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Form 4: Raedy Raymond Frederick County Bancorp Inc

Raymond Raedy, a director of Frederick County Bancorp Inc, exercised stock options to acquire 100 shares of common stock at $11.35 per share on July 19, 2011. As a result of this transaction, Raedy owns directly 12,800 shares of common stock, 4,077 shares indirectly through an IRA, 1,644 shares indirectly through his spouse, and has stock options for 1,120 shares, 1,800 shares, and 2,400 shares outstanding.

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70 views

Form 4: Raedy Raymond Frederick County Bancorp Inc

Raymond Raedy, a director of Frederick County Bancorp Inc, exercised stock options to acquire 100 shares of common stock at $11.35 per share on July 19, 2011. As a result of this transaction, Raedy owns directly 12,800 shares of common stock, 4,077 shares indirectly through an IRA, 1,644 shares indirectly through his spouse, and has stock options for 1,120 shares, 1,800 shares, and 2,400 shares outstanding.

Uploaded by

Anonymous Feglbx5
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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7/20/2011 SEC Form 4

SEC FORM 4

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION


Washington, D.C. 20549

OMB APPROVAL
OMB Number: Expires: 3235-0287 Nov ember 30, 2011

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 2. Issuer Name and Ticker or Trading Symbol

Estimated av erage burden hours per response: 0.5

1. Name and Address of Reporting Person*

RAEDY RAYMOND
(Last) (First) (Middle)

FREDERICK COUNTY BANCORP INC [ FCBI ]


3. Date of Earliest Transaction (Month/Day/Year)

5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

Director Officer (give title below)

10% Owner Other (specify below)

5310 RILEYS RIDGE ROAD


(Street)

07/19/2011
4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)

HILLSBOROUGH NC
(City) (State)

27278
(Zip)

Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned


1. Title of Security (Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) Code V 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)

Amount

(A) or (D)

Price

Common Stock Common Stock Common Stock Common Stock

07/19/2011

07/19/2011

100

$11.35

12,800 4,077 1,644 31,944

D D I D IRA Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)

Date Exercisable Code V (A) (D)

Expiration Date Title

Amount or Number of Shares

Stock Option Stock Option Stock Option

$11.35

07/19/2011

07/19/2011

100

04/13/2010 04/13/2011 04/13/2012

04/13/2020 04/13/2020 04/13/2020

Common Stock Common Stock Common Stock

100 1,800 2,400

$0

1,120 1,800 2,400

D D D

$11.35

$11.35

Explanation of Responses:

/s/ Raymond Raedy


** Signature of Reporting Person Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

07/19/2011
Date

Persons w ho respond to the collection of information contained in this form are not required to respond unless the form displays a currently v alid OMB Number.

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sec.gov/Archives/edgar//form4.xml

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