (read multi-party system). The Western thinkers and Mikhail Gorbachev in USSR believed
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that both kinds of reforms-economic and political must be brought simultaneously and economic
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reforms alone are not possible because economic reforms depend on demolition of centralized
66
politics and people tend to view poor economic health as a result of the system of polity.
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c) Tiananmen Square (1989) events:-
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i. What were the reasons for the protests?-The protests were sparked by the death of Hu
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Yaobang, a reformist official backed by Deng but forced to exit by the conservative officials of
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the politburo. But they soon became a conduit for public anger against slow pace reforms,
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perceived nepotism of the government and ouster of Hu. In 1988-9, the economic reforms
AR
had run into problems. Inflation increased and wages, especially of public employees, lagged
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behind the prices of commodities. In USSR, Mikhail Gorbachev had shown readiness to
TI
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taking advantage of the upcoming visit of Gorbachev to China in 1989, the students began to
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demonstrate in Tiananmen Square and the protests continued even during Gorbachev’s visit.
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ii. What were the demands of the protesters? The students demanded political reforms and
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iii. Why was the movement so brutally crushed? The protests were crushed by troops. Even
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tanks and paratroopers were sent in to dispel the students and death toll clocked 3000. The
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protests were totally peaceful. Despite worldwide condemnation of the way government
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acted, Deng was unmoved because he completely believed that One Party System was
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5) The 100 Flowers Campaign (1957) acted as an early warning for China and Mao took timely corrective
l.c
measures in form of the Great leap Forward (1958) to save the revolution and adopted a model of
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communism relevant to the needs of China. On other hand, the policies of Stalin, Khrushchev and other
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leaders failed to evolve to address the many problems being faced by the Russian economy.
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6) Chinese leadership emphasized “contact with the masses” more strongly than USSR. The innovation of
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Communes helped in putting the party in touch with masses.
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7) Chinese Communism was flexible and there was unity among the party leaders which enabled it to survive.
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It changed with changing needs. Example, Russian Model was followed till 1958, after which Maoism in form
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of Great Leap Forward influenced Chinese Communism. Deng Xiaoping from 1976 onward adopted market
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friendly economic policies which gradually culminated into adoption of Market Socialism.
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8) Russia was much more involved in the Cold War, which hurt its economy by diverting precious resources
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FASCISM
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Background: After the 1870 unification, the new state of Italy was politically and economically weak. Further,
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WW I led to great strain on the economy. Italy had returned empty handed from the Paris Peace Conferences
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(held after WW I for discussing peace terms against the Central Powers). After the war there was huge
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It was led by Mussolini and after this the King invited him to form the government. There was high suspicion in
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Italy in those times of a communist takeover of the government. The communists had already attempted a
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general strike in 1922. This gave Mussolini a chance to project himself as a saviour of capitalism as well as Italy
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against communism; and Mussolini capitalized on this opportunity by leading the March on Rome. 50,000 Black
shirts (Italian Fascist Party squads) converged on Rome, while others occupied important towns in the north. The
Prime Minister wanted to resist Mussolini, but the King instead invited Mussolini to form the government.
However, explaining the political atmosphere of 1922 will not be enough to account for the rise of Mussolini to
power.
1) Disappointment with the Treaty of Versailles: Italy was not given all the territory she was promised in
1915, in exchange of entering the WW I on side of the Allies. For example, some of the territories
promised to Italy were given to Yugoslavia. Also, Albania, which was promised to Italy, was made an
independent country. This decreased the prestige of the government and the public sentiment turned
against the government.
2) Poor Economy: This was a major reason for the rise of Mussolini. The economic conditions worsened
due to high war expenditure. Also, Italy had incurred huge debt from US to fund its war effort. This
debt was now to be repaid in dollars. Also there was massive unemployment as heavy industries had to
cut down their wartime production levels. Because of the cost of World War I, the post-war economic
crisis and the debt from US which was now to be repaid- Italy’s currency “lira” depreciated (as there
was outflow of dollars and decline in production) and consequently there was inflation that hurt the
common people who were already under the stress of unemployment. The 2.5 million ex-servicemen
were having problems in finding a job.
3) System of Proportional representation:- In the 1919 elections, voting for all “men” and the system of
proportional representation had been introduced (women got right to vote in 1945 to elect constituent
).
assembly after WW II). Under the System of Proportional Representation the parties were allocated
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seats in the Parliament in proportion to the votes each party got in the elections. This system resulted
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in a large number of parties coming to Parliament (the Liberals, the Nationalists, the Socialists,
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Communists, Catholic Popular Party and Italian Fascists Party). Thus, only weak coalition governments
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could be formed as no single party could get the majority of seats. These governments were unstable
(five governments from 1919-22- all incapable of decisive action) and this led to a decline in the
66
credibility of the Parliamentary form of government among the masses who felt that the system was
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incapable of providing a decisive government.
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4) Violence by Communists: There were a wave of strikes led by the communists during 1919 and 1920.
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From 1919 onward, there were violent strikes, rioting, looting of shops and occupation of factories by
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the workers. Soviet like organizations began to prop up and wealthy landlords were evicted from their
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lands. Thus there was a real danger of communist revolution in 1920. But thereafter the threat of
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revolution declined because the suppliers stopped supplying raw materials to the workers and thus the
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factory occupation began to fail. Also the formation of Communist party in 1921 decreased the chances
TI
of revolution because it implied a split in the left wing (Socialists Party and Communists party). Yet the
AV
fear of a revolution existed among the Italians. In 1922, the communists had attempted a general
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strike. The credibility of the government declined because it was unable to provide for the security of
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property. It was in such an atmosphere that Mussolini led the March on Rome.
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5) Popularity of Mussolini: Mussolini was famous as a journalist and began as a socialist but turned
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against them because they were against Italy’s participation in WW I. He then found his own
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newspaper. He had a socialist outlook and in 1919 found the Italian Fascist Party with a ‘socialist and
lis
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republic programme’. He had supported the occupation of factories by workers during 1919-20 but
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when the occupations began to fail he changed course. From 1920 onward, he increasingly adopted a
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radical stand against the communists and his Black Shirt squads began to attack the socialist
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headquarters. The propertied class began to view him as a saviour by the end of 1921, especially after
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formation of Communist Party in 1921.He made pro-Church speeches in 1921-22 to reach out to the
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Catholic Church. In 1922, he dropped the republican part of his party programme and thus the King’s
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attitude towards Mussolini softened. Thus, Mussolini’s policies from 1920-22 made him popular among
the conservative and right wing sections like the army, the church, the industrialists and the landlords.
The socialists are also to be blamed as they failed to work with the government to check violence by
Fascist squads.
24.2 The Acerbo Law helped Mussolini in Consolidating Power (1923)
a) This law ended the system of proportional representation.
b) The party with maximum votes was to be automatically assigned two-third seats in the Parliament.
c) In 1924, the Fascist Party won the elections with huge margin because the people wanted a stable
government and thus majority of them voted for one party and that was of the Fascists.
49 www.visionias.in ©Vision IAS
24.3 Further movements towards a Totalitarian State
Under Mussolini, Italy moved towards a totalitarian state through changes in the constitution. These included
the following:
a) Prime Minister would be no more responsible to the Parliament, but only to the King.
b) New laws would no more require Parliament’s approval.
c) The electorate was decreased from 10 million to just 3 million, as now only the wealthy sections of the
society were allowed the Right to Vote.
d) Through constitutional amendments, Mussolini took the title of Il Duce (the leader).
24.4 Corporate State or Corporative State
Under Mussolini, Italy moved towards being a corporate state. Following are some of the features:
1) The concept of the corporate state was aimed at cooperation between the workers and the employers
with an aim to end the class warfare.
2) Worker’s trade unions and employers associations were grouped into “corporations” where members
of both the groups were expected to work together and amicably resolve their disputes.
3) Strikes by workers were not allowed and similarly the employers could not enforce a lockout of the
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factories. Only, the fascist-controlled trade unions were allowed to negotiate on behalf of the workers.
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4) To compensate the workers for loss of their freedom, schemes were introduced where they were given
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free holidays. Their wages were increased and some measures were taken to provide them with social
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security.
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24.5 Lateran Treaty (1929)
66
Both, the Church and Mussolini feared Communism. But the Church was also against the government since
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1870, when during the Unification of Italy, the Papal states (which had their capital in Rome and were under
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direct rule of the Pope) were forcefully integrated into the Kingdom of Italy.
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Lateran Treaty was the treaty through which Mussolini reached an understanding with the Pope and thus further
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b) The Pope was paid a large amount of money for all his losses on account of loss of territory and
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24.6 Changes
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Local Government
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Elected town councils and mayorships were abolished. The towns were to be run by officials appointed from
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Rome. The local fascist party bosses (also known as ras) were as powerful as these officials.
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Censorship
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The anti-Fascist newspapers and magazines were either banned or their editors replaced by pro-fascists. The
media was under instruction to glorify war and popularize the achievements of the Fascist Party. The media was
used to propagate a cult of personality of Mussolini, the Il Duce.
Education System
Education was closely supervised by the secret police. The focus was on promoting the idea of “believe, obey,
fight” as everything was viewed in terms of a struggle. Anti-fascist teachers were removed from the system and
1) Industry: Mussolini’s government promoted industry by giving them subsidies where they were
required. By 1930, iron and steel production had doubled from 1922 levels. The improvement in the
textile sector was significant. Production of artificial silk had increased ten folds by 1930. Similarly,
improvements were seen in the energy sector. Many hydropower projects were initiated and
hydropower production doubled by 1937.
2) Agriculture: Italy under Mussolini won the “battle of wheat” which was initiated by Mussolini for
achieving self sufficiency in food. The farmers were given many incentives to grow wheat but the
).
negative side to this success story was that the increase in wheat production came at the expense of
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dairy farming and production of other crops as farmers found these less attractive and more land was
l.c
diverted to wheat production (not unlike wheat and rice production driven by rising MSP in India).
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3) Land Reclamation Programme was launched. It undertook many activities to bring more land into
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productive use. It included activities like planting forests in mountainous areas and draining marshes.
The programme had partial success as by 1939 as only 1/10th of the plan target was achieved.
66
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4) Public Works Programme: It was a very impressive programme and was successful in tiding over the
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challenge of unemployment and building infrastructure.
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5) Public Morale: The stress on nationalism in propaganda, the economic recovery, the reduction in
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unemployment and better crop production boosted the morale of the public. Mussolini’s regime was
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also able to provide for law and order stability.
6) “After Work” Organization: This organization was created for providing leisure activities for workers.
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For example, the organization organized cruises and workers were given allowances to go for holidays.
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This helped in boosting the morale and the general happiness quotient and work satisfaction among
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the workers.
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7) Foreign policy successes: Mussolini was also successful in his foreign policy at least initially in case of
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Corfu incident (1923), annexation of Fiume in 1924 and invasion of Abyssinia. These events raised the
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Despite all these successes, many problems still remained unresolved under Mussolini’s rule. Some of these
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were inherent in the physical geography while others were either due to administrative inefficiency or
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international events.
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1) Economic issues:-
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a) Italy continued to have shortages of important raw materials like coal and oil. Thus energy security
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was always a challenge for Italy. More effort should have been made for capacity creation in
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hydropower.
b) Exports were hurt as Mussolini pegged lira too high from its real value in an attempt to show that
Italy had a strong currency. Thus, state control of market had negative effects on foreign exchange
earnings.
2) Economic Crisis of 1929: The Great Depression had negative impact on Italy’s economy. The Italian
exports began to fall as the export destinations in Europe and US were undergoing a depression and
put up trade barriers. Yet, Il Duce did not allow lira to depreciate which made the exports
uncompetitive. Instead, Mussolini cut wages and salaries that hurt the common man. The economic
crisis led to unemployment and the buying power of people further decreased. Although the cost of
living was decreasing because of “depression”, the wages fell faster than the prices of commodities
51 www.visionias.in ©Vision IAS
resulting in “real” inflation experienced by the people.
3) Inequity: There was regional disparity in economic prosperity in Italy. The north was rich and had most
of the industries while the south was poor and had agricultural economy. It is important to note that
today also the Italian south lags the northern part in terms of economic development.
4) Social Services: Mussolini failed in the provision of social services. For example, there were no schemes
for government health insurance until 1943 and thus Mussolini’s Italy was not a welfare state.
5) Corruption: The regime was inefficient and corrupt and much money went into official’s pockets.
6) Over-centralisation of administration: A major issue was that Mussolini did not delegate work which
left him overburdened. He gave a lot of orders and the officials would take those orders but not do
anything as Mussolini had not put in place a comprehensive mechanism to monitor the
implementation.
24.8 Reasons that led to the fall of Mussolini
Mussolini’s term came to an end when the King dismissed him. His biggest mistake was of entering into the WW
II despite knowing that Italy could not afford participation in another war. The majority of the public was against
Italy’s participation in the war given the post-WW I hardships they had suffered in the past. Also, Mussolini lost
popularity when he adopted anti-Semitic policies in 1938 and sacked Jews from government jobs. This created a
public perception that Mussolini had made Italy a satellite state of Germany. The participation in war led to a lot
).
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of hardships for the general public. There were food shortages and public faced increased burden of taxes which
l.c
were raised to fund the war. There was a 30% fall in real wages after Italy’s entry into the war. During WW II,
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Italy’s military performance was poor after a few initial successes. A major embarrassment came when Italian
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troops surrendered to British forces in North Africa (1943). Soon Allies captured Sicily (1943) but Mussolini
66
would still not surrender. After this the Grand Council turned against Mussolini and the King dismissed him
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(1943).
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But after this Hitler rescued him (1943) and he was setup as a ruler in Northern Italy with protection from
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German troops. In 1945, as the Allies (Britain and USA) forces advanced northwards, Mussolini tried to escape to
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Switzerland but was captured and shot dead by his enemies (also known as the Partisans).
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Despite his best efforts, Mussolini did not succeed in creating a completely totalitarian system in the fascist
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sense of either there being “no individuals or groups not controlled by the State” or like the Nazis did in
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Germany. Mussolini never completely eliminated the influence of the King Victor Emmanuel or the Pope. The
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Pope became highly critical of Mussolini when he began to attack Jews in the late 1930s. The masses only
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tolerated Fascism till it brought them benefits. The corporate state did not lead to complete state control over
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businessmen as they only made gestures of submission and rather bought their freedom by making big
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This was a period of conflict lasting from November 1918 to August 1919 which led to end of the rule of
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At the end of the WW I, as Germany drifted towards a defeat, the public opinion turned against the Kaiser. In
November 1918, there was a revolution and Kaiser Wilhelm II was forced to abdicate and exiled to Holland. The
left wing Social Democrat Party came to head the government after the January 1919 democratic elections.
(Social Democrats: They had some Marxist ideas but believed that socialism is best achieved by peaceful means
and through a Parliamentary democracy rather than violent revolution). At the same time the Spartacist
Uprising (January 4, 1919 - January 19, 1919) was taking place in Germany. It was a violent revolution (including
).
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paralyzed Berlin by a general strike. Kapp had to resign and the Freikorps were disbanded and the
Weimar Republic survived.
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3) Hitler’s Munich Beer Hall Putsch (1923):-
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a) About Ludendorff: Ludendorff was a very important general during the WW I and was responsible
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for German victory in the Battle of Liege in Belgium. He was a supporter of unrestricted submarine
66
warfare. He also played a key role in the Treaty of Brest Litovsk negotiated on very harsh terms
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with Russia in 1917. Ludendorff was forced to resign after WW I. He was of the opinion that
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Germany lost the war because the leftist elements in government stabbed the army in the back.
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He was highly critical of the social democrat government.
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b) The Beer Hall Putsch was an attempt by Hitler with the help of Ludendorff to overthrow the
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Bavarian state government in Munich and then lead a national revolution overthrowing the
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national government in Berlin. The Putsch was launched in the background of the French
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occupation of the Ruhr and the consequent depreciation of the German currency. The Putsch
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failed and Hitler was tried for treason. Hitler utilized the platform provided by the trial to
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propagate his ideas. The failure of the putsch brought Hitler national publicity for the first time. He
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got a 5 year jail term but served only 9 months since the authorities in Bavaria were sympathetic
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to his goals. The lasting outcome of the putsch was the development and furthering of Nazi
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propaganda.
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1. Instability (1919-23): During this phase, the Republic was struggling to survive due to various attempts
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to overthrow it viz. Spartacist Uprising, Kapp Putsch and the Beer Hall Putsch. The harsh clauses of the
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Treaty of Versailles weakened the economy of Germany, degraded the image of the government and
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2. Stability and Economic Growth (1923-9):Under the able leadership of its foreign minister Gustav
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Stresemann, Germany eased tensions with the Britain, France and USA. Germany got US loans under
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decision making powers. But there was continuous chaos in Reichstag due to lack of consensus
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among the parties and thus Reichstag failed to get the admiration of the people.
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e) Private Armies: Private armies of political parties decreased the authority of the government. The
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disagreements among the parties had become so bitter that they organized their own private armies
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to get done what they wanted and for their protection from rival parties.
f) Communists and Nationalists did not believe in the Republic anyway and refused to cooperate with
66
the Social Democrats. The Communists wanted to a violent overthrow of capitalism while
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Nationalists were in favour of a dictatorship or military rule.
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2) Increase in violence on the streets as private armies fought each other (especially after 1929) and
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workers organized violent strikes. Other events included the Spartacist Uprising, the Kapp Putsch and
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the Munich Beer Hall Putsch. Also there were a series of assassinations, especially of the Communist
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leaders by the ex-Freikorps men. The government could not crack down on perpetrators due to
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opposition from the right wing parties. The courts also let off ex-Freikorps men on easy sentences
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because even the judiciary was sympathetic to the right wing nationalists. The violence was low during
TI
the prosperous years of 1923-29. But it increased after the 1929 economic crisis, especially between the
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a) Due to high war costs a situation of bankruptcy existed in 1919. Thus, Weimar republic inherited a
rG
b) WW I costs: High costs of war reparations imposed by the Treaty of Versailles resulted in the
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c) War Reparations: By 1921 Germany had to request temporary suspension of annual instalments. In
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1922, Germany defaulted on annual payment. In 1923, France occupied Ruhr, an important
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industrial area. The Germans responded with passive resistance by refusing to produce anything for
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the French. This led to galloping inflation in Germany and the Mark collapsed.
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d) 1923-29: were the years of prosperity characterized by Dawes Plan (1924) and Young Plan (1929).
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Through Dawes Plan, Germany got US loans, it was to pay whatever it could annually and the
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French agreed to vacate Ruhr. Consequently, economic recovery began in Germany. By Young Plan
(1929), the total war reparations to be paid by Germany were reduced to 2000 million pounds
instead of 6600 million pounds.
e) The Impact of the 1929 Economic Crisis on Germany:
i. US stopped giving loans and demanded repayment on many short term loans.
ii. German exports were hurt because of low demand from export markets.
iii. US actions led to a crisis of confidence in German currency and there was a run on the banks.
iv. Stresemann, the best man to deal with the crisis, died in 1929.
v. Many factories closed down and nearly 4 million Germans were unemployed by 1931.
vi. The new Chancellor Brüning’s (1930-32) solution to crisis was decreasing pensions, wages and
54 www.visionias.in ©Vision IAS
unemployment benefits. This led to loss of working class support to the Weimar Republic and
right wingers were already against it. Thus by 1932 Weimar Republic was on the verge of
collapse.
4) Hitler’s propaganda was constantly targeted against the government. Hitler became Chancellor (1933)
under the Weimar Republic but did not believe in the Weimar Republic and its constitution. He
constantly referred to the politicians who had agreed to the terms of Treaty of Versailles as the
‘November Criminals’. Hitler argued in his propaganda that Germany was "stabbed in the back" by the
November Criminals because they signed the Treaty. (It was in November 1918 that Social Democrats
seized power in German Revolution and signed Armistice with Allies).
25.5 Reasons that led to the Rise of Hitler and made Nazis Popular
The factors behind rise of Hitler can be listed as follows:
).
2) Fear of Communism: The fear of communism spreading in Germany led to mass support for Nazis not
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only among the lower middle class but also among the workers who went on to support Nazis rather
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than Social Democrats. The fear of communism also led to support from wealthy landowners and
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Industrialists who funded Hitler especially after his ascendancy to power.
3) Nazi Propaganda: The Nazis were master propagandists and it was their modus operandi for shaping
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and influencing public perception. Following were the elements of their propaganda:
66
a) Nazis blamed the government for all social, economic and political ills and also for signing the
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humiliating Treaty of Versailles. They popularized the “stabbed in the back” notion- that Germany
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need not have surrendered in WW I and could have won the war.
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b) Nazis promised national unity, prosperity and full employment by ridding Germany of the
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‘November Criminals’ (the Marxists, the Social Democrats who signed Treaty of Versailles, the
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Communists, the Jews and Jesuits). Nazis promised overthrow and reversal of Treaty of Versailles
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by promising that they would not pay war reparations and would bring all Germans from Poland,
Czechoslovakia and Austria together into the Reich.
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4) Hitler had extra-ordinary political abilities and the gift of swaying public emotions through his oratory.
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He seemed to have unending energy and was said to possess a very strong will power.
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5) Nazi Private Army i.e. Sturmabteilung or the SA (Storm Troopers) offered the unemployed youth a
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small salary and more importantly a uniform. Thus, a lot of unemployed youth were attracted to the
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SA.
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6) There was a striking contrast between the governments of Weimar Republic and of Nazis. While the
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Weimer governments were indecisive and prone to disunity and factionalism, the Nazis ensured law
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7) Nazis were successful in crushing any political alternative or opposition from the communists or the
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In 1932, the right wing (Nationalists) came to power. They invited Hitler’s Nazi party into a coalition government
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by offering him first the post of Vice-Chancellor but later on agreed to confer upon him the Chancellorship, upon
his insistence. The right wing politicians wanted Hitler to join them because:
a) He used the State machinery before elections to benefit Nazis. The police was asked not to act against
violent SA and SS when they killed communists. He also appointed Nazis to top police posts.
b) Reichstag Fire (1933): There was a fire in the Reichstag started by a few radical communists but it was
not a planned act by the communist party. Nevertheless, Hitler blamed the fire on communists and
used the incident to stir up the fear of communism and thus gain mass support in the elections.
c) In the 1933 elections, Hitler won 44 per cent of the total votes.
d) Enabling Law (1933): This law gave unfettering powers to Hitler and brought an end to the Weimar
Constitution. Under this law:
i. Government’s laws would not need the approval of Reichstag for four years. This implied that
Hitler from now on became a dictator and Weimar Republic came to an end as the Chancellor’s or
Government’s law can be against the constitution and still be valid since no parliamentary
approval was required for these laws to come into effect.
ii. This law needed 2/3rd majority which was achieved by force. During voting, the SA troops manned
the Reichstag and the SS troops chanted “Bill or Fire/Murder” outside, thus creating a highly
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intimidating atmosphere.
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e) After the passage of Enabling law, Hitler followed the policy of “Gleichschaltung” (Forceful
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Coordination) that turned Germany into a totalitarian/fascist State. He used the notorious Gestapo
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(Secret Police) to crush any opposition.
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25.8 Hitler’s Rule or Nazism in Practice
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Following were the features of Hitler’s rule in Germany:
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1) Germany became a one party state as all other parties were banned.
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2) A Nazi Special Commissioner (an appointed dictator) was appointed in each state and state legislatures
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were stripped of their powers. There were to be no more state or municipal elections.
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3) Civil Services were cleansed of Jews or anyone who was opposed to Nazis.
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4) Trade Unions were abolished and were replaced by a single German Labour Front which was under the
strict control of Nazi Party. All workers were to be members of this front. Strikes were banned and
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a) Stereotypes about gender, anti-Jewish propaganda, racial superiority (i.e. Aryans are the sole
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b) Gestapo closely monitored teachers and children could complain to the Gestapo about anti-Nazi
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teachers.
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d) Hitler Youth (for boys) and League of German Maidens (for girls) - all German children were
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e) Slogans like “Fuhrer is always right”, “must obey Fuhrer” etc. were made popular.
6) Media was controlled by the Ministry of Propaganda.
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7) Economic life of country was closely organized with two main aims of decreasing unemployment and
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decreasing Current Account Deficit (CAD) by increasing exports and minimizing imports in order to
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14) Hitler was successful in eliminating unemployment by 1939 because of:
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a) Public Works Schemes
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b) Large party bureaucracy provided additional employment opportunities.
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c) Jews and anti-Nazis removed from jobs. This created vacancies.
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d) Conscription introduced in 1935 which provided additional jobs.
e) Rearmament introduced in 1934 gave boost to employment in industry.
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15) Hitler got support from all sections viz.
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a) Farmers- reasonable prices were fixed for produce. Also sops were given with an aim of attaining
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self-sufficiency in food.
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b) Workers- the “Strength Through Joy” organization gave subsidized holidays, free movie tickets etc.
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c) Businessmen supported Hitler because he provided them safety from communists and banned
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trade unions.
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d) Army- was happy with Hitler as he introduced rearmament and conscription. Hitler using SS killed
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Rohm in the “Night of Long Knives”. Rohm was the SA head who was opposed by Army Generals
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due to his insistence on merging SA with Army and wanted to be a General. Army Generals were
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aristocrats and they considered SA as a bunch of gangsters. Moreover, they did not want Rohm to
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16) Hitler’s foreign policy was a brilliant success as discussed earlier. Example- Introduction of Rearmament
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and Conscription, breaking up Stressa Front (1935) by signing Anglo-German Naval Agreement (1935),
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Anschluss with Austria (1938), Munich Conference (1938), annexation of Czechoslovakia (1939), Non-
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1) Positives: He had successes in the domain of economy, unemployment, law and order and if Hitler
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2) Negatives:
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i. Violent means
ii. Employment at expense of removing Jews from jobs.
iii. Measures like - employment creation through Public Works schemes, increasing wages of
workers and giving them subsidized holidays & other benefits, introducing rearmament
(1934), conscription (1935) and paying high price to farmers for their produce-- led to
increase in government expenditure and unsustainable fiscal deficit. Thus war became
inevitable because war was the only solution to meet the costs of above measures as a victory
would have allowed Hitler to source raw material from conquered territories and helped in
creating the Lebensraum (living space) for getting farm land to sustain the rapidly expanding
German population.
57 www.visionias.in ©Vision IAS
26] Japan: Military Fascism
Fascism in Japan lasted from 1931 to 1945. It was characterized by ruthless repression of Communists,
assassination of all leaders who opposed the military, tight control of education with focus on extreme
nationalism, rearmament and following an aggressive foreign policy of war to capture Asian territory for getting
raw material and export markets.
Japan turned into a military dictatorship in early 1930s which gave a boost to its imperialistic campaigns in China.
Economic and political problems plunged Japan into control of the Army. Japan had enjoyed economic boom till
the middle of 1921. It had greatly benefited from World War I (1914-19) as after the war European powers were
weak economically and were involved in quarrels over Treaty of Versailles. Economic weakness of European
nations made their exports less competitive. Also they were militarily exhausted and thus not in a position to
check Japanese aggression. The only nation powerful enough to check Japan’s imperialist march was USA but it
was had followed a policy of isolation which entailed non-interference in world affairs and avoidance of military
conflicts with other nations at all costs. Thus, Japan took benefit of this whole situation. By 1918 it had profited
economically by exporting shipping and other goods to the Allied Powers during WW I. It had replaced European
companies in export markets, especially in Asia, and got supply orders which Europeans could not service. During
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World War I, Japan’s cotton exports had tripled and its merchant ships doubled.
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The social conditions in Japan were also responsible for its Imperialist tendencies. The influential sections of the
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society like the Army and the conservatives were against Democracy and frequently criticized the government.
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The Army was against Government’s soft and conciliatory approach to China as it failed to take advantage of the
66
Civil War in China to expand the colonial empire.
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The economic conditions also played a role. The economic boom ended by 1921 because the European nations
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had recovered economically and had to some extent recaptured their lost export markets. In Japan,
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unemployment increased and the peasants were hit by rapid decrease in prices of rice due to bumper harvests.
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The protests of workers and peasants were suppressed brutally and thus they also turned against the
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government. The World Economic Crisis served as the turning point as Japanese exports were hurt badly as the
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importing nations were not in a position to pay for imports. In Manchuria, the Chinese companies were trying to
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replace the Japanese companies and the Japanese trade and businesses were at risk. This was unbearable in the
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background of the Economic Crisis of 1929. The Army invaded Manchuria in 1931 without government’s
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knowledge and the Prime Minister was killed in 1932 when he opposed the invasion. Till 1945 it was the Army
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which ran the country on Fascist lines. The Emperor enjoyed high prestige but he also failed to control the
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Japanese imperialism because he was afraid of his orders not being followed. Thus, in Japan it was the Army and
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not the elected government which was responsible for Imperialism in 1930s. Also, the economic problems and
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Spain was a constitutional monarchy under King Alfonso XIII since 1885. It was never able to provide an efficient
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administration and the defeat by the Moors of Spanish Morocco in 1921 served a blow to the prestige of the
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regime. In 1923, General Primo came to head the government in a bloodless coup and won the war for Spain in
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Spanish Morocco in 1925. But Primo had to resign in context of the mass protests that happened after the Great
Depression (1929). The economic crisis had led to unemployment, depreciation of Peseta and withdrawal of
support from the Army finally made Primo (who wasn't a Fascist) to quit office. Even King Alfonso XIII had to
abdicate in 1931 to prevent bloodshed and Spain became a Republic. A coalition government of Socialists and
Middle Class radicals came to power.
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e) Increase in wages of the workers which antagonized the industrialists.
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7) The left wing opposed the socialists for cooperating with middle class radicals. They wanted a violent
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revolution against capitalism for establishing a communist state and started general strikes, riots and
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assassinations of the right wing leaders.
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8) In 1933, a right wing government came to power and reversed most of the steps taken by the former
coalition government. This angered the left wing factions who now organized themselves into Popular Front
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that increased revolutionary activity. The Popular Front was repressed brutally by the right wing
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government and the army under General Franco. For example, Franco ordered shooting on striking miners.
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Meanwhile, the right wing fascists organized themselves into a new Falange Party.
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9) Due to severe repression, the Popular Front came to power in 1936. One of the right wing leaders was
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murdered and this triggered the Civil War which was begun by the Army and the Falange Party with an aim
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1) The civil war was fought between the right wing and the left wing forces. The Right Wingers called
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themselves the Nationalists while the Left forces called themselves the Republicans.
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2) The trouble began when the Nationalists under General Franco began a revolt in Spanish Morocco.
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3) During the Civil War, Italy and Germany supported the Nationalists with tanks, troops, air shelling, food
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supplies and raw material. Germany bombed the town of Guernica in 1937 and 1600 innocent civilians
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died.
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4) Russia supported the Republicans while Britain and France refused to intervene. Also, anti-fascist
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volunteers came to Spain from US and Europe to support the Republicans. Jawaharlal Nehru with his
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daughter Indira Gandhi, visited Barcelona in 1938. Later in his autobiography Nehru wrote “It was the
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Europe of 1938 with Mr. Neville Chamberlain’s appeasement in full swing and marching over the bodies
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of nations, betrayed and crushed, to the final scene that was staged at Munich. There I entered into this
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Europe of conflict by flying straight to Barcelona. There I remained for five days and watched the bombs
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fall nightly from the air. There I saw much else that impressed me powerfully; and there, in the midst of
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want and destruction and ever-impending disaster, I felt more at peace with myself than anywhere else
in Europe. There was light there, the light of courage and determination and of doing something
worthwhile”.
5) The Nationalists won the civil war due to:
a) Able leadership of Franco.
b) Disunity among the left wing (example Anarchists and Socialists fought against each other in
Barcelona).
c) Support from Italy and Germany who aided Franco with a hope of creating another Fascist state in
Europe.
1) Franco was shrewd enough to keep Spain out of the Second World War disappointing Hitler.
2) The rule of Franco was similar to that of Hitler and Mussolini with features of repression, military
courts and mass executions. He took the title of “Caudillo” (the Leader) like Il Duce and Fuhrer like
Mussolini and Hitler respectively.
3) During 1960s, Caudillo took steps to reduce repressiveness of the regime. Example, military courts
were abolished, workers got a limited right to strike and elections were introduced for Parliament.
4) Franco’s Spain was not truly fascist. For instance,
a) Franco supported the Church and restored its powers (for example, education was brought back
under the control of the Church). This would not ever happen in a Fascist state where all control
and power rests with only the government.
b) Anti-War stand: Franco refused to enter WW II and Spain remained neutral during the war. This is
against fascist policy of using war as an important policy tool for rebirth of a great nation.
5) In 1977, first free multi-party elections were held to establish a democracy with constitutional
monarchy. Spain joined the European Economic Community in 1986 and its tourism industry grew by
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leaps and bounds.
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28] The Philosophy of Fascism
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There is no clear definition of Fascism because there has been no great fascist writer like Marx for Communism
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who had deeply studied and provided a theory of fascism. Thus there exist no clear tenets of Fascism. There is a
66
tendency among the left wingers to label anyone with right wing views as a fascist. (Many a times the radicalism
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of the majority group in a country is termed as Fascism while radicalism of a minority is termed as separatism).
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We can only arrive at the answer to the question of what is fascism by studying the actual actions taken by the
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leaders who came to be labelled as fascist (as discussed under the case studies above). Some leaders that have
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been called fascist include Hitler (Germany), Franco (Spain), Mussolini (Italy), Salazar (Portugal) and Peron
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(Argentina).
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The term Fasces means a bundle of rods with a protruding axe, which symbolized the
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authority and power of ancient Roman consuls. The figure can be analyzed as coming
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together of all the people from all classes to work in unity towards building a great
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nation.
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Mussolini kept changing his aims before 1923. He was initially pro-working class but
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later turned against communism. Therefore it can be argued that his main goal was
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to attain power rather than spreading Fascism. Yet, Fascism as Mussolini put it in
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1) Extreme Nationalism was stressed with focus on rebirth of the nation in ruins into a great nation. This
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also included propagating the belief of superiority of one’s nation over other nations.
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2) Totalitarian Government: The state controls and organizes as many aspects of people’s life as possible.
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This is because it is necessary to ensure greatness of the state, which is much more important than an
individual’s interests.
3) One party system: Mussolini’s Fascist state had no place for democracy and it was especially hostile to
communism. The hostility to communism was also a reason due to which the Fascist regime gained
popularity as it stoked the fear of communist takeover among the middle class. There was only one
party-that of the Fascists. The members of the fascist party were elites of the nation.
4) Charismatic Leader: There was very high emphasis on charisma of the leader who deployed thrilling
speeches and skilful propaganda for building a strong image among the masses. He was to be projected
as the supreme leader or Il Duce.
5) Autarchy: Autarchy means having economic independence as a national policy. Elimination of
60 www.visionias.in ©Vision IAS
unemployment would be possible once a country is economically self-sufficient as all production would
be done within the country. If all economic production is taking place within the country then the
country is utilizing its full potential to provide employment to every citizen. The focus is on reducing
Imports and promoting exports so the country is able to provide for its own needs. Thus. economic
self-sufficiency of the nation was stressed and to achieve this- the complete control of the State over
the market and the economy was advocated.
Why didfascism grow? Many thinkers argue that fascism was essentially a movement of the middle class for the
purpose of having more economic prosperity. Thus, some do argue that capitalism may lead to fascism because
the former has the basic feature of economic prosperity of the capitalist class.
1) Against Socialism/Marxism/Communism: Although Hitler after coming to power was able to improve
the conditions of workers, the term socialism in National Socialism was used by the Nazis only to attract
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the workers to their party.
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2) Extreme Nationalism: Nazism was described as a way of life dedicated to the rebirth of the nation.
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Nazism requires that all classes must be united to restore nation’s greatness or pride. Thus the class
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differences must always be secondary to the national interest.
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3) Single Leader: There is need for a single leader in which the whole nation believes so he is able to lead
66
the country to glory. The cult of personality is thus promoted through systematic propaganda. The
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leader makes thrilling speeches and promotes a heroic public image. The education system is used as a
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tool for indoctrination of children to submit themselves to the service of the Fuhrer (the leader).
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4) One Party System: This was so because only the Nazis can restore the German pride and therefore all
parties especially the communists must be eliminated. ur
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5) Totalitarian Government: A Totalitarian government with high focus on efficiency in organization of all
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aspects of life of the masses. The interest of the individual was to be always second to the national
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interest. A high role of propaganda was recognized to popularize this message among the masses.
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6) Military Strength: The nation must be strong militarily. The entire state must be organized on a military
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footing. This was so because the war was viewed as a tool for restoring greatness of the nation.
7) Race Theory: This was a unique and a very important part of Nazism. It argued that the whole mankind
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can be divided into two groups viz the Aryans and the Non-Aryans. The Aryans were the Germans. They
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were tall, blue eyed, handsome and a master race who were destined to rule the world. The Non Aryans
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like Slavs, Asians, Coloured and especially the Jews were destined to be slaves. They were inferior and
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greedy.
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8) Economic Self Sufficiency: The nation must be economically self-sufficient. The aim was to decrease
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unemployment. It should not be dependent on imports as far as possible. The state should aim for
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import substitution by developing the indigenous industry and even annex foreign territory to meet its
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Nazism as Hitler put into practice and Fascism in Mussolini’s Italy had following similar principles:
There were also some differences in how Hitler and Mussolini put Fascism into practice and the growth of
fascism in respective countries. These differences can be listed as:
1) Nazism spread much more deeply and widely in Germany than Fascism in Italy.
2) The German Nazi system was more efficient and successful with respect to the goal of economic self-
sufficiency and Hitler was able to eliminate unemployment. In contrast, unemployment increased in
fascist Italy and thus failed to achieve economic self-sufficiency.
3) Nazis were more brutal in their oppression and violated the human rights to a much greater extent. The
concentration camps were setup by Hitler for systemic execution of Jews and even non-Jewish
population of Poland was sent to these camps. In the camps the people would labour for free and were
not given food. Many died of starvation and many were sent to poison gas chambers. In contrast, there
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were no such mass atrocities in Italy.
4) Mussolini was more successful in his policy towards Church. He was able to reach an agreement with the
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pope in 1929 to withdraw the Church from political domain and in return enjoy freedom in religious
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domain. Hitler on other hand was impatient for such diplomacy and did not want any influence of the
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Church in the society. He followed a very harsh policy towards the Church and many members of the
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clergy were killed in the Nazi attempt to suppress the church.
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5) Constitutional positions of Hitler and Mussolini were different. In Italy, the monarchy had continued
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exist and the King played an important role in the end of Mussolini’s rule by ordering his dismissal in
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1943. In contrast, there was no authority above Hitler in Germany to constitutionally dismiss or arrest
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him. ur
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32] Commonalities between Communism and Fascism
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Although the two concepts are at extreme opposite ends of the Left-Right continuum, yet as they were put into
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2) Focus on self sufficiency (example stressing on food security and reduction in imports).
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4) Totalitarian regime i.e. every aspect of social and economic life of the people organized by the state.
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The state tells industry what to produce and controls the economy of the country.
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5) Aggressive foreign policy- The Fascists believed in using war as a tool for restoring nation’s glory. The
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communists believe in violent revolution and export of this revolution by stressing on internationalism.
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Stalin followed an aggressive foreign policy. He brought Eastern Europe into his sphere of influence and
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also supported other nations like Cuba, Angola, and Vietnam etc in their struggle against external
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powers.
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1) The difference in ideology- i.e. communism follows a left wing ideology while fascists follow a right
wing ideology.
2) The leader is treated as supreme and the cult of personality is promoted in fascism. For example Hitler
took title of Fuhrer and was promoted as a Messiah who would bring Germany out of its misery. In
contrast, communist system, as it came to exist in Russia and China, establishes the communist party
as supreme. When communist leaders like Mao and Stalin promoted the cult of personality, they were
criticized for subverting the party. Thus they were the exceptions and outliers. In an ideal communist
system, it is the collective will of the Party which is supreme and not one leader.
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the wars fought among third countries remained localized and there was no general widespread war. During the
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cold war the world was divided into two blocs- the communist bloc led by USSR and the capitalist bloc led by
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the USA. Europe was itself divided into communist Eastern Europe and capitalist Western Europe.
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36] Why Cold War
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Before we begin to explore its various facets, it is important to understand the underlying reasons behind the
66
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Cold War.
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Cold war was made possible due to presence of various factors viz:
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1) Bipolar World: Presence of two equal super powers with two very different ideologies of
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state/society/government clubbed with competing military, political and economic interests.
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2) High role of old suspicions: After the Russian Revolution (1917), Bolsheviks had tried to export the
AR
communist revolution to the rest of Europe and USA including the colonies of Britain and France, by
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sending their secret agents in aid of the local communist revolutionaries. Thus capitalist states were
TI
distrustful of USSR. Consequently, Russia was not invited to the Treaty of Versailles and capitalist
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western countries refused to recognize the government in USSR for a long time. During the Russian Civil
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War (1918-20), the western powers (US, France, Britain) and Japan sent troops to fight on the side of the
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“Whites” (Mensheviks, Social Revolutionaries Party, Cadets) against the Bolsheviks. During the WW II,
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Britain and France delayed opening of the Second Front against Germany until 1944 (i.e. attack Germany
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from the West so it is forced to fight on two fronts) which Stalin had been demanding since the German
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attack on USSR in 1941. Stalin believed that Britain and France deliberately delayed opening of the
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Second Front because they wanted to exhaust USSR and destroy communism.
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3) Clash of interests of classes in each country was also responsible because each class had stakes in one
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form of economic system rather than the other. Thus workers supported communism while the
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propertied class supported capitalism. They feared that the spread of communism will result in an end to
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private wealth and loss of political power by the wealthy class. Without local support, USSR and US
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wouldn't have been able to interfere so frequently and successfully in internal affairs of a third country.
4) As a Defensive Approach: Cold War was followed as a defensive approach rather than as an offensive
approach. The intention was to preserve one’s own system (capitalism or communism) and one’s
frontiers. The two super-powers tried to create as many buffer capitalist/communist states as possible in
this process.
5) Role of Leaders: Stalin tried to occupy as much territory as possible in Finland, Poland, Romania,
Czechoslovakia and Germany during the WW II. This alarmed the Western powers. Truman was more
suspicious of USSR than Roosevelt. Roosevelt gave arms, raw material, food supplies etc to USSR during
63 www.visionias.in ©Vision IAS
the WW II under the Lend Lease Act of 1941. After death of Roosevelt (April 1945), Truman became the
President of USA. He dropped Nuclear bomb on Japan (1945) without taking Stalin into confidence.
Stalin was not told about the exact nature of the atom bomb before its use on Japan (while Churchill was
duly informed). Truman also did not allow Russia to participate in sharing of Japanese territory and its
colonies after WW II. Statements by leaders like Stalin and Churchill aggravated the tensions in
international relations. For example, Stalin had argued that “peaceful coexistence with the west is
impossible until a final victory over capitalism”. Truman doctrine has been cited as one of the key
reasons for Cold War (discussed later in the document)
6) Domino Effect: Communism was a threat to the governments of the Capitalist countries and thus the
leaders of these countries feared communism. Eisenhower (1953-61) feared a Domino Effect whereby if
one country was allowed to become communist then the neighbouring countries would soon follow the
suite, thus threatening capitalism, democracy and US economic & military interests. It was the fear of
Domino Effect that forced US participation in the Vietnam war (1961-75) because after China and North
Korea, turning of Vietnam into a communist state would have put Japan under threat of communism
(where US had pumped in a lot of aid after WW II to make Japan a thriving capitalist economy in a region
which was coming under greater influence of communism).
7) Psychological fear of communism among the public due to massive anti-communist propaganda brought
the public in support of the actions taken during cold war.
).
8) Failure of UN: Lack of confidence of major world powers in United Nations to provide a solution to the
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important problems, lack of impartiality in functioning of UN and lack of powers available to UN- all
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these weaknesses added to reasons for causing the cold war.
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37] Who is to be blamed for the Cold War
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There are three views- Traditional, Revisionist and Post-Revisionist.
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1) Traditional View: Under the traditional view, Stalin is blamed for the Cold War. He wanted to spread
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communism outside USSR and destroy capitalism. Formation of NATO (1949) and US actions like
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intervening on the side of South Korea in the Korean War (1950-53) were only in self-defence of “Free
World” (as the capitalist bloc called itself) against communism. ur
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2) Revisionist View: This view became prominent due to criticism of the aggressive foreign policy followed
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by US in Vietnam war (1961-75) and US support for brutal regimes like that of Pol Pot in Cambodia
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(1975-79). It was now argued that, Stalin acted only in self-defence and it was Truman (1945-53,
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American President) who is to be blamed as he provoked Russian hostility unnecessarily. As per this view
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Russia had suffered huge losses during the WW II and therefore it was in self-defence that USSR tried to
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ensure formation of friendly governments in Eastern Europe. US and the West should have accepted
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Eastern Europe as a Russian sphere of influence (as was agreed to by Churchill in 1944).
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3) Post-Revisionist view: This view is based on the evidence that came to light after declassification of
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government documents. As per this view, both US/West and USSR share the blame for the Cold War. US
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economic policies like Marshall Aid (under Marshall Plan of 1947) were deliberately designed for
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increasing US influence in Europe at expense of USSR. Stalin did not have long term plans to spread
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communism outside USSR but he was an opportunist and took advantage of any opportunity that
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presented itself to increase Soviet influence. Further, both the super powers failed to develop mutual
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trust and due to high mutual suspicion, any action of one side was viewed as having an aggressive intent
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by the other.
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Let us now look at the evolution of Cold War through some important events in the European History.
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Potsdam Conference ( July-August 1945):
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The conference was held in occupied Germany and witnessed the participation of Stalin, Truman and Churchill.
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Churchill was later replaced by Clement Attlee as Labor Party came to power in Britain. At the time of the
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conference, Germany had lost the war but the nuclear bomb on Japan was not yet dropped. Following
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1) German Disarmament: It was agreed that Germany would be disarmed. The war potential of Germany
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was to be destroyed by destroying or bringing under control all industrial installations producing military
equipments.
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2) German Economy:
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a) It was to be ensured that the standard of living in Germany should not exceed the average standard
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of living in Europe, and the type and amount of German industry to be dismantled for this purpose
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was to be decided later. This included putting a cap on German steel production, reducing German
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Heavy Industry to 50% of 1938 levels and other such measures. But later the Allies gave up this
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policy and worked for a prosperous East Germany through Marshall Plan (1947) to increase capitalist
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influence in Europe.
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b) Most of the German reparations were awarded to USSR since it had suffered the maximum damage.
USSR was given the right to take away non-food goods from its occupation zone in Germany as well
as from Western zone, provided that USSR fulfilled food supply needs of the western zone.
3) German Frontiers:
a) Occupation Zones: Germany and Austria and their respective capitals (Berlin and Vienna) were
divided into 4 occupation zones. This was agreed in principle at Yalta and implemented by Potsdam
conference.
b) Oder-Neisse line: Germany's eastern border was to be temporarily shifted westwards to the Oder-
Neisse line. Thus the Oder-Neisse border was temporary and it was agreed that final delimitation of
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Germany’s eastern frontier would take place later (this happened under Treaty of Final Settlement
with respect to Germany (1990)). Thus defacto, the size of Germany was reduced to three-fourth of
its 1937 borders. The territories east of the new border were to be given to Poland and comprised
East Prussia, Silesia, West Prussia, and two thirds of Pomerania. These areas were mainly
agricultural, with the exception of Upper Silesia which was the second largest center of German
heavy industry.
).
c) Reversing German Annexations: Territory annexed by Germany before and during the WW II was
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taken back, including, Sudetenland, Austria and western parts of Poland.
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4) De-Nazification: Nazi Party was to be disbanded and Nazis would be tried as war criminals. These trials
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became famous as Nuremberg trials.
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5) Altering the Demography: Orderly and humane expulsion of Germans living beyond the new eastern
66
border of Oder-Neisse line (i.e. from Poland, Hungary and Czechoslovakia).
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But on many issues there was dissatisfaction and disagreement:
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1) There was a lack of agreement on the possibility and the timing of unification of four zones of Germany.
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2) The German territory east of Oder-Neisse line had been occupied by Russian troops and was being
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administered by communist Polish government. Britain and US were unhappy over this, although they
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agreed shifting of German frontier westward to Oder-Neisse line for the time being.
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3) Over Japan: During the Potsdam conference, Stalin was not told about the US plan for dropping nuclear
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bomb although Churchill was taken into confidence. The bomb was dropped two days after the
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conference.
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Communism established in Eastern Europe:
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1) War of words: In February 1946, Stalin gave the infamous speech where he argued that “peaceful
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coexistence with the west is impossible until final victory over capitalism”. This meant that future wars
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were inevitable between USSR and capitalist western nations. In response, Churchill gave his Iron
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Curtain speech in March 1946 while on a trip to US. He said that “an Iron Curtain has descended over
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Europe”. He called for a western alliance to counter the communist threat. Churchill was criticized by
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Stalin and Labor party Members of Parliament in Britain for being a warmonger.
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It symbolized non-interaction between Eastern and Western Europe in all domains viz economic and trade ties,
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political relationship and people to people contact. Churchill had referred to it in his 1946 speech in US in
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response to Stalin’s speech in 1946. The Iron curtain seemed a reality when Stalin prevented Eastern Europe
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nations, especially Czechoslovakia from accessing the Marshal Aid (1947). When the only democratic state in
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Eastern Europe- Czechoslovakia became communist through an armed coup, the iron curtain seemed firmly in
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place. Further events like West Berlin Blockade (1948-9) and Berlin Wall (1961-89) were validation of existence of
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2) Stalin consolidates communism: After Potsdam and use of Nuclear bomb on Japan, Stalin politically
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interfered in Eastern Europe and pro-communist governments were established in Poland, Romania,
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Bulgaria, Albania and Romania. In some cases the opponents were imprisoned and even murdered. By
1947, all states of Eastern Europe, except Czechoslovakia, had communist governments. Elections were
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rigged, non-communist members of coalition governments were expelled and parties except the
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communist party in these states were dissolved. All this happened under watchful eyes of secret police
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and Russian troops. The capitalist west was antagonized as Stalin had breached the promise of “free
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elections” in Eastern Europe made during Yalta conference. But it is to be mentioned in the defence of
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Stalin that in 1944, Churchill had agreed to the notion of Eastern Europe being the Russian sphere of
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influence.
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3) In Yugoslavia, it was Tito who had led the communists while defeating the Germans and not the troops
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from USSR. He was a popular leader and was elected in 1945 in free and fair elections. The government
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thus formed under Tito was a communist government but Tito was against Soviet interference in
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).
candidates, who favored a capitalist multi-party democracy, in 1948 elections. By all estimates,
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the Italian Communist Party was well poised to win the elections but with help of CIA aid the
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Christian Democratic Party emerged victorious with a comfortable margin.
ai
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ii. In Central America: In Nicaragua, from 1981-90, US through CIA helped rebels to overthrow a
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leftist government. In El Salvador, in 1980s, US helped an authoritarian regime that was under
66
threat of leftist guerrillas.
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iii. In South America: the US support to brutal right wing governments led to much violence and
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instability.
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iv. Around late 1950s, the anti-West sentiment among the Arab countries was high because of
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western support to the state of Israel and the Suez War (1956). US and Britain sent troops to
Lebanon and Jordan to prevent the pro-Western governments in these countries from falling.
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v. In Iran, Mohammed Raza Pahlavi was the ruler since 1941. In 1951, the Parliament of Iran
W
(Majlis) ordered nationalization of Anglo Iranian Oil Company, a British controlled company and
TI
Mohammed Mussadeq was made the Prime Minister of Iran. CIA played an important role in
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the coup against the democratically elected Prime Minister Mussadeq and thereafter helped
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Shah of Iran, Pahlavi, establish his despotic rule. The coup was done because the US felt that
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Mussadeq was aligned with USSR. Thereafter, the Shah became closely aligned with US. He
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made Iran enter the Baghdad Pact (1955), a military alliance of Iran, Iraq, Turkey, Pakistan and
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US. He gave US oil companies concessions to develop oil reserves of Iran. The Shah was finally
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overthrown in 1979 Islamic Revolution because he fell out with the Shia clerics who were
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against the reforms initiated by Shah for western style modernization of Iranian society.
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This was officially called the European Recovery Programme. It was aimed at helping Europe economically to
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increase its prosperity, increase US influence in Europe and thus to contain communism. Officially it sought
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“removing hunger, poverty and chaos” but it had the hidden political aim of containment. From 1947-51, $
130000 million were given in Marshall Aid to Western Europe. Following was the impact of Marshall Plan:
1) It led to quick recovery of western Europe from devastation caused by the war.
2) It led to prosperity of West Germany and West Berlin that was in stark contrast to poverty in the East
Germany under USSR. The Soviet Union did not work enough for prosperity of its occupied zone in
Germany and exploited it to fund growth of USSR. The long term result of the Marshall aid was the fall of
the Berlin Wall (1961-89) and finally of communism in Eastern Europe.
3) It led to boost in US exports as the growing standard of living, rise in incomes and economic
development of Western Europe provided a market for US businesses.
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Stalin’s response to Truman Doctrine and Marshall Plan:
The Marshall Aid, or the aid available under the Marshall Plan, was technically available to all interested
European nations but Stalin forbade the Soviet Satellite states (i.e. Eastern European nations) to access aid under
the Marshall Plan. Stalin denounced the Marshall Plan of US as “Dollar Imperialism” devised to increase US
influence over Western Europe and interfere in Soviet sphere of influence (i.e. Eastern Europe). Stalin instead
announced Molotov Plan (1947), Cominform (1947) and Comecon (1949) as a response to the US Truman
Doctrine and Marshall Plan:
1) Molotov Plan (1947): to provide aid to Soviet satellite states.
2) Cominform (Communist Information Bureau 1947-56): It was a successor to Comintern (1919-43) and
included communist parties of Europe. The aim of Cominform was to increase the Soviet control of its
Satellite states in Eastern Europe. To be communist was not enough, it had to be Russia style
communism i.e. The communist parties had to follow diktats of Soviet Union:
a) Eastern Europe was to be industrialized, collectivized and centralized.
b) Member nations were expected to trade primarily with other Cominform members and all contacts
with non-communist countries was discouraged.
).
c) Yugoslavia was expelled in 1948 when it objected.
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d) The Cominform was disbanded in 1956 when Nikita Krushchev came to power. He had argued in his
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famous 1956 speech that there existed different roads to socialism and thus no need to impose the
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Russian way on other communist countries.
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3) COMECON (Council for Mutual Economic Assistance 1949-1991): This was formed to coordinate
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economic policies of Cominform.
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Communist takeover of Czechoslovakia (1948): Czechoslovakia was the only multi-party democracy in Eastern
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Europe. The government here was a coalition of communists and other left wing parties elected in the 1946
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elections. Czechoslovakia hoped to act as a bridge between the Western and Eastern Europe. In 1948, elections
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were due and the communists had no chance of winning because the public opinion was very much against the
AR
government for rejecting the Marshall Aid under Soviet pressure. The communists did an armed coup before the
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elections. Meanwhile USSR had sent its troops from its occupation zone in Austria to the Austrian frontier with
TI
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Czechoslovakia so as to ensure that coup went ahead without a problem. Elections were held but only
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communists were allowed to contest. United Nations protested but could not act because was unable to prove
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the Russian involvement (Coup was an internal affair - USSR had argued). Thus it was clear, that USSR would
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Division of Germany:
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Germany and Berlin were divided into 4 occupation zones (Britain, France, US, USSR) after Yalta Conference
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(1945).
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opposite. The result was that:
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1) This difference in policy led to a stark contrast between the prosperity of the western zones and Russian
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zone in Germany. This put pressure on USSR as discontent among the natives of its zone increased.
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2) US, Britain and France introduced a new currency in the western zones. USSR found it impossible to have
two currencies in the same city (Berlin). Soon US, Britain and France started putting pressure on USSR to
66
merge the four zones into a united Germany. East Germany seemed to be slipping out of Soviet hands.
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The USSR responded with the infamous Blockade of West Berlin (1948-9):
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a) What?: In 1948, USSR closed all links (rail, road, canal) between West Berlin and West Germany and this
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b) Intent?: With the Blockade, USSR wanted to starve West Berlin and therefore force US, Britain and
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France to withdraw so USSR captures the whole of Berlin which lay in its occupation zone.
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c) Why?: USSR took this action because it was facing difficulties in keeping control over East Berlin due to
contrast in prosperity of the East Germany/East Berlin and the West Germany/West Berlin which was a
result of the different economic policies followed by the West and USSR in their respective zones and
the substantial aid under Marshall Plan. When Western powers introduced a new currency, USSR found
it impossible to have two currencies in the same city.
d) Airlift: To nullify Berlin Blockade, the western powers especially the US, airlifted and dropped food
supplies into West Berlin for one year. Thus the Blockade failed and USSR was forced to remove the
blockade.
e) Brink of War: US placed its Bomber planes in British airfield to deal with any emergency.
).
entangling alliances” and US for the first time pledged for a military action in advance.
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As discussed above West Germany was far more prosperous when compared to its Eastern counterpart. It
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therefore becomes important to understand the reasons for economic prosperity of West Germany:
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1) Policy of Western nations in West Germany: US, Britain and France tried for economic recovery of West
Germany & West Berlin via following measures:
66
a) US introduced Marshall Aid in 1947.
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b) In 1948, the three powers united their occupation zones in Germany into a single economic unit.
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c) In 1949 after the failed West Berlin Blockade (1948-9), US, Britain and France took the lead and
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politically merged their three zones into united West Germany or German Federal Republic (1949).
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2) USSR’s economic policy in East Germany: Stalin was determined to make Germany pay war reparations
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a) He treated the Soviet zone as a satellite and drained all of its resources to Russia.
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b) Stalin laid no focus on economic recovery of East Germany. It was treated only as a source of raw
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c) Another problem was that USSR was not as rich as US to dole out massive aid and needed resources
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for its own recovery. The Molotov Plan could not have matched the Marshal Plan .
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Communism finally came to an end in East Germany in 1989 December and Germany was reunited in 1989.
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The phase of cold war we are going to study now was perhaps the most crucial one as it created a lot of tensions
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between nations.
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Arms race began in earnest when USSR developed the Atomic Bomb in 1949. Thereafter, US planned and
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produced the much more powerful Hydrogen Bomb. By 1953, USSR also catched up and developed the
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Hydrogen Bomb.
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USSR in Far East: Three months after surrender of Germany and three days after dropping of nuclear bomb on
Hiroshima, Stalin invaded Sakhalin and the Japanese puppet state of Manchukuo in August 1945 as agreed
during the Yalta Conference (February 1945). This came to be known as Soviet Japanese War (1945). USSR
prevented KMT from entering Manchuria, reserving it for Mao’s CCP. Later USSR kept the Sakhalin and the Kuril
islands but gave full control of all territories in mainland China to Democratic People’s Republic of China. Today,
Kuril islands are a bone of contention between Russia and Japan. The San Francisco Peace Treaty with Japan
(1951) states that Japan must give up all claims to the Kuril islands, but it also does not recognize the Soviet
).
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and everywhere. He got so much obsessed with the communists that he began to promote the spy angle behind
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every problem of the US.
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McCarthyism is a term used to describe the era after the WW II when there was high suspicion among many
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sections in US that Stalin’s spies have been able to penetrate the US government. Anyone who would prescribe
66
socialist policies or argued for caution in foreign policy against the communists was branded as a communist or a
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USSR sympathizer. Every failure and any inefficiency of the US administration was attributed to the Soviet spies.
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McCarthy condemned every critic of his as a communist and even accused the army generals of communist
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sympathies during questioning in the Senate to investigate the possible nuclear proliferation to USSR. The
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Senate condemned McCarthy by passing a resolution against him with a significant majority. McCarthy
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committed the grave mistake of criticizing President Eisenhower (1953-61) when the latter supported Senate’s
AR
action and by 1954, McCarthy was discredited in US. The 1956 speech by Nikita Krushchev and the consequent
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improvement in US-USSR relationship ended McCarthyism. The spy scare although, continued throughout the
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cold war and varied in intensity in inverse proportion to the goodwill in US-USSR ties. USSR was also vary of US
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spies. In 1960, USSR shot down a U2 spy plane of US in Russian mainland territory and this incident deteriorated
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Today, McCarthyism is referred to as the practice of making accusations of disloyalty, subversion, or treason
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without proper regard for evidence. It also means "the practice of making unfair allegations or using unfair
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There was a partial thaw in the US-USSR relationship after the death of Stalin in 1953.
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1) Emergence of new leaders in USSR like Nikita Krushchev and Bulganin who wanted a better relationship
with US.
2) By 1953, both US and USSR had a Hydrogen Bomb. Thus to avoid a nuclear war, both sides desired a
better relationship.
3) Under Krushchev, Russia changed its policy for spread of Communism. Communism was still to be
promoted but not by defeating capitalist nations in a war but by proving the superiority of Soviet
economic system. Krushchev increased aid to neutral states to turn them towards communism.
).
d) In 1956, Cominform was disbanded, therefore giving more freedom to Soviet Satellite countries in
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trade and economic policies. This was in line with the Krushchev’s speech in 1956 where he had
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argued in favor of each communist country following its own brand of socialism.
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3) Agreement on Austria (1955): Austria, like Germany was divided into four occupation zones. Unlike
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Germany, Austria was allowed to have its own government because it was treated as a victim of Nazi
66
aggression rather than as an aggressor. The economic situation was same as in Germany with the West
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trying for economic recovery of its zones and USSR draining its zone of resources.
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USSR and the West were able to resolve their disputes regarding Austria through the Austrian State
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Treaty of 1955. USSR agreed to the treaty because of two reasons. One, the Austrian government was
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able to persuade a more flexible USSR after Stalin’s death. Two, USSR was afraid of a possible merger
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between West Austria and West Germany and thus to prevent such a course of events USSR agreed for
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a) Austria was made independent with 1937 frontiers except that the South Tyrol was to remain with
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Italy (this made Austria unhappy). (*South Tyrol, then in Austria, promised to Italy in 1915, annexed
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by Italy in 1919. Germany did not annex it even when had majority German speaking because Italy
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was an ally. Later allied powers did not take away because Italy joined them in 1943.)
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b) As a concession to USSR, Austria was not allowed to join NATO or European Economic Community (a
precursor to European Union formed in 1958 by a treaty signed in 1957 by Belgium, France, Italy,
Luxembourg, the Netherlands, and West Germany).
).
This was a time when USSR was being continuously embarrassed by the fact that a high number of people were
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escaping to West Berlin from East Germany. Thus, when US refused the Russian demand, USSR erected the
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Berlin Wall to block the escape route into West Berlin from East Germany.
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Tensions in the Communist Bloc in Eastern Europe:
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Russia at times used force to clamp down on dissent among the communist bloc in Eastern Europe.
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1) Yugoslavia: It was first to stand up against Russia. Tito was a popular leader and he was determined to
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follow his own brand of communism, not Stalin’s. He was opposed to Stalin’s interference in internal
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affairs of Yugoslavia. Tito wanted freedom of trade with the west as well as USSR. Stalin expelled
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Yugoslavia from Cominform in 1948 and stopped giving economic aid. He did not invade Yugoslavia
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because Tito was too popular a leader. Thus Tito stayed in power and implemented his own brand of
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communism by trading freely with the west and accepting aid from IMF. Tito began decentralization of
industries and instead of State control the factories were brought under workers control by giving
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powers to Workers organizations. The Agricultural policy focused on primacy of communes. There was
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an elected Commune Assembly that acted as an institution of local self-government dealing with matters
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of education, health, and local economy. The system was extraordinary as it gave powers to ordinary
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people to take decisions with respect to their factories and community. It can be cited as an example of
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Democratic Socialism. Many Marxists believed that this was a more genuine way of running a communist
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government rather than over centralization being followed in the USSR. The capitalist elements like
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wage differentials and free market helped overcome some negatives of a Marxist economic system like
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workers paying themselves too much salary and not sacking their colleagues which led to higher cost of
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production and inflation. Later, many African states, like Tanzania, adopted this system. Krushchev
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2) Stalin acted against other leaders who tried to follow independent policy: In Hungary, the Foreign
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Minister and Interior minister were hanged (1949). In Bulgaria, the Prime Minister was arrested and
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executed (1949). In Czechoslovakia, some cabinet ministers were executed (1952). In Poland, the
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communist party leader was imprisoned and in Albania the communist premier was executed because
they both supported Tito.
3) Poland (1956): Here workers held anti-USSR demonstrations and protested against poor living
standards, wage reductions and high taxes. Soon, Russian tanks surrounded Warsaw and finally, Russians
arrived at a compromise. Poland was allowed to choose its own way of communism while Poland in
return aligned with USSR in foreign affairs.
4) Hungarian Uprising (1956): People rose against the government in October 1956 because of many
reasons
).
resign in the favour of a liberal leader Dubcek. He proposed a new programme which he called
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“Socialism with a Human Face”. Some of the aspects of this program were as follows:
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a) Communist party would no longer dictate policy.
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b) Industry would be decentralized and brought under workers councils instead of party officials. Trade
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Unions would have more powers.
66
c) Farms would not be collectivized, rather they would become independent cooperatives.
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d) More trade with the west and freedom to travel abroad. The border with West Germany, closed
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since 1948, was thrown open immediately.
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e) There was to be freedom of speech and of press. Criticism of government was encouraged.
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Dubcek assured USSR that it would remain in Warsaw Pact and continue to be a staunch ally. Thus the
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programme was implemented in 1968. But the freedom of speech clause irked USSR and Russians soon became
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anxious and invaded Czechoslovakia in August 1968. Czechoslovakia did not resist USSR to prevent bloodshed
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(like in Hungary 1956), the new programme was abandoned and Dubcek was replaced by a Russian puppet.
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Soon, Brezhnev (1964-82) announced Brezhnev Doctrine which said that Russia has the right to intervene in
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The relations between the communist bloc and the Free World (as the capitalist bloc liked to call itself) began to
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improve in the 1970s. SALT I (Strategic Arms Limitation Talks) treaty was signed in 1972. The reasons for this
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1) Western European nations agreed to West Germany’s OSTPOLITIK ("new eastern policy" in German) that
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was aimed at better relations between Eastern and Western Germany in particular and East and West
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Europe in general. The reason was that Europe would be at the frontline of any nuclear attack by Russia
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and having a non-confrontational relationship within Europe was thought as being wise.
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2) China was unhappy on the account of worsening ties with Russia and was nervous of US involvement in
Vietnam. Thus it felt a threat of being isolated and therefore sought to improve relations with the US.
3) Both US and the USSR feared a nuclear war especially after the Cuban Missile Crisis in 1962. They were
both sickened by horrors of Vietnam War (1961-75) where Napalm Jelly and Chemical weapon were
used.
4) After its failure in Vietnam, US realized that war was no solution to communism and talks of reverting
back to Policy of Isolation started.
5) Arms race (discussed below) was proving a drain on the resources of USSR. In early 1970s, there was
76 www.visionias.in ©Vision IAS
unrest in Poland due to worsening economic situation and thus USSR feared for stability in the
communist bloc countries.
6) USSR was at bad terms with China and thus wanted good US-Russia relationship when China was moving
closer to US after 1971.
Arms Race
Arms race is as old as rivalry among international powers and was prevalent during Colonialism, Imperialism and
New Imperialism but it took a crucial turn in the two World Wars. The 1st World War witnessed use of poison
gas, machine guns, tanks etc on a massive level while shelling was used for the first time via German Howitzers
in the Battle of Liege against Belgian forts. The World War II had the spectacle of Blitzkrieg where there was
sudden onslaught on the enemy by tanks, mechanized divisions of troops along with massive air support. Use of
Atomic Bomb on Japan at the end of WW II marked another landmark.
During the Cold War, arms race reached horrifying proportions. After the Korean War (1950-53), US foreign
policy was dominated by the US Secretary of State Dulles whose propositions in form of Policy of Rolling Back
Communism, MAD, Brinkmanship and Nuclear Deterrence along with Eisenhower Doctrine gave a boost to the
arms race.
).
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During the Cold War, there was several dangerous started to be developed including the Atomic Bomb,
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Hydrogen bomb, Inter Continental Ballistic Missiles (ICBMs), Submarine Launched Ballistic Missiles (SLBMs), Anti-
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Ballistic Missiles (ABMs), Cruise, Trident and Pershing Missiles. The development of MIRVs (Multiple
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Independently Targetable Re-entry Vehicles) and SS20s further made therms race reach another level. The Star
66
Wars concept of US where it wanted to launch missiles from space was another landmark. A timeline of
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development of weapons has been given below.
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Timeline Weapons
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1949 US and then USSR developed the Atomic Bomb.
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1952-3 US developed Hydrogen Bomb at end of 1952. This bomb was much more powerful than the
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Atomic Bomb. By 1953, even USSR was able to develop the Hydrogen Bomb.
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1957 USSR was first to develop ICBMs (Intercontinental Ballistic Missiles) in 1957. ICBM was a
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nuclear warhead carried by a rocket so powerful that it could reach US from USSR itself. Soon
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Also in US developed and placed Short Range Nuclear Missiles named Jupiter and Thor and placed
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early
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1958 Disarmament: There were public protests in Britain under a campaign for Nuclear disarmament
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onward but Britain took a stand that there should only be Multilateral Disarmament and discarded any
unilateral disarmament.
1961-75 Here in general USSR was able to take the lead in arms race because US expenditure was
targeted toward the Vietnam War.
1962 Cuban Missile crisis where Russians placed nuclear missiles in US backyard in Cuba.
1967 Disarmament: An agreement banned the use of Nuclear Weapons in outer space.
).
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same year. The NSG is a group of nations which have the nuclear technology and the aim of
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NSG is to prevent nuclear proliferation.
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SLBMs (Submarine Launched Ballistic Missiles) were developed first by US (e.g. Poseidon and
9@
Polaris missiles). The SLBMs could be launched from submarines stationed in East
66
Mediterranean sea. Soon Russia also started stockpiling SLBMs and ICBMs.
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ABMs (Anti-Ballistic Missiles) that could shoot down ballistic missiles in flight were first
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developed by USSR.
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MIRVs (Multiple Independently Targeted Re-entry Vehicle) was first developed by US. These
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vehicles carried multiple missiles which could be independently launched when in flight
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towards multiple targets located in different directions. USSR developed its own version named
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SS-20 missiles but they were inferior as they could only be used against three targets.
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Disarmament: An important step was taken in 1972 towards Nuclear Disarmament. SALT-1
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treaty (Strategic Arms Limitation Talks) limited the number of ICBMs, ABMs and SLBMs each
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side could stockpile but there was no agreement on MIRVs which hurt the spirit of
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disarmament.
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To overcome the shortcomings of SALT-1, the negotiations for SALT-2 started through summit
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level talks between Brezhnev and Nixon with an aim to limit MIRVs and SS-20s but due to
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USSR’s invasion of Afghanistan in 1979, the SALT-2 treaty was rejected by the US Senate.
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Helsinki Agreement (1975) was signed by Brezhnev from USSR and Gerald Ford from US along
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with Canada and many European nations (totaling 35 signatory nations). Here Russia promised
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to respect Human Rights, Right to Speech and Right to Leave the country in the communist
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states. The member nations recognized the existing frontiers in Europe (and thus accepted
division of Germany). But the accord was non-binding as it did not have treaty status.
Cruise Missiles were developed by US in late 1970s. These missiles could fly at a low height and
thus could evade detection by Russian radars.
Afghanistan was invaded in 1979 by USSR which increased tensions between US and USSR.
1985-91 In 1980s, there were public protests in Europe against nuclear weapons development.
Detente between US and USSR: Gorbachev tried to improve relations with the US in a more
stable manner.
Disarmament: INF Treaty (1987): The Intermediate Nuclear Forces Treaty was signed in 1987
).
by US (Reagan) and USSR (Gorbachev). It aimed at complete denuclearization of the world in a
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step-by-step manner over a 15 year period. Under the INF treaty, US and USSR agreed for
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destruction of all intermediate range ‘land based’ nuclear weapons i.e. Russian missiles placed
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in Czechoslovakia and East Germany and US Cruise and Pershing missiles in Western Europe.
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The treaty established a strict procedure of mutual verification of progress made by each
66
country.
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Criticism of INF Treaty: The land based intermediate range missiles of Russia and US amounted
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only to 4% of total nuclear weapons in the world at that point of time. Also, Britain and France
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were not part of the treaty. In fact Margaret Thatcher, the then Prime Minister of Britain was
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against denuclearization of Britain. Under her, Britain began developing the Trident Missiles
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Under the NATO-Warsaw Agreement (1990) both sides agreed that they would use their
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After disintegration of USSR in 1991, Russia inherited the nuclear stockpile of USSR. The fall of
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USSR led to new concerns of proliferation because now USSR and US ceased to operate as a
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policemen and thus there was a fear that nuclear, chemical and biological weapons may fall in
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hands of irresponsible states like Iran, Iraq, Libya and North Korea.
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Through the 1994 Budapest Memorandum on Security Assurances, Ukraine agreed to give its
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Nuclear weapons to Russia in return for assurances of territorial integrity by US, Britain and
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Russia.
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Megaton to Megawatt (1993) was an agreement between US and Russia whereby the enriched
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Uranium from the Russian nuclear warheads was to be transported to US for degradation to
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destruction.
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Thus it can be said that during the Cold War, the Arms Race saw expansion in respect to quantity, quality and
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launch sites:
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a) Quantity: The quantity of nuclear, chemical and conventional warheads increased.
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b) Quality: Accuracy, precision and range of missiles increased.
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c) Flexible launch sites: now missiles could be launched not just from land but from under water, space and
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mobile trucks. Missile were now characterized as
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The negative impact of arms race was on the development of the poor. The money could have been well spent
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on uplifting millions of people from poverty especially by focusing on development among the Third World
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nations which would have laid firm foundations of a North-South cooperation. The Arms Race drained the USSR
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of its resources and was important reason for the fall of USSR. The arms race led to nuclearization of the world
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and it has led to the present day situation where there is a threat of nuclear warheads landing in the hands of
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non-state actors.
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Brink of War: The world reached at the brink of war many a times during the Cold War:
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a) West Berlin Blockade & Airlift (1948-9): Here US placed its Bomber planes in Britain to deal with any
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contingency.
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b) Cuban Missile Crisis (1962): there was a chance of direct military conflict between the US and the
USSR. It was averted by UN mediation.
c) 1979: In context of the USSR’s invasion of Afghanistan, the tensions between the Capitalist and the
Communist Bloc increased. NATO deployed Pershing and Cruise missiles in Europe after Russia
deployed SS-20 missiles.
d) 1983: US was holding war games in 1983 but Russia believed that US has launched the first nuclear
strike. This brought the world at the brink of a nuclear war until the misperception was dealt with.
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1st Five Year Plan that ran on Soviet lines with focus on heavy industrialization, Mao introduced the Great Leap
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Forward (1958) with focus on Agricultural economy, gradual and decentralized industrialization. GLF was the
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Chinese brand of Marxism different from Soviet style socialism.
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Korean War (1950-53):
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Background: Korea was annexed by Japan in 1910 and remained under Japan till the end of WW II after which
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Korea was divided so that US and USSR can jointly organize Japanese surrender and withdrawal of US-USSR
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troops. North Korea was occupied by Soviet troops while the South Korea came under the domination of US. The
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division was not to be permanent. United Nations and US wanted free elections for the whole of country. The
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reason behind the stated position of US was that South Korea had 2/3rd of the Korean population and US was
sure of victory of the capitalists in the elections post-unison of Korea and because of this Korea became a part of
Cold War like Germany. In 1948, independent Republic of Korea (South Korea) was created and elections held
under UN supervision. Soon after, USSR created a Democratic People’s Republic of Korea (1948) under a
communist government of Kim Il Sung.
In 1949, Russian and US troops were withdrawn but amidst a volatile situation where the Koreans resented
partition and leaders of both, North and South Korea, claimed the right to rule over whole of Korea.
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debate if abstention means veto. It was during this time that UNGA adopted historic “Uniting for Peace”
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resolution and overruled any possible veto percolating from Russian abstention. This led to passage of UNSC
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resolution. It is to be noted that US had decided to intervene a day before UNSC meet and thus UNSC resolution
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saw light of the day only because USSR was abstaining. It was a US intervention under the cloak of UN. Also, the
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UNSC resolution was only to restore frontiers along 38th parallel north but the after achieving its goal, the US
66
extracted the UNSC approval for invading North Korea. Thus UN was being dictated by US.
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US was successful in pushing back North Korean forces but it now desired to unite Korea. US crossed over into
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the territory of North Korea and reached the Yalu River near the Chinese border.
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China, had warned US not to invade North and limit itself to the restoration of original border along the 38th
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parallel. Threatened by the possibility of a pro-capitalist Korea in its immediate neighbourhood, China
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intervened militarily and captured Seoul. McArthur (US commander) suggested use of nuclear bomb on China
ands was subsequently removed from his post. The UN forces bounced back and finally the frontier was restored
along the 38th parallel north. The Korean war came to an end with an armistice and no peace treaty was signed.
Thus the Korean war has not ended yet officially.
Impact of Korean War:
1) Both NK and SK were devastated by the war that resulted in nothing and the division seemed
permanent. Both developed high mutual suspicion and an arms race began that culminated in North
Korea becoming a full fledged nuclear power in 2009 (first nuclear tests inn 2007). South Korea did not
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b) Doctrine of “Brinkmanship” which meant creating situations which would bring the country on the
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verge of a war with USSR without ever actually fighting a war. The aim was to push USSR to the brink
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of the war after which it would be forced to grant concessions to US. By 1953, both US and USSR had
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Atomic and Hydrogen bombs and the brinkmanship doctrine threatened the existence of humanity
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itself.
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c) Doctrine of MAD: This was used to justify the arms buildup. According to the doctrine of Mutually
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Assured Destruction, a Nuclear Weapon State wont risk using nuclear weapons against another
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Nuclear Weapon State because in such a situation both would end up destroying each other.
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d) Doctrine of Nuclear Deterrence: This meant development of nuclear weapons to ensure that no
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other country would risk a war with a Nuclear Weapon State for fear of a retaliatory nuclear attack.
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This policy justified the development of nuclear weapons in world on pretext of maintaining peace in
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world. This doctrine led to Britain developing its own nuclear weapons in 1957. China, France and
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more recently India, Pakistan and North Korea have developed their own deterrent.
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7) Cold War became intense because Korean War led to strained relations between China-US and USSR-US.
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Also several military alliances began to appear in Asia and the Pacific:
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a) China supported communist Vietminh in Indochina’s struggle for independence against France.
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China offered aid to underdeveloped nations in Asia, South America and Africa. With India and
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Burma, China signed agreements for “peaceful coexistence”. China wanted to capture Taiwan but US
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had setup a military base in Taiwan and committed itself to Taiwan’s protection.
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b) After the end of Suez War (1956), the Arab countries drew closer to Soviet Union. This prompted
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President Eisenhower to propose Eisenhower Doctrine which implied giving economic and military
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agreement with Australia and New Zealand in 1951. SEATO (South East Asia Treaty Organization
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1954-77) was formed by Manila Pact in 1954 and led by US, Britain, France, New Zealand and
Australia. US was disappointed when only three Asian nations joined SEATO viz Pakistan, Philippine
and Thailand. It was intended to check spread of communism and was to be a NATO like
organization. It failed due to internal differences and was dissolved in 1977.
d) Soon after formation of SEATO, the Baghdad Pact was signed which brought Iraq, Iran, Turkey and
Pakistan into a military alliance with US. When Iraq, left the Baghdad Pact after a revolution which
overthrew the monarchy, the Baghdad Pact was renamed as the Central Treaty Organization
(CENTO). These military alliances were used to support many undemocratic regimes in Asia. US
armed these regimes to their teeth and this led to tensions between the members of these alliances
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3) Poor Social Indicators: There was concentration of wealth and of ownership of land in the country.
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There was huge contrast between the poverty of the masses and the wealth of the corrupt officials. Thus
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increasing the social tension. Cuba had poor social indicators and lack of any unemployment benefit.
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Seasonal unemployment became a serious problem as unemployment varied from 8% during months of
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sugarcane harvest to 30% during rest of the year. The trade unions were dominated by sugar mill
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workers who had all-year-round jobs and they failed to do enough for workers from other sectors.
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4) Weaknesses of Economy: Cuba was over dependent on sugar exports and the economy did not witness
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sufficient industrial diversification. Cuba depended heavily on US for its exports (especially sugar) and US
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aid.
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5) Lack of good governance: No effective political system was developed. There was lack of institutions
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that could ensure good governance. In 1952, Batista, a former army sergeant, seized power illegally and
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began to rule like a dictator. His government was readily recognized by US. Batista’s regime was brutal
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6) Violent revolution became necessary: In 1952, elections were supposed to happen and anti-corruption
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protests by students were happening simultaneously. Fidel Castro, a lawyer activist from middle class
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background, emerged as a leader. Batista did a coup preventing Anti-Corruption Party of Castro winning
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elections. Castro started protests against Batista and made a failed attempt in 1953 to overthrow
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Batista. Castro was released after 2 years as public pressure mounted on Batista who then had to grant
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amnesty to political prisoners. Castro toured US to gather support among US Cubans & to gather funds.
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He went to Mexico as well and there he met Che Guerra and formed a revolutionary group with Che as
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1st commander of Castro's Guerrilla force. Castro came to Cuba with 82 men via sea to attempt another
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coup. Many were captured by Batista’s forces & only 21 escaped including Che & Castro. Castro & Che
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trained the villagers in warfare and they even raised a women battalion. Fidel Castro implemented land
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reforms in mountain areas that came under his control and this made him gain popular support of the
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masses.
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7) Batista’s repression: It was brutal and many suspects were tortured and killed and this shifted the public
opinion (especially of the middle class which was crucial for Batista) further against Batista. The morale
of poorly paid army (which formed the main support base of Batista along with businessmen & middle
class) was down by 1958 because of failure to defeat Castro’s forces. US had supported Batista earlier
but stopped supplying arms after the gross violations of human rights. This was a big blow for Batista
and the guerrilla’s victory seemed certain.
8) Success of Revolution (1959): Che Guerra, an Argentinian, gave crucial support to Castro’s campaign. In
1959, at age of 32, Castro overthrew Batista who flew to Dominican Republic. Many of his supporters
fled to Miami in US (thus till today Miami has a string anti-Cuba lobby). A liberal government was
established in Cuba with Castro at its head.
84 www.visionias.in ©Vision IAS
9) Fidel in Power (1959-2010): Batista’s supporters who didn't flee Cuba were tried. Some CIA members
were also among these people and thus US was opposed to these trials. Then Castro went to US to build
better understanding. Eisenhower was President and Nixon the Vice President. Eisenhower refused to
meet Castro and Nixon labeled him a Communist. During his visit, a hotel in Harlem had refused to allow
Castro to stay. Then a black owned hotel named Theresa invited Castro to stay. In this hotel, many world
leaders including Nikita Krushchev came to meet him. Nikita said “I don't know if Castro is a Communist
but I am a Fidelist”. Leader of Black Americans, Malcolm also visited Theresa Hotel. Some of the
important landmarks in Cuba during Castro’s regime were:
a) Fidel’s Reform Programme: Back home disappointed, Fidel began his reform programme:
i. Land Reforms: Fidel began by redistribution of land to reduce concentration of land
ownership. 70% of land belonged to foreigners in Cuba, especially US, and thus US
government was opposed to Castro’s land reforms.
ii. Social Reforms: After Land Reforms, Cuba targeted education & health. Many young people
went to remote areas to teach the farmers kids.
iii. Nationalization: Castro next wanted US Oil Refineries to process Soviet Crude but they
refused & Castro began nationalization of Oil Refineries. In response US put sanctions on
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Cuba. Angered, Castro responded by nationalization of all utilities.
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iv. US trade embargo: As a response, US put Trade embargo on Cuba (US stopped import of
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Cuban Sugar from 1960). Cuban economy was always heavily dependent on sugar exports
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and US was it main export market. The embargo hurt Cuban economy and it was now that
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USSR promised to buy Cuban sugar.
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v. Castro always supported Sports. With many Cubans being descendants of African immigrants,
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Cuba has consistently been in top 10 ranks of Olympic medals.
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b) Bay of Pigs: It was a US supported invasion of Cuba by Cubans in exile in US. The attack was planned
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under Eisenhower and executed during Kennedy’s term. Kennedy vetoed use of US forces and thus
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the Bay of Pigs was carried out by Cubans in exile (particularly in Miami). Fidel Castro himself led the
Cuban defence and won the battle in 72 hrs. The perpetrators were captured & later exchanged with
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c) Cuban form of Socialism: After 1961 Bay of Pigs, Cuba became communist state and cemented the
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One Party System. (It is to be noted that the term “Communist State” is used in the west and not by
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communist regimes themselves because the latter consider Communism to be phase that would
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begin after consolidation or full maturation of socialism in the society and thus they prefer to use
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terms like “Democratic People’s Republic”, “Republic”, “Socialist Republic” etc e.g. Cuba is called
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Republic of Cuba).
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In Cuba, only one party, the Communist Party, is allowed and even this party cannot campaign for
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candidates or field candidates for election. Candidates are elected on an individual referendum basis
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without formal party involvement and thus the elected assemblies can consist of candidates who are
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Fidel’s declaration came after Bay of Pigs (1961) because Fidel wanted Soviet support to protect the
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Cuban revolution and to sustain his Universal Health & Education reforms. Thus Castro wasn't a
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communist (was a liberal nationalist) to begin with but he became one. He declared that he was a
Marxist & Cuba a socialist country. His is a policy of Socialism.
d) Cuba and USSR: As Cuba-US relations worsened, Cuba-USSR relations improved and so did the
Soviet aid. Fidel constantly strove for Cuban independence in foreign policy from Soviet Union and to
balance Cuban dependence on USSR with Cuban autonomy and sovereignty. He joined NAM (1961)
in the first year of its formation. But ironically, he soon got embroiled in Cuban Missile Crisis
(October 1962).
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US soon detected Soviet missiles. This was a time when the world reached on the brink of a nuclear war.
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US began blockade of Cuba to keep out Russian ships bringing missiles to Cuba. Finally, in 1963, UN
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negotiated a compromise between J.F Kennedy and Krushchev whereby:
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1. USSR took the decision to remove the missiles. But the decision was taken without taking Fidel
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into confidence. Fidel was furious but later Krushchev invited him to USSR & the old good
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relationship was restored. Some argue that US-USSR agreement involved a secret clause of US
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promising not to attack Cuba again.
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2. US removed Thor & Jupiter (short range Nuclear missiles) from Turkey
3. A hotline was established between Washington and Moscow.
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4. Russia, US and Britain signed a Nuclear Test Ban Treaty in 1963. Now only underground Nuclear
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tests were allowed to prevent any environment pollution from nuclear tests.
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f) South African Border War (1966-89): This war was part of the Cold war and was fought in Angola and
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South-West Africa (now Namibia). On one side was South Africa aided by US while on other side was
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Angolan government, South-West Africa People's Organization (SWAPO) and allies (mainly Cuba).
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During WW I, South Africa had invaded and took control of German South West Africa on behalf of
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allied powers and then the League of Nations had given it to South Africa as a mandate.
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SWAPO was fighting for freedom in South-West Africa. In 1975, Angola gained independence from
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Portugal and the Marxist MPLA government (People's Movement for the Liberation of Angola) came
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to power. MPLA had fought the Angola war of independence from 1961-75. From 1975 onward,
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MPLA provided safe havens for SWAPO guerrillas and USSR also supported SWAPO through aid and
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Cuba sent troops to prevent South African troops from invading Angola. They defeated the South
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African forces and this served as an important event in progress towards end of Apartheid in South
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Africa. It was a big moral defeat and enthused Blacks in their movement in South Africa.
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g) South American Revolutions: Then some Latin American nations witnessed violent revolutions e.g.
Bolivia.
h) Death of Che (1967): After 1959, Che held important offices like finance minister, head of the
National Bank and he was responsible for military training of Cuban soldiers. Che could not fight in
Bay of Pigs 1961 as one day before the invasion he was sent to deal with an attack (turned out to be
fake) by US warships on the west coast. Later Che left Cuba in 1965 to support other communist
revolutions unsuccessfully first in Republic of Congo (in favor of anti-American guerrilla groups. He
blamed the corruption among African revolutionary fighters for failure) and then in Bolivia (against
the military dictatorship) where he was captured by CIA assisted Bolivian forces & executed in Bolivia
86 www.visionias.in ©Vision IAS
(1967).
i) Peaceful 2nd phase of Communist Revolutions in South America: Later revolutions in Latin America
were through peaceful means (e.g. Chile under Salvador Allende 1970-3). Castro agreed that arms
have less efficacy in changing the society as the masses become more aware and intellectual.
j) Cuba after USSR: Fall of USSR put Cuba into a crisis and everyone thought the government will fall in
an year or so. But Castro leadership helped preserve Cuban revolution. Castro signed trade
agreements with EU & Canada which led to some JVs & agreements in Tobacco & Sugarcane sector.
After this many MNCs like Bayer & DHL set shop in Cuba. All this led to good forex earning.
k) Castro is one of the greatest symbol of 3rd world resilience. If David is remembered for fighting
Goliath, then Cuba will be remembered as a much smaller David fighting with a much bigger Goliath.
l) UN for Cuba: Many resolutions were passed many times asking US to end Trade Embargo.
Socialism in Cuba today: Under Raul Castro (2010), Cuba has moved towards China type model of
Socialism with presence of market forces. As later as 2013, Raul Castro has defended the essentiality of
One Party Party system in preserving socialism. He argued that Multi-Party democracy eventually gets
hijacked by the capitalist class and threatens socialism. Raul Castro has issued a diktat that limits the
term of important leaders to two terms. Thus, like China, Cuba has for economic reforms without going
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for political reforms. Following were some of the reform initiatives introduced by Raul Castro (2010):
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a) Slimming down of State operations. Lay offs from government companies to check Fiscal Deficit and
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encourage laid off government employees to start small businesses.
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b) Government also released many political prisoners
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c) Still Socialism/Communism is not given up by Cuba. There is a thrust to the private sector without
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giving up Communism. Planned development will continue to be paramount rather than a free
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market economy. Thus, Cuba under Raul aims to have a mixed economy.
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Indochina refers to a region in South-East Asia comprising of Laos, Vietnam and Cambodia. It was part of French
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colonial empire. Indochina had come under Japanese occupation during the WW II as Vichy France had agreed to
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Japanese control of Indochina. During the WWII the struggle for independence in the colonies was many a times
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led by communist organizations. Vietminh or League for Vietnamese Independence under Ho Chi Min was
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leading the independence struggle in Vietnam. After Japanese defeat in WWII, the French refused to decolonize
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Indochina. Thus Vietminh fought against the Japanese during the WW II and then against the French. Vietminh
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declared independence from France in 1945 and this led to beginning of first phase of struggle in Vietnam or
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USSR supported Ho Chi Min. China supported Vietminh with arms and equipments after 1950. This led to US
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helping the French with arms and economic aid as they viewed China’s intervention as part of the Cold War. In
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the neighborhood Korea was also under the communist threat (Korean War 1950-3). Thus Vietnam became part
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of the Cold War. But the French were weak after the WW II and they could not deal with the guerrilla war tactics
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of Vietminh. The French were economically weak and could not afford a long drawn military engagement.
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Finally, Geneva Agreement (1954) was signed after the French suffered a debacle where the Vietnamese
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besieged 12000 French troops at a place called Dien Bien Phu. According to this agreement, Laos, Vietnam and
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Cambodia were given independence and Vietnam was divided along the 17th parallel into North Vietnam and
South Vietnam. The division was to be temporary and elections were to be held after which the country was to
be united.
Why Civil War in Vietnam after Geneva Agreement (1954)?
Elections were to be held in 1956 for formation of a government for united Vietnam. Ho Chi Min (who had
formed a temporary government in North Vietnam) was confident of victory in the elections. But Vietnam
suffered from the same fate as in Korea. The government in South Vietnam refused to hold elections fearing a
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people as a US puppet.
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All this led to all opposition groups, the former Vietminh communists and the non-communists, forming the
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National Liberation Front in 1960. The NLF demanded a coalition government which would peacefully negotiate
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with the North Vietnam for forming a united Vietnam.
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The demand of NLF being rejected, the Vietcong, the communist organization in South Vietnam, began guerrilla
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warfare. Many Buddhist monks self-immolated to protest against the government. Diem rejected every criticism
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as a communist propaganda. In 1963, Diem was murdered in an Army coup and till 1975, South Vietnam was
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ruled by military generals. Meanwhile the guerrilla war by Vietcong continued.ur
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From 1961 to 1975, under Presidencies of Eisenhower, Kennedy, Johnson, Nixon and Ford, US got militarily
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involved in South Vietnam against the Vietcong which was being actively supported in form of troops, arms and
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aid by Ho Chi Min’s North Vietnam. USSR and China also got involved and supported the communists.
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US efforts in Vietnam: US used brutal power in the Vietnam war including heavy bombing, use of Napalm jelly
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that burnt people alive and use of chemical gas that destroyed all vegetation and forests (this was done to
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expose the guerrillas who would seek refuge in agricultural fields and forests to escape.).
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1) Under Kennedy (1961-3): Safe Village Policy was initiated. It entailed moving peasants into safe or fortified
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villages and thus isolate and freely attack the Vietcong cadres. Kennedy kept US role to minimum and
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limited to anti-guerrilla campaign. He sent helicopters and 16000 “advisers” to aid South Vietnam
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government.
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2) Under Johnson (1963-69): He bombed North Vietnam from 1965 to 1968 as he believed that Vietcong and
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NLF had no local presence/control in South Vietnam and to win the war in South Vietnam requires
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destroying North Vietnam. Under Johnson, US dropped more bombs on North Vietnam than were dropped
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on Germany during the WWII. Under him US got heavily involved and sent a million US troops to South
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Vietnam. Johnson had to stop bombing North Vietnam due to high public opposition within US. In 1968, US
troops had shot 500 people at point blank.
3) Under Nixon (1969-74) US did not send more troops. He followed a policy of Vietnamization which entailed
withdrawal of US troops in a gradual manner and to simultaneously rearm and train South Vietnam’s army
to make it solely responsible for the defence of South Vietnam. Nixon also restarted bombing North
Vietnam and began bombing the Ho Chi Min trail. Thus Laos, Vietnam and Cambodia all came under US
shelling. The government in Cambodia was overthrown and a pro-US military dictatorship was installed. So
what actually led to the failure of US troops in Vietnam.
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It was a supply route used by Ho Chi Min’s North Vietnam and Vietcong to supply food, arms, aid etc to
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South Vietnam from the North Vietnam. The route followed was - from North Vietnam move parallel to
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Laos Vietnam frontier, then cross Laos Cambodia border and move parallel to Cambodia Vietnam border
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to finally enter South Vietnam at its southern most edge. The US heavily bombed the Ho Chi Min trail but
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still it failed to cut the trail and thus the Vietcong got continued supply from North Vietnam, USSR and
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China.
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5) Support of USSR and China in form of arms and other supplies was crucial. Especially after 1970, Russian
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military aid in form of anti-aircraft missiles, tanks and machine guns proved vital for Vietcong’s victory.
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6) Resilience of North Vietnamese: They suffered high casualty yet continued to resist the US. They built
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factories outside the cities and evacuated people from the cities to minimize casualties from US shelling.
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7) End of the War: By 1973, the public opinion in US was heavily in favour of ending the US involvement in
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the war. Many US soldiers had lost their lives, US forces had used inhumane means like Napalm Jelly and
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chemical weapons and yet the victory was nowhere in sight. Also USSR and China were tired of the war.
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In 1973, Nixon signed a ceasefire agreement. All US troops were withdrawn but the division along the
17th parallel was to be respected by North and South Vietnam. In 1975, Vietcong brought South Vietnam
under its control and North Vietnam and South Vietnam were united under a communist regime. Laos
and Cambodia also emerged as communist states in 1975. Thus by 1975, US policy of containment had
failed in the South East Asia.
Chile
Chile became the first multi-party democracy where a communist leader was elected to power and this came to
be known as the first peaceful communist revolution. The Marxist leader was Salvador Allende ruled Chile from
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nationalization of copper mines while the right wing leaders felt that the government has already went
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too far with the socialist reforms.
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2. In 1969 Chile witnessed a serious drought and there was high food inflation. High amount of food
ai
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imports had to be made. The industry was also stagnating and there was high poverty. In such a
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scenario, when miners called for a strike demanding higher wages, many of them were shot dead in
police repression. This led to Allende coming to power in 1970.
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Allende’s policies:
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1) He imposed price caps on companies.
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2) Implemented all round increase in wages. ur
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3) Went ahead with nationalization of banks, copper and textile industry.
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Why Coup?
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There was a fear among the right wing parties that Allende would bring in constitutional amendments to be able
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to run for 2nd term as President. Also some other reasons were:
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a) Land redistribution led to decrease in agricultural production that led to food shortages and consequent
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food inflation. This was so because farmers whose land was due to be confiscated stopped sowing and
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slaughtered cattle like the Russian Kulaks during collectivization in Stalin’s USSR.
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b) The socialist reforms frightened away the private investors and thus government was short of funds for
o
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c) Nationalization of Copper industry, which was mainstay of Chile’s economy, led to frequent strikes by
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the workers that led to decrease in copper production which further hurt government revenues.
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d) The communists grew impatient with Allende’s caution and themselves began violent programme of
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land redistribution.
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e) US and the right wing governments in rest of South America feared a spread of communist revolution in
the continent.
The Coup: The Right wing political leaders and the military was responsible for the coup. The CIA and the
repressive military government in Brazil played an important role in preparation of the coup. In 1973, Allende
was removed in a military coup by General Pinochet with help of US support and later killed. Pinochet’s military
dictatorship regime (1973-89) was brutal and was characterized by gross violations of human rights. It was
ironical that the flag bearer of democracy and human rights, the USA, supported Pinochet’s rule in Chile. In 1989,
).
t spread of communism not by violent means but by showing supremacy of Soviet economic system. In
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response of Chinese criticism, USSR decreased aid to China.
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Boundary dispute (1970s): China demanded back the huge area taken by Russia in the 19th century. In
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1858, Russia had forced China to hand over huge territory north of the River Amur establishing much of
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the modern border between Russian Far East and Manchuria (China).
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Vietnam, USSR and China: In 1970s, USSR and China were both competing amongst each other for
ar
leadership of the communist world. Things became complicated when Vietnam supported USSR. China
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had been embroiled in a territorial dispute with Vietnam over Paracel and Spratly islands in South
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China sea since 1940s and in 1974, China took over whole of Paracel islands from Vietnam in the Battle
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of Paracel Islands.
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In 1988, there was a naval conflict between the two over Spratly islands and Chinese naval vessels sunk
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Vietnamese transport ships killing 64 Vietnamese soldiers. The China-USSR relations hit the rock
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bottom when China invaded Vietnam (February 1979) in opposition of Vietnamese invasion of Pol Pot’s
Cambodia. Vietnam had invaded communist Cambodia in December 1978, overthrew the Khmer Rouge
government of Pol Pot who was a Chinese puppet and installed a pro-Vietnam government. [*Khmer
Rouge was the name given to the followers of the Communist Party of Kampuchea in Cambodia. It
supported North Vietnam and Vietcong in the Vietnam War (1961-75). Cambodia emerged as a
communist state in 1975. The party was formed in 1968 and ruled Cambodia from 1975 to 1979 under
Pol Pot]. Vietnam did this under considerable provocation, as the Pol Pot regime was extremely hostile
to Vietnam, carried out a major ethnic cleansing of Vietnamese within Cambodia, and mounted a series
91 www.visionias.in ©Vision IAS
of cross-border attacks that cost many Vietnamese lives. There was a border dispute between Vietnam
and Cambodia and the latter invaded an island of Vietnam. There Cambodian forces engaged in a
massacre. Vietnam’s invasion was therefore based on, and a response to, serious Cambodian
provocations.
China withdrew from Vietnam after three weeks after “teaching a lesson” to Vietnam but actually
China had lost as it failed to capture Hanoi. In 1989, Vietnam withdrew troops from Cambodia and
China-Vietnam relations improved thereafter until recently when disputes over islands in South China
Sea resurfaced.
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In 1984 China listed its grievances against Russia:
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Presence of Russian troops in Afghanistan since 1979.
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Russian support to Vietnam troops in Cambodia (1978 onward). ur
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AR
Gorbachev tried for improvement in relations with China. Both countries signed agreements on Trade
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and Economic cooperation. Gorbachev began troop withdrawal from Afghanistan in 1986.
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In 1989, Vietnam withdrew troops from Cambodia and this eased tensions between China and Vietnam
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& Russia.
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4) US blocked People’s Republic of China’s entry into UNSC till 1971 claiming that Taiwan (Republic of
fil
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5) China supported Ho Chi Min during the second phase of war in Vietnam (1961-75).
Detente since 1971 : Detente implies a permanent relaxation in tensions.
In 1971, China gave a surprise invite to the US Table Tennis team to China to which US responded by allowing
China entry into UNSC. This came to known as Ping Pong diplomacy. Thus China became UNSC member in
October 1971. But this development had more to it than an invitation to a sports event. At that time the
relationship between China and Russia was not very warm. In the 1970s, both China and USSR were vying for
being the leader of the communist world. There was also a boundary dispute between the two as mentioned
earlier. Also in 1971 Bangladesh War of independence from Pakistan, China and US supported the Pakistani
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cause while India and USSR were in favor of Bangladesh’s independence. Further, by 1971, China and US were
tired of their involvement in Vietnam and wanted truce.
Nixon (1969-74), Ford (1974-77) and Carter (1977-81) - all maintained a healthy relationship with China. But
Taiwan continued to remain the irritant in the eye. US had a military base in Taiwan and US government
continued to support the Nationalists (KMT) even after the death of Chiang Kai Shek in 1975. Finally, it was in
1978 that US President Carter withdrew recognition to the government of the Nationalists in Taiwan as
government of the whole of China. In 1979, US recognized the People’s Republic of China and the two countries
exchanged ambassadors.
Both US and China were against USSR’s invasion of Afghanistan in 1979. In 1980s relations continued to be good
because of poor relations between USSR and China (like Russia was opposed to Chinese invasion of Vietnam in
1979 because it considered Vietnam as its ally). In 1985 US and China signed a landmark Civil Nuclear
Cooperation Agreement.
End of Detente: The Tienanmen Square incident (1989) where Deng Xiaoping cracked down heavily on pro-
democracy protesters was deeply criticized by US. Further, in 1996, the tensions between US and China were
high when China held naval exercise in Taiwan Straits against forthcoming democratic elections in Taiwan. The
).
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recent aggressive posturing of China with respect to its claims over the whole of South China Sea and some
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islands in East China Sea have caused alarm among US and its allies. The US consequently has rebalanced its
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naval presence in favor of Asia Pacific at expense of Atlantic. This is famously called as US’s Asia Pivot. US is
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opposed to lack of transparency in China’s fiscal and monetary policies. It opposes China’s policy of administered
exchange rate of currency as US feels China deliberately keeps its currency devalued to make its exports more
66
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competitive. In other areas like Climate Change and Cyber Security, US and China are many times at loggerheads.
ar
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Yet from time to time there appear blinkers of healthy cooperation between the two nations.
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39] End of Cold War ur
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With end of communism in Eastern Europe from August 1988 to December 1991 and disintegration of USSR in
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Reverse Domino Effect operated: US had been worried about domino effect in emergence of communist
TI
AV
countries. The reverse of the same happened when fall of communism in Poland in August 1988 started a wave
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which resulted in fall of communism in whole of Eastern Europe and later in USSR.
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Death of Stalin: Leaders who followed Stalin propounded peaceful co-existence of nations
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Poland: In August 1988, the Solidarity Trade Union’s huge anti-government strike forced the communist
ed
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Strategic Arms Limitation Talks (SALT) In 1972 and agreement was signed between US and the USSR to limit the
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Undermining of military alliances: Albania walked out of the Warsaw pact because of several reasons. At the
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same time, Romania began taking independent decisions. France not only withdrew military contingency from
is
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c) The breaking up of Yugoslavia broke into five states of Serbia (with Montenegro), Bosnia-
l.c
Herzegovina, Croatia, Slovenia and Macedonia was one of the worst violent events.
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d) In Bosnia there was a civil war for secession that was fought between Serbs, Croats and Muslims. A
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ceasefire was achieved only in 1995. It is to be noted that during Cold War, US would interfere and
66
send help in the name of its international responsibility but here it refused to contribute troops to
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the United Nations Peacekeeping Force and this caused temporary strain in Europe-US relations.
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Similarly it refused to intervene to stop the genocide in Rwanda in 1994 because it had no vested
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interest at stake.
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Thus it can be said that while the Western Europe was in process of economic unity at the turn of the
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century, the Eastern Europe was in process of witnessing disintegration and disharmony.
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3) Threat of nuclear proliferation has increased because now there is no USSR to police other states along
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with US.
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AV
5) The creation of a united Germany led to immigration problems. As the Eastern Europe was burning after
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the Cold War many refugees from these regions immigrated into Germany in 1992. This led to protests
in Germany by neo-Nazis.
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European Unity
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Let us first have a brief recap of situation after World War II. The period from 1945 to 1959 saw an era of
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beginning of co-operation between the nations. Europe had to witness a second catastrophe, World War II
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(1939-1945), so that it fully becomes aware of the suicidal tendencies that nationalist rivalry had led the
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continent to. The necessity of some type of European integration in a new way to reorder the European political
map became evident.
Three realities evinced the necessity of this new orientation towards the European integration:
Firstly, the Europeans' awareness of their own weakness. 2nd World War had put a definitive end to the
traditional European hegemony in the world. The two new superpowers, the United States and the
Soviet Union, had a very superior economic, political and military might than the heterogeneous group
of European States.
Suggested solution: Some suggested that a joint effort is best and therefore Europe should move towards a US
type of federation.
Splitting up of Europe: But then the Europe split into Eastern and Western Europe (capitalist and communist
bloc) because of introduction of Marshall Aid (1947-51) dashing the dream of a united Europe and from 1947
onward the two parts of Europe developed separately because of Iron Curtain imposed by Stalin. Now let us
study the Efforts at unity of Western and Eastern Europe separately.
Western Europe recovery: The Western Europe recovered quickly thanks to the Marshall Aid. The United States,
applying the denominated Truman Doctrine to curb the expansion of communism and of the Soviet Union,
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launched the Marshall Plan to alleviate the difficulties of European countries. It was to foster economic
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development in a destroyed Europe with the political objective of impeding the extension of the communism.
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Several efforts were made to ensure the unity of Western Europe some of them have been discussed below in
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detail.
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Efforts at unity of Western Europe: This included striving for economic, political and military unity. The major
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steps included formation of NATO (1949), Council of Europe (1949), Organization for European Economic
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Cooperation (OEEC 1948) and European Economic Community (1957). Some of these have been discussed below
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under different heads.
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40.1 OEEC (1948)
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b) Organization for European Economic Cooperation was a precursor to present day OECD (Organization
TI
c) Trigger: Trigger was the Marshal Aid (1947). Britain organized a group of 16 West European nations to
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decide how to best use Marshal Aid. The consequent plan was called European Recovery Programme
(ERP). This group became permanent under the name of OEEC.
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d) Functions of OEEC:
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ii. Increase trade among OEEC members by reducing trade barriers. In this it was helped by European
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Payments Union and UN GATT (General Agreement on Tariffs and Trade). The aim of GATT was to
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reduce tariffs and of EPU was to facilitate payment by a member country in its own currency.
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iv. OECD vs OEEC: US and Canada joined OEEC in 1961 and it became OECD. Other countries joined
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All custom duties were removed gradually for promoting free competition and common market.
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High tariffs against non-members, but even these were reduced soon.
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In 5 years, EEC was world’s biggest exporter, biggest importer of raw material and second largest steel
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producer after USA.
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Some of the Institutions of EEC:
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o European Commission: ran day to day work of EEC and was staffed by civil servants. It was the main
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center of decision making. Britain’s main opposition was to this body as it could interfere in their
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economic policy i.e. Internal affairs of Britain.
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o Council of Ministers: CoM had representatives of each member state.
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1. Functions: exchange information about and coordinate respective national economic policies. The
thrust was on having common economic policies in member nations.
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2. CoM in theory approved decisions of European Commission but in practice CoM and European
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Commission collided frequently over rules and regulations framed by European Commission.
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o European Parliament: Its members were nominated by Parliaments of member countries. It had no
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control over European Commission or CoM. From 1979 onward, members of EP were not nominated
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but directly elected by people after every 5 years. Each member nation is allotted seats in the EP.
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Political parties in a country fight elections for EP like they fight for national Parliament.
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o European Court of Justice: Aim was to settle disputes arising from interpretation or implementation
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of Treaty of Rome (1957) that setup EEC. Even people could complain to ECJ about their country
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Court of Auditors: to audit the accounts of EEC’s institutions (EU’s institutions today).
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EURATOM: 6 members pooled money to develop atomic energy through this organization.
European Community (1967): formed by merging EURATOM, EEC, and ECSC.
Exchange Rate Mechanism (ERM, 1979): The ERM linked the currencies of member nations so only limited
variation in currency exchange rate was allowed. The aim was to check inflation and ensure stable currencies of
member nations so that in future a single currency could be introduced. Britain did not join ERM until 1990.
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ruin her relationship with Commonwealth. Commonwealth had five times more population than EEC
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and thus the former was a much more attractive market to Britain than EEC.
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b) Joining EEC, would have hurt Britain-Commonwealth relationship because then Britain would not have
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been able to give preference to goods from Commonwealth. Joining EEC would have implied more
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preference to goods from 6 EEC countries because of lower custom duties.
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4) Britain-US: Britain had ‘special relationship’ with US which no other European state had. Britain wanted to
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be more aligned with US than Europe. It only wanted to be associated with Europe but not absorbed by it. It
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felt its special relationship with US would be hurt if it gets too deeply integrated economically with US.
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Suspicion of future political unity: Britain feared economic unity will soon lead to political unity which it
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disfavoured even more.
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6) European Free Trade Association (EFTA, 1960): This was led by Britain and included other non-EEC
countries (Austria, Denmark, Norway, Portugal, Sweden, and Switzerland). The reason for EFTA’s formation
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was
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a) The fear that the export of these countries to EEC countries would be hurt due to high tariffs on non-
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member countries. Thus to compensate for loss on trade with EEC, they formed EFTA.
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b) Britain was comfortable because EFTA did not require common economic policies of members and did
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not have European Commission type overarching authority that could interfere in internal affairs.
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EFTA today: has only 4 member - Liechtenstein, Iceland, Norway and Switzerland. All EFTA members
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i. Production of EEC countries increased rapidly. While French production increased by 75%, West
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42] Situation in France and Italy
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Before moving on to the situation in Eastern Europe let us first understand the issues which gained prominence
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in France and Italy.
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42.1 Situation in France
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Under 4th Republic (1946-58), France was weak both politically and economically (agriculture stagnated though
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Industry was performing well).
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Political instability: The President had very less powers. There were 25 coalition governments in 12
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3 major disasters: French were defeated in the 1st Indochina war (1946-54). They were embarrassed in
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Suez War (1956) fought over Suez Canal with Egypt. The rebellion by the French Army in Algeria (Army
TI
did not want to give independence to Algeria) was most crucial. These disasters brought down the 4th
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French Republic.
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5th Republic: Then General De Gaulle, a veteran of WW II, was requested to come out of retirement in
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1958. He put the condition of forming new constitution where the President will have more powers. This
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was accepted and 5th Republic was established. Algeria was given independence . De Gaulle had to resign
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in 1969 because of protests against his undemocratic regime. Thereafter 5th Republic has provided
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The new constitution led to the new Republic of Italy from 1946 onwards. There was prosperity and stable
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government from 1946 to 1953 but thereafter old problems reappeared. There were series of coalition
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governments. Additionally, there were failure in solving problems of inflation and unemployment.
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44] Situation of Europe in the 1990s
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a) France: In 1990s important debates in France were centered around
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i. Continuing recession and unemployment.
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ii. Doubts over continuing with EEC (formed 1957) and signing the Maastricht Treaty.
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iii. Concerns regarding a united Germany (1990) which may emerge as a threat again.
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iv. In 1995, there were huge protests when President Chirac’s government introduced Fiscal
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Consolidation measures to meet criteria for joining Eurozone as it required members to curtail
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Budget Deficit to maximum 3 % of GDP.
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i. North-South divide: North was prosperous with industrial economy while South suffered
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ii. The people of West Germany resented supporting the East Germany.
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iii. Fiscal Deficit increased as government pumped in money to revive East German economy.
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iv. Concerns whether Germany would be able to qualify for Eurozone membership as it required
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).
Parliament share legislative and budgetary powers equally, meaning both have to agree for a
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proposal to pass.
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iv. European Parliament: Members of Parliament are directly elected by people after every 5 years.
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Each member nation is allotted seats in the EP. Political parties in a country fight elections for EP
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like they fight for national Parliament.
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v. European Council: It comprises of the head of states of member nations, the President of
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European council and President of European commission
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vi. Court of Justice of the European Union: It is the EU's judicial branch and interprets EU law and
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treaties. It can also hear complaints by citizens on certain matters.
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vii. Court of Auditors: to audit all EU institutions EU has permanent missions in other nations and is
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Any European nation can join, subject to, if they demonstrate that they would be complying with all the EU's
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standards and rules. It must respect and be committed to promotion of democratic values of EU. Applicant must
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get the consent of the EU institutions and EU member states. It should also get consent of their citizens through
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Applicant should meet the “Copenhagen Criteria” established in 1993 for accession which include:
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i. Stable institutions guaranteeing democracy, the rule of law, human rights and protection of minorities;
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ii. A functioning market economy and ability to cope with competition and market forces in the EU;
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iii. The ability to implement the obligations of membership, including adherence to the aims of political,
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iv. The EU rules that the applicant must adopt are non-negotiable. Only the timing and manner of
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The EU Mission: As in 1949 when it was founded with the creation of the Council of Europe, the European
Union's mission for today is to continue prosperity, freedom, communication and ease of travel and
commerce for its citizens. The EU is able to maintain this mission through the various treaties making it
function, cooperation from member states, and its unique governmental structure.
45.2 Challenge of 2008 Economic Crisis
After the economic crisis of 2008, banks in European countries, especially Portugal, Italy, Greece, Spain and later
Cyprus, had to be bailed out. This led to strain within EU. Especially the public opinion in Germany which is the
100 www.visionias.in ©Vision IAS
largest economy of Europe today got split as many Germans believed that they are being made to pay for
mistakes of other member nations. With help of IMF, EU was able to rescue these nations in return for austerity
measures. The imposed austerity measures themselves created strain in the member nations that were being
bailed out because they led to increase in unemployment. Now, EU has moved towards creating European
Stability Mechanism which will be a permanent fund to be used for helping member nations in future.
46] Eurozone
a) It comprises of 17 nations (out of total 28) who have adopted Euro as the common currency. Euro as a
single currency was launched in 1999.
b) Britain and Denmark have voluntarily kept out of it - the 'opt-out' states- for reasons of economic
sovereignty.
c) 'Derogation states' are the EU member nations who are taking steps to adopt Euro. All EU member
nations except ‘opt-out states’ have to adopt Euro, though each member is given time to take measures
to be eligible to adopt Euro i.e. They are given time to meet the Convergence Criteria.
d) The monetary policy for Euro is the sole prerogative of European Central Bank i.e after joining Eurozone
the control of Monetary policy passes on to ECB.
Euro Area vs Economic & Monetary Union: All EU Member States are part of Economic and Monetary Union,
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which means they coordinate their economic policies for the benefit of the EU as a whole. However, not all EU
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Member States are in the euro area – only those having adopted the euro are members of the euro area.
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What are the convergence criteria to join Eurozone?
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These are the macroeconomic indicators which measure:
66
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a) Price stability, to show inflation is controlled;
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b) Sound government finances, through limits on government borrowing and national debt to avoid high
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Fiscal Deficit;
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c) Exchange-rate stability, through participation in the Exchange Rate Mechanism for at least two years
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without strong deviations from the ERM II central rate;
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d) Long-term interest rates, to assess the durability of the convergence achieved by fulfilling the other
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criteria.
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Schengen is in Luxembourg. It is a the group of 26 European countries which have abolished passport and
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immigration controls at their common borders. It functions as a single country for international travel purposes,
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with a common visa policy. Of 26, 22 are EU member states and 4 are EFTA members. Bulgaria, Cyprus and
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Romania (all EU members) will join once they meet the criteria.
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Recent problems: After Arab Spring many illegal immigrants from the conflict rid region crossed over to France
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Decolonization
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the desire for freedom of homeland rather than just fighting for the liberation of occupied Europe.
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c) African nationalism spread rapidly after 1945 because more and more Africans were now educated in
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the US and Britain where they gained awareness regarding racial discrimination and colonialism was
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seen as humiliation especially by the working class which was much more receptive to nationalist ideas.
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2) World War II:
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a) Japanese successes changed the notion that it was “impossible to defeat European powers”. Some Asian
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leaders worked with Japan in the belief that such cooperation will hasten the end of European
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colonization of their country. E.g. S.C. Bose, Sukarno (of Indonesia).
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b) Some European colonies fought against the Japanese invasion. They developed guerrilla tactics (like
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communist guerrillas in Malaya) and used this as an opportunity to develop skills in this kind of warfare.
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After defeat of Japanese in WW II they were not ready to accept European rule again. Nationalists now
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deployed guerrilla tactics against European powers in Indochina, Dutch East Indies, Malaya, Burma when
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c) European policies and propaganda during WW II encouraged colonial people to expect freedom post-
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war. The Atlantic Charter of 1941 that contained the Declaration of United Nations- discussed how the
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world should be organized after the war. The two important points were
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ii. Self-rule- All people should have right to form their own government.
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d) War weakened Europe economically and militarily. This led to a change in Britain’s policy. Britishers
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delayed independence but gave it once the nationalist struggles reached a threshold.
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3) Outside pressure:
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a) US:
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i. US was somewhat empathetic to the cause of freedom struggle because of its own colonial past.
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ii. US opposed Churchill when he argued that “self government” of Atlantic Charter was only for
European people. US adopted this stance because it wanted to contain the spread of communism
in colonies as USSR supported freedom struggles in the colonies. Also US wanted to get export
markets in form of newer nations where US could enter after Europe’s exit and exercise economic
and political influence.
b) UN and USSR consistently criticized imperialism. Communist philosophy had always been opposed to
imperialism and colonialism and USSR found it natural to do so.
Let us now look into detail the decolonization experience of the British in Africa.
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1) Education:
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a) In British Africa, there was slow but relatively much more penetration of education as compared to
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other European colonies in Africa.
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2) African Nationalism:
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a) African nationalism rose due to the western education which instilled ideas of liberty, equality and
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freedom. Education raised their awareness against racial discrimination. Especially the working class in
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towns were much more receptive to the ideas of nationalism and formed the major force of resistance
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against colonialism. ur
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b) British were weak after the WW II and wanted a good relationship with the Commonwealth countries,
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1. The British policy after World War II can be divided into two phases-
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a) 1945-51:The Labour Party was in power in Britain during 1945 to 1951 and they were willing to give
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independence because they had the confident of maintaining British economic influence through the
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b) 1951-57: After 1951, Britain followed the policy of delaying independence and to move the colonies
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towards sovereign rule in a very gradual manner, in short, step-wise self-government. This policy
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helped in the hindsight as it allowed the Africans to gain experience in governance. Yet the Africans had
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2. British Policy in West Africa vs East & Central Africa till 1957:
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a) Demographic profile’s link with Decolonization: West Africa had very few European settlers. East Africa
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had good number of settlers while the Central Africa had maximum concentration of settlers. Independence
was easily and generally peacefully achieved in West Africa, achieved with some difficulty in East Africa and
with very high difficulty in Central Africa.
b) Britain was pro-independence in West Africa because it had very few settlers.
c) Britain delayed independence in East Africa and Central Africa where settlers formed a significant
percentage of population. They had the numbers and the capability to curb African struggle for
independence and thus provide a stable pro-British government.
d) Also the settlers desired British presence to ensure continuation of their supremacy and for safety of
their life and property.
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e) Even when Britain considered independence as an option, they British stressed that the post-
independence government should be a multi-racial government with adequate representation to the Asians
and European settlers.
Post 1957- Wind of Change: Wind of Change refer to the realization on part of the British that
independence in Africa cannot be resisted anymore. The reason was the enhanced strength of Black African
nationalism and the Arab Nationalism. Also, Britain’s influence had decreased in Northeast Africa and it was
weak after its loss in Suez War (1956). From 1957 to 1963 there was significant change in British policy
towards independence to colonies in East and Central Africa.
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1) Gold Coast (1957): In West Africa, before 1951, Gold Coast leaders led an independence struggle through
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means of boycott of foreign goods and there were violent demonstrations and strikes by the workers.
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Succumbing to the pressure, a new constitution was framed and elections were held with universal adult
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franchise. In 1952, self-government was introduced but without full independence. From 1952-57 the
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African leaders gained experience in governance under the western educated Prime Minister Nkrumah and
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in 1957, Gold Coast rechristened as Ghana became the first African colony to gain full independence with
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2) Nigeria (1960): Nigeria was an oil rich country. It faced special problems of large size of territory and
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demographic division into three main ethnic groups viz Muslims in the North and other two tribes in the
Western and Eastern parts respectively. Azikiwe, a western educated leader successfully led a mass general
strike in 1945 which prompted the British to start preparation for step-wise independence of Nigeria. In
1954 a new constitution was framed and it provided for a federation with legislative assemblies for the
three regions dominated by the three ethnic groups. Nigeria gained full independence in 1960.
3) Sierra Leone and Gambia: Similarly by 1961, Sierra Leone and Gambia gained independence in a peaceful
manner.
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British Decolonization in Central Africa:
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1) Attempts at delaying independence- the concept of Central African Federation: The colonies in Central
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Africa were under White Settlers domination. Supported by the business interests in Britain, the Whites
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persuaded Winston Churchill in 1953 to form the Central African Federation which constituted all the British
66
colonies in Central Africa i.e. Nyasaland, North Rhodesia and South Rhodesia. The purpose was simple-
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continue the white domination of Central Africa.
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2) Response of Africans to Federation: The Blacks protested violently demanding Black majority rule and
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emergency had to be declared in 1959.
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3) Breakup of Federation: The Federation was broken up in 1963 because Nyasaland and North Rhodesia didn't
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want to be part of it anymore. By 1961-62, a new constitution had been introduced in Nyasaland and
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Northern Rhodesia. Consequently, these two were given independence as Malawi and Zambia respectively.
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4) Zimbabwe :
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a) Situation in Zimbabwe: The main problem lay in Zimbabwe i.e. Southern Rhodesia where the whites were
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most deeply entrenched against the Blacks and resisted the Black rule for the longest. The whites in
Southern Rhodesia opposed any share in governance of the country to the Blacks.
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b) Britain-White Settlers Standoff: At time of independence of Zambia and Malawi, Britain was ready to give
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independence to Southern Rhodesia on the condition that the Whites allowed a minimum of one-third
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seats in the Parliament to the Blacks under the proposed constitutional changes but the Rhodesia Front, a
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whites racist party under Prime Minister Smith refused the British offer. The whites under Rhodesia Front
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declared independence without the British consent in 1965 (though it continued to swear allegiance to the
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British Crown). The Britain applied economic sanctions and stopped buying tobacco and sugar from South
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c) UNSC against Settlers: The UNSC also condemned the unilateral declaration of independence and passed
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retreat from Marxist Angola. South Africa and USA were helping the rebels in Angola in overthrowing
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the Marxist regime which was in turn supported by USSR and Cuba.
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iii. Role of US: The USA feared that the Cuban-Russian interference will extend to Rhodesia and thus asked
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the Smith government to make concessions to the Blacks.
66
iv. Guerrilla success: By 1978, the Guerrilla forces led by Robert Mugabe were controlling large areas of
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Rhodesia and the Whites were on the verge of defeat. The independence was delayed even after the
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1978 nationalists successes in guerrilla warfare due to the tribal differences.
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v. PM Smith capitalized on the tribal rivalry by forming a coalition government with one tribal party but
rest of the tribal groups continued guerrilla warfare.
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vi. The British called a conference in 1979 where the British proposed and the whites accepted a new
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constitution with provision for black majority rule. South Rhodesia was to be made the new Republic of
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Zimbabwe with 100 seats in Parliament of which 80 were reserved for the blacks. Robert Mugabe
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agreed to cease guerrilla warfare. Finally in 1980 Zimbabwe came under the Black majority rule with
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The French policy regarding colonies could be analysed into two phases.
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1) Till 1954: In the first phase France was not at all in favour of any form of Self Rule in its colonies. This was
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characterized by the 1944 Brazzaville Declaration which stated that even at a distant date there would not be
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any self-government in French colonies. The French treated the colonies and mandates as if they were
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integral provinces of France and any form of self-government was opposed by the French settlers. In 1949,
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France decided to crush all nationalist movements and many African leaders were arrested after labeling
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them as communists.
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2) Post 1954: The French policy changed significantly after its defeat in Indochina in 1954 and the second phase
of final acceptance that decolonization cannot be delayed anymore began.
Tunisia, Morocco: A Protectorate is a state or territory partly controlled by (but not a possession of) a stronger
state but autonomous in internal affairs. Tunisia and Morocco were French protectorates. These protectorates
desired for full autonomy in all their affairs but the European settlers did not want the French influence to cease
as it allowed them to maintain their control on the government.
1) Tunisia (1956):
a) In Tunisia, the independence struggle was led by a moderate leader named Habib Bourghiba.
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protectorate status but the nationalists continued to demand full independence.
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a) French West Africa was a group of eight colonies namely, Ivory Coast, French Sudan (became Mali after
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independence in 1960), Senegal, Niger, Mauretania, Guinea etc.
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b) French Equatorial Africa included Chad, Middle Congo, Gabon etc.
66
c) Cameroon and Togoland: France held these former German colonies as mandates since the World War
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d) Madagascar: Of the east coast of Africa, Madagascar was also under the French control.
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4) Algeria (1962): ur
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a) It was under the French control since 1830. The French settlers were known by the name of Colons. In
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1954, there were 1 million French settlers and 9 million Algerians in Algeria.
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b) After World War II, ten years of peaceful struggle by leader Messali paid little dividends. The French
AV
settlers made no concessions and the native Algerians were denied any role in the government.
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c) Further, France treated Algeria not as a protectorate or a colony but as an integral province of France.
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d) In 1954, after a decade of non-violent protests, the Algerians started a Guerrilla war under National
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Liberation Front (FLN) which was funded by 2 lakh Algerians living in France.
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e) Despite its failures in Indochina in 1954 and the forceful abdication of its protectorates in Morocco and
lis
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Tunisia in 1956, no French government dared independence to Algerians due to possible backlash by the
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French settlers and their lobbying groups back home. By 1960, there were more than 700,000 French troops
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f) The reasons for the French attitude towards Algeria were many.
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i. The French Army wanted to secure its reputation after losses in Indochina. The Army was so
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deeply against giving in to the demands of the Algerians that there existed chances of a military coup in
France if the government gave way in Algeria.
ii. The public opinion was highly divided between those who supported the French settlers and those
who wanted an end to Algerian campaign. France itself seemed to be on the verge of a civil war over
Algeria.
g) In 1958, the Algerian war caused the fall of government in France. The Army pressured the government
to resign and wanted former General De Gaulle as Prime Minister. De Gaulle agreed for heading the
government but on the condition of being allowed to frame a new constitution. This demand was agreed to
and the fourth French republic came to an end. After coming to power, General De Gaulle decided to hold
107 www.visionias.in ©Vision IAS
negotiations with the Algerians which led to a faction of military starting a terror campaign in Algeria and
France. They seized power in Algeria and attempted assassination of General De Gaulle. After this General
De Gaulle appeared in a Military uniform on television and this symbolic act of iron hand turned around the
situation. The French public opinion shifted in favour of granting independence to Algeria which was given
in 1962 with Ben Bella as the first Algerian President.
5) French Community: In 1958, France under General De Gaulle attempted to institutionalize the policy of
Neocolonialism. De Gaulle proposed a new plan for formation of French Community on lines of British
Commonwealth with following points:
a) The 12 colonies of West and Equatorial Africa (that had Protectorate status) would continue to have
self-government in internal affairs with their own Parliament.
b) The French Community will include all these 12 colonies and France will take all important decisions
with respect to taxation and foreign affairs.
c) In return, all the members of the French Community will get financial aid from France.
d) The members would have option to reject the membership of the community but in that case, they
would not receive any economic aid.
e) French Equatorial & West Africa (1960): The result of this plan was that 11 colonies voted in favour of
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French community except for Guinea where 95 per cent of the electorate voted against. Guinea was
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granted full independence under the nationalist leader Sekou Toure. Soon, inspired by Guinea, the 11
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colonies along with Cameroon and Togo demanded full independence. The African nationalism and Black
gm
pride was in full swing. All these countries were granted full independence in 1960, though Neo-colonialism
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by France continued after 1960 in all these colonies except for Guinea, as the French continued to dominate
66
their economic and foreign policy.
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Belgium: Decolonization in Africa
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Belgium had two colonies namely, Belgian Congo and Ruanda-Burundi. They both witnessed chaos and civil war
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after independence in 1960 and 1962 respectively. This was due to the unpreparedness for independence.
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Belgian policy in its colonies was twofold- to deny any education to natives and to use tribal rivalries for
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prolonging its rule. The latter factor worked well in both the colonies.
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a) Congo was melting pot of 150 different tribes. Belgium used fighters from one tribe to control other
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tribes and the favored tribes got patronage in return for maintaining law and order.
AU
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b) In Ruanda-Burundi, Belgium used Tutsi tribe to control the Hutu tribesmen. Still the ideas of
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nationalism from the neighbouring colonies of France and Britain influenced the people.
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2) Congo (1960):
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a) In Belgium Congo, there were sudden protests in 1959 against unemployment and poor standard of
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living. This made Belgium to grant independence in 1960 because it feared a costly guerrilla war and
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thought it better to deploy policy of neocolonialism over an independent but weak Congo.
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b) Why there was such chaos after nationalist unity witnessed during freedom struggle? The reason was
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that
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i. The natives had no education to man the bureaucratic posts and there was no African group that
had any experience in governance.
ii. There were just 17 graduates in Congo, and no doctors, no lawyers , no engineers and no army
officers.
iii. There was no rich movement like that witnessed in other colonies like India under Indian
National Congress with proper organizational structure. The Congolese National Movement
under Lumamba was just one year old in 1959. The civil war continued from 1960 to 1964 in
Congo.
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Similarly, the Moroccans were on the verge of defeat but the USA rescued them. The USA saw the
Saharan question as part of the Cold War because USSR had recognized the Democratic Arab Republic
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of Sahara.
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d) The war continued into the 1980s and Morocco occupied Mauretania’s Sahara as well. In 1990, United
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Nations proposed a referendum for deciding if the people desired independence or wanted to remain
66
as part of Morocco but Morocco rejected the UN proposal.
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e) The present status of Sahrawi Arab Democratic Republic or SADR is that, the Western Sahara is the
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disputed territory. The SADR controls 25 percent of Western Sahara and the rest is under Moroccan
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control. India favors an independent Western Sahara under SADR which is part of Non Aligned
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Movement and has a government in exile in Algeria. The Polisario Front today is a politico-military
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organization based in Algeria. The worst affected are the people of Sahara, many of whom live in
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1) Effect of Colonialism:
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a) Portuguese for many years after World War II, followed a policy of brutal repression of Nationalist
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b) The economy of Portuguese colonies was mainly dependent on Agriculture and the industry was non-
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2) Portugal begins to fail: The tide began to turn against Salazar when in 1956, the nationalist groups were
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formed in all the three colonies. Initially they could extract little from the colonial regime but the
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independence of many African colonies by 1960 boosted the morale of the native nationalists and they
increased their protests. Salazar responded with increased repression and consequently, guerrilla
campaigns against the Portuguese started in all three colonies in 1961.
3) In Angola, the Guerrilla warfare started in 1961 under Neto. In Mozambique the Frelimo Guerrillas were led
by the leader named Mondlane. Similarly, Cabral led the Guerrilla forces in Portuguese Guinea. The
Guerrilla forces received Soviet aid as all of them were Marxist in their ideology.
4) Independence: The simultaneous anti-guerrilla effort on three fronts was costing 40 percent of Portuguese
national budget by 1973. Despite resentment among the Portuguese people and the Army, Salazar
continued to pump money and soldiers which ultimately led to an armed coup that overthrew Salazar in
109 www.visionias.in ©Vision IAS
1974. Soon, independence was granted to these three colonies with Portuguese Guinea becoming
independent in 1974 under the nomenclature of Guinea Bissau while Mozambique and Angola became free
in 1975.
5) Impact on Apartheid: The decolonization of Portuguese empire in Africa caused a crisis for the white
settlers in Rhodesia and South Africa because now these independent regimes provided safe havens to the
guerrillas waging freedom struggle in the only two remaining African countries under white settler’s
domination.
6) Angola was invaded by South Africa immediately after independence and it became part of the Cold War.
Later Angola witnessed invasions on multiple occasions and was gripped in Civil War in the 1990s.
7) Mozambique was also invaded by South Africa as it was against the Frelimo movement of the Blacks there.
Like many African countries, Mozambique was also torn by subsequent civil wars for many years.
Italian Decolonization (Ethiopia, Libya, Eritrea, Somalia)
Italy’s case was different as it lost all of its colonies after defeat in World War II. These colonies were given to
Britain and France as mandates to prepare them for independence, until United Nations decided to place them
under governments which happened to be aligned with the West.
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In Ethiopia, the Italian rule came to an end in 1941 and the British mandate ended in 1951. Emperor Selassie
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who was in exile since the Italian invasion in 1935 was brought back and reinstated.
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Libya was made independent under King Idris in 1951.
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Eritrea on other hand was made part of Ethiopia in 1952 under a Federal system with provision for autonomy in
66
matters of internal affairs.
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Somalia was carved out as an independent state in 1960 by merging Italian Somaliland and the British
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Somaliland.
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Post-Independence unrest: Soon after independence, unrest followed in these former colonies because of the
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poor governance by the unpopular rulers and new leaders emerged who were pro-USSR and sought Soviet aid
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for modernization.
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1. In Libya, King Idris was very much pro-west and he was overthrown in 1969 by a socialist revolutionary
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movement. The subsequent regime of Muammar Gaddafi nationalized the Libyan oil industry and began the
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process of urbanization.
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2. In Ethiopia, Selassie did not put in any efforts for modernization. He cancelled the provisions relating to
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autonomy and limited self-government of Eritrea which launched a war of independence against Ethiopia.
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3. In Eritrea, Ethiopia tried to curb the demand for independence but soon two other Ethipian provinces
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demanded secession. To control the secessionist movements the Ethiopian regime had to allocate more
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funds in its budget on Army’s expenditure, while the famine and poverty hurt the common man on the
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street. In 1993, Eritrea finally gained independence. Eritrea is part of the Horn of Africa which is plagued by
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high poverty and people are fleeing to Europe via island of Lampedusa (in dangerous boat journeys) that has
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become an entry point to Europe from Africa and Middle Eastern countries. Eritrea suffers from excessive
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Now, let us try and understand the decolonization outside of Africa by the British.
Decolonization by Britain outside Africa:
1) India: India was broken up into two parts, Pakistan and India in 1947. Decolonization was not peaceful and
there was high violence during partition. The British were in haste to leave to escape any responsibility of
the bloodbath.
2) West Indies (Caribbean), Malaya (Southeast Asia) and Cyprus (Middle East): In all these areas, British
sought to organize the colonies into a Federation but only partial success was achieved. Federation is a
group of states with each state having its own Parliament for managing internal affairs but constituents
110 www.visionias.in ©Vision IAS
work under overall authority of Federal government (e.g. USA, Canada, Australia).
a) West Indies: They are a group of islands in the Caribbean.
Why Federation sought for Caribbean islands: There was problem of size of the colonies. The colonies
would not have been viable units separately. They were not economically and administratively viable.
On one hand some colonies objected to the idea of Federation while on the other of them did not even
want independence from Britain. Yet, the West Indies Federation was created in 1958 including all
British colonies in the area (e.g. Jamaica, Trinidad, Seychelles, Barbados, Bahamas etc) except British
Honduras on mainland Central America and British Guiana on the northeast coast of mainland South
America. But it failed by 1962 as the constituent members opted out in favor of separate independent
status.
Why West Indies Federation Failed? Because of disputes over number of seats to each member in the
Federal Parliament and the amount of money each member should contribute to the Federal budget.
In 1961, when Trinidad and Jamaica withdrew, all members were given independence in 1962.
Later Union: Later when they realized the benefits of cooperation, they formed the Caribbean Free
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Trade Association in 1968 and Caribbean Community & Common Market in 1973.
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b) Malaya: Here the Federation was successful. Malaya was liberated from Japan in 1945.
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Organizing Malaya into a Federation was a challenging task because
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i. It had a multiracial society.
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ii. It was a geographically complex nation to organize into a single unit. E.g. Singapore was an island
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few miles away from mainland. Also Malaya was a sum of 9 states, each under a separate Sultan.
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iii. Communist guerrillas (ethnic Chinese of Malaya) who fought against Japan were now fighting
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against Britain for setting up a communist Malaya.
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Federation of Malaya (1948) was created by Britain (without full independence) with Singapore as
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separate colony. The guerrilla campaign continued and Britain had to apply emergency from 1948
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onward. In 1955 elections, the ethnic Indians, Chinese and Malays came together to fight elections
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and they won. With single party majority the signs of stability were clear and finally independence
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include Singapore and Brunei. Brunei did not join and gained independence in 1984 and joined
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Commonwealth. Singapore left the Federation and became separate independent entity in 1965.
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c) Cyprus (1960): Decolonization of Cyprus was a troublesome process. 80 % of the population was Greek
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Christians who wanted union with Greece. 20% were Turkish Muslims, who were concentrated in north
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and they wanted union with Turkey. Independence was attained in 1960. A civil war between the
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Christians and the Turks started in 1963. Turkish troops intervened in favor of Turkish Muslims in 1974
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Today Turkey’s forces are still present in the North Cyprus whose government is only recognized by
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Turkey. UN forces are present on the ground to ensure sanctity and peace on the frontier between the
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Decolonization by Holland:
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Netherland’s colonies before WW II included
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1) East Indies (which mainly included islands of Sumatra and Java among others),
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2) Some islands in West Indies. Here no independence was given and only limited self- government was
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granted and they continue to remain parts of Holland even today.
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3) Suriname in South America. It lies in northeast South America along the coast of North Atlantic Ocean. It
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was given independence in 1975.
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1) The Dutch depended heavily on the export income from their plantations in East Indies. The Peasants on
TI
plantations had to reserve 1/5th of their land solely for growing crops for exports. The income from these
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2) Leaders like Sukarno were leading the nationalist struggle even before WW II. In 1930s many leaders
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3) Role of Japan: Japan released Sukarno from jail after it invaded East Indies in 1942 and gave the natives a
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share in administration. Japan sought support in the war effort in exchange of promise of independence
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4) After WW II: After Japanese defeat in 1945, Sukarno declared the Independent Republic of Indonesia but the
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Dutch were in no mood to give up their colony which formed the bedrock of their economy. The Dutch
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a) They could not sustain the high costs of fighting the guerrilla resistance.
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).
2) Logistics Issues: There were logistic issues relating to migration and also violence where decolonization
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meant partition e.g. India. The problem was accentuated in case of India due to bitter communal rivalry.
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3) Neo-colonialism started: The newly independent nations were poor and needed investments and markets
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for their exports, mostly a single export item.
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4) Overreliance on single export items: Export baskets of many newly independent nations were composed of
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a single export item. Examples include cocoa for Ghana, oil for Nigeria, copper for Zaire (now called by the
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name of Congo) and Sugar for Cuba. This led to asymmetrical economic development. The single export
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dependent economies of these nations faced financial crisis whenever the international prices of these
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commodities collapsed. ur
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5) Food Crisis: Further, the external lenders continuously maintained the pressure on the African states to pay
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back the debt which forced the African nations to focus on exports which generally included raw materials
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rather than the more profiteering finished goods. The focus on exports of raw materials, including cash
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crops, resulted in decreased impetus to food crops which resulted in food shortages at home.
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6) Demographic factors: The high population growth of more than 2% increased the demand pressures on the
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limited supplies. This led to inflation in consumer goods and food items. Consequently, there was loss of
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trust in the democratically elected governments. The shortage of skilled manpower was another
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7) Unprepared for independence: Many new states were unprepared for independence because of poor
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education, lack of officer class to man military and bureaucratic posts and due to lack of experience of
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governance. India was an exception due to gradual self-government attained by Indians through their
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8) Artificial nonsensical borders: Like the Colonization during the Scramble for Africa, the decolonization was
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also geographically nonsensical. The decolonization process did not include any well planned state
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reorganization with concerns for factors like geographical continuity, cultural similarity, economic and
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administrative viability. As a result, tribal groups with very different cultures found themselves in the same
nation and consequently Africa became victim of civil wars between the tribes, some of which still
continue.
9) No Industry: The colonial powers never really focused on development of indigenous industry in the
colonies. This was especially true of Africa which was only exploited for its raw materials. There was no
indigenous industry in many of the newly independent nations. The huge developmental challenges and the
poor economy inherited due to colonial rule led to instable governments, coups, and thus failure of
democracy. Salazar’s troops (Portugal) deliberately destroyed infrastructure while retreating from
Mozambique.
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14) Neo-colonialism is the policy whereby the industrialized country dominates the policies of the
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underdeveloped nation with the purpose of economic profiteering in disregard to the economic and social
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interests of the underdeveloped country. The need for capital made Africa dependent on the West. Though,
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the Western countries and the new institutions like International Monetary Fund did give loans but they
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were tied to fulfilment of certain conditionalities. These conditionalities often required the recipient nations
66
to open up their economies to the foreign companies and give up State policies meant for social welfare
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and security. The externally imposed austerity by the IMF, decreased the social expenditure at a time of
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high unemployment, inflation and food shortages.
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15) Impact of World Economic situation: The poor African nations were ill equipped to deal with the economic
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depression during the 1980s. This was coupled by the natural disasters in form of the crop failures and
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droughts from 1982-86. The recession in the export markets hurt the foreign exchange earnings of African
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nations as the slowed down engines of growth in the developed world demanded fewer commodities of
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export from Africa like oil, copper, cobalt, cocoa etc. The decreased export earnings due to the economic
TI
recession hurt the poor countries the most and increased the stranglehold of Neo-colonialism as African
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a) Tribal differences
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b) They were unprepared for independence and suffered from low education penetration.
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c) Economically they were poor, were unable to provide efficient governance and failed to meet the
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aspirations of the newly independent people who had thought that independence will bring an end to
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their miseries. This led to political instability and armed coups. In some cases, the democratically
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elected regimes turned dictatorial to ensure political stability e.g. Nkrumah in Ghana who was later
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Common Market: It is the 1st step towards Single Market and may just include Free Trade Area for goods
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without reducing other barriers.
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b) The Caribbean nations are even moving towards a custom union with Latin American countries through
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CELAC (2011, Community of Latin American and Caribbean states).
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c) Today problems of Caribbean nations include
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i. Unemployment & high foreign debt
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ii. Global & regional Free Trade Agreements like North American FTA (NAFTA since 1994 having
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Mexico, US, Canada), threaten preferential access of CARICOM to foreign export markets.
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iii. Caribbean has small island nations which lack infrastructure, skilled manpower and are
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economically poor. Thus they cant compete in export markets with China.
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iv. India is cooperating with CARICOM (Caribbean Community and Common Market) and providing
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assistance in fields of ICT, Health and financing of development projects in the region.
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v. Potential of the CELAC countries lies in the fact that they are rich in oil and gas and mineral
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resources.
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3) Southeast Asia: The Southeast Asian nations grew rapidly in 1980s. They were called as Tiger economies.
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Even today, ASEAN is an economic powerhouse. ASEAN is central to India’s Look East Policy. ASEAN aims to
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form a European Union type of community by 2015 with features like free movement of people, trade and a
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common foreign policy. The three main pillars of ASEAN Community would be
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b) Economic Community
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c) Socio-Cultural Community
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).
Middle East: Since 1945 the region has been embroiled in wars and civil wars.
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What is Traditional Middle East ?: It is a group of 16 nations (Turkey, Cyprus, Lebanon, Israel, Syria, Jordan,
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Egypt, Iraq, Iran, Kuwait, Saudi Arabia, Bahrain, Qatar, UAE, Oman, Yemen). Sudan is at times included in Middle
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AU
East.
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Modern Middle East also includes 5 Arab states of Morocco, Algeria, Libya, Tunisia, Mauritania taking the
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number to 21.
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Non-Arab States in Middle East are Iran, Turkey and Israel. Iran has high minority of Arabs in area around the
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Persian Gulf.
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Arab World = Group of 22 members of Arab League. Arab states outside the Middle East are Djbouti, Somalia,
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Sudan and Comoros (eastern coast of Africa, between northeast Mozambique and Madagascar). Morocco is the
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only African country which is not part of AU because of its disputes with Western Sahara (SADR). SADR is not
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).
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The modern-day countries with significant territory within the Fertile Crescent are Iraq, Kuwait, Syria, Lebanon,
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Jordan, Israel, Palestine, Cyprus, and Egypt, besides the southeastern fringe of Turkey and the western fringes of
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Iran
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Strategic interests with respect to Trade Political and Economic unity of Arabs
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Canal)
Decolonization of the Middle East:
1) Britain gave independence to Iraq in 1932 and to Jordan (1946) but both continued to remain pro-British.
2) France gave independence to Syria and Lebanon in 1945 but hoped to maintain some influence in the
middle east.
Reason for Neo-Colonialism in Middle East:
1) Strategic position of Middle East: The Suez Canal and the Persian Gulf were important trade routes. Also
117 www.visionias.in ©Vision IAS
middle east was the convergence point of the Capitalist bloc, the Communist bloc and the Third World countries
especially Asia and Southeast Asia.
2) Oil: The oil resources of Iran, Iraq, Saudi Arabia and Kuwait were essential for the energy security of the
world.
Iran (post 1945):
Introduction: It is the only Middle East State which had a border with USSR.
The Constitution of 1906, provided for a semi-absolute rule of Shah. The western educated and pro-US,
Mohammed Raza Pahlavi was the Shah since 1941.
During Cold War:
1) In 1907, Britain and Russia had agreed to carve out Northern Iran as Russian sphere of influence while
southern Iran was to be British sphere of influence with central Iran being open to both rival powers.
2) In 1945, USSR tried to establish a communist government in Northern Iran that had a strong and active
communist party.
3) In 1955, the Shah signed Baghdad Pact (1955), a military alliance of Iran, Iraq, Turkey, Pakistan and UK
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(United States signed individual agreements with each of the nations in the Pact, but it did not formally join.
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Instead, the United States participated as an observer and took part in committee meetings). Shah got
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economic and military aid for containment of communism in Northern Iran. Shah gave US oil companies
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concessions to develop oil reserves of Iran.
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De-Neocolonialism in Iran:
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1) The Nationalists in Iran were against foreign interference. They gradually grew strong.
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2) In 1951, the Parliament of Iran (Majlis) elected Mohammed Mussadeq as the Prime Minister.
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3) In 1951, under PM Mussadeq, the Majlis (Parliament of Iran) ordered nationalization of Anglo Iranian Oil
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Company, a British controlled company because it was felt that Britain was taking too much of profit.
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4) From 1951-3, PM Mussadeq also sought to reduce the semi-absolute rule of Shah to move Iran towards
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full democracy.
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5) Sanctions against Iran: After nationalization, most of the world stopped buying oil from Iran.
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6) Coup (1953): In 1953, the democratically elected PM Mussadeq was forced to resign in a coup in which
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CIA played an important role. After this a military government was formed and Shah began to rule as an
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absolute monarch.
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7) 1954- Iran-Britain compromise: Shah reached a compromise with Britain as per which
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a) The British Petroleum would have only 40 % shares in Anglo-Iranian Oil Company.
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a) Nationalists were against Jordan and Saudi Arabia because they were ruled by pro-West conservative Royal
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families. This was especially true of nationalists in Syria and Egypt who were socialists.
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b) Nationalists were against Egypt post 1979 Camp David Accords (Egypt Israel Peace Treaty) which led to Egypt
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recognizing Israel. Rest of Arab states turned against President Sadat and he was executed by right wing Egyptian
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nationalists in 1981.
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1) One by one the pro-British and the pro-French governments were replaced by nationalist governments who
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wanted to be non-aligned. ur
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2) Egypt: In 1952 there was a coup and Nasser became President in 1954. In 1956, the Suez War was fought by
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Egypt against Britain, France and Israel over control of Suez Canal.
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3) Eisenhower Doctrine: After the end of Suez War (1956), the Arab countries drew closer to Soviet Union. This
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prompted President Eisenhower to propose Eisenhower Doctrine which implied giving economic and military aid
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4) Jordan: King Abdullah was in power after 1946 independence from Britain but in 1951 he was assassinated
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for being pro-British. King Hussein had to give up the pro-British attitude for his survival and thus in 1957 he
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ended the Jordan-Britain Treaty that allowed British to keep troops in its bases in Jordan and thus all British
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5) Iraq: It had pro-British King Faisal and Prime Minister Said. They signed the Baghdad Pact (1955), a military
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alliance of Iran, Iraq, Turkey, Pakistan and UK (US signed individual agreements with each of the nations in the
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Pact, but it did not formally join. Instead, the US participated as an observer).
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6) Iraqi Revolution (1958): Encouraged by the British humiliation in the Suez War (1956), the nationalists killed
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King Faisal and Prime Minister Said and thus Iraq became a Republic in 1958.
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3) Dispute over Inland Waterway called Shatt-el-Arab: In 1975, Iran forced Iraq into joint use and control of
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this waterway which was an important outlet for both countries oil exports. The waterway formed part of
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the frontier between Iran and Iraq. The waterway is with Iraq since Iraq-Iran war.
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4) Saddam hoped for quick victory: because he felt that Iranian forces would be weak after the 1979 Islamic
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Revolution. But he was proved wrong and the war went on for 8 years.
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2. Iran got arms from North Korea, China and from US (secretly).
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3. The war became a Shia-Sunni conflict with the border dispute being overshadowed.
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1) Arab Unity decreased: It served a huge blow to the Arab unity discussed before.
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a) Pro-Iraq: The more conservative states like Saudi Arabia, Jordan and Kuwait. Also, Saudi Arabia had
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another strategic interest. It wanted decreased control of Iran on the Persian Gulf.
b) Pro-Iran: Syria, Libya, Algeria, South Yemen and Palestinian Liberation Organization (PLO). They were
against Iraq because Iraq was the aggressor and they believed that Arab world should focus on Israel.
2) Oil Crisis: The oil supply to the world decreased because Iraq attacked and blockaded Iran’s oil exports. Oil
shortage brought US, USSR, Britain and France’s warships in the region which increased tensions. By 1987, all oil
tankers faced threat of sea mines.
3) UN mediated ceasefire (1988): UN was able to do so because by 1988 both sides were exhausted. But
before even accepting the peace terms, Iraq invaded Kuwait and this latter conflict came to be known as the
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population.
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b) Operation Desert Storm:
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i. More than 30 nations participated in military intervention coded Operation Desert Storm against
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Iraq.
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ii. Initially, Trade sanctions and oil export sanctions were applied against Iraq under aegis of UN.
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iii. Then UN gave deadline to Saddam for troop withdrawal else “UN will use all necessary means” to
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safeguard Kuwait’s territorial integrity.
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a) Because by capturing Kuwait, Saddam now controlled too much oil in the region which hurt the balance
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of power in the Middle East and gave too much leverage to Iraq.
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5) Why Saudi Arabia, Syria and Egypt were against Iraqi invasion?
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a) Because they were concerned about the next act of aggression by Saddam Hussein which may threaten
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their territorial integrity. They contributed troops to UN force along with US, Britain, France and Italy.
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a) Russia, Syria and Turkey themselves had Kurd minority and thus they did not do anything initially when
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b) The Western nations only took action against Iraq because of their oil interest. They did nothing when
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Indonesia invaded East Timor in 1975 because it was of little interest to them.
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1) Historical grievances of Jews:
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a) Roman persecution: In 71 AD, Jews were driven out of Palestine by Romans and they settled in
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different parts of the world including US. Gradually, over years many Jews returned from exile but their
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population was not significant to make Arabs anxious.
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b) World Zionist Organization (1897): It was formed in Switzerland. Zionist means people who wanted
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Jews to return to their homeland, Palestine and form a Jewish state of their own. Problem was Palestine
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was now inhabited mainly by Arabs who were now threatened by loss of their “homeland”.
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c) Nazi persecution: This resulted in high influx of refugee European Jews, who were looking for a home,
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into Palestine and by 1940 half the population of Palestine was Jewish. Nazi persecution and with change in
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2) How creation of Israel became inevitable and how middle path solution failed ?
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a) Britain: After WW I, Britain got Palestine as a mandate. In 1917, Britain said it favored creation of
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Israel. This led to influx of Jews into Palestine which was opposed by Arab States who wanted an
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b) Zionist Terrorism: started after WW II, targeting Arabs and Britishers who opposed Jewish influx under
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pressure from Arab States. US pressured Britain to allow Jews enter Palestine.
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ii. In 1939, British proposed a One state solution whereby Palestine would be made independent in
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10 years and Jewish immigration would be limited to 10,000 per annum. Jews rejected this proposal.
iii. In 1946, Britain again proposed a One State solution with two provinces, one each of
Arabs and Jews. Truman rejected this plan.
3) UN creates Israel in 1948:
a) Britain asked for UN help because was unable to bear high costs of maintaining peace.
b) 1947 UN voted to divide Palestine into two halves. British withdrew in 1948.
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Immediately after its creation, Israel was attacked by Syria, Iraq, Jordan, Egypt and Lebanon.
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Result:
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1) Egypt: Egypt did not earn anything from the war. Rather, Israel captured the Egyptian port of Eilat. Egypt
66
also faced the problem of refugees from Palestine as there was a refugee exodus due to Israel’s brutal
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treatment of Palestinians after the war. In 1952 the Egyptian Army did a coup to dethrone King Farouk as he
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favored the presence of British troops in Suez Canal. Colonel Gamal Abdel Nasser Hussein became the
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President of Egypt in 1954 and sought to reduce British influence.
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Israel: captured 3/4th of Palestine, more than what was given to it by UN.
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3) Jerusalem: was captured by Israel (West Jerusalem) and Jordan (East Jerusalem).
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4) West Bank: It is the Palestinian territory west of river Jordan. It was captured by Jordan. This led to conflict
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within the Arab world because Jordan wanted West Bank for itself.
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1) Colonel Nasser’s anti-West policies and his pro-Palestine stance against Israel.
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2) Colonel Nasser had organized Fidayeens to carry out murders and bombings in Israel.
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3) Egypt had also blockaded the Gulf of Aqaba to prevent the western ships going to Eilat port. Eilat port was
under Israel occupation after the 1948 war.
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Canal zone.
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5) Nasser had also helped the Algerian Arabs in their struggle for independence against the French.
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6) He prodded the Arab nations to resist the Baghdad pact led by the British. Baghdad Pact was aimed at
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maintaining the British influence in Northern Africa and the Middle East.
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7) The Cold War:
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a) Colonel Nasser further antagonized the British by signing a defence deal with Czechoslovakia in 1955.
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This agreement provided for arms supply and training of the troops of Egyptian army.
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b) Cancellation of US grant for Aswan dam (1956): USA saw the bonhomie between Russia and Egypt as
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part of the Cold War and it feared Russian entry into the oil-rich region of Middle East. As a result of this
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communist phobia, USA cancelled the grant it had promised to Egypt for building of Aswan dam.
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8) Nationalization of Suez Canal: Conditions of economic stress and given the importance of Aswan dam to
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Egypt, the cancellation of the grant by USA prompted Colonel Nasser to Nationalize the Suez Canal. Colonel
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Nasser wanted to use the income from the Suez Canal to fund the construction of the dam.
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In return for the nationalization of Suez Canal, Colonel Nasser promised adequate compensation to the
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shareholders. He also promised the use of Suez Canal by all nations except Israel.
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Thus the aim of Nasser’s policies was not of hurting the trade regime of the British but securing his country’s
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independence from the Neocolonialism and exercising the sovereign right of Egypt to manage its resources and
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But the main concern of the British and French was to maintain their influence in neighboring states and ensure
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the continued benefits out of Neo-colonialism. They feared the Arab unity which was taking shape since the
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creation of Israel. There existed an apprehension among the Western powers that Egypt desired creation of a
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United Arabia under Egyptian control which might be pro-USSR. Such Arab unity was against the economic
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interests of the West since Middle East and North Africa were the main sources of oil and if the Arabs decided to
use Oil as a leverage then they would come under the domination of the Arab countries.
The result of the 1956 Suez war:
1. End of British influence: Britain was weak post World War II. It expected a quick victory but the Egyptian Army
fought with valour and persistence draining the British of their strength. The Suez War marked the end of British
influence in Egypt and from now on Britain was heavily dependent on USA in the domain of foreign policy.
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3. Ceasefire: USA and the Soviet union mediated a ceasefire by working along with the United Nations. Israel
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returned Sinai peninsula to Egypt.
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4. Suez and Oil supply: British and the French failed to achieve their war aims. Egypt blocked the Suez Canal
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till 1957 and the Arab states decreased oil supply to the European countries.
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5. Russian influence: There was an increase in the Russian influence in the region as the US aid was replaced
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by the Russian aid. Also British lost an ally in form of Iraq.
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6. Iraqi Revolution (1958): Encouraged by defeat of the British and French, the nationalists in Iraq murdered
the pro-British King Faisal and PM Said in 1958.
7. Algerian freedom struggle: The defeat of France in Suez War gave a morale boost to the nationalists
fighting for independence which was achieved in 1962. Nasser helped Algerians.
8. Arab Unity under Nasser: The year of 1956, thus marked emergence of a new face of Arab Unity in form of
126 www.visionias.in ©Vision IAS
Colonel Gamal Abdel Nasser. He now emerged as the tall leader of the Arab world who had the wherewithal
to stand up to the Western domination. Nasser helped the Algerians further in their independence struggle
which was finally won in 1962. India supported the anti-neocolonialism struggle of Egypt and Indian Prime
Minister Jawaharlal Nehru shared good rapport with Colonel Nasser. Both of them along with leaders like
Nkrumah of Ghana, Tito of Yugoslavia & Sukarno of Indonesia were the founding members of the Non
Aligned Movement in 1961.
Six Day War (1967): Syria, Iraq, Jordan, Egypt, Lebanon and Algeria (independent since 1962) ordered troop
mobilization but this was slow and gave early warning and time to Israel which launched preemptive strikes and
destroyed the Egyptian air crafts.
Result:
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1) Israel: The battle failed to achieve a military solution to the problem of Palestine. Israel captured
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b) In Palestine: Whole of Jerusalem and West Bank from Jordan; and Gaza Strip, earlier with Palestinians.
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c) This time Israel rejected UN resolution asking return of captured territory. It desired to ensure that
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2) Militarization of the region by Russia: Russia started supplying modern arms to Egypt and Syria (the reason
for present strength of Syria against the rebels).
3) Suez Blockade: Egypt began a blockade of Suez Canal (remained till 1975).
Yom Kippur War or October War (1973):
Boosted by the military arsenal from Russia, Egypt and Syria attacked Israel. Yom Kippur is a Jewish festival and
Egypt and Syria wanted to catch the Israelis off-guard.
Why?
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d) Israel retained all territory captured in 1967 war (Sinai, Golan Heights, West Bank, Gaza, whole of
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Jerusalem)
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e) Success for Sadat: Egypt celebrates October 6 yearly as October War led to 1979 Camp David Accords which
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led to withdrawal of Israeli troops from Sinai. Sinai after 1979 was to be demilitarized with US satellites
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monitoring the peninsula.
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Camp David Accords (1979) or 1979 Egypt-Israel Peace Treaty: In 1979, under the mediator role of USA
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President Carter, Egypt and Israel signed a landmark peace agreement, famously known as the Camp David
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Accords.
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Under the Camp David Accords,
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1) Israeli troops were withdrawn from Sinai and it was to be demilitarized with US satellites monitoring the
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peninsula. Only limited troops from Egypt were allowed. Presently, there is a UN force in Sinai.
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2) Egypt guaranteed oil supply to Israel from newly discovered oil fields in Sinai peninsula.
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3) Ended the state of war between Israel and Egypt (in operation since 1948).Egypt promised to not attack
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Israel again.
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4) Egypt allowed the Israeli ships to use Suez Canal. But this bonhomie between Israel and Egypt was not
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accepted in principle by many Arabs and President Sadat was executed in 1981 during a public event.
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Present Status:
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1) Illegal Settlements: Israel boosted construction of Israeli settlements in legally Palestinian lands (West
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Bank, East Jerusalem, Gaza). Palestinians continued to protest in the refugee camps in West Bank and Gaza.
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2) In 1980s, Israel declared that it wont ever give back Golan Heights to Syria & never allow West Bank to be
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part of Palestine.
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iv. Netanyahu a right wing leader came to power in 1996.
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6) 2005- Israel unilateral pullout from area under its control in Gaza strip and handed over control to
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Palestinian Authority
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a) Aim was to separate Palestinians of Gaza Strip from Jews.
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b) Result was that Hamas took control & replaced PA . It has used Gaza to launch rocket attacks on Israel.
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7) 2007 Blockade of Gaza by Israel to prevent movement of goods in and out of Gaza. Turkey condemned
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Israel for firing at a flotilla carrying goods to Gaza. Impact of blockade was illegal trade with Egypt with
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goods being sold at exorbitant prices hurting poor Palestinians.
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8) 2012 Palestine from “Non-member Observer Entity” to “Non-member Observer State”: India co-
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sponsored & supported the resolution on enhancing Palestine’s status from ‘Non-Member Observer Entity’
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to ‘Non-Member Observer State’ in UNGA. Palestine with new status would have access to UN agencies &
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also potentially the ICC. It would be able to participate in the UNGA debates. It is a global recognition to the
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relevant territory as a sovereign state of Palestine. In sum, this is an important move towards Palestinian
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9) 2014 status:
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a) Gaza (under Hamas), West Bank (partially under Palestinian Authority & rest with Israel), East
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f) India supported in UNSC, full & equal UN membership for Palestine. India has always been in favor of
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From mid 19th century there was rise of capitalist class in India. The British had also promoted the money lenders
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by making land a tradable commodity and charging high rents from the landlords which compelled the people to
borrow from moneylenders. Also trading merchants benefited from British rule.
The capitalist class in India developed on an indigenous capital base rather than on foreign capital base like in
other colonies. FICCI was setup in the 1930s and thus the capitalist class had organized itself into a pressure
group to influence policies of the government.
The Bombay Plan of 1944 was formulated by the post-war Economic Development Committee of the capitalists.
It suggested a middle path as the plan envisaged integration of the socialist ideas without compromising on the
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which provided for hedging against dependency on single item of export.
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Then India was rich in mineral resources and other raw materials which could provide sufficient supply for the
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industry.
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The British did develop infrastructure and connected whole of India by a rail-road network. The thrust on higher
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education provided personnel for high-skilled jobs.
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The food security was one aspect which could have made us dependent on the external world but the Green
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Revolution with help from US in the 1960s helped India overcome this hindrance as well.
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India went for nationalization of important sectors of the economy and a relatively closed economy model
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prevented the Multinational companies from taking root in India. The policy of import substitution further
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The Non-Aligned Movement helped India remain out of the Cold War and checked foreign interference in
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internal affairs. The strong organizational structure of Indian National Congress helped and the rich history of
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non-violent struggle provided stable democratic governments. A strong army also put off any military threat and
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acted as a deterrent. Thus with strong fundamentals India was able stave off Neocolonialism to good extent.
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World History: 3
NAM
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developmental targets and to assert their independence in foreign policy many of these nations began what
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came to be known as the Non Aligned Movement.
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2) To preserve newly gained independence: The aim of NAM was to consolidate the newly emerged
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developing nations into a single group so as to be able to prevent getting embroiled in the Cold War by not
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getting aligned with any of the two world powers. The Cold War, with features of military alliances and the
66
arms race, had the potential to threaten independence of these countries.
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3) Independence in foreign policy: The NAM countries wanted to assert themselves as a strong independent
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identity not by use of military power but via collective voice.
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Precursors to NAM: While NAM officially came into existence in 1961 in Belgrade, Yugoslavia. Its roots go back in
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time:
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1) Asian Relations Conference (March 1947): It was held in New Delhi. The thrust of the conference was
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independence in foreign policy, reducing dependence on the west and striving for world peace.
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Nehru argued that the Asian nations have long been pawns in the hands of the Western powers and now is
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the time that they should have independence in world affairs. They should strive for removing dependency
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on the West and for this it requires them to come together to work together for welfare of their people. The
dangers of the war was highlighted given the development of atomic weapons that threaten the whole
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humanity. Thus the primary aim of the Asian nations should be to work for maintenance of world peace.
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2) Panchsheel Principles of Peaceful Coexistence: India and China included these five principles in the
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preamble of an agreement they signed in 1954. They became integral part of NAM as well. These principles
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were:
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c) Peaceful co-existence.
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d) Mutual non-aggression.
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Baghdad Pact etc.
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2) NAM helped in reducing international tensions, in ending colonialism, imperialism and racism.
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3) USSR and NAM:
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a) Peaceful Coexistence: The communists were always against war as a national policy but they believed
66
that war was inevitable till the time imperialism exists. After Stalin, USSR adopted the policy of
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“peaceful coexistence” between countries following different social, economic and political systems.
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The policy of peaceful coexistence was one of the core principle of the policy of non-alignment adopted
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by newly independent countries like India. It meant giving up the theory of “inevitability of war”. NAM
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leaders along with Soviet leaders emphasized on peaceful competition between different political,
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economic and social systems. India incorporated peaceful coexistence doctrine in its foreign policy
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through Panchsheel Principles. It is another matter that despite policy of peaceful coexistence, USSR
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continued with arms race and to treat Eastern Europe as its sphere of influence (e.g. Hungary Uprising
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b) Soviet support to NAM: Soviet Union almost consistently supported the disarmament initiatives taken
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by NAM. Due to the traditional anti-war stand adopted by communists and the stress upon peaceful
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coexistence under Nikita Krushchev, many NAM leaders felt that USSR is natural ally of NAM. Tito’s
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Yugoslavia which was the founding member of NAM was itself a communist country with close
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c) Common focus on Equality: Soviet Union gave political and material support to independence
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movements of many countries including Africa. NAM was also firmly against colonialism. The economic
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relations between newly emerged countries and USSR helped the former in exercise of nation building.
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NAM and USSR were aligned on the principle of working for an equitable society. NAM countries like
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4) US and NAM: During Cold War US rhetoric was that "if you are not with us, you are against us”. Thus US saw
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NAM as "natural enemy”. Even today US views NAM with suspicion as NAM after 1991 has opposed
unilateralism and highlighted the need for creating a Multipolar world order.
5) NAM strove to make “development” the main agenda at the international stage.
6) Apartheid & NAM: India worked consistently to put the issue of apartheid on the agenda of the UN, NAM
and other multilateral organizations and for the imposition of comprehensive international sanctions
against South Africa. The African National Congress maintained a representative office in New Delhi from
the 1960s onward. India broke of diplomatic relations with South Africa in 1963. South Africa became 109th
member in 1994.
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i. India will support all its neighbor but being economically much more developed than others, it will
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not expect reciprocity.
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ii. No South Asian nation should allow its territory to be used by a foreign nation against another
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South Asian nation.
66
iii. Non-interference in internal matters.
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iv. All will respect sovereignty & territorial integrity of each other.
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v. All will solve their problems through bilateral negotiations.
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a) New Panchsheel: In 2006-07 the New Panchsheel principles were suggested by Hu Jintao, then
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President of China. India accepted them. The Old Panchsheel principles were founded on political
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parameters while the New Panchsheel are based on economic, defense & cultural parameters. These
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principles are:
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i. Both countries should strengthen cultural ties & constantly increase the mutually expanding
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ii. China & India should maintain strategic communication & keep the bilateral relations on the “right
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track”.
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iii. Both should accommodate each other’s Core concerns & properly handle problems & differences
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iv. Both nations should tap each other’s comparative strengths & expand win-win Eco Cooperation in
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v. The two countries should expand Multilateral Coordination & collaboration in multi-lateral foray
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to jointly safeguard the legitimate rights & interests of developing countries & tackle global
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challenges.
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Failures of NAM:
India supported the anti-Neocolonialism struggle of Egypt and Indian Prime Minister Jawaharlal Nehru shared
good rapport with Colonel Nasser. Both of them along with leaders like Nkrumah of Ghana, Tito of Yugoslavia
and Sukarno of Indonesia were the founding members of the Non Aligned Movement in 1961.
But the NAM failed to achieve a peaceful resolution of the Arab-Israel conflict and Egypt, along with African state
of Algeria and other Middle East Arab nations, was involved in 1967 war against Israel.
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alliances in these regions, especially during the Cold War.
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6) Due to large membership, difficulty in coordinating positions in NAM & difficulty in coordinating work of
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NAM. NAM uses summits like UN, G77 + China to coordinate position.
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7) NAM has no own Secretariat
66
8) At each Summit, a lengthy final document is issued. These documents mostly repeat themselves.
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16th NAM Summit at Tehran 2012:
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NAM is now a grouping of 120 nations. Two more members have been added since last summit in form of Fiji
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and Azerbaijan (which is the second nation from Europe to join NAM after Belarus).
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The theme of the summit was “Lasting Peace through Joint Global Governance” to stress upon the inequity in
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Indian stand was that NAM should focus on issues that unite rather than on issues that divide its diverse
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membership so that NAM can act as a collective voice of the developing countries.
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India was able to reorient the focus of NAM from the NAM of the past a NAM which is focused on following
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issues. As elaborated below, the focus is now on Development Administration, Equitable Global Governance and
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localized solutions to conflicts. Thus there is a new relevance of NAM in contemporary times:
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2) We reiterated our commitment for peace in Palestine and a state of their own for Palestinians.
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3) We stressed upon the need for new instruments of Global Governance for solving problems of piracy,
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terrorism, cyber security, sustainable development and food and water security.
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4) To ensure Global Good Governance there is need for Global Governance structures that are truly
representative and credible. This requires reforms of UNSC, IMF and World Bank.
5) There is need for innovative ways of funding the development efforts of developing nations by developed
nations.
6) India stressed upon the need for context based solutions which are based on the special conditions,
strengths and weaknesses of each country. Example, NAM countries face the challenge of achieving energy
security and to achieve this the solution lies in developing affordable Renewable Energy because NAM
countries have rich potential of Renewable Energy. But since the rich developed nations can easily afford to
5 www.visionias.in ©Vision IAS
buy oil, the development of affordable and efficient renewable energy solutions continue to be neglected.
7) The problems and solutions are different for the developing and the developed countries. The developing
countries require Human Resource Development, harnessing of Renewable Energy potential, innovative
frugal innovations as solutions and also face special problem of food security.
8) India said that it would be happy to contribute towards a NAM initiative for Skill Development aiming
development of a Knowledge Economy.
9) India requested support by interested NAM countries for development of African countries.
Importance of NAM today: After the end of the Cold War, the relevance of NAM has been regularly questioned.
The 10th NAM Summit at Jakarta in 1992 tried to put these doubts at rest by stating that NAM played important
role in maintaining world peace during the Cold War and it is still relevant because even after end of Cold War,
the world is not a secure and just place. Violent conflicts continue to plague the world ans so does inequity in
society and in institutes of global governance. The Bosnian Civil War, the war between Azerbaijan and Armenia,
the violent disintegration of Yugoslavia in 1992 (Tito, the binding force, died in 1980) vindicated the relevance of
NAM in post-Cold War era.
After 1992, there was emergence of new challenges due to new developments that were engulfing the world
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like Globalization, free market economy, spread of terrorism and nuclear proliferation among others. Also there
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were new challenges as a result of a unipolar world.
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Havana Summit (2006) argued in favor of creating a Multipolar World and Multilateralism based on principles of
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international law and UN Charter to check unilateralism and interventionism of the hegemonic world power. The
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Havana Summit laid down the guiding principles of NAM in future:
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1) No State or group of States has the right to intervene directly or indirectly in the internal affairs of another
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state.
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2) Rejection of attempts at regime change (coup etc). ur
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3) Rejection and opposition of Terrorism in all its forms and committed by anyone, anywhere and for
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whichever purposes. But Terrorism should not be equated with legitimate struggle for independence by
people under colonial rule and for national liberation.
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1) NAM is best represented in Africa (53 members), followed by Asia (39 members), & Latin America (26
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members). The downside is that only 2 members - Belarus & Azerbaijan- are from Europe.
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developing nations.
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3) The impulse to be independent and not to be dominated by any global power is still alive.
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4) NAM is not a bloc in the traditional sense of the term and rather it is a movement. In present times of
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economic turbulence the role of NAM is crucial for deliberation upon economic issues so the developing
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5) US during the Cold War had termed NAM as immoral. Even today the western nations continue to
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ridicule the importance of NAM but it continues to be relevant. NAM gives voice to the developing
nations whose concerns generally go unnoticed in other international forums due to lack of adequate
representation and weight assigned to their views in those forums. The presence of the UN Secretary
General at the NAM summit signals the importance of NAM. For the first time after decades the Egyptian
President attended NAM.
6) Due to its composition, NAM has the potential to provide a forum for localized solutions to urgent
problems like the conflict in Syria and Iran without inviting criticism of interference in the internal affairs.
Example, NAM Troika (Egypt, Iran and Venezuela) was formed on Syria, though it failed to achieve much.
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4) Resolving the issues mentioned in the criticism of NAM.
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Status of Third World today: The world economic system continues to be inequitable as institute of global
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governance like IMF and World Bank continue to be dominated by the western powers which impose
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conditionalities, which are not favorable to the developing nations, in lieu of the loans they extend. The
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imposition of free trade and privatization hurts these nations because their indigenous economy is not ready to
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compete with the MNCs from the West and nor the indigenous private sector has the capability to handle the
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responsibility of nation building that comes with privatization. This inequity in the world economic system is a
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major factor today in the continuing backwardness of these countries.
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World History: 4
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Settlers.
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Grievances of the Dutch against British rule: Dutch were uncomfortable under the British rule. They were
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opposed to the imposition of British culture. The English language, which was not native to the Dutch, was made
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compulsory in the schools. Dutch were forced to study it to get jobs in the administration and for conduct of
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Business transactions. The Dutch settlers were aggrieved by the abolishment of Slavery in 1833 in Cape Colony
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as they depended on the cheap slave labor of Native Black Africans for work on their farms.
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Consequently, the Dutch settlers shifted out of Cape Colony and by 1835 they settled down in Transvaal, Orange
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Free State and Natal. But the British wanted to expand their colonial empire and they occupied Natal in 1843.
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1st Boer War (1877-84): The Dutch settlers revolted violently when the British declared Transvaal as its colony in
1877. Surprisingly, the British were not prepared for such rebellion and they were compelled to declare
Transvaal as a free state under the Peace Treaty of 1884.
After the 1st Boer War there existed, two Boer republics of Transvaal and Orange Free State while Cape Colony
and Natal were under British.
2nd Boer War (1899-1902): The British were determined to bring Orange Free State and Transvaal under their
control. By 1899, the Dutch feared that soon the British would invade them. Thus Transvaal and Orange Free
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Mixed Race or Colored People born through conjugal relations between Blacks and Whites. 9%
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Asians (who were brought here as indentured laborers) 3%
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Condition of the Blacks before 1948:
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During Colonization of South Africa the European settlers, mainly the Dutch, came to form a large minority. They
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soon started dominating the social, economic, political and cultural life and ruled as the minority elites. The
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policy followed by the ruling Dutch didn't just result in economic and political subjugation but also social, cultural
and psychological deprivation.
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1) The Dutch settlers treated the black natives as slaves and used them as laborers for their farms. They
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deprived the Blacks of their lands and ensured that very little money was spent on education of the blacks.
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Especially the higher education became the monopoly of the whites. The condition of indentured laborers
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who came from Asian colonies like India to work on plantations were no better.
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2) Politically, Blacks were not allowed the right to vote and they were denied any participation in the
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government. In Transvaal and Orange Free State only white men could vote. In Natal and Cape Colony, non-
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whites could vote but it in reality translated to nothing because voter had to meet property and literacy
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qualifications.
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There was no direct representation of the Blacks in the Legislature and they were only indirectly
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represented through some White Members of Parliament. Their interests were neglected by the
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3) Culturally, the theories of Master and Slave race were propounded. The Black tribal culture was belittled as
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inferior and they were designated as the lower race who were destined to be servants of the Whites, the
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members of the Master race. The Dutch Reformed Church (the official State Church of South Africa) in
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contrast with other churches in the world which believed in racial equality, supported the view that whites
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were the master race and incorrectly interpreted the Bible to prove this.
4) Blacks lived in areas reserved for them away from the white residential areas. This policy was followed to
prevent the Black pollution from contaminating the Whites. Also Blacks were forbidden from buying land
outside the Reserves. It led to the problem of ghetto living among the blacks because 70 % of the
population lived in 7 % of area of South Africa. Without any amenities like clean drinking water, proper
sewerage system for sanitation and along with problem of crowding, the Blacks suffered from poor
performance on social indicators of Health, sanitation and education.
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1) Gandhiji knew that till the time Indians remain unorganized they would remain deprived. Thus to give them
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the power of collective voice, he began to organize them as a collective unit. He also began educating them.
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2) He was to leave South Africa after completion of his court case but the Indians pleaded that he stay and he
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did due to moral responsibility. He was the only Indian who was western educated and understood the legal
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intricacies.
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3) Franchise Amendment Bill of 1894 sought to disenfranchise the Indians. The Immigration Law Amendment
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Bill of 1895 stated that Indians must return to India at end of their contract, or they would have to be re-
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indentured (bound by contract i.e. bonded labor) for two more years. Anyone who refused would be
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charged an annual tax of £3 (called Poll Tax). Under such circumstances, Gandhiji began his struggle for
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Indians in South Africa.
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4) Constitutional struggle (1896 to 1906): This included use of tools like petitions and prayers to the
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government. Gandhiji formed the Natal Indian Congress and started a newspaper named Indian Opinion to
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5) Extra-constitutional but non-violent struggle (1906-1915): The constitutional methods failed to persuade
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the government to end discrimination faced by Indians. Gandhiji, thus, developed a novel method called
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Satyagraha. It included tools of passive resistance, non-cooperation and civil disobedience. A Satyagrahi was
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to be truthful, non-violent and fearless. He must be ready to accept suffering and should love the evil doer.
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Hate should be alien to the nature of Satyagrahi and it was to be through love that the evil doer would be
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won over by making him realize the injustice inherent in his actions.
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6) Satyagraha in action:
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a) Satyagraha against Registration Certificates (1906-1914): In 1906, the Asiatic Law Amendment Act (or
the Black Act) was passed by Transvaal. It was a humiliating law forcing Indians in Transvaal to register
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with the ‘registrar of Asiatics,’ submit to physical examinations, provide fingerprints, and carry a
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registration certificate carrying fingerprints at all times. Otherwise, Indians and other ‘Asiatics,’ could
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be fined, imprisoned, or deported. Gandhiji asked Indians and other Asians to violate the Black Act. A
Passive Resistance Association was formed. The registered Indians were not to carry the RCs while
unregistered Indians were not to get registered. Soon, the prisons were overflowing with Satyagrahis.
Feeling incompetent in dealing with this novel form of struggle, the government promised that it will
repeal the Black Act and release the prisoners if Indians agree to voluntarily register themselves.
Gandhiji accepted this and was first to register. The government introduced a bill to ratify the voluntary
registrations but refused to repeal the Black Act. Cheated by the government, Gandhiji publicly burnt
the certificates in a giant fire as a symbol of resistance and resolve.
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8) Poll Tax campaign (1913): Gandhiji initiated a peaceful campaign against the poll tax (an annual tax of 3
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pounds under the Immigration Law Amendment Bill of 1895). This campaign took a mass character as
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many workers joined it.
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9) 1913 Supreme Court Judgment: It invalidated all marriages not conducted as per Christianity and not
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registered with the registrar. This judgment attacked the freedom of religion of Indians and made all
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Muslim, Hindu and Parsi marriages illegitimate. At this point of the struggle, women joined the campaign in
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large numbers.
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10) Final Countdown: Indians illegally started crossing into Transvaal against the immigration law. Even
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Kasturba Gandhi participated and was arrested. Soon, all the Indian workers in South Africa (miners, railway
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workers) were contacted and mobilized by Gandhiji.
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11) With a group of 2000 workers, Gandhiji organized a march violating the immigration laws. They were
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arrested many times during the march but they resumed it every time they were released from the jail. The
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repression from the police was appalling and the conditions in prison were harsh (starvation, whipping,
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made to dig stones). Soon after, all Indian mining and plantation workers went on a strike.
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12) G.K. Gokhale traveled across India to mobilize Indian opinion. Finally, Indian Viceroy Lord Hardinge (1910-
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1916) condemned the actions of the South African government and thereafter talks were held between
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13) Victory: The government conceded to the major demands of Gandhiji regarding poll tax and the registration
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certificates. The Indian marriages were solemnized and the Government agreed to treat the question of
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Indian immigrants in a sympathetic manner. This brought about a successful end to the struggle
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14) Indian passive resistance campaign of 1946-48 in South Africa was in response to the Smuts government’s
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introduction of the Asiatic Land Tenure Act (also called Ghetto Act), which severely restricted the rights of
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A few Africans, Coloureds, and whites participated in this campaign and were imprisoned along with
Indians. The campaign laid the groundwork for cooperation between African and Indian organizations,
particularly the Natal and Transvaal Indian Congresses and the African National Congress.
Introduction of Apartheid Laws (1948-54)
Apartheid as a term literally means ‘Separateness’. Discrimination of Blacks occurred even before 1948 but
thereafter it was institutionalized through laws.
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activities there were to separate Cafes , Beaches and cinema halls. There were to be separate Toilets as
Blacks were considered unhygienic. The social services were also segregated, example the children of
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the Blacks were to study in separate schools with inferior education and there were to be separate
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hospitals which were marred by lack of proper infrastructure. Separateness was followed even in the
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Religious domain as Blacks could pray only in churches reserved for them. But complete separation was
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only a partial success as it was impossible to implement. The Blacks formed the majority of labor force
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and the Whites needed them. A complete separation would have resulted in economic collapse.
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2) Racial Identity Cards and Pass Laws: Every person belonging to the race of Asians, the blacks, and the
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Mixed Race i.e. Colored were issued Identity card which they were to carry at all times. The Pass laws
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were the tool to restrict the movement of the non-whites. Strict Pass Laws were passed which implied
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that the Blacks had to stay in their Reserves unless traveling for work to a White Area in which case
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they got passes. Otherwise all travel to through or to White Areas was forbidden unless there was a
special permission granted by the Police.
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3) Racial purity: To preserve Racial purity, the law banned Inter-Racial Marriages and conjugal relations
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Bantustan Policy: In 1959, the Parliament passed a Bantu Self Government Act of 1959. Bantu was a synonym
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for the Black people. The stated goal of this Act was to give Self Government to the Blacks in their Reserves and
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this was to be achieved through creation of Bantustans which would be ultimately given Independence. But the
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Bantustan policy brought worldwide condemnation to South Africa. This was because it was a farce attempt
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filled with malafide intentions. South Africa followed a Neo-Colonialism type policy which implies maintaining
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control on the policies-economic and other- a country with purpose of usurpation of the resources and in
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general, subjugation of the national interest to the interests of the Neo-Colonizer. South African government
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controlled the economic and foreign policies of the Bantustans. Through Bantustans, the Blacks were ghettoized
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as the total seven regions identified for status of Bantustan amounted to meager 13 per cent area of the total
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South Africa in which more than 70 per cent of South Africans were to live.
Further, Bantustans were not economically viable units as the land resources were not enough to support such
larger population. No rational criteria keeping in mind the economic and logistical perspectives was used. For
example, Bantustans didn't have any access to the sea. Also, each Bantustan was encircled by the South African
territory and there was no connectivity between any two Bantustans.
For all these reasons, United Nation refused to recognize Bantustans as legitimate states. Still, South Africa went
ahead and declared three Bantustans as independent by 1980.
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After the Government of Prime Minister Malan introduced repressive laws from 1948 onward, there was
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simmering discontent among the Blacks. The emergence of independent nations like India and the popularity of
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principles of Self Government and protection of Human Rights as enunciated by the newly formed United
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Nations, resulted in development of a mass movement against Apartheid with goal of Black Majority rule.
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1) Initially the Black Struggle was on the lines of Mahatma Gandhi strategy of Non-Cooperation and Civil
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Disobedience. Albert Luthuli of ANC organized many strikes and led civil disobedience movement
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whereby the Blacks would enter the places and areas reserved for the Whites.
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2) The Freedom Charter in 1955 was announced by ANC at a meeting of a new coalition of Blacks, Asians
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and Colored people. From hereon, the Freedom Charter became the main programme of ANC. It
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demanded right to vote to all, right to religion, freedom of expression, right to work, equality before
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law, equal pay for equal work, free medicare, right to free and compulsory education, and forty hours
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3) With the gathering momentum, awareness and pressure from around the world, even the Church
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4) ANC organized numerous peaceful protests, of which the 1957 Bus Boycott Programme in
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Johannesburg was very successful. It was organized in opposition of the increased bus fare by the
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government in Johannesburg and soon spread to other areas. 80 percent of Johannesburg Africans lived
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under the poverty line, and so the raise was far more than the Africans could afford. The goals of the
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boycott programme was to thwart bus fare increase and demand government to make a study
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regarding the need for higher wages for Africans. Black South Africans abandoned the public transport
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and walked to workplace daily for three months. Finally, the government had to bend and it
decreased the fares. This was a morale boosting victory for the Blacks and provided energy for
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5) Sharpville Massacre of 1960: After this the movement became violent. The non-whites had gathered
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peacefully in the town of Sharpville and were protesting against the Pass laws that restricted the
freedom of movement of non-whites. The next day (21st of March) around 8000 of them gathered
outside a police station to protest. But the Police opened fire against the peaceful protesters and shot
dead 69 of them. After this event the Black leadership got divided with most leaders, including Nelson
Mandela who till now believed in struggle through non-violent means, advocating violent struggle as
the only viable tool to achieve the stated goals of Freedom Charter. The day of 21st March has become
the symbol of Human Rights Protection in South Africa and is celebrated each year as a national
holiday.
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all parts of South Africa and the Police repression made the death toll rise continuously. Steve
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Biko, an important leader of the protests was beaten to death in 1976 just because he wanted the
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native Africans to be proud of Blackness.
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8) Anti-Apartheid struggle outside South Africa: Even outside South Africa, the system of Apartheid was
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criticized.
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a) British Commonwealth: All members of the British Commonwealth, including India, criticized the
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system of Apartheid and the brutal police repression. South Africa was made to give up its
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membership of Commonwealth in 1960. The same year South Africa declared itself a Republic.
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UN: United Nations General Assembly passed many resolutions condemning the Apartheid.
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c) OAU: Within the African continent, the Organization of African Unity was mounting pressure on
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the South African government to abandon Apartheid and grant the basic human rights to all South
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Africans.
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Namibia lay between Angola and South Africa. In 1914, South Africa had got German South West
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Africa, now called Namibia, as a Mandate after the World War I. Mandates were the former
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colonies of the Central powers, mainly of Germany, which were taken away after their loss in
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World War I and put under the protection of the member nations of League of Nations to prepare
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a) Increased criticism by UN, Commonwealth of Nations and OAU.
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b) The wave of change which was the realization among the colonizers during the 1950s that
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independence of the African states cannot be delayed infinitely, resulted in emergence of independent
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nations in Africa with black majority rule. These nations also exerted pressure on South Africa.
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c) By 1975 Angola and Mozambique had won independence from Portugal and by 1980 Zimbabwe gained
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independence from Britain. Thus by 1980 Black majority regimes had came to power in immediate
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neighborhood of South Africa and this threatened security of its frontiers.
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d) The Civil Rights movement in the USA gained strength during 1970s and this made the US government
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adopt a harsher stance against South Africa.
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2) Internal pressures:
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a) The government was finding it more and more difficult to check the violent struggle led by ANC and to
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b) The Bantustans (Black African homelands) had failed. They were characterized by high poverty and
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corrupt rulers and thus failed to satisfy the blacks. No foreign government recognized them as
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Stepwise withdrawal of Apartheid from 1980 onward: Thus by 1979-80, the white government had realized
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that they could continue Apartheid only at the risk of a violent overthrow of their government. They had lost all
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outside support. Earlier the colonial rulers in Angola and Mozambique and the white government of Zimbabwe
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(Rhodesia) had supported the South African government. But now these countries were under Black rule. Thus a
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stepwise withdrawal of Apartheid was started by PM Botha after 1979 to prolong white rule in South Africa as
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long as possible.
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1) 1979- Blacks were allowed to have Trade Unions and the right to strike.
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2) 1981- Blacks were allowed to elect their own Local Township Councils. But they still did not have the right to
vote in national elections.
3) 1984- A new Constitution was adopted. It provided for setting up three House of Parliament, one each for
Whites, Asians and Colored people (but not Black Africans).
4) 1985- Interracial Marriage and conjugal relations were decriminalized.
5) 1986- Pass Laws were abolished.
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c) Internally, there was increasing awareness and self confidence among the Blacks. They were no
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more uneducated and held high skilled jobs. Desmond Tutu won the Noble Peace Prize in 1984.
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3) The Dutch Reformed Church now became anti-Apartheid and condemned it publicly.
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4) Thus, the situation was changing rapidly. The majority of White South Africans now recognized that
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total exclusion of the Blacks from political sphere was impossible and even though scared, they
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resigned to the idea of Black Majority rule in the future.
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Transition to Black Majority rule:
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F.W. Klerk became the President in 1989 and the task cut-out for him was to ensure a peaceful transition to a
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Black Majority rule. He faced stiff opposition from the right-wing sections, nevertheless he began the process of
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1) Preparation:
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a) To improve relations with ANC, Nelson Mandela was released from prison in 1991 and ANC was made
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legal. The release was welcomed across the world and Mandela was received with huge support from
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b) Klerk completed the process of dismantling the system of Apartheid and most of the remaining
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2) Negotiations:
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a) After creating an atmosphere of goodwill, Klerk invited ANC for talks in 1991. The agenda of the talks
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was to develop a new constitution that would give full political rights to the Blacks. There was high
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suspicion among the White population that a regime with Black majority would be revengeful and their
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b) Taking cue of the situation, ANC under leadership of Nelson Mandela, stressed on Black-White
reconciliation and took affirmative actions to reassure the Whites that they would be treated as equal
citizens and their wouldn't be any racial discrimination. ANC asked its members to embrace non-
violence as a creed in the new era. It was emphasized that the Blacks should be tolerant and focus on
building a collective peaceful society.
c) The talks were not very smooth and the process faced problems that were result of mutual suspicion
created by historical factors. F.W Klerk faced opposition from within his own Nationalist Party and
there was clamor for Black leadership as another Black party called Zulu Inkatha was involved in a
power struggle with ANC.
10 www.visionias.in ©Vision IAS
3) Success in achieving Black Majority Rule without civil war (1993): By 1993 the talks were successful thanks
to the leadership of Nelson Mandela and F.W. Klerk. The agreement envisaged adoption of Black Majority
rule and the government after elections was to be a coalition government of ANC, Nationalist Party and
Zulu Inkatha.
The ANC won the general elections that followed and a coalition government with Nelson Mandela as the
first Black President of South Africa and F.W. Klerk as Vice-President was formed.
Later, the new constitution that came into effect in 1999 removed the provision of reservation for minority
parties in the government i.e. the compulsory coalition government feature was removed.
Indian contribution to Anti-Apartheid struggle:
1) India was the first country to end trade relations with the apartheid Government in 1946.
2) India later ended all interactions - diplomatic, commercial, cultural and sports, only to be restored in 1993.
3) India condemned Apartheid at UN, NAM and other multilateral organizations and was the leading voice in
favor of international sanctions against South Africa.
4) The ANC had an office in Delhi from 1960s onward.
Sports Apartheid:
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In 1963 the International Olympic Committee adopted a proposal by India which called for modification of South
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African policy of racial discrimination in sport, failing which the South African National Olympic Committee will
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be forced to withdraw from the Olympic Games. South Africa was thus excluded from the Tokyo Olympics in
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1964. South Africa was formally expelled from the IOC in 1970. In 1968, the UNGA requested all States "to
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suspend cultural, educational, sporting and other exchanges with the racist regime in South Africa". India and
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several African and other countries announced that they would not participate in the Commonwealth Games in
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1970 as the South Africans would be touring England. Britain was forced to withdraw the invitation to South
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Africa. In 1973, New Zealand was forced to stop the tour of South African Rugby team when African
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Commonwealth countries and India threatened to boycott the games.
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Indian sports leaders demanded that the non-Europeans must be represented in international sport. South
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African Council on Sport was formed in 1973, uniting all the non-racial and anti-apartheid sports federations.
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Indian sportsmen and sports administrators played an active role in these bodies.
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