Ninjutsu Tactics Principles and Philosop
Ninjutsu Tactics Principles and Philosop
Ninjutsu Tactics Principles and Philosop
A Commoner’s
Guide
Tactics, Principles, and Philosophy
By
D. Holmes
2
Ninjutsu:
Tactics, Principles, Philosophy
Contents
Introduction
Notes
Resources
3
Acknowledgements and Dedication
This present work was made possible through
translations of ninjutsu manuals and various works by a
multitude of authors.
I would like to express my thanks to each of them for
their contributions to the community of ninjutsu enthusiasts.
Each work herein sourced has been listed in the references
section.
4
Introduction
“The means by which enlightened rulers and sagacious
generals moved and conquered others, that their achievements
surpassed the masses, was advance knowledge. Advance
knowledge cannot be gained from ghosts and spirits, inferred
from phenomena, or projected from the measures of Heaven,
but must be gained from men for it is the knowledge of the
enemy’s true situation.” –Sun-tzu1
A Note on Sources
What follows has been derived from translations of
historical manuals on authentic ninjutsu tactics,
techniques, philosophy, and traditions of the Koka and Iga
ninja, along with other primary and secondary sources.
Where applicable this author has pointed out, or
expounded on, contradictions among the ninjutsu
literature so as to reflect the fact that ninjutsu is still in
need of serious researchers who may further clarify the
subject matter. The elucidation of these contradictions
serves as a first step in the direction of sensibility when
appraising the essence of the art and whether or not
martial arts dojos that advertise “ninjutsu” are indeed
legitimate.
Synoptically stated, this review is intended as a
primer concerning the subject of ninjutsu as well as a
gestalt representation of the various views of authors,
“practitioners”, and enthusiasts.
8
Admonition on Terminology and Ninjutsu Skills
Please note that throughout the following pages, the
terms “ninjutsu/ shinobi-jutsu”, “ninja”, “shinobi”, and
“ninjutsu practitioner” are used as nominal representations
of, more or less, the same subject in order to add flavor to
the writing (as the noun must be communicated
extensively). Be advised that the terms are not intended to
bear any distinction from one another, though the
development of each term is tied to a context in Japanese
culture and history that may be interesting to the literary
explorer - i.e. “shinobi” has its origins in the 6th-5th
century B.C.5 and the term “ninja” was first recorded in
1488 AD.6
Also, there are many instances throughout this text
where distinctions in skillsets of differing ninja families are
not made. For example, a reference to ninja training that
includes a specific method or technique will not always
include information on the familial lineage from which the
training was derived. This is so because the literature that
is cited within the present work did not itself always
include such information.
The shinobi operated in accord with differing family
traditions, and, as estimated by Zoughari, hardly any
shinobi were capable of absorbing the immense depth of
what constitutes the whole of ninjutsu.7 So, in these
instances where the family line is non-specific, the ninja are
spoken of in a general manner so as to present the idea
‘that at one time somewhere an authentic ninja did such
and such’. This generalization of the ninja spares the
reader and this author the headache of reading/writing
many linguistically foreign titles and colloquialisms of the
Japanese language. If one wishes to know from what family
lineage the skills and philosophies of the ninja are derived,
9
it is recommended that the reader buy the referenced books
and/or send an inquest to the cited authors.
A Word of Caution
Please bear in mind that the shinobi arts are very
much associated with the darkness of war, thereby making
some of what has been recorded in ninjutsu manuals
dangerous information. The manuals delineate basic
recipes for explosives, blinding powders, and strategic
instructions on how to take the life of another and oneself –
a few of which have been cited and detailed within this
present work. This author accepts no responsibility for
what the reader intends to do with the information herein
presented.
12
Chapter 1: Defining Ninjutsu
“Ninjutsu may be defined as a methodology of covert
warfare that emphasizes surveillance and subsequent
exploitation of an enemy’s weaknesses through cunning
and deception.”
13
systematized training for various matters of battle) then it
can be said that ninjutsu is in fact a martial art.
However, if one’s definition of a martial art is
shallow or ‘conventional’, being that which simply consists
of training for armed or unarmed competitions and/or
physical altercations rather than real-world military style
combat, then ninjutsu should not be thought of as a martial
art.
This clarification is important, for people who do
not know much about ninjutsu tend to shelve it within the
category of sporty martial arts like Tae Kwon Do, or they
may even relate it to the Mixed Martial Arts (MMA)
sensation of the 21st century. This is erroneous thinking
because “ninjutsu” is not competitive, it does not consist of
stylized forms of physical techniques, nor is it a sport.
15
A Note on Violence
Violent altercations of a criminal typology happen
unexpectedly, often with deceptive or non-existent
telegraphing, along with weapons and weight/physical
fitness variations between the parties involved. Granted,
the strikes, ground-flow, and submissions of competitive
fighters do have utility in a “fight” which does not involve
weapons (some may even work with weapons), but violent
altercations are not always constricted to such technical
actions or pugilistic circumstances.
To clarify the issue further, one might consider
asking any combat veteran just how much of what is
displayed in the realm of competitive pugilism he/she
thinks can actually translate into a benefit under real-world
violence. It is likely that the reply will include more of a
reference to weapons and tactics as well as an
acknowledgment of the criticality of developed teamwork
than the importance of unarmed combat training. The
combat veteran will generally devalue one’s skill with the
foot and fist in relation to the above mentioned areas of
training.
In light of all these points and those that will follow,
it is a tenable position that any comparisons of ninjutsu to
competitive fighting will ultimately lack substance because
of a misconception of mortal violence, warfare, and the
false, implied definition of what ninjutsu really is.
“Ninjutsu” Dojos
The ninja are often perceived as masterful wizards
of the natural elements, human psychology, deception,
acrobatics, and occult practices. Some of these attributes
are historically accurate.
17
What is also true of the ancient shadow warrior,
respecting opinions of martial artists and ninja enthusiasts,
is that the shinobi of history does deserve to be described
with the extolled attribute of extreme skill in practically all
matters of ancient Japanese warfare and self-protection.
This is evidenced by the contents of the manuals which
also lend support to the claim that the shinobi art
constitutes a complete system of threat assessment,
deterrence, and survivalism.5
This reputation of formidability which has become
attached to ninjutsu comprises an impetus that moves
others to take up practicing it within modern “ninjutsu”
dojos. But if one is to accede to the notion that the
trimmings and substance of authentic ninjutsu was
originated and is now constricted to a violent and
unreachable historical context (i.e. the Sengoku period) it
will be a most unfortunate corollary that what is likely to
be learned at these dojos will not consist of a full overview
of historical ninjutsu traditions. Rather, the training may
include just a tenuous few of the components of the shinobi
arts which have been dispersed through a paucity of
lineages: armed or unarmed defenses and exercises for
refining the human spirit.
What may also be encountered within these schools
are a few applications of ninjutsu principles. Respecting this
point, it is necessary to note that an application of a
timeless principle formerly utilized by legitimate
practitioners of ninjutsu does not reflect the essence of
what ninjutsu is. In other words, one should not call a
system of defense “ninjutsu” simply because the content of
the system is predicated on ninjutsu principles.
To illustrate this point, consider the discovery of
electromagnetic induction by Michael Faraday in 1831.
This discovery served in the evolution of electrical
technologies. So much so that without this discovery, a
18
host of technologies that modern societies depend on,
including generators, may have never been invented.
That this discovery is fundamental to the operation
of modern electronics cannot be debated, however it would
be quite incorrect to credit Faraday with the invention of
the numerous technologies of today which incorporate the
principle of electromagnetic induction. Why? Because this is
a principle that underlies universal phenomena. It is
timeless and cannot be patented, owned, or evolved.
In our world, principles give rise to phenomena. In
ninjutsu, principles of warfare have given rise to specific
technical knowledge which contributes to that which
defines the essence of the art. In the same manner, what
was done by inventors after Faraday consisted of
identifying applications of the electromagnetic principle
which eventually allowed for an evolution of products and
technical engineering.
The activities within “ninjutsu” dojos resembles
those of inventors economizing on the principles of
electricity in that the students learn modern applications of
ostensibly historical ninjutsu techniques, which are
themselves derived from timeless principles. So in truth,
especially respecting things like gun disarms, these dojos
are at best simply creating techniques that are applicable to
a street-fight context of modern society. If the logic leads,
then these techniques should not be represented as
elements of the system known as ninjutsu.
To understand this point better, consider the
following questions.
Did the master ninja of old train the commoner in
specific technical details of how to effectively disarm an
attacker wielding a semi-automatic handgun? Probably
not. Did the ninja of old expect trainees to conform to a
standard of armed and unarmed pugilistic capacities
despite the obvious disparity in aptitude distribution that is
common between people? Probably not. Did the ninja of
19
old employ belt ranks as significations of one’s ability?
Probably not. And so, it is in light of these answers that I
must contend: modern “ninjutsu” dojos peddle products of
warfare principles that have a veneer of ninjutsu – they are
tenuous reflections of the real thing.
Regarding the authenticity of the Togakure Ryu
with which many enthusiasts of ninjutsu are affiliated, (and
one might say the school that birthed the ninja boom of the
1980’s), it is significant to note that there is a debate
around the authenticity of Hatsumi’s ninjutsu. Some say
that academic confirmation of Hatsumi’s lineage has not
been forthcoming, in that no real documentation or scrolls
have been offered up for a scholarly examination. Some
also feel that the only “credible” source that places the
Togakure Ryu lineage in the category of ninjutsu is
Hatsumi himself.
For example, John Man, author of Ninja: 1,000
Years of the Shadow Warriors, resounds a sentiment that has
been consistently dredged up by the skeptical community
concerned with the nature of Hatsumi’s ninjutsu, stating
that, “[n]o one else has confirmed the existence, let alone
the contents, of [Hatsumi’s] ‘ancient scrolls’.”6
And so, one must wonder. If the documentation
which would prove the legitimacy of Hatsumi’s ninjutsu
lineage exists, why has he not simply given in to the
demands of the people who wish to know the truth? Who
knows? Perhaps Hatsumi really does have the
documentation but does not find the request by ninjutsu
enthusiasts worthwhile.
Whatever the reasons, the point remains that there
are still ninjutsu enthusiasts and academics who will argue
that until the Togakure Ryu and affiliated Bujinkan
organizations can provide the interested academics
documentation of their alleged authenticity as ninjutsu
schools, one would be safer to assume that they do not
really teach the art.
20
To be fair to the practitioners of Bujinkan and the
like, it must be said that if Hatsumi were to weigh in on
this debate, one could reasonably suspect that he would tell
others to stop gossiping and simply state their questions,
complaints, and concerns to the person of interest rather
than rally up support for either side and spreading
rumors.7 Once again it may be possible, albeit dubious, that
Hatsumi has legitimate documentation of his lineage, if one
would but gain good rapport with him to discuss it. But,
the truth of this matter is beyond me.
However, let us not forget the former predication of
the argument that unmitigated ninjutsu is no longer
practiced, for the art belongs to a specific historical
context, no longer existent, wherein the darkness of war
required its use. This day and age, those who attend
“ninjutsu” dojos including Hatsumi’s, are to an extent
merely re-enacting certain aspects of true, historical
ninjutsu (though this does not provide for the just
inference that Hatsumi himself does not retain real shinobi
skill or lineal ties).
To go one further, it is in accord with the manuals
that one could hardly tell if someone was/is an adept
shinobi or not anyway. The Bansenshukai explains that only
mediocre ninja are of some historical renown whereas
master shinobi are not known for their deeds or profession
(see below).
21
conflict? Does a master shinobi own a dojo? What really
defines a ninjutsu master?”
Holding to the content of manuals on the art, those
who ask these kinds of questions will be disappointed to
find that a “shinobi” who is skilled, and known for his skill,
would be considered by Fujibayashi Yasutake’s standards
as a very mediocre ninja if a ninja at all.8 And so, one
cannot expect to access the more recondite knowledge of
ninjutsu through these sorts of people if indeed they teach
any piece of the art.
The supreme quality that defines a master shinobi is
to be spoken of in terms of absolute anonymity respecting
profession, accomplishments, and skill. A master shinobi is
thought to have been so secretive concerning his affiliation
with ninjutsu that his family members and close friends
had no idea he even had the skills (this anonymity beckons
relation to intelligence operations of an ancient and
modern context).
Indeed, the Bansenshukai gives the admonition that
the aspiring shinobi should never reveal the extent of his
skills even to his closest relations, for the vicissitudes of
the turbulent times were such that an ally could
spontaneously flip relations and become an enemy.9 And so
according to Fujibayashi, one cannot tell a master shinobi
apart from a regular citizen or an average warrior.
If one happened to come across a true master of
ninjutsu, he would seem average, “stupid”8, and have
nothing to display that would offer the presupposition that
he is indeed a ninjutsu adept. This shinobi will not seek
recognition for his skill. He will not boast or even casually
speak of his accomplishments, and furthermore there will
be nothing at all which would allude to his capabilities
within the realm of ninjutsu. If his capabilities are called to
action against his enemies, they will produce effects that
are completely indistinguishable from (one might even say
camouflaged by) the cycles of nature.10
22
Consequently, a master shinobi will not make
monetary solicitations in exchange for knowledge of his
skills. A master shinobi will not publicly open a ninjutsu
dojo for the common citizen. A master shinobi will not
refer to himself as a master. And a master shinobi will not
enter into a competitive match while stylizing his physical
techniques as “ninjutsu”.
What Fujibayashi claims has major implications for
the “ninjutsu” dojo industry. By his words, any acclaimed
“master” of ninjutsu is automatically disqualified from the
title.
Ninjutsu is…Infiltration
Ninjutsu was utilized during times when death at
the hands of another was a very common reality – the
Sengoku period (1467-1603 AD) among others.
During this violent period of Japanese history, one
could not always simply rely on brute strength and
physical technique to dispatch an adversary, for it was
often the case that the enemy was too numerous or well-
equipped to take up a frontal assault with. In these sorts of
altercations the construction of an effective defense against
29
the enemy would require development of a skillset that
addressed more facets of conflict than the ‘sword and
shield’ mentality. What was needed was military
intelligence – networks of clandestinely operating spies
that could infiltrate an area and furnish the allied forces
with information indispensable in effecting a certain
victory. Ninjutsu is most associated with, and defined by,
these sorts of operations.
One well-known historical example of the stealth
shinobi arrives from the year of 1562 when Kamino castle
was captured by Tokugawa Ieyasu’s forces. As related by
John Man the victory over Kamino castle was only made
possible by Ieyasu’s prudent use of Hattori Hanzo’s Koka
ninja, who surreptitiously infiltrated the castle and began
propagating diversions against the enemy troops while
setting fires to the castle interior.21 The shinobi aided
assault on the castle was a success and yielded hostages
which Ieyasu eventually exchanged for his own captive
family. After the death of Lord Nobunaga, Ieyasu went on
to become the Shogun of Japan. And so without ninja
involvement in Ieyasu’s affairs, Japanese history may very
well look entirely different today.
Now, the strategies that could effect a successful
infiltration were of great importance to the ninja. So much
so that eight of the twenty-two volumes which comprise
the Bansenshukai are solely dedicated to the skillsets of
open disguise (Yo-jutsu) and hidden infiltration (In-jutsu).
This fact alone says a great deal about the essence of
ninjutsu.
Ninjutsu is…Endurance
To knead out the essence of ninjutsu, one
undoubtedly should look to the vicissitudes of Japanese
history that made its development necessary. But as this
author is no historian, alternative pathways of
understanding ninjutsu including the analysis of its
Japanese representation may be utilized.
The kanji ‘nin’, Itoh says, may be interpreted as a
meaning of endurance; specifically endurance of that which
is physically and mentally difficult. He goes on to assert
that ninjutsu is a method of cultivating fortitude of the
mental and physical body elements through adherence to a
regimen of intense training.24
Substantiating Itoh’s view, the author of the
Shoninki, Natori Masazumi, also states that ninjutsu is
associated with the most “perilous” and difficult of
circumstances. For this reason he maintains that potential
recruits for the ninja arts must be the best in discipline and
courage so they do not crack under stress or at the critical
moment of victory.25
It has been written by Hatsumi that the kanji ‘nin’
means to be in control of one’s body and mind, as well as to
32
have a solid delineation of morality.26 So in summary, a
ninja was physically, emotionally, morally, and spiritually
disciplined so as to be capable of enduring that which the
average human being would perish under.
Ninjutsu is…Cerebral
Referencing the ninjutsu manuals it must be
emphasized that ninjutsu is an extremely cerebral art –
which is to say the art as a whole emphasizes cunning and
wit. This is evidenced by the fact that the manufacture,
coordination, and deployment of the multitude of weapons
and skills detailed within these manuals would require a
certain level of intelligence or experience that would
doubtlessly surpass the common citizen (see chapter 3).
And so, time and time throughout the Shoninki, Natori
Masatake writes of the importance in keeping the mind
“sharp” if one is to properly employ any ninjutsu with
efficacy.27
According to the Gunpo Jiyoshu, other qualities
deemed essential for functions of a shinobi included high
intelligence, a tenacious memory, and the ability to speak
“eloquently”. It has therefore been advised that the
candidate of consideration who does not have these
qualities, does not meet the criteria to be used as a
shinobi.28
Respecting the human spirit, it may be said that
ninjutsu is not for the faint of heart. As Natori Masatake
relates, the shinobi way is “horrifying” in that it is
saturated with the possibility of one’s death.29 The shinobi
are known to have conducted missions within enemy
territories; subsisting through disguise, networks of
informants, and the fruits of one’s wits all the while closely
associating with the enemy in order to foster the birth of
disinformation among enemy troops or gain some
informational advantage. It is certain that their discovery
would have equated with the penalty of death. So verily, it
33
would serve a shinobi well to exercise caution while
engaged in the activities of his trade by maintaining an
alert, clear, and perceptive mind.
34
The ninja were arbiters of an unseen hand which,
through a patient cunning and apt use of intelligence,
altered the power statuses of presiding feudal lords, thus
determining the course of history. They were, in essence,
highly effective spies. As will be shown repeatedly
throughout this text, the activities of the shinobi warriors
of ancient Japan should be thought of as reflections of
modern intelligence practices.
36
The physical attributes and personality
characteristics that identified a potential practitioner of
ninjutsu are more readily discerned.
39
Depending on the skills emphasized within the
family line, a ninja was, generally speaking, a highly
conditioned, light operative (though this was certainly not
a standard). This body composition afforded the ability to
perform certain techniques that the commoner would find
unconventional and somewhat difficult. For instance, in the
event that an assigned mission required absolutely no trace
be left of his coming and going, a ninja might find himself
in need of utilizing his upper-body strength and balance so
as to adhere to rafters and rooftops.4 The Shinobi-Hiden
speaks of using kunai (a trowel-like digging tool) to climb
fortifications as well as cling to exterior surfaces of
buildings. Also, depending on the circumstances, he was
nimble enough to traverse atop various sorts of fences and
walls in order to avoid leaving discernable footprints on
the ground below.5
The Kiai
Many who have watched martial arts films are
familiar with the “spirit shout” or kiai frequently employed
to disrupt an enemy’s focus or balance.
Often, the starring actor of these films emits a
powerful and sudden “YAHH!!” just prior to impacting the
opponent with a strong blow. The scream is of such
ferocity, that it is almost as if some ethereal force were
being called into action to be channeled through the hero’s
body for strength.
That’s how it goes in the movies anyway, but what
about in real conflict? Can a robust kiai really produce
tangible effects against an enemy in real conflict? And did
the shinobi practice any technique related to the kiai?
Gingetsu Itoh may have a bit to offer for these questions.
According to Itoh, one method of protection used by
the shinobi that functioned in the taking of an opponent’s
attention or breaking the opponent’s focus is called Shun
Kan Sa-Yo12.
In elaborating on the applications of the method,
Itoh explains that it works by taking advantage of an
inborn reflex to “wince” or “blink”.13 During this brief
interval, the shinobi whose actions induced such reflexes
makes a quick escape, as if to disappear from the eyes of the
bewildered opponent.14 The idea is to instantaneously react
to the presence of the enemy with Shun Kan SaYo before
the enemy has a chance to respond with violence.
So this is the method but how is it executed? What
is employed to mediate the desired response?
44
Itoh writes that one should scream “like a lion”15,
offering opening for speculation that the shinobi may not
only have found utility in using the kiai, but scientific
observations holding true, Itoh’s description of Shun Ka
SaYo further substantiates the idea that the ninja were men
of war who had seen real human behavior under conflict
and took note of what behaviors could be taken advantage
of. How so?
A highly elucidative book that examines the
psychological ramifications of combat and killing must be
called in for support: On Killing by Lt. Col. Dave
Grossman.
Grossman, explains that intra-species aggression,
such as that which is displayed in warfare has been
observed to confound the fight-or-flight paradigm of
human responses to psychological stress.
Unlike with inter-species aggression (against non-
humans) wherein the responses evince this paradigm,
intra-species aggression adds to the fight-or-flight scheme
to “include posturing and submission”.16
Posturing is a common technique utilized by many
species in response to intra-species threats to suggest
dominance and power. Seldom ever does the posturing in
these situations boil over into an all-out fight to the death
with a member of the same species. And in this regard, the
phenomenon may be thought of as an evolutionarily
adaptive attempt to preserve a social hierarchy wherein
everyone is dependent on one another to some degree.
Rather than kill a useful member of one’s own species,
animals in an intra-species conflict tend to submit or flee
from the more dominant animal and retain a lower social
status, and indeed, this phenomenon is even observable to a
degree in humans.
As related by Rory Miller in his publication
Meditations on Violence, human beings engage in a form
interspecies aggression that functions in the determination
45
of social status. Referred to as “the Monkey Dance”, Miller
explains that posturing is a component of the display of
dominance that can break down into aggressive behavior
that does not typically result in death.17 In such situations,
if one’s posture/presence is good enough, a challenge to
status can be avoided altogether. So what does this have to
do with a kiai?
Regarding these insights into animal and human
psychology, a kiai may be thought of as a component to
effective human posturing in the event that inter-species
aggression is potentiated.
A pertinent example of this arrives to us through a
story of Toshitsugu Takamatsu, the noted teacher of
Maasaki Hatsumi. The story takes place within the
training hall of Takamatsu’s sensei - Toda. A student from
another school had arrived to test the teachings of Toda’s
school. As was customary, Takamatsu, who was of high-
rank, would be the natural candidate for fighting the
challenger. But unexpectedly, a student of lower rank, poor
fighting skill, and an eager drive to defend the reputation
of the school, rose to the challenger with a fierce scream
and began advancing toward him. The result was that the
challenger submitted without fighting the lesser student.
Why? Because of the student’s expressions of power and
dominance that were accompanied by a “demonic” face.18 It
was this ‘posturing’ of the student that frightened the
challenger enough to provoke a submission.19
Now it is informative to note that in relation to
historical instances of military combat, Grossman explains
that posturing, including that which incorporates
screaming, has been a decisive factor of victory in the tides
of battle.20
So what can be concluded from all of this? Firstly,
with the estimation that Itoh’s sources are reliable, we are
given evidence that shinobi of old were indeed men of
battle, for they had developed techniques which exploited
46
psychological responses to intra-species aggression. And
secondly, the use of kiai by shinobi to aid in escape or
attack is historically plausible.
49
With any given mission requiring Yo-nin methods,
we can be sure that shinobi were meticulous in their
selection of clothing when venturing to neighboring or
faraway provinces. They may have had to blend with the
locals, or, they may have had to dress differently from the
locals, depending on the circumstances. For this reason the
dress of local populations was studied and retained by
memory.
It was also necessary that those shinobi, who were
to be involved with fast-communications as relay runners,
frequently travel the main-roads after acquiring the
knowledge of how to carry oneself in behavior and dress of
common travelers.28 Shinobi were even advised to wear
reversible clothing so appearances could be changed
quickly.
If night travel was required, black clothing was
choice only on pitch-black nights whereas moonlit nights
required other subdued colors to blend one’s profile with
the environment.
The art of shinobi dress is very much related to the
modern ‘gray man’ concept of wearing what will not
attract much attention. This concept is used by preppers,
modern agents, and special-forces alike in creating a veneer
that is quickly forgotten by observers. Like the shinobi art
of studying populations for appropriate attire, the gray
man concept is effected by detailing the typical wear of
people within the operating environment.
For missions requiring specific disguise, a strong
contrast between at least two veneers, as alluded to in the
above shinobi method, should be effected. If one were to
modernize this principle, the clothing must be easy to shed
and store (or trashed), and must be in accord with sub-
cultural behaviors and knowledge. For example, simply
donning the attire of a businessman (or for the shinobi, a
merchant), will not be effective as a disguise without
thorough knowledge of the character he is impersonating.
50
What if the shinobi was asked questions pertaining to the
role he assumed and he did not know the answers? The
results would be disastrous.
In an attempt to ensure that his cover would not be
blown, a shinobi made sure to learn and emulate the many
mannerisms, customs, and idioms of comportment that
were consistent with the disguise he assumed. This skill is
truly remarkable when one stops to consider that the
shinobi adopts more than an outer identity for the
accomplishment of a mission, but also ‘lives’ the artificial
identity.29
If a shinobi were to imitate the identity of, say, a
doctor or a nurse in a contemporary context, he would be
required to learn the nomenclature of pharmacology (what
are the side-effects and proper techniques for administering
this medication?). He would have to know how to perform
all the clinical skills that are required of a doctor or a nurse
(Did you auscultate for blood pressure or use a manual
cuff?); and concurrently, he would have to retain a false but
credible form of identification (Hello Dr. ‘Pseudonym’).
In this way the shinobi exercised a quality of
flexibility in thought and action in relation to the
accomplishment of mission objectives. Again, he made
himself become aware of that which constituted an effective
deception including the proper apparel and answers to the
questions that he might be asked throughout the duration
of his mission.
Below is a modern rendition of the disguise
principle. It simply illustrates how one can effect a sharp
contrast in outer appearance quickly by wearing layers of
clothing:
51
The business shirt is trashed along with
glasses and a hat is pulled from the pocket
to shift from a ‘casual business’ veneer to a
‘rock/metal sub-culture’ For more creative
renditions, a carrying bag for props that
blends with the desired veneers is
necessary. It must be understood that this
is a very minor rendition of a flexible
principle. Once again, there is so much
more that goes into creating a good disguise, such as skills,
knowledge, and social buoyancy. Consult the ninjutsu texts
for a more historical understanding of the Yo-nin arts.
53
so habituate the act of abdominal breathing that he/she no
longer must think to regulate the breath in such a way.
Another method given reference in the Shinobi
Hiden consists of dampening the noise of the breath by
inserting paper into the mouth and clenching it with the
teeth.36
Dislocation of Joints
56
The suppleness of the body was maintained to such an
extent that one could manipulate or dislocate joints in
order to free oneself of physical restraints.40
Swimming
In addition to learning how to navigate the terrain
quietly, the trainee also became quite proficient in the
activity of swimming silently. It has been further remarked
by Draeger that the ninja could swim well enough with
his/her legs that it was not at all difficult to write while
swimming.41 This skill can easily be replicated by an
aspiring enthusiast by attending a local pool or some other
body of water wherein a method of swimming using ones
legs alone while holding the hands high can be practiced to
satisfaction.
Self-Immolation
If an historical Iga shinobi ever found it necessary to
kill him/herself, it is directed that a futon be prepared by
circumscribing it with black powder. The shinobi would set
fires within the room and commit suicide on the futon. The
ensuing fires would then ignite the black powder and
immolate the shinobi’s corpse thus obscuring his identity.44
58
understanding that a shinobi specialized in detecting and
exploiting the weaknesses of an enemy’s defenses.
One required antecedent to assessment of an enemy’s
defenses is an immaculate capacity for observation, and
indeed the shinobi were quite skilled in this respect.
For example, Shochu Kokorozuke no Koto is an art
transmitted in the writings of Chikamatsu Shigenori and
alluded to in the Gunpo Jiyoshu46 that explains the
significance of observing the insects in one’s surroundings.
To illustrate this art Shigenori relates a story of two
shinobi who became aware of each other’s presence by the
activities of the insects surrounding the area. As the story
goes, one shinobi who was attempting to infiltrate the
quarters of an ally shinobi heard the sudden start of
mosquito movement which signaled to him that he should
abort infiltration. Likewise, the shinobi occupying the
quarters heard the slow decline in cricket sounds which
prompted him to be on alert for an infiltrating shinobi.47
Assessment of Truth
If one were to summate a comparison of a human
being with that of any other known species, it is reasonable
to conclude that the most salient aspects of the human
being’s evolutionary development, in terms of adaptation
and defensiveness, ultimately derive from the human mind.
Therefore, to make a human innocuous in most respects,
one merely must devise some method to deprive a human
being of its capacity to reason or utterly confuse the mind
as to the nature of truth and its reflection of reality. To
fulfill this intention, it is in good sense that one would use
deception.
Understanding this, a shinobi must have been armed
with the tools imperative to assessing the truth of certain
information that may be gathered in the course of
intelligence operations. What might these tools be?
Answer: The principles of reason.
59
Truth is the result of the correct application of the
principles of reason. The first of these is logic. Logic is a
science concerned with the soundness or flow of
conclusions from their supporting premises. Logic,
“teaches us laws or principles by means of which we can
test the correctness of any piece of reasoning, either our
own or another person’s.”48 The science of logic is today
complexed with many rules to be followed in the validation
or refutation of truth. But to the shinobi of old, rudiments
of logic were likely indispensable to the identification of
propaganda.
For example, the 4th volume of the Shinobi Hiden
instructs the reader to be weary of information received
directly or indirectly from an enemy source. In order to
establish a value of truth concerning such information, it is
advised that the shinobi engage in a logical dissection of
the material characterized by a search for contradictions or
inconsistencies expressed by various other individuals
respecting the same matter of inquiry.49
Situations requiring a shinobi’s assessment of truth
no doubt required great powers of observation for the
omission of a single detail could prove detrimental to a
final conclusion.
The Network
Veritably the greatest risk to personal security is
uncontrolled information about oneself. It is through the
collection and subsequent analysis of information about a
thing that provides grounds to create actionable
intelligence.
To keep an ear to the activities of the enemy,
massive information networks were constructed by
sending shinobi to establish residence in various regions.50
These shinobi engaged in activities that brought them into
60
contact with many people so as to extend the reach of the
network over time.
When these shinobi arrived in the designated
region, they acted in accordance with a tradition that
advises to take up the mental mapping of the area by
walking and observing.51 In doing this, the shinobi built a
reservoir of knowledge that would eventually aid in the
accomplishment of his objectives.
Evidenced by the Bansenshukai, the secret
information networks of the shinobi could have been
extended to include different types of agents of varying
purposes including: female agents52 (kunoichi), children,53
and local residents.
Good Cop
To protect an area from the activities of enemy
shinobi, it was advised that one openly hire a well-known
shinobi and publicize the recruitment. This action was
thought of as a deterrent against enemy activities by
sending the message that the province is being watched.
At the same time, one may augment security by
employing hidden shinobi to keep watch over the
province.57 These agents are to be respectively referred to
as Yo no Shinobi (not hidden) and In no Shinobi (hidden).
Assessing Fidelity
Following a mission that was carried out to retrieve
information, one should be weary of his/her own spies.
What if they converted and now are intending to deceive
you with false information? To prevent this Chikamatsu
writes of Kaeri toi no Koto – the art of questioning one’s
spies.
The traditions of the art make the admonition that
one should not question a shinobi about the information
collected from a mission in the presence of other shinobi.
This is done so as to prevent the group of shinobi from
maintaining consistency of a false story through hearing
one another. Instead, one should question each shinobi
63
individually and then compare the information provided to
assess for the presence of contradiction that would arouse
suspicion concerning a shinobi’s loyalty.
The traditions also suggest that one make up a story
and then question the shinobi about something that is
completely false in order to drive out indicators of the
existence of disloyalty.58
Relay Runners
In the event that shinobi were spatially distant from
one another, how did they convey messages secretly from
area to area?
Answer: There is an Iga ninja tradition which
speaks of utilizing a team of commoners as messengers,
geographically spaced at intervals, to facilitate the quick
transmission of information from one area to the next in
“urgent” situations. The translated text from which this
tradition derives doesn’t offer many details concerning all
the specific manners and tools that is required for a
successful operation, though, one could imagine many
potential nuances given that the principle underlying the
tradition is to simply find a way to send messages without
the enemy knowing.
Before understanding how the principle of this
tradition can be useful for those of the modern world, we
must have a rudimentary understanding of the historical
context connected with this tradition.
During the Sengoku Jidai of medieval Japan,
geographical regions were fractiously fragmented as power
shifted from clan to clan; family to family. With so many
influential powers vying for the seat of ubiquitous control,
it was essential to keep an ear to the activities of
neighboring provinces so as to be better prepared to make
a decision respecting troop movements or dissolving
alliances. For example, it is related in Cummins Iga and
64
Koka Ninja Skills that the brother of Kimura Yasutaka (the
ninja master of Koka who had taught Shigenori the Koka
traditions) once served the Owari-Tokugawa clan in the
messenger capacity. He was known as Kimura Kogoemon,
and in his service to the Owari-Tokugawa clan he reported
to on a potential insurrection of the Mt. Koya region in
1692. The intelligence report which was allegedly provided
by a still existing Koka network was to inform his lord on
whether to send troops into the region or determine if the
rebellion would be bolstered by more ronin, thus
communicating the development of a real problem for
regional stability.
Before the advent of fiber-optic cables and satellite
systems, information concerning distant lands was
acquired by the five-senses of a spy; a shinobi. Once
acquired, the information would not typically be
transmitted at the speed of light (though smoke and fire-
signals were used), but rather the speed of a horse or
human being, and sometimes, the speed of a loosed arrow.
The ninjutsu tradition of using ‘tsugi hikyaku’, or
information networks staffed by relay runners, then,
incorporated the use of commoners (peasant folk) to
transmit messages from enemy provinces or even allied
territories. The relay would be comprised of messengers
who were separated at intervals and would operate under
the guise that they were communicating market prices of
goods between provinces. If they were stopped and
questioned, their intentions were well-hidden and the real
message was preserved.59
In a modern world replete with information
technology, it is exceedingly easy to send messages far
across the planet in the blink of an eye. However while this
capability is convenient, it carries with it a certain amount
of security risk. One should just well assume that any
electronic transmission of any type of information is
logged somewhere or a means of breaching the security of
65
these electronic mediums exist. If one wanted to transmit
information across great distances without arousing
suspicion or leaving a virtual record of the message and
maintain the highest level of information security, it is
useful to resort to pre-modern intelligence methods such as
the use of relay runners.
Now as is the case with any message verbally
communicated between parties, the message may be subject
to the frailties of human subjectivity. Ever play the
telephone game? If so then at one time you have
experienced how messages can break-down and lose
resemblance to the original. With this understanding it
becomes apparent that the messengers must be loyal and
precisely check the information they receive.
In such a low-tech system, how fast could we have
expected a message to travel between runners? Given the
Itoh’s research is correct, messengers could travel 60-70
miles in a day, but for shorter distances the time required
could be much faster depending on the speed of the runner.
A Linguist
If an operation required venturing to a province
wherein the local inhabitants spoke with a different dialect
than that which the shinobi was accustomed, problems
with execution of a plan could arise. The locals may take
note of the regional tongue that the shinobi uses and
thereby make an assessment that he is an agent, or worse,
the shinobi would not be able to understand anything that
was communicated between parties of interest who are
engaged in conversation. For this reason, it was considered
essential that a shinobi express a mastery of regional
dialects – a skill akin to what is required of modern
intelligence agents who travel abroad in the course of their
duties.
As documented by the linguist Haruhiko Kindaichi
in the book The Japanese Language, differences in regional
dialects were and still are “conspicuous”, lending reason to
believe the shinobi had much work to do in attaining
fluency:
69
Chapter 3: The Occult
Practices and Philosophy of
the Ninja
70
During this period, the Iga and Koka predecessors
to the ninja were apt to use area surveillance and methods
of mountain navigation to engage in battle with
neighboring families. It is in relation to this period of in-
fighting, that the moral quality of the ninja may be
questioned in that they were often implicated in acts of
thievery and assault.1
Upon the commencement of the Sengoku Era, the
men of Iga and Koka came to be valued and employed upon
hearing of their reputation for skills of espionage which
proved indispensable to military victories.
When the Sengoku Era gave way to the Edo Era,
ninja could no longer associate themselves with the acts
that did not reflect the integrity of a warrior. Therefore in
the preservation of their earned, noble status, any
semblance of a ninja with a thief was to be thoroughly
extinguished.2 The rise of adherence to a shinobi moral
code is evidenced within works such as the Shoninki and
the Bansenshukai.
71
Zoughari has written that during the Kamakura
period (1192-1333 AD) ninja differed from the “bushi”
ideals of loyalty in that they were more concerned with
payment for their services than battle recognition.4 But
this idea blatantly contradicts what has been written by
Fujibayashi, for within the Bansenshukai he states in various
places that a shinobi must exercise a strong degree of
loyalty to one’s lord.5,6,7 Stephen K. Hayes differs from the
claims of Fujibayashi and Zoughari in declaring that
shinobi were more committed to the preservation of their
families rather than their relations with feudal lords.8 So
what is the truth?
The Bansenshukai, being a compendium of many Iga
and Koka traditions, surely should be considered a reliable
source with consideration that the man who penned it was
closer to the history, but as the words of a single man offer
up one facet of history, it is important to search for
contradictions.
With reference to Hayes’ claim of familial loyalty, it
is complexing to note that the manual of Fujibayashi also
admonishes one to maintain an image of non-affiliation
with any of the shinobi arts as the times were such that a
family member could very well come to serve the interests
of a lord counter to those of the shinobi. The historical
record related by Zoughari indicates that not all ninja
exercised extreme loyalty to their lord, but would flip their
allegiances given the circumstantial impetus to do so.
Admittedly, there is a possibility that the virtue of
loyalty found within the manual was only pontificated
upon so as to present ninjutsu in a more honorable light.
Whatever the case may be, the contradiction nevertheless
exists.
Respecting the virtues found within the
Bansenshukai, one might ask where they have come from
and what are their observed translations into human
conduct?
72
Two of these virtuous principles comprise the Five
Virtues of Esoteric Buddhism which are also known as the
five precepts of Confucianism. These virtues are described
by the monk Kukai:
75
And so it is written within the translated works of
Chikamatsu Shigenori on the subject of Iga and Koka ninja
traditions, that it is acceptable and required that a shinobi
kill any person who overhears a secret that is not to be
divulged.18
Shugendo
What spiritual practices might have aided the
shinobi in the elimination of the ego or the development of
Fujibayashi’s Seishin? For the ninja of old, it has been said
78
that this “correct mind” may have been attained by
subjecting oneself to intense physical and spiritual training
in relative isolation via Shugendo practices and rituals.25
“Shugendo” translated as the way of ‘training and
testing’26 is a religion originated by the mountain monk En
no Gyoja (634-706 A.D.) that has been characterized as a
blend between Shintoism and Buddhism.27,28 According to
Man, many ninjutsu practitioners, some formerly peasant
farmers, immersed themselves in the difficult ways of
Shugendo so as to absorb the knowledge of the yama-bushi
(mountain ascetics – one who trains in the mountains)
which was thought to be a source of immense supernatural
power.29 True to its name, the religion has a reputation for
its harsh “shugyo” oriented method of spiritual refinement
that may be characterized as a perpetual test of one’s inner
and outer strength.
Indeed, Shugendo monks practice(d) many rituals
that would test the limits of one’s mortality, displaying to
the observer a certain element of physical difficulty that
only the devout may endure. For example, one such
practice consists of a winter seclusion from technological
comforts high up in the mountains that is undertaken with
the objective of attaining special spiritual powers, including
the ability to walk through fire and subject oneself to the
insult of boiling water.30 Such rituals seem on the surface
to be testaments to the reality of attained supernatural
powers, though, to be sure, the implications of such an
observation may be debated. Regarding this debate in
relation to the ninja practitioners of the kuji, it has been
noted by Kevin Keitoshi Casey, in his book The Ninja Mind,
that the ninja were not concerned with the particular
details of how the kuji rituals worked, but instead were
thought to approach the matter of the kuji with a sense of
pragmatism, putting emphasis on ascertaining the reality
of whether or not the rituals could aid in the development
of great power.31
79
A Ninja’s Shugyo and Shugendo
Shugendo pilgrimages are physically demanding
and therefore those who endure the pilgrimages not only
triumph with an understanding of their physical limitations
but also a mental attitude that allows for furtherance of
human potential – a characteristic essential to the
composition of the historical ninja.
Ostensibly the most difficult of Shugendo training is
a pilgrimage known as Okugake. This pilgrimage consists
of traversing a distance of 80 kilometers on foot through
the mountains within a period of a few days. The route is
said to be treacherous and unforgiving as people go
missing each year from the pilgrimage path.32
For what reason does one of Shugendo subject the
body to such difficulty? Answer: these shugenja (one who
practices Shugendo) were heroes of their respective
communities in that they suffered for the greater good of
their fellow human beings. Their venture and hermitage
within nature was, in the past, endured with the intent to
retrieve knowledge and power from the spirit realm that
could protect the community from whence they came.33 As
may be intuited, only the most devout were known to
attempt these practices indicating the presence of a mental
fortitude which has been affixed to the public perception of
a shinobi.
This connection of Shugendo with ninjutsu may be
further supported with the writings of Itoh who
characterized ninjutsu as a method of intense spiritual and
physical conditioning that leaves the practitioner with a
tenacious capacity to endure through the most testing and
“brutal” of life-events.34 The acquisition of such physical,
mental, and spiritual fortitude was the aim of intense
shugyo or “tanren”, a method of conditioning the mind and
body to “challenging” conditions by consistent exposure to
80
harsh natural elements and extremely difficult physical
training.
Another link between ninjutsu and Shugendo
practices resides in what is known as the kuji goshin ho of
ninjutsu. This kuji goshin ho is an occult method of self-
protection that utilizes various hand postures and finger
intertwinements (mudras), concentrated intentions
(mandalas), and spoken vows (mantras) that are believed to
enhance one’s sensitivity to his/her environment when
executed properly.35 It is salient to note that within the
ritual practices of Shugendo there exists a method of
demon exorcism known as, “the kuji 九字 ceremony which
utilizes nine mudras and nine formulas to draw on the
power of supernatural deities.”36, a fact that evinces an
influence of the ritual on the kuji goshin ho.
Also within the teachings of Shugendo is a ritual
known as ‘Takigyo’ that is executed to purify the mind and
body of all negativity by standing beneath the torrent of a
freezing waterfall and chanting mantras that are thought
to invoke the powers of the ‘kami’.
Koshikidake states that the “kuji-in”, which consists
of performing nine specific intertwinements of the hands
and fingers along with invoking a certain mental state, is
used prior to entering the waterfall.37 And so the idea that
the kuji goshin ho of ninjutsu has associations with the
mountain religion should not be considered a speculative
notion, but rather a substantiated fact. Furthermore it
should be noted that modern day ninjutsu practitioners
still engage in practices that harken back to their
Shugendo roots. For example, within both Koshikidake’s
and Casey’s texts on Shugendo and the kuji respectively,
Stephen K. Hayes appears in the full garb of the Shugenja
performing what seems to be a ‘Taikgyo’ ritual.
85
mind.65 This enhanced intuition is thought to aid the
shinobi in detecting danger before it manifests.66
Hypnotism
It has been claimed that the occult practices of
ninjutsu incorporated an element of hypnosis that
functioned in the capture and control of an enemy’s mind.77
However this idea contradicts what has been promulgated
by the 20th century Japanese historian of ninjutsu-
Gingetsu Itoh; muddying the waters of truth. In his work,
86
Itoh accentuates an emphasis that historical ninjutsu has
no relation whatsoever with hypnosis of any kind.78 True,
the ninja were known to utilize various diversionary tactics
in order to “guide” the enemies mind, but in no manner
should these instances be construed to support the notion
that hypnotism held a highly cherished place in the shinobi
arts.
Now as has been previously iterated in the opening
statements of this present work, there remains the
possibility that some heretofore hidden ninjutsu traditions
incorporate “hypnotism”. But unless documentation is
provided any assertion of ninja training and tactics
involving hypnosis is dubious.
The philosophy which guided the skill of the shinobi was
not attained early in life but rather was the result of a life-
time of practice.79
1. Do not lie
2. Do not steal for self-interest
3. Do not cheat
4. Do not fear disgrace or shame
5. Do not be greedy
6. Do not act impetuously
7. Do not joke
8. Do not drink
9. Avoid the allure of lust
10. Do not ally yourself with unprincipled people
11. Cherish truth
12. Respect your parents
13. Value the higher principles of ‘benevolence’,’fidelity’,
and ’righteousness’ instead of valuing the pleasures
of the human senses
88
Chapter 4: Warfare
Principles and Ninjutsu
Psychological Operations
The espionage aspects of shinobi-no-jutsu have
roots in a careful study of Sun Tzu’s Art of War, a text that
continues to be of service to modern military tacticians.
Chikamatsu Shigenori relates to his readers that Iga and
Koka traditions of Shinobi-no-jutsu put an emphasis on
thoroughly studying Sun Tzu’s work, in particular his
exposition on spying and spies.4
This specific section of The Art of War is rather
short, consisting of merely a few pages within the
translation available to this author. Admittedly though,
this compactness can be deceptive, allowing for its inner
secrets to be ever elusive to the one who does not read
between the lines and recognize the potential applications
of principles rather than specific techniques.
Respecting this section, what is of special interest
for any individual investigating the connection between
shinobi operatives and modern day psychological
operations is Sun Tzu’s instruction to utilize “expendable”
spies to effect the dissemination of false information among
the enemy.5 The principle of spreading disinformation or
93
misinformation against an enemy is contemporarily
classified as “propaganda”, and is a principle that has been
accoutered with the equipment and precision of modern
day armies for psychological operations.
Harkening to Sun Tzu’s directive for manipulation
of the enemy through information, FM 3-05.301 titled
Psychological Operations Tactics, Techniques, and Procedures
declares that the purpose of a psychological operation
(PYSOP) is to “convey selected information and indicators
to foreign target audiences…to influence their emotions,
motives, objective reasoning, and ultimately the behavior
of foreign governments, organizations, groups, and
individuals.”6 Adding even more contemporary semblance
to Sun Tzu’s principle of utilizing expendable spies for
propaganda dissemination, it has been remarked that media
of modern day psychological operations, depending on the
situation, “may have to be disseminated by covert means,
such as agents who risk their lives to transport and
distribute the materials.”7
In contrast to “psychological operations” of the time
period wherein shinobi operatives were likely participant,
contemporary PSYOPs are amplified in effectiveness and
technical span by the emergence of unprecedented
advancements in “mass communication” of the electronic
and print type.8 Rather than relying on Yabumi 9 letter
drops or the oration of a chosen spy or group of spies to
disseminate propaganda, one could imagine that
modernized principles of shinobi-no-jutsu would now be
colored with particular techniques that incorporate leaflet
drops from airplanes, radio/cable/ internet broadcasts, and
various other mediums of message dissemination.
Respecting single agents engaged in a massive
PSYOP, a modern technique for spreading information
conducive to military objectives calls for the utilization of
mannerisms, apparel, linguistic colloquialisms, and
comportment that reflects the image of a “common man”
94
which superficially seems to identify with the particular
audience that is being targeted.10 The principle of this
‘chameleon effect’, for gaining rapport with a target
population for eventual manipulation through
understanding it, can be derived from ancient ninjutsu
manuals. For example, Fujibayashi discloses in the
Bansenshukai the importance of learning, for intelligence
purposes, the ways of the people of a given region
including their habits of language and dress.11
The Shinobi Hiden advises the same12 and Chikamatsu
Shigenori expatiates on a Koka ninja tradition that duly
advises a shinobi to understand the “character” of a people
for infiltration purposes13, and one might add, the effective
dissemination of propaganda along with casual intelligence
gathering activities. In his book The Master of Disguise, ex-
CIA operative Antonio J. Mendez discloses how one
particular propaganda campaign he was engaged in was
tailored to take advantage of the Buddhist belief system of
the people targeted. This is obviously impossible to do
without first acquiring a good understanding of the target
population’s beliefs and culture.
96
(fig. 4.1)
Chapter 5: Incorporating
Ninjutsu Principles into Self-
Defense
99
‘Self-defense’ is a term that connotes the protective actions one
takes to fend off a physical attack. It is a term most frequently
encountered within the domain of martial artists who may stylize
‘this or that’ technique of a traditional art in such a manner that
conforms it to modern trends in assault/battery scenarios. In this
respect, it may be said that many arts succeed in providing some
form of useful training to students interested in ‘self-defense’,
insofar that consensus relates the term to physical attacks of the
fists and kicks variety (sometimes weapons).
101
Did the ninja, aka shinobi, have skills with the foot and fist? Of
course they did!
We will look for answers to these questions, but first, here are
some important points to bear in mind:
I know the keen of you will point out that, in my not being
Japanese, or speaking the language, that I am deluded to believe I
can grasp a full understanding of the art. This is a fine criticism.
But I have to ask, who does have a full understanding of the art?
Can you point him/her out?
104
engaging in its bloom. There is greater glory in averting
danger and war than there is in prevailing through it.
4. Know what you are willing to live or die for. The shinobi
sealed an allegiance with his lord that remained
interminable unto death. Who are you answerable to?
Your friends? Your family? In defending yourself or
those you love, how far are you willing to go?
This art would have been used for a variety of purposes, from
surreptitious entry into a restricted area, to escaping capture. In
application of the principle, it is well that one routinely practice
bypassing modern locks and learn of their components and
security features. You may start by purchasing a lock-pick set, or
smith your own tools from flexible but durable metals. You can
purchase several tumbler pin locks for pragmatic practice, as
these are among the most common locks encountered today.
106
For concealed carry permit holders, the hoodie can be easily
purposed as a concealment and retaining holster for a firearm.
Depending on the color of clothing and bulk of material used,
this technique offers comparable performance as a concealment
holster to that of standard holsters, but I wouldn’t carry a gun this
way if a holster was available.
108
Appendix A:
Shadow Zone Material
The material presented here consists of articles on ninjutsu
that may be found on the Shadow Zone
(www.shadowzone.net)
110
Knowing the Territory: Points on Applying Ninjutsu to
Emergency Planning and Basic Scouting
111
In this post, I want to emphasize the value of ninjutsu as it is
applied to planning for emergencies. But before I get to this
content, we must reflect on the history of ninjutsu as it was used
during the feudal period so as to evoke those principles of
scouting that are still applicable to the contemporary period.
Now, just what kind of information did the shinobi gather? Well,
anything about the target's dispositions could have proved to be
valuable. The Yokan Denkai places emphasis on retrieving
details of the political situation circumscribing the enemy and
their system of justice having to do with rewards and
punishments, as well as the strengths and weaknesses of
116
everything, including their fortifications, military command,
military behavior and customs, and how many troops are
stationed in a given area. There is a wide assortment of other
information that ninjutsu manuals advise a shinobi to target, too
many to list at this time.
117
One caveat here. Do not fall into the tendency to see your enemy
through your eyes alone. It is just as important to your strategy
that you see yourself from the enemy’s point of view- through
the enemy’s eyes, for he may be studying you without your
knowledge. In this respect, one can see how every bit of
information you publicly divulge about yourself can be used
against you if your enemy has the know-how. Social engineers
offer prime examples of this and if you do not know what a
social engineer is, I advise you look up the term.
Now that we have covered the theoretical, I will now give you
the practical content. These are not authentic ninjutsu exercises.
They are exercises that you can use to develop your senses.
Get a candle and place it a few feet from where you intend to sit.
Light the candle, dim the lights, and assume a comfortable
meditation posture of your choice. Focus your concentration on
the flame. Notice its size, colors, and movements. Relax your
breathing. At varying intervals, take a mental snapshot of the
candle and hold it in your mind’s eye as long as possible before
returning to the stare. Continue as long as you like.
An Introduction to In-nin
Defining In-jutsu
119
To infiltrate by In-jutsu means to use techniques of hiding, or
stealing oneself into, a target of interest by means of camouflage,
tools, and hiding techniques (Ongyo-no-jutsu). The
Bansenshukai gives us examples of In-nin through the successes
of 'Dojun', who infiltrated Sawayama castle by first disguising
himself as a 'lumberjack', a Yo-nin skill. After getting within his
target of interest with Yo-nin, Dojun is said to have switched to
employing In-jutsu by concealing himself underneath the floor.
120
The Legal Ramifications of Attaining Skill in Ninjutsu
121
This principle is applicable to training in anything. If you want
real skill with using a fire-extinguisher, you are going to have to
taste the smoke and feel the lick of flames as you spray the fire
down. If you want to get good at riding a bike, the training
wheels have to come off. If you want to learn to parachute, at
some point you are going to have to jump out of the plane.
122
shadow surveillance (following a target), and ka-jutsu (art of
making fires and incendiaries).
Ka-jutsu: for the most part this art is illegal to learn. In the US,
the BATFE (Bureau of Alcohol Tabacco Firearms and
Explosives) enforces laws against manufacturing your own
explosives, fireworks, incendiaries, etc. without a proper licence.
123
Deploying any of the above is highly illegal, therefore realistic
training is not possible (why do you want to burn down a
village?). However, ninjutsu manuals are replete with recipes for
legitimate shinobi fire-devices and you may be able to find a few
you can construct legally, though, once again, tactical use of
them is likely illegal.
I hope this gets you thinking about why so much is omitted from
modern "ninjutsu" dojos.
With the artificial peace of the Edo period well under way,
Kiumura Okunosuke Yasutaka, sensei of the Koka Ryu
traditions, imparted his predictions of the fate of his ninjutsu to
Chikamatsu Shigenori. The conversation entailing these
predictions was recorded in the Koka Shinobi no Den Miraiki
(1719 AD).
124
In this document, Kimura portends that the younger
generations lineally tied to the Koka would be lulled, by the
peace of Edo, into the comforts of an easier life, hence those
cultivating skill in ninjutsu would continue to decline in number.
Peace was making people soft and complacent while the utility
of ninjutsu was being forgotten in the absence of war.
Answer: Principles
127
Hierarchy: Learn who holds power over what. He would likely
scrutinize big business, the national government, and civil
administration down to the local level. Why? Because a shinobi
allied himself with the lord (or power magnate) who may have
best served his ideals, community, and family as opposed to
those that would pollute and denigrate all. Mind you
Confucianism was big during the medieval period in China as
well as Japan. Collectivist mindsets, such as what "benefits the
masses" drove the shinobi in his affairs. He was loyal to those
who promised order in the land, and he may even be thought of
as one who cherished justice.
128
Cultural Surveillance: Observe and emulate the culture.
Reference after reference we can read how the shinobi was
advised to study the province he would be operating in. Not only
would he be compelled to learn the local dialect and
colloquialisms, but his manners, subjects of conversation, and
attire would match (or differ depending on the circumstances)
those dwelling in the area. He knew how to remain anonymous
by blending in.
All said, I will leave you with this. There is one particular
principle of ninjutsu that is most important for the shinobi of the
past as well as those dwelling in the 21st century:
Never give up. Persevere through the fire. No matter what your
trials in life are, teach yourself to hold on and be patient through
the storm.
129
The Kaginawa
Testsubishi
130
In the west, we refer to
these miniature weapons
as “caltrops” from the
latin ‘calcitrapa’ which
literally translates as
‘foot-trap’, and armies
since time memorial have
utilized them with the
same principle of shinobi-no-jutsu in mind – attack the means to
pursue. Alexander the Great employed them, and even the Office
of Strategic Services (OSS), the forerunner to the CIA, is said to
have used them:
131
For example, spike-boards can be deployed beneath windows,
outside or inside entrances, or along roads and even foot-paths.
All that is really required are some nails or screws and wood. As
shown below, you can even go so far as to have the boards
painted and camouflaged by natural foliage. Specific uses are
determined by the user’s circumstances.
Appendix B: A Commoner’s
Opinion and Dialogue
Values
A: So that you might better protect yourself and your loved ones,
as well as your country.
132
Q: But say I am without family, or have been expatriated from
my nation, what then is the reason for a means of defense?
A: First one must assess what is of greater value. You love your
family. This means you do not wish any harm on them. But you
must realize that to neglect the defense of your nation whilst it is
embattled without and within is to permit a great possibility of
harm to your family which might arise from such chaos. You
depend on your nation for many things with which the support of
133
your family, with love and devotion, is instituted. And so, it is
wiser to bring peace to the nation with your life than it is to
withdraw support from it so that you may personally protect your
family. Know that great enemies will come to exist in the stead
of your nation should you let it fall – and this means greater
threats to the prosperity of your family.
Fear
Enemies
136
I remember being particularly fixated on those sections of his
books concerning the spiritual arts of the shinobi, such as
the kuji-goshin ho, which was purported to, if executed by one
with the proper understanding, afford the user ‘supernatural
powers’ such as invisibility and psychic precognition – the kind
of stuff that makes a skeptic roll the eyes.
What it was about this subject that captivated me so much was its
curiousness and relation to existential questions of life and death.
Are psychic phenomena real? If so, what implications are
therefore extant respecting the existence of an after-life? Could
shinobi really apprehend a premonition of danger after devoting
themselves to such practices as Kuji-in/ Kuji Kiri? Were any of
them really ‘psychic’?
138
The source Hayes explicitly cites for this particular philosophy is
the ‘Doctrine of Mikkyo’, a secret doctrine which effuses from
Shingon Buddhism propagated through Japanese society by
Kobo Daishi (a.k.a. the monk Kukai).
Just what is this Primo Vascular System? The article declares the
following:
Acupuncture points?
139
and prevent disease through harmonizing the flow of the body’s
“Qi”.
140
Notes
Introduction
1. Sawyer, R. (1993). The Seven Military Classics of
Ancient China. p185
2. Draeger, D. (1989). Ninjutsu: The Art of Invisibility.
p23
3. Zoughari, K. (2010). The Ninja: Ancient Shadow
Warriors of Japan. p69
4. Hatsumi. (1989). Ninjutsu: History and Traditions.
5. Cummins & Minami. (2013). The Book of Ninja: The
First Complete Translation of the Bansenshukai. p.19
6. Man, J. (2012). Ninja: 1,000 Years of the Shadow
Warriors. p93
7. Zoughari, K. (2010).The Ninja: Ancient Shadow
Warriors of Japan. p23
8. Cummins, A; Minami, Y. (2013). The Book of Ninja: The
First Complete Translation of the Bansenshukai. p.xx
9. Cummins, A.; Minami, Y. (2011). p24
10. Cummins, A.; Minami, Y. (2014) p2
Chapter 1
1. Hatsumi, M. (1989). Ninjutsu: History and Traditions.
p12-18
2. Hayes, S. (2013). The Complete Ninja Collection. p9-10.
emphasis in original.
3. Ibid.
4. Itoh, G. (1907). Yojutsu to Ninjutsu. p18
5. Zoughari, K. (2010). The Ninja: Ancient Shadow
Warriors of Japan. p21
6. Man, J. (2012). Ninja: 1,000 Years of the Shadow
Warriors. p242
7. Hatsumi, M. (1998). Ninpo. p92
141
8. Cummins, A & Minami, Y. (2013). The Book of Ninja.
p28-29
9. Ibid.
10. Ibid.
11. Ibid. p103-104
12. Hatsumi, M. (1989). Ninjutsu: History and Traditions.
p12
13. Ibid. p12-18
14. Cummins, A. & Minami, Y. (2013). Iga and Koka Ninja
Skills. p165-171
15. Grossman, D. (2009). On Killing: The Psychological
Cost of Learning to Kill in War and Society. p336
16. Collins, R. (2011). Violence: A Micro-sociological
Theory. p8
17. Sawyer, R. & Sawyer M. (1993). The Seven Military
Classics of Ancient China. p150
18. Ibid. p166
19. Ibid.
20. Ibid.
21. Man, J. (2012). Ninja: 1,000 Years of the Shadow
Warriors. p108
22. Cummins & Minami. (2013). The Book of Ninja: The
First Complete Translation of the Bansenshukai. p.56-57
23. Ibid.
24. Itoh, G. (1907). Yojutsu to Ninjutsu. Translated by Eric
Shahan. p17
25. Cummins, A. & Minami, Y. (2011).The True Path of the
Ninja. p32
25. Cummins A. & Minami, Y. (2012). The Secret Traditions
of the Shinobi: Hattori Hanzo’s Shinobi Hiden and Other
Ninja Scrolls. p78
26. Hatsumi, M. (1989). Ninjutsu: History and Traditions.
p10
27. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p56-57
28. Cummins, A. & Minami, Y. (2012). The Secret
Traditions of the Shinobi: Hattori Hanzo’s Shinobi
Hiden and other Ninja Scrolls. p78
142
29. Cummins, A. & Minami, Y. (2011). The True Path of the
Ninja. p46, 47,151,153
30. Ibid. p.172
31. Cummins, A. & Minami, Y. (2013). The Book of Ninja
p.28
32. Hayes, S. (2013). The Complete Ninja Collection. p.20
33. Cummins, A. & Minami, Y. (2011). The True Path of the
Ninja. p46
Chapter 2
1. Itoh, G. (1909). Ninjutsu to Yojutsu. Translated by Eric
Shahan. p39
2. Ibid. p39,43
3. Ibid. p44
4. Itoh, G. (1909). Ninjutsu to Yojutsu. Translated by Eric
Shahan. p72-75
5. Ibid. p72-75
6. Ibid. p72-75
7. Cummins, A. & Minami, Y. (2014). p14-15, 41-42
8. Hayes, S. (2013). The Complete Ninja Collection. p9-10
9. Zhougari, K. (2010). The Ninja: Ancient Shadow
Warriors of Japan. p90
10. Ibid.
11. Cummins, A. & Minami, Y. (2013). The Book of Ninja.
The First Complete Translation of the Bansenshukai.
p77-79
12. Itoh, G. (1937). Gendaijin no Ninjutsu. p14
13. Ibid. p24
14. Ibid. p22
15. Ibid. p25
16. Grossman, D. (2009). On Killing: The Psychological
Cost of Learning to Kill in War and Society. p5-6
17. Miller, R. (2008). Meditations On Violence: A
Comparison of Martial Arts Training and Real World
Violence. p42-52
143
18. Hatsumi, M. (1989). Ninjutsu: History and Traditions
p233
19. Ibid.
20. Grossman, D. (2009). On Killing: the Psychological Cost
of Learning to Kill in War and Society. p5-17
21. Cummins, A. & Minami, Y. (2011). The True Path of the
Ninja p126-128
22. Ibid. p150
23. U.S. Secret Service Training Guide:
Characteristics of the Armed Individual. 2010. D.o.a
2/28/16.
https://publicintelligence.net/category/documents/unit
ed-states-documents/dhs/u-s-secret-service/
24. Navarro, J. (2008). What Every Body is Saying: An Ex-
FBI Agent’s Guide to Speed-Reading People. p18-19
25. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p26-27
26. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai.
p.xxix-xxxii
27. Ibid. p100-267
28. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p97
29. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai.
p100-165
30. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai.
p218-221
31. Ibid.
32. Ibid.
33. Itoh, G. (1909). Ninjutsu to Yojutsu. p23-24
34. Ibid. p27
35. Itoh, G. (1909). Ninjutsu to Yojutsu. p25-26
36. Cummins, A. & Minami, Y. (2012). The Secret
Traditions of the Shinobi. p54
37. Draeger, D. (1989). Ninjutsu: The Art of Invisibility.
p29
38. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
144
Skills. p58-59
39. Draeger, D. (1989). Ninjutsu: The Art of Invisibility p32
40. Ibid. p34
41. Ibid. p35-36
42. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p399-400
43. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p111-112
44. Ibid. p69
45. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai. p20
46. Cummins, A. & Minami, Y. (2012). The Secret
Traditions of the Shinobi. p121
47. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p101
48. Leonard, H.(1967). Principles of reasoning: An
Introduction to Logic, Methodology, and the Theory of
Signs. p12
49. Cummins, A. & Minami, Y. (2012). The Secret
Traditions of the Shinobi. p43-44
50. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p30
51. Ibid. p99
52. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai.
p107
53. Ibid. p105
54. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p32-33
55. Ibid. p34-35
56. Ibid. p35-36
57. Ibid. p96
58. Ibid. p62-63
59. Ibid. p25
60. Ibid. p31
61. Kindaichi, H. (1957). The Japanese Language. p55
62. Ibid.
145
63. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p78
64. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p72
Chapter 3
1. Itoh, G. (1917). Ninjutsu no Gokui. Translated by Eric
Shahan. p.25-26
2. Ibid. p.42
3. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai. p6
4. Zoughari, K. (2010). The Ninja: Ancient Shadow
Warriors of Japan. p35
5. Cummins, A; Minami, Y. (2013). The Book of Ninja: The
First Complete Translation of the Bansenshukai. p30
6. Ibid. p32
7. Ibid. p39
8. Hayes, S. (2013). The Complete Ninja Collection. p157-
158
9. Bukkyo Dendo Kyokai; Namata Center for Translation
and Research. (2004). Shingon Texts. p145
10. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p.33,37,38
11. Itoh, G. (1917). Ninjutsu no Gokui. Translated by Eric
Shahan. p.13
12. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
the First Complete Translation of the Bansenshukai.
p38-40
13. Ibid. p40
14. Ibid. p39
15. Zoughari, K. (2010). The Ninja: Ancient Shadow
Warriors of Japan. p23
16. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p37
17. Ibid.
146
18. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p48
19. Hayes, S. (2013). The Complete Ninja Collection. p23
20. www.onmarkproductions.com/html/number-five.html
D.o.a. 4/14/16
21. Koshikidake, S. (2015). Shugendo: The Way of the
Mountain Monks.p13
22. Ibid. p54-59
23. Cummins, A. & Minami, Y. (2013). The Book of Ninja:
The First Complete Translation of the Bansenshukai.
p46-50
24. Ibid. p46-48
25. Ibid. p48
26. Man, J. (2012). Ninja: 1,000 Years of the Shadow
Warriors. p19-21
27. Koshikidake, S. (2015). Shugendo: the Way of the
Mountain Monks. p19
28. Ibid. p48
29. Man, J. (2012). Ninja: 1,000 Years of the Shadow
Warriors. p18
30. Hitoshi, M. (1989). Religious Rituals in Shugendo.
Japanese Journal of Religious Studies. Vol 16/2-3, p102-
116.
31. Casey, K. (2013). The Ninja Mind. p19
32. Koshikidake, S. (2015). Shugendo: the Way of the
Mountain Monks. p124
33. Hitoshi, M. (1989). Religious Rituals in Shugendo.
Japanese Journal of Religious Studies. Vol 16/2-3, p103-
104.
34. Ibid. p23
35. Itoh, G. (1909). Ninjutsu to Yojutsu. Translated by Eric
Shahan. p19-20
36. Hayes, S. (2013). The Complete Ninja Collection. p291
37. Hitoshi, M. (1989). Religious Rituals in Shugendo.
Japanese Journal of Religious Studies. Vol 16/2-3, p102-
116
38. Koshikidake, S. (2015). Shugendo: The Way of the
Mountain Monks. p109
147
39. Liang, S.; Wu, W. (1997). Qigong Empowerment. p157-
159
40. Lepine, F.(2006). Advanced Kuji-In: transformational
Approach. p9
41. Hayes, S. (2013). The Complete Ninja Collection. p291
42. Liang,S. & Wu,W. (1997). Qigong Empowerment. p157
43. Lepine, F.(2006).Advanced Kuji-In: Transformational
Approach. p9-10
44. Hatsumi, M. (1988). The Grandmaster’s Book of Ninja
Training. p48-49
44. Casey, K. (2013). The Ninja Mind. p8
45. Lepine, F.(2006). Advanced Kuji-In: Transformational
Approach
46. Hayes, S. (2013). The Complete Ninja Collection. p291
47. Hatsumi, M. (1988). The Grandmaster’s Book of Ninja
Training. .48-49
48. Ibid.
49. Hayes, S. (2013). The Complete Ninja Collection. p291
50. other p.98
51. Lepine, F. (2006). Advanced Kuji-In:Transformational
Approach. p17-18
52. Takamatsuden Books. (2010).Kuji-In. p.6
53. Hayes, S. (2013).The Complete Ninja Collection. p292
54. Lepine, F.(2006). Advanced Kuji-In: Transformational
Approach. p.25-26
55. Takamatsuden Books.(2010). Kuji-In. p7
56. Hayes, S. (2013). The Complete Ninja Collection. p292
57. Lepine, F.(2006). Advanced Kuji-In: Transformational
Approach. p33-35
58. Takamatsuden Books. (2010). Kuji-In. p8
59. Hayes, S. (2013). The Complete Ninja Collection. p292
60. Lepine, F. (2006). Advanced Kuji-In: Transformational
Approach. p51-53
61. Hayes, S. (2013). The Complete Ninja Collection. p294
62. Takamatsuden Books. (2010). Kuji-In. p9
63. Lepine, F. (2006). Advanced Kuji-In: Transformational
Approach. p61-63
64. Ibid. p.65
65. Hayes, S. (2013). The Complete Ninja Collection. p294
148
66. Lepine, F. (2006). Advanced Kuji-In: Transformational
Approach. p71-74
67. Lepine, F. (2006). Qi-Gong and Kuji-In. p79
68. Hayes, S. (2013). The Complete Ninja Collection. p294
69. Lepine, F. (2006). Advanced Kuji-In: Transormational
Approach. p77-79
70. Hayes, S. (2013). The Complete Ninja Collection. p296
71. Lepine, F. (2006). Advanced Kuji-In: Transformational
Approach. p83-86
72. Ibid.
73. Hayes, S. (2013). The Complete Ninja Collection. p296
74. Ibid.
75. Lepine, F.(2006). Qi-Gong and Kuji-In. p79,95
76. Hayes, S. (2013). The Complete Ninja Collection. p296
77. Kim, A. (2000). Ninja Mind Control.
78. Itoh, G. (1909). Ninjutsu to Yojutsu. p53-54
79. Hatsumi, M. (1989). Ninjutsu: history and Traditions.
p181
80. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p.96
81. Hatsumi, M. (1998). Ninpo: Wisdom for Life. p12
82. Itoh, G. (1909). Ninjutsu to Yojutsu. p27
83. Cummins, A. & Minami, Y. (2013). The Book of
Ninja. p.32-43
Chapter 4
1. Cummins A, & Minami, Y.(2013). The Book of Ninja: the
First Complete Translation of the Bansenshukai. p100
2. Ibid. p56
3. Ibid. p57
4. Sawyer, R. (1993). The Seven Military Classics of
Ancient China. p136-137
5. Ibid. p186
6. FM 3-05.301. (2003). Psychological Operations: Tactics,
Techniques, and Procedures. p1-1
149
7. Golstein, F. & Findley, B. (1996). Psychological
Operations: Principles and Case Studies. p6
8. Ibid. p7
9. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p76
10. FM 3-05.301. (2003). Psychological Operations: Tactics,
Techniques, and Procedures. p5-11 psyOP
11. (2013). The Book of Ninja: the First Complete
Translation of the Bansenshukai. p103
12. Cummins, A. & Minami, Y. (2012). The Secret
Traditions of the Shinobi. p41
13. Cummins, A. & Minami, Y. (2014). Iga and Koka Ninja
Skills. p51
14. Boston Police Dep. (2016). Suspicious Activity Behavior
& Indicators For Public Sector Partners.
15. Cummins, A. & Minami, Y. (2011). The True Path of the
Ninja. Tuttle Publishing. p.98
Chapter 5
1. Cummins, A. & Minami, Y. (2013). The Book of Ninja.
p.56
2. Cummins, A. & Minami, Y. (2013). The Book of Ninja.
p.50
3. Cummins, A. & Minami, Y. (2011). The True Path of the
Ninja. p.169-170
4. p.88 Ninjutsu no Gokui
Online Resources
www.natori.co.uk
www.antonnycummins.com/ninjutsu
www.commonersguide.com
150
151