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Form 4: Nord Thomas C Willis Lease Finance Corp

This SEC Form 4 filing by Thomas C. Nord, SVP and General Counsel of Willis Lease Finance Corp, reports stock sales and withholding tax-related stock returns between July 1-17, 2011. It discloses the sale of 1,900 shares at $13.01/share, 100 shares at $13.09/share, and 300 shares at $13.13/share on July 1st. It also reports the return of 200 shares and 2,500 shares to the issuer to satisfy tax liabilities, and a reduction of shares owned from 78,800 to 74,621. The form is signed by Thomas C. Nord to verify the information.

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110 views

Form 4: Nord Thomas C Willis Lease Finance Corp

This SEC Form 4 filing by Thomas C. Nord, SVP and General Counsel of Willis Lease Finance Corp, reports stock sales and withholding tax-related stock returns between July 1-17, 2011. It discloses the sale of 1,900 shares at $13.01/share, 100 shares at $13.09/share, and 300 shares at $13.13/share on July 1st. It also reports the return of 200 shares and 2,500 shares to the issuer to satisfy tax liabilities, and a reduction of shares owned from 78,800 to 74,621. The form is signed by Thomas C. Nord to verify the information.

Uploaded by

Anonymous Feglbx5
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as PDF, TXT or read online on Scribd
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7/19/2011

SEC FORM 4

SEC Form 4

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549

OMB APPROVAL
OMB Number: 3235-0287 Nov ember 30, 2011

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 2. Issuer Name and Ticker or Trading Symbol

Expires:

Estimated av erage burden hours per response: 0.5

1. Name and Address of Reporting Person *

NORD THOMAS C
(Last) (First) (Middle)

WILLIS LEASE FINANCE CORP [ wlfc ]


3. Date of Earliest Transaction (Month/Day/Year)

5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Other (specify below) Officer (give title below)

07/01/2011

773 SAN MARIN DRIVE SUITE 2215


(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year)

SVP, General Counsel


6. Individual or Joint/Group Filing (Check Applicable Line)

X CA
(State)

Form filed by One Reporting Person Form filed by More than One Reporting Person

NOVATO
(City)

94998
(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned


1. Title of Security (Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

Amount

(A) or (D)

Price

Common Stock Common Stock Common Stock Common Stock Common Stock Common Stock

07/01/2011 07/01/2011 07/01/2011 07/01/2011 07/15/2011 07/17/2011

07/01/2011 07/01/2011 07/01/2011 07/01/2011 07/15/2011 07/17/2011

S S S S S F

V V V V V

1,900 (1) 100 (1) 300


(1)

D D D D D D

$13.01 $13.09 $13.13 $13.14 $13.59 $13.42

78,800 78,700 78,400 78,200 75,700 74,621

D D D D D D

200 (1) 2,500 (1) 1,079


(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Explanation of Responses: 1. Shares sold pursuant to a 10b5-1 transaction. 2. Return to Issuer of previously restricted shares to satisfy withholding tax liability.

Thomas C. Nord
** Signature of Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

07/18/2011
Date

Persons w ho respond to the collection of information contained in this form are not required to respond unless the form displays a currently v alid OMB Number.

PDF created with pdfFactory trial version www.pdffactory.com

sec.gov/Archives//primary_doc.xml

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